WO2011069692A1 - Marking based on modified chiral liquid crystal polymers - Google Patents

Marking based on modified chiral liquid crystal polymers Download PDF

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Publication number
WO2011069692A1
WO2011069692A1 PCT/EP2010/056881 EP2010056881W WO2011069692A1 WO 2011069692 A1 WO2011069692 A1 WO 2011069692A1 EP 2010056881 W EP2010056881 W EP 2010056881W WO 2011069692 A1 WO2011069692 A1 WO 2011069692A1
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WO
WIPO (PCT)
Prior art keywords
marking
liquid crystal
chiral
composition
oxy
Prior art date
Application number
PCT/EP2010/056881
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English (en)
French (fr)
Inventor
Thomas Tiller
Frédéric Gremaud
Andrea Callegari
Original Assignee
Sicpa Holding Sa
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority to CA2782020A priority Critical patent/CA2782020A1/en
Priority to BR112012013670A priority patent/BR112012013670A2/pt
Application filed by Sicpa Holding Sa filed Critical Sicpa Holding Sa
Priority to UAA201208249A priority patent/UA103132C2/ru
Priority to CN2010800555791A priority patent/CN102666118A/zh
Priority to MX2012006156A priority patent/MX2012006156A/es
Priority to EP10722054.3A priority patent/EP2509793B1/de
Priority to ES10722054.3T priority patent/ES2439044T3/es
Priority to EA201290455A priority patent/EA022294B1/ru
Priority to AU2010330334A priority patent/AU2010330334A1/en
Priority to JP2012542410A priority patent/JP5416847B2/ja
Priority to AP2012006300A priority patent/AP2012006300A0/xx
Priority to TW099142550A priority patent/TW201141711A/zh
Priority to ARP100104530A priority patent/AR080629A1/es
Publication of WO2011069692A1 publication Critical patent/WO2011069692A1/en
Priority to TNP2012000234A priority patent/TN2012000234A1/en
Priority to IL219904A priority patent/IL219904A/en
Priority to MA34917A priority patent/MA33780B1/fr
Priority to ZA2012/04131A priority patent/ZA201204131B/en

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Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B41PRINTING; LINING MACHINES; TYPEWRITERS; STAMPS
    • B41MPRINTING, DUPLICATING, MARKING, OR COPYING PROCESSES; COLOUR PRINTING
    • B41M5/00Duplicating or marking methods; Sheet materials for use therein
    • B41M5/26Thermography ; Marking by high energetic means, e.g. laser otherwise than by burning, and characterised by the material used
    • B41M5/28Thermography ; Marking by high energetic means, e.g. laser otherwise than by burning, and characterised by the material used using thermochromic compounds or layers containing liquid crystals, microcapsules, bleachable dyes or heat- decomposable compounds, e.g. gas- liberating
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B41PRINTING; LINING MACHINES; TYPEWRITERS; STAMPS
    • B41MPRINTING, DUPLICATING, MARKING, OR COPYING PROCESSES; COLOUR PRINTING
    • B41M5/00Duplicating or marking methods; Sheet materials for use therein
    • B41M5/26Thermography ; Marking by high energetic means, e.g. laser otherwise than by burning, and characterised by the material used
    • B41M5/28Thermography ; Marking by high energetic means, e.g. laser otherwise than by burning, and characterised by the material used using thermochromic compounds or layers containing liquid crystals, microcapsules, bleachable dyes or heat- decomposable compounds, e.g. gas- liberating
    • B41M5/281Thermography ; Marking by high energetic means, e.g. laser otherwise than by burning, and characterised by the material used using thermochromic compounds or layers containing liquid crystals, microcapsules, bleachable dyes or heat- decomposable compounds, e.g. gas- liberating using liquid crystals only
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B41PRINTING; LINING MACHINES; TYPEWRITERS; STAMPS
    • B41MPRINTING, DUPLICATING, MARKING, OR COPYING PROCESSES; COLOUR PRINTING
    • B41M3/00Printing processes to produce particular kinds of printed work, e.g. patterns
    • B41M3/14Security printing
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/24Passports
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/29Securities; Bank notes
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/36Identification or security features, e.g. for preventing forgery comprising special materials
    • B42D25/364Liquid crystals
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/40Manufacture
    • B42D25/405Marking
    • B42D25/415Marking using chemicals
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D11/00Inks
    • C09D11/30Inkjet printing inks
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D11/00Inks
    • C09D11/50Sympathetic, colour changing or similar inks
    • B42D2033/26
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/24Structurally defined web or sheet [e.g., overall dimension, etc.]
    • Y10T428/24802Discontinuous or differential coating, impregnation or bond [e.g., artwork, printing, retouched photograph, etc.]
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/24Structurally defined web or sheet [e.g., overall dimension, etc.]
    • Y10T428/24802Discontinuous or differential coating, impregnation or bond [e.g., artwork, printing, retouched photograph, etc.]
    • Y10T428/24835Discontinuous or differential coating, impregnation or bond [e.g., artwork, printing, retouched photograph, etc.] including developable image or soluble portion in coating or impregnation [e.g., safety paper, etc.]

Definitions

  • the present invention relates to a marking based on chiral neniatic (also called cholesteric) liquid crystal polymers.
  • the invention also relates to a method for the modification of chiral neniatic liquid-crystal films, in which a chiral nematic liquid- crystal layer is locally or selectively (one or more region(s)) modified with the aid of a modifying agent.
  • the cholesteric liquid crystal structure When illuminated with white light the cholesteric liquid crystal structure reflects light of a predetermined color (predetermined wavelength range) which is a function of the employed materials and generally varies with the angle of observation and the device temperature.
  • the precursor material itself is colorless and the observed color (predetermined wavelength range) is only due to a physical reflection effect at the cholesteric helical structure adopted at a given temperature by the liquid crystal material (cf. J. L. Fergason, Molecular Crystals, Vol. 1 , pp. 293-307 (1966), the entire disclosure whereof is incorporated by reference herein).
  • liquid crystal material cholesteric liquid crystal polymers (CLCPs)
  • the cholesteric helical structure is "frozen" in a predetermined state through polymerization and thus rendered temperature-independent.
  • the chiral nematic liquid crystal phase is typically composed of nematic mesogenic molecules which comprise a chiral dopant that produces intermolecular forces that favor alignment between molecules at a slight angle to one another. The result thereof is the formation of a structure which can be visualized as a stack of very thin 2-D nematic-like layers with the director in each layer twisted with respect to those above and below.
  • An important characteristic of the chiral nematic liquid crystal phase is the pitch p (see Figure 1 ).
  • the pitch p is defined as the (vertical) distance it takes for the director to rotate one full turn in the helix.
  • a characteristic property of the helical structure of the chiral nematic phase is its ability to selectively reflect light whose wavelength falls within a specific range. When this range overlaps with a portion of the visible spectrum a colored reflection will be perceived by an observer.
  • the center of the range is approximately equal to the pitch multiplied by the average refractive index of the material.
  • One parameter which has an influence on the pitch is the temperature because of the dependence thereon of the gradual change in director orientation between successive layers which modifies the pitch length, resulting in an alteration of the wavelength of reflected light as a function of the temperature.
  • the angle at which the director changes can be made larger, thereby tightening the pitch, by increasing the temperature of the molecules, hence giving them more thermal energy.
  • a second possibility to overcome this problem is to insert directly the code inside the liquid crystal polymer film.
  • U.S. Patent No. 6,207,240 the entire disclosure whereof is incorporated by reference herein, describes an effect coating of a cholesteric liquid crystal polymer (CLCP) with viewing angle dependent reflection color, which further comprises absorption type pigments exhibiting a specific absorption color.
  • a marking such as a symbol or a text, is generated in the CLCP coating by laser irradiation. The laser radiation carbonizes the CLCP material in the irradiated area.
  • the method requires high-power lasers to carbonize the material such that the markings are visible.
  • the present invention provides a liquid crystal polymer marking.
  • the marking is obtainable by a process which comprises, in the following order:
  • the chiral liquid crystal precursor composition may comprise (i) one or more (e.g. two, three, four, five or more and in particular, at least two) different nematic compounds A and (ii) one or more (e.g., two, thi'ee, four, five or more) different chiral dopant compounds B which are capable of giving rise to a cholesteric state of the chiral liquid crystal precursor composition upon heating.
  • both the one or more nematic compounds A and the one or more chiral dopant compounds B may comprise at least one compound which comprises at least one polymerizable group.
  • all of the one or more nematic compounds A and all of the one or more chiral dopant compounds B may comprise at least one polymerizable group.
  • the chiral liquid ciystal precursor composition may comprise at least one chiral dopant compound B of formula (I):
  • R] , R 2 , R3, R4, R5, Re, R7 and R 8 each independently denote Ci-Q, alkyl and Ci-C 6 alkoxy;
  • a I and A2 each independently denote a group of formula (i) to (iii):
  • D 2 denotes a group of formula
  • n, o, p, q, r, s, and t each independently denote 0, 1 , or 2;
  • y denotes 0, 1, 2, 3, 4, 5, or 6;
  • the chiral dopant composition may comprise at least one chiral dopant compound C of formula (I) as set forth above, in another aspect, the chiral dopant composition may further comprise at least one chiral dopant compound D which is different from a compound of formula (I).
  • the chiral dopant composition may further comprise at least one pigment and/or dye that absorbs in the visible or invisible region of the electromagnetic spectrum and/or may further comprise at least one luminescent pigment and/or dye.
  • stage (ii) of the process may comprise a heating of the applied composition to a temperature of from about 55°C to about 150°C, e.g., from about 55°C to about 100°C, or from about 60°C to about 100°C and/or stage (iv) of the process may comprise a heating of the at least one of the one or more areas to a temperature of from about 55°C to about 150°C, e.g., from about 55°C to about 100°C, or from about 60°C to about 100°C.
  • stage (i) and/or stage (iii) of the process may comprise an application (e.g., deposition) of the chiral liquid crystal precursor composition and/or the chiral dopant composition by continuous ink-jet printing and/or drop-on-demand ink-jet printing and/or spray coating and/or valve-jet printing.
  • an application e.g., deposition
  • the chiral liquid crystal precursor composition and/or the chiral dopant composition by continuous ink-jet printing and/or drop-on-demand ink-jet printing and/or spray coating and/or valve-jet printing.
  • a stream of air may be passed over the surface of the one or more areas, preferably (substantially) parallel thereto.
  • the marking of the present invention may be in the form of at least one of an image, a picture, a logo, indicia, or a pattern representing a code selected from one or more of 1 -dimensional barcodes, stacked 1 -dimensional barcodes, 2- dimensional barcodes, -dimensional barcodes, and a data matrix.
  • the present invention also provides a substrate which comprises (e.g., carries on a surface thereof) the marking of the present invention as set forth, above, including the various aspects thereof.
  • the marking may serve as at least one of a security element, an authenticity element, an identification element, and a tracking and tracing element.
  • the substrate may be, or comprise, at least one of an identity document, a label, packaging, a banknote, a security document, a passport, a stamp, an ink-transfer film, and a reflective film.
  • the present invention also provides a security ink that comprises (i) one or more nematic compounds A and (ii) one or more chiral dopant compounds B which are capable of giving rise to a cholesteric state of the security ink upon application of heat thereto.
  • the security ink may comprise at least one chiral dopant compound B of formula (I) as set forth above.
  • the present invention also provides a method of providing a substrate with a liquid ciystal polymer marking.
  • the method comprises, in the following order:
  • the present invention also provides a substrate which comprises a marking (e.g., on at least one (outer) surface thereof).
  • the marking comprises a layer or film of a chiral liquid crystal polymer in a first chiral liquid crystal state.
  • the layer or film comprises in at least one area (region) thereof a liquid crystal polymer in a second chiral liquid crystal state that has at least one optical property which is different from an optical property of the polymer in the first chiral liquid crystal state.
  • Fig. 1 is a schematic drawing which illustrates nematic, smectic and cholesteric liquid crystals
  • Fig. 2 shows photographs of a marking in accordance with the present invention viewed from two different angles.
  • the substrate for use in the present invention is not particularly limited and can be of various types.
  • the substrate may, for example, consist (essentially) of or comprise one or more of a metal (for example, in the form of a container such as a can for holding various items such as, e.g., beverages or foodstuffs), optical fibers, a woven, a coating, and equivalents thereof, a plastic material, glass (for example, in the form of a container such as a bottle for holding various items such as, e.g., beverages or foodstuffs), cardboard, packaging, paper, and a polymeric material.
  • a metal for example, in the form of a container such as a can for holding various items such as, e.g., beverages or foodstuffs
  • a plastic material, glass for example, in the form of a container such as a bottle for holding various items such as, e.g., beverages or foodstuffs
  • cardboard packaging, paper, and a polymeric material.
  • the substrate will preferably have
  • the substrate further will advantageously have a dark or black surface or background onto which the precursor composition is to be applied.
  • a dark or black background the light transmitted by the cholesteric liquid crystal material is largely absorbed by the background, whereby any residual backscattering from the background does not disturb the perception of the cholesteric liquid crystal material's own reflection with the unaided eye.
  • the reflection color of the cholesteric liquid crystal material is less visible when compared with a black or dark background, due to the strong backscattering from the background.
  • a cholesteric liquid crystal material can always be identified with the help of a circular polarization filter because it selectively reflects only one of the two possible circular polarized light components, in accordance with its chiral helical structure.
  • Non-limiting examples of suitable substrates include: cardboard darkened with black gravure ink (no overprinted vamish); cardboard darkened with black offset ink (no oveiprinted vamish); cardboard darkened with any black ink and overprinted with water based varnish; cardboard darkened with any black ink and overprinted with solvent varnish; metal treated with black coating.
  • any (preferably non-porous and preferably black) substrate (which may not necessarily be flat and may be uneven) whose coating is not soluble, or only slightly soluble, in the solvent(s) used in the chiral liquid precursor composition and in the modifying agent is a suitable substrate for the purposes of the present invention.
  • the chiral liquid crystal precursor composition that is used for making the marking according to the present invention and is applied (e.g., deposited) onto at least a part of at least one surface of the substrate comprises a mixture of (i) one or more nematic compounds A and (ii) one or more cholesteric (i.e., chiral dopant) compounds B (including cholesterol) which are capable of giving rise to a cholesteric state of the composition.
  • the pitch of the obtainable cholesteric state depends on the relative ratio of the nematic and the cholesteric compounds.
  • the (total) concentration of the one or more nematic compounds A in the chiral liquid crystal precursor composition for use in the present invention will be about five to about twenty times the (total) concentration of the one or more cholesteric compounds B.
  • a precursor composition with a high concentration of cholesteric compounds is not desirable (although possible in many cases) because the one or more cholesteric compounds tend to crystallize, thereby making it impossible to obtain the desired liquid crystal state having specific optical properties.
  • Nematic compounds A which are suitable for use in the chiral liquid crystal precursor composition are known in the art; when used alone (i.e., without cholesteric compounds) they arrange themselves in a state characterized by its birefringence.
  • Non- limiting examples of nematic compounds A which are suitable for use in the present invention are described in, e.g., WO 93/22397, WO 95/22586, EP-B-0 847 432, U.S. Patent No. 6,589,445, US 2007/0224341 Al and JP 2009-300662 A. The entire disclosures of these documents are incorporated by reference herein.
  • a preferred class of nematic compounds for use in the present invention comprises one or more (e.g., 1 , 2 or 3) polymerizable groups, identical or different from each other, per molecule.
  • polymerizable groups include groups which are capable of taking part in a free radical polymerization and in particular, groups comprising a carbon-carbon double or triple bond such as, e.g., an acrylate moiety, a vinyl moiety or an acetylenic moiety.
  • Particularly preferred as polymerizable groups are acrylate moieties.
  • the nematic compounds for use in the present invention further may comprise one or more (e.g., 1. 2, 3, 4, 5 or 6) optionally substituted aromatic groups, preferably phenyl groups.
  • optional substituents of the aromatic groups include those which are set forth herein as examples of substituent groups on the phenyl rings of the chiral dopant compounds of formula (I) such as, e.g., alkyl and alkoxy groups.
  • Examples of groups which may optionally be present to link the polymerizable groups and the aryl (e.g., phenyl) groups in the nematic compounds A include those which are exemplified herein for the chiral dopant compounds B of fomiula (I) (including those of formula (IA) and formula (IB) set forth below).
  • the nematic compounds A may comprise one or more groups of formula (i) to (iii) which are indicated above as meanings for Aj and A 2 in formula (I) (and formulae (LA) and (IB)), typically bonded to optionally substituted phenyl groups.
  • Specific non-limiting examples of nematic compounds which are suitable for use in the present invention are given below in the Example.
  • the one or more nematic compounds A (and also the one or more chiral dopant compounds B) for use in the present invention to be substantially free of compounds which do not comprise any polymerizable group (i.e., to preferably comprise compounds without any polymerizable group merely as impurities, if at all). It also is preferred for the nematic compounds to be different from cellulose derivatives.
  • the one or more cholesteric (i.e., chiral dopant) compounds B for use in the chiral liquid ciystal precursor composition (and also one or more chiral dopant compounds in the chiral dopant composition) preferably comprise at least one polymerizable group.
  • suitable examples of the one or more chiral dopant compounds B (and also the one or more chiral dopant compounds which are present in the chiral dopant composition) include those of formula (I):
  • R] R 2 , R3, R , R5, 0, R7 and Rg each independently denote Ci-Cr, aikyl and Ci alkoxy;
  • A] and A2 each independently denote a group of fonnula ( ⁇ ) to (iii):
  • D 2 denotes a group of formula
  • n, o, p, q, r, s, and t each independently denote 0, 1 , or 2;
  • y denotes 0, 1, 2, 3, 4, 5, or 6;
  • z 0 if y equals 0 and z equals 1 if y equals 1 to 6.
  • the one or more chiral dopant compounds B may comprise one or more isomannide derivatives of formula (1A):
  • Ri, R2, R3, R4, R5, Re, R7 and Rg each independently denote C ⁇ Q, alkyl and Ci-C ⁇ alkoxy;
  • Ai and A2 each independently denote a group of formula (i) to (iii):
  • D 2 denotes a group of formula
  • n, o, p, q, r, s, and t each independently denote 0, 1, or 2;
  • y denotes 0, 1 , 2, 3, 4, 5, or 6;
  • R ⁇ , R 2 , R3, R4, R5, 3 ⁇ 4, R7 and R 8 each independently denote Ci-C 6 alkyl.
  • Rj, R 2 , R3, R4, R5, 7 and R 8 in formula (IA) (and in formula (I)) each independently denote Ci -C 6 alkoxy.
  • R b R 2 , R3 and R4 each independently denote C1-C6 alkyl; and m, n, o, and p each independently denote 0, 1 , or 2.
  • Ai and A 2 in fonnula (I) and formula (IA) each independently denote a group of fonnula
  • Ri, R 2 , R3 and R4 each independently denote Ci-Q alkoxy; and m, n, o, and p each independently denote 0, 1 , or 2.
  • the one or more chiral dopant compounds B may comprise one or more isosorbide derivatives represented by formula (IB):
  • Ri, R 2 , R3, R4, R5, 3 ⁇ 4, R7 and Rs each independently denote C alkyl and Ci-Cs alkoxy;
  • A] and A 2 each independently denote a group of formula (i) to (iii):
  • D 2 denotes a group of formula
  • n, o, p, q, r, s, and t each independently denote 0, 1 , or 2;
  • y denotes 0, 1 , 2, 3, 4, 5, or 6;
  • z 0 if y equals 0 and z equals 1 if y equals 1 to 6.
  • Ri, R2, 3, R4, R $ , Rg, R7 and Rg each independently denote ( C 6 alkyl.
  • R i ? R 2 , R 3 , R4, R5, R 3 ⁇ 4 , R7 and Rs in formula (IB) each independently denote Cj-Cg alkoxy.
  • Aj and A 2 in formula (IB) each independently denote a group of formula -C(0)-Di-0-[(CH2) y -
  • R 2 , R3, R4, R5, f voyage R7 and Rs each independently denote C i-Ce alkoxy
  • the alkyl and alkoxy groups of R], R 2 , R3, R4, R5, R ⁇ , R 7 and Rs in formulae (I), (IA) and (IB) may comprise 3, 4, 6 or 7 carbon atoms and in particular, 4 or 6 carbon atoms.
  • alkyl groups comprising 3 or 4 carbon atoms include isopropyl and butyl.
  • alkyl groups comprising 6 or 7 carbon atoms include hexyl, 2- methylpentyl, 3-methylpentyl, 2,2-dimefhylpentyl, and 2,3-dimethylpentyl,
  • alkoxy groups comprising 3 or 4 carbon atoms include isopropoxy. but- I -oxy, but-2-oxy, and tert-butoxy.
  • alkoxy groups comprising 6 or 7 carbon atoms include hex-l-oxy, hex-2-oxy, hex-3-oxy, 2-methylpent-l-oxy, 2- methylpent-2-oxy, 2-mefhylpent-3-oxy, 2-methylpent-4-oxy, 4-methylpent-l-o y, 3- methylpent-l -oxy, 3-methylpent-2-oxy, 3-methylpent-3-oxy, 2,2-dimethylpent-l-oxy, 2,2-dimethylpent-3-oxy, 2,2-dimethylpent-4-oxy, 4,4-dimethylpent-l-oxy, 2,3- dimethylpent-l -oxy, 2,3-dimethylpent-2-oxy, 2,3-dimethylpent-3-oxy, 2,3-di ethylpent
  • Non-limiting specific examples of chiral dopant compounds B of formula (I) for use in the present invention are provided in the Example below.
  • the one or more chiral dopant compounds B will usually be present in the precursor composition in a total concentration of from about 0.1% to about 30% by weight, e.g., from about 0.1 % to about 25%, or from about 0, 1 % to about 20% by weight, based on the total weight of the composition. The best results will often be obtained with concentrations of from 3% to 10% by weight, e.g., from 5% to 8% by weight, based on the total weight of the precursor composition.
  • the one or more nematic compounds A will often be present in a concentration of from about 30% to about 50% by weight, based on the total weight of the precursor composition.
  • the application (e.g., deposition) of the precursor composition is preferably carried out with a printing technique, and in particular, a printing technique selected from at least one of continuous ink-jet printing, drop- on-demand ink-jet printing, and spray coating.
  • a printing technique selected from at least one of continuous ink-jet printing, drop- on-demand ink-jet printing, and spray coating.
  • ink-jet printing is employed.
  • the industrial ink-jet printers, commonly used for numbering, coding and marking applications on conditioning lines and printing presses, are particularly suitable.
  • Preferred ink-jet printers include single nozzle continuous ink-jet printers (also called raster or multi level deflected printers) and drop- on-demand ink-jet printers, in particular valve-jet printers.
  • the thickness of the applied precursor composition will usually be from about 3 to about 20 ⁇ , e.g., from about 5 to about 15 ⁇ .
  • the precursor composition is to be applied by the printing techniques set forth above, for example, by ink-jet printing
  • the composition will usually comprise a solvent to adjust its viscosity to a value which is suitable for the employed application (printing) technique.
  • Typical viscosity values for ink-jet printing inks are in the range of from about 4 to about 30 mPa.s at 25°C. Suitable solvents are known to those of skill in the art.
  • Non-limiting examples thereof include low-viscosity, slightly polar and aprotic organic solvents, such as, e.g., methyl ethyl ketone ( EK), acetone, ethyl acetate, ethyl 3 -ethoxypropionate, toluene and mixtures of two or more thereof.
  • EK methyl ethyl ketone
  • the precursor composition for use in the present invention will usually also comprise at least one conductivity agent (for example, a salt).
  • the conductivity agent will have a non-negligible solubility in the composition.
  • Non-limiting examples of suitable conductivity agents include salts such as, e.g., tetraalkyl ammonium salts (e.g., tetrabutyl ammonium nitrate, tetrabutyl ammonium perchlorate and tetrabutyl ammonium hexafluorophosphate), alkali metal thiocyanates such as potassium thiocyanate and alkali metal perchlorates such as lithium perchl orate.
  • the conductivity agent will be present in a concentration which is sufficient to provide the conductivity which is required or desirable. Of course, mixtures of two or more different conductivity agents (salts) can be used.
  • the composition for use in the present invention is to be cured/polymerized by UV radiation the composition will also comprise at least one photoinitiator that shows a non-negligible solubility in the composition.
  • photoinitiators include a-hydroxyketones such as 1- hydroxy-cyclohexyl-phenyl-ketone and a mixture (e.g., about 1 : 1 ) of 1 -hydroxy- cyclohexyl-phenyl-ketone and one or more of benzophenone, 2-hydroxy-2-methyl-l - phenyl-l -propanone, and 2-hydroxy-l -[4-(2-hydroxyethoxy)phenyl]-2-methyl-l- propanone; phenylglyoxylates such as methylbenzoylfonnate and a mixture of oxy- phenyl-acetic acid 2-[2-oxo-2-phenyl-acetoxy-
  • the precursor composition is to be cured by a method which is different from irradiation with UV light such as, e.g., by means of high-energy particles (e.g., electron beams), X-rays, gamma-rays, etc.
  • a photoinitiator can, of course, be dispensed with.
  • the chiral liquid crystal precursor composition for use in the present invention may also comprise a variety of other optional components which are suitable for achieving a particular desired property of the composition and in general, may comprise any components/substances which do not adversely affect a required property of the precursor composition to any significant extent.
  • optional components are resins, silane compounds, sensitizers for the photoinitators (if present), etc.
  • the composition may comprise one or more silane compounds which show a non-negligible solubility in the composition.
  • Non-limiting examples of suitable silane compounds include optionally polymerizable silanes such as those of formula R1R2R3-S1-R4 wherein R ⁇ R2, and R3 independently represent alkoxy and alkoxyalkoxy having a total of from 1 to about 6 carbon atoms and R4 represents vinyl, allyl, (C
  • R1R2R3-S1-R4 wherein R ⁇ R2, and
  • the concentration of the one or more silane compounds, if present, in the precursor composition will usually be from about 0.5% to about 5% by weight, based on the total weight of the composition.
  • the precursor composition is brought to a first chiral liquid crystal state having specific optical properties.
  • the chiral liquid crystal precursor composition is heated, the solvent contained in the composition, if present, is evaporated and the promotion of the desired chiral liquid crystal state takes place.
  • the temperature used to evaporate the solvent and to promote the formation of the liquid crystal state depends on the components of the chiral liquid crystal precursor composition and will in many cases range from about 55°C to about 1 50°C, e.g., from about 55°C to about 100°C, preferably from about 60°C to about 100°C.
  • suitable heating sources include conventional heating means and in particular, radiation sources such as, e.g., an IR lamp.
  • the required heating time depends on several factors such as, e.g., the components of the precursor composition, the type of heating device and the intensity of the heating (energy output of the heating device). In many cases a heating time of from about 1 second to about 30 seconds such as, e.g., not more than about 20 seconds, not more than about 10 seconds, or not more than about 5 seconds will be sufficient.
  • the term "specific optical properties" is to be understood as a liquid crystal state with a specific pitch that reflects a specific wavelength range.
  • An advantage of the precursor composition which contains a chiral dopant compound according to formula (1) and related formulae is the ability to generate a stable liquid crystal state quickly after the heating (and evaporation of the solvent).
  • the liquid crystal states which are obtained after heating and evaporation of the solvent with precursor compositions of the prior art see, e.g., EP 1 299 375, EP 1 669 431, and EP 1 339 812, the entire disclosures of which are incorporated by reference herein) very often can easily be disrupted by minor temperature changes.
  • a (at least one) chiral dopant composition is applied onto one or more regions of the applied composition in the first chiral liquid crystal state.
  • the chiral dopant composition may be applied while the chiral liquid crystal precursor composition is still in a heated state (e.g., immediately following the completion of the heating operation) or may be applied after the chiral liquid crystal precursor composition has cooled down to at least some extent (e.g., is at substantially room temperature).
  • the cooling of the precursor composition can be accelerated by means known to those of skill in the art such as, e.g., by blowing ambient air onto the previously heated composition.
  • Applying the chiral dopant composition to the precursor composition in a cooled-down state may improve the resolution of the marking.
  • applying the chiral dopant composition immediately after completion of the heating operation may be desirable if the entire process of making the marking is to be conducted in an as simple and speedy as possible manner.
  • the chiral dopant composition used according to the present invention preferably comprises one or more (e.g., one, two, three or four) chiral dopant compounds C which have the formula (I) set forth above and/or related formulae.
  • the chiral dopant composition comprises at least one chiral dopant compound C and at least one other chiral dopant D which is not a compound of formula (I) and related formulae.
  • the at least one chiral dopant compound D may be selected, for example, from the derivatives of isosorbides and isomannides which are disclosed in, e.g., EP-B-0 847 432, GB-A-2 330 139, and U.S. Patent No. 6,589,445, the entire disclosures of which are incorporated by reference herein.
  • chiral dopant compounds C which are preferably present in the chiral dopant composition
  • the chiral dopant compounds B set forth above may, for example, be used. Accordingly, everything that is set forth above with respect to compounds B applies equally and without exception also to compounds C. Also, it is to be appreciated that a (or the only) chiral dopant compound C that is present in the chiral dopant composition may be identical to a (or the only) chiral dopant compound B that is present in the chiral liquid crystal precursor composition.
  • the chiral dopant composition will usually comprise the one or more chiral dopant compounds in a total concentration of from about 0.1 % to about 30% by weight, e.g., from about 0.1 % to about 25%, or from about 0.1 % to about 20% by weight, based on the total weight of the composition. Often, the total concentration will be from 3% to 10% by weight, e.g., from 5% to 8% by weight, based on the total weight of the precursor composition.
  • the composition will usually comprise a solvent to adjust its viscosity to a value which is suitable for the employed application (printing) technique.
  • Typical viscosity values for ink-jet printing inks are in the range of from about 4 to about 30 mPa.s at 25°C. Suitable solvents are known to those of skill in the art.
  • Non-limiting examples thereof include low-viscosity, slightly polar and aprotic organic solvents, such as, e.g., methyl ethyl ketone (MEK), acetone, ethyl acetate, ethyl 3-ethoxypropionate, toluene and mixtures of two or more thereof.
  • MEK methyl ethyl ketone
  • Others suitable components needed for printing techniques used in the context of the present invention may also be present (resins, salts, etc.) and are known to those of skilled in the art.
  • the chiral dopant composition may comprise one or more conductivity agents such as, e.g., salts which are to impart sufficient conductivity to the chiral dopant composition so as to allow its use in combination with a printer such as, e.g., a continuous ink-jet printer.
  • suitable conductivity agents include those which are set forth above as examples of conductivity agents for use in the precursor composition of the present invention such as, e.g., tetrabutyl ammonium nitrate, tetrabutyl ammonium perchlorate, tetrabutyl ammonium hexafluorophosphate, potassium thiocyanate, lithium perchlorate and other conductivity agents known in the art.
  • the chiral dopant composition is applied to one or more regions of the applied precursor composition in the first liquid crystal state having specific optical properties preferably with a printing technique and in particular, a technique selected from continuous ink-jet printing, drop -on- demand ink-jet printing, valve-jet printing and spray coating.
  • a stream of air is passed over the surface of the precursor composition, preferably (substantially) parallel thereto.
  • the stream of air can be generated by any means, e.g., with an industrial air dryer.
  • the stream of air will preferably not be intense and/or of high speed.
  • the temperature of the air will usually be ambient (e.g., about 20°C) but may also be somewhat lower or higher, e.g., up to about 60°C, up to about 40°C, or up to about 30°C.
  • the phrase "immediately after the application of the chiral dopant composition" is intended to mean without delay, e.g., within a period of not more than about 10 seconds, for example, not more than about 5 seconds, not more than about 3 seconds, not more than about 2 seconds, or not more than about 1 second following the completion of the application of the chiral dopant composition.
  • An advantage, in particular compared to the prior art using lasers or extracting agents on polymerized or partially polymerized liquid crystals is the speed and ease of the formation of the marking, which is generated in almost real time.
  • Another advantage of using the above printing techniques is the precision and the stability of the marking created inside the chiral liquid crystal state.
  • Another advantage of using this printing technique is the nearly unlimited possibilities of marking which can be created and varied in almost real time.
  • ink-jet techniques are used for applying the chiral dopant composition.
  • the industrial ink-jet printers commonly used for numbering and coding and marking applications on conditioning lines and printing presses, are particularly suitable.
  • Preferred ink-jet printers are single nozzle continuous ink-jet printers (also called raster or multi level deflected printers) and drop-on-demand ink-jet printers, in particular valve-jet printers.
  • the area of the applied precursor composition over which the chiral dopant composition is applied will usually be from about 0.1 % to about 99.9% of the total area of the applied precursor composition.
  • the area will often be at least about 1 %, e.g., at least about 5% or at least about 10% and not higher than about 99%, e.g., not higher than about 95% or not higher than about 90% of the total area of the applied precursor composition.
  • the marking according to the present invention may be in the form of an image, a picture, a logo, indicia, and/or a pattern representing a ( I D, 2D, 3D) code such as, e.g., a 1 -dimensional barcode, a stacked 1 -dimensional barcode, a 2 -dimensional barcode, a 3- dimensional barcode and/or a data matrix.
  • a corresponding marking is represented by Figure 2.
  • the chiral dopant composition After the application of the chiral dopant composition to one or more areas of the chiral liquid crystal precursor composition in the first chiral liquid crystal state having first specific optical properties, at least one of the one or more areas is brought to a second chiral liquid crystal state having second specific optical properties. To that end at least a part of the one or more areas onto which the chiral dopant composition has been applied is heated, the solvent contained in the composition, if present, is evaporated and the promotion of the desired second chiral liquid crystal state takes place.
  • the temperature used to evaporate the solvent and to promote the formation of the second liquid crystal state depends on, e.g., the components of chiral dopant composition and will in many cases range from about 55°C to about 150°C, e.g., from about 55°C to about 100°C, preferably from about 60°C to about 100°C.
  • suitable heating sources include conventional heating means and in particular, radiation sources such as, e.g., an IR lamp.
  • the chiral dopant composition may further comprise one or more pigments and/or dyes which absorb in the visible or invisible region of the electromagnetic spectrum and/or may further comprise one or more pigments and/or dyes which are luminescent.
  • suitable pigments and/or dyes which absorb in the visible or invisible region of the electromagnetic spectrum include phthalocyanine derivatives.
  • suitable luminescent pigments and/or dyes include lanthanide derivatives. The presence of pigment(s) and/or dye(s) will enhance and reinforce the security of the marking against counterfeiting.
  • the chiral dopant composition for use in the present invention may comprise any other components/substances which do not adversely affect the required properties of the chiral dopant composition to any significant extent.
  • the marking according to the present invention is finally obtained by curing and/or polymerizing the composition in the first chiral liquid crystal state that has been locally modified (in one or more regions) to the second chiral liquid crystal state by the application of the chiral dopant composition and heating.
  • the fixing or hardening is preferably performed by irradiation with UV-light, which induces polymerization of the polymerizable groups present in the precursor composition (and optionally in the chiral dopant composition).
  • the marking according to the invention is easy to implement industrially, and reliable.
  • Another advantage of the marking according to the present invention is that the natural random variations inherently present in the printing process according to the present invention can be used as a unique identifier ("fingerprint") which is virtually impossible to reproduce.
  • fingerprint unique identifier
  • the cured and/or polymerized precursor composition in the chiral liquid crystal state is a marking.
  • the chiral dopant composition serves to generate a "marking within/on a marking' ' .
  • the marking according to the present invention can be incorporated, for example, in a security feature, an authenticity feature, an identification feature or a tracking and tracing feature.
  • An example of a security feature is an overt feature with a 3D effect.
  • a marking according to the present invention is prepared as follows:
  • a chiral liquid crystal precursor composition (1 ) was prepared as follows:
  • a chiral liquid crystal precursor composition (2) was prepared as follows:
  • the chiral liquid crystal precursor composition (1 ) or (2) was then used to print a pl in pattern by continuous ink-jet printing on a paper substrate with a dark background.
  • the first chiral liquid crystal state was developed from the plain pattern by exposure to an IR lamp for about 1 to 5 seconds (depending on the substrate).
  • a code or design was then printed on top of the deposited precursor composition in the first chiral liquid crystal state with a continuous ink-jet printer. Within about 1 second following the completion of the printing process an air flow was streamed parallel to the printed surface.
  • the ink-jet ink was either a solution (in droplet form) of (3R,3aR.6R,6aR ⁇ -hexahydrofuro[3,2-b]furan-3,6-diyl bis(4-(4-(acryloyloxy)-3-methoxy- benzoyloxy)-3-methoxy-benzoate) (5 to 20 % by weight) and of lithium perchlorate (0.6 % by weight) in methyl ethyl ketone or a solution (in droplet form) of (3R,3aR,6R,6aR)- 6-(4-(4-(acryIoyloxy)-3-methoxybenzoyloxy)-3-methoxy-benzoyloxy)hex
  • the resultant product with the marking printed thereon was then cured by a UV dryer with a mercury low-pressure lamp having a UV irradiance of 10 mW/cm 2 .
  • 2-methylbenzene-l 4-diyl bis[4-( ⁇ [4-(acryloyloxy)butoxy]carbonyl ⁇ oxy)benzoate]; 2-methylbenzene- 1 ,4-diyl bis[4-( ⁇ [4-(acryloyloxy)butoxy]carbonyl ⁇ oxy)-3-methoxy- benzoate]; 4- ⁇ [4-( ⁇ [4-(acryloyIoxy)butoxy]cai'bonyl ⁇ oxy)-3-methoxybenzoy]]oxy ⁇ -2-methylphenyl 4-( ⁇ [4-(acryloyloxy)butoxy]carbonyl ⁇ oxy)-3 ,5-dimethoxybenzoate;
  • nematic compound A2 in the above-described procedure the following other compounds may, for example, be employed:

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BR112012013670A BR112012013670A2 (pt) 2009-12-08 2010-05-19 marcação baseada em polímeros de cristal líquido quiral modificados
EA201290455A EA022294B1 (ru) 2009-12-08 2010-05-19 Маркировка на основе модифицированных хиральных жидкокристаллических полимеров
UAA201208249A UA103132C2 (ru) 2009-12-08 2010-05-19 Маркировка на основе модифицированных хиральных жидкокристаллических полимеров
CN2010800555791A CN102666118A (zh) 2009-12-08 2010-05-19 以改性手性液晶聚合物为基础的标志
MX2012006156A MX2012006156A (es) 2009-12-08 2010-05-19 Marcado a base de polimeros de cristal liquido quiral modificados.
EP10722054.3A EP2509793B1 (de) 2009-12-08 2010-05-19 Markierung auf basis von modifizierten chiralen flüssigkristallpolymere
ES10722054.3T ES2439044T3 (es) 2009-12-08 2010-05-19 Marcado basado en polímeros de cristal líquido quiral modificado
CA2782020A CA2782020A1 (en) 2009-12-08 2010-05-19 Marking based on modified chiral liquid crystal polymers
AU2010330334A AU2010330334A1 (en) 2009-12-08 2010-05-19 Marking based on modified chiral liquid crystal polymers
AP2012006300A AP2012006300A0 (en) 2009-12-08 2010-05-19 Marking based on modified chiral liquid crystal polymers.
JP2012542410A JP5416847B2 (ja) 2009-12-08 2010-05-19 改質されたキラル液晶ポリマーをベースにしたマーキング
ARP100104530A AR080629A1 (es) 2009-12-08 2010-12-07 Marcado a base de polimeros de cristal liquido quiral modificados
TW099142550A TW201141711A (en) 2009-12-08 2010-12-07 Marking based on modified chiral liquid crystal polymers
TNP2012000234A TN2012000234A1 (en) 2009-12-08 2012-05-17 Marking based on modified chiral liquid crystal polymers
IL219904A IL219904A (en) 2009-12-08 2012-05-21 Marking is based on a strange chiral liquid crystal polymer
MA34917A MA33780B1 (fr) 2009-12-08 2012-05-31 Marquage à base de polymères cristaux liquides chiraux modifiés
ZA2012/04131A ZA201204131B (en) 2009-12-08 2012-06-06 Marking based on modified chiral liquid crystal polymers

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WO2015188890A1 (en) 2014-06-10 2015-12-17 Sicpa Holding Sa Substrate with a fragmented marking thereon
US9834031B2 (en) 2012-12-20 2017-12-05 Sicpa Holding Sa Chiral liquid crystal polymer layer or pattern comprising randomly distributed craters therein
US9987866B2 (en) 2014-03-31 2018-06-05 Sicpa Holding Sa Marking comprising a chiral liquid crystal polymer and a luminescent substance

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UY33084A (es) 2011-07-29
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