CN103339975B - 用于在安全服务器上输出包括在包括在终端中的uicc上的数据的方法 - Google Patents

用于在安全服务器上输出包括在包括在终端中的uicc上的数据的方法 Download PDF

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CN103339975B
CN103339975B CN201180058688.3A CN201180058688A CN103339975B CN 103339975 B CN103339975 B CN 103339975B CN 201180058688 A CN201180058688 A CN 201180058688A CN 103339975 B CN103339975 B CN 103339975B
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CN103339975A (zh
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L·默里恩
X·贝拉尔
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Thales Digital Security France Easy Stock Co
Thales DIS Design Services SAS
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Abstract

本发明提出了—种用于在安全服务器上输出包括在终端中的UICC上的数据的方法。该方法包括：在输出请求下，由UICC签署输出请求，签署的输出请求由终端发射到服务器；在服务器的层面上，通过比较UICC的签名和标识来验证签署的输出请求；如果验证为是，则由服务器经由终端向UICC发送签署的输出凭证；在UICC中验证输出凭证，并且，如果是的话，则准备包含数据的输出包，输出包由UICC签署并加密；向终端发送输出包；并且在UICC中设置输出的数据为“不可使用的”；从终端向服务器发射输出包；在服务器的层面上接收包并验证签名；签署确认消息，并经由终端将其向UICC发射；在UICC中，验证确认消息，并且如果服务器的签名被辨识，则销毁已经被输出的数据，并且经由终端向服务器发送签署的确认消息；在服务器中验证确认消息的签名，并且如果签名被辨识，则使得数据对于到新终端或UICC的进一步转移是可用的。

Description

用于在安全服务器上输出包括在包括在终端中的UICC上的数据的方法
本发明涉及一种用于在安全服务器上输出包括在包括在终端中的UICC(通用集成电路卡)上的数据的方法。
像UICC一样的安全元件嵌入Sim应用。安全元件可以被固定地或非固定地安装在像例如移动电话一样的终端中。在一些情况下，终端由与其它机器通信以用于M2M(机器到机器)应用的机器构成。
UICC可以以智能卡的格式，或者可以以任何其它格式，诸如例如但不限于如PCT/SE2008/050380中所述的封装芯片，或任何其它格式。例如，可以将UICC用于GSM和UMTS网络中的移动终端。UICC确保了各种个人数据的网络认证、完整性和安全性。
在GSM网络中，UICC主要包含SIM应用，而在UMTS网络中它是USIM应用。UICC可包含其它数个应用，使得相同的智能卡可能同时提供到GSM和UMTS网络的接入，并且还提供了电话簿和其它应用的存储。还可能的是，通过使用USIM应用来接入GSM网络，并且还可能的是，通过和为此而准备的移动终端一起使用SIM应用来接入UMTS网络。随着UMTS第5版本和像LTE一样的后面阶段的网络，对IMS(IP多媒体子系统)中的服务需要新的应用，IP多媒体服务标识模块(ISIM)。电话簿是独立的应用，而不是任何订阅信息模块的一部分。
在CDMA网络中，除了3GPPUSIM和SIM应用之外，UICC包含CSIM应用。具有所有三个特征的卡称作可移除用户标识卡，或R-UIM。因此，R-UIM卡能够插入到CDMA、GSM、或UMTS手机中，并将在所有三种情况下工作。
在2G网络中，SIM卡和SIM应用绑定在一起，使得“SIM卡”可以意指物理卡或具有SIM应用的任何物理卡。
UICC智能卡包括CPU、ROM、RAM、EEPROM和I/O电路。早期版本包括整个全尺寸(85×54mm，ISO/IEC7810ID-1)的智能卡。很快对于更小的电话的竞赛要求卡的更小版本。
由于卡插槽是标准化的，用户能够很容易地将其无线账户和电话号码从一个手机移动至另一个手机。这也将转移他们的电话簿和文本消息。类似地，通常用户可以通过将新的运营商(carrier)的UICC卡插入到其现有的手机中来改变运营商。然而，这并非一直是可能的，因为一些运营商(例如在美国)SIM锁定了其销售的电话，因此防止使用竞争运营商的卡。
在UICC配置中，全球平台的ETSI框架和应用管理框架的集成被标准化。
3GPP和ETSI对UICC进行了标准化。
UICC通常可以从移动终端移除，例如当用户想要改变其移动终端时。在其新终端中已经插入了其UICC后，用户将仍然可以使用他的应用、联系人以及证书(credential)(网络运营商)。
同样公知的是，为了使其依赖于该终端，在该终端中焊接或熔接UICC。在M2M(机器到机器)应用中这样做。当在终端中包含了包含有SIM或USIM应用和文件的芯片(安全元件)时，可以达到相同的目的。芯片例如焊接到终端或机器的母板上并构成e-UICC。
本发明也适用于包含与包括在UICC中的芯片相同的应用的这样的芯片或这样的焊接的UICC。可以针对UICC完成并联，其中所述UICC未完全链接到设备但是由于其不意图被移除而难于移除，且位于遥远的或深深集成在机器中的终端中。UICC的特殊形式因素(例如非常小并且因此不宜手持)也可以是将其考虑为实际上集成在终端中的理由。当将UICC集成在不意图开启的机器中时，这也同样适用。包含或设计为包含和UICC相同的应用的芯片或熔接的UICC一般将称作嵌入式UICC或嵌入式安全元件(相对于可移除UICC或可移除安全元件)。对于难于移除的UICC或安全元件，这也同样适用。
本发明涉及要被发送到安全库(例如安全服务器)中的敏感数据从安全组件(UICC芯片)的输出，而没有克隆数据的风险，并且没有UICC和安全服务器之间的直接数据链路。更准确地，本发明涉及用于在安全服务器上输出包括在包括在终端中的UICC上的数据的方法。
当改变终端时，像移动终端—样，例如移动电话，无线终端或者连接的终端，用户想要设施保持和在其旧终端中使能的服务在—起。这些服务，诸如蜂窝服务或者银行服务，依赖于装载在终端的UICC中的密钥和敏感数据。
如果安全组件(UICC)是可移除的，诸如传统的SIM卡，并且如果新终端支持这种可移除组件，那么用户可以仅从旧终端移除安全组件，并且将其插入新终端中。
但是如果UICC不是可移除的(嵌入式UICC)或者如果新终端不支持这种类型的组件，那么就需要一种将与那个服务有关的所有密钥和数据移动到新终端的安全组件的方式。
在嵌入式UICC的情况下产生的另一个问题是，有时旧终端和新终端不是同时可用的。用户在购买他的新终端之前，用户想要保护其敏感(个人)数据和密钥。
本发明提供一种安全地输出与服务有关的密钥和数据到安全库的方式，用于进一步下载到另一个(或者相同的)终端中，以密钥和数据不会被克隆的方式。
此外，本发明解决了问题：在安全库和安全组件之间建立直接IP链路可能是不可能的。
出于这个目的，本发明提出了一种用于在安全服务器上输出包括在包括在终端中的UICC上的数据的方法。该方法包括：
-在输出请求下，由UICC签署(sign)输出请求，签署的输出请求由终端发射到服务器；
-在服务器的层面上，通过比较UICC的签名和标识来验证签署的输出请求；
-如果验证为是，则由服务器经由终端向UICC发送签署的输出凭证；
-在UICC中验证输出凭证，并且，如果是的话，则准备包含数据的输出包，输出包由UICC签署并加密；
-向终端发送输出包；并且在UICC中设置输出的数据为“不可使用的”；
-从终端向服务器发射输出包；
-在服务器的层面上接收包并验证签名；
-签署确认消息，并经由终端将其向UICC发射；
-在UICC中，验证确认消息，并且如果服务器的签名被辨识，则销毁已经被输出的数据，并且经由终端向服务器发送签署的确认消息；
-在服务器中验证确认消息的签名，并且如果签名被辨识，则使得数据对于到新终端或UICC的进一步转移是可用的。
UICC优选地嵌入在终端中，并且在输出请求之前选择要被输出的数据。
通过阅读图1的下面的描述将更好地理解本发明，其中图1表示本发明的优选的实施例的流程图。
本发明集成安全组件(UICC)和安全库之间的异步连接，所述安全库例如由远程服务器构成。
在图1中，终端的终端用户首先选择要被输出的数据。这些数据例如是电话号码或者私人密钥，用户想要保护这些数据，用于能够以后将它们转移到另一个(或者相同的)终端。
这可以通过在UICC上选择应用id或者业务id来完成。这可以由用户通过终端上的应用完成，或者通过终端自动地完成。这对应于由终端用户制定的输出请求。这样的输出请求也可以由远程服务器或者终端制定。
可选地，当选择要从UICC输出的数据/服务时，用户/终端可能不得不向UICC或者服务呈现代码或者认证，以便可以使用数据。
然后终端通过向安全组件发送“发起输出会话(INITEXPORTSESSION)”命令来在安全组件上发起输出会话。
作为响应，UICC向终端返回“签署的输出请求”。这个请求由UICC唯一地识别和签署。
所述“签署的输出请求”通过网络(像IP、蜂窝、OTA或OTI网络一样)异步地发射到服务器。
在接收处，服务器通过比较UICC的签名和标识，来验证“签署的输出请求”。本发明没有批准任何特定的安全性方案，但是要求服务器能够验证UICC的签名。
然后，服务器生成“输出凭证”。该凭证由服务器唯一地签署，并且唯一地识别UICC。用该凭证，服务器确认UICC是真的，并且可以发起输出过程。
“输出凭证”由终端异步地发射到UICC。
然后，UICC验证“输出凭证”。本发明没有指定特定的安全性方案，但是UICC必须具有验证来自服务器的签名的能力。
UICC增加“输出计数器”。这个计数器由UICC维护。
UICC准备“输出包”。这个输出包由UICC加密并签署。另外，“输出包”包括“输出计数器”。输出包被发送到终端。如果必要的话(如图中所示)，由于终端和UICC之间的I/O限制，输出包能够通过多个命令被发送。在已经被发送到终端之后，在UICC的层面上保持的发射的包的图像被渲染(render)为非活跃的(为了避免可能的包的复制)。
然后，“输出包”被异步地发射到服务器。因为被加密过，所以只有服务器能够读取它。
一旦被接收，服务器解密并且验证输出包。针对每个UICC，服务器都维护输出计数器的副本。输出包中的输出计数器必须比由服务器维护的输出计数器的复本更高，否则输出包被拒绝。一旦输出包已经被接受，服务器就更新其输出计数器的副本，以匹配输出包中的值。
然后，服务器生成签署的确认。该确认由服务器唯一地签署，并且包括输出计数器的值。当已经发送该命令时，接收到的包在服务器的层面上被渲染为非活跃的。
签署的确认被异步地发射到UICC(即通过终端)。
UICC验证接收到的签署的确认，并且如果其匹配，则销毁已输出的数据的拷贝(图像)。
然后，UICC生成由UICC唯一地签署的签署的销毁确认，并且包括输出计数器的值。
签署的销毁确认被异步地发射到服务器。
服务器然后验证签署的销毁确认。如果其匹配，输出的数据以后是可用的，以被输入到新终端中或者相同的终端中的另一个UICC。
本发明的优点如下：
-在过程的每个点上，本发明提供了中断并滚回(rollback)过程的好的方式。因此没有丢失数据的风险。
-所有过程都可以通过异步连接(诸如e-mail)来完成。不需要UICC直接连接到服务器。
-不可能有克隆信息。只有在确认数据已经在UICC中被销毁后，数据才在服务器中是可用的。

Claims (3)

1.一种用于在安全服务器上输出包括在UICC上的数据的方法，其中所述UICC包括在终端中，所述方法包括：
-在输出请求下，由所述UICC签署输出请求，所述签署的输出请求由所述终端发射到所述服务器；
-在所述服务器的层面上，通过比较所述UICC的签名和标识来验证所述签署的输出请求；
-如果验证为是，则由所述服务器经由所述终端向所述UICC发送签署的输出凭证；
-在所述UICC中验证所述输出凭证，并且，如果所述验证为是，则准备包含所述数据的输出包，所述输出包由所述UICC签署并加密；
-向所述终端发送所述输出包；并且在UICC中设置输出的数据为“不可使用的”；
-从所述终端向所述服务器发射所述输出包；
-在所述服务器的层面上接收所述包并验证所述签名；
-签署确认消息，并经由所述终端将其向所述UICC发射；
-在所述UICC中，验证所述确认消息，并且如果所述服务器的签名被辨识，则销毁已经被输出的数据，并且经由所述终端向所述服务器发送签署的确认消息；
-在所述服务器中验证所述确认消息的签名，并且如果所述签名被辨识，则使得所述数据对于转移是可用的。
2.根据权利要求1所述的方法，其中，
所述UICC嵌入在所述终端中。
3.根据权利要求1或2所述的方法，其中，
在所述输出请求之前选择要被输出的数据。
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