CA2369296A1 - Portfolio investment guideline compliance and financial fund administration system - Google Patents

Portfolio investment guideline compliance and financial fund administration system Download PDF

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Publication number
CA2369296A1
CA2369296A1 CA002369296A CA2369296A CA2369296A1 CA 2369296 A1 CA2369296 A1 CA 2369296A1 CA 002369296 A CA002369296 A CA 002369296A CA 2369296 A CA2369296 A CA 2369296A CA 2369296 A1 CA2369296 A1 CA 2369296A1
Authority
CA
Canada
Prior art keywords
fund
financial
data
information
user
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA002369296A
Other languages
English (en)
French (fr)
Inventor
Carmel O'shea
Dana Cashman
Dan Pezzullo
Ken Hebert
Charles Guerriero
Boris Mandel
Vanessa Drysdale
Diane Damphousse
Howard Levine
Lev Ekhtman
Will Peck
Richard Leeper
William C. Miller
Rajesh Kumar
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
JPMorgan Chase Bank NA
Original Assignee
Individual
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Individual filed Critical Individual
Publication of CA2369296A1 publication Critical patent/CA2369296A1/en
Abandoned legal-status Critical Current

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Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis

Landscapes

  • Engineering & Computer Science (AREA)
  • Business, Economics & Management (AREA)
  • Finance (AREA)
  • Accounting & Taxation (AREA)
  • Development Economics (AREA)
  • Operations Research (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Economics (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Technology Law (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
CA002369296A 1999-03-31 2000-03-31 Portfolio investment guideline compliance and financial fund administration system Abandoned CA2369296A1 (en)

Applications Claiming Priority (5)

Application Number Priority Date Filing Date Title
US12727399P 1999-03-31 1999-03-31
US60/127,273 1999-03-31
US51637700A 2000-03-01 2000-03-01
US09/516,377 2000-03-01
PCT/US2000/008642 WO2000058900A1 (en) 1999-03-31 2000-03-31 Portfolio investment guideline compliance and financial fund administration system

Publications (1)

Publication Number Publication Date
CA2369296A1 true CA2369296A1 (en) 2000-10-05

Family

ID=26825494

Family Applications (1)

Application Number Title Priority Date Filing Date
CA002369296A Abandoned CA2369296A1 (en) 1999-03-31 2000-03-31 Portfolio investment guideline compliance and financial fund administration system

Country Status (6)

Country Link
EP (1) EP1212711A4 (ja)
JP (1) JP2003504701A (ja)
CN (1) CN1353842A (ja)
AU (1) AU4186700A (ja)
CA (1) CA2369296A1 (ja)
WO (1) WO2000058900A1 (ja)

Cited By (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US8589260B2 (en) 2009-09-30 2013-11-19 Royal Bank Of Canada System and method for monitoring securities holdings for related entities
US8694556B2 (en) 2006-11-08 2014-04-08 Mitchell International, Inc. Compliance manager
WO2020168435A1 (en) * 2019-02-22 2020-08-27 Fundlab Technologies Inc. Financial instrument composition visualization tool
CN116708305A (zh) * 2023-08-03 2023-09-05 深圳市新国都支付技术有限公司 一种金融数据交易密码算法应用方法及装置

Families Citing this family (24)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7599869B2 (en) * 2000-10-11 2009-10-06 Charles Schwab & Co. Pre-trade compliance checking in a portfolio management system
JP2003050896A (ja) * 2001-08-08 2003-02-21 Mitsui & Co Ltd 連結リスクマネジメントデータベースシステム
FR2829330B1 (fr) * 2001-08-31 2003-11-28 Canon Kk Procede de demande de reception du resultat d'execution d'une fonction a distance a une date predeterminee
JP2003323546A (ja) * 2002-04-30 2003-11-14 Sparx Asset Management Co Ltd Ｌ／ｓファンド運用システム
US7596523B2 (en) 2002-09-09 2009-09-29 Barra, Inc. Method and apparatus for network-based portfolio management and risk-analysis
US7657474B1 (en) 2003-03-04 2010-02-02 Mantas, Inc. Method and system for the detection of trading compliance violations for fixed income securities
DE202005002890U1 (de) * 2004-03-22 2005-07-14 Sap Ag Systeme zum Verwalten und Berichten von Finanzinformationen
US20060143161A1 (en) * 2004-12-29 2006-06-29 Munro Jillian P System and method for maintaining continuity of operations
US7680719B1 (en) 2006-12-12 2010-03-16 Goldman Sachs & Co. Method, system and apparatus for wealth management
US20080228620A1 (en) * 2007-03-16 2008-09-18 Johnson James C System And Method For Transfer Of Confirmation Data In A Distributed Electronic Trading System
CN101166118B (zh) * 2007-09-30 2011-06-08 华为技术有限公司 一种用户配置信息处理方法以及业务报表系统
JP5489236B2 (ja) * 2008-01-23 2014-05-14 スーパーデリバティブス，インコーポレイテッド カスタマイズされた取引を生成する装置、システムおよび方法
US10748214B2 (en) * 2009-08-11 2020-08-18 Ce Tm Holdings Llc Method and system for measuring exposure of an investment fund to an issuer of financial assets
US20130132291A1 (en) * 2011-11-22 2013-05-23 Bank Of America Assessing agreement compliance
WO2015037499A1 (ja) * 2013-09-13 2015-03-19 株式会社Ｕｂｉｃ 行動解析システム、行動解析方法および行動解析プログラム
CN105913221A (zh) * 2016-04-08 2016-08-31 佛山市融信通企业咨询服务有限公司 一种基于web/iis的在线记账系统
WO2019043729A2 (en) * 2017-09-01 2019-03-07 Venkatesan Aravindan SYSTEM AND METHOD FOR PERFORMANCE MANAGEMENT FOR ROTARY SAVINGS AND CREDIT ASSETS
US11481389B2 (en) * 2017-12-18 2022-10-25 Fortia Financial Solutions Generating an executable code based on a document
CN110532373A (zh) * 2019-07-17 2019-12-03 平安科技（深圳）有限公司 金融数据的生成方法、装置、计算机设备及存储介质
US11409946B2 (en) 2020-03-27 2022-08-09 Imp Partners Llc System and method for linking financial management accounts to source compliance documentation
CN112348552A (zh) * 2020-09-27 2021-02-09 北京淇瑀信息科技有限公司 基于预警业务的计算机辅助资源投放管理方法及平台
CN112395371A (zh) * 2020-12-10 2021-02-23 深圳迅策科技有限公司 一种金融机构资产分类处理方法、装置及可读介质
KR102440950B1 (ko) * 2022-01-25 2022-09-07 주식회사 티톡 준법감시 시스템
KR102440949B1 (ko) * 2022-01-25 2022-09-07 주식회사 티톡 펀드운용 준법감시를 위한 모니터링 서비스 제공 장치

Family Cites Families (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5644727A (en) * 1987-04-15 1997-07-01 Proprietary Financial Products, Inc. System for the operation and management of one or more financial accounts through the use of a digital communication and computation system for exchange, investment and borrowing
US5675746A (en) * 1992-09-30 1997-10-07 Marshall; Paul S. Virtual reality generator for use with financial information
US5987432A (en) * 1994-06-29 1999-11-16 Reuters, Ltd. Fault-tolerant central ticker plant system for distributing financial market data
US7249037B2 (en) * 1996-09-09 2007-07-24 Bancorp Services L.L.P. System for managing a stable value protected investment plan
US6064985A (en) * 1998-01-21 2000-05-16 Assured Equities, Inc. Automated portfolio management system with internet datafeed

Cited By (6)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US8694556B2 (en) 2006-11-08 2014-04-08 Mitchell International, Inc. Compliance manager
US8589260B2 (en) 2009-09-30 2013-11-19 Royal Bank Of Canada System and method for monitoring securities holdings for related entities
WO2020168435A1 (en) * 2019-02-22 2020-08-27 Fundlab Technologies Inc. Financial instrument composition visualization tool
GB2595794A (en) * 2019-02-22 2021-12-08 Fundlab Tech Inc Financial instrument composition visualization tool
CN116708305A (zh) * 2023-08-03 2023-09-05 深圳市新国都支付技术有限公司 一种金融数据交易密码算法应用方法及装置
CN116708305B (zh) * 2023-08-03 2023-10-27 深圳市新国都支付技术有限公司 一种金融数据交易密码算法应用方法及装置

Also Published As

Publication number Publication date
WO2000058900A1 (en) 2000-10-05
EP1212711A1 (en) 2002-06-12
CN1353842A (zh) 2002-06-12
AU4186700A (en) 2000-10-16
EP1212711A4 (en) 2002-07-31
JP2003504701A (ja) 2003-02-04

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Legal Events

Date Code Title Description
EEER Examination request
FZDE Discontinued
FZDE Discontinued

Effective date: 20040331