Classifications

• • C—CHEMISTRY; METALLURGY
  • C09—DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
  • C09D—COATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
  • C09D101/00—Coating compositions based on cellulose, modified cellulose, or cellulose derivatives
  • C09D101/08—Cellulose derivatives
  • C09D101/32—Cellulose ether-esters
• • C—CHEMISTRY; METALLURGY
  • C08—ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
  • C08B—POLYSACCHARIDES; DERIVATIVES THEREOF
  • C08B13/00—Preparation of cellulose ether-esters
• • C—CHEMISTRY; METALLURGY
  • C09—DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
  • C09D—COATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
  • C09D7/00—Features of coating compositions, not provided for in group C09D5/00; Processes for incorporating ingredients in coating compositions
  • C09D7/40—Additives
  • C09D7/43—Thickening agents
• • C—CHEMISTRY; METALLURGY
  • C08—ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
  • C08L—COMPOSITIONS OF MACROMOLECULAR COMPOUNDS
  • C08L1/00—Compositions of cellulose, modified cellulose or cellulose derivatives
  • C08L1/08—Cellulose derivatives
  • C08L1/10—Esters of organic acids, i.e. acylates
  • C08L1/14—Mixed esters, e.g. cellulose acetate-butyrate

Definitions

• This invention belongs to the field of cellulose chemistry.
• it relates to certain esters of carboxy (alkyl) cellulose and their use in coating and ink compositions.
• Cellulose esters are valuable polymers which are useful in many plastic, film, coating and fiber appplications. In coatings applications, cellulose esters are generally applied from organic solvent solutions.
• U.S. Patent No. 4,520,192 describes a process for preparing carboxyalkyl acetyl celluloses with a carboxyalkyl degree of substitution per anhydroglucose unit (DS) of 0.2-2.5 and an acetyl DS of 0.5-2.8 and the metal salts of these materials.
• the preparation of the carboxyalkyl acetyl cellulose is accomplished by converting carboxyalkyl cellulose, sodium salt, into its acid form by soaking in an aqueous acid solution of sulfuric acid, hydrochloric acid, nitric acid, or acetic acid.
• U.S. Patent No. 3,435,027 describes a base catalyzed (sodium hydroxide) esterification of carboxymethyl cellulose (in the sodium salt form) in 70— 85% acetone nonsolvent media with acetic, propionic, lactic, or stearyl anhydride. The procedure yields a product with a low degree of ester substitution and falls well short of a fully substituted cellulose.
• This reference claims a base catalyzed process for preparing cellulose ether—esters (containing from 0.1 —18% acetyl, which corresponds to 0.01 - 0.97 DS (acetyl) from a water soluble cellulose ether in a nonsolvent media and products thereof.
• USSR Patent 612933 describes a process for preparation of cellulose acetate ethers wherein an alkali activated cellulose (12% sodium hydroxide) is etherified with monochloroacetic acid followed by esterification with acetic anhydride in the presence of sulfuric acid catalyst. The process is limited to a low DS of the carboxymethyl substituent.
• U.S. Patent No. 3,789,117 discloses a process for preparing an enteric medicant coating from an organic solvent soluble cellulose derivative. The cellulose derivative's substitution has a carboxymethyl DS range of 0.3 to 1.2 in conjunction with at least one of the remaining hydroxyl groups being etherified or esterified. Ester groups, of which they do not indicate the degree of substitution, include acetyl, propionyl, butyryl, nitric, or higher fatty acids.
• RO 96929 describes a carboxymethyl cellulose (CMC) acetate with a carboxymethyl degree of substitution of 0.5 — 3.0, acetyl DS of 0.4—2.9, and viscosity 150—1500 cP.
• This material was taught to be useful as an alkaline suspension stabilizer, solution thickener, and alkaline media binder. The material was prepared by mixing 70% acetic acid with CMC(Na salt) , washing the acetic wet CMC with 50% acetic acid to remove the sodium acetate, and esterification of the acetic acid wet CMC—H with acetic anhydride for' 1.5 hours at 50—110°C in the presence of sulfuric acid.
• CMC carboxymethyl cellulose
• Carbohydrate Research, 13, pp.83—88, (1970) describes the preparation of CMC acetate by sulfuric acid catalyzed acetylation of CMC (carboxymethyl DS of 0.07) hydrolysis (acetylation and hydrolysis procedures taken from Malm, Ind. Eng. Chem. , 38 (1946) 77), and evaluation of this material in membranes for reverse osmosis.
• This invention provides ether—ester derivatives of cellulose which combines a carboxyalkyl ether (preferably carboxymethyl) substituent and propionyl, acetyl/propionyl , butyryl, or acetyl/butyryl ester substituents.
• carboxyalkyl ether preferably carboxymethyl
• propionyl acetyl/propionyl
• butyryl acetyl/butyryl ester substituents.
• DS combined degree of substitution
• These new CMC esters are soluble in a wide range of organic solvents which allows coating formulators a wider latitude of solvent choice.
• esters of carboxy(C-,—C 3 alkyl) cellulose which are useful as binder components of coating compositions.
• Such esters preferably have an inherent viscosity of 0.20 to 0.70 dL/g, preferably 0.35 to 0.60 dL/g, as measured in a 60/40 (wt./wt.) solution of phenol/tetrachloroethane at 25°C, a degree of substitution per anhydroglycose unit of carboxy (C 1 —C 3 alkyl) of 0.20 to 0.75, and a degree of substitution per anhydroglucose unit of C 2 —C esters of 1.5 to 2.7.
• these resins are useful in coating and ink formulations.
• Certain particular novel esters are preferred and further provided as additional embodiments of this invention as follows.
• a carboxymethyl cellulose butyrate having a degree of substitution per anhydroglucose unit of carboxymethyl of 0.20 to 0.75, preferably 0.25 to 0.35, a degree of substitution per anhydroglucose unit of hydroxyl from 0.10 to 0.70, and a degree of substitution per anhydroglucose unit of butyryl of 1.50 to 2.70, and having an inherent viscosity of 0.20 to 0.70 dL/g, as measured in a 60/40 (wt./wt.) solution of phenol/tetrachloroethane at 25°C. It is preferred that the inherent viscosity be 0.35 to 0.60 dL/g.
• a carboxymethyl cellulose propionate having a degree of substitution per anhydroglucose unit of carboxymethyl of 0.20 to 0.75, preferably 0.25 to 0.35, a degree of substitution per anhydroglucose unit of hydroxyl from 0.10 to 0.70, and a degree of substitution per anhydroglucose unit of propionyl of 1.50 to 2.70, and having an inherent viscosity of 0.20 to 0.70 dL/g, as measured in a 60/40 (wt./wt.) solution of phenol/tetrachloroethane at 25°C. It is preferred that the inherent viscosity be 0.35 to 0.60 dL/g.
• a carboxymethyl cellulose acetate butyrate having a degree of substitution of carboxymethyl of 0.20 to 0.75, preferably 0.25 to 0.35, a degree of substitution per anhydroglucose unit of hydroxyl from 0.10 to 0.70, and a degree of substitution per anhydroglucose unit of butyryl of 0.10 to 2.60 and a degree of substitution per anhydroglucose unit of acetyl of 0.10 to 1.65, and having an inherent viscosity of 0.20 to 0.70 dL/g, as measured in a 60/40 (wt./wt.) solution of phenol/tetrachloroethane at 25°C.
• the inherent viscosity be 0.35 to 0.60 dL/g. It is preferred that the degree of substitution per anhydroglucose unit of hydroxyl is 0.10 to 0.70, butyryl is 1.10 to 2.55, and acetyl is 0.10 to 0.90.
• a carboxymethyl cellulose acetate propionate having a degree of substitution per anhydroglucose unit of carboxymethyl of 0.20 to 0.75, preferably 0.25 to 0.35, a degree of substitution per anhydroglucose unit of hydroxyl from 0.10 to 0.70, and a degree of substitution per anhydroglucose unit of propionyl of 0.10 to 2.60 and a degree of substitution per anhydroglucose unit of acetyl of 0.10 to 2.65, and having an inherent viscosity of 0.20 to 0.70 dL/g, as measured in a 60/40 (wt./wt.) solution of phenol/tetrachloroethane at 25°C.
• the inherent viscosity be 0.35 to 0.60 dL/g. It is preferred that the degree of substitution per anhydroglucose unit of hydroxyl is 0.10 to 0.70, butyryl is 1.10 to 2.55, and acetyl is 0.10 to 0.90.
• the carboxy(C- ] —C 3 ) alkyl cellulose esters of the invention may be prepared by a multi-step process.
• the free acid form of, for example, carboxymethyl cellulose is water activated followed by water displacement via solvent exchange with an alkanoic acid such as acetic acid followed by treatment with a higher aliphatic acid (propionic acid or butyric acid) to give a carboxymethyl cellulose (CMC—H) activate wet with the appropriate aliphatic acid.
• an alkanoic acid such as acetic acid followed by treatment with a higher aliphatic acid (propionic acid or butyric acid) to give a carboxymethyl cellulose (CMC—H) activate wet with the appropriate aliphatic acid.
• CMC—H carboxymethyl cellulose
• the CMC—H is treated with the desired anhydride in the presence of a strong acid catalyst such as sulfuric acid to give a fully substituted CMC ester.
• a strong acid catalyst such as sulfuric acid
• a final solution consisting of water and an aliphatic acid
• the final addition allows a slow transition through the hydrous point to give period of low water concentration and high temperature (as a result of the exotherm from water reacting with excess anhydride) in the reaction medium. This is crucial for hydrolysis of combined sulfur from the cellulose backbone.
• This product is then hydrolyzed using sulfuric acid to provide a partially substituted carboxymethyl cellulose ester. Hydrolysis is necessary to provide gel free solutions in organic solvents and to provide better compatibility with other resins in coatings applications.
• the sulfuric acid is neutralized after the esterification or hydrolysis reactions are complete by addition of a stoichiometric amount of an alkali or alkaline earth metal alkanoate, for example, magnesium acetate, dissolved in water and an alkanoic acid such as acetic acid.
• an alkali or alkaline earth metal alkanoate for example, magnesium acetate
• an alkanoic acid such as acetic acid.
• either the fully substituted or partially hydrolyzed forms of carboxy (C- j —C 3 alkyl) cellulose ester are isolated by diluting the final neutralized "dope" with an equal volume of acetic acid followed by precipitation of the diluted "dope” into a volume of water about 1.5 to 3.0 times its weight. This is followed by addition of 1.5 to 3.0 volumes of water to give a particle that can be easily washed with de- ionized water to efficiently remove residual organic acids and inorganic salts.
• the reaction mixture is diluted with an equal volume of acetic acid, followed by precipitation of the diluted product into a volume of water about 1.5 to 3.0 times its weight, followed by an additional volume of water about 1.5 to 3.0 times its weight, washed with deionized water and dried to provide the desired product as a powder.
• This powder is thus free from any significant amount of residual organic acids and inorganic salts.
• carboxyalkyl cellulose as obtained from alkylation is not suitable for esterification. We have found that it must be converted to the acid form, water activated, and solvent exchanged with an alkanoic acid before esterification will occur. Also contrary to this reference, we have found that carboxyalkyl celluloses having a degree of substitution of 0.2 to 0.75 are actually less reactive than the original cellulose and thus heat must be utilized to effect esterification. Cellulose esters have found utility in pigment dispersions by blending the cellulose ester and a pigment with heat and/or shear to disperse the pigment.
• pigments can be easily dispersed in coating formulations, thereby providing high coloring power and good transparency while using a minimal amount of pigment.
• Such pigment dispersions can be improved by the use of the carboxy (0—0 3 a lkyl) cellulose esters of the present invention in place of conventional cellulose esters.
• the carboxy (C 2 —C 3 alkyl) cellulose esters of the present invention impart markedly improved wetting properties to the pigment dispersion.
• Mixtures of C 2 —C 4 esters of carboxy (C ⁇ C 3 ) alkyl cellulose and pigments at a pigment:C 2 —C 4 esters of carboxy (0—0 3 ) alkyl cellulose weight ratios of 20:80 to 50:50 may be prepared.
• These dispersions can be prepared on a two—roll mill or in a ball mill, Kady mill, sand mill, and the like.
• the present invention provides a pigment dispersion comprising 20 to 50 weight percent by weight of a pigment and correspondingly 50 to 80 percent by weight of a C 2 —C 4 ester of carboxy (C 2 —C 3 ) alkyl cellulose having an inherent viscosity of 0.2 to 0.70 dL/g, as measured in a 60/40 (wt./wt.) solution of phenol/tetrachloroethane at 25°C, a degree of substitution per anhydroglucose unit of carboxy (C 2 — C 3 ) alkyl of 0.2 to 0.70, and a degree of substitution per anhydroglucose unit of C 2 —C 4 esters of 1.5 to 2.7.
• the above polymers are easily formulated into either lacquer or enamel type coatings where they are used as rheology modifiers and/or binder components providing improved aluminum flake orientation and improved hardness. They can be applied to a substrate in the form of an organic solvent solution, an amine neutralized waterborne dispersion, a fully neutralized aqueous/organic colloidal dispersion, or as a zero VOC dispersion in aqueous ammonia. They can provide a water clear, high gloss, protective coating for a variety of substrates, especially metal and wood.
• Carboxymethyl cellulose esters of this invention i.e., CMC propionate, CMC acetate propionate, CMC butyrate, and CMC acetate butyrate, as described above, exhibit improved solubility and compatibility (i.e., film clarity) characteristics over carboxymethyl cellulose acetate or conventional cellulose esters (cellulose acetate, cellulose propionate, cellulose butyrate, cellulose acetate propionate, or cellulose acetate butyrate) .
• These esters are soluble in most classes of typical coating solvents including ketones, esters, alcohols, glycol ethers, and glycol ether esters, while tolerating dilution with water or aromatic hydrocarbons.
• Examples of typical solvents include acetone, methyl ethyl ketone, methyl isobutyl ketone, methyl amyl ketone, methyl isoamyl ketone, 2— propoxyethanol, 2—butoxyethanol, ethyl 3— ethoxypropionate, ethanol, propanol, isopropyl alcohol, butanol, 2—ethylhexanol, ethyl acetate, propyl acetate, isopropyl acetate, butyl acetate, isobutyl acetate, ethylene glycol diacetate, and other volatile inert solvents typically used in coating compositions.
• organic solutions of the esters of this invention can be prepared by adding 1 to 1000 parts of solvent per part of ester; 1.5 to 9 parts of solvent per part of ester is preferred.
• the C 2 —C 4 esters of carboxy (0 2 —0 3 ) alkyl cellulose of this invention are useful as rheology modifiers.
• amine neutralized waterborne dispersions have shown exponential viscosity changes with changes of as little as 0.5 weight percent concentration of the C 2 —C 4 esters of carboxy(C 2 —C 3 ) alkyl cellulose. This rapid viscosity build is especially useful in the reduction of runs and sags in waterborne spray applications .
• esters of the present invention are relatively hard polymers, i.e., about 12 Knoop Hardness Units (KHU) , and have high glass transition temperatures. They can be added to other resins to improve the coating hardness and to improve properties such as slip, sag resistance, and mar resistance. To further improve the toughness, crosslinkers such as melamines or isocyanates may be added to react with these esters or with other resins.
• KHU Knoop Hardness Units
• esters of the present invention possess free hydroxyl groups and thus can also be utilized in conjunction with crosslinking agents such as melamines and isocyanates.
• crosslinking agents such as melamines and isocyanates.
• melamines are preferably a compounds having a plurality of —N(CH 2 OR) 2 functional groups, wherein R is C 2 —C 4 alkyl, preferably methyl.
• the melamine cross—linking agent may be selected from compounds of the following formulae, wherein R is independently C 2 —C 4 alkyl:
• preferred cross—linking agents include hexamethoxymethylamine, tetramethoxymethylbenzo— guanamine, tetramethoxymethylurea, mixed butoxy/methoxy substituted melamines, and the like.
• the most preferred melamine cross—linking agent is hexamethoxymethylamine.
• Typical isocyanate crosslinking agents and resin include hexa ethylene diisocyanate (HMDI) , isophorone diisocyanate (IPDI) , and toluene diisocyanate. Since there are free —COOH groups present on the esters of the present invention, one could use the usual crosslinkers and resins used with carboxyl functional resins, e.g., epoxy resins or glycidyl—functional resins.
• Preferred epoxy functional resins generally have a molecular weight of 300 to 4000, and have approximately .05 to .99, epoxy groups per lOOg of resin(i.e., 100-2000 weight per epoxy (WPE) ) .
• WPE weight per epoxy
• Such resins are widely known and are commercially—available under the EPON ® trademark of the Shell Chemical Company, the ARALDITE ® trademark of CIBA-Geigy, and D.E.R. resins of the Dow Chemical Company.
• esters of the present invention with a range of acid numbers from 40 to 130, hydroxyl levels of 0.15 (essentially trisubstituted, i.e, no or little hydrolysis), 0.25, and 0.5 DS were evaluated for their compatibility with alkyd and polyisocyanate resins and compared with nitrocellulose, and the commercially available celluluose acetate butyrates, CAB 381—0.5 and CAB 551—0.2, available from Eastman Chemical Company. Methyl isobutyl ketone was used as the solvent. Solutions which were hazy had isopropyl alcohol added to clear up the haze (except for the solutions containing Desmondur HL polyisocyanate resin) .
• compositions of the invention the total weight of a), b),and c) will of course equal 100%.
• esters of the present invention may also be utilized in waterborne coating compositions.
• the esters of this invention may be dissolved in organic solvents, partially neutralized, and dispersed in water.
• solvents include but are not limited to 2—butanone, methyl amyl ketone, methanol, ethanol, ethyl 3—ethoxypropionate, ethylene glycol monoethyl ether, ethylene glycol monopropyl ether, and ethylene glycol monobutyl ether and the like.
• Dispersion of the modified cellulose ester of the present invention in water requires 25 to 100% neutralization of the pendant carboxylate groups with an amine.
• Typical amines include but are not limited to ammonia, piperidine, 4—ethylmorpholine, diethanolamine, triethanolamine, ethanolamine, tributylamine, dibutylamine, and dimethylamino ethanol.
• the amount of suitable aqueous solvent in the dispersed coating composition of the present invention is 50 to 90 wt %, preferably 75 to 90 wt % of the total coating composition.
• (b) at least 50 weight percent, based on the total weight of (a) and (b) , of a compatible water soluble or water dispersible resin selected from the group consisting of polyesters, polyester— amides, cellulose esters, alkyds, polyurethanes, epoxy resins, polyamides, acrylics, vinyl polymers, polyurethanes, and melamines;
• a compatible water soluble or water dispersible resin selected from the group consisting of polyesters, polyester— amides, cellulose esters, alkyds, polyurethanes, epoxy resins, polyamides, acrylics, vinyl polymers, polyurethanes, and melamines;
• total weight of (a) and (b) is between 5 and 50 weight percent of the total composition and the organic solvent comprises less than 20 weight percent of the total weight of the composition.
• the above compositions are further comprised of one or more coatings additives.
• coatings additives are generally present in a range of 0.1 to 15 weight percent, based on the total weight of the composition.
• coatings additives include leveling, rheology, and flow control agents such as silicones, fluorocarbons or cellulosics; flatting agents; pigment wetting and dispersing agents; surfactants; ultraviolet (UV) absorbers; UV light stabilizers; tinting pigments; defoaming and antifoaming agents; anti—settling, anti- sag and bodying agents; anti—skinning agents; anti— flooding and anti—floating agents; fungicides and mildewcides; corrosion inhibitors; thickening agents; or coalescing agents.
• leveling, rheology, and flow control agents such as silicones, fluorocarbons or cellulosics; flatting agents; pigment wetting and dispersing agents; surfactants; ultraviolet (UV) absorbers; UV light stabilizers; tinting
• flatting agents examples include synthetic silica, available from the Davison Chemical Division of W. R. Grace & Company under the trademark SYLOID ® ; polypropylene, available from Hercules Inc. , under the trademark HERCOFLAT ® ; synthetic silicate, available from J. M Huber Corporation under the trademark ZEOLEX ® .
• dispersing agents and surfactants include sodium bis (tridecyl) sulfosuccinnate, di(2—ethyl hexyl) sodium sulfosuccinnate, sodium dihexylsulfo— succinnate, sodium dicyclohexyl sulfosuccinnate, dia yl sodium sulfosuccinnate, sodium diisobutyl sulfc— succinate, disodium iso—decyl sulfosuccinnate, disodium ethoxylated alcohol half ester of sulfosuccinnic acid, disodium alkyl amido polyethoxy sulfosuccinnate, tetra— sodium N—(1,2—dicarboxy—ethyl)—N—oxtadecyl sulfc— succinnamate, disodium N—octasulfosuccinna ate, sulfated ethoxyl
• viscosity, suspension, and flow control agents examples include polyaminoamide phosphate, high molecular weight carboxylic acid salts of polyamine amides, and alkyl amine salt of an unsaturated fatty acid, all available from BYK Chemie U.S.A. under the trademark ANTI TERRA ® .
• Further examples include polysiloxane copolymers, polyacrylate solution, cellulose esters, hydroxyethyl cellulose, hydrophobically—modified hydroxyethyl cellulose, hydroxypropyl cellulose, polyamide wax, polyolefin wax, carboxymethyl cellulose, ammonium polyacrylate, sodium polyacrylate, and poly— ethylene oxide.
• fungicides examples include 4 , 4—dimethyloxazolidine, 3,4, 4—trimethyl— oxazolidine, modified barium metaborate, potassium N— hydroxy—methyl—N—methyldithiocarbamate, 2—(thiocyano— methylthio) benzothiazole, potassium dimethyl dithic— carbamate, adamantane, N—(trichloromethylthio) phthalimide, 2,4,5, 6—tetrachloroisophthalonitrile, orthophenyl phenol, 2,4, 5—trichlorophenol, dehydroacetic acid, copper naphthenate, copper octoate, organic arsenic, tributyl tin oxide, zinc naphthenate, and copper 8—quinolinate.
• U.V. absorbers and U.V. light stabilizers include substituted benzophenone, substituted benzotriazole, hindered amine, and hindered benzoate, available from American Cyanamide Company under the tradename Cyasorb UV, and available from Ciba Geigy under the trademark TINUVIN, and diethyl-3- acetyl—4—hydroxy—benzyl—phosphonate, 4—dodecyloxy—2— hydroxy benzophenone, and resorcinol monobenzoate.
• the formulated coating composition containing carboxy (C 2 —C 3 alkyl) cellulose esters of the present invention is applied to a substrate and allowed to air dry.
• the substrate can be, for example, wood; plastic; metal such as aluminum or steel; cardboard; glass; cellulose acetate butyrate sheeting; and various blends containing, for example, polypropylene, polycarbonate, polyesters such as polyethylene terephthalate, acrylic sheeting, as well as other solid substrates.
• Pigments suitable for use in the coating compositions envisioned by the present invention are the typical organic and inorganic pigments, well—known to one of ordinary skill in the art of surface coatings, especially those set forth by the Colour Index. 3d Ed. , 2d Rev., 1982, published by the Society of Dyers and
• Colourists in association with the American Association of Textile Chemists and Colorists include, but are not limited to the following: CI Pigment White 6 (titanium dioxide) ; CI Pigment Red 101 (red iron oxide); CI Pigment Yellow 42, CI Pigment Blue 15, 15:1, 15:2, 15:3, 15:4 (copper phthalocyanines) ; CI Pigment Red 49:1; and CI Pigment Red 57:1.
• the X H NMR results were obtained using a JEOL Model GX-270 NMR spectrometer operated at 270 MHz. Sample tube size was 5 mm. The sample temperature was 80°C, the pulse delay 5 sec. and 64 scans were acquired for each experiment. Chemical shifts are reported in ppm from tetramethylsilane, with residual DMSO as an internal reference. The chemical shift of residual DMSO was set to 2.49 ppm.
• the acid number of the carboxy (C- ⁇ C 3 ) alkyl cellulose ester was determined by titration as follows. An accurately weighted aliquot (0.5—1.0 g) of the carboxy(C 2 —C 3 ) alkyl cellulose ester was mixed with 50 mL of pyridine and stirred. To this mixture was added 40 mL of acetone followed by stirring. Finally, 20 mL of water was added and the mixture stirred again. This mixture was titrated with 0.1 N sodium hydroxide in water using a glass/combination electrode. A blank consisting of 50 mL pyridine, 40 mL of acetone and 20 mL water was also titrated. The acid number was calculated as follows where
• acetyl, propionyl, and butyryl weight percents were determined by a hydrolysis GO method.
• a hydrolysis GO method In this method, about 1 g of ester is weighed into a weighing bottle and dried in a vacuum oven at 105°C for at least 30 minutes. Then 0.500 +/- 0.001 g of sample was weighed into a 250 mL Erlenmyer flask. To this flask was added 50 L of a solution of 9.16 g isovaleric acid, 99%, in 2000 mL pyridine. This mixture was heated to reflux for about 10 minutes after which 30 mL of methanolic potassium hydroxide solution was added. This mixture was heated at reflux for about 10 minutes.
• Ci concentration of I (acyl group)
• Fi relative response factor for component I
• This GO method was used instead of NMR because the methylene of the carboxymethyl group cannot be separated from the ring protons of the cellulose backbone making absolute DS measurements by NMR impossible.
• the DS values were calculated by converting the acid number to percent carboxymethyl.
• the cellulose acetate butyrates used were commercial samples from Eastman Chemical Company as follows: CAB 381—0.5 and CAB 551-0.2.
• the cellulose nitrate was RS 10—15 cP cellulose nitrate 70 % in isopropanol which had been dried overnight in a 50°C vacuum oven.
• Cargill 74—7455 alkyd resin and Cargill 52— 7711 alkyd resin were obtained from Cargill, Inc. and were used as supplied (70 % in butoxyethanol and 60 % in toluene respectively) .
• Desmondur HL was obtained from Bayer as a 60 % solution in butyl acetate.
• Carboxymethyl cellulose (Na salt form, approximately 0.26 DS carboxymethyl based on final product calculations) was converted to the free acid (CMC-H) by adding 100 grams of CMC(Na) to 3000 grams of 10% sulfuric acid. After 1 hour the fibrous sample was filtered free of excess liquids and washed with demineralized water. The protonated CMC was transferred to a glass fritted funnel and excess water removed to give 242 grams of water wet CMC(H) activate. The activate was dewatered by solvent exchange with three 200 gram portions of acetic acid and four 200 gram portions of butyric acid to give 235 grams of butyric acid wet CMC(H) activate.
• the activate was transferred to a 1 liter round bottom flask and chilled in ice for 1 hour.
• the activate was esterified by treating with 253 grams of butyric anhydride, 31 grams of acetic anhydride, and 3.44 grams of sulfuric acid at 0°C.
• the reaction was allowed to warm as a result of the exotherm and proceeded to dissolution after 2.25 hours at 43 °C (additional heat was required to hold the temperature at 43 °C).
• a solution of 95 grams of water and 95 grams of acetic acid was added dropwise to the reaction mixture over 30 minutes generating an exotherm of approximately 15°C as a result of reaction of excess anhydride with water.
• the contents were hydrolyzed by heating to 72 °C for 3.5 hours.
• the sulfuric acid catalyst was then neutralized by the addition of 7.53 grams of magnesium acetate (tetrahydrate) in 25 grams of water and 25 grams of acetic acid.
• the reaction contents were diluted with an equal weight of acetic acid and precipitated by pouring into 2,750 grams of agitated water.
• the precipitated particles were hardened by the addition of 2,750 grams of water.
• the contents were filtered, washed with de—ionized water, and dried to obtain 125.5 grams of the protonated form of carboxymethyl cellulose acetate butyrate as a white granular powder: GC % acetyl 5.89, GC % butyryl 38.55%; acid number 47.11; PPM sulfur 83; absolute molecular weight 80,000; PM 95 IV 0.483.
• Calculation for DS gives; carboxymethyl 0.26, acetyl 0.43, butyryl 1.71, and hydroxyl 0.59.
• Example 2
• the reaction was maintained at 80°C for 2 hours after which a solution of 2.34 g of magnesium carbonate, 29 L of acetic acid, and 32 mL of water was added. This mixture was allowed to stir for 15—30 minutes at 80°C, and then filtered through a fine screen (filtered very fast with very little if any gels on screen) .
• the filtered dope was precipitated in water in a bucket using an Omni Mixer for agitation.
• the precipitate was filtered in a bag filter and then washed with demineralized water for 8—10 hours.
• the resulting material was filtered to remove more water and then placed in a 60°C vacuum oven to dry.
• the typical analysis for material prepared in this manner foilows :
• Carboxymethyl cellulose (Na Salt) was converted to the free acid by the addition of 100 grams of carboxymethyl cellulose to 16% aqueous sulfuric acid at 27—30°C. The solids content of the resulting slurry was about 6%. The slurry was stirred for about 15 minutes and the acid solution was filtered to recover the converted CMC.
• CMC-H Activation of CMC
• a solution of 95 grams of water and 95 grams of acetic acid was added to the acid dope over 30—45 minutes at 40—45°C thereby adjusting the water concentration to 13—14%.
• the temperature was increased to 70°C and held for 2 hours.
• 7.53 grams of magnesium acetate (tetrahydrate) in 25 grams of water and 25 grams of acetic acid was added to neutralize the strong acid catalyst. 5.
• Filtration The resulting dope was diluted with acetic acid and water to give about a 1:1 ratio of acetyl/butyryl and approximately 20% water concentration.
• the acid dope was held at 65°C and circulated through a 0.5 micron filter to remove any particulates.
• the dope from above was added to water with agitation to give a flake precipitate. This material was allowed to harden, washed with 60°C water, and dried at 60°C.
• Carboxymethyl cellulose acetate butyrate (DS carboxymethyl 0.34, DS acetyl 0.22, DS butyryl 1.93, DS hydroxyl 0.49) was soluble in ethylene glycol monopropyl ether, ethylene glycol monobutyl ether, ethylene glycol monobutyl ether/water 80/20, ethylene glycol monobutyl ether/water 20/80, ethylene glycol mono—2—ethylhexyl ether, Hexyl Cellosolve (Union Carbide) , diethylene glycol monomethyl ether, diethylene glycol monoethyl ether, diethylene glycol monopropyl ether, diethylene glycol monobutyl ether, propylene glycol monomethyl ether, methanol, me hanol/water 90/10, ethyl alcohol, ethyl alcohol/water 80/20, propyl alcohol, propyl alcohol/
• Carboxymethyl cellulose acetate butyrate (DS carboxymethyl 0.32, DS acetyl 0.74, DS butyryl 1.32, DS hydroxyl 0.62) was soluble in ethylene glycol monopropyl ether, ethylene glycol monobutyl ether, ethylene glycol monobutyl ether/water 80/20, Hexyl cellosolve (Union Carbide) , diethylene glycol monomethyl ether, diethylene glycol monoethyl ether, diethylene glycol monopropyl ether, diethylene glycol monobutyl ether, propylene glycol monomethyl ether, methanol, methanol/water 90/10, methanol water 80/20, ethyl alcohol, ethyl alcohol/water 95/5, ethyl alcohol/water 75/25, propyl alcohol/water 80/20, butyl alcohol/water 90/10, isobutyl
• Carboxymethyl cellulose propionate (DS carboxymethyl 0.28, DS acetyl 0.01, DS propionyl 2.65 , DS hydroxyl 0.06) was soluble in ethylene glycol monopropyl ether, ethylene glycol monobutyl ether, acetone, acetone/water 80/20, methyl isobutyl ketone, methyl amyl ketone, ethyl acetate, n—butyl acetate, toluene/ethanol 80/20, methylene chloride, methylene chloride/methanol 90/10, and EE acetate glycol ether.
• CMCAB carboxymethyl cellulose acetate butyrate
• the wood topcoat formulation was prepared by adding 20 grams of this dispersion, 26.67 grams of water and 53.33 grams of Carboset XL-511 (B. F. Goodrich) 30% solids acrylic dispersion. This formulation gave a total solids of 20.01%, total solvent of 5.23%, and total water of 74.76% for a total VOC of 1.7 lb/gal. The pH was adjusted to 8.0 with ammonia and the solids were further reduced with water to the desired spray viscosity (resulting solids were approximately 16%) .
• a basecoat formulation was prepared from 17.60 grams of this CMCAB dispersion, 3.7 grams of aluminum flake (Pigment, Siberline Aqua Paste 5245-AR-305, 65% solids in mineral oil), 31.77 grams of water, and 46.93 grams of Carboset XL—511, 30% solids acrylic dispersion (BF Goodrich). This formulation gave 20.01% solids, 5.90% solvent and 74.09% water and a total VOC of 1.9 lb per gallon.
• Waterborne dispersions were prepared as in example 85 at varying weight % concentrations of the CMCAB. Viscosity measurements were obtained using a Brookfield Viscometer Spindle 2 at 6 RPM. The viscosity build was observed by increasing the CMC ester concentration from 2 to 3.5%, as shown below. Weight % CMCAB Viscosity, cP
• CMCAB could be used as a rheology modifier at low concentrations (about 2 weight percent) , the viscosity increase on evaporation of some of the water during a spraying operation could help prevent sagging of the coating.
• a dispersion was prepared by pouring 341.6 grams of Carboset XL11 acrylic dispersion (B.F. Goodrich) and 23.7 grams of water to a stirred solution of 34.2 grams of carboxymethyl cellulose acetate butyrate (DS carboxymethyl 0.35, DS acetyl 0.13, DS butyryl 2.16, DS hydroxyl 0.36) in 40 grams of ethylene glycol monobutyl ether and 40 grams ethyl 3—ethoxypropionate.
• This dispersion 100 grams was mixed with 12.3 grams of Aquavex 504—107P (Siberline aluminum flake) and 23.3 grams of water to make a waterborne basecoat which was sprayed onto phosphate treated steel panels. After drying, an acrylic/melamine clear coat was applied and cured at 130° Celsius for 30 minutes.
• a waterborne dispersion of CMC butyrate (acid number 119, carboxymethyl DS 0.74, acetyl DS 0.04, butyryl DS 1.99) was prepared as follows: 39 grams of the CMC butyrate was dissolved in 160 ml of butoxyethanol and treated with 11.5 ml of triethylamine (approximately 0.5 equivalents based on acid number) followed by 400 ml of water. This resulted in a colloidal CMC butyrate dispersion for which further addition of water did not precipitate the CMC butyrate.
• Solutions were prepared using ratios of cellulosic to modifying resin of 1/9, 1/3, 1/1, and 3/1 at 20 % solids in methyl isobutyl ketone (MIBK) . These mixtures were allowed to mix overnight by rolling. If the resulting solutions were not clear, isopropyl alcohol was added to make the solvent system 90/10 MIBK/isopropyl alcohol and the mixtures rolled for an additional 2 hours. The solutions were then evaluated visually for clarity, the presence of gels, fibers, etc. (Tables 1, 3, and 5).
• MIBK methyl isobutyl ketone
• Films were cast on glass from the solutions using a 20 mil draw—down cup. The films were allowed to air dry for 24 hours. The resulting films were evaluated visually both with room lighting and with a high intensity light source (Tables 2, 4, and 6) for film clarity.

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• 1996
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