CA2723211A1 - Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities - Google Patents

Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities Download PDF

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Publication number
CA2723211A1
CA2723211A1 CA2723211A CA2723211A CA2723211A1 CA 2723211 A1 CA2723211 A1 CA 2723211A1 CA 2723211 A CA2723211 A CA 2723211A CA 2723211 A CA2723211 A CA 2723211A CA 2723211 A1 CA2723211 A1 CA 2723211A1
Authority
CA
Canada
Prior art keywords
lending
securities
principal
borrowing
account
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA2723211A
Other languages
English (en)
French (fr)
Inventor
Scott W. Olson
Brian J. Mcloone
Paul J. Fleming
Glenn Horner
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
State Street Corp
Original Assignee
State Street Corp
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by State Street Corp filed Critical State Street Corp
Publication of CA2723211A1 publication Critical patent/CA2723211A1/en
Abandoned legal-status Critical Current

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/03—Credit; Loans; Processing thereof
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Landscapes

  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Development Economics (AREA)
  • Technology Law (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Operations Research (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
CA2723211A 2008-05-02 2009-05-01 Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities Abandoned CA2723211A1 (en)

Applications Claiming Priority (5)

Application Number Priority Date Filing Date Title
US5008008P 2008-05-02 2008-05-02
US61/050,080 2008-05-02
US17436709P 2009-04-30 2009-04-30
US61/174,367 2009-04-30
PCT/US2009/042568 WO2009135154A1 (en) 2008-05-02 2009-05-01 Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities

Publications (1)

Publication Number Publication Date
CA2723211A1 true CA2723211A1 (en) 2009-11-05

Family

ID=41255453

Family Applications (1)

Application Number Title Priority Date Filing Date
CA2723211A Abandoned CA2723211A1 (en) 2008-05-02 2009-05-01 Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities

Country Status (6)

Country Link
US (1) US20090276370A1 (enExample)
EP (1) EP2291810A4 (enExample)
JP (1) JP2011520191A (enExample)
CN (1) CN102084390A (enExample)
CA (1) CA2723211A1 (enExample)
WO (1) WO2009135154A1 (enExample)

Families Citing this family (17)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7937310B1 (en) 2005-04-14 2011-05-03 Blount Edmon W System and method for providing efficiency and stability to securities financing marketplace
CA2788570C (en) * 2010-02-02 2018-06-26 Thomas Michael Russo Auto substitution collateral management system and method
US8738514B2 (en) * 2010-02-18 2014-05-27 Jpmorgan Chase Bank, N.A. System and method for providing borrow coverage services to short sell securities
US20140188691A1 (en) 2013-01-03 2014-07-03 The Bank Of New York Mellon Automatic collateral exchange for rehypothecated collateral
CN103854223B (zh) * 2014-02-27 2017-11-07 深圳市拜特科技股份有限公司 一种集团企业内部融资方法、系统及集团资金管理机构端
CN104915853B (zh) * 2015-01-04 2018-05-25 杭州时代银通软件股份有限公司 一种委托处理牌价的系统及方法
US11442780B2 (en) 2015-04-22 2022-09-13 The Bank Of New York Mellon Systems and methods for real-time processing
US11372889B2 (en) 2015-04-22 2022-06-28 The Bank Of New York Mellon Multi-modal-based generation of data synchronization instructions
US11704733B2 (en) 2015-05-01 2023-07-18 Tzero Ip, Llc Crypto multiple security asset creation and redemption platform
US20160321752A1 (en) * 2015-05-01 2016-11-03 Medici, Inc. Digitally Encrypted Securities Platform, Along With Methods And Systems For The Same
JP6190907B1 (ja) * 2016-03-07 2017-08-30 株式会社 みずほ銀行 証券取引支援システム
CN110998628A (zh) * 2017-06-08 2020-04-10 冈部俊彦 商品购买价款支付的损益的通知系统、方法以及程序
US12182294B2 (en) 2018-01-22 2024-12-31 Baton Systems, Inc. Partitioning data across shared permissioned database storage for multiparty data reconciliation
EP3743874A1 (en) * 2018-01-22 2020-12-02 Baton Systems, Inc. Clearing systems and methods
JP7038764B2 (ja) * 2020-07-21 2022-03-18 三菱Ｕｆｊ信託銀行株式会社 権利移転完結型電子帳簿サーバ、及び権利移転完結型電子帳簿システム
CN113487429B (zh) * 2021-06-22 2023-10-10 华泰证券股份有限公司 一种证券券池库存预占登记方法、装置及可视化计算方法
CA3225621A1 (en) * 2021-06-30 2023-01-05 PwC Product Sales LLC Ai-augmented auditing platform including techniques for automated document processing

Family Cites Families (17)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
JP2002304528A (ja) * 2001-04-05 2002-10-18 Japan Securities Finance Co Ltd 株券貸借取引支援システム及び株券貸借取引支援システム用のコンピュータプログラム
US7236955B2 (en) * 2001-06-15 2007-06-26 Goldman Sachs & Co. Method for structuring a transaction
US7447656B2 (en) * 2001-08-15 2008-11-04 Medha Parthasarathy Electronic lending and borrowing system
US8185466B2 (en) * 2002-06-17 2012-05-22 Equilend Holdings Llc System and method for securities borrowing and lending
US7567935B2 (en) * 2002-09-13 2009-07-28 Morgan Stanley Short trade information system
US20040220872A1 (en) * 2003-04-29 2004-11-04 Pollock Frederick E. Lending based on an asset and securitization of loan interests
JP2005301328A (ja) * 2003-07-10 2005-10-27 Finalabo Co Ltd 株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定率での損切り機能付き建玉管理システム、顧客口座内全株式について一律に実行する個別株式ごとの指定率での損切り機能付き所有株式管理システム、株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定の保証金維持率による損切り機能付き建玉管理システム
JP2005084736A (ja) * 2003-09-04 2005-03-31 Japan Future Information Technology & Systems Co Ltd ストックオプション権利行使支援方法、ストックオプション権利行使支援プログラムおよびストックオプション権利行使支援装置
US7752101B2 (en) * 2003-10-20 2010-07-06 Morgan Stanley System and method for increasing an amount of a security available for borrow
US20080065532A1 (en) * 2004-11-22 2008-03-13 De La Motte Alan L Revenue-producing bank card system & method providing the functionality & protection of trust-connected banking
AU2005314082A1 (en) * 2004-12-08 2006-06-15 Alain L. De La Motte System and method for the creation of a global secure computerized electronic market-making exchange for currency yields arbitrage
US20060069634A1 (en) * 2005-05-16 2006-03-30 Lehman Brothers Inc. Methods and systems for providing enhanced capital advantaged preferred securities
US20060277124A1 (en) * 2005-06-01 2006-12-07 Gerrietts Alfred F Ii Investment and fund management system and method
US20070162365A1 (en) * 2005-07-27 2007-07-12 Weinreb Earl J Securities aid
US20070299786A1 (en) * 2006-06-26 2007-12-27 Henry Bregstein Multi-level leverage account structure
US8595112B2 (en) * 2007-03-12 2013-11-26 The Bank Of New York Mellon Corporation Systems and methods for providing financial services
US8768820B2 (en) * 2008-12-29 2014-07-01 Chicago Mercantile Exchange Inc. Collateralized lending using a central counterparty

Also Published As

Publication number Publication date
EP2291810A4 (en) 2013-01-09
CN102084390A (zh) 2011-06-01
WO2009135154A1 (en) 2009-11-05
JP2011520191A (ja) 2011-07-14
EP2291810A1 (en) 2011-03-09
US20090276370A1 (en) 2009-11-05

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Legal Events

Date Code Title Description
FZDE Discontinued

Effective date: 20150501