US20160230210A1 - Systems and methods for assessing biological samples - Google Patents

Systems and methods for assessing biological samples Download PDF

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US20160230210A1
US20160230210A1 US15/017,488 US201615017488A US2016230210A1 US 20160230210 A1 US20160230210 A1 US 20160230210A1 US 201615017488 A US201615017488 A US 201615017488A US 2016230210 A1 US2016230210 A1 US 2016230210A1
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excitation
sensor
instrument according
optical
lens
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Mingsong CHEN
Kuan Moon Boo
Tiong Han Toh
Mauro Aguanno
Soo Yong LAU
Huei Steven YEO
Wei Fuh Teo
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Life Technologies Corp
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Life Technologies Corp
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Priority to US15/017,488 priority Critical patent/US20160230210A1/en
Assigned to Life Technologies Corporation reassignment Life Technologies Corporation ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: BOO, Kuan Moon, CHEN, MINGSONG, LAU, SOO YONG, TEO, WEI FUH, TOH, Tiong Han, YEO, Huei Steven, AGUANNO, Mauro
Publication of US20160230210A1 publication Critical patent/US20160230210A1/en
Priority to US17/151,657 priority patent/US11920191B2/en
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    • C—CHEMISTRY; METALLURGY
    • C12—BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12Q—MEASURING OR TESTING PROCESSES INVOLVING ENZYMES, NUCLEIC ACIDS OR MICROORGANISMS; COMPOSITIONS OR TEST PAPERS THEREFOR; PROCESSES OF PREPARING SUCH COMPOSITIONS; CONDITION-RESPONSIVE CONTROL IN MICROBIOLOGICAL OR ENZYMOLOGICAL PROCESSES
    • C12Q1/00—Measuring or testing processes involving enzymes, nucleic acids or microorganisms; Compositions therefor; Processes of preparing such compositions
    • C12Q1/68—Measuring or testing processes involving enzymes, nucleic acids or microorganisms; Compositions therefor; Processes of preparing such compositions involving nucleic acids
    • C12Q1/6844—Nucleic acid amplification reactions
    • C12Q1/686—Polymerase chain reaction [PCR]
    • B—PERFORMING OPERATIONS; TRANSPORTING
    • B01—PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01L—CHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L7/00—Heating or cooling apparatus; Heat insulating devices
    • B01L7/52—Heating or cooling apparatus; Heat insulating devices with provision for submitting samples to a predetermined sequence of different temperatures, e.g. for treating nucleic acid samples
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/01—Arrangements or apparatus for facilitating the optical investigation
    • G01N21/03—Cuvette constructions
    • G01N21/0332—Cuvette constructions with temperature control
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/6402—Atomic fluorescence; Laser induced fluorescence
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/6428—Measuring fluorescence of fluorescent products of reactions or of fluorochrome labelled reactive substances, e.g. measuring quenching effects, using measuring "optrodes"
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/645—Specially adapted constructive features of fluorimeters
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/645—Specially adapted constructive features of fluorimeters
    • G01N21/6452—Individual samples arranged in a regular 2D-array, e.g. multiwell plates
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/645—Specially adapted constructive features of fluorimeters
    • G01N21/6456—Spatial resolved fluorescence measurements; Imaging
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/645—Specially adapted constructive features of fluorimeters
    • G01N21/6456—Spatial resolved fluorescence measurements; Imaging
    • G01N21/6458—Fluorescence microscopy
    • G—PHYSICS
    • G02—OPTICS
    • G02B—OPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B21/00—Microscopes
    • G02B21/24—Base structure
    • G02B21/241—Devices for focusing
    • G02B21/244—Devices for focusing using image analysis techniques
    • B—PERFORMING OPERATIONS; TRANSPORTING
    • B01—PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01L—CHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2200/00—Solutions for specific problems relating to chemical or physical laboratory apparatus
    • B01L2200/10—Integrating sample preparation and analysis in single entity, e.g. lab-on-a-chip concept
    • B—PERFORMING OPERATIONS; TRANSPORTING
    • B01—PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01L—CHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2300/00—Additional constructional details
    • B01L2300/06—Auxiliary integrated devices, integrated components
    • B01L2300/0627—Sensor or part of a sensor is integrated
    • B01L2300/0654—Lenses; Optical fibres
    • B—PERFORMING OPERATIONS; TRANSPORTING
    • B01—PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01L—CHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2300/00—Additional constructional details
    • B01L2300/08—Geometry, shape and general structure
    • B01L2300/0809—Geometry, shape and general structure rectangular shaped
    • B01L2300/0829—Multi-well plates; Microtitration plates
    • B—PERFORMING OPERATIONS; TRANSPORTING
    • B01—PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01L—CHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2300/00—Additional constructional details
    • B01L2300/16—Surface properties and coatings
    • B01L2300/168—Specific optical properties, e.g. reflective coatings
    • B—PERFORMING OPERATIONS; TRANSPORTING
    • B01—PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01L—CHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2300/00—Additional constructional details
    • B01L2300/18—Means for temperature control
    • G—PHYSICS
    • G01—MEASURING; TESTING
    • G01N—INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00—Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63—Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/64—Fluorescence; Phosphorescence
    • G01N21/645—Specially adapted constructive features of fluorimeters
    • G01N2021/6463—Optics

Definitions

  • the present invention relates generally to systems, devices, and methods for observing, testing, and/or analyzing one or more biological samples, and more specifically to systems, devices, and methods comprising an optical system for observing, testing, and/or analyzing one or more biological samples.
  • FIG. 1 is a schematic representation of a system according to an embodiment of the present invention.
  • FIG. 2 is a schematic representation of an excitation source according to an embodiment of the present invention.
  • FIG. 3 is a normalized spectrum plot of various light sources, including a light source according to an embodiment of the present invention.
  • FIG. 4 is plot of spectral integration over various wavelength ranges for the light source spectrums shown in FIG. 3
  • FIGS. 5 and 6 are perspective views of an instrument housing according to an embodiment of the present invention.
  • FIG. 7 is a solid model representation of an optical and sample processing system according to an embodiment of the present invention.
  • FIG. 8 is a magnified, solid model representation of the optical system shown in FIG. 7 .
  • FIG. 9 is an exploded view of a portion of the sample processing system shown in FIG. 7 .
  • FIG. 10 is a section view of a portion of the optical system shown in FIG. 7 .
  • FIG. 11 is a top perspective view of an imaging unit according to an embodiment of the present invention.
  • FIG. 12 is a sectional view of the imaging unit shown in FIG. 11
  • FIGS. 13 and 14 are bottom perspective views of the imaging unit shown in FIG. 11 .
  • FIGS. 15-17 are magnified views of portions of the imaging unit shown in FIG. 11 .
  • FIG. 18 is a section view of the system shown in FIGS. 6 and 8 .
  • FIGS. 19 and 20 are schematic representations of a system according to an embodiment of the present invention.
  • electromagnetic radiation means radiant energy released by certain electromagnetic processes that may include one or more of visible light (e.g., radiant energy characterized by one or more wavelengths between 400 nanometers and 700 nanometers or between 380 nanometers and 800 nanometers) or invisible electromagnetic radiations (e.g., infrared, near infrared, ultraviolet (UV), X-ray, or gamma ray radiation).
  • visible light e.g., radiant energy characterized by one or more wavelengths between 400 nanometers and 700 nanometers or between 380 nanometers and 800 nanometers
  • invisible electromagnetic radiations e.g., infrared, near infrared, ultraviolet (UV), X-ray, or gamma ray radiation.
  • an excitation source means a source of electromagnetic radiation that may be directed toward at least one sample containing one or more chemical compounds such that the electromagnetic radiation interacts with the at least one sample to produce emission electromagnetic radiation indicative of a condition of the at least one sample.
  • the excitation source may comprise light source.
  • the term “light source” refers to a source of electromagnetic radiation comprising an electromagnetic spectrum having a peak or maximum output (e.g., power, energy, or intensity) that is within the visible wavelength band of the electromagnetic spectrum (e.g., electromagnetic radiation within a wavelength in the range of 400 nanometers to 700 nanometers or in the range of 380 nanometers and 800 nanometers).
  • the excitation source may comprise electromagnetic radiation within at least a portion of the infrared (near infrared, mid infrared, and/or far infrared) or ultraviolet (near ultraviolet and/or extreme ultraviolet) portions of the electromagnetic spectrum. Additionally or alternatively, the excitation source may comprise electromagnetic radiation in other wavelength bands of the electromagnetic spectrum, for example, in the X-ray and/or radio wave portions of the electromagnetic spectrum.
  • the excitation source may comprise a single source of light, for example, an incandescent lamp, a gas discharge lamp (e.g., Halogen lamp, Xenon lamp, Argon lamp, Krypton lamp, etc.), a light emitting diode (LED), an organic LED (OLED), a laser, or the like.
  • the excitation source may comprise a plurality of individual light sources (e.g., a plurality of LEDs or lasers).
  • the excitation source may also include one or more excitation filters, such as a high-pass filter, a low-pass filter, or a band-pass filter.
  • the excitation filter may include a colored filter and/or a dichroic filter.
  • the excitation source comprise a single beam or a plurality of beams that are spatially and/or temporally separated.
  • an “emission” means an electromagnetic radiation produced as the result an interaction of radiation from an excitation source with one or more samples containing, or thought to contain, one or more chemical and/or biological molecules or compounds of interest.
  • the emission may be due to a reflection, refraction, polarization, absorption, and/or other optical effect by the a sample on radiation from the excitation source.
  • the emission may comprise a luminescence or fluorescence induced by absorption of the excitation electromagnetic radiation by one or more samples.
  • emission light refers to an emission comprising an electromagnetic spectrum having a peak or maximum output (e.g., power, energy, or intensity) that is within the visible band of the electromagnetic spectrum (e.g., electromagnetic radiation within a wavelength in the range of 420 nanometers to 700 nanometers).
  • a peak or maximum output e.g., power, energy, or intensity
  • a lens means an optical element configured to direct or focus incident electromagnetic radiation so as to converge or diverge such radiation, for example, to provide a real or virtual image, either at a finite distance or at an optical infinity.
  • the lens may comprise a single optical element having an optical power provided by refraction, reflection, and/or diffraction of the incident electromagnetic radiation.
  • the lens may comprise a compound system including a plurality of optical element, for example, including, but not limited to, an acromatic lens, doublet lens, triplet lens, or camera lens.
  • the lens may be at least partially housed in or at least partially enclosed by a lens case or a lens mount.
  • optical power means the ability of a lens or optic to converge or diverge light to provide a focus (real or virtual) when disposed within air.
  • focal length means the reciprocal of the optical power.
  • diffractive power or “diffractive optical power” means the power of a lens or optic, or portion thereof, attributable to diffraction of incident light into one or more diffraction orders. Except where noted otherwise, the optical power of a lens, optic, or optical element is from a reference plane associated with the lens or optic (e.g., a principal plane of an optic).
  • biological sample means a sample or solution containing any type of biological chemical or component and/or any target molecule of interest to a user, manufacturer, or distributor of the various embodiments of the present invention described or implied herein, as well as any sample or solution containing related chemicals or compounds used for the purpose of conducting a biological assay, experiment, or test.
  • biological chemicals, components, or target molecules may include, but are not limited to, DNA sequences (including cell-free DNA), RNA sequences, genes, oligonucleotides, molecules, proteins, biomarkers, cells (e.g., circulating tumor cells), or any other suitable target biomolecule.
  • a biological sample may comprise one or more of at least one target nucleic acid sequence, at least one primer, at least one buffer, at least one nucleotide, at least one enzyme, at least one detergent, at least one blocking agent, or at least one dye, marker, and/or probe suitable for detecting a target or reference nucleic acid sequence.
  • biological components may be used in conjunction with one or more PCR methods and systems in applications such as fetal diagnostics, multiplex dPCR, viral detection, and quantification standards, genotyping, sequencing assays, experiments, or protocols, sequencing validation, mutation detection, detection of genetically modified organisms, rare allele detection, and/or copy number variation.
  • one or more samples or solutions containing at least one biological targets of interest may be contained in, distributed between, or divided between a plurality of a small sample volumes or reaction regions (e.g., volumes or regions of less than or equal to 10 nanoliters, less than or equal to 1 nanoliter, or less than or equal to 100 picoliters).
  • a small sample volumes or reaction regions e.g., volumes or regions of less than or equal to 10 nanoliters, less than or equal to 1 nanoliter, or less than or equal to 100 picoliters.
  • reaction regions disclosed herein are generally illustrated as being contained in wells located in a substrate material; however, other forms of reaction regions according to embodiments of the present invention may include reaction regions located within through-holes or indentations formed in a substrate, spots of solution distributed on the surface a substrate, samples or solutions located within test sites or volumes of a capillary or microfluidic system, or within or on a plurality of microbeads or microspheres.
  • While devices, instruments, systems, and methods according to embodiments of the present invention are generally directed to dPCR and qPCR, embodiments of the present invention may be applicable to any PCR processes, experiment, assays, or protocols where a large number of reaction regions are processed, observed, and/or measured.
  • a dilute solution containing at least one target polynucleotide or nucleotide sequence is subdivided into a plurality of reaction regions, such that at least some of these reaction regions contain either one molecule of the target nucleotide sequence or none of the target nucleotide sequence.
  • the reaction regions containing the one or more molecules of the target nucleotide sequence are greatly amplified and produce a positive, detectable detection signal, while those containing none of the target(s) nucleotide sequence are not amplified and do not produce a detection signal, or a produce a signal that is below a predetermined threshold or noise level.
  • the number of target nucleotide sequences in an original solution distributed between the reaction regions may be correlated to the number of reaction regions producing a positive detection signal.
  • the detected signal may be used to determine a number, or number range, of target molecules contained in the original solution.
  • a detection system may be configured to distinguish between reaction regions containing one target molecule and reaction regions containing two or at least two target molecules. Additionally or alternatively, the detection system may be configured to distinguish between reaction regions containing a number of target molecules that is at or below a predetermined amount and reaction regions containing more than the predetermined amount. In certain embodiments, both qPCR and dPCR processes, assays, or protocols are conducted using a single the same devices, instruments, or systems, and methods.
  • a system, apparatus, or instrument 100 for biological analysis comprises one or more of an electronic processor, computer, or controller 200 , a base, mount, or sample block assembly 300 configured to receive and/or processes a biological or biochemical sample, and/or an optical system, apparatus, or instrument 400 .
  • system 100 may comprise a sequencing instrument, a polymerase chain reaction (PCR) instrument (e.g., a real-time PCR (qPCR) instrument and/or digital PCR (dPCR) instrument), capillary electrophoresis instrument, an instrument for providing genotyping information, or the like.
  • PCR polymerase chain reaction
  • qPCR real-time PCR
  • dPCR digital PCR
  • Electronic processor 200 is configured to control, monitor, and/or receive data from optical system 400 and/or base 300 .
  • Electronic processor 200 may be physically integrated into optical system 400 and/or base 300 . Additionally or alternatively, electronic processor 200 may be separate from optical system 400 and base 300 , for example, an external desktop computer, laptop computer, notepad computer, tablet computer, or the like.
  • Communication between electronic processor 200 and optical system 400 and/or base 300 may be accomplished directly via a physical connection, such as a USB cable or the like, and/or indirectly via a wireless or network connection (e.g., via Wi-Fi connection, a local area network, internet connection, cloud connection, or the like).
  • Electronic processor 200 may include electronic memory storage containing instructions, routines, algorithms, test and/or configuration parameter, test and/or experimental data, or the like. Electronic processor 200 may be configured, for example, to operate various components of optical system 400 or to obtain and/or process data provided by base 300 . For example, electronic processor 200 may be used to obtain and/or process optical data provided by one or more photodetectors of optical system 400 .
  • electronic processor 200 may integrated into optical system 400 and/or base 300 .
  • Electronic processor 200 may communicate with external computer and/or transmit data to an external computer for further processing, for example, using a hardwire connection, a local area network, an internet connection, cloud computing system, or the like.
  • the external computer may be physical computer, such as a desktop computer, laptop computer, notepad computer, tablet computer, or the like, that is located in or near system 100 .
  • either or both the external computer and electronic processor 200 may comprise a virtual device or system, such as a cloud computing or storage system. Data may be transferred between the two via a wireless connection, a cloud storage or computing system, or the like.
  • data from electronic processor 200 e.g., from optical system 400 and/or base 300
  • may be transferred to an external memory storage device for example, an external hard drive, a USB memory module, a cloud storage system, or the like.
  • base 300 is configured to receive a sample holder or sample carrier 305 .
  • Sample holder 305 may comprise a plurality or array of spatially separated reaction regions, sites, or locations 308 for containing a corresponding plurality or array of biological or biochemical samples 310 .
  • Reaction regions 308 may comprise any plurality of volumes or locations isolating, or configured to isolate, the plurality of biological or biochemical samples 310 .
  • reaction regions 308 may comprise a plurality of through-hole or well in a substrate or assembly (e.g., sample wells in a standard microtiter plate), a plurality of sample beads, microbeads, or microspheres in a channel, capillary, or chamber, a plurality of distinct locations in a flow cell, a plurality of sample spots on a substrate surface, or a plurality of wells or openings configured to receive a sample holder (e.g., the cavities in a sample block assembly configured to receive a microtiter plate).
  • a substrate or assembly e.g., sample wells in a standard microtiter plate
  • sample beads, microbeads, or microspheres in a channel, capillary, or chamber a plurality of distinct locations in a flow cell
  • a plurality of sample spots on a substrate surface e.g., the cavities in a sample block assembly configured to receive a microtiter plate.
  • Base 300 may comprise a sample block assembly configured to control the temperature of sample holder 305 and/or biological samples 310 .
  • Sample block assembly 300 may comprise one or more of a sample block, a Peltier device or other apparatus for controlling or cycling temperature, and/or a heat sink (e.g., for aiding in stabilizing a temperature).
  • Base 300 may comprise a thermal controller or thermal cycler, for example, to provide or perform a PCR assay.
  • Reaction apparatus 300 may include sample holder 305 . At least some of the reaction regions 308 may include the one or more biological samples 310 .
  • Biological or biochemical samples 310 may include one or more of at least one target nucleic acid sequence, at least one primer, at least one buffer, at least one nucleotide, at least one enzyme, at least one detergent, at least one blocking agent, or at least one dye, marker, and/or probe suitable for detecting a target or reference nucleic acid sequence.
  • Sample holder 305 may be configured to perform at least one of a PCR assay, a sequencing assay, or a capillary electrophoresis assay, a blot assay.
  • sample holder 305 may comprise one or more of a microtiter plate, substrate comprising a plurality of wells or through-holes, a substrate comprising a one or more channels or capillaries, or a chamber comprising plurality of beads or spheres containing the one or more biological samples.
  • Reaction regions 308 may comprise one or more of a plurality of wells, a plurality of through-holes in substrate, a plurality of distinct locations on a substrate or within a channel or capillary, a plurality of microbeads or microspheres within a reaction volume, or the like.
  • Sample holder 305 may comprise a microtiter plate, for example, wherein reaction regions 308 may comprise at least 96 well, at least 384, or at least 1536 wells.
  • sample holder 305 may comprise a substrate including a first surface, an opposing second surface, and a plurality of through-holes disposed between the surfaces, the plurality of through-holes configured to contain the one or more biological samples, for example as discussed in Patent Application Publication Numbers US 2014-0242596 and WO 2013/138706, which applications are herein incorporated by reference as if fully set forth herein.
  • the substrate may comprise at least 3096 through-holes or at least 20,000 through-holes.
  • sample holder 305 may comprise an array of capillaries configured to pass one or more target molecules or sequence of molecules.
  • system 100 may optionally include a heated or temperature controlled cover 102 that may be disposed above sample holder 305 and/or base 300 .
  • Heated cover 102 may be used, for example, to prevent condensation above the samples contained in sample holder 305 , which can help to maintain optical access to biological samples 310 .
  • optical system 400 comprises an excitation source, illumination source, radiation source, or light source 402 that produces at least a first excitation beam 405 a characterized by a first wavelength and a second excitation beam 405 b characterized by a second wavelength that is different from the first wavelength.
  • Optical system 400 also comprises an optical sensor or optical detector 408 configured to receive emissions or radiation from one or more biological samples in response to excitation source 410 and/or to one or more of excitation beams 405 a, 405 b.
  • Optical system 400 additionally comprises an excitation optical system 410 disposed along an excitation optical path 412 between excitation source 402 and one or more biological samples to be illuminated.
  • Optical system 400 further comprises an emission optical system 415 disposed along an emission optical path 417 between the illuminated sample(s) and optical sensor 408 .
  • optical system 400 may comprise a beamsplitter 420 .
  • Optical system 400 may optionally include a beam dump or radiation baffle 422 configured reduce or prevent reflection of radiation into emission optical path 417 from excitation source 402 that impinges on beamsplitter 420 .
  • excitation source 402 comprises a radiation source 425 .
  • Radiation source 425 may comprise one or more of at least one an incandescent lamp, at least one gas discharge lamp, at least one light emitting diode (LED), at least one organic light emitting diode, and/or at least one laser.
  • radiation source 425 may comprise at least one Halogen lamp, Xenon lamp, Argon lamp, Krypton lamp, diode laser, Argon laser, Xenon laser, excimer laser, solid-state laser, Helium-Neon laser, dye laser, or combinations thereof.
  • Radiation source 425 may comprise a light source characterized by a maximum or central wavelength in the visible band of the electromagnetic spectrum. Additionally or alternatively, radiation source 425 may comprise an ultraviolet, infrared, or near-infrared source with a corresponding maximum or central wavelength within on one of those wavelength bands of the electromagnetic spectrum. Radiation source 425 may be a broadband source, for example, having a spectral bandwidth of at least 100 nanometers, at least 200 nanometers, or at least 300 nanometers, where the bandwidth is defined as a range over which the intensity, energy, or power output is greater than a predetermined amount (e.g., where the predetermined amount is at or about 1%, 5%, or 10% of a maximum or central wavelength of the radiation source).
  • a predetermined amount e.g., where the predetermined amount is at or about 1%, 5%, or 10% of a maximum or central wavelength of the radiation source.
  • Excitation source 402 may additionally comprise a source lens 428 configured to condition emissions from radiation source 425 , for example, to increase the amount of excitation radiation received at sample holder 305 and/or into biological samples 310 .
  • Source lens 428 may comprise a simple lens or may be a compound lens including two or more elements.
  • excitation source 402 further comprises two or more excitation filters 430 moveable into and out of excitation optical path 412 , for instance, used in combination with a broadband excitation source 402 .
  • different excitation filters 430 may be used to select different wavelength ranges or excitation channels suitable for inducing fluorescence from a respective dye or marker within biological samples 310 .
  • One or more of excitation filters 430 may have a wavelength bandwidth that is at least ⁇ 10 nanometers or at least ⁇ 15 nanometers.
  • Excitation filters 430 may comprise a plurality of filters that together provide a plurality of band passes suitable for fluorescing one or more of a SYBR® dye or probe, a FAMTM dye or probe, a VIC® dye or probe, a ROXTM dye or probe, or a TAMRATM dye or probe. Excitation filters 430 may be arrange in a rotatable filter wheel (not shown) or other suitable device or apparatus providing different excitation channels using excitation source 402 . In certain embodiments, excitation filters 430 comprise at least 5 filter or at least 6 filter.
  • excitation source 402 may comprise a plurality of individual excitation sources that may be combined using one more beamsplitters or beam combiners, such that radiation from each individual excitation source is transmitted along a common optical path, for example, along excitation optical path 412 shown in FIG. 1 .
  • at least some of the individual excitation sources may be arranged to provided excitation beams that propagate along different, non-overlapping optical paths, for example, to illuminate different reaction regions of the plurality of reaction regions 308 .
  • Each of the individual excitation sources may be addressed, activated, or selected to illuminate reaction regions 308 , for example, either individually or in groups or all simultaneously.
  • the individual excitation sources may be arrange in a one-dimensional or two-dimensional array, where one or more of the individual excitation sources is characterized by a maximum or central wavelength that is different than that of at least one of the other individual excitation sources in the array.
  • first excitation beam 405 a comprises a first wavelength range over which an intensity, power, or energy of first excitation beam 405 a is above a first predetermined value and second excitation beam 405 b comprises a second wavelength range over which an intensity, power, or energy of second excitation beam 405 b is above a second predetermined value.
  • the characteristic wavelength of the excitation beams 405 a, 405 b may be a central wavelength of the corresponding wavelength range or a wavelength of maximum electromagnetic intensity, power, or energy over the corresponding wavelength range.
  • the central wavelengths of at least one of the excitation beams 405 may be an average wavelength over the corresponding wavelength range.
  • the predetermined value may be less than 20% of the corresponding maximum intensity, power, or energy; less than 10% of the corresponding maximum intensity, power, or energy; less than 5% of the corresponding maximum intensity, power, or energy; or less than 1% of the corresponding maximum intensity, power, or energy.
  • the predetermined values may be the same for all excitation beams 405 (e.g., for both excitation beams 405 a, 405 b ) or the predetermined values may be different from one another.
  • the wavelength ranges of the first and second excitation beams 405 a, 405 b do not overlap, while in other embodiments at least one of the wavelength ranges at least partially overlaps that of the other.
  • the first and second central wavelengths are separated by at least 20 nanometer. In certain embodiments, at least one of the first and second wavelength ranges has a value of at least 20 nanometer or at least 30 nanometers.
  • Excitation optical system 410 is configured to direct excitation beams 405 a, 405 b to the one or more biological samples. Where applicable, references herein to excitation beams 405 a , 405 b may be applied to embodiment comprising more than two excitation beams 405 .
  • excitation source 402 may be configured to direct at least five or six excitation beams 405 .
  • Excitation beams 405 a, 405 b may be produced or provided simultaneously, may be temporally separated, and/or may be spatially separated (e.g., wherein excitation beams 405 a is directed to one reaction region 308 and excitation beams 405 b is directed to a different reaction region 308 ).
  • excitation beams 405 may be produced sequentially, for example, by sequentially turning on and off different-colored individual radiation source 425 that are characterized by different wavelengths or by sequentially placing different color filters in front of a single radiation source 425 .
  • excitation beams 405 a, 405 b may be produced simultaneously, for example, by using a multi-wavelength band filter, beamsplitter, or mirror, or by coupling together different individual radiation source 425 , such as two different-colored light emitting diodes (LEDs).
  • excitation source 402 produces more than two excitation beams 405 , wherein excitation optical system 410 directs each of the excitation beams to one or more biological samples 310 . Referring to FIG.
  • excitation source 402 may comprise at least 5 individual radiant sources 425 a, 425 b, 425 c, 425 d, 425 e that are combined to transmit along a common excitation optical path 412 .
  • Excitation source 402 may also comprise corresponding sources lenses 428 a , 428 b, 428 c, 428 d, 428 e. Radiation from radiant sources 425 a, 425 b, 425 c, 425 d, 425 e may be combined using a plurality of combiner optical elements 429 a, 429 b, 429 c.
  • Combiner optical elements 429 a, 429 b, 429 c may comprise one or more of a neutral density filter, a 50/50 beamsplitter, a dichroic filter or mirror, a cube beamsplitter, or the like.
  • Combiner optical elements 429 a, 429 b, 429 c are one example of how to combine various individual sources 425 and it will be appreciated that other combinations and geometrical arrangements of individual radiant sources 425 and combiner optical elements 429 are within the scope of embodiments of the present invention.
  • One or more of individual radiant sources 425 a, 425 b, 425 c, 425 d, 425 e may be characterized by a central wavelength and/or wavelength range that is differ from that of the other individual radiant sources 425 a, 425 b, 425 c, 425 d, 425 e.
  • the spectral distribution of radiation source 425 may be selected in a non-obvious manner to enable at least five excitation beams 405 of different colors or excitation channels to be used with one common beamsplitter 420 , while simultaneously maintaining acceptable or predetermined data throughput for all excitation channels, for example, during each cycle of the qPCR assay.
  • excitation channel means each of several, distinct electromagnetic wavelength bands providing by an excitation source (e.g., excitation source 402 ) that are configured to illuminate one or more biological samples (e.g., biological samples 310 ).
  • the term “emission channel” means each of several, distinct emission wavelength bands over which electromagnetic radiation is allowed to pass onto an optical sensor or detector (e.g., optical sensor 408 ).
  • FIG. 3 shows the relative energy over the wavelength spectrum for three different radiation sources.
  • the dashed line plot is the spectrum of a Halogen lamp (herein referred to as “Source 1”) characterized by relatively low energy levels in the blue wavelength range of the visible spectrum and increasing energy until a peak at about 670 nanometers.
  • the dash-dot spectrum plot is that of a commercially available LED light source (herein referred to as “Source 2”), which has peak energy at around 450 nanometers and a lower peak from about 530 nanometers to about 580 nanometers, then steadily decreasing energy into the red wavelength range of the visible spectrum.
  • the solid line plot is the spectrum of another LED light source (herein referred to as “Source 3”) according to an embodiment of the present invention (e.g., an exemplary spectrum for excitation source 402 ).
  • FIG. 4 shows integrated energy over various excitation channels for each of the three sources shown in FIG. 3 , where the spectrums for these channels are those of typical excitation filter used in the field of qPCR.
  • the wavelength ranges and excitation filter designations are shown below in Table 1, where X1 is excitation channel 1, X2 is excitation channel 2, and so forth.
  • one important performance parameter is the total time to obtain emission data for samples containing multiple target dyes.
  • M1-M6 emission channels
  • Source 2 when Source 2 is used in a system having a single, broadband beamsplitter for five or six excitation/emission filter channels (e.g., excitation channels X1-X6 with combinations emission channels M1-M6), the amount of time to obtain data for excitation channel 5 and/or excitation channel 6 could be unacceptably long for certain applications.
  • excitation channels X1-X6 with combinations emission channels M1-M6
  • excitation channels X1, X5, and/or X6 may be used to identify an excitation source 402 suitable for use with a single beamsplitter embodiment to provide acceptable total integration time for collecting emission data over five or six excitation channels.
  • LED Source 2 and LED Source 3 as examples, the following data shown in Table 2 below may be derived for the data shown in FIGS. 3 and 4 .
  • improved performance may be obtain when X1/X2 is greater than 2.02 (e.g., greater than or equal to 3). Additionally or alternatively, in other embodiments, improved performance (e.g., in terms of shorter Channel 1 integration time) may be obtain when X5/X2 is greater than 0.49 (for example, greater than or equal to 0.9) and/or when X6/X2 is greater than 0.38 (for example, greater than or equal to 0.9).
  • X1 means an excitation channel that has a spectral output characterized by a maximum power, energy, or intensity within the wavelength band including 455-485 nanometers
  • X2 means an excitation channel that has a spectral output characterized by a maximum power, energy, or intensity within the wavelength band including 510-530 nanometers
  • X5 means an excitation channel that has a spectral output characterized by a maximum power, energy, or intensity within the wavelength band including 630.5-649.5 nanometers
  • X6 means an excitation channel that has a spectral output characterized by a maximum power, energy, or intensity within the wavelength band including 650-674 nanometers
  • excitation beams 405 are directed along excitation optical path 412 during operation toward sample processing base 300 , for example, toward reaction regions 308 when sample holder 305 is present.
  • source lens 428 is configure to condition excitation beams 405 , for example, to capture and direct a large portion of the emitted radiation from excitation source 402 .
  • one or more mirrors 432 e.g., fold mirrors
  • FIG. 1 illustrated one mirror 432 ; however, addition mirrors may be used, for example to meet packaging design constraints.
  • additional lenses may be disposed near sample holder 305 , for example, in order to further condition the excitation beams 405 and/or corresponding emissions from biological samples contained in one or more reaction regions.
  • Emission optical system 415 is configured to direct emissions from the one or more biological samples to optical sensor 408 . At least some of the emissions may comprise a fluorescent emission from at least some of the biological samples in response to at least one of the excitation beams 405 . Additionally or alternatively, at least some of the emissions comprise radiation from at least one of the excitation beams 405 that is reflected, refracted, diffracted, scattered, or polarized by at least some of the biological samples.
  • emission optical system 415 comprise one or more emission filters 435 configured, for example, to block excitation radiation reflected or scattered into emission optical path 417 . In certain embodiments, there is a corresponding emission filter 435 for each excitation filter 430 . Referring to FIG. 8 , in certain embodiments, the excitation filter 430 are arranged in an excitation filter wheel 431 and/or the emission filters 435 are arranged in an emission filter wheel 436 .
  • emission optical system 415 comprises a sensor lens 438 configured to direct emissions from at least some of the biological samples onto optical sensor 408 .
  • Optical sensor 408 may comprise a single sensor element, for example, a photodiode detector or a photomultiplier tube, or the like. Additionally or alternatively, optical sensor 408 may comprise an array sensor including an array of sensors or pixels.
  • Array sensor 408 may comprise one or more of a complementary metal-oxide-semiconductor sensor (CMOS), a charge-coupled device (CCD) sensor, a plurality of photodiodes detectors, a plurality of photomultiplier tubes, or the like.
  • CMOS complementary metal-oxide-semiconductor sensor
  • CCD charge-coupled device
  • Sensor lens 438 may be configured to from an image from the emissions from one or more of the plurality of biological samples 310 .
  • optical sensor 408 comprises two or more array sensors 408 , for example, where two or more images are formed from the emissions from one or more of the plurality of biological samples 310 .
  • emissions from one or more of the plurality of biological samples 310 may be split to provide two signals of the one or more of the plurality of biological samples 310 .
  • the optical sensor comprises at least two array sensors.
  • Beamsplitter 420 is disposed along both excitation and emission optical paths 412 , 417 and is configured to receive both first and second excitation beams 405 a, 405 b during operation. In the illustrated embodiment shown in FIG. 1 , beamsplitter 420 is configured to transmit the excitation beams 405 and to reflect emissions from the biological samples 310 . Alternatively, beamsplitter 420 may be configured to reflect the excitation beams and to transmit emissions from the biological samples 310 .
  • beamsplitter 420 comprises a broadband beamsplitter having the same, or approximately the same, reflectance for all or most of the excitation beams 405 provided by excitation source 402 and directed to the reaction regions 308 (e.g., excitation beams 405 a, 405 b in the illustrated embodiment).
  • beamsplitter 420 may be a broadband beamsplitter characterized by a reflectance that is constant, or about constant, over a wavelength band of at least 100 nanometers, over a wavelength band of at least 200 nanometers, or over the visible wavelength band of the electromagnetic spectrum, over the visible and near IR wavelength bands of the electromagnetic spectrum, or over a wavelength band from 450 nanometers to 680 nanometers.
  • beamsplitter 420 is a neutral density filter, for example, a filter having a reflectance of, or about, 20%, 50%, or 80% over visible wavelength band of the electromagnetic spectrum.
  • beamsplitter 420 is a dichroic beamsplitter that is transmissive or reflective over one or more selected wavelength ranges, for example, a multi-wavelength band beamsplitter that is transmissive and/or reflective over more than one band of wavelengths centers at or near a peak wavelength of excitation beams 405 .
  • beamsplitter 420 is a single beamsplitter configure to receive some or all of the plurality of excitation beams 405 (e.g., excitation beams 405 a, 405 b ), either alone or in combination with a single beam dump 422 .
  • Each excitation beam may be referred to as an excitation channel, which may be used alone or in combination to excite different fluorescent dyes or probe molecule in one or more of the biological samples 310 .
  • many prior art systems and instruments provide a plurality of excitation beams by using a separate beamsplitter and/or beam dump for each excitation channel and/or each emission channel of the system or instrument.
  • chromatically selective dichroic filters are typically used in at least some of the excitation channels to increase the amount of radiation received at the samples.
  • Disadvantages of systems and instruments using different beamsplitters and/or beam dumps for each channel include an increase in size, cost, complexity, and response time (e.g., dues to increased mass that must be moved or rotated when changing between excitation and/or emission channels).
  • embodiments of the present invention may be used to provide systems and instruments that have reduced size, cost, complexity, and response time as compared to prior art systems and instruments.
  • system 100 comprises an instrument housing 105 and sample holder drawer 110 comprising base 300 and configured during use to receive, hold, or contain sample holder 305 and to position sample holder 305 to provide optical coupling thereof with optical system 400 .
  • housing 105 With drawer 110 closed ( FIG. 6 ), housing 105 may be configured to contain or enclose sample processing system 300 and optical system 400 .
  • housing 105 may contain or enclose all or portions of electronic processor 200 .
  • optical system 400 may further comprise a lens 440 and/or a lens array 442 , which may comprise a plurality of lenses corresponding to each of the reaction regions 308 of sample holder 305 .
  • Lens 440 may comprises a field lens, which may be configured to provide a telecentric optical system for a least one of sample holder 305 , reaction regions 308 , lens array 442 , or optical sensor 408 .
  • lens 440 may comprise a Fresnel lens.
  • base 300 comprises a sample block assembly 300 comprising a sample block 302 , temperature controller 303 , such as a
  • Sample block assembly 300 may be configured to provide a thermal controller or thermal cycling (e.g., provide a PCR assay or temperature profile), maintain a temperature of sample holder 305 or biological sample(s) 310 , and/or otherwise maintain, control, adjust, or cycle heat flow or temperature of sample holder 305 or biological sample(s) 310 .
  • a thermal controller or thermal cycling e.g., provide a PCR assay or temperature profile
  • optical system 400 includes an imaging unit 445 comprising an optical sensor circuit board 448 , sensor lens 438 (which may be a compound lens, as illustrated in FIG. 10 ), an inner lens mount 449 , an outer lens mount 450 , a threaded housing 452 , and a focusing gear 455 .
  • Optical sensor circuit board 448 , threaded housing 452 , and sensor lens 438 together may form a cavity 458 that encloses or contains optical sensor 408 and may be configured to block any external light from impinging optical sensor 408 that does not enter through sensor lens 438 .
  • Outer lens mount 450 comprises an outer surface containing gear teeth 460 that may be moveably or slideably engaged with the teeth of focusing gear 455 via a resilient element (not shown), such as a spring. In certain embodiments, focusing gear 455 moves or slide along a slot 462 of a plate 465 , as illustrated in FIG. 14 .
  • Inner lens mount 449 comprises a threaded portion 468 that engages or mates with a threaded portion of threaded housing 452 .
  • Inner lens mount 449 may be fixedly mounted to outer lens mount 450 , while threaded housing 452 is fixedly mounted relative to optical sensor circuit board 448 .
  • Inner lens mount 449 is moveably or rotatably mounted to threaded housing 452 .
  • focusing gear 455 and outer lens mount 450 may be engaged such that a rotation of focusing gear 455 also rotates outer lens mount 450 .
  • This causes inner lens mount 449 and sensor lens 438 to move along an optical axis of sensor lens 438 via the threads in inner lens mount 449 and threaded housing 452 .
  • the focus of sensor lens 438 may be adjusted without directly engaging sensor lens 438 or its associated mounts 449 , 450 , which are buried within a very compact optical system 400 .
  • Engagement with focusing gear 455 may be either by hand or automated, for example using a motor (not shown), such as a stepper motor or DC motor.
  • imaging unit 445 further comprises a locking device or mechanism 470 .
  • Locking device 470 comprises an edge or tooth 472 that may be slideably engaged between two teeth of focusing gear 455 (see FIGS. 15-17 ). As illustrated in FIGS. 15 and 16 , locking device 470 may have a first position ( FIG. 15 ) in which focusing gear 455 is free to rotate and adjust the focus of sensor lens 438 and a second position ( FIG. 14 ) is which focusing gear 455 is locked in position and impeded or prevented from rotating.
  • locking mechanism 470 further comprises a resilient element such as a spring (not shown), wherein rotation of focusing gear 455 may be accomplished by overcoming a threshold force produced by the resilient element.
  • optical system 400 may also include an optics housing 477 .
  • optical system 400 includes a radiation shield 475 comprising a sensor aperture 478 disposed along emission optical path 417 and at least one blocking structure 480 disposed to cooperate with sensor aperture 478 such that the only radiation from excitation beams 405 , and reflected off an illuminated surface or area 482 , to pass through sensor aperture 478 is radiation that has also reflected off at least one other surface of, or within, the optics housing 477 .
  • radiation shield 475 is configured such that radiation from excitation beams 405 reflected illuminated area 482 are blocked from directly passing through aperture 478 and, therefore, from passing into sensor lens 438 and onto optical detector 408 .
  • illuminated area 482 comprises the area defined by all the apertures 483 of heated cover 102 corresponding to the plurality of reaction regions 308 .
  • blocking structure 480 comprises a shelf 480 .
  • Dashed lines or rays 484 a and 484 b may be used to illustrate the effectiveness of blocking structure 480 in preventing light directly reflected from illuminated area 482 from passing through sensor aperture 478 and onto senor lens 438 and/or optical sensor 408 .
  • Ray 484 a originates from an edge of illuminated area 482 an just passes shelf 480 , but does not pass through sensor aperture 478 .
  • Ray 484 b is another ray originating from the same edge of illuminated area 482 that is blocked by shelf 480 . As can be seen, this ray would have entered through sensor aperture 478 were it not for the presences of shelf 480 .
  • optical system 400 may further comprise an energy or power detection unit comprising a power or energy sensors 490 optically coupled to one end of a light pipe 492 .
  • An opposite end 493 of light pipe 492 is configured to be illuminated by excitation beams 405 .
  • Light pipe end 493 may be illuminated either directly by radiation contained in excitation beams 405 or indirectly, for example, by radiation scattered by a diffuse surface.
  • sensor 490 is located outside of the excitation optical path 412 from excitation source 402 . Additionally or alternatively, sensor 490 is located outside optics housing 477 and/or is located at a remote location outside instrument housing 105 . In the illustrated embodiment shown in FIG.
  • light pipe end 493 is disposed near or adjacent mirror 432 and may be oriented so that the face of the light pipe is perpendicular, or nearly perpendicular, to the surface of mirror 432 that reflects excitation beams 405 .
  • the inventors have discovered that the low amount of energy or power intercepted by light pipe 492 when oriented in this way is sufficient for the purpose of monitoring the energy or power of excitation beams 405 .
  • a more compact optical system 400 may be provided.
  • light pipe 492 comprises a single fiber or a fiber bundle. Additionally or alternatively, light 492 may comprise a rod made of a transparent or transmissive material such as glass, Plexiglas, polymer based material such as acrylic, or the like.
  • instrument 100 comprises a position source 500 configured to emit radiation 502 and a corresponding position sensor 505 configured to receive radiation 502 from position source 500 .
  • Position source 500 and position sensor 505 may be configured to produce a position signal indicative of a position of an optical element 435 disposed along an optical paths.
  • instrument 100 may further comprise a radiation shield 510 configured to block at least some radiation 502 from position source 505 .
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