CA3096116C

CA3096116C - A process, apparatus, and system for recovering materials from batteries

Info

Publication number: CA3096116C
Application number: CA3096116A
Authority: CA
Inventors: Ajay KOCHHAR; Timothy George JOHNSTON
Original assignee: Li Cycle Corp
Current assignee: Li Cycle Corp
Priority date: 2017-05-30
Filing date: 2018-05-30
Publication date: 2024-04-16
Anticipated expiration: 2038-05-30
Also published as: KR20230077754A; KR102701451B1; KR102412404B1; EP4050700A1; CA3096116A1; HRP20220731T1; CA3043947A1; CN110945711B; EP4050702B1; PL3535803T3; AU2018276326B2; JP7482558B2; KR20190078653A; US20250303422A1; US20210078013A1; AU2021282465A1; AU2018276326A1; CA3192933A1; AU2020202401B2; AU2021282470A1

Abstract

An apparatus for carrying out size reduction of battery materials under immersion can include a housing, a battery inlet, at least a first comminuting device disposed within the housing and configured to cause a size reduction of the battery materials to form reduced-size battery materials and an immersion licluid within the housing and submerging the first comminuting device.

Description

A PROCESS, APPARATUS, AND SYSTEM FOR RECOVERING MATERIALS FROM
BATTERIES
FIELD OF THE APPLICATION
[0001] The present application pertains to the field of battery recycling.
More particularly, the present application relates to a process, apparatus, and system for recovering materials from batteries, in particular rechargeable lithium-ion batteries.
INTRODUCTION

[0002] Lithium-ion rechargeable batteries are increasingly powering automotive, consumer electronic, and industrial energy storage applications. However, approximately less than 5%
of produced spent lithium-ion batteries are recycled globally, equivalent to approximately 70,000 tonnes of spent lithium-ion batteries recycled/year. In contrast, an estimated 11+
million tonnes of spent lithium-ion battery packs are expected to be discarded between 2017 and 2030, driven by application of lithium-ion batteries in electro-mobility applications such as electric vehicles.

[0003] Such spent lithium-ion battery packs have a valuable content of cobalt, lithium, copper, graphite, nickel, aluminum, manganese, etc.; and thus, spent lithium-ion battery packs can be viewed as a high grade 'urban mining' source of lithium and many other valuable metals.
However, current lithium-ion battery recycling processes consist of, for example, smelting or pyrometallurgy that primarily recovers metal alloys (typically cobalt, copper, and/or nickel). Via pyrometallurgy, lithium in the spent lithium-ion batteries is lost in the slag and/or off-gas streams from a smelter's furnace(s), for example. The slag is generally sold to the construction industry for use as road base, for example, and the lithium is unrecoverable economically.

[0004] As such, the quantities and valuable contents of spent lithium-ion batteries will require waste diversion industries to adapt; for example, to emulate lead acid battery recycling industries, where approximately more than 90% of spent lead acid batteries are recycled in many jurisdictions globally.

[0005] Advanced lithium-ion battery recycling processes could offer an economic and environmental opportunity. For example, the estimated 11+ million tonnes of spent battery packs contain approximately US$ 65 billion of residual value in metals and other components.
Further, recycling lithium-ion batteries could reduce greenhouse gas emissions globally by approximately 1.2 billion equivalent tonnes of CO2 between 2017 and 2040 by providing an offset against/reducing the amount of raw material derived from primary sources (i.e. mining, LE GAL1:49621199.1 DateRecue/DateReceived 2022-06-27 refining); and, potentially prevent metals (e.g., heavy metals) and materials from spent lithium-ion batteries being landfilled.

[0006] The above information is provided for the purpose of making known information believed by the applicant to be of possible relevance to the present application. No admission is necessarily intended, nor should be construed, that any of the preceding information constitutes prior art against the present application.
SUMMARY OF THE APPLICATION

[0007] As noted in further detail below, rechargeable lithium-ion batteries comprise a number of different materials. "Black mass" is known to be a component of rechargeable lithium-ion batteries, which comprises a combination of cathode and/or anode electrode powders comprising lithium metal oxides and lithium iron phosphate (cathode) and graphite (anode).
Materials present in rechargeable lithium-ion batteries include organics such as alkyl carbonates (e.g. C1-C6 alkyl carbonates, such as ethylene carbonate (EC), ethyl methyl carbonate (EMC), dimethyl carbonate (DMC), diethyl carbonate (DEC), propylene carbonate (PC), and mixtures thereof), iron, aluminum, copper, plastics, graphite, cobalt, nickel, manganese, and of course lithium. Recovering such materials from rechargeable lithium-ion batteries is highly desirable.

[0008] Thus, in accordance with an aspect of the present application, there is provided a process for recovering materials from rechargeable lithium-ion batteries comprising:
i) processing lithium-ion batteries to form a size-reduced feed stream;
ii) separating the size-reduced feed stream into a magnetic product stream and a non-magnetic feed stream;
iii) optionally isolating a ferrous product from the magnetic product stream;
iv) stripping the non-magnetic feed stream with a stripping solvent to form a stripped slurry stream;
v) separating the stripped slurry stream into an oversize solids portion and an undersize stripped slurry stream;
vi) optionally separating the oversize solids portion of the stripped slurry stream into a preliminary aluminum product stream, a preliminary copper product stream, and a plastic product stream;
vii) subjecting the undersize stripped slurry stream to a solid-liquid separation to form a black mass solid stream and recovered stripping solvent;

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 viii) leaching the black mass solid stream with an acid to form a pregnant leach solution and residual solids;
ix) separating the pregnant leach solution from the residual solids to form a first product stream comprising the residual solids and a second product stream comprising the pregnant leach solution;
x) optionally isolating a graphite product from the first product stream;
xi) isolating a copper product from the second product stream to form a third product stream;
xii) isolating an aluminum (Al) and/or iron (Fe) product from the third product stream to form a fourth product stream;
xiii) isolating a cobalt (Co), nickel (Ni), and/or manganese (Mn) product from the fourth product stream to form a fifth product stream;
xiv)isolating a salt by-product from the fifth product stream to form a sixth product stream; and xv) isolating a lithium product from the sixth product stream.

[0009] In another aspect, there is provided an apparatus for carrying out size reduction of battery materials under immersion conditions, comprising:
a housing configured to hold an immersion liquid;
a first feed chute defining an opening therein for receiving battery materials of a first type into the housing;
a first submergible comminuting device disposed within the housing to receive the battery materials of the first type from the first feed chute, wherein said first submergible comminuting device is configured to cause a size reduction of the battery materials of the first type to form a first reduced-size battery material; and a second submergible comminuting device disposed within the housing to receive the first reduced-size battery material from the first submergible comminuting device, wherein the second submergible comminuting device is configured to cause a further size reduction in the first reduced-size battery material to form a second reduced-size battery material.

[0010] In yet another aspect, there is provided a system for carrying out size reduction of battery materials under immersion conditions, comprising:
(a) a first submergible comminuting device to receive battery materials of a first type, wherein the first submergible comminuting device causes a size reduction in the battery materials of the first type to form a first reduced-size battery material;

TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 (b) a second submergible comminuting device to receive the first reduced-size battery material, wherein the second submergible comminuting device causes a further size reduction in the first reduced-size battery material to form a second reduced-size battery material; and (c) an immersion liquid in which each of the first submergible comminuting device, the second submergible comminuting device, the first reduced-size battery material, and the second reduced-size battery material are submerged.
BRIEF DESCRIPTION OF THE FIGURES

[0011] For a better understanding of the present application, as well as other aspects, embodiments, and further features thereof, reference is made to the following description which is to be used in conjunction with the accompanying figures and/or tables, where:

[0012] Figure 1A depicts a block flow diagram of an embodiment of a first process as described herein ("Process 1").

[0013] Figure 1B depicts a block flow diagram of an embodiment of a second process as described herein ("Process 2").

[0014] Figure 2 depicts an exemplary apparatus and system in accordance with an embodiment of the present application.

[0015] Figure 3(a) is a picture of the modified Franklin-Miller Taskmaster TM8500 ShredderTM, which is a dual-shaft shredder that has been modified to operate under immersion conditions.

[0016] Figure 3(b) is a picture of the control and electrical panel for the modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figure 3(a).

[0017] Figure 3(c) is a picture of the comminuting portion of the modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figure 3(a).

[0018] Figure 3(d) is a picture of the comminuting portion of the modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figure 3(a) showing the comminuting portion immersed in the immersion liquid.

[0019] Figure 4(a) is a picture of material after passing through 1st stage wet shredding (Physical Validation Example; Coarse Shredder mini-piloting).

[0020] Figure 4(b) is a picture of material after passing through 2nd stage wet shredding (Physical Validation Example; Fine Shredder mini-piloting).

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[0021] Figure 4(c) is a picture of material after passing through granulator (Physical Validation Example; Dry Shredder mini-piloting).

[0022] Figure 4(d) is a picture of fine particle material isolated following 1st stage wet shredding after passing through a wire mesh screen with 500pm openings and subsequent filtration.

[0023] Table 1 delineates a potential summary forecast of spent/discarded small and large format Li-ion battery components in 2025 and 2030;

[0024] Table 2 delineates example design and IDEAS process simulation parameters for Phase 1 feed size reduction steps of each of Processes 1 and 2;

[0025] Table 3 delineates example design and IDEAS process simulation parameters for Phase 2 magnetic separation and eddy current separation of Process 1;

[0026] Table 4 delineates example design and IDEAS process simulation parameters for Phase 2 leaching and countercurrent decantation (CCD) steps of Process 1;

[0027] Table 5 delineates key reaction chemistry for Phase 2 leaching step of Process 1 and Process 2 per the IDEAS process simulation parameters;

[0028] Table 6 delineates example design and IDEAS process simulation parameters for Phase 2 intermediate product preparation steps of Process 1;

[0029] Table 7 delineates example design and IDEAS process simulation parameters for Phase 3 final product preparation steps of Process 1; and

[0030] Table 8 delineates key reaction chemistry for Phase 3 final product preparation steps, per the IDEAS process simulation parameters of Process 1.

[0031] Table 9 delineates example design and IDEAS process simulation parameters for Phase 2 magnetic separation, stripping, and optional densimetric separation of Process 2;

[0032] Table 10 delineates example design and IDEAS process simulation parameters for Phase 2 leaching of Process 2;

[0033] Table 11 delineates example design and IDEAS process simulation parameters for Phase 2 intermediate product preparation steps of Process 2;
TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[0034] Table 12 delineates example design and IDEAS process simulation parameters for Phase 3 final product preparation steps of Process 2; and

[0035] Table 13 delineates key reaction chemistry for Phase 3 final product preparation steps of Process 2, per the IDEAS process simulation parameters.

[0036] Table 14 delineates the mechanical design criteria for an embodiment of an apparatus/system for carrying out size reduction of battery materials under immersion conditions.

[0037] DETAILED DESCRIPTION

[0038] Unless defined otherwise, all technical and scientific terms used herein have the same meaning as commonly understood by one of ordinary skill in the art to which this application belongs.

[0039] As used in the specification and claims, the singular forms "a", "an"
and "the" include plural references unless the context clearly dictates otherwise.

[0040] The term "comprising" as used herein will be understood to mean that the list following is non-exhaustive and may or may not include any other additional suitable items, for example one or more further feature(s), component(s) and/or ingredient(s) as appropriate.

[0041] The term "battery" or "batteries" are used herein refer to rechargeable lithium-ion batteries, unless the context clearly dictates otherwise.

[0042] Lithium-Ion Batteries

[0043] Components

[0044] Lithium-ion batteries are a type of rechargeable battery in which lithium ions drive an electrochemical reaction. Lithium has a high electrochemical potential and provides a high energy density for weight. Typically, lithium-ion battery cells have four key components:
a. Positive electrode/cathode: comprises differing formulations of lithium metal oxides and lithium iron phosphate depending on battery application and manufacturer, intercalated on a cathode backing foil/current collector (e.g.
aluminum) - for example: LiNi,MnyCo,02 (NMC); LiCo02 (LCO); LiFePO4 (LFP); LiMn204 (LMO); LiNio oCoo 15A10_0502(NCA);

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 b. Negative electrode/anode: generally, comprises graphite intercalated on an anode backing foil/current collector (e.g. copper);
c. Electrolyte: for example, lithium hexafluorophosphate (LiPF6), lithium tetrafluoroborate (LiBF4), lithium perchlorate (LiCI04), lithium hexafluoroarsenate monohydrate (LiAsF6), lithium trifluoromethanesulfonate (LiCF3S03), lithium bis(bistrifluoromethanesulphonyl) (LiTFSI), lithium organoborates, or lithium fluoroalkylphosphates dissolved in an organic solvent (e.g., mixtures of alkyl carbonates, e.g. C1-C6 alkyl carbonates such as ethylene carbonate (EC, generally required as part of the mixture for sufficient negative electrode/anode passivation), ethyl methyl carbonate (EMC), dimethyl carbonate (DMC), diethyl carbonate (DEC), propylene carbonate (PC)); and d. Separator between the cathode and anode: for example, polymer or ceramic based.

[0045] Thus, rechargeable lithium-ion batteries comprise a number of different materials. The term "black mass" refers to the combination of cathode and/or anode electrode powders comprising lithium metal oxides and lithium iron phosphate (cathode) and graphite (anode), as referenced above. Materials present in rechargeable lithium-ion batteries therefore include organics such as alkyl carbonates (e.g. C1-C6 alkyl carbonates, such as ethylene carbonate (EC), ethyl methyl carbonate (EMC), dimethyl carbonate (DMC), diethyl carbonate (DEC), propylene carbonate (PC), and mixtures thereof), iron, aluminum, copper, plastics, graphite, cobalt, nickel, manganese, and of course lithium.
Recovering such materials from rechargeable lithium-ion batteries is highly desirable.

[0046] Lithium-ion battery cells are manufactured in a variety of shapes/form factors, such as:
a. cylindrical cells, b. prismatic cells; and c. pouch cells.

[0047] Small format lithium-ion batteries (e.g. in consumer electronic applications) generally consist of one to several cells, each cell having a cathode, anode, electrolyte, and a separator.
Typically, each cell is housed in steel, aluminum, and/or plastic. If the small format lithium-ion battery includes multiple cells (e.g. as generally the case in laptop lithium-ion batteries), the TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 overall battery pack is typically housed in plastic, or possibly other materials depending on the application, such as aluminum and/or steel.

[0048] Large format lithium-ion battery packs (e.g. in automotive and stationary energy storage system applications) are generally structured as follows:
a. Cells: cells contain the cathode, anode, electrolyte, separator, housed in steel, aluminum, and/or plastic;
b. Modules: multiple cells make up a module, typically housed in steel, aluminum, and/or plastic; and c. Battery pack: multiple modules make up a battery pack, typically housed in steel, aluminum, and/or plastic.

[0049] An estimated weighted-average composition of mixed format lithium-ion battery packs (i.e. weighted-average mixture of small and large format lithium-ion batteries, incorporating contributions of specific lithium-ion battery cathode chemistries based on possible current and near-term manufacturing) by weight percentage (i.e. kg material/kg lithium-ion battery pack) comprises approximately: 4% Ni, 5% Mn, 7% Co, 7% Li2CO3 (expressed as lithium carbonate equivalent), 10% Cu, 15% Al, 16% graphite, and 33% other materials. By way of further example, an estimated possible summary of small and large format lithium-ion battery components forecasted in 2025 and 2030 is provided in Table 1.

[0050] Of these components, it is estimated that approximately seven comprise 90% of the residual value in a spent lithium-ion battery: cobalt, lithium, copper, graphite, nickel, aluminum, and manganese. For example, an estimated weighted-average composition of mixed format lithium-ion battery packs based on residual values of contained materials in a spent lithium-ion battery (USD per kg material/kg lithium-ion battery pack) comprises approximately: 9% Ni, 2% Mn, 39% Co, 16% Li2CO3 (expressed as lithium carbonate equivalent) 12% Cu, 5% Al, 10% graphite, and 7% other materials.

[0051] Recharging

[0052] As a lithium-ion battery cell charges and discharges, lithium ions move in and out of the anode and cathode. During this electrochemical reaction, a lithiated anode (e.g. graphite with lithium inside) and a transition metal oxide missing lithium are formed.
Both the lithiated anode and transition metal oxide are reactive. These transition materials can experience 'parasitic reactions' with the typically organic-based electrolyte solution (which as noted above contains alkyl carbonates).

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[0053] The anode particularly experiences such parasitic reactions, which results in a solid product that deposits on the anode surface. This solid product is called a solid electrolyte interphase (BEI). Over time, this forms a passivating film that slows down and limits further electrochemical reactions.

[0054] For example, scanning electron microscope images of aged/cycled cathode and anode materials have shown that, with respect to cathodes of lithium-ion cells utilizing a mixed organic based electrolyte solution, the cathodes exhibit limited surface deposition of solid electrolyte interphase. By contrast, an aged/cycled anode consisting of graphite exhibits solid electrolyte interphase. The presence of a solid electrolyte interphase across a layered graphite anode reduces the electrochemical reaction efficiency that powers lithium-ion cells by limiting sites for lithium to intercalate. Over time, this reduces the lithium-ion battery cell's ability to deliver energy and eventually causes the battery cell to become 'spent'.

[0055] Process 1

[0056] In one embodiment of Process 1, there is provided a process for recovering materials from rechargeable lithium-ion batteries comprising:
a) processing lithium-ion batteries to form a size-reduced feed stream;
b) separating the size-reduced feed stream into a magnetic product stream and a first non-magnetic feed stream;
c) optionally isolating a ferrous product from the magnetic product stream;
d) separating the first non-magnetic feed stream into an aluminum product stream and a second non-magnetic feed stream;
e) optionally isolating an aluminum product from the aluminum product stream;
f) leaching the second non-magnetic feed stream with acid to form a leached slurry;
g) separating the leached slurry into a first product stream and a second product stream;
h) optionally isolating a first copper product from the first product stream;
i) separating the second product stream into a graphite product stream and a third product stream;
j) optionally isolating a graphite product from the graphite product stream;
k) optionally filtering the third product stream to isolate organics and solids to form a fourth product stream;
I) depositing a second copper product from the third or fourth product stream to form a fifth product stream;

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 m) isolating a Co, Ni, and/or Mn product from the fifth product stream to form a sixth product stream; and n) isolating a lithium product from the sixth product stream.

[0057] For example, see Figure 1A, which depicts a block flow diagram of an embodiment of Process 1.

[0058] In another embodiment of Process 1, processing step a) comprises:
optionally discharging lithium-ion batteries to approximately between 1-2V; or, alternatively, to approximately OV; optionally storing discharged energy in a power bank;
crushing, shredding, or milling the lithium-ion batteries under aqueous immersion; optionally separating the crushed, shredded, or milled lithium-ion batteries into a first reduced-sized feed stream having feed material of a first size, and a second reduced-sized feed stream having feed material of a second size; and optionally crushed, shredded, or milled the second reduced-sized feed stream to have feed material of the first size. In another embodiment, aqueous immersion comprises water or brine immersion. In yet another embodiment, the first size is approximately mm. In still yet another embodiment, processing step a) has an operating temperature of approximately 2 C - <100 C; or alternatively, approximately 2 C - 69 C;
or, alternatively, approximately 60 C. In still yet another embodiment separating step b) comprises: separating the size-reduced feed stream into the magnetic product stream and the first non-magnetic feed stream via wet magnetic separation. In another embodiment, separation step d) comprises: separating the aluminum product stream and the second non-magnetic feed stream from the first non-magnetic feed stream via eddy current separation, densimetric separation, air-sorting separation, or a combination thereof. In still yet another embodiment, the acid of leaching step f) comprises sulfuric acid, a mixture of sulfuric acid and hydrogen peroxide, nitric acid, a mixture of nitric acid and hydrogen peroxide, or hydrochloric acid. In still yet another embodiment, separating step g) comprises: separating the leached slurry into the first product stream and the second product stream via countercurrent decantation. In another embodiment, separating step i) comprises separating the second product stream into a graphite product stream and a third product stream via: agglomeration optionally using a flocculant; and flotation. In another embodiment, flotation involves a first flotation step and a second flotation step. In yet another embodiment, filtering step k) comprises:
filtering the third product stream to isolate organics and solids via dual media filtration; and optionally filtering the fourth product stream through an activated carbon filter. In another embodiment, dual media filtration involves filtering the third product stream through a dual media filter having anthracite as a first media and garnet as a second media. In yet another embodiment, depositing step I) comprises: isolating a copper product stream from the third or fourth product TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 stream, and depositing Cu from the copper product stream via electrowinning.
In another embodiment, isolating the copper product stream from the third or fourth product stream involves copper ion exchange or copper solvent extraction. In yet another embodiment, copper solvent extraction involves using an extractant, such as an organic ketoxime extractant. In still yet another embodiment, isolating step m) comprises:
adding a source of hydroxide to the fifth product stream to precipitate a Co, Ni, and/or Mn hydroxide product;
adding a source of carbonate to the fifth product stream to precipitate a Co, Ni, and/or Mn carbonate product; evaporative crystallizing the fifth product stream in the presence of a sulfate source to form a Co, Ni, and/or Mn sulfate product; or adding a source of hydroxide to the fifth product stream to precipitate a Co, Ni, and/or Mn hydroxide product, followed by thermal dehydration to produce a Co, Ni, and/or Mn oxide product. In another embodiment, isolating step n) comprises: adding a carbonate to either the sixth product stream to precipitate lithium carbonate; or adding a hydroxide to either the sixth product stream to form a lithium hydroxide solution, and evaporative crystallizing the lithium hydroxide solution to form lithium hydroxide monohydrate. In another embodiment, the process further comprises purifying the lithium carbonate via: converting the lithium carbonate into lithium bicarbonate;
and steam-treating the lithium bicarbonate to re-form lithium carbonate. In another embodiment, the process further comprises purifying the lithium hydroxide monohydrate via:
dissolving the lithium hydroxide monohydrate in water; and recrystallizing the lithium hydroxide monohydrate using a mechanical vapor recompression crystallizer. In yet another embodiment, when the acid of leaching step f) comprises sulfuric acid, or a mixture of sulfuric acid and hydrogen peroxide, the process further comprises: step (o) of isolating a sulfate product stream from either the fifth or sixth product stream. In another embodiment, isolating step o) comprises: evaporative crystallizing the sulfate product stream to form a sulfate product; or crystallizing the sulfate product stream using draft tube baffle crystallizers to form a sulfate product.

[0059] Thus, in an embodiment of Process 1 of the present application, there is provided a process for recovering materials from rechargeable lithium-ion batteries comprising three main phases: (i) feed size reduction (e.g., see Figure 1A, step a); (ii) leaching, countercurrent decantation, and intermediate product preparation (e.g., see Figure 1A, steps b-f); and (iii) final product preparation (e.g., see Figure 1A, steps g-n).

[0060] Referring to Figure 1A, step a) provides a size-reduced feed stream that results from feed size reduction.

[0061] In an embodiment of feed size reduction, there is provided a process comprising optionally discharging small format lithium-ion batteries (e.g., from phones, laptops, etc.) TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 and/or large format lithium-ion batteries (e.g. from electric vehicles) to approximately between 1-2V; or, alternatively to approximately OV. In another embodiment, there is provided a process comprising optionally storing discharged energy in a central power bank (e.g. to provide peak-load reduction for plant facility-wide power consumption).

[0062] In another embodiment of feed size reduction, there is provided a process comprising crushing, shredding, or milling the optionally discharged lithium-ion batteries to form a reduced-sized battery feed stream. In embodiments, the batteries are crushed/shredded to a size of mm. In further embodiments, the batteries are crushed/shredded under water/aqueous solution immersion; or, more particularly, under water or brine immersion (to absorb heat from sparking, etc.). In yet other embodiments, the batteries are crushed/shredded at a temperature between approximately 2 C - <100 C; or alternatively, approximately 2 C - 69 C; or, alternatively, approximately 60 C.

[0063] In another embodiment of feed size reduction, there is provided a process comprising a two stage-crushing of the batteries to form a reduced-sized battery feed stream. In embodiments, the two-stage crushing occurs under water/aqueous solution immersion; or, more particularly, under water or brine immersion to: (i) restrict accumulation of oxygen; (ii) minimize risk of combustion during crushing by suppressing any sparking caused by crushing and absorbing it as heat; and, (iii) entrain the batteries' electrolyte solution. In some embodiments, the brine solution comprises an aqueous sodium chloride solution.
In other embodiments, the brine solution comprises a dilute aqueous solution of calcium hydroxide (also known as slaked or hydrated lime) to assist with neutralizing potential halides from electrolyte salts and thereby minimizing hydrolysis (e.g. formation of aqueous hydrofluoric acid/HF) that may result in increased materials/equipment corrosion; and/or, to minimize potential to form sodium fluoride salts. In embodiments, the two-stage crushing comprises a first crusher that accepts large format lithium-ion batteries and reduces their size to 5 400 mm;
and, a second crusher that accepts small format lithium-ion batteries and reduced-size large format lithium-ion batteries, and reduces that combined battery feed stream to a size of 100 mm. In embodiments, the two-stage crushing occurs at a temperature between approximately 2 C - <100 C; or alternatively, approximately 2 C - 569 C; or, alternatively, approximately 60 C.

[0064] In another embodiment of feed size reduction, there is provided a process comprising screening of the reduced-sized battery feed stream. In embodiments, the reduced-sized battery feed stream is separated into an undersized fraction of mm and an oversized fraction of mm to 100 mm. In embodiments, the undersized fraction undergoes solid-liquid separation to form a filter cake comprising particles that are mm.
In some TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 embodiments, the solid-liquid separation occurs via a belt filter. In embodiments, the oversized fraction is shredded to 0 mm. In some embodiments, the oversized fraction is shredded using shredders similar to industrial scale shredders found in waste electronic recycling and food processing facilities. In embodiments, the undersized fraction of 0 mm and oversized fraction is shredded to 0 mm is combined to form a size-reduced feed stream, as per Figure 1A, step a.

[0065] In another embodiment of feed size reduction, there is provided a process comprising magnetic separation (for example, see Figure 1A, step b)) of the size-reduced battery feed to separate magnetic/ferrous materials (e.g. steel sheet; ferrous product(s);
magnetic product stream, Figure 1A) from non-magnetic/non-ferrous and inert materials (e.g., 1st non-magnetic feed stream, Figure 1A). In embodiments, the magnetic separation is wet magnetic separation.
In some embodiments, the wet magnetic separation comprises 'rougher' and 'cleaner' magnetic separation steps. In some embodiments, the wet magnetic separation uses low intensity magnetic separation equipment.

[0066] In another embodiment of feed size reduction, there is provided a process comprising eddy current separation of the non-magnetic/non-ferrous size-reduced battery feed to separate any residual magnetic/ferrous materials (e.g. steel sheet; ferrous product(s)) from the non-magnetic/non-ferrous and inert material. In embodiments, the eddy current separation provides for separation of an aluminum product stream (for example, see Figure 1A, step d) and aluminum product stream). In other embodiments, eddy current separation, densimetric separation, air-sorting separation, or a combination thereof provide for separation of the aluminum product stream. In embodiments, the eddy current separation provides for isolation of any residual magnetic/ferrous materials (e.g. steel sheet; ferrous product(s)) to recycle back to the wet magnetic separation.

[0067] In an embodiment of leaching, countercurrent decantation, and intermediate product preparation, there is provided a process comprising acid leaching of the non-magnetic/non-ferrous and inert materials from eddy current separation (excluding separated aluminum product stream; for example, the 2nd non-magnetic feed stream, Figure 1A) to form a leached slurry (for example, see Figure 1A, step f)). In embodiments, the acid used is sulfuric acid, hydrochloric acid, or nitric acid. In some embodiments, hydrogen peroxide is used to facilitate leaching of nobler metals. In some embodiments, leaching occurs at an operating temperature between approximately 60-95 C. In some embodiments, leaching occurs in a conical-bottom tank under high shear agitation.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[0068] In an embodiment of leaching, countercurrent decantation, and intermediate product preparation, there is provided a process comprising screening the leached slurry into an undersized fraction of mm and an oversized fraction of mm. In embodiments, the oversized fraction is recycled back to the wet magnetic separation for further separation.

[0069] In an embodiment of leaching, countercurrent decantation, and intermediate product preparation, there is provided a process comprising countercurrent decantation (CCD) of the leached slurry (for example, see Figure 1A, step g)). In embodiments, CCD
separates slimes/residue or 'copper concentrate', consisting predominantly of copper, some residual shredded aluminum, residual shredded steel, paper and plastic, as an underflow stream (e.g., 1st product stream, Figure 1A); and, separates a combined aqueous leachate phase (pregnant leach solution or PLS) and floating/low density phase (e.g., graphite, organic) as an overflow stream (e.g., 21 product stream, Figure 1A). In some embodiments, the CCD uses several stages of high density thickeners.

[0070] In an embodiment of leaching, countercurrent decantation, and intermediate product preparation, there is provided a process wherein the CCD overflow stream from reports to an agglomeration tank, in which a flocculant is added to assist in agglomeration of the graphite and organic phases. In embodiments, the solution from the agglomeration tank reports to flotation cells to selectively separate a hydrophobic phase (e.g., graphite agglomerated with flocculant, and organic; graphite product stream, Figure 1A) from a hydrophilic phase (e.g., aqueous PLS). In embodiments, the flotation cells include a 'rougher flotation cell' that completes a preliminary separation of the hydrophobic and hydrophilic phases;
and, a 'cleaner flotation cell' to which the 'rougher flotation cell' froth reports to, to further separate the hydrophobic and hydrophilic phases. In embodiments, froth from the 'cleaner flotation cell' reports to solid-liquid separation to optionally isolate a solid or 'graphite concentrate' phase (for example, see Figure 1A, step j)). In some embodiments, a centrifuge is used to achieve solid-liquid separation.

[0071] In an embodiment of leaching, countercurrent decantation, and intermediate product preparation, there is provided a process comprising combining residual PLS
from the 'rougher flotation cell' and 'cleaner flotation cell' (e.g., 3rd product stream, Figure 1A) (optionally with liquid (e.g. centrate) from the solid-liquid filtration of froth from the 'cleaner flotation cell'; step j), Figure 1A); and, optionally filtering the combined liquid stream through a dual media filter to separate entrained organics (for example, see Figure 1A, step k)). In embodiments, a dual media filter similar to filters found in copper solvent extraction is used. In embodiments, the dual media filter comprises filtration media such as anthracite, garnet, and/or sand. In some embodiments, the liquid stream output from the dual media filter (e.g., 4"
product stream, TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 Figure 1A) optionally reports to an activated carbon filter to further separate any entrained organics.

[0072] In an embodiment, there is provided a process optionally comprising dewatering the magnetic/ferrous materials (e.g., steel sheet; ferrous product(s)) from magnetic separation;
and, collecting and storing said dewatered materials (for example, see Figure 1A, step c) and ferrous product). In embodiments, the process optionally comprises dewatering the aluminum product stream from eddy current separation; and, collecting and storing the dewatered aluminum product (for example, see Figure 1A, step e) and aluminum product).
In embodiments, a dewatering screen is used, wherein the screen is steeply inclined to facilitate water/aqueous solution drainage.

[0073] In an embodiment of final product preparation, there is provided a process optionally comprising a solid-liquid separation of slimes/residue or final underflow stream from the CCD
to produce a copper concentrate. In some embodiments, a belt filter is used to achieve solid-liquid separation. For example, see Figure 1A, step h) and 1st copper product.

[0074] In an embodiment of final product preparation, there is provided a process optionally comprising collecting graphite concentrate from the solid-liquid separation of froth from the 'cleaner flotation cell'. In some embodiments, the graphite concentrate is collected as the solid product from centrifugation of froth from the 'cleaner flotation cell'. For example, see Figure 1A, step j) and graphite product.

[0075] In an embodiment of final product preparation, there is provided a process comprising a copper-ion exchange of the liquid stream output from dual media filtration.
In embodiments, a copper selective resin is used; for example, LEWATIT M+ TP 207. In some embodiments, the process comprises a solvent extraction of the liquid stream output from dual media filtration. In some embodiments, the solvent extraction involves mixer-settler extraction stage(s) that load copper cations into a copper selective extractant, such as an organic ketoxime extractant (e.g., LIX 84) in a diluent (e.g. kerosene)). In other embodiments, the solvent extraction involves mixer-settler strip stage(s) where spent electrolyte from copper electrowinning (below) is used to strip copper-loaded organics and transfer copper cations into an aqueous phase prior to copper electrowinning.

[0076] In an embodiment of final product preparation, there is provided a process comprising copper electrowinning of a copper-rich liquor from copper-ion exchange to produce elemental copper (i.e., Cu ). In embodiments, copper electrowinning (e.g. conventional copper TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 electrowinning, emew electrowinning, etc.) is used for deposition of copper/Cu as copper plate. For example, see Figure 1A, step I) and 2nd copper product.

[0077] In an embodiment of final product preparation, there is provided a process comprising producing a Co, Ni, and/or Mn product. In embodiments, the Co, Ni, and/or Mn product is a hydroxide product. In embodiments, a copper-stripped liquor from copper-ion exchange (e.g., 5th product stream, Figure 1A) is reacted with a source of hydroxide (e.g., alkali metal hydroxides such as sodium hydroxide/NaOH, alkali earth metal hydroxides, etc.) to precipitate a Co, Ni, and/or Mn hydroxide product (for example, see Figure 1A, Co, Ni, and/or Mn product).
In other embodiments, the Co, Ni, and/or Mn product is a carbonate product. In embodiments, the copper-stripped liquor reporting from copper-ion exchange (e.g., 5th product stream, Figure 1A) is reacted with a source of carbonate (e.g., alkali metal carbonates such as sodium carbonate/Na2CO3, alkali earth metal carbonates, etc.) to precipitate a Co, Ni, and/or Mn carbonate product (for example, see Figure 1A, Co, Ni, and/or Mn product). In other embodiments, the Co, Ni, and/or Mn product is an oxide product. In embodiments, the copper-stripped liquor from copper-ion exchange (e.g., 5th product stream, Figure 1A) is reacted with a source of hydroxide (e.g., alkali metal hydroxides such as sodium hydroxide/NaOH, alkali earth metal hydroxides, etc.) to precipitate a Co, Ni, and/or Mn hydroxide product that reports to thermal dehydration to produce a Co Ni, and/or Mn oxide product (e.g., cobalt (II, III) oxide, Co304, nickel (II) oxide, NiO, manganese (IV) dioxide, Mn02; for example, see Figure 1A, Co, Ni, and/or Mn product). In embodiments, the Co, Ni, and/or Mn product reports to solid-liquid filtration to collect a solid filter cake. In some embodiments, a filter press is used to achieve solid-liquid separation. In other embodiments, wherein sulfuric acid or a mixture of sulfuric acid and hydrogen peroxide is used for acid leaching, the copper-stripped liquor from copper ion exchange reports to an evaporative crystallizer to produce a cobalt sulfate heptahydrate/CoSO4=7H20, nickel sulfate hexahydrate/NiSO4-6H20, and/or manganese sulfate monohydrate/ MnSO4.H20 product. In embodiments, the resulting crystallized product(s) reports to solid-liquid separation; and, separated solid product(s) reports to a drier to drive off excess water and produce a hydrated cobalt, nickel, and/or manganese sulfate (for example, see Figure 1A, Co, Ni, and/or Mn product). In some embodiments, a centrifuge is used to achieve solid-liquid separation.

[0078] In an embodiment of final product preparation, there is provided a process comprising precipitating a lithium product. In embodiments, a liquid stream output from the Co, Ni, and/or Mn product production (e.g., 6th product stream, Figure 1A) is reacted with a carbonate, such as sodium carbonate to precipitate crude lithium carbonate. In embodiments, the crude lithium carbonate product undergoes solid-liquid separation, for example using a centrifuge, and a TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 solid cake is collected (for example, see Figure 1A, step n) and lithium product). In embodiments, the crude lithium carbonate cake reports to a bicarbonation circuit for further purification, wherein carbon dioxide is bubbled into a tank to convert the lithium carbonate into more soluble lithium bicarbonate (i.e. lithium carbonate 'digestion). In some embodiments, the liquid stream containing soluble lithium bicarbonate reports to an ion exchange unit to selectively remove trace impurities such as calcium and magnesium. In embodiments, the solution containing soluble lithium bicarbonate reports to a tank where steam is bubbled through to crystallize higher purity lithium carbonate as a solid. In other embodiments, crystallizing the higher purity lithium carbonate comprises electrolysis, direct immersion electric heating, element electric heating, or indirect electric heating. In some embodiments, output from the lithium carbonate crystallization undergoes solid-liquid separation, for example using a centrifuge, to isolate the solid lithium carbonate product. In other embodiments, the liquid filtrate (e.g. centrate) is recycled to the lithium carbonate 'digestion' tank. In further embodiments, the isolated high purity solid lithium carbonate stream is dried and micronized.

[0079] In an embodiment of final product preparation, wherein sulfuric acid or a mixture of sulfuric acid and hydrogen peroxide is used for acid leaching, there is provided a process comprising crystallizing sodium sulfate. In embodiments, filtrate (e.g.
centrate) from the crude lithium carbonate solid-liquid separation (e.g. centrifugation) reports to an evaporative crystallizer to produce sodium sulfate decahydrate/Na2SO4.10H20. In some embodiments, sulfuric acid is added during crystallization to convert residual carbonate (e.g. Na2CO3(aq)) into a sulfate form. In some embodiments, the resulting crystallized slurry reports to solid-liquid separation; and, separated solid product reports to a drier, wherein the drier drives off water and produces anhydrous sodium sulfate/Na2SO4. In some embodiments, solid-liquid separation achieved using a centrifuge.

[0080] In an embodiment of final product preparation, wherein hydrochloric acid is used for acid leaching, there is provided a process wherein a sodium chloride solution is produced as a by-product. In embodiments, the sodium chloride solution is: (i) recycled to the feed size reduction step(s) for use as a brine solution, a portion of which is optionally bled to a water treatment plant followed by reuse in the facility; or (ii) crystallized to from a solid sodium chloride product, optionally followed by solid-liquid separation and drying.

[0081] In an embodiment of final product preparation, wherein nitric acid or a mixture of nitric acid and hydrogen peroxide is used for acid leaching, there is provided a process wherein a sodium nitrate solution is produced as a by-product. In embodiments, the sodium nitrate solution is: (i) crystallized to from a solid sodium nitrate product, optionally followed by solid-liquid separation and drying.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[0082] Process 2

[0083] As noted above, rechargeable lithium-ion batteries comprise a number of different materials, including organics such as alkyl carbonates (e.g. C1-C6 alkyl carbonates), iron, aluminum, copper, plastics, graphite, cobalt, nickel, manganese, and of course lithium. In an embodiment of Process 2, there is provided a process for recovering materials from rechargeable lithium-ion batteries comprising:
i) processing lithium-ion batteries to form a size-reduced feed stream;
ii) separating the size-reduced feed stream into a magnetic product stream and a non-magnetic feed stream;
iii) optionally isolating a ferrous product from the magnetic product stream;
iv) stripping the non-magnetic feed stream with a stripping solvent to form a stripped slurry stream;
v) separating the stripped slurry stream into an oversize solids portion and an undersize stripped slurry stream;
vi) optionally separating the oversize solids portion of the stripped slurry stream into a preliminary aluminum product stream, a preliminary copper product stream, and a plastic product stream;
vii) subjecting the undersize stripped slurry stream to a solid-liquid separation to form a black mass solid stream and recovered stripping solvent;
viii) leaching the black mass solid stream with an acid to form a pregnant leach solution and residual solids;
ix) separating the pregnant leach solution from the residual solids to form a first product stream comprising the residual solids and a second product stream comprising the pregnant leach solution;
x) optionally isolating a graphite product from the first product stream;
xi) isolating a copper product from the second product stream to form a third product stream;
xii) isolating an aluminum (Al) and/or iron (Fe) product from the third product stream to form a fourth product stream;
xiii) isolating a cobalt (Co), nickel (Ni), and/or manganese (Mn) product from the fourth product stream to form a fifth product stream;
xiv)isolating a salt by-product from the fifth product stream to form a sixth product stream; and xv) isolating a lithium product from the sixth product stream.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[0084] See, for example, Figure 1B, which depicts a block flow diagram of an embodiment of Process 2.

[0085] Thus, in an embodiment of Process 2 of the present application, there is provided a process for recovering materials from rechargeable lithium-ion batteries comprising three main phases: (i) feed size reduction (e.g., see Figure 1B, steps (i) and (i)(a));
(ii) leaching, and intermediate product preparation (e.g., see Figure 1B, steps (ii)-(x)); and (iii) final product preparation (e.g., see Figure 1B, steps (xi)-(xv)).

[0086] Referring to Figure 1B, step i) provides a size-reduced feed stream that results from feed size reduction. In an embodiment of Process 2, processing step i) comprises: optionally discharging lithium-ion batteries to approximately between 1-2V; or, alternatively, to approximately OV; optionally storing discharged energy in a power bank;
crushing, shredding, or milling the lithium-ion batteries under aqueous immersion; optionally separating the crushed, shredded, or milled lithium-ion batteries into a first reduced-sized feed stream having feed material of a first selected size, and a second reduced-sized feed stream having feed material of a second size; and optionally crushing, shredding, or milling the second reduced-sized feed stream to have feed material of the first selected size.

[0087] In another embodiment of Process 2, aqueous immersion comprises immersion in water, or immersion in an aqueous solution comprising (i) a salt and/or (ii) calcium hydroxide.
In another embodiment, the salt is selected from an alkali metal chloride (e.g. sodium chloride (NaCI)), an alkaline earth metal chloride (e.g. calcium chloride (CaCl2)), or mixtures thereof.
In yet another embodiment, the first selected size is approximately 40 mm, preferably 10 mm. In still yet another embodiment, processing step i) has an operating temperature of approximately 2 C to <100 C; or alternatively, approximately 2 C to 69 C; or, alternatively, approximately 60 C.

[0088] Thus, in an embodiment of feed size reduction, there is provided a process comprising optionally discharging small format lithium-ion batteries (e.g., from phones, laptops, etc.) and/or large format lithium-ion batteries (e.g. from electric vehicles) to approximately between 1-2V; or, alternatively to approximately OV. In another embodiment, there is provided a process comprising optionally storing discharged energy in a central power bank (e.g. to provide peak-load reduction for plant facility-wide power consumption).

[0089] In another embodiment of feed size reduction, there is provided a process comprising crushing, shredding, or milling the optionally discharged lithium-ion batteries to form a reduced-sized battery feed stream. In embodiments, the batteries are crushed/shredded to a TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 size of 40 mm, preferably 10 mm.
In further embodiments, the batteries are crushed/shredded under water/aqueous solution immersion; or, more particularly, under water or brine immersion (to absorb heat from sparking, etc.). In yet other embodiments, the batteries are crushed/shredded at a temperature between approximately 2 C to <100 C; or alternatively, approximately 2 C to 69 C; or, alternatively, approximately 60 C. In embodiments, aqueous immersion comprises immersion in water, or immersion in an aqueous solution comprising (i) a salt and/or (ii) calcium hydroxide as noted above.

[0090] In another embodiment of feed size reduction, there is provided a process comprising a two stage-crushing/shredding of the batteries to form a reduced-sized battery feed stream.
In embodiments, the two-stage crushing/shredding occurs under water/aqueous solution immersion; or, more particularly, under water or brine immersion to: (i) restrict accumulation of oxygen; (ii) minimize risk of combustion during crushing by suppressing any sparking caused by crushing and absorbing it as heat; and, (iii) entrain the batteries' electrolyte solution.
In some embodiments, the brine solution comprises an aqueous sodium chloride solution. In other embodiments, the brine solution comprises a dilute aqueous solution of calcium hydroxide (also known as slaked or hydrated lime) to assist with neutralizing potential halides from electrolyte salts and thereby minimizing hydrolysis (e.g. formation of aqueous hydrofluoric acid/HF) that may result in increased materials/equipment corrosion; and/or, to minimize potential to form sodium fluoride salts. In embodiments, the two-stage crushing/shredding comprises a first crusher/shredder that accepts large format lithium-ion batteries and reduces their size to 400 mm; and, a second crusher/shredder that accepts small format lithium-ion batteries and reduced-size large format lithium-ion batteries, and reduces that combined battery feed stream to a size of 100 mm. In embodiments, the two-stage crushing/shredding occurs at a temperature between approximately 2 C to <100 C; or alternatively, approximately 2 C to 69 C; or, alternatively, approximately 60 C.

[0091] In another embodiment of feed size reduction, there is provided a process comprising screening of the reduced-sized battery feed stream (following the above-noted two-stage crushing/shredding as well as any additional comminuting steps following same). In embodiments, the reduced-sized battery feed stream is separated into an undersized fraction of 0 mm and an oversized fraction of 0 mm to 100 mm. In embodiments, the undersized fraction undergoes solid-liquid separation to form a filter cake comprising particles that are 0 mm and a liquid filtrate stream. In some embodiments, the solid-liquid separation occurs via a belt filter. In embodiments, the oversized fraction is shredded to mm. In some embodiments, the oversized fraction is shredded using shredders similar to industrial scale shredders found in waste electronic recycling and food processing facilities.
In embodiments, TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 the undersized fraction of 0 mm and oversized fraction shredded to 0 mm is combined to form a size-reduced feed stream, as per Figure 1B, step (i).

[0092] In certain embodiments, undersize materials having a particle size of, for example, less than about 5 mm, or less than about 1-2 mm, can be collected during the feed size reduction and diverted to downstream process steps. For example, per Figure 1B, undersize materials having a particle size of, for example, less than about 5 mm, or less than about 1-2 mm, can be collected from step (i) (wherein the lithium-ion batteries are processed to produce a size-reduced feed stream) and separated from the remainder of the size-reduced feed stream. For example, such undersize materials could be collected by having the output of a crusher/shredder contact a metal mesh having openings sized to permit particles having a size of less than about 5 mm or less than about 1-2 mm to pass through and be collected.
The undersize materials form an undersize size-reduced feed stream which can be combined with, for example, a black mass solid stream (see step (vii) of Figure 1B;
described in further detail below) and these combined materials can then be subjected to leaching step (viii) (described in further detail below).

[0093] In another embodiment of feed size reduction, there is provided an optional process of crushing, shredding, or milling the lithium-ion batteries under aqueous immersion in an aqueous solution to produce the size-reduced feed stream and a liquid, wherein the liquid comprises the aqueous solution and organics (such as one or more alkyl carbonates), wherein the process further comprises: carrying out a solid-liquid separation to separate at least a portion of the liquid from the size reduced feed stream, and subjecting the separated liquid to a separating step to separate the organics from the aqueous solution (for example, see Figure 1B, step (i)(a)). In embodiments, organics (such as one or more alkyl carbonates) are separated from the aqueous components through dual media filtration or vacuum distillation.
In some embodiments, the filtered organics are separated into organic rich streams. In some embodiments, the separated aqueous components are recycled to the two-stage crushing/shredding process.

[0094] In another embodiment, separating step ii) noted above comprises:
separating the size-reduced feed stream into the magnetic product stream and the non-magnetic feed stream via wet or dry magnetic separation. Thus, in one embodiment, there is provided a process comprising magnetic separation (for example, see Figure 1B, step (ii)) of the size-reduced battery feed to separate magnetic/ferrous materials (e.g. steel sheet; ferrous product(s);
magnetic product stream, Figure 1B) from non-magnetic/non-ferrous and inert materials (e.g., non-magnetic feed stream, Figure 1B). In embodiments, the magnetic separation is wet/dry magnetic separation. In some embodiments, the wet/dry magnetic separation comprises TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 'rougher' and 'cleaner' magnetic separation steps. In some embodiments, the wet/dry magnetic separation uses low intensity magnetic separation equipment.

[0095] In another embodiment, the process comprises mixing the non-magnetic feed stream with a stripping solvent (see step (iv) of Figure 1B) to form a stripped slurry stream. It has been found that incorporation of the stripping step can enhance recovery of materials and can facilitate downstream processing. The stripping step can be conducted at temperatures ranging from room temperature (about 20 C) to about 120 C, preferably from about 80 C to about 100 C. The resulting stripped slurry stream (i.e. black mass/electrode powder stream), undergoes solid-liquid separation (see step (v) in Figure 1B) by reporting to, for example, a wire mesh screen with, for example, openings ranging from about 500pm to about 5 mm, preferably from about 500pm to about 2 mm, producing an oversize solids portion of the stripped slurry stream (i.e. larger solids portion of the separation) ¨
comprising aluminum, copper, and plastics ¨ and an undersized stripped slurry stream (i.e. liquid portion of the separation containing smaller solids having the size range noted above, including black mass, in admixture with same). Suitable stripping solvents can include n-methyl-2-pyrrolidone (NMP), dimethylformamide (DMF), ethyl acetate (Et0Ac), isopropanol (IPA), acetone, dimethyl sulfoxide (DMSO), or diethylformamide (DEF).

[0096] The undersized stripped slurry stream reports to a filter press for solid-liquid separation (see step (vii) in Figure 1B) to yield a liquid containing the stripping solvent (i.e. recovered stripping solvent) and a black mass solid stream. The separated solvent is optionally collected into a tank, and is optionally recycled back to the stripping tanks for use as make-up solvent.

[0097] The oversize solids portion of the stripped slurry stream is optionally dried by reporting to, for example, a dewatering conveyor. In another embodiment, the process optionally further comprises separating the oversize solids portion of the stripped slurry stream (see step (vi) of Figure 1B), such as by densimetric separation of the oversize solids portion of the stripped slurry stream. Thus, in one embodiment, separation step vi) comprises separating the oversize stripped slurry stream into the preliminary aluminum product stream, the preliminary copper product stream, and the plastic product stream via densimetric separation. A
densimetric separator unit can separate the oversize solids portion of the stripped slurry stream into three separate streams, including a preliminary aluminum product stream, a preliminary copper product stream, and a plastic product stream. For example, the plastic can be separated using a liquid with a specific gravity (SG) of about 2.5, and thereafter aluminum can be separated from the copper using a liquid with an SG of about 2.85. The isolated streams are optionally washed and report to a dewatering screen to collect separate and TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 washed preliminary aluminum product, preliminary copper product, and plastic product streams.

[0098] The black mass solid stream comprises at least one of electrode (e.g.
metal oxide and/or metal phosphate cathode powders, graphite anode), plastic, and some residual non-ferrous (e.g. shredded copper and/or aluminum) components. This stream reports to a leach tank for leaching, together with the undersize size-reduced feed stream from step (i) as referenced above.

[0099] In embodiments, the leaching step comprises acid leaching of the black mass solid stream (see step (viii) of Figure 1B). In certain embodiments, the acid used in the leaching step is sulfuric acid, hydrochloric acid, or nitric acid, preferably sulfuric acid. In some embodiments, hydrogen peroxide is used to facilitate leaching of nobler metals. In some embodiments, leaching occurs at an operating temperature between approximately 60-95 C.
In embodiments, leaching occurs in a series of 3 tanks. In some embodiments, leaching occurs in conical-bottom tanks under high shear agitation. In some embodiments, oxygen gas is sparged to further oxidize the leached solution.

[00100] In another embodiment of leaching, and intermediate product preparation, there is provided a process wherein the leached slurry is filtered (for example, by filter press or belt filter; see step (ix) of Figure 1B) to separate the residual solids as a 1st product stream, which report to a mixing tank, from the aqueous solution (e.g., aqueous PLS), which forms a 2nd product stream. Water is added to the mixing tank along with the residual solids, and the pH can be adjusted to between 4-8. In embodiments, step x) of isolating a graphite product from the first product stream comprises isolating the graphite product via flotation, wherein flotation optionally comprises a first flotation step and a second flotation step. Thus, in embodiments, the solution from the mixing tank reports to flotation cells to selectively separate a hydrophobic phase (e.g., graphite, and organic; graphite product stream, Figure 1B) from a hydrophilic phase (e.g., mixing tank water). In embodiments, the flotation cells include a 'rougher flotation cell' that completes a preliminary separation of the hydrophobic and hydrophilic phases; and, a 'cleaner flotation cell' to which the 'rougher flotation cell' froth reports to, to further separate the hydrophobic and hydrophilic phases. In embodiments, froth from the 'cleaner flotation cell' reports to solid-liquid separation to optionally isolate a solid or 'graphite concentrate' phase (for example, see Figure 1B, step (x)). In some embodiments, a centrifuge is used to achieve solid-liquid separation.

[00101] In another embodiment of leaching, and intermediate product preparation, there is optionally provided a process comprising filtering the PLS (211d product stream) through TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 a dual media filter and/or belt filter to separate entrained organics (i.e.
residual alkyl carbonates) and remaining solids (not shown in Figure 1B). In embodiments, a dual media filter similar to filters found in copper solvent extraction is used. In some embodiments, a dual media filter comprises filtration media such as anthracite, garnet, and/or sand. In some embodiments, the liquid stream output from the dual media filter optionally reports to an activated carbon filter to separate out entrained organics (i.e. residual alkyl carbonates).

[00102] In an embodiment, there is provided a process of optionally comprising dewatering the magnetic/ferrous materials (e.g., steel sheet; ferrous product(s)) from magnetic separation; and, collecting and storing said dewatered materials (for example, see Figure 1B, step iii) and ferrous product).

[00103] In embodiments, the process optionally comprises dewatering the preliminary aluminum product stream from densimetric separation, and, collecting and storing the dewatered aluminum product (for example, see Figure 1B, step (vi)(a)) and aluminum product). In embodiments, the process optionally comprises dewatering the preliminary copper product stream from densimetric separation, and collecting the dewatered preliminary copper product (for example, see Figure 1B, step (vi)(b)). In embodiments, the process optionally comprises dewatering the plastic product stream from densimetric separation, and collecting the dewatered plastic product (for example, see Figure 1B, step (vi)(c)). In embodiments, a dewatering screen is used, wherein the screen is steeply inclined to facilitate water/aqueous solution drainage.

[00104] In another embodiment of final product preparation, there is provided a process optionally comprising collecting graphite concentrate from the solid-liquid separation of froth from the 'cleaner flotation cell'. In some embodiments, the graphite concentrate is collected as the solid product from centrifugation of froth from the 'cleaner flotation cell'. For example, see Figure 1B, step x) and graphite product.

[00105] In one embodiment, step xi) noted above comprises: i.
isolating a copper product stream from the second product stream, and ii.
depositing Cu from the copper product stream via electrowinning. In embodiments, isolating the copper product stream from the second product stream involves copper ion exchange or copper solvent extraction. Thus, in another embodiment of final product preparation, there is provided a process comprising a copper-ion exchange of the 2nd product stream (following the optional dual media filtration, if used) to yield a copper-stripped liquor as the 3rd product stream. In embodiments, a copper selective resin is used; for example, LEWATIT M+ TP 207 or DOWEXTM M4195. In some embodiments, the process comprises a solvent extraction of the 2nd product stream (again, TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 following the optional dual media filtration, if used) to yield a copper-stripped liquor as the 3rd product stream. In some embodiments, the solvent extraction involves mixer-settler extraction stage(s) that load copper cations into a copper selective extractant, such as an organic ketoxime extractant (e.g., LIM) 984N) in a diluent (e.g. kerosene)). In other embodiments, the solvent extraction involves mixer-settler strip stage(s) where spent electrolyte from copper electrowinning (below) is used to strip copper-loaded organics and transfer copper cations into an aqueous phase prior to copper electrowinning.

[00106] In another embodiment of final product preparation, there is provided a process comprising copper electrowinning of a copper-rich liquor from copper-ion exchange to produce elemental copper (i.e., Cu ). In some embodiments, there is provided a process optionally comprising copper electrowinning of a copper-rich liquor from solvent extraction. In embodiments, copper electrowinning (e.g. conventional copper electrowinning, emew electrowinning, etc.) is used for deposition of copper/Cu as copper plate.
For example, see Figure 1B, step XI) and copper product.

[00107] In one embodiment, step xii) as noted above comprises isolating the aluminum (Al) and/or iron (Fe) product from the third product stream by adding a source of hydroxide to the third product stream to precipitate a Al and/or Fe hydroxide product.
Thus, in another embodiment of final product preparation, there is provided a process comprising producing an Al and/or Fe product from the 3rd product stream (for example, Figure 1B, step (xii)) wherein, the Al and/or Fe product is a hydroxide product. In embodiments, a copper-stripped liquor from copper ion exchange or solvent extraction (e.g. the 3rd product stream, Figure 1B) is optionally sparged with oxygen gas and reacted with a source of hydroxide (e.g., alkali metal hydroxides such as sodium hydroxide/NaOH, alkali earth metal hydroxides, etc.; NaOH being a preferred source of hydroxide) at a pH of about 3 to about 5 to precipitate an Al and/or Fe product (for example, see Figure 1B, Al and/or Fe product), leaving an Al and/or Fe-depleted solution (Al and/or Fe product preparation filtrate) as the 41h process stream. In some embodiments, a filter press or centrifuge is used to achieve solid-liquid separation.

[00108] In another embodiment, isolating step xiii) noted above comprises: i. adding a source of hydroxide to the fourth product stream to precipitate a Co, Ni, and/or Mn hydroxide product; ii. adding a source of carbonate to the fourth product stream to precipitate a Co, Ni, and/or Mn carbonate product; iii. evaporative crystallizing the fourth product stream in the presence of a sulfate source to form a Co, Ni, and/or Mn sulfate product; or iv. adding a source of hydroxide to the fourth product stream to precipitate a Co, Ni, and/or Mn hydroxide product, followed by thermal dehydration to produce a Co, Ni, and/or Mn oxide product.
TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00109] Thus, in another embodiment of final product preparation, there is provided a process comprising producing a Co, Ni, and/or Mn product from the 4th process stream. In embodiments, the Co, Ni, and/or Mn product is a hydroxide product. In embodiments, Al and/or Fe product preparation filtrate (e.g., the 4th product stream, Figure 1B) is reacted with a source of hydroxide (e.g., alkali metal hydroxides such as sodium hydroxide/NaOH, alkali earth metal hydroxides, etc.; NaOH being a preferred source of hydroxide) to precipitate a Co, Ni, and/or Mn hydroxide product (for example, see Figure 1B, Co, Ni, and/or Mn product).
In other embodiments, the Co, Ni, and/or Mn product is a carbonate product. In embodiments, the Al and/or Fe product preparation filtrate (e.g., the 4th product stream, Figure 1B) is reacted with a source of carbonate (e.g., alkali metal carbonates such as sodium carbonate/Na2CO3, alkali earth metal carbonates, etc.; Na2CO3, being a preferred source of carbonate) to precipitate a Co, Ni, and/or Mn carbonate product (for example, see Figure 1B, Co, Ni, and/or Mn product).
In other embodiments, the Co, Ni, and/or Mn product is an oxide product. In embodiments, the Al and/or Fe product preparation filtrate (e.g., the 4th product stream, Figure 1B) is reacted with a source of hydroxide (e.g., alkali metal hydroxides such as sodium hydroxide/NaOH, alkali earth metal hydroxides, etc.) at a pH of about 8 to about 10 to precipitate a Co, Ni, and/or Mn hydroxide product that reports to thermal dehydration to produce a Co Ni, and/or Mn oxide product (e.g., cobalt (II, III) oxide, Co304, nickel (II) oxide, NiO, manganese (IV) dioxide, Mn02;
for example, see Figure 1B, Co, Ni, and/or Mn product). In embodiments, the Co, Ni, and/or Mn product reports to solid-liquid filtration to collect a solid filter cake.
In some embodiments, a filter press is used to achieve solid-liquid separation. The Co, Ni, and/or Mn-depleted liquid forms the 5th product stream.

[00110] In other embodiments, sulfuric acid or a mixture of sulfuric acid and hydrogen peroxide is used for acid leaching of the solid Co, Ni, and/or Mn product, following which the leachate reports to an evaporative crystallizer or draft tube baffle crystallizer to produce a cobalt sulfate heptahydrate/CoSO4=7H20, nickel sulfate hexahydrate/NiSO4-6H20, and/or manganese sulfate monohydrate/ MnSO4.H20 product. In embodiments, the resulting crystallized product(s) reports to solid-liquid separation; and, separated solid product(s) reports to a drier to drive off excess water and produce a hydrated cobalt, nickel, and/or manganese sulfate (for example, see Figure 1B, Co, Ni, and/or Mn product). In some embodiments, a centrifuge or filter press is used to achieve solid-liquid separation.

[00111] As noted above, step (xiv) comprises isolating a salt by-product from the fifth product stream to form a sixth product stream. In one embodiment, isolating step xiv) comprises: i. evaporative crystallization to isolate the salt by-product; or ii. crystallization using draft tube baffle crystallizers to isolate the salt by-product. Those of skill in the art will TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 recognize that salt by-products produced by way of the earlier process steps will depend at least in part on the choice of acid for leaching step (viii) and the choice of source of hydroxide, carbonate, etc. in steps (xii) and (xiii). Thus, when the acid of leaching step viii) comprises sulfuric acid, the salt by-product of step xiv) will comprise a sulfate salt.
When the acid of leaching step viii) comprises hydrochloric acid or nitric acid, the salt by-product of step xiv) will comprise a chloride salt or nitrate salt respectively.

[00112] When the acid of leaching step viii) comprises sulfuric acid; and, when step xii) comprises isolating the aluminum (Al) and/or iron (Fe) product from the third product stream by adding sodium hydroxide to the third product stream to precipitate a Al and/or Fe hydroxide product, and/or step xiii) comprises adding sodium hydroxide to the fourth product stream to precipitate a Co, Ni, and/or Mn hydroxide product or adding sodium carbonate to the fourth product stream to precipitate a Co, Ni, and/or Mn carbonate product, the salt by-product of step xiv) comprises sodium sulfate. Thus, in an embodiment of final product preparation, there is provided a process comprising crystallizing sodium sulfate from the 51h product stream to form a sodium sulfate solid product, and a sodium-depleted liquid that forms the 6th product stream. In embodiments, filtrate from the Co, Ni, and/or Mn product preparation reports to an evaporative crystallizer to produce sodium sulfate decahydrate/Na2SO4-10H20.
In some embodiments, the resulting crystallized slurry reports to solid-liquid separation; and, separated solid product reports to a drier, wherein the drier drives off water and produces anhydrous sodium sulfate/Na2SO4. In some embodiments, solid-liquid separation achieved using a centrifuge.

[00113] In one embodiment, isolating step xv) as noted above, relating to isolating a lithium product from the sixth product stream, comprises: i. adding a carbonate to the sixth product stream to precipitate lithium carbonate; or ii. adding a hydroxide to the sixth product stream to form a lithium hydroxide solution, and evaporative crystallizing the lithium hydroxide solution to form lithium hydroxide monohydrate. In one embodiment, the process further comprises purifying the lithium carbonate via: i. converting the lithium carbonate into lithium bicarbonate; and ii. steam-treating the lithium bicarbonate to re-form lithium carbonate. In another embodiment, the process further comprises purifying the lithium hydroxide monohydrate via: i.
dissolving the lithium hydroxide monohydrate in water; and ii.
recrystallizing the lithium hydroxide monohydrate using a mechanical vapor recompression crystallizer.

[00114] Thus, in an embodiment of final product preparation, there is provided a process comprising precipitating a lithium product from the 6th product stream. In embodiments, a liquid stream output from the sodium sulfate product production (e.g., 6th TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 product stream, Figure 1B) is reacted with a carbonate, such as sodium carbonate to precipitate crude lithium carbonate. In embodiments, the crude lithium carbonate product undergoes solid-liquid separation, for example using a centrifuge, and a solid cake is collected (for example, see Figure 1B, step (xv) and lithium product). In embodiments, the crude lithium carbonate cake reports to a bicarbonation circuit for further purification, wherein carbon dioxide is bubbled into a tank to convert the lithium carbonate into more soluble lithium bicarbonate (i.e. lithium carbonate 'digestion). In some embodiments, the liquid stream containing soluble lithium bicarbonate reports to an ion exchange unit to selectively remove trace impurities such as calcium and magnesium. In embodiments, the solution containing soluble lithium bicarbonate reports to a tank where steam is bubbled through to crystallize higher purity lithium carbonate as a solid. In other embodiments, crystallizing the higher purity lithium carbonate comprises electrolysis, direct immersion electric heating, element electric heating, or indirect electric heating. In some embodiments, output from the lithium carbonate crystallization undergoes solid-liquid separation, for example using a centrifuge, to isolate the solid lithium carbonate product. In other embodiments, the liquid filtrate (e.g. centrate) is recycled to the lithium carbonate 'digestion' tank. In further embodiments, the isolated high purity solid lithium carbonate stream is dried and micronized.

[00115] In an embodiment of final product preparation, wherein sulfuric acid or a mixture of sulfuric acid and hydrogen peroxide/oxygen is used for acid leaching, there is provided a process comprising crystallizing sodium sulfate. In embodiments, filtrate (e.g.
centrate) from the crude lithium carbonate solid-liquid separation (e.g.
centrifugation) reports to an evaporative crystallizer to produce sodium sulfate decahydrate/Na2SO4.10H20. In some embodiments, sulfuric acid is added during crystallization to convert residual carbonate (e.g.
Na2CO3(aq)) into a sulfate form. In some embodiments, the resulting crystallized slurry reports to solid-liquid separation; and, separated solid product reports to a drier, wherein the drier drives off water and produces anhydrous sodium sulfate/Na2SO4. In some embodiments, solid-liquid separation achieved using a centrifuge.

[00116] In another embodiment of final product preparation, wherein hydrochloric acid is used for acid leaching, there is provided a process wherein a sodium chloride solution is produced as a by-product. In embodiments, the sodium chloride solution is: (i) recycled to the feed size reduction step(s) for use as a brine solution, a portion of which is optionally bled to a water treatment plant followed by reuse in the facility; or (ii) crystallized to from a solid sodium chloride product, optionally followed by solid-liquid separation and drying.

[00117] In another embodiment of final product preparation, wherein nitric acid or a mixture of nitric acid and hydrogen peroxide is used for acid leaching, there is provided a TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 process wherein a sodium nitrate solution is produced as a by-product. In embodiments, the sodium nitrate solution is: (i) crystallized to from a solid sodium nitrate product, optionally followed by solid-liquid separation and drying.

[00118] Apparatus and System

[00119] In one aspect, there is provided an apparatus for carrying out size reduction of battery materials under immersion conditions. In one embodiment, the apparatus comprises:
a housing configured to hold an immersion liquid; a first feed chute (e.g.
hopper) defining an opening therein for receiving battery materials of a first type into the housing; a first submergible comminuting device disposed within the housing to receive the battery materials of the first type from the first feed chute, wherein said first submergible comminuting device is configured to cause a size reduction of the battery materials of the first type to form a first reduced-size battery material; and a second submergible comminuting device disposed within the housing to receive the first reduced-size battery material from the first submergible comminuting device, wherein the second submergible comminuting device is configured to cause a further size reduction in the first reduced-size battery material to form a second reduced-size battery material.

[00120] In these embodiments, a housing can be formed as a single piece or can be a multi-part component, so long as the housing forms a unitary structure that houses the submergible components of the apparatus and system as herein described to contain an immersion liquid in which the submergible components are immersed and to prevent unintended leakage of the immersion liquid to an external environment. The housing is formed from a material that is compatible with the immersion liquid (described in further detail below), as well as with components of the battery materials, such as components of lithium-ion batteries as described above (e.g. metals, metal oxides, electrolytes, and organics (i.e. alkyl carbonates) typically found in lithium-ion batteries). In one embodiment, the housing is formed from a metal (such as iron), a metal alloy (such as steel (e.g. carbon steel, stainless steel)), fiberglass (such as polyester resin), or plastic (such as polyethylene or polypropylene). In one embodiment, the housing is formed from stainless steel, such as austenitic stainless steel (e.g.
304 stainless steel).

[00121] Those of skill in the art will appreciate that a submergible comminuting device refers to a device wherein at least the comminuting portion of the device is capable of being completely submerged in a liquid, such as an immersion liquid as described herein, whereas the remainder of the comminuting device is rendered water-tight/sealed to prevent entry of the liquid into the portion of the comminuting device housing the electronics, etc. The provision of TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 appropriate water-tight seals around the drive shaft and/or other elements of the comminuting device can render the comminuting device submergible.

[00122] The apparatus can optionally comprise means for delivering the battery materials of the first type from the first feed chute to the first submergible comminuting device.
Alternatively, the first feed chute can deliver the battery materials of the first type directly to the first submergible comminuting device and no intervening delivery means is required. In an embodiment where the delivery means is present, the apparatus can comprise a delivery chute extending from the first feed chute to the first submergible comminuting device, wherein gravity feed is used to deliver battery materials of the first type from the first feed chute to the first submergible comminuting device via the delivery chute. In another embodiment where the delivery means is present, the apparatus can comprise a submergible conveyor for delivering the battery materials of the first type from the first feed chute to the first submergible comminuting device - the battery materials of the first type can be fed directly onto the submergible conveyor, or a delivery chute could be disposed between the first feed chute and the submergible conveyor to deliver the battery materials of the first type to the submergible conveyor.

[00123] The apparatus also comprises means for delivering the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device. In one embodiment, the apparatus comprises a delivery chute extending from the output of the first submergible comminuting device to the second submergible comminuting device, wherein gravity feed is used to deliver the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device. In another embodiment, the apparatus further comprises a submergible conveyor for delivering the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device, wherein the submergible conveyor receives the first reduced-size battery material from the output of the first submergible comminuting device and delivers the first reduced-size battery material to the second submergible comminuting device for further comminution.

[00124] In another embodiment, the submergible conveyor(s) is/are selected from a chain conveyor, a screw conveyer, or a belt conveyor. In yet another embodiment, the submergible conveyor(s) is/are a chain conveyor(s).

[00125] As is known to the skilled worker, a chain conveyor may be comprised of a flat mesh formed by links which is looped around two powered rollers. The mesh can be selected to comprise links forming openings of any desired size and can be formed of any standard TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 material used to make chain conveyors, for example, a metal mesh. Use of chain conveyors provides particular advantages over use of other types of conveyors, including providing increased durability and/or ability to transport large loads of materials (volume- and weight-wise) compared to other conveyors known in the art, such as belt or screw conveyors.

[00126] In other embodiments, the submergible conveyor(s) can be self-cleaning. A
self-cleaning conveyor as referenced herein refers to a conveyor that enables an operator to remove accumulated material without interrupting the function of the conveyor, which can be advantageously used in the system and apparatus described herein.

[00127] In embodiments comprising a self-cleaning conveyor, undersized materials can pass through, for example, a chain conveyor into a collection element which can be separate from or integral with other components of the disclosed apparatus. As with the housing, the collection element can be constructed from any material that is compatible with the immersion liquid (described in further detail below), as well as with components of the battery materials, such as components of lithium-ion batteries as described above (e.g. metals, metal oxides, electrolytes, and organics (i.e. alkyl carbonates) typically found in lithium-ion batteries). In one embodiment, the collection element is formed from stainless steel, such as austenitic stainless steel (e.g. 304 stainless steel). A collection element can comprise any suitable form dimensioned for collecting undersized materials, for example, into a substantially tubular, rectangular or triangular prism shape or can be a collection tank. Collected undersized materials can fall, be drained or transported into a collection element configured to enable an operator to remove collected undersized materials by any suitable means known in the art, for example, via suction means such as vacuuming or alternatively via applying a pressure to divert the undersized materials to downstream apparatuses/systems/processes.
In one embodiment, the collection element has a smooth surface over which collected undersized materials can freely flow for facilitation of removal. In another embodiment, a pipe can be used wherein the long axis of the pipe runs substantially parallel to the long axis of the submergible conveyor (or at a slightly off-set angle ¨ e.g. 5-10 degrees), and the pipe defines an open side or slot opposite from the underside of the submergible conveyor, thus allowing undersized materials to fall through the opening/slot and collect in the pipe.
Frequency of removal of undersized materials from a collection element depends upon frequency of operation of the disclosed apparatus, but is ideally carried out at regular time intervals when the apparatus is operated frequently. Regular time intervals may include, for example, at a frequency of once per day when the disclosed apparatus and/or system is operated daily.

[00128] In embodiments comprising a self-cleaning conveyor, a delivery means can further be disposed between a self-cleaning conveyor and a collection element to deliver TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 undersized materials to a collection element. Such delivery means can be, for example, a bypass line configured to deliver undersized materials to a collection tank and/or to other downstream apparatuses and/or systems. In one embodiment, the collection element can be directly or indirectly connected to other downstream apparatuses and/or systems to enable undersized materials to be processed separately or integrated with other materials for further processing. In another embodiment, the collection element can divert undersized materials so that they combine with second reduced-size battery material from a second submergible comminuting device.

[00129] In one embodiment, the submergible conveyor is a self-cleaning chain conveyor. In an embodiment, the self-cleaning chain conveyor is formed from a metal mesh having openings through which particles having a size of less than about 5 mm, or less than about 1-2 mm, for example,can pass. Use of self-cleaning chain conveyors provide particular advantages over use of other types of self-cleaning conveyors, including providing flexibility in allowing a user to select a desired mesh size.

[00130] In embodiments comprising a self-cleaning screw conveyor, the bottom of the housing for the screw conveyor can comprise a filtering element (e.g. grate or screen) that undersize materials can pass through to the collection element (e.g. pipe having an open side/slot, running along the length of the pipe).

[00131] In another embodiment, the first submergible comminuting device of an apparatus can be selected from a multi-shaft shredder, a hammer mill, a jaw crusher, a cone crusher, or a roll crusher and/or a second submergible comminuting device is selected from a multi-shaft shredder or a granulator. In another embodiment, both the first submergible comminuting device and the second submergible comminuting device is a multi-shaft shredder. In another embodiment, the first submergible comminuting device is a quadruple-shaft shredder (for example, UNTHA's RS100 could be modified to render it submergible via addition of appropriate water-tight seals, etc.). In yet another embodiment, the second submergible comminuting device is a dual-shaft shredder or a quadruple-shaft shredder. For instance, the second submergible comminuting device could be a quadruple-shaft shredder such as UNTHA's RS50

[00132] In embodiments comprising multi-shaft shredders, battery materials are top fed through sets of semi-sharp blades configured to cause a size reduction in the battery materials. Multi-shaft shredders may have one set of semi-sharp blades, such as in dual-shaft shredders (also known as dual shaft or twin-shaft shredders), or may have two sets of semi-sharp blades, such as in typical quadruple-shaft shredders.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00133] As will be known to those of skill in the art, dual-shaft shredders are top fed with two sets of semi-sharp blades disposed on shafts rotating toward each other to pull material through the center. As material travels through the center it is sheared apart by the blades. The main advantages of dual-shaft shredders over quadruple-shaft shredders are that they require less energy and space. Embodiments having dual-shaft shredders provide additional advantages including requiring less electrical power to operate compared to embodiments having quadruple-shaft shredders.

[00134] As will also be known to those of skill in the art, quadruple-shaft shredders are top fed with four sets of semi-sharp blades disposed on shafts rotating toward the center. The outer two shafts help push material toward the inner shafts. The inner two shafts pull material through the center. As material travels through the center it is sheared apart by the blades.
There are also screens available for these shedders; any oversized material can be swept up by the blades and re-shred. The main advantages of quadruple-shaft shredders over dual-shaft shaft shredders are that they tend to produce a more uniform particle size and the outer shafts help clean the inner shafts.

[00135] In another embodiment, the battery materials of the first type are rechargeable lithium-ion batteries. Rechargeable lithium-ion batteries can be large format lithium-ion batteries or small format lithium-ion batteries. Large format lithium-ion batteries can be, for example, lithium-ion batteries measuring from about 370 mm x about 130 mm x about 100 mm to about 5000 mm x about 2000 mm x about 1450 mm in size (or volume equivalents;
expressed as a rectangular prism for simplification of geometry), and can include electric car batteries or batteries used in stationary energy storage systems. Small format lithium-ion batteries can be, for example, batteries measuring up to about 370 mm x about 130 mm x about 100 mm in size (or volume equivalents; expressed as a rectangular prism for simplification of geometry), and can include portable lithium-ion batteries such as those from cell phones, laptops, power tools or electric bicycles. Large format batteries are generally known in the art to be larger than small format batteries. In another embodiment, the battery materials can comprise battery parts as opposed to whole batteries; however, the apparatus, system, and process described herein are particularly suited to processing whole batteries. In one embodiment, the battery materials of the first type are large format rechargeable lithium-ion batteries.

[00136] In another embodiment, the apparatus comprises a second feed chute (e.g.
hopper) defining an opening therein for receiving battery materials of a second type into the housing wherein the apparatus further comprises means for delivering the battery materials of the second type from the second feed chute directly to the second submergible comminuting TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 device, and wherein the second submergible comminuting device is configured to cause a size reduction in the battery materials of the second type. Battery materials of the second type can be rechargeable lithium-ion batteries selected from large format lithium-ion batteries or small format lithium-ion batteries as described above. In another embodiment, the battery materials of the first type and the battery materials of the second type are rechargeable lithium-ion batteries. Battery materials of the first type and of the second type can be rechargeable lithium-ion batteries and can be independently selected from large format lithium-ion batteries or small format lithium-ion batteries as described above. In another embodiment, battery materials of the second type are of a reduced size relative to the battery materials of the first type. For example, battery materials of the second type can be small format lithium-ion batteries and batteries of the first type can be large format lithium-ion batteries as described above.

[00137] The apparatus further comprises an outlet for discharging comminuted material produced by the second submergible comminuting device, wherein the discharged comminuted material can report to one or more further optionally submergible comminuting devices, and/or to further downstream systems and processes.

[00138] In another aspect, there is provided a system for carrying out size reduction of battery materials under immersion conditions, comprising a first submergible comminuting device to receive battery materials of a first type, wherein the first submergible comminuting device causes a size reduction in the battery materials of the first type to form a first reduced-size battery material; a second submergible comminuting device to receive the first reduced-size battery material, wherein the second submergible comminuting device causes a further size reduction in the first reduced-size battery material to form a second reduced-size battery material; and an immersion liquid in which each of the first submergible comminuting device, the second submergible comminuting device, the first reduced-size battery material, and the second reduced-size battery material are submerged. The submergible comminuting devices are as described above in respect of the apparatus.

[00139] The system comprises means for delivering the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device. The delivery means can be, for example, a delivery chute extending from the output of the first submergible comminuting device to the second submergible comminuting device, wherein gravity feed is used to deliver the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device.

TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00140] In another embodiment, the system further comprises a submergible conveyor as described above for delivering the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device, wherein the submergible conveyor receives the first reduced-size battery material from the output of the first submergible comminuting device and delivers the first reduced-size battery material to the second submergible comminuting device for further comminution, and wherein the submergible conveyor is submerged in the immersion liquid. In embodiments comprising a submergible conveyor, the submergible conveyor can be a chain conveyor as described above, a screw conveyer as described above, or a belt conveyor. In embodiments comprising a chain conveyor or a screw conveyor, said chain conveyor and/or screw conveyor can be a self-cleaning chain conveyor or a self-cleaning screw conveyor as described above.

[00141] In an embodiment, the system further comprises a first delivery system for delivering the battery materials of the first type to the first submergible comminuting device. A
first delivery system can comprise a first feed chute optionally in combination with a delivery chute and/or a submerged conveyor or a submerged self-cleaning conveyor as described above. Alternatively, the first feed chute can deliver the battery materials of the first type directly to the first submergible comminuting device (no intervening delivery chute or submergible conveyor is required).

[00142] In an embodiment, the system further comprises a first submergible comminuting device and a second submergible comminuting device wherein each causes size reduction by compression or shearing.

[00143] In an embodiment, the first submergible comminuting device is selected from a multi-shaft shredder as described above, a hammer mill, a jaw crusher, a cone crusher, or a roll crusher and/or the second submergible comminuting device is selected from a multi-shaft shredder as described above or a granulator.

[00144] In an embodiment, each of the first submergible comminuting device and the second submergible comminuting device is a multi-shaft shredder as described above.

[00145] In an embodiment, the first submergible comminuting device is a quadruple-shaft shredder as described above.

[00146] In an embodiment, the second submergible comminuting device is a dual-shaft shredder as described above or a quadruple-shaft shredder as described above.
TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00147] In an embodiment, the battery materials of the first type are rechargeable lithium-ion batteries as described above.

[00148] In an embodiment, the system further comprises a second delivery system for delivering battery materials of a second type to the second submergible comminuting device, wherein the second submergible comminuting device causes a size reduction in the battery materials of the second type to form a comminuted material that is submerged in the immersion liquid and combines with the second reduced-size battery material. A
second delivery system can comprise a second feed chute optionally in combination with a delivery chute and/or a submerged conveyor or a submerged self-cleaning conveyor as described above.

[00149] In an embodiment, the battery materials of the first type and the battery materials of the second type are rechargeable lithium-ion batteries as described above.

[00150] In an embodiment, the battery materials of the second type are of a reduced size relative to the battery materials of the first type. In these embodiments, battery materials of a second type can be small format lithium-ion batteries as described above, and battery materials of a first type can be large format lithium-ion batteries as described above.

[00151] In an embodiment, the immersion liquid is an aqueous solution.

[00152] Advantages gained by use of an immersion liquid include providing a means for absorbing heat released during battery material comminution to provide an inherently safe system during operation by a user. Additional advantages are provided in embodiments comprising an aqueous solution immersion liquid comprising of calcium hydroxide (Ca(OH)2) when used with lithium-ion battery materials due to hydrolysis of lithium-ion battery electrolyte salts, such as LiPF6, upon exposure to water or aqueous solutions to produce, for example, aqueous hydrogen fluoride at rates of reaction above 70 C (S. F. Lux, I. T.
Lucas, E. Pollak, S. Passerini, M. Winter and R. Kostecki, "The mechanism of HF formation in LiPF6 based organic carbonate electrolytes," Electrochemistry Communications, vol. 14, pp.
47-50, 2012).
Addition of dilute levels of hydrated lime or calcium hydroxide (Ca(OH)2) to the aqueous immersion liquid can result in a reduction in the corrosiveness of aqueous hydrogen fluoride as aqueous fluorine may advantageously be captured as insoluble calcium fluoride (H. G.
McCann, "The solubility of fluorapatite and its relationship to that of calcium fluoride," Archives of Oral Biology, vol. 13, no. 8, pp. 987-1001, 1968).

[00153] In an embodiment, the aqueous solution immersion liquid alternatively or additionally comprises a salt, such as an alkali metal chloride, alkaline earth metal chloride, or TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 mixtures thereof (e.g. sodium chloride, calcium chloride, or mixtures thereof). Addition of a salt, such as sodium chloride (NaCI), to the aqueous solution immersion liquid provides additional advantages when the system is used with lithium-ion battery materials, wherein a salt can act as a conductive medium through which residual charge from lithium-ion batteries can dissipate and heat released during battery material comminution can be absorbed to provide an inherently safe system during operation by a user.

[00154] In an embodiment, the system further comprises a third comminuting device to receive comminuted battery materials from the second submergible comminuting device, wherein the third comminuting device is optionally submergible in the immersion liquid and causes a size reduction of the comminuted battery materials received from the second submergible comminuting device. A third comminuting device may be integrated with systems for further processing of further comminuted battery materials. In these embodiments, a third comminuting device can be selected from a multi-shaft shredder as described above, a single-shaft shredder, or a granulator. In some embodiments, a third comminuting device is a submergible dual-shaft shredder or single-shaft shredder. Additional benefits may be provided in embodiments comprising a third comminuting device wherein further size reduction of comminuted battery materials is desired. For example, a user may desire such further size reduction wherein a first submergible and/or second submergible comminuting device as herein disclosed fails to produce a comminuted material having a particle size smaller than 100 mm. For instance, comminuted materials exiting the third comminuting device can have a particle size of from about 40 mm to about 100 mm.

[00155] In further embodiments, the system further comprises a fourth comminuting device to receive comminuted battery materials from the third optionally submergible comminuting device, wherein the fourth comminuting device is optionally submergible in the immersion liquid and causes a size reduction of the comminuted battery materials received from the third submergible comminuting device. A fourth comminuting device may be integrated with systems for further processing of further comminuted battery materials. In one embodiment, the fourth comminuting device can be selected from a multi-shaft shredder as described above, or a granulator. In some embodiments, a fourth comminuting device is a granulator that is not submerged in the immersion liquid. In one embodiment, comminuted materials exiting the fourth comminuting device can have a particle size of less than about 40 mm.

[00156] In another embodiment, the third and/or fourth comminuting device could be a dual shaft shredder such as the Franklin Miller TM2300.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00157] For example, comminuted battery materials exiting the second submergible comminuting device can be optionally screened, where undersized solids that are at or below a first (i.e. selected) size (e.g. 0 mm) pass through a screen; and, oversized solids that are a second size (i.e. oversize; larger than first (i.e. selected) size; e.g. 100 mm to 0 mm) report to the third and/or fourth optionally submergible comminuting device for further size reduction. The solids that are at or below a first (i.e. selected) size (e.g.
mm) undergo solid-liquid separation and further processing according to the Process described above.
Further comminution via the third and/or fourth optionally submergible comminuting device reduces the oversized (i.e. second size) solids to at or below the first (selected) size (e.g. 0 mm) to facilitate further processing. In another embodiment, the first (selected) size can be set at 40 mm.

[00158] As noted above, the submergible components of the apparatus and system as herein described can be contained within a housing configured to hold an immersion liquid.
The housing can be formed as a single piece or can be a multi-part component, so long as the housing forms a unitary structure that houses the submergible components of the apparatus and system as herein described, contains the immersion liquid in which the submergible components are immersed and prevents unintended leakage of the immersion liquid to an external environment.

[00159] In embodiments of the system, the immersion liquid may be in fluid communication with additional systems (open loop system), or it may be comprised in a closed loop system fluidly isolated from other systems (closed loop system). For example, discharged immersion liquid from the comminuting devices can be re-cycled back to the housing for use in the size-reduction of battery materials under immersion conditions.
Alternatively or additionally, discharged immersion liquid from the comminuting devices can be used in downstream processes such as in the wet magnetic separation process as described above.

[00160] The disclosed apparatus and system described herein provides advantages over apparatuses and systems known in the art, wherein energy released during size reduction of battery materials submerged in an immersion liquid as described above is absorbed as heat by the immersion liquid which results in minimized risk of combustion and enhanced safety when operating the disclosed apparatus and/or system. Prior art spraying systems may mitigate some of the risk of combustion; however, it is believed that the system and apparatus as described herein which provides for size reduction of battery materials under immersion conditions offers enhanced safety in battery reduction operations.
Further, as the skilled worker will appreciate, submersion of battery materials, submergible comminuting TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 devices and, in particular embodiments, submergible conveyors in an immersion liquid provide additional advantages of enabling a user to capture valuable battery components, such as organics (i.e. alkyl carbonates), due to release of such battery components into the immersion liquid during size reduction by the submergible comminuting devices. The apparatus and system as herein disclosed provides further advantages from minimizing hazardous dust release into air surrounding components of an apparatus and/or system as herein disclosed during size reduction of battery materials. For instance, use of the apparatus and system as described herein can mitigate the need for special ventilation systems and baghouses or filters to deal with dust and off-gases, etc.

[00161] As will be further appreciated by the skilled worker, the embodiments of the apparatus and system described herein that can receive and process battery materials of a first and second type are particularly advantageous, in that they allow the user to process battery materials of different types and sizes using a single apparatus/system.
EXAMPLES

[00162] To gain a better understanding of the application as described herein, the following examples are set forth. It should be understood that these examples are for illustrative purposes only. Therefore, they should not limit the scope of this application in any way.

[00163] EXAMPLE 1 ¨ EXEMPLARY EMBODIMENT OF PROCESS 1

[00164] The following example describes phases, steps, design criteria, and IDEAS
process simulation parameters (IDEAS Bronze, Mineral Processing package, v6Ø0.995) of said process for recovering materials from rechargeable lithium-ion batteries.

[00165] Phase 1: Feed Size Reduction

[00166] Incoming large format lithium-ion batteries (e.g. automotive, energy storage system battery packs) and small format lithium-ion batteries (e.g. from laptops, mobile phones, tablets, etc.) are optionally discharged to approximately between 1.0 to 2.0 V, or to approximately 0 V prior to any mechanical treatment. Discharged energy optionally reports to a central electrical storage bank, which provides peak load reduction for, for example, plant facility-wide power consumption. Discharging lithium-ion batteries facilitates controlling energy released during possible short circuiting events wherein the batteries' anode(s) and cathode(s) come into contact during a battery dismantling, or multi-stage crushing/shredding step.

TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00167] Multi-stage crushing/shredding is achieved via use of, for example, crushers under water/aqueous solution immersion, such as water or brine immersion.
Water/aqueous solution immersion helps ensure that sparking caused by crushing/shredding is suppressed and absorbed as heat by the water/aqueous solution. Further, the presence of water/aqueous solution can restrict accumulation of oxygen, thereby minimizing combustion risk during crushing.

[00168]
Moreover, water/aqueous solution promotes entrainment of batteries' electrolyte (e.g., LiPF6 in organic solvent(s)) as it is released after lithium-ion battery crushing, facilitating an increase in overall lithium recovery. Battery electrolytes, such as LiPF6 salt, have a potential for hydrolysis when exposed to water or aqueous solutions;
however, with respect to the LiPF6 salt for example, this typically occurs above 70 C. As such, a target water/aqueous solution temperature for the dismantling/crushing step is, for example, approximately 60 C to facilitate prevention of any appreciable reaction chemistry.

[00169] The crushing/shredding step helps mechanically separate the batteries, and may reduce downstream energy consumption and facilitate optimizing equipment sizing.
Moreover, multi-stage size reduction facilitates reduction of variability in particle size distribution, which facilitates leaching of target metals/materials.

[00170] When multi-stage crushing/shredding is used to dismantle/crush the batteries, the multi-stage crushing comprises first crushing large format lithium-ion batteries to reduce their size (i.e., feed size) to approximately 400 mm; and, second, crushing small format lithium-ion batteries (when present) and the size-reduced large format lithium-ion batteries, and reducing that feed to an approximate size of 100 mm to form a crushed/shredded slurry.
Example operational parameters for crushers suitable for said multi-stage crushing/shredding are provided in Table 2.

[00171] The crushed/shredded slurry is optionally screened, where undersized solids that are 0 mm pass through a screen; and, oversized solids that are 100 mm to 0 mm report to shredding for further size reduction. The mm solids undergo solid-liquid separation, such as via a belt filter. Following said separation, the isolated solids optionally report to an intermediate hopper for storage prior to magnetic separation; the solid-liquid separation filtrate is optionally recycled back to the crushers; and, a portion of the recycle stream is optionally bled to a downstream leach tank to facilitate an increase in overall materials recovery and for background impurity level control. Shredding reduces the oversized solids to mm to facilitate magnetic separation. The shredded stream then optionally reports to a self-cleaning conveyor, which optionally conveys to a hopper for storage prior to TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 magnetic separation. As used herein, the term "self-cleaning-conveyor" refers to a conveyor having a collection pipe underneath the conveyor with a slot or other opening to collect fine particles that accumulate in the conveyor. Periodically, the collection pipe is sucked clean using a vacuum or similar mechanism, or fine particles collected in the collection pipe can be diverted to downstream processes.

[00172] Generally, the combined size-reduced solids are approximately distributed as follows: a coarse solid fraction (3 mm) including, but not limited to shredded steel and/or aluminum casing, any electrical components, plastic, copper cable, aluminum cathode foil, copper anode foil and possibly paper; and, a fine solid fraction (which can be as small as mm) including anode powder and cathode powder.

[00173] Table 2 delineates example design and IDEAS process simulation parameters for the Phase 1 feed size reduction steps.

[00174] Phase 2: Leaching and Intermediate Product Preparation

[00175] The optionally screened dismantled/crushed slurry from Phase 1 is magnetically separated by reporting to, for example, a magnetic separator;
example operational parameters of which are provided in Table 3. Magnetic/ferrous materials (e.g. steel sheet; ferrous product(s)) are separated from non-magnetic/non-ferrous materials via wet magnetic separation. Magnetic separation consists of a rougher step and an optional cleaner step, depending on incoming feed and separation efficiency. The magnetic ('mag') stream separated from the magnetic separator undergoes solid-liquid separation by reporting to, for example, a dewatering screen; and produces a shredded steel or ferrous product. The separated water/aqueous solution is optionally recycled back to the magnetic separator for use as make-up water/aqueous solution, and a portion of the recycled stream is optionally bled to a downstream leach tank. Bleeding/sending a portion of the recycled stream to the leach tank may facilitate impurity control in the magnetic separator and dewatering screen circuit: if a portion of the recycle stream is not bled, there could be build-up of fine particles and/or species formed from side reaction chemistry (e.g. trace levels of precipitates) in a circuit's piping, potentially leading to plugging, down-time and production loss.

[00176] A non-magnetic/non-ferrous ('non-mag') stream from magnetic separation undergoes further separation via eddy current separation by reporting to, for example, an eddy current separator to separate any residual magnetic/ferrous material, and isolate an aluminum product stream prior to a leaching step. Generally, aluminum product(s) is separated prior to leaching to reduce unnecessary reagent consumption, etc. During eddy current separation, TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 separated residual magnetic/ferrous material optionally reports to a dewatered solid hopper that collects material from the upstream solid-liquid separation (e.g. belt filter).

[00177] Generally, the separated non-magnetic/non-ferrous stream comprises aluminum and some copper. Depending on compositions of the non-magnetic/non-ferrous stream from eddy current separation, an optional densimetric table or analogous unit operation may be used to further separate the aluminum and copper streams. Optionally, separated copper is subjected to acid leaching; or, depending on product quantity and quality, the copper optionally reports to a dewatering screen for collection and storage as a final product.

[00178] The aluminum product stream from eddy current separation optionally reports to a dewatering screen to isolate an aluminum product (e.g., shredded aluminum). For example, the dewatering screen is a linear vibrating screen (e.g., a screen having counter rotating motors that create a linear motion to move solids downhill while water/aqueous solution drains through screen media). The separated water/aqueous solution is optionally recycled back to the magnetic separator for use as make-up water/aqueous solution, and a portion of the recycled stream is optionally bled to the leach tank.

[00179] The remaining eddy current-separated, non-magnetic/non-ferrous stream comprises at least one of electrode (e.g. metal oxide cathode powders, graphite anode), paper, plastic, and some residual non-ferrous (e.g. shredded copper and/or aluminum) components. This stream reports to a leach tank for leaching.

[00180] Table 3 delineates example design and IDEAS process simulation parameters for Phase 2 magnetic separation and eddy current separation.

[00181] Leaching is optionally conducted in a series of tanks, for example conical-bottom tanks under high shear agitation; or, a sloped or flat bottom tank. A
conical, sloped, or flat bottom tank promotes settling of higher-density, coarse solid fractions.
Agitation helps ensure that high value fine fractions are suspended and promotes leaching kinetics. Multiple tanks optimize leaching reaction kinetics and provide operational redundancy.
Sulfuric acid is optionally used to leach target metals/materials in the influent slurries.
Hydrogen peroxide and oxygen gas are optionally added to reduce and oxidize nobler metals to increase extraction rates; further, for example, hydrogen peroxide addition may increase extraction of copper, cobalt, etc. but decrease nickel extraction. Alternatively, hydrochloric acid is used; or, nitric acid with or without hydrogen peroxide.

[00182] Several influent streams optionally report to leaching: non-magnetic/non-ferrous stream from eddy current separation (excluding the majority of aluminum product(s));

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 leaching reagents, such as acid, hydrogen peroxide, etc.; and, bleed and recycle streams from upstream/downstream steps.

[00183] The leached slurry is optionally screened to remove a majority of a coarse size fraction, before reporting to countercurrent decantation. The screening is completed using, for example, a wet screen. Said screens are used to screen out fine and undersized particles; in some instances, the wet screens include make-up water/aqueous solution sprays to facilitate screening. Undersized solids that are approximately mm in size pass through the screen and report to countercurrent decantation (CCD). Oversized solids that are approximately ?5 mm are optionally recycled to magnetic separation for further processing.
Screening facilitates separating coarse particles prior to CCD, thereby minimizing equipment wear.

[00184]
Countercurrent Decantation (CCD) is a solid-liquid separation process that is achieved via settling, optionally with make-up process water/aqueous solution added as a wash medium. The purpose of CCD is to separate slimes/residues (e.g., wet solid material that is residual after processing) from the leaching step from a liquid phase consisting of aqueous leachate, organics (i.e. residual alkyl carbonates) and floating graphite.

[00185]
Optionally, CCD consists of several thickeners in sequence, with countercurrent flows for underflow and overflow streams. Thickeners function on a principle of gravity sedimentation: an inlet feed is fed to the center of a tank via a feed well, where a suspended series of blades function to rake any settled solids towards a central outlet, i.e. the underflow. The blades also assist the compaction of settled particles and produce a thicker underflow than would be achieved by simple gravity settling. Solids in the thickener move downwards and then inwards towards the central underflow outlet. Liquid moves upwards and radially outwards to a launder/collection area where they exit as the overflow. Examples of thickeners potentially suitable for use in CCD include: (1) high-rate type, (2) rakeless ultra high-rate type, (3) traction type, (4) high-density type, and (5) deep cone type.

[00186] A
countercurrent arrangement helps ensure that the most concentrated portion of either the underflow or overflow streams is in contact with the least concentrated portion of the other stream, potentially reducing losses of soluble metals. The final overflow of CCD
optionally reports to an agglomeration tank for subsequent separation of a graphite product (e.g., graphite concentrate). The final underflow of CCD reports to solid-liquid separation; for example, a belt filter for solid-liquid separation of the slimes and production of a copper product (e.g., copper concentrate).

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00187] Table 4 delineates example design and IDEAS process simulation parameters for Phase 2 leaching and CCD steps. Table 5 delineates key reaction chemistry for the Phase 2 leaching step per the IDEAS process simulation parameters.

[00188] The anode/graphite powder, electrical components, organic component of the electrolyte, plastic, and any residual steel casing are potentially relatively unreactive during the leaching step. Generally, these influent components partition between the overflow and underflow from CCD as follows: most of the shredded copper, electrical components, any residual steel and aluminum, and some of the graphite, plastic, paper, and organic materials (i.e. residual alkyl carbonates) from the feed lithium-ion batteries' electrolyte may report to the CCD underflow; and, an aqueous pregnant leach solution (PLS), containing soluble metals per Table 1, most of the graphite (e.g., 90% of graphite), plastic, paper, and organic materials from the feed lithium-ion batteries' electrolyte (e.g., 70% of paper, plastics; and 95% of organics) may exit with the final CCD overflow.

[00189] The final CCD overflow reports to an agglomeration tank. Graphite agglomerates, optionally via added flocculant (e.g., semi-hydrophobic or hydrophobic polymeric flocculants; for example, a polyethylene oxide-based flocculant), to assist in graphite isolation. The agglomeration tank solution report to a flotation cell(s) to selectively separate hydrophobic components (e.g., graphite agglomerated with flocculant, organics (i.e.
residual alkyl carbonates)) from hydrophilic components (e.g., pregnant leach solution). The flotation cell(s) uses air, or other gases (e.g., noble gases, N2, etc.) to produce bubbles;
hydrophobic particles attach to the bubbles and rise to the surface, forming a froth. Other options for graphite isolation include spiral separator(s), or jig concentrator(s).

[00190] Flotation optionally takes place over two stages to maximize separation and recovery: a rougher flotation and a cleaner flotation. Rougher flotation separates a maximum amount of hydrophobic components from the pregnant leach solution (PLS). The rougher froth reports to a cleaning stage for further flotation. The rougher flotation residue/PLS optionally reports to a holding tank to be mixed with the cleaner flotation residue/PLS
for downstream processing. Cleaner flotation further separates the rougher froth to isolate hydrophobic components from the hydrophilic pregnant leach solution (PLS). The isolated froth undergoes solid-liquid separation by reporting to, for example, downstream centrifugation to isolate the graphite product (e.g., graphite concentrate). Filtrate from the solid-liquid separation optionally reports to a holding tank before optionally reporting to a dual media filter or belt filter for entrained organic (i.e. alkyl carbonates) and fine and coarse suspended solids removal. The cleaner flotation residue/PLS optionally reports to a holding tank, and is then mixed with the TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 rougher flotation residue/PLS to optionally report to a dual media filter or belt filter for entrained organic (i.e. alkyl carbonates) and fine and coarse suspended solids removal.

[00191] The PLS from the flotation step(s) and the filtrate from the solid-liquid separation optionally report to a dual media filter; a filter similar to that generally found in solvent extraction applications. A first media layer (for example, sand, anthracite) removes entrained organics (e.g. alkyl carbonates such as ethylene carbonate/EC and/or ethyl methyl carbonate/EMC) from the PLS, while a second media filter (for example, garnet, sand, anthracite) removes fine suspended solids. The filtered PLS then optionally reports to a holding tank before being processed through copper-ion exchange or solvent extraction (see, for example, Table 7). Recovered organics (i.e. alkyl carbonates) from dual media filtration can optionally be collected, etc. A media backwash outlet stream (e.g., process water/aqueous solution and any residual fine particulates, such as residual graphite, fine plastics entrained by the second media layer, and minimal entrained organics) is optionally recycled to water/aqueous solution treatment facilities and reused as make-up water/aqueous solution for the herein described process. Optionally, the liquid stream from the dual media filter reports to an activated carbon filter for polishing removal of entrained organics, as needed. Alternatively, a belt filter can be used to remove any remaining oversize solids from upstream and downstream processes. The filtrate optionally reports to a holding tank before reporting to copper ion exchange, or solvent extraction.

[00192] Table 6 delineates example design and IDEAS process simulation parameters for the Phase 2 intermediate product preparation steps.

[00193] Phase 3: Final Product Preparation

[00194] A graphite product (e.g., graphite concentrate) is isolated via solid-liquid separation; for example, via centrifugation of the cleaner froth of Phase 2 flotation. The graphite product is potentially mixed with some plastic and paper, and may be further purified via: (i) low temperature chemical treatment involving multi-stage acid washing (e.g. using sulfuric or hydrochloric acid) to remove impurities/soluble metals (e.g.
residual soluble metals such as lithium, nickel, cobalt, copper, and/or manganese) to produce a higher purity graphite concentrate; and/or (ii) thermal purification, e.g., raising the temperature of the concentrate via pyrometallurgical methods (e.g. using a furnace to raise the graphite temperature to -1000 to 2000 C) to volatilize specific constituents (e.g., residual organic and plastics) to produce a higher purity graphite product.
TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00195] The final underflow of CCD/slimes are solid-liquid separated to form a copper product (e.g., a copper/Cu concentrate that may be mixed with residual plastic, paper, graphite, minimal aluminum and steel content). The optionally dual media filtered PLS reports to a copper-ion exchange for selective separation of copper from the inlet stream (see, for example, Table 7). The eluate/copper-rich liquor reports to copper electrowinning (e.g., conventional electrowinning, emew electrowinning, etc.) for deposition of copper/Cu as a copper plate. Spent electrolyte from the electrowinning is optionally recycled to the copper-ion exchange for use as a regenerant, as applicable, with a portion of the recycle stream being optionally bled to the upstream leach tank.

[00196]
Alternatively, copper/Cu is deposited via a copper solvent extraction and copper electrowinning when the PLS copper concentration is, for example, approximately 5 g/L. The copper solvent extraction optionally consists of extraction stage(s) consisting of mixer-settler(s) (e.g., each mixer settler consisting of 1-2 mixer stage(s) and 1 settler stage), potential wash stage(s) consisting of mixer-settler(s) (e.g., each mixer-settler consisting of 1-2 mixer stage(s) and 1 settler stage), and stripping stage(s) consisting of mixer-settler(s) (e.g., each mixer-settler consisting of 1-2 mixer stage(s) and 1 settler stage). As needed, make-up acid is added to the influent PLS to appropriately adjust pH for optimal copper extraction. The extraction mixer-settler stage(s) utilize an organic extractant (such as ketoxime [e.g. LIX 84], salicylaldoxime, or a mixture of ketoxime-salicylaldoxime organic extractants) in a diluent (e.g.
in kerosene) to selectively extract copper into the organic phase:
Extraction: CuSO4(aq) + 2HR(orq) CuR2(0,q) + H2504 (aq)

[00197] The copper-loaded organic phase then reports to the stripping stage(s) where the extracted copper ions are stripped back into the aqueous phase; for example, using spent electrolyte from copper electrowinning containing acid (e.g., sulfuric acid/H2504):
Stripping: Cul:22(0rm + H2504 (aq) ¨> CuSO4(aq) 2HR(Orq)

[00198] If hydrochloric acid is utilized for pH adjustment, instead of sulfuric acid, optional wash stage(s) are included to minimize levels of entrained aqueous phase containing chloride in the organic phase. The pregnant strip liquor (e.g. at a concentration of approximately 50 g/L soluble copper) then reports to copper electrowinning to deposit copper/Cu as a copper plate on a cathode sheet. Once the plate reaches a desired copper thickness, it is removed and optionally replaced with an empty cathode sheet.
Spent electrolyte from copper electrowinning is optionally recycled back to the stripping stage(s) of 1Fr4AT_1.496211991 Date Recue/Date Received 2020-10-14 copper solvent extraction; and, the organic phase is optionally recycled back to the extraction stage(s) for reuse, with polishing as needed.

[00199] The copper-stripped liquor reporting from copper electrowinning is then:
reacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to precipitate a Co, Ni, and/or Mn hydroxide product; reacted with a carbonate (e.g., sodium carbonate) to precipitate a Co, Ni, and/or Mn carbonate product; evaporative crystallized to form a Co, Ni, and/or Mn sulfate product; or, reacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to precipitate a Co, Ni, and/or Mn hydroxide product, followed by thermal dehydration to produce a Co, Ni, and/or Mn oxide product (e.g., cobalt (II, III) oxide, Co304, nickel (II) oxide, NiO, manganese (IV) dioxide, Mn02). The Co, Ni, and/or Mn product then reports to solid-liquid separation, and a solid filter cake is collected. With respect to the Co, Ni, and/or Mn sulfate product, once the copper-stripped liquor from copper electrowinning reports to an evaporative crystallizer, the resulting product consists of a mixture of cobalt sulfate heptahydrate/CoSO4-7H20, nickel sulfate hexahydrate/NiSO4-6H20, and manganese sulfate mononydrate/MnSO4=1-120. The crystallized slurry then reports to, for example, solid-liquid separation (e.g., centrifuge or filter press), followed by a drier to drive off excess water.

[00200] The Co, Ni, and/or Mn solid-liquid separation filtrate is then reacted with a carbonate (e.g., sodium carbonate, etc.) to precipitate lithium carbonate/Li2CO3. This lithium carbonate product optionally undergoes solid-liquid separation (e.g., centrifugation) and a solid cake is collected. To optionally further purify the lithium carbonate, it reports to an ion exchange column to remove trace impurities such as calcium and magnesium (see, for example, Table 7); and then, to a bicarbonation circuit where carbon dioxide is bubbled into, for example, a dissolution/digestion tank to convert the lithium carbonate into more soluble lithium bicarbonate before being recrystallized into a higher purity lithium carbonate slurry.
The slurry is then solid-liquid separated to give high purity lithium carbonate/Li2CO3 and is optionally dried.

[00201] Alternatively, the Co, Ni, and/or Mn solid-liquid separation filtrate is reacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to form a lithium hydroxide and sodium sulfate solution. The lithium hydroxide and sodium sulfate solution reports to crystallization (e.g. using a draft tube baffle crystallizer) to cool the solution and produce a slurry including sodium sulfate decahydrate crystals and soluble lithium hydroxide.
The slurry from crystallization reports to solid-liquid separation (e.g. using centrifugation) to separate a solid sodium sulfate decahydrate product and a filtrate comprising lithium hydroxide in solution. The lithium hydroxide solution from solid-liquid separation is evaporative TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 crystallized: the lithium hydroxide monohydrate is crystallized using, for example, a triple effect crystallizer; then, solid-liquid separated via, for example, centrifugation.
The product is optionally further purified by dissolving the lithium hydroxide monohydrate crystals in pure water (e.g., distilled or deionized water) and recrystallizing them (e.g.
using a mechanical vapour recompression (MVR) crystallizer), followed by optional solid-liquid separation (e.g.
using a centrifuge) to collect the purified lithium hydroxide monohydrate product. The lithium hydroxide monohydrate crystals are optionally dried.

[00202] Sodium sulfate is optionally isolated as a product. The sodium sulfate solution formed from reacting the Co, Ni, and/or Mn solid-liquid separation filtrate with a base (e.g., a hydroxide) is isolated and optionally crystallized to give sodium sulfate decahydrate. This crystallization is achieved by cooling the sodium sulfate solution in a crystallizer, such as draft tube baffle crystallizers, following which the crystals are optionally dried and cooled.
Alternatively, or additionally, the centrate from the Li2CO3 solid/liquid separation (e.g., centrifugation) reports to an evaporative crystallizer to produce sodium sulfate decahydrate/Na2SO4.10H20. Sulfuric acid is optionally added during said crystallization to convert any residual carbonate (e.g. Na2CO3(aq)) into a sulfate form. The resulting crystallized slurry is solid-liquid separated (e.g., centrifuged), and the separated solid product reports to a drier (e.g., a flash drier). The drier drives off water and produces anhydrous sodium sulfate/Na2SO4.

[00203] Table 7 delineates example design parameters; and Table 8 delineates key reaction chemistry for the Phase 3 final product preparation steps, per the IDEAS process simulation mode results.

[00204] EXAMPLE 2¨ EXEMPLARY EMBODIMENT OF PROCESS 2

[00205] In particular, the following example describes phases, steps, design criteria, and IDEAS process simulation parameters (IDEAS Bronze, Mineral Processing package, v6Ø0.995) of said process for recovering materials from rechargeable lithium-ion batteries.

[00206] Phase 1: Feed Size Reduction (e.g. steps (i) and (i)(a) of Figure 1B)

[00207] As in Process 1 above, incoming large format lithium-ion batteries (e.g.
automotive, energy storage system battery packs) and small format lithium-ion batteries (e.g.
from laptops, mobile phones, tablets, etc.) are optionally discharged to approximately between 1.0 to 2.0 V, or to approximately 0 V prior to any mechanical treatment.
Discharged energy optionally reports to a central electrical storage bank, which provides peak load reduction for, for example, plant facility-wide power consumption. Discharging lithium-ion batteries facilitates TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 controlling energy released during possible short-circuiting events wherein the batteries' anode(s) and cathode(s) come into contact during a battery dismantling, or multi-stage crushing/shredding step.

[00208] Multi-stage crushing/shredding is achieved via use of, for example, crushers under water/aqueous solution immersion, such as water or brine immersion.
Water/aqueous solution immersion helps ensure that sparking caused by crushing/shredding is suppressed and absorbed as heat by the water/aqueous solution. Further, the presence of water/aqueous solution can restrict accumulation of oxygen, thereby minimizing combustion risk during crushing.

[00209] Moreover, water/aqueous solution promotes entrainment of batteries' electrolyte (e.g., LiPF6 in organic solvent(s)) as it is released after lithium-ion battery crushing, facilitating an increase in overall lithium recovery. Battery electrolytes, such as LiPF6 salt, have a potential for hydrolysis when exposed to water or aqueous solutions;
however, with respect to the LiPF6 salt for example, this typically occurs above 70 C. As such, a target water/aqueous solution temperature for the dismantling/crushing step is, for example, approximately 60 C to facilitate prevention of any appreciable reaction chemistry.

[00210] The shredding/crushing step helps mechanically separate the batteries, and may reduce downstream energy consumption and facilitate optimizing equipment sizing.
Moreover, multi-stage size reduction facilitates reduction of variability in particle size distribution, which facilitates leaching of target metals/materials.

[00211] When multi-stage crushing/shredding is used to dismantle/crush the batteries, the multi-stage crushing comprises first crushing large format lithium-ion batteries to reduce their size (i.e., feed size) to approximately 400 mm; and, second, crushing small format lithium-ion batteries (when present) and the size-reduced large format lithium-ion batteries, and reducing that feed to an approximate size of 100 mm to form a shredded/crushed slurry.
Example operational parameters for crushers suitable for said multi-stage crushing/shredding are provided in Table 2.

[00212] The crushed/shredded slurry is optionally screened, where undersized solids that are 0 mm pass through a screen; and, oversized solids that are 100 mm to 0 mm report to shredding for further size reduction. The 113 mm solids undergo solid-liquid separation, such as via a settling tank. After the settling tank, the solid slurry optionally reports to a belt filter for further solid-liquid separation. Alternatively, the isolated solids may report to an intermediate hopper for storage prior to magnetic separation. The solid-liquid separation TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 filtrate is optionally recycled back to the crushers/shredders to be reused as make-up water, or optionally sent to an organic (i.e. alkyl carbonates) removal circuit. A
portion of the recycle stream (either from/to the crushers/shredders or the organic removal circuit) is optionally bled to a downstream leach tank to facilitate an increase in overall materials recovery and for background impurity level control. Shredding reduces the oversized solids to mm to facilitate magnetic separation. The shredded stream then optionally reports to a self-cleaning conveyor, which optionally conveys to a hopper for storage prior to magnetic separation. As used herein, the term "self-cleaning-conveyor" refers to a conveyor having a collection pipe underneath the conveyor with a slot or other opening to collect fine particles that accumulate in the conveyor. Periodically, the collection pipe is sucked clean using a vacuum or similar mechanism, or fine particles collected in the collection pipe can be diverted to downstream processes.

[00213] The optional solid-liquid separation filtrate from belt filtration and the settling tank can report to an optional dual media filter or vacuum distillation circuit to remove any organics (i.e. alkyl carbonates). The dual media filter contains filtration media such as anthracite, garnet, and/or sand to remove any entrained organics (i.e. alkyl carbonates) in the filtrate. Alternatively, vacuum distillation consisting of single or multiple stage distillation can be utilized, where aqueous content is predominantly evaporated in a vacuum leaving an organic (i.e. alkyl carbonates) rich stream. The gaseous aqueous stream is then condensed to form a liquid aqueous stream. The aqueous stream is then optionally either recycled to the crushers/shredders, or bled to a downstream leach tank to facilitate an increase in overall materials recovery and for background impurity level control. Conducting the removal of organics (i.e. alkyl carbonates) upstream prevents chemical and mechanical complications from occurring downstream due to alkyl carbonate contamination, for example, in Phase 2 and Phase 3.

[00214]
Generally, the combined size-reduced solids are approximately distributed as follows: a coarse solid fraction (3 mm) including, but not limited to shredded steel and/or aluminum casing, any electrical components, plastic, copper cable, aluminum cathode foil, copper anode foil and possibly paper; and, a fine solid fraction (which can be as small as mm) including anode powder and cathode powder. As noted above, undersize materials having a particle size of, for example, less than about 5 mm, or less than about 1-2 mm, can be collected during the feed size reduction and diverted to downstream process steps. For example, such undersize materials could be collected by having the output of a crusher/shredder contact a metal mesh (such as on a self-cleaning conveyor as noted above) having openings sized to permit particles having a size of less than about 5 mm or less than TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 about 1-2 mm to pass through and be collected. The undersize materials can be combined with, for example, a black mass solid stream and these combined materials can then be subjected to leaching (described in further detail below).

[00215] Table 2 delineates example design and IDEAS process simulation parameters for the Phase 1 feed size reduction steps.

[00216] Phase 2: Intermediate Product Preparation and Leaching (e.g. steps (ii)-(x) of Figure 1B

[00217] The optionally screened dismantled/crushed/shredded slurry from Phase 1 is magnetically separated (see step (ii) in Figure 1B) by reporting to, for example, a magnetic separator; example operational parameters of which are provided in Table 9.
Magnetic/ferrous materials (e.g. steel sheet; ferrous product(s)) are separated from non-magnetic/non-ferrous materials via wet/dry magnetic separation. Magnetic separation consists of a rougher step and an optional cleaner step, depending on incoming feed and separation efficiency. The magnetic ('mag') stream separated from the magnetic separator optionally undergoes solid-liquid separation (if wet magnetic separation is utilized) by reporting to, for example, a dewatering screen; and produces a shredded steel or ferrous product (step (iii) in Figure 1B). The separated water/aqueous solution is optionally recycled back to the magnetic separator for use as make-up water/aqueous solution, and a portion of the recycled stream is optionally bled to a downstream leach tank. Bleeding/sending a portion of the recycled stream to the leach tank may facilitate impurity control in the magnetic separator and dewatering screen circuit: if a portion of the recycle stream is not bled, there could be build-up of fine particles and/or species formed from side reaction chemistry (e.g. trace levels of precipitates) in a circuit's piping, potentially leading to plugging, down-time and production loss.

[00218] The non-magnetic/non-ferrous stream from magnetic separation reports to a series of mixing tanks (represented by stripping step (iv) in Figure 1B), where a stripping solvent is added to strip the bonded black mass/electrode powder material from the first non-magnetic stream. The addition of stripping solvent, for example N-Methyl-2-pyrrolidone (other options are provided in Table 9 below), dissolves the binder material, for example polyvinylidene fluoride (PVDF), and allows the electrode powder material to coagulate into a black mass. The stripped slurry stream (i.e. black mass/electrode powder stream), undergoes solid-liquid separation (see step (v) in Figure 1B) by reporting to, for example, a wire mesh screen with 500pm openings, producing an oversize solids portion of the stripped slurry stream (i.e. larger solids portion of the separation) ¨ comprising aluminum, copper, and plastics ¨ and an undersized stripped slurry stream (i.e. liquid portion of the separation TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 containing smaller suspended solids including black mass). The oversize solids portion of the stripped slurry stream is optionally dried by reporting to, for example, a dewatering conveyor.
The undersized stripped slurry stream reports to a filter press for solid-liquid separation (see step (vii) in Figure 1B) to yield a liquid containing the solvent and a black mass solid stream.
The separated solvent is optionally collected into a tank, and is optionally recycled back to the stripping tanks for use as make-up solvent.

[00219] The oversize solids portion of the stripped slurry stream then can optionally undergo further separation (per step (vi) in Figure 1B) by reporting to, for example, a densimetric separator unit. The densimetric separator unit optionally separates the oversize solids portion of the stripped slurry stream into three separate streams, including a preliminary aluminum product stream, a preliminary copper product stream, and a plastic product stream.
The isolated streams are optionally washed and report to a dewatering screen to collect separate and washed preliminary aluminum product, preliminary copper product, and plastic product streams.

[00220] The black mass solid stream comprises at least one of electrode (e.g. metal oxide and/or metal phosphate cathode powders, graphite anode), plastic, and some residual non-ferrous (e.g. shredded copper and/or aluminum) components. This stream reports to a leach tank for leaching, together with undersize materials having a particle size of, for example, less than about 5 mm, or less than about 1-2 mm, from the feed size reduction phase as described above.

[00221] Table 9 delineates example design and IDEAS process simulation parameters for Phase 2 magnetic separation, stripping, and optional densimetric separation.

[00222] Leaching (see step (viii) of Figure 1B) is optionally conducted in a series of tanks, for example conical-bottom tanks under high shear agitation; or, a sloped or flat bottom tank. A conical, sloped, or flat bottom tank promotes settling of higher-density, coarse solid fractions. Agitation helps ensure that high value fine fractions are suspended and promotes leaching kinetics. Multiple tanks optimize leaching reaction kinetics and provide operational redundancy. Sulfuric acid is optionally used to leach target metals/materials in the influent slurries. Hydrogen peroxide and oxygen gas are optionally added to reduce and oxidize nobler metals to increase extraction rates; further, for example, hydrogen peroxide addition may increase extraction of copper, cobalt, etc. but decrease nickel extraction.
Alternatively, hydrochloric acid is used; or, nitric acid with or without hydrogen peroxide.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00223] Several influent streams report to leaching: black mass solid stream from the stripping step and subsequent separation step; leaching reagents, such as acid, hydrogen peroxide, etc.; and, bleed and recycle streams from upstream/downstream steps.

[00224] The leached slurry produced by the leaching step is subjected to a solid-liquid separation (see step (ix) in Figure 1B), such as filtration, to produce a first product stream containing residual solids following the leaching step and a second product stream comprising the leachate (i.e. pregnant leach solution (PLS)).

[00225] Table 10 delineates example design and IDEAS process simulation parameters for Phase 2 leaching. Table 5 delineates key reaction chemistry for the Phase 2 leaching step per the IDEAS process simulation parameters.

[00226] The lst product stream containing residual solids following the leaching step is mixed with water, and the pH is adjusted to a pH ranging between 4 and 8. The mixing tank solution reports to a flotation cell(s) to selectively separate hydrophobic components (e.g., graphite, organics (i.e. alkyl carbonates), and residual plastics) from hydrophilic components (e.g., process mixing water). The flotation cell(s) uses air, or other gases (e.g., noble gases, N2, etc.) to produce bubbles; hydrophobic particles attach to the bubbles and rise to the surface, forming a froth. Other options for graphite isolation include spiral separator(s), or jig concentrator(s).

[00227] Flotation optionally takes place over two stages to maximize separation and recovery: a rougher flotation and a cleaner flotation. Rougher flotation separates a maximum amount of hydrophobic components from the process mixing water. The rougher froth reports to a cleaning stage for further flotation. The rougher flotation residue/process mixing water optionally reports to a holding tank to be mixed with the cleaner flotation residue/process mixing water for downstream processing. Cleaner flotation further separates the rougher froth to isolate hydrophobic components from the hydrophilic process mixing water.
The isolated froth undergoes solid-liquid separation by reporting to, for example, downstream centrifugation to isolate the graphite product (e.g., graphite concentrate). Filtrate from the solid-liquid separation optionally reports to a holding tank before being recycled back to the mixing tank.

[00228] The PLS from the solid-liquid separation optionally reports to a dual media filter;
a filter similar to that generally found in solvent extraction applications. A
first media layer (for example, sand, anthracite) removes entrained organics (i.e. alkyl carbonate(s)) (e.g. ethylene carbonate/EC and/or ethyl methyl carbonate/EMC) from the PLS, while a second media filter (for example, garnet, sand, anthracite) removes fine suspended solids. The filtered PLS then TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 optionally reports to a holding tank before being processed through copper-ion exchange or solvent extraction (see, for example, Table 12). Recovered organics (i.e.
alkyl carbonate(s)) from dual media filtration can optionally be collected, etc. A media backwash outlet stream (e.g., process water/aqueous solution and any residual fine particulates, such as residual graphite, fine plastics entrained by the second media layer, and minimal entrained organics (i.e. alkyl carbonates(s)) is optionally recycled to water/aqueous solution treatment facilities and reused as make-up water/aqueous solution for the herein described process.
Optionally, the liquid stream from the dual media filter reports to an activated carbon filter for polishing removal of entrained organics (i.e. alkyl carbonates), as needed.
Alternatively, a belt filter may be used to remove any remaining oversize solids from upstream and downstream processes.
The filtrate optionally reports to a holding tank before reporting to copper ion exchange or solvent extraction.

[00229] Table 11 delineates example design and IDEAS process simulation parameters for the Phase 2 intermediate product preparation steps.

[00230] Phase 3: Final Product Preparation (e.g. steps (xi)-(xv) of Figure

[00231] A graphite product (e.g., graphite concentrate) is isolated via solid-liquid separation; for example, via centrifugation of the cleaner froth of Phase 2 flotation. The graphite product is potentially mixed with some plastic and paper, and may be further purified via: (i) low temperature chemical treatment involving multi-stage acid washing (e.g. using sulfuric or hydrochloric acid) to remove impurities/soluble metals (e.g.
residual soluble metals such as lithium, nickel, cobalt, copper, and/or manganese) to produce a higher purity graphite concentrate; and/or (ii) thermal purification, e.g., raising the temperature of the concentrate via pyrometallurgical methods (e.g. using a furnace to raise the graphite temperature to -1000 to 2000 C) to volatilize specific constituents (e.g., residual organic/ (i.e.
alkyl carbonates) and plastics) to produce a higher purity graphite product.

[00232] The optionally dual media or belt filtered PLS reports to a copper-ion exchange for selective separation of copper from the inlet stream (see, for example, Table 12). The eluate/copper-rich liquor reports to copper electrowinning (e.g., conventional electrowinning, emew electrowinning, etc.) for deposition of copper/Cu as a copper plate.
Spent electrolyte from the electrowinning is optionally recycled to the copper-ion exchange for use as a regenerant, as applicable, with a portion of the recycle stream being optionally bled to the upstream leach tank.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00233]
Alternatively, copper/Cu is deposited via a copper solvent extraction and copper electrowinning when the PLS copper concentration is, for example, approximately 5 g/L. The copper solvent extraction optionally consists of extraction stage(s) consisting of mixer-settler(s) (e.g., each mixer settler consisting of 1-2 mixer stage(s) and 1 settler stage), potential wash stage(s) consisting of mixer-settler(s) (e.g., each mixer-settler consisting of 1-2 mixer stage(s) and 1 settler stage), and stripping stage(s) consisting of mixer-settler(s) (e.g., each mixer-settler consisting of 1-2 mixer stage(s) and 1 settler stage). As needed, make-up acid or base (e.g. sodium hydroxide) is added to the influent PLS to appropriately adjust pH
for optimal copper extraction. The extraction mixer-settler stage(s) utilize an organic extractant (such as ketoxime [e.g. LIX 984N], salicylaldoxime, or a mixture of ketoxime-salicylaldoxime organic extractants) in a diluent (e.g. in kerosene) to selectively extract copper into the organic phase:
Extraction: CuSal(aq) + 2HR(arq) CuR2(0m) + H2SO4(aq)

[00234] The copper-loaded organic phase then reports to the stripping stage(s) where the extracted copper ions are stripped back into the aqueous phase; for example, using spent electrolyte from copper electrowinning containing acid (e.g., sulfuric acid/H2SO4):
Stripping: CuRzorm + H25040(0 CuSO4(aq) + 2HR(orm

[00235] If hydrochloric acid is utilized for pH adjustment, instead of sulfuric acid, optional wash stage(s) are included to minimize levels of entrained aqueous phase containing chloride in the organic phase. The pregnant strip liquor (e.g. at a concentration of approximately 50 g/L soluble copper) then reports to copper electrowinning to deposit copper/Cu as a copper plate on a cathode sheet. Once the plate reaches a desired copper thickness, it is removed and optionally replaced with an empty cathode sheet.
Spent electrolyte from copper electrowinning is optionally recycled back to the stripping stage(s) of copper solvent extraction; and, the organic phase is optionally recycled back to the extraction stage(s) for reuse, with polishing as needed.

[00236] The copper isolation raffinate (i.e. copper-stripped liquor) can then optionally be sparged with oxygen to gas to oxidize any ferrous (Fe2+) content to insoluble ferric (Fe3+) and subsequently optionally reacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to precipitate an Al and/or Fe hydroxide product. The Al/and or Fe product could then report to solid-liquid separation and a solid filter cake would be collected.
1Fr4AT _1.49621199 Date Recue/Date Received 2020-10-14

[00237] The Al and/or Fe-depleted solution (Al and/or Fe product preparation filtrate) is thenreacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to precipitate a Co, Ni, and/or Mn hydroxide product; reacted with a carbonate (e.g., sodium carbonate) to precipitate a Co, Ni, and/or Mn carbonate product; evaporative crystallized to form a Co, Ni, and/or Mn sulfate product; or, reacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to precipitate a Co, Ni, and/or Mn hydroxide product, followed by thermal dehydration to produce a Co, Ni, and/or Mn oxide product (e.g., cobalt (II, III) oxide, Co304, nickel (II) oxide, NiO, manganese (IV) dioxide, Mn02). The Co, Ni, and/or Mn product then reports to solid-liquid separation, and a solid filter cake is collected. If the Co, Ni, and/or Mn-containing filter cake is leached with sulfuric acid, the leachate can then report to an evaporative crystallizer, and the resulting product will consist of a mixture of cobalt sulfate heptahydrate/CoSO4=7H20, nickel sulfate hexahydrate/NiSO4=6H20, and manganese sulfate mononydrate/MnSO4.1-120. The crystallized slurry then reports to, for example, solid-liquid separation (e.g., centrifuge or filter press), followed by a drier to drive off excess water.

[00238] Alternatively, Al and/or Fe-depleted solution (Al and/or Fe product preparation filtrate) is reacted with an oxidant (e.g. hydrogen peroxide) and a base may be added to maintain the pH between 5 and 7 to produce a manganese dioxide precipitate which is removed using solid-liquid separation (e.g. a filter press). Cobalt is then optionally selectively extracted from the filtrate into a cobalt rich stream, which is then stripped washed and crystalized to form a cobalt sulfate heptahydrate product. The filtrate is then reacted with additional hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to precipitate nickel/nickel-cobalt hydroxide. The precipitate is removed via solid liquid filtration.

[00239] According to parameters as outlined in the appended Tables below relating to exemplary Process 2 conditions, sodium sulfate is isolated as a salt by-product prior to lithium recovery, utilizing the Co, Ni, and/or Mn solid-liquid separation filtrate.
The filtrate is crystallized to produce sodium sulfate decahydrate. This crystallization is achieved by cooling the sodium sulfate solution in a crystallizer, such as draft tube baffle crystallizers, following which the crystals undergo solid-liquid separation (e.g. via a centrifuge or filter press), and the isolated solid crystals are optionally dried and cooled. Subsequently, the filtrate from the solid-liquid separation of the isolated crystals report to lithium recovery.

[00240] The sodium sulfate solid-liquid separation filtrate is then reacted with a carbonate (e.g., sodium carbonate, etc.) to precipitate lithium carbonate/Li2CO3. This lithium carbonate product optionally undergoes solid-liquid separation (e.g., centrifugation) and a solid cake is collected. To optionally further purify the lithium carbonate, it reports to an ion exchange column to remove trace impurities such as calcium and magnesium (see, for TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 example, Table 12); and then, to a bicarbonation circuit where carbon dioxide is bubbled into, for example, a dissolution/digestion tank to convert the lithium carbonate into more soluble lithium bicarbonate before being recrystallized into a higher purity lithium carbonate slurry.
The slurry is then solid-liquid separated to give high purity lithium carbonate/Li2CO3 and is optionally dried.

[00241] Alternatively, the sodium sulfate solid-liquid separation filtrate is reacted with a hydroxide (e.g., sodium hydroxide, hydrated lime/calcium hydroxide, etc.) to form a lithium hydroxide and sodium sulfate solution. The lithium hydroxide and sodium sulfate solution reports to crystallization (e.g. using a draft tube baffle crystallizer) to cool the solution and produce a slurry including sodium sulfate decahydrate crystals and soluble lithium hydroxide.
The slurry from crystallization reports to solid-liquid separation (e.g. using centrifugation) to separate a solid sodium sulfate decahydrate product and a filtrate comprising lithium hydroxide in solution. The lithium hydroxide solution from solid-liquid separation is evaporative crystallized: the lithium hydroxide monohydrate is crystallized using, for example, a triple effect crystallizer; then, solid-liquid separated via, for example, centrifugation.
The product is optionally further purified by dissolving the lithium hydroxide monohydrate crystals in pure water (e.g., distilled or deionized water) and recrystallizing them (e.g.
using a mechanical vapour recompression (MVR) crystallizer), followed by optional solid-liquid separation (e.g.
using a centrifuge) to collect the purified lithium hydroxide monohydrate product. The lithium hydroxide monohydrate crystals are optionally dried.

[00242] Sodium sulfate is optionally isolated as a product. In one embodiment, the centrate from the Li2CO3 solid/liquid separation (e.g., centrifugation) optionally reports to an evaporative crystallizer to produce sodium sulfate decahydrate/Na2SO4.10H20.
Sulfuric acid is optionally added during said crystallization to convert any residual carbonate (e.g.
Na2CO3(aq)) into a sulfate form. The resulting crystallized slurry is solid-liquid separated (e.g., centrifuged), and the separated solid product reports to a drier (e.g., a flash drier). The drier drives off water and produces anhydrous sodium sulfate/Na2SO4.

[00243] Table 12 delineates example design parameters; and Table 13 delineates key reaction chemistry for the Phase 3 final product preparation steps, per the IDEAS process simulation mode results.

[00244] EXAMPLE 3 ¨ VALIDATION OF PROCESS 2

[00245] Size reduction of lithium-ion batteries was conducted as outlined in Example 5 below, dry magnetic separation was conducted to separate the scrap steel (magnetic product TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 stream) from the rest of the material (non-magnetic feed stream). The non-magnetic feed stream was then stripped by mixing at 10 wt% with N-Methyl-2-pyrrolidone (NMP) as a stripping solvent at 80 C for 6 hours to release the cathode and anode from their substrates which are made of aluminum (Al) and copper (Cu) foils. The stripped slurry stream was passed through a 500pm screen to separate the undersize stripped slurry stream containing fine cathode and anode material and the liquid organic solvent (i.e. stripping solvent) from the oversize solids portion containing Al, Cu, and plastic pieces of the substrate. The oversize solids portion was subjected to density (densimetric) separation to separate the Al, Cu, and plastic from each other. The plastic was separated using a liquid with a specific gravity (SG) of 2.5 which was followed by the separation of aluminum from the copper using a liquid with an SG of 2.85. The undersize stripped slurry stream containing the fine cathode and anode material was separated from the liquid organic (stripping) solvent using a Buchner funnel with a Whatman grade 541 filter paper attached to a vacuum flask.

[00246] Leaching of the fine cathode and anode material (i.e. black mass solid stream) was conducted with a pulp density of 10% in 0.5M sulfuric acid (H2SO4) for 6 hours at 80 C.
The leach solution was maintained at a pH of 2.5 via addition of H2SO4 over the course of the reaction time. Hydrogen peroxide (H202) was added throughout the leach to promote cobalt (Co) leaching. The leaching resulted in the recovery of 95% of all of the metals processed in the product streams ¨ i.e. 95% of the Cu, Al, Fe, Co, Ni, Mn, and Li were found to be leached from the black mass into the pregnant leach solution. The pregnant leach solution (PLS) was separated from the residual solids using a Buchner funnel with a Whatman grade 3 filter paper attached to a vacuum flask. The residual solids (corresponding to the 1st product stream in Figure 1B) were mixed with water and the slurry adjusted to pH 5 and then processed in a 2-stage flotation circuit to produce a graphite product. The first stage was a rougher flotation from which the overflow was processed in a cleaner flotation.

[00247] The PLS (corresponding to the 2nd product stream in Figure 1B) was then adjusted to pH 2 using 50wt% sodium hydroxide (NaOH) in preparation for copper (Cu) removal. The Cu was removed using solvent extraction; an organic extractant, LIX 984N, at 30 vol% diluted in kerosene was mixed with the PLS. The Cu was loaded onto the organic phase while the aqueous phase, the raffinate (corresponding to the 3rd product stream in Figure 1B), continued to the next process step. The Cu was stripped from the organic phase using 1M H2SO4 where it was sent to electrowinning for the production of copper plating.

[00248] Following the Cu removal, the raffinate was adjusted to pH 4.5 at 50 C by the addition of 50wt% NaOH which resulted in the precipitation of iron (Fe) and Al as hydroxides, Fe(OH)3 and Al(OH)3. The solution was separated from the precipitate using a Buchner funnel TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14 with a Whatman grade 3 filter paper attached to a vacuum flask. The filtered solids were then washed in warm (50 C) water and filtered a second time using the same procedure as previously stated. The solids were dried in an oven at 80 C. The precipitation had a recovery of >99% and produced a mixed hydroxide product with a purity of 85%.

[00249] The filtrate (corresponding to the 4th product stream in Figure 1B) was adjusted to pH 9.5 at 50 C by the addition of 50wt% NaOH which resulted in the precipitation of cobalt (Co), nickel (Ni), and manganese (Mn) as hydroxides, Co(OH)2, Ni(OH)2, and Mn(OH)2. The solution was separated from the precipitate using a Buchner funnel with a Whatman grade 3 filter paper attached to a vacuum flask. The filtered solids were then washed in warm (50 C) water and filtered a second time using the same procedure as previously stated. The solids were dried in an oven at 80 C.

[00250] The filtrate (corresponding to the 5th product stream in Figure 1B) was evaporated to reduce the volume to a point when the sodium (Na) concentration reached a concentration of 70g/L. Evaporation was conducted at 95 C. The solution was then adjusted to pH 9.5 using 50wt% NaOH. The solution was then mixed and was cooled to 10 C
and sodium sulfate decahydrate (Na2SO4-10H20) precipitated from the solution. The solution was separated from the precipitate using a Buchner funnel with a Whatman grade 3 filter paper attached to a vacuum flask. The filtered solids were then washed in a basic, pH 9.5, solution and filtered a second time using the same procedure as previously stated. The solids were then dried under vacuum to produce anhydrous sodium sulfate (Na2SO4).

[00251] The filtrate (corresponding to the 6th product stream in Figure 1B) was evaporated to reduce the volume to a point when the lithium (Li) concentration reached a concentration of 11g/L. A saturated sodium carbonate (Na2CO3) solution was prepared with as concentration of 430g/L and heated to 90 C. The Na2CO3 solution was added to the filtrate such that the carbonate (C032-) was 1.25 times the stoichiometric requirement to precipitate the Li. The mixture of the filtrate and Na2CO3 was mixed at 95 C for 6 hours.
The solution was separated from the precipitate using a Buchner funnel with a Whatman grade 3 filter paper attached to a vacuum flask. The filtered solids were then washed in hot (70 C) water and filtered a second time using the same procedure as previously stated. The solids were dried in an oven at 80 C. The precipitation had a recovery of 90% and produced a crude Li2CO3 product with a purity of 89% to be later purified.

[00252] The Na2SO4 process was repeated to remove the remaining Na2SO4 from the filtrate.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00253] EXAMPLE 4¨ EXEMPLARY SYSTEM/APPARATUS

[00254] Figure 2 is a schematic illustration in accordance with an exemplary embodiment of the apparatus and system of the present application. Figure 2 illustrates an apparatus 1 for carrying out size reduction of battery materials under immersion conditions comprising a housing 2 configured to hold an immersion liquid 4, a first feed chute 6 (hopper) having an opening 8 disposed therein for receiving battery materials of a first type 10 into the housing 2, a first submergible comminuting device 12 disposed within the housing 2 to receive battery materials of a first type 10 from first feed chute 6 to cause a size reduction of battery materials of a first type 10 and form a first reduced-size battery material 14, and a second submergible comminuting device 16 disposed within housing 2 to receive the first reduced-size battery material 14 from first submergible comminuting device 12 and cause a further size reduction in the first reduced-size battery material 14 to form a second reduced-size battery material 18. A second reduced-size battery material 18 can exit the apparatus as an exit stream of materials in a direction, for example, as indicated by the arrow in Figure 2, and/or be further received and processed by additional downstream apparatuses and/or systems and/or processes. In this exemplary embodiment, battery materials of the first type 10 are large format rechargeable lithium-ion batteries as described above (e.g., lithium-ion batteries measuring approximately up to 5000 mm x 2000 mm x 1450 mm in size or electric car batteries). The first reduced-size battery material 14 in the exemplary embodiment shown has a particle size smaller than about 400 mm. In this exemplary embodiment, the first submergible comminuting device 12 and the second submergible comminuting device 16 are multi-shaft shredders.

[00255] Referring to Figure 2, there is provided a first feed chute 6 to deliver battery materials of a first type 10 to a first submergible comminuting device 12 for forming a first reduced-size battery material 14. A submergible conveyor 22 is provided for receiving and delivering a first reduced-size battery material 14 to a second submergible comminuting device 16 for forming a second reduced-size battery material 18. The second reduced-size battery material 18 in the exemplary embodiment shown has an particle size smaller than about 100 mm. In the schematic shown in Figure 2, the submergible conveyor 22 is a self-cleaning chain conveyor having a collection element 21 that is a pipe, wherein the pipe defines an open side or slot opposite from the underside of the submergible conveyor, thus allowing undersized materials to fall through the opening/slot and collect in the pipe. These undersized materials can be suctioned or pumped to downstream apparatuses/systems/processes.

[00256] Referring to Figure 2, there is provided a second feed chute 24 (hopper) having an opening 26 disposed therein for receiving battery materials of a second type 28 into the TIUlAY_1.49621199 1 Date Recue/Date Received 2020-10-14 housing 2. In the schematic shown in Figure 2, the housing 2 comprises a delivery chute 27 for delivering the battery materials of the second type 28 from the second feed chute 24 directly to the second submergible comminuting device 16. The second submergible comminuting device 16 is configured to cause a size reduction in the first reduced-size battery material 14 as well as the battery materials of a second type 28. In this exemplary embodiment, the battery materials of a second type 28 are small format rechargeable lithium-ion batteries as described above. In this exemplary embodiment, the battery materials of a second type 28 are of a reduced size relative to battery materials of a first type 10.

[00257] The apparatus further comprises an outlet for discharging comminuted material produced by the second submergible comminuting device 16, in the vicinity of the output of the second submergible comminuting device 16, wherein the discharged comminuted material 18 can report to one or more further optionally submergible comminuting devices, and/or to further downstream systems and processes.

[00258] Figure 2 also illustrates an exemplary system 100 for carrying out size reduction of battery materials under immersion conditions comprising components as described in respect of the apparatus 1 outlined above in combination with an immersion liquid 4. System 100 comprises a first submergible comminuting device 12 for receiving battery materials of a first type 10 and causing a reduction in size thereof to form a first reduced-size battery material 14, a second submergible comminuting device 16 for receiving a first reduced-size battery material 14 and causing a further reduction in size thereof to form a second reduced-size battery material 18, and an immersion liquid 4 for submerging therein each of the first submergible comminuting device 12, the second submergible comminuting device 16, the first reduced-size battery material 14 and the second reduced-size battery material 18. In this exemplary embodiment, battery materials of the first type 10 are large format rechargeable lithium-ion batteries as described above. The first reduced-size battery material 14 in the exemplary embodiment shown in Figure 2 has a particle size smaller than about 400 mm.

[00259] Referring to Figure 2, exemplary system 100 comprises a submergible conveyor 22 for delivering a first reduced-size battery material 14 from a first submergible comminuting device 12 to a second submergible comminuting device 16, wherein each of the first submergible comminuting device 12, the second submergible comminuting device 16, the first reduced-size battery material 14 and the second reduced-size battery material 18 and the submergible conveyor 22 are submerged in an immersion liquid 4. In this exemplary embodiment, the submergible conveyor 22 is a self-cleaning chain conveyor as described above and the second reduced-size battery material 18 has a particle size smaller than about 100 mm.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00260] In the schematic shown in Figure 2 of exemplary system 100, a first submergible comminuting device 12 causes a size reduction in a battery material of a first type via shearing to form a first reduced-size battery material 14, and a second submergible comminuting device 16 causes a further size reduction in the first reduced-size battery material 14 via shearing to form a second reduced-size battery material 18 that is submerged in the immersion liquid 4. In this exemplary embodiment, each of a first submergible comminuting device 12 and a second submergible comminuting device 16 is a multi-shaft shredder as described above.

[00261] Referring to Figure 2, exemplary system 100 comprises a first delivery system 30 for delivering battery materials of a first type 10 to a first submergible comminuting device 12. A first delivery system 30 in the schematic shown in Figure 2 comprises a first feed chute 6 (hopper) and for delivering the battery materials of the first type 10 to the first submergible comminuting device 12. Exemplary system 100 in the schematic shown in Figure 2 further comprises a second delivery system 32 configured for delivering battery materials of a second type 28 directly to a second submergible comminuting device 16 to form a comminuted material 34 submerged in an immersion liquid 4. The comminuted material 34 combines with the second reduced-size battery material 18 and is of a similar size. The second delivery system 32 comprises a second feed chute 24 and delivery chute 27. In this exemplary embodiment, battery materials of a second type 28 are small format lithium-ion batteries which are of a reduced size relative to battery materials of a first type 10 which are large format lithium-ion batteries.

[00262] Referring to Figure 2, exemplary system 100 can comprise a third comminuting device (not shown) to receive the comminuted battery materials (18/34) from the second submergible comminuting device 16, wherein the third comminuting device is optionally submergible in immersion liquid 4 and causes a size reduction of the comminuted battery materials (18/34) received from the second submergible comminuting device 16.
The comminuted material exiting the second submergible comminuting device 16 thus may be further processed via additional downstream systems and/or processes. For example, a third comminuting device may be integrated with other systems for further processing of further comminuted battery materials. The system can further comprise a fourth comminuting device to receive comminuted battery materials from the third optionally submergible comminuting device, as described above in respect of the apparatus.

[00263] Table 14 provides the mechanical design criteria for an embodiment of an apparatus/system for carrying out size reduction of battery materials under immersion conditions.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00264] EXAMPLE5 ¨ PHYSICAL VALIDATION OF SYSTEM/APPARATUS

[00265] A pilot test for battery material size reduction was carried out using a modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figures 3(a), 3(b), and 3(c) to size-reduce cylindrical lithium-ion batteries via shredding/shearing.

[00266] Figure 3(a) is a picture of the modified Franklin-Miller Taskmaster ShredderTM, which is a dual shaft shredder that has been modified to operate under immersion conditions. As can be seen from Figure 3(a), the modified shredder comprises a feed chute (hopper) for feeding batteries into the system/apparatus, a drive portion (motor) operatively coupled to a comminuting portion for shredding the batteries, and an immersion tank disposed below the comminuting portion which together with the comminuting portion of the shredder forms a housing for containing an immersion liquid. The feed chute/hopper has been modified from the original factory specifications to make it somewhat shorter. In addition, water-tight seals have been added around the drive shaft as well as the area where the feed chute/hopper is connected to the comminuting portion, to prevent leakage of immersion liquid into the drive shaft (motor) portion of the shredder, as well as to prevent leakage of immersion liquid to the exterior of the shredder. The immersion tank includes a drain for draining the immersion liquid following comminution. Figure 3(b) is a picture of the control and electrical panel for the modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figure 3(a).
Figure 3(c) is a picture of the comminuting portion of the modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figure 3(a). Figure 3(d) is a picture of the comminuting portion of the modified Franklin-Miller Taskmaster TM8500 ShredderTM shown in Figure 3(a) showing the comminuting portion immersed in the immersion liquid.

[00267] For the pilot test, fully charged lithium-ion batteries were first immersed and discharged in a 10% NaCI solution. The batteries tested were small format, cylindrical Nickel-Manganese-Cobalt (NMC) chemistry lithium-ion batteries and Nickel-Cobalt-Aluminum (NCA) chemistry lithium-ion batteries, having approximate dimensions of 69.6 mm x 18.1 mm, and a mass of approximately 50g. An immersion liquid was prepared by adding Ca(OH)2 to a solution until the solution pH measured approximately 12. Batches of 10 lithium-ion batteries were then shredded in a 31 L volume of immersion liquid which was poured into the immersion tank and submerged the comminuting portion of the shredder. No appreciable amount of dust or gas from battery size reduction was produced during the pilot test, which confirmed that the disclosed apparatuses and systems as herein described provides particular advantages over known size reduction apparatuses and systems.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00268] The shredded product shown in Figure 4(a) was tested for fluoride concentration using an ion probe. Results from the analysis showed an average of 1.3 to 3.4 ppm aqueous fluoride concentration depending on what type of battery was shredded (1.3 for nickel-manganese-cobalt/NMC batteries and 3.4 for nickel-cobalt-aluminum/NCA).
A separate batch of 20 NCA batteries were shredded in the same solution volume as the first batch. The shredded product was also analyzed and had an aqueous fluoride concentration of 5.74 ppm.
This low fluoride concentration is a good indicator that the fluoride level can be managed through Ca(OH)2 addition to the neutralizing solution.

[00269] As shown in Figure 4(a), the battery material exiting the submerged shredder had an average particle size of approximately 40 mm with a single pass through the shredder, which is representative of the expected output from the second submergible comminuting device in accordance with an embodiment of the present application. A fraction of the battery material exited the shredder as a layered battery material having unliberated lithium-ion battery internals consisting of multiple layers of cathode, cathode foil, separator, anode, and anode foil attached to the steel casing exterior. The shredded battery material was separated into large, small, and fine particle size fractions, the large particle size fraction comprising the layered battery material shown in Figure 4(a). The layered battery material as shown in Figure 4(a) was then shredded in the shredder a second time, which liberated the layered lithium-ion battery internals to yield particles having an average size of approximately 8 mm or less as shown in Figure 4(b).

[00270] The combined small particle size fraction (from original separation and resulting from shredding of large particle size fraction) was granulated in a dry granulator (Econogrind unit), which yielded a battery material having a further reduced average particle size as shown in Figure 4(c). The fine particle material noted above was screened from the large and small particle fractions via a wire mesh screen with 500pm openings which was then filtered as shown in Figure 4(d). The fine particle material was kept to be combined with the black mass material prior to leaching.
While batteries were first immersed and discharged in a 10% NaCI solution, prior to comminution of the batteries in a solution of Ca(OH)2, a person skilled in the art would understand that the same immersion liquid could be used both for discharging and comminuting. Other options for immersion liquids are outlined in the sections above.

TItilAY_1.49621199 1 Date Recue/Date Received 2020-10-14

[00271] Table 1:
Potential forecast of small and large format spent Li-ion battery components, 2025 and 2030 Small Format Li-ion Battery Large Format Li-ion Battery Packs - e.g. LCO cathode Packs -e.g. NMC, LFP, LMO, Component chemistry NCA cathode chemistry wt% of total battery pack wt% of total battery pack Steel - - 1.4% 1.4%
Plastic - e.g.PP, PE, PET, 23.9% 23.9% 6.0% 6.0%
PVDF
Electrical Components 0.1% 0.1% 1.1% 1.1%
Copper Cable - - 1.1% 1.1%
Cells and Enclosures Aluminum-Cathode Foil, 3.0% 3.0% 19.0% 19.0%
Module Casing Copper-Anode Foil 9.0% 9.0% 9.9% 9.9%
Electrolyte Lithium 0.1% 0.1% 0.1% 0.1%
Phosphorous 0.3% 0.3% 0.4% 0.4%
Fluorine 1.0% 1.0% 1.3% 1.3%
Organic (e.g. ethylene carbonate/EC
8.7% 8.7% 11.7% 11.7%
mixed with ethyl methyl carbonate/EMC) Electrode Powder Anode - Graphite 26.0% 26.0% 15.0% 15.0%
Cathode - blended forecast Aluminum - - 0.4% 0.4%
Cobalt 16.9% 16.9% 5.5% 5.3%
Iron - - 3.2% 3.9%
Lithium 2.0% 2.0% 1.2% 1.2%
Manganese - - 7.1% 6.1%
Nickel - - 5.5% 5.3%
Oxygen 9.2% 9.2% 8.3% 8.6%
Phosphorous - - 1.8% 2.2%
TOTAL 100% 100% 100% 100%
JEGAT _1:496211991 Date Recue/Date Received 2020-10-14

[00272] Table 2: Example design and IDEAS process simulation parameters for Phase 1 feed size reduction steps according to Processes 1 and 2 Step Parameter Unit Criteria Source/Comment Percent of full charge at receipt/start of 20% Initial basis Discharging of Large Format processing Batteries Discharged voltage of Initial basis. To ensure large format Li-ion V 1.0 ¨ 2.0 safe size reduction batteries downstream Rotation Speed rpm 10 ¨20 Cross-cut Blade Type angled blades Make-up Immersion type process Crusher water/brine /Shredder Example maximum Example maximum exit temperature for safe temperature of water dismantling m3 water/m3 To fully immerse feed Water addition rate feed Li-ion 2 spent Li-ion batteries batteries Undersized fraction mm 10 Screening Oversized fraction mm 100 to Solids in filtrate g/L >2 Filter cake discharge %w/w 20%
Filtration of moisture undersize Wash ratio t/t solids >0.5 fraction from Varied to Wash water addition screening t/h achieve wash rate ratio Overall wash efficiency 98%
Oversize fraction from Inlet size fraction mm '100 to screening Shredding To ensure shredding to Rotation Speed rpm >50 targeted size Exit size fraction mm JEGAT_1:49621199.1 Date Recue/Date Received 2020-10-14

[00273] Table 3: Example design and IDEAS process simulation parameters for Phase 2 magnetic separation and eddy current separation of Process 1 Step Parameter Unit Example Criteria Wet low intensity magnetic Type separator Mechanical availability 98%
Drum operating speed rpm <50 Equipment supplier to Rougher recommend. Likely concurrent and optional Separation type design, based on expected Cleaner coarseness of the mag fraction Magnetic Separator(s) Magnetic field intensity Equipment supplier to advise;
At drum surface gauss likely ¨1000 50 mm from drum Equipment supplier to advise;
surface gauss likely ¨400 Drive type Motor Vibration type Linear Shredded Vibration drive Electric Steel Dewatering Shredded steel product <1%
Screen moisture content Bed angle deg. to deg.
Rotor type Concentric rotor Feed size trim 0 Eddy Ferrous metal separation Current >95%
efficiency Separation Non-ferrous metal >95%
recovery Inert stream recovery >95%
Vibration type Linear Aluminum Vibration drive Electric Dewatering Shredded aluminum Screen <1%
product moisture content Bed angle deg. to deg.

JEGAT_1:49621199.1 Date Recue/Date Received 2020-10-14

[00274] Table 4: Example design and IDEAS process simulation parameters for Phase 2 leaching, and CCD of Process 1.
Step Parameter Unit Example Criteria Acid (e.g., H2504) addition m3 Stoichiometric +
rate excess Excess acid (e.g., H2504) relative to stoichiometric 10%
amount Acid (e.g., H2504) reagent mol/L 1 ¨2 concentration H202 addition rate m3 Stoichiometric H202 reagent concentration g/L 20 ¨ 30 Leaching Temperature Range C 60 ¨ 95 Pressure kPa Ambient Per stoichiometry, Target pH pH dependent on input cathode chemistry Agitation type High shear Residence/Leaching Time min. 120¨ 180 Optional Oxygen Addition Stoichoimetric +
m3/hour Rate excess Undersize fraction mm <5 Screen Oversize fraction mm >5 t process water/ t Wash ratio 2 leached slurry Soluble losses 1%
Per inlet leached product and heat Temperature C
Countercurrent transfer over CCD
Decantation train Pressure kPa Ambient Per inlet leached Target pH product, combined with wash water Final underflow suspended % w/w ¨30%
solids concentration High density Thickener type thickener

[00275] Table 5 delineates reaction chemistry for the Phase 2 leaching step per the IDEAS process simulation parameters of Process 1 and Process 2.

TItilAY_1:49621199 1 Date Recue/Date Received 2020-10-14 Possible Metal Leaching Reaction Chemistry Category Extent of Source Reaction 6LiNiii3Mn1i8Co1/302(,)+ 9H2SO4(ag) N MC H202 (aq) 4 Targeted 95%
cathode 2MnSO4 (aq) + 2N1SO4(aq) + 2C0504 (aq) 3Li2SO4(ag) + 202(g) + 10H20 (0 LCO 2LiCo02(s)+ 3H2SO4(aq) + H202 (aq) 4 Targeted 95%
cathode L12SO4 (aq) + 2COSO4(aq) + 02(g) + 4H20 (0 2LiFePO4 is) + 4H2SO4 (aq) + H202 (aq) LFP
Targeted 5%
cathode[2) Li2SO4(aq) + Fe2(SO4)3(aq) + 2H3PO4 (aq) 2H20 (0 2LiM n204 (s) + 5H2504 (aq) + H202 (aq) LMO Targeted 98%
cathode Li2SO4(aq) + 4MnSO4(aq) + 202(g) +
6H20(I) 40LiNio.8C00.15A10.0502(s) + 61H2SO4 (aq) NCA + H202 (aq) 4 Targeted 95%
cathode 20Li2SO4 (aq) + 32NiSO4 (a + 6C0504 (aq) + Al2(SO4)3 (aq) + 1002(g) + 621120(1) Cu , residual Cuais)+ H2SO4(aq) + H202(aq) 4 Targeted 50% - 95%
copperfoil CuSO4(aq) + 2H20 (I) and cable Al , residual 2AI (5)+ 3H2SO4(aq) + 3H202 (aq) 4 aluminum Side 60% - 95%
Al2(504)3 (aq) + 6H20 (II
foil and casing 2LiPF6(aq) + H2SO4(aq) + H202(aq) 4 LiPF6, Li2SO4 (aq) + 2HPF6(ag) + H20(1) ) + Targeted 95%
electrolyte 202 (g) salt Li PF6 (aq) + H20 (I) 4 Side 60%
HF(aq) + PF5(aq) + LiOH (aq) LEGAL1:49621199.1 DateRecue/DateRece hied 2022-06-27

[00276] Table 6: Example design and IDEAS process simulation parameters for Phase 2 intermediate product preparation of Process 1 Step Parameter Unit Example Criteria Agglomeration Flocculant type Hydrophobic Tank Graphite recovery in % w/w of influent >80%
rougher froth Organic recovery in % w/w of influent >80%
rougher froth Rougher Soluble metal losses to % w/w of influent <2%
Flotation froth Aerating, open Agitator type flow Conventional Cell type flotation Graphite recovery in % w/w of influent >80%
rougher froth Organic recovery in % w/w of influent >80%
rougher froth Cleaner Soluble metal losses to % /0 w/w of influent <2%
Flotation froth Aerating, open Agitator type flow Conventional Cell type flotation Solids in centrate g/L 0 Centrifuge cake solids %wlw A5%
content Solid-liquid Centrifuge wash ratio tit cake solid 1 separation, e.g. Number of wash stages 1 centrifugation Temperature of centrifuge of cleaner froth wash water Varied to Wash water addition rate t/h achieve wash ratio First media type Anthracite Second media type Garnet Dual Media Outlet organic content in Filtration PLS PPm >2 Outlet suspended solids size in PLS pm >10 Optional ¨ Organic adsorption >95%
Activated efficiency Carbon Filtration Operating Temperature C 20 JEGAT_1:49621199.1 Date Recue/Date Received 2020-10-14

[00277] Table 7: Example design parameters for Phase 3 final product preparation of Process 1 Step Parameter Unit Example Criteria Solids in filtrate WI_ <0.5 Filter cake discharge Solid-liquid moisture %w/w c10%
filtration of Wash ratio t/t solids 0.6 copper concentrate Wash water addition rate till Varied to achieve wash ratio Overall wash efficiency % 98%
Influent PLS copper WI_ <1 concentration Cu Extraction Efficiency % >95%
Operating Temperature c`c 20 ¨ 40 Example resin type - LEWATITO M+ TP 207 Copper Ion Weakly acidic, Exchange (IX) Resin description -macroporous cation Regenerant - 10 wt% H2504 Regenerant rate (m3/h)/m2 5 Conditioner, as required - 4 wt% NaOH
Conditioner rate, as required (m3/h)/m2 5 Copper IX eluate Cu content WI_ ¨10 (copper loaded liquor') Conversion of inlet Cu(ac) % >85%
Copper eluate content to Cu(s) electrowinning Current density Airn2 250 ¨ e.g. emew0 Current efficiency % 90%
Copper plate product purity % 99.9%
Hydroxide (e.g., NaOH) L Stoichiometric addition rate per batch Hydroxide (e.g., NaOH) mol/L 1 Co, Ni, and/or concentration Mn Hydroxide Temperature c`c 40 Precipitation Pressure kPa Ambient Target pH pH >10 Residence Time min. 60 Solids in filtrate WI_ <0.5 Filter cake discharge Co, Ni, and/or moisture %w/w 5%
Mn Hydroxide Wash ratio t/t solids 0.6 Solid-Liquid Separation Wash water addition rate till Varied to achieve wash ratio Overall wash efficiency % 98%
Lithium carbonate g/100 g 2.5 concentration in mother liquor water Crude Lithium Soda ash addition rate - Stoichiometric + excess Carbonate Precipitation Soda ash purity % w/w 98.5%
Excess soda ash - 10%

JEGAT _1:49621199.1 Date Recue/Date Received 2020-10-14 Step 1 Parameter Unit J Example Criteria Temperature C 90 Solids in centrate 0 Centrifuge cake solids % w/w 87%
content t/t cake Crude Lithium Centrifuge wash ratio 1 solid Carbonate Solid-Liquid Number of wash stages 1 Separation, Wash efficiency 90%
E.g. Temperature of centrifuge centrifugation C 90 wash water Varied to achieve wash Wash water addition rate ratio Centrifuge type Peeler Varied to achieve Li Recycle liquor addition rate concentration in digestion discharge Lithium concentration in g Li/L ¨6.8 digestion discharge Lithium Varied based on Carbon dioxide makeup flow Carbonate utilization and rate Digestion stoichiometry Carbon dioxide solubility g/L water 0.9 Carbon dioxide utilization (overall) Digestion temperature C 35 Targeted trace impurities Calcium and magnesium Ca and Mg extraction <90%
efficiency Operating Temperature C <80 Target pH 3 ¨ 4.5 Impurity Ion Example resin type Dow Amberlitee IRC747 Exchange Resin description Macroporous cation (IX) Regenerant 1-2 N HCI
Regenerant addition rate Stoichiometric Reagent for conversion to 1-2 N NaOH
Na form Reagent for conversion to Stoichiometric Na + form addition rate Lithium carbonate g/100g 0.75 concentration in inlet liquor water Pure Lithium Carbon dioxide solubility g/L water 0.5 Carbonate Steam addition rate (direct Varied to achieve design Crystallization steam injection) temperature Crystallization temperature C 95 Solids in centrate 0 Centrifuge cake solids % w/w 87%
content t/t cake Centrifuge wash ratio 1 Pure Lithium solid Carbonate Number of wash stages 1 Centrifugation Wash efficiency 90%
Temperature of centrifuge wash water Varied to achieve wash Wash water addition rate ratio JEGAT _1:49621199.1 Date Recue/Date Received 2020-10-14 Step 1 Parameter Unit J Example Criteria Centrifuge type Peeler Varied to achieve Natural Gas addition rate tih discharge temp.
Varied to target Combustion air addition rate tih combustion gas 02 Oxygen content in off-gas %viv 3 Lithium Varied to target off-gas Dilution air addition rate tih Carbonate solids Drying and Dryer discharge solids Cooling moisture %wiw 0 Drier type Flash drier Cooled product temperature C 40 Flash dryer discharge temperature t N2SO4 / t Sulfuric acid addition rate Stoichiometric + excess feed Excess H2504 relative to 10%
stoichiometry Sodium sulfate in crude LC
% wiw ¨6%
Sodium centrate Sulfate Solids in crystallizer slurry % wiw 25%
Crystallization discharge Operating pressure kPa 0.85 ¨ 1 Operating temperature C 6 ¨ 7 Draft tube with Crystallizer type barometric leg Solids loss to centrate (% of 2%
feed solids) Centrifuge cake moisture % wiw 2%
Sodium content Sulfate Solid- tit cake Centrifuge wash ratio 0.05 Liquid solid Separation, Number of wash stages 1 e.g.
Wash efficiency 95%
centrifugation Varied to achieve wash Wash water addition rate tih ratio Centrifuge type Pusher Varied to achieve Natural Gas addition rate tih discharge temp.
Varied to target Combustion air addition rate tih combustion gas 02 Oxygen content in off-gas %viv 3 Sodium Dilution air addition rate tih Varied to target off-gas Sulfate solids Drying Dryer discharge solids %wiw 0 moisture Drier type Flash drier Cooled product temperature C 40 Flash dryer discharge temperature JEGAT _1:49621199.1 Date Recue/Date Received 2020-10-14

[00278] Table 8: Reaction chemistry for Phase 3 final product preparation, per IDEAS
process simulation of Process 1 Possible Standard Step Reaction Chemistry Category Extent of Electrode Reaction(1) Potential (V) 2Na-R-C4H7N04(s) + CuSO4(aq) Targeted >95%
Cu(Na-R-C4H6N04-)2(am +
H2SO4(aq) 2Na-R-C4H7N04(s) + CuSO4(aq) Side 10%
Copper Ion Cu(R-C4H7N04 )2(aq) +
Exchange Na2SO4(aq) CU(R-C4F17N04)2(aq)+ 2HCI (,q) 4 Cu2+(ag) + 2CI- (ag) + 2Na-R- Regeneration 100%
C4H7N04 (5) Cu(R-C4H2N0412(ag) + 2NaOH (aq) 4 Cu2+(ag) + 20H- (ag) + 2Na-R- Conditioning 100%
C4H7N04 (5) Cu2+(am+ 2e- Cu(s) Cathode 100% E = 0.34 Copper Electrowinning H200) 2H+(ag) + 1/202(g) + 2e Anode 100% E = -1.23 (e.g. emewe) Cu2+(am + H20 4 21-1+(am+ 1/202(g) +
Overall 100% E = 0.89 Cu(s) C0504 (aq) + 2NaOH(aq) Targeted 100%
Co(OH)2 (s) + Na2SO4 (aq) Co, Ni, and/or NiSO4 (aq) + 2NaOH(aq) Targeted 100%
Mn Product, Ni(OH)2 (s) + Na2SO4 (aq) e.g. Hydroxide MnSO4(ag) + 2NaOH(aq) Targeted 100%
Precipitation Mn(OH)2 (s) + Na2SO4 (aq) Li2SO4 (aq) + 2NaOH(aq) ¨0 Side 0-5%
Li0H(am + Na2SO4 (aq) Lithium Li2SO4 (aq) + Na2CO3 (s) ¨o Carbonate Targeted 100%
Na2SO4 (aq) + Li2CO3 (s) Precipitation Lithium Li2CO3 (s) + H20 (I) + CO2 (g) Carbonate Targeted 100%
2LiHCO3 (aq) Digestion R-CH2-NH-CH2-P03Na2(s)+
m2+(aq) Targeted >95%
R-CH2-NH-CH2-P03M(ag) +
2Na+(ag) R-CH2-NH-CH2-P03M(ag) +
Impurity Ion 2HCI (aq) Regeneration 100%
Exchange (IX) M2(aq) + 2C1(aq) + R-CH2-NH-CH2-P03H2 (s) R-CH2-NH-CH2-P03H2(0+
2NaOH (aq) Conversion 100%
R-CH2-NH-CH2-P03Na2(s) + to Na + form 2H20 (I) Pure Lithium 2LiHCO3 (aq) ¨oLi2CO3 (s) + CO2 Carbonate Targeted 100%
(g) + H20 (I) Precipitation Lithium H20(I) H20(g) Targeted 100%
Carbonate Na2SO4 (aq) Na2SO4 (s) Side 100%
Drying and Cooling Na2CO3 (aq) Na2CO3 (s) Side 100%
Na2SO4(am + 10H20 (I) Targeted 100%
Sodium Na2S0.4-10H20 (s) Sulfate Na2CO3 (aq) + N2SO4 (aq) Targeted 100%
Crystallization Na2SO4(ag) + H20 (I) + CO2(g) Li2CO3 (aq) + N2SO4 (aq) Targeted 100%

IFGAT_1:49621199.1 Date Recue/Date Received 2020-10-14 Li2S 04 (aq) + H20 (I) CO2(g) Li2CO3 (s) H2SO4 (aq) Targeted 100%
Li2SO4(aq) + H20 (i) + CO2(g) Na2SO4-10H20 (s) Na2SO4 Targeted 100%
Sodium (aq) + 10H20 (I) Sulfate Drying Na2SO4 (aq) Na2SO4 (s) Targeted 100%
H20(I) ¨> H20(g) Targeted 100%

[00279] Table 9: Example design and IDEAS process simulation parameters for Phase 2 magnetic separation\ stripping, and optional densimetric separation of Process 2 Step Parameter Unit Example Criteria Wet/dry low intensity Type magnetic separator Mechanical availability 98%
Drum operating speed rpm <50 Equipment supplier to recommend. Likely Rougher and Separation type concurrent design, based on optional Cleaner expected coarseness of the Magnetic mag fraction Separator(s) Magnetic field Equipment supplier to intensity recommend Equipment supplier to At drum surface gauss advise; likely ¨1000 50 mm from drum Equipment supplier to gauss surface advise; likely ¨400 Drive type Motor Vibration type Linear Vibration drive Electric Shredded Steel Dewatering Shredded steel Screen product moisture <1%
content Bed angle deg. to deg.
n-methyl-2-pyrrolidone (NMP), dimethylformamide (DMF), ethyl acetate Solvent type (Et0Ac), isopropanol (IPA), acetone, dimethyl sulfoxide Stripping (DMSO), or diethylformamide (DEF).
m3 solvent /
Solvent addition rate 1 t influent solids Densimetric Separation Separation Efficiency >95%
(Optional) Vibrational type Linear Vibration drive Electric 1FriAT_1:49621199.1 Date Recue/Date Received 2020-10-14 Shredded Shredded steel product <10%
Cu/Al/Plastics moisture content Dewatering Screen Bed angle - 5 deg. to +5 deg.
Distillation Distillation type Vacuum

[00280] Table 10: Example design and IDEAS process simulation parameters for Phase 2 leaching of Process 2.
Step Parameter Unit Example Criteria Acid (e.g., H2504) addition m3 Stoichiometric +
rate excess Excess acid (e.g., H2504) relative to stoichiometric 10%
amount Acid (e.g., H2504) reagent mol/L 0.5 ¨ 2 concentration 0.5 H202 addition rate m3 Stoichiometric g/100g of H202 reagent concentration feed 20 ¨ 30 60 ¨ 95 Temperature Range C
Pressure kPa Ambient Per stoichiometry, Leaching dependent on input Target pH pH cathode chemistry 2.5 Agitation type High shear 120¨ 180 Residence/Leaching Time min.

Optional Oxygen Addition Stoichiometric +
m3/hour Rate excess Outlet Sulphate g/L 100 Concentration Pulp Density Number of Tanks TItilAY_1:49621199.1 Date Recue/Date Received 2020-10-14

[00281] Table 11: Example design and IDEAS process simulation parameters for Phase 2 intermediate product preparation of Process 2 Step Parameter Unit Example Criteria Graphite recovery in rougher % w/w of influent >80%
froth Organic recovery in rougher % w/w of influent >80%
froth Rougher Soluble metal losses to froth % w/w of influent <2%
Flotation Aerating, open Agitator type flow Conventional Cell type flotation Graphite recovery in rougher % w/w of influent >80%
froth Organic recovery in rougher % w/w of influent >80%
froth Cleaner Soluble metal losses to froth % w/w of influent <2%
Flotation Aerating, open Agitator type flow Conventional Cell type flotation Solids in centrate g/L 0 Centrifuge cake solids %w/w 95%
content Solid-liquid Centrifuge wash ratio t/t cake solid 1 separation, e.g.
Number of wash stages 1 centrifugation of if Temperature of centrifuge cleaner froth C 20 wash water Varied to achieve Wash water addition rate t/h wash ratio First media type Anthracite Second media type Garnet Dual Media Outlet organic content in PLS ppm >2 Filtration Outlet suspended solids size 1-im >10 in PLS
Solids in filtrate g/L >2 Filter cake discharge %w/w 20%
moisture Belt Filtration Wash ratio t/t solids >0.5 (Optional) Varied to achieve Wash water addition rate t/h wash ratio Overall wash efficiency 98%
Activated Organic adsorption efficiency >95%
Carbon Filtration Operating Temperature C 20 (Optional)

[00282] Table 12: Example design parameters for Phase 3 final product preparation of Process 2 Step Parameter Unit Example Criteria g/L <1 TItilAY_1:49621199 1 Date Recue/Date Received 2020-10-14 Influent PLS copper 0.8255 concentration Cu Extraction Efficiency >95%
Operating Temperature 'c 20 ¨ 40 Example resin type Copper Ion DOWEX M4195 IX
Exchange (IX) Resin description Chelating, weak base Regenerant 10 wt% H2SO4 Regenerant rate (m3/h)/m2 5 Conditioner, as required 4 wt% NaOH
Conditioner rate, as required (m3/h)/m2 5 Influent PLS copper >1 g/L
concentration 2.0925 Copper Solvent Extraction Cu Extraction Efficiency >95%
(Optional) Example extraction reagent LIX 984N
Example stripping reagent H2504 Copper IX eluate Cu content g/L ¨10 ('copper loaded liquor') Conversion of inlet Cu(q) eluate >85%
Copper content to Cu(5) electrowinning Current density A/rn2 250 ¨e.g. emew Current efficiency 90%
Copper plate product purity 99.9%
NaOH addition rate per batch L Stoichiometric mol/L 0.25 NaOH concentration wt % 50 Aluminum-Iron hydroxide Temperature Range 'c 25 - 40 precipitation Pressure kPa Ambient Target pH pH
4.5 Filter cake discharge moisture %w/w 0.5 Aluminum-Iron precipitate Wash ratio t/t solids 0.6 solid liquid Varied to achieve wash separation Wash water addition rate t/h ratio Overall wash efficiency 98 Hydroxide (e.g., NaOH) addition Stoichiometric rate per batch Hydroxide (e.g., NaOH) mol/L 1 Co, Ni, and/or concentration wt % 50 Mn Hydroxide Temperature Range 'c 40 - 60 Precipitation Pressure kPa Ambient Target pH pH
9.5 1Fr4AT _1:49621199.1 Date Recue/Date Received 2020-10-14 Residence Time min. 60 Solids in filtrate g/L <0.5 Co, Ni, and/or Filter cake discharge moisture %w/w 5%
Mn Hydroxide Wash ratio t/t solids 0.6 Solid-Liquid Varied to achieve wash Separation Wash water addition rate t/h ratio Overall wash efficiency 98%
t H2SO4 / t Sulfuric acid addition rate Stoichiometric +
excess feed Excess H2SO4 relative to 10%
stoichiometry Sodium sulfate concentration in g/100g 40-45 PLS water 43.2 Sodium Sulfate Solids in crystallizer slurry Crystallization %w/w 25%
discharge Operating pressure kPa 0.85 ¨ 1 Operating temperature C
Draft tube with Crystallizer type barometric leg Solids loss to centrate (% of 2%
feed solids) Centrifuge cake moisture %w/w 2%
content Sodium Sulfate Centrifuge wash ratio t/t cake solid 0.05 Solid-Liquid Separation, e.g. Number of wash stages 1 centrifugation Wash efficiency 95%
Varied to achieve wash Wash water addition rate t/h ratio Centrifuge type Peeler Varied to achieve Natural Gas addition rate t/h discharge temp.
Varied to target Combustion air addition rate t/h combustion gas 02 Oxygen content in off-gas %v/v 3 Varied to target off-gas Sodium Sulfate Dilution air addition rate t/h solids Drying Dryer discharge solids moisture %w/w 0 Drier type Flash drier Cooled product temperature C 40 Flash dryer discharge temperature Lithium sulphate concentration 200 g/L
in PLS 174 Soda ash addition rate Stoichiometric +
excess Crude Lithium 98.5%Soda ash purity % w/w Carbonate 98.5%
Precipitation 10%
Excess soda ash 25%
Temperature C
Solids in centrate g/L 0 TItilAY_1:49621199.1 Date Recue/Date Received 2020-10-14 Centrifuge cake solids content % w/w 87%
Centrifuge wash ratio t/t cake solid 1 Crude Lithium Number of wash stages 1 Carbonate Solid-Liquid Wash efficiency 90%
Separation, Temperature of centrifuge E.g. wash water centrifugation Varied to achieve wash Wash water addition rate t/h ratio Centrifuge type Peeler Varied to achieve Li Recycle liquor addition rate t/h concentration in digestion discharge Lithium concentration in g Li/L ¨6.8 Lithium digestion discharge Carbon dioxide makeup flow Varied based on utilization Carbonate t/h rate and stoichiometry Digestion Carbon dioxide solubility g/L water 0.9 Carbon dioxide utilization (overall) Digestion temperature C 35 Targeted trace impurities Calcium and magnesium Ca and Mg extraction efficiency <90%
Operating Temperature C <80 Target pH 3 ¨ 4.5 Example resin type Dow Amberlite Impurity Ion Resin description Macroporous cation Exchange (IX) Regenerant 1-2 N HCI
Regenerant addition rate .. Stoichiometric Reagent for conversion to Na+
1-2 N NaOH
form Reagent for conversion to Na+
Stoichiometric form addition rate Lithium carbonate g/100g 0.75 concentration in inlet liquor water Pure Lithium Carbon dioxide solubility g/L water 0.5 Carbonate Steam addition rate (direct Varied to achieve design Crystallization t/h steam injection) temperature Crystallization temperature C 95 Solids in centrate g/L 0 Centrifuge cake solids content % w/w 87%
Centrifuge wash ratio t/t cake solid 1 Number of wash stages 1 Pure Lithium Carbonate Wash efficiency 90%
Centrifugation Temperature of centrifuge wash water Varied to achieve wash Wash water addition rate t/h ratio Centrifuge type Peeler Varied to achieve Lithium Natural Gas addition rate t/h discharge temp.
Carbonate Varied to target Drying and Combustion air addition rate t/h combustion gas 02 Cooling Oxygen content in off-gas %v/v 3 TItilAY_1:49621199.1 Date Recue/Date Received 2020-10-14 Varied to target off-gas Dilution air addition rate t/h solids Dryer discharge solids moisture %w/w Drier type Flash drier Cooled product temperature C 40 Flash dryer discharge C 120 temperature

[00283] Table 13: Reaction chemistry for Phase 3 final product preparation of Process 2, per IDEAS process simulation Possible Standard Step Reaction Chemistry Category Extent of Electrode Reaction(1) Potential (V) 2Na-R-C41-17N104(s) + CuSO4 (aq) Targeted >95%
Cu(Na-R-C4H6N04-)2(ac) +
1--12SO4(aq) 2Na-R-C4H2N04(5) + CuSO4(44)4 Side 10%
Copper Ion Cu(R-C4H7N04 )2(4 + Na2SO4(44) Exchange Cu(R-C4H2N0412(a,)+ 2HCI (aq) 4 Cu2+(aq) + 2CI- (aq) + 2Na-R-C4H2N04 Regeneration 100%
(s) CU(R-C4H2N0412(aq) + 2NaOH (aq) 4 CU2*(aq) + 20H-00 + 2Na-R- Conditioning 100%
C4H2N 04(5) CUS04(aq) + 2HR(org) CUR2(org) Copper Solvent + H2SO4 lag) Extraction >95%
Extraction CUR2(org) H2SO4 (aq) 4 (Optional) Stripping >95%
CuSagao + 2H R(org) CU2+(aq) + 2e- 4 Cu)) Cathode 100% E = 0.34 Copper Electrowinning H200) 4 2E1*(4+ 1/202(g) + 2e- Anode 100%
E = -1.23 (e.g. emew ) Cu2+(aq) + H20 3 21-1-.(aq)+ 1/202(g) +
Overall 100% E = 0.89 Cu(s) CoSO4(aq) + 2Na0H(aq) 4 Targeted 100%
Co(OH)2 (5) + Na2SO4 (aq) Co, Ni, and/or NiSO4(aq) + 2Na0H(40 4 Targeted 100%
Mn Product, Ni(OH)2(,) + Na2SO4 (4O) e.g. Hydroxide M 604 lag) + 2Na0H(aq) Targeted 100%
Precipitation Mn(OH)2(s) + Na2SO4 04) Li2SO4 (aq) + 2Na0H(aq) 4 Side 0-5%
Li0H(aq)+ Na2SO4 (aq) Na2SO4 lag) + 10H20 Targeted 100%
Na2SO4=10H20 (s) Na2CO3 lag) + H2504 (aq) 4 Targeted 100%
Sodium Sulfate Na2SO4(aq) + H20 0) + CO2(g) Crystallization Li2CO3(aq) + H2504 (aq) 4 Targeted 100%
U250400+ H20 + CO2(g) Li2CO3 + H2504 (aq) 4 Targeted 100%
Li2SO4 tag) + H20 (i) + CO2(g) Sodium Sulfate Na2SO4.10H20 (s) Na2SO4 lag) Targeted 100%
Drying 10H20 (0 rFam_1:49621199.1 Date Recue/Date Received 2020-10-14 Na2SO4(aq) 4 Na2SO4 (s) Targeted 100%
H200) 4 H20(g) Targeted 100%
Lithium L12SO4 (aq) Na2CO3 (s) 4 Na2SO4 (aq) Carbonate Targeted 100%
+ Li2CO3 (0 Precipitation Lithium Li2CO3 (0 + H20 (I) + CO2 (g) 4 Carbonate Targeted 100%
2LIFIC03 (aq) Digestion R-CH2-NH-CH2-P03Na2 (0 + M2+(aq) 4 Targeted >95%
R-CH2-NH-CH2-P03M(aq) + 2Na+faqi R-CH2-NH-CH2-P03M(aq) + 2HCI (aq) Impurity Ion Regeneration 100%
M2*(aq) + 2C1-00+ R-CH2-NH-CH2-Exchange (IX) PO3H2(s) R-CH2-NH-CHrPO3H2 (0 + 2NaOH
(aq) 4 Conversion to 100%
R-CH2-NH-CHrPO3Na2 (0 + 2H20 Na* form Pure Lithium 2LiH CO3 (aq) Li2CO3 (s) + CO2 (g) +
Carbonate Targeted 100%
H20 0) Precipitation Lithium H200) 4 H20(g) Targeted 100%
Carbonate Na2SO4(aq) 4 Na2SO4 (s) Side 100%
Drying and Cooling Na2CO3 (aq) 4 Na2CO3 (s) Side 100%

[00284] Table 14: Mechanical design criteria for an embodiment of an apparatus/system for carrying out size reduction of battery materials under immersion conditions Step Parameter Unit Criteria Source/Comment Overall parameters Immersion Type Make-up water Per mini-piloting with dilute Ca(OH)2 program level Alternative Make-up water Per commercial-scale Immersion Type with dilute NaCI design Alternative An organic alkyl Per commercial-scale Immersion Type carbonate (e.g. design ethylene carbonate) Optional aqueous wt.% 0.083 Per mini-piloting hydrated lime program concentration Maximum C 100 Maximum temperature temperature for safe dismantling Liquid Addition m3 liquid/m3 feed 2 To ensure full Rate spent li-ion immersion of li-ion batteries batteries Wetted material of Austenitic stainless Materials compatible construction steel (e.g. 304 with feed Stainless Steel) Self-cleaning Conveyor type Self-cleaning chain Per commercial-scale conveyor conveyor design Large format size Shredder Type Quad Shaft Per commercial-scale reduction Shredder design JEGAT _1:49621199.1 Date Recue/Date Received 2020-10-14 Step Parameter Unit Criteria Source/Comment Rotation Speed rpm 10-20 Low rotation speed for initial mechanical separation Size of Output mm <400 Per commercial-scale Solids design Self-cleaning Conveyor type Self-cleaning chain Per commercial-scale conveyor conveyor design Coarse shredder Shredder Type Twin or quadruple Per mini-piloting shaft program Rotation Speed rpm 30-40 Per mini-piloting program and commercial-scale design Size of Output mm < 100 Per mini-piloting Solids program Optional ¨ Fine Shredder Type Twin or quadruple Per commercial-scale shredder shaft design Rotation Speed rpm 30-40 Size of Output mm > 40 to < 100 Solids Optional ¨ Dry Shredder Type Twin or quadruple Per commercial-scale shredder shaft design Rotation Speed rpm 30-40 Size of Output mm <40 Solids

[00285] The present application being thus described, it will be obvious that the same may be varied in many ways. Such variations are not to be regarded as a departure from the spirit and scope of the present application, and all such modifications as would be obvious to one skilled in the art are intended to be included within the scope of the following claims.

1Fr4AT _1:49621199.1 Date Recue/Date Received 2020-10-14

Claims

We claim:

1. An apparatus for carrying out size reduction of battery materials under immersion conditions, comprising:
a housing configured to hold an immersion liquid;
a first feed chute defining an opening therein for receiving battery materials of a first type into the housing;
a second feed chute defining an opening therein for receiving battery materials of a second type into the housing;
a first submergible comminuting device disposed within the housing to receive the battery materials of the first type from the first feed chute, wherein said first submergible comminuting device is configured to cause a size reduction of the battery materials of the first type to form a first reduced-size battery material; and a second submergible comminuting device disposed within the housing to receive the first reduced-size battery material from the first submergible comminuting device, wherein the second submergible comminuting device is configured to cause a further size reduction in the first reduced-size battery material to form a second reduced-size battery material;
and a delivering apparatus configured to deliver the battery materials of the second type from the second feed chute directly to the second submergible comminuting device, and wherein the second submergible comminuting device is configured to cause a size reduction in the battery materials of the second type.

2. The apparatus of claim 1, further comprising means for delivering the battery materials of the first type from the first feed chute to the first submergible comminuting device.

3. The apparatus of claim 1 or 2, further comprising a submergible conveyor for delivering the first reduced-size battery material from the first submergible comminuting device to the second submergible comminuting device.

4. The apparatus of claim 3, wherein the submergible conveyor is selected from a chain conveyor, a screw conveyer, or a belt conveyor.

5. The apparatus of claim 3, wherein the submergible conveyor is a chain conveyor.

6. The apparatus of any one of claims 1 to 5, wherein:

the first submergible comminuting device is selected from a multi-shaft shredder, a hammer mill, a jaw crusher, a cone crusher, and a roll crusher; and/or the second submergible comminuting device is selected from a multi-shaft shredder and a granulator.

7. The apparatus of any one of claims 1 to 5, wherein each of the first submergible comminuting device and the second submergible comminuting device is a multi-shaft shredder.

8. The apparatus of any one of claims 1 to 7, wherein the first submergible comminuting device is a quadruple-shaft shredder.

9. The apparatus of any one of claims 1 to 8, wherein the second submergible comminuting device is a dual-shaft shredder or a quadruple-shaft shredder.

10. The apparatus of any one of claims 1 to 9, wherein the battery materials of the first type are rechargeable lithium-ion batteries.

11. The apparatus of claim 1, wherein the battery materials of the first type and the battery materials of the second type are rechargeable lithium-ion batteries.

12. The apparatus of claim 11, wherein the battery materials of the second type are of a reduced size relative to the battery materials of the first type.

13. The apparatus of any one of claims 1 to 12, wherein the immersion liquid is basic and is at least electrically conductive whereby sparking caused by the size reduction of the battery materials of the first type is suppressed and heat generated by the size reduction of the battery materials of the first type is absorbed by the immersion liquid.

14. The apparatus of any one of claims 1 to 13, wherein the immersion liquid comprises at least one of sodium hydroxide and calcium hydroxide.

15. The apparatus of claim 14, wherein the immersion liquid reacts with hydrogen fluoride produced via a liberation of electrolyte materials from within the battery materials of the first type during the size reduction of the battery materials of the first type, whereby the evolution of hydrogen fluoride during the size reduction of the battery materials of the first type is inhibited.

16. A system for carrying out size reduction of battery materials under immersion conditions, comprisi ng:
(a) a first submergible comminuting device to receive battery materials of a first type, wherein the first submergible comminuting device causes a size reduction in the battery materials of the first type to form a first reduced-size battery material;
(b) a second submergible comminuting device to receive the first reduced-size battery material, wherein the second submergible comminuting device causes a further size reduction in the first reduced-size battery material to form a second reduced-size battery material;
(c) a second delivery system for delivering battery materials of a second type to the second submergible comminuting device, wherein the second submergible comminuting device causes a size reduction in the battery materials of the second type to form a comminuted material that is submerged in an immersion liquid and combines with the second reduced-size battery material; and (d) the immersion liquid in which each of the first submergible comminuting device, the second submergible comminuting device, the first reduced-size battery material, and the second reduced-size battery material are submerged.

17. The system of claim 16, further comprising a submergible conveyor for delivering the first reduced-size baftery material from the first submergible comminuting device to the second submergible comminuting device, wherein the submergible conveyor is submerged in the im mersion liquid.

18. The system of claim 17 wherein the submergible conveyor is a chain conveyor, a screw conveyer, or a belt conveyor.

19. The system of claim 17, wherein the submergible conveyor is a chain conveyor.

20. The system of any one of claims 16 to 19, further comprising a first delivery system for delivering the battery materials of the first type to the first submergible comminuting device.

21. The system of any one of claims 16 to 20, wherein each of the first submergible comminuting device and the second submergible comminuting device causes the size reduction or the further size reduction by compression or shearing.

22. The system of any one of claims 16 to 21, wherein:

the first submergible comminuting device is selected from a multi-shaft shredder, a hammer mill, a jaw crusher, a cone crusher, and a roll crusher; and/or the second submergible comminuting device is selected from a multi-shaft shredder, and a granulator.

23. The system of any one of claims 16 to 21, wherein each of the first submergible comminuting device and the second submergible comminuting device is a multi-shaft shredder.

24. The system of any one of claims 16 to 23, wherein the first submergible comminuting device is a quadruple-shaft shredder.

25. The system of any one of claims 16 to 24, wherein the second submergible comminuting device is a dual-shaft shredder or a quadruple-shaft shredder.

26. The system of any one of claims 16 to 25, wherein the battery materials of the first type are rechargeable lithium-ion batteries

27. The system of claim 16, wherein the battery materials of the first type and the baftery materials of the second type are rechargeable lithium-ion batteries.

28. The system of claims 16 or 27, wherein the battery materials of the second type are of a reduced size relative to the battery materials of the first type.

29. The system of any one of claims 16 to 28, wherein the immersion liquid is an aqueous solution.

30. The system of claim 29, wherein the aqueous solution comprises calcium hydroxide.

31. The system of claim 29, wherein the aqueous solution comprises a salt.

32. The system of claim 31, wherein the salt is selected from an alkali metal chloride, an alkaline earth metal chloride, and mixtures thereof.

33. The system of claim 31, wherein the salt is selected from sodium chloride, calcium chloride, and mixtures thereof.

34. The system of any one of claims 16 to 33, further comprising a third comminuting device to receive comminuted battery materials from the second submergible comminuting device, wherein the third comminuting device is optionally submergible in the immersion liquid and causes a size reduction of the comminuted battery materials received from the second submergible comminuting device.

35. The system of any one of claims 16 to 29, wherein the immersion liquid within the housing is at an operating temperature that is less than 70 degrees Celsius to inhibit chemical reactions between electrolyte materials from within the battery materials of the first type and the immersion liquid.

36. The system of any one of claims 16 to 34, wherein the immersion liquid is basic and is at least electrically conductive whereby sparking caused by the size reduction of the battery materials of the first type is suppressed and heat generated by the size reduction of the battery materials of the first type is absorbed by the immersion liquid.

37. The system of any one of daims 16 to 29, wherein the immersion liquid comprises at least one of sodium hydroxide and calcium hydroxide.

38. The system of claim 37, wherein the immersion liquid reacts with hydrogen fluoride produced via a liberation of electrolyte materials from within the battery materials of the first type during the size reduction of the battery materials of the first type, whereby the evolution of hydrogen fluoride during the size reduction of the battery materials of the first type is inhibited.

39. The system of claim 35, wherein the immersion liquid is basic and is at least electrically conductive whereby sparking caused by the size reduction of the battery materials of the first type is suppressed and heat generated by the size reduction of the battery materials of the first type is absorbed by the immersion liquid.

40. The system of claim 39, wherein the immersion liquid comprises at least one of sodium hydroxide and calcium hydroxide.

41. The system of claim 40, wherein the immersion liquid reacts with hydrogen fluoride produced via a liberation of the electrolyte materials from within the battery materials of the first type during the size reduction of the battery materials of the first type, whereby the evolution of hydrogen fluoride during the size reduction of the battery materials of the first type is inhibited.