JP2011520191A - 証券のカストディおよびプリンシパル方式レンディング改良のためのコンピュータ・システム・アーキテクチャおよびコンピュータ実装方法 - Google Patents

証券のカストディおよびプリンシパル方式レンディング改良のためのコンピュータ・システム・アーキテクチャおよびコンピュータ実装方法 Download PDF

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JP2011520191A
JP2011520191A JP2011507691A JP2011507691A JP2011520191A JP 2011520191 A JP2011520191 A JP 2011520191A JP 2011507691 A JP2011507691 A JP 2011507691A JP 2011507691 A JP2011507691 A JP 2011507691A JP 2011520191 A JP2011520191 A JP 2011520191A
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securities
lending
account
principal
borrowing
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JP2011520191A5 (enExample
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オルソン，スコット・ダブリュー
マクローニ，ブライアン・ジェイ
フレミング，ポール・ジェイ
ホーナー，グレン
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ステイト・ストリート・コーポレーション
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Publication of JP2011520191A5 publication Critical patent/JP2011520191A5/ja
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    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/03—Credit; Loans; Processing thereof
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

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  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Development Economics (AREA)
  • Technology Law (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Operations Research (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
JP2011507691A 2008-05-02 2009-05-01 証券のカストディおよびプリンシパル方式レンディング改良のためのコンピュータ・システム・アーキテクチャおよびコンピュータ実装方法 Pending JP2011520191A (ja)

Applications Claiming Priority (5)

Application Number Priority Date Filing Date Title
US5008008P 2008-05-02 2008-05-02
US61/050,080 2008-05-02
US17436709P 2009-04-30 2009-04-30
US61/174,367 2009-04-30
PCT/US2009/042568 WO2009135154A1 (en) 2008-05-02 2009-05-01 Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities

Publications (2)

Publication Number Publication Date
JP2011520191A true JP2011520191A (ja) 2011-07-14
JP2011520191A5 JP2011520191A5 (enExample) 2012-06-21

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Family Applications (1)

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JP2011507691A Pending JP2011520191A (ja) 2008-05-02 2009-05-01 証券のカストディおよびプリンシパル方式レンディング改良のためのコンピュータ・システム・アーキテクチャおよびコンピュータ実装方法

Country Status (6)

Country Link
US (1) US20090276370A1 (enExample)
EP (1) EP2291810A4 (enExample)
JP (1) JP2011520191A (enExample)
CN (1) CN102084390A (enExample)
CA (1) CA2723211A1 (enExample)
WO (1) WO2009135154A1 (enExample)

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JP2017162019A (ja) * 2016-03-07 2017-09-14 株式会社 みずほ銀行 証券取引支援システム
CN108292403A (zh) * 2015-05-01 2018-07-17 缇零网股份有限公司 数字加密的证券平台以及用于所述数字加密的证券平台的方法和系统
JP2022021081A (ja) * 2020-07-21 2022-02-02 三菱Ｕｆｊ信託銀行株式会社 権利移転完結型電子帳簿サーバ、及び権利移転完結型電子帳簿システム

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US7937310B1 (en) 2005-04-14 2011-05-03 Blount Edmon W System and method for providing efficiency and stability to securities financing marketplace
CA2788570C (en) * 2010-02-02 2018-06-26 Thomas Michael Russo Auto substitution collateral management system and method
US8738514B2 (en) * 2010-02-18 2014-05-27 Jpmorgan Chase Bank, N.A. System and method for providing borrow coverage services to short sell securities
US20140188691A1 (en) 2013-01-03 2014-07-03 The Bank Of New York Mellon Automatic collateral exchange for rehypothecated collateral
CN103854223B (zh) * 2014-02-27 2017-11-07 深圳市拜特科技股份有限公司 一种集团企业内部融资方法、系统及集团资金管理机构端
CN104915853B (zh) * 2015-01-04 2018-05-25 杭州时代银通软件股份有限公司 一种委托处理牌价的系统及方法
US11442780B2 (en) 2015-04-22 2022-09-13 The Bank Of New York Mellon Systems and methods for real-time processing
US11372889B2 (en) 2015-04-22 2022-06-28 The Bank Of New York Mellon Multi-modal-based generation of data synchronization instructions
US11704733B2 (en) 2015-05-01 2023-07-18 Tzero Ip, Llc Crypto multiple security asset creation and redemption platform
CN110998628A (zh) * 2017-06-08 2020-04-10 冈部俊彦 商品购买价款支付的损益的通知系统、方法以及程序
US12182294B2 (en) 2018-01-22 2024-12-31 Baton Systems, Inc. Partitioning data across shared permissioned database storage for multiparty data reconciliation
EP3743874A1 (en) * 2018-01-22 2020-12-02 Baton Systems, Inc. Clearing systems and methods
CN113487429B (zh) * 2021-06-22 2023-10-10 华泰证券股份有限公司 一种证券券池库存预占登记方法、装置及可视化计算方法
CA3225621A1 (en) * 2021-06-30 2023-01-05 PwC Product Sales LLC Ai-augmented auditing platform including techniques for automated document processing

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JP2002304528A (ja) * 2001-04-05 2002-10-18 Japan Securities Finance Co Ltd 株券貸借取引支援システム及び株券貸借取引支援システム用のコンピュータプログラム
JP2005084736A (ja) * 2003-09-04 2005-03-31 Japan Future Information Technology & Systems Co Ltd ストックオプション権利行使支援方法、ストックオプション権利行使支援プログラムおよびストックオプション権利行使支援装置
JP2005301328A (ja) * 2003-07-10 2005-10-27 Finalabo Co Ltd 株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定率での損切り機能付き建玉管理システム、顧客口座内全株式について一律に実行する個別株式ごとの指定率での損切り機能付き所有株式管理システム、株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定の保証金維持率による損切り機能付き建玉管理システム

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US8185466B2 (en) * 2002-06-17 2012-05-22 Equilend Holdings Llc System and method for securities borrowing and lending
US7567935B2 (en) * 2002-09-13 2009-07-28 Morgan Stanley Short trade information system
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US7752101B2 (en) * 2003-10-20 2010-07-06 Morgan Stanley System and method for increasing an amount of a security available for borrow
US20080065532A1 (en) * 2004-11-22 2008-03-13 De La Motte Alan L Revenue-producing bank card system & method providing the functionality & protection of trust-connected banking
AU2005314082A1 (en) * 2004-12-08 2006-06-15 Alain L. De La Motte System and method for the creation of a global secure computerized electronic market-making exchange for currency yields arbitrage
US20060069634A1 (en) * 2005-05-16 2006-03-30 Lehman Brothers Inc. Methods and systems for providing enhanced capital advantaged preferred securities
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US20070299786A1 (en) * 2006-06-26 2007-12-27 Henry Bregstein Multi-level leverage account structure
US8595112B2 (en) * 2007-03-12 2013-11-26 The Bank Of New York Mellon Corporation Systems and methods for providing financial services
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JP2002304528A (ja) * 2001-04-05 2002-10-18 Japan Securities Finance Co Ltd 株券貸借取引支援システム及び株券貸借取引支援システム用のコンピュータプログラム
JP2005301328A (ja) * 2003-07-10 2005-10-27 Finalabo Co Ltd 株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定率での損切り機能付き建玉管理システム、顧客口座内全株式について一律に実行する個別株式ごとの指定率での損切り機能付き所有株式管理システム、株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定の保証金維持率による損切り機能付き建玉管理システム
JP2005084736A (ja) * 2003-09-04 2005-03-31 Japan Future Information Technology & Systems Co Ltd ストックオプション権利行使支援方法、ストックオプション権利行使支援プログラムおよびストックオプション権利行使支援装置

Cited By (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN108292403A (zh) * 2015-05-01 2018-07-17 缇零网股份有限公司 数字加密的证券平台以及用于所述数字加密的证券平台的方法和系统
CN108292403B (zh) * 2015-05-01 2022-12-06 缇零知识产权有限责任公司 数字加密的证券平台以及用于所述数字加密的证券平台的方法和系统
JP2017162019A (ja) * 2016-03-07 2017-09-14 株式会社 みずほ銀行 証券取引支援システム
JP2022021081A (ja) * 2020-07-21 2022-02-02 三菱Ｕｆｊ信託銀行株式会社 権利移転完結型電子帳簿サーバ、及び権利移転完結型電子帳簿システム
JP7038764B2 (ja) 2020-07-21 2022-03-18 三菱Ｕｆｊ信託銀行株式会社 権利移転完結型電子帳簿サーバ、及び権利移転完結型電子帳簿システム

Also Published As

Publication number Publication date
EP2291810A4 (en) 2013-01-09
CN102084390A (zh) 2011-06-01
WO2009135154A1 (en) 2009-11-05
CA2723211A1 (en) 2009-11-05
EP2291810A1 (en) 2011-03-09
US20090276370A1 (en) 2009-11-05

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