WO2011137563A1 - High solvent content emulsions - Google Patents

High solvent content emulsions Download PDF

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Publication number
WO2011137563A1
WO2011137563A1 PCT/CN2010/000639 CN2010000639W WO2011137563A1 WO 2011137563 A1 WO2011137563 A1 WO 2011137563A1 CN 2010000639 W CN2010000639 W CN 2010000639W WO 2011137563 A1 WO2011137563 A1 WO 2011137563A1
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WO
WIPO (PCT)
Prior art keywords
emulsion
emulsion according
independently
end use
functionalized polymer
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Ceased
Application number
PCT/CN2010/000639
Other languages
French (fr)
Inventor
Qiqing Zhang
Ezat Khoshdel
Teanoosh Moaddel
Brian John Dobkowski
Weizheng Zhou
Su YUAN
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Hindustan Unilever Ltd
Unilever NV
Original Assignee
Hindustan Unilever Ltd
Unilever NV
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Hindustan Unilever Ltd, Unilever NV filed Critical Hindustan Unilever Ltd
Priority to PCT/CN2010/000639 priority Critical patent/WO2011137563A1/en
Priority to TW100115644A priority patent/TWI535457B/en
Priority to JP2013508357A priority patent/JP5905448B2/en
Priority to ARP110101551A priority patent/AR081370A1/en
Priority to EP11777085.9A priority patent/EP2566439B1/en
Priority to MX2012012984A priority patent/MX338243B/en
Priority to CN201180022938.8A priority patent/CN102869338B/en
Priority to PCT/CN2011/000787 priority patent/WO2011137664A1/en
Priority to ES11777085.9T priority patent/ES2627109T3/en
Priority to EA201291200A priority patent/EA029536B1/en
Priority to BR112012027371A priority patent/BR112012027371A2/en
Priority to US13/695,440 priority patent/US9539190B2/en
Priority to CA2797251A priority patent/CA2797251C/en
Priority to ES11719805.1T priority patent/ES2598507T3/en
Priority to CN201180023010.1A priority patent/CN102869335B/en
Priority to BR112012027145A priority patent/BR112012027145A2/en
Priority to US13/695,439 priority patent/US20130079419A1/en
Priority to MX2012012982A priority patent/MX2012012982A/en
Priority to PCT/EP2011/057333 priority patent/WO2011138445A1/en
Priority to CA2795899A priority patent/CA2795899C/en
Priority to EP11719805.1A priority patent/EP2566437B1/en
Publication of WO2011137563A1 publication Critical patent/WO2011137563A1/en
Anticipated expiration legal-status Critical
Ceased legal-status Critical Current

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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/30Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds
    • A61K8/33Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds containing oxygen
    • A61K8/36Carboxylic acids; Salts or anhydrides thereof
    • A61K8/365Hydroxycarboxylic acids; Ketocarboxylic acids
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/02Cosmetics or similar toiletry preparations characterised by special physical form
    • A61K8/04Dispersions; Emulsions
    • A61K8/06Emulsions
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/19Cosmetics or similar toiletry preparations characterised by the composition containing inorganic ingredients
    • A61K8/25Silicon; Compounds thereof
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/30Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds
    • A61K8/58Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds containing atoms other than carbon, hydrogen, halogen, oxygen, nitrogen, sulfur or phosphorus
    • A61K8/585Organosilicon compounds
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/84Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds obtained by reactions otherwise than those involving only carbon-carbon unsaturated bonds
    • A61K8/89Polysiloxanes
    • A61K8/891Polysiloxanes saturated, e.g. dimethicone, phenyl trimethicone, C24-C28 methicone or stearyl dimethicone
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/84Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds obtained by reactions otherwise than those involving only carbon-carbon unsaturated bonds
    • A61K8/89Polysiloxanes
    • A61K8/896Polysiloxanes containing atoms other than silicon, carbon, oxygen and hydrogen, e.g. dimethicone copolyol phosphate
    • A61K8/898Polysiloxanes containing atoms other than silicon, carbon, oxygen and hydrogen, e.g. dimethicone copolyol phosphate containing nitrogen, e.g. amodimethicone, trimethyl silyl amodimethicone or dimethicone propyl PG-betaine
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61QSPECIFIC USE OF COSMETICS OR SIMILAR TOILETRY PREPARATIONS
    • A61Q19/00Preparations for care of the skin
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K2800/00Properties of cosmetic compositions or active ingredients thereof or formulation aids used therein and process related aspects
    • A61K2800/40Chemical, physico-chemical or functional or structural properties of particular ingredients
    • A61K2800/41Particular ingredients further characterized by their size
    • A61K2800/412Microsized, i.e. having sizes between 0.1 and 100 microns
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K2800/00Properties of cosmetic compositions or active ingredients thereof or formulation aids used therein and process related aspects
    • A61K2800/40Chemical, physico-chemical or functional or structural properties of particular ingredients
    • A61K2800/59Mixtures
    • A61K2800/594Mixtures of polymers

Definitions

  • the present invention is directed to a high solvent content emulsion. More particularly, the present invention is directed to an emulsion comprising at least 20% by weight solvent, functionalized polymer and particle having an isoelectric point below the pH of the emulsion whereby the emulsion is suitable for use as a cosmetically acceptable vehicle that unexpectedly yields excellent sensory benefits.
  • Emulsions are typically defined to mean heterogeneous systems which have two immiscible liquids or phases. One liquid is in dispersed form while the other forms droplets within the dispersed liquids. Emulsions can be employed as carriers for actives, especially those targeted for application to skin.
  • emulsifiers it is customary to use emulsifiers in order to achieve permanent dispersion of one liquid in another. While emulsifiers are customarily used in vehicles for topical compositions, emulsifiers are linked to both allergic and non- allergic reactions of consumers using such compositions. Moreover, use of customary emulsifiers can result in formulations that do not deliver excellent sensory benefits, are difficult to apply, and are generally not environmentally friendly.
  • emulsions comprising a high solvent content, and preferably, emulsions that are substantially free of emulsifier or surfactant. Particularly, it is desirable to develop emulsions that deliver excellent sensory benefits and that do not have a negative impact on the environment.
  • This invention therefore, is directed to an emulsion comprising at least 20% by weight solvent.
  • the emulsion comprises a functionalized polymer and particle having an isoelectric point below the pH of the emulsion whereby the same delivers excellent sensory and active deliverability benefits when applied or used by a consumer even after being formulated substantially free of emulsifier or surfactant.
  • the present invention is directed to an emulsion
  • the present invention is directed to an end use composition comprising the emulsion of the first aspect of this invention.
  • the present invention is directed to a method for treating a condition by applying the composition of the second aspect of this invention.
  • High solvent content emulsion means an emulsion having at least 20% by weight solvent, the same suitable for use as a vehicle or carrier for an end use composition.
  • Particle having an isoelectric point below a pH of the emulsion means a particle within the emulsion suitable to complement hydrogen and/or ionic bonding tendencies of the functionalized polymer.
  • the particle has an isoelectric point under 11, and preferably, under 7.5.
  • End use composition means a composition ready for use by a consumer and comprising the emulsion of this invention whereby the high solvent content emulsion of this invention is preferably a high (water-in-oil) internal phase emulsion which is preferably prepared substantially free of surfactant.
  • Illustrative examples of the types of end use compositions that may comprise the high solvent content emulsion of this invention include leave-on skin lotions and creams, shampoos, hair conditioners, shower gels, toilet bars, antiperspirants, deodorants, shaving creams, depilatories, lipsticks, foundations, mascara, sunless tanners, and sunscreen lotions.
  • End use compositions made with the high solvent content emulsion of this invention may also include a product associated with oral, laundry or household care such as laundry detergents, fabric conditioners or hard surface cleaners.
  • the end use composition of this invention is applied to hair, skin or both, and most preferably skin, where skin is meant to include skin on the face, body and scalp.
  • Deliverability means suitable to carry an active to a surface like a body surface through topical application.
  • Active means a component typically delivered to a surface including a body surface of an animal or human, preferably human, in order to
  • Such an active can include, for example, a skin whitening or lightening ingredient like niacinamide as well as a hair conditioning agent and moisturizing agent like glycerine as well as those generally classified as silicon copolymers and quaternary ammonium salts.
  • Functionalized polymer suitable to hydrogen and/or ionically bond means a polymer able to non-covalently interact with particle in a donor and/or acceptor capacity. Substantially free of means less than 3%, and preferably, less than 1.5%, and most preferably 0.0% by weight, based on total weight of the emulsion. Excellent sensory benefits means yielding a silky sensation.
  • Comprising, as used herein, is meant to include consisting essentially of and consisting of. All ranges identified herein are meant to include, implicitly, all ranges subsumed therein if reference to the same is not explicitly made.
  • the type of particle that may be used in this invention can be employed in a composition suitable for use by consumers and is able to complement the hydrogen and/or ionic bonding capabilities of the functionalized polymer used herein.
  • Illustrative yet non- limiting examples of the type of particle that may be used in this invention include oxides of silicon, zinc, iron, cerium, zirconium, titanium or aluminum, as well as stearates of zinc, magnesium, or calcium, including any mixtures thereof or the like.
  • Still other particles suitable for use include metal silicates like calcium and/or magnesium silicate whereby the same may be used alone or in combination with any of the particles described herein.
  • particle used in this invention comprises at least 0.1% by weight silicon dioxide (i.e., silica), and preferably, at least 25% by weight silicon dioxide, and most preferably, at least 50% to 100% by weight silicon dioxide, based on total weight of particle in the emulsion and including all ranges subsumed therein.
  • the particle used is silica, especially pyrogenically produced silica comprising at least one of the following groups:
  • Such silicas are described in United States Patent No. 7,282,236 and made commercially available from suppliers like Evonik Degussa GmbH under the names Aerosil R812, R8128, R202, MS202 and R805. Silica of the octylsilane type and comprising the group represented by formula III is sold under the name Aerosil R805 and is especially preferred.
  • the high solvent content emulsion of the present invention often comprises from 0.25 to 45%, and preferably, from about 1 to 25%, and most preferably, from 1.5 to 15% by weight particle, based on total weight of the emulsion and including all ranges subsumed therein.
  • the particle used typically has a diameter of less than three microns, and preferably, less than two microns, and most preferably, from 10 nm to 1.5 microns, including all ranges subsumed therein.
  • the functionalized polymer suitable to hydrogen and/or ionically bond to the particle is limited only to the extent that the same may be used in an emulsion suitable for consumer use.
  • the polymer therefore, may have anionic, cationic or zwitterionic character.
  • Illustrative yet non-limiting examples of the type of polymer suitable for use in this invention includes polymers comprising primary, secondary, tertiary and/or quaternary amine groups which may either form part of the main polymer chain or be carried by a side or pendant groupcarried by the polymeric backbone.
  • polymers include quaternarized polysiloxanes, polymers of the quaternary polyamines, polyaminoamides, polyammonium type compounds, polyalkyleneimines like polyethyleneimine, polyvinylimidazoles or mixtures thereof.
  • polysiloxanes include polysiloxanes, polyalkylenes and polyesters functionalized with sulfoxonium, phosphonium, carboxylate, sulfonate and/or sulphate groups.
  • Groups comprising N + and COO ' are suitable for use when zwitterionic polymers are desired.
  • the functionalized polymers are of the amodimethicone type having the general formula:
  • each R is independently H, or a Cm alkyl
  • each R 1 is independently OR or a Ci -4 alkyl
  • each x is independently an integer from 1 to 4 and each y is greater than zero and independently an integer to yield a polymer having a molecular weight from 500 to 1 million, and preferably, from 750 to 25,000, and most preferably from 1,000 to 15,000.
  • Suitable functionalized polymers suitable for use include silicone cationic polymers represented by the formula:
  • Z is hydrogen, phenyl, OH or a Ci-Cio alkyl group
  • each a is independently an integer from 0 to 3;
  • b is an integer from 0 to 1;
  • n+m are integers whereby the sum of n+m ranges from 1 to 3,500, and preferably, from 10 to 160;
  • each R 2 is independently a monovalent radical of formula -C q H 2q L where each q is independently a number from 2 to 10 and L is a quaternized amine represented by one of the following groups:
  • each R 3 is independently hydrogen, phenyl, benzyl or a Ci to Ci 2 alkyl; and each A " is independently fluoride, chloride, bromide or iodide anion.
  • Still other functionalized polymers suitable for use include those having the formula:
  • each R 4 is independently a Ci to C 2 o alkyl or C 2 to C 20 alkenyl
  • R 5 is a divalent Ci-Cis group
  • r is an integer from 2 to 20;
  • s is an integer from 15 to 75.
  • the functionalized polymer to comprise trimethylsilylamodimethicone.
  • the functionalized polymers make up from 0.1 to 75%, and preferably, from 0.3 to 50%, and most preferably, from 0.75 to 20% by weight of the high solvent content emulsion, including all ranges subsumed therein.
  • the often most preferred functionalized polymer is amodimethicone represented by formula (IV) and made commercially available, for example, as ADM 656 by Wacker-Belsil ® and DC 8500 by Dow Corning.
  • the solvent suitable for use in this invention is one which may be used in an end use product targeted to provide a benefit to consumers and one which is preferably capable of hydrogen bonding.
  • Illustrative yet non-limiting examples of the types of solvent that may be used in this invention include water, Ci -6 alkanols or a mixture thereof.
  • the solvent used is at least 50% by weight water, and most preferably, water.
  • Solvent typically makes up from 20 to 85%, and preferably, from 30 to 75%, and most preferably, from 40 to 70% by weight of the high solvent content emulsion, including all ranges subsumed therein.
  • Oils and/or fatty acids may optionally be mixed with the functionalized polymer to make the desired emulsion.
  • the types of oils that may be used in the emulsion generation include cyclic siloxanes like D5, as well as alkyl substituted and unsubstituted dimethicones. Especially preferred are C26-C28 alkyl dimethicones, lauryl dimethicone, mixtures thereof or the like where the same are commercially available from suppliers like Wacker-Belsil.
  • Fatty acids preferred for use include C8-C20 fatty acids, especially caprylic or octanoic acid. When such oils or fatty acids are used in the
  • emulsion In generation of emulsion, they typically make up from 3 to 85%, and preferably, from 4 to 75%, and most preferably, from 4 to 65% by weight of the total weight of mixture of oil and/or fatty acid, and functionalized polymer in the emulsion, including all ranges subsumed therein.
  • End use compositions comprising the high solvent content emulsion of this invention may optionally comprise co-vehicles or carriers like emollients, fatty acids, fatty alcohols, thickeners or combinations thereof.
  • Emollient materials may serve as optional cosmetically acceptable co-carriers along with the high solvent content emulsion of this invention. These may be in the form of silicone oils, natural or synthetic esters and hydrocarbons. Amounts of the emollients when used in addition to the high solvent content emulsion of this invention may range anywhere from 0.0 to about 30%, preferably between 1 and 25% by weight of the end use composition.
  • Silicone oils may be divided into the volatile and nonvolatile variety.
  • volatile refers to those materials which have a measurable vapor pressure at ambient temperature.
  • Volatile silicone oils are preferably chosen from cyclic (cyclomethicone) or linear polydimethylsiloxanes containing from 3 to 9, preferably from 4 to 5, silicon atoms. DC245, made commercially available by Dow Corning, is often preferred.
  • Nonvolatile silicone oils useful as an emollient material include polyalkyl siloxanes, polyalkylaryl siloxanes and polyether siloxane copolymers.
  • the essentially nonvolatile polyalkyl siloxanes useful herein include, for example, polydimethylsiloxanes with viscosities of from about 5 x 10 "6 to 0.1 m 2 /s at 25°C.
  • the preferred nonvolatile emollients useful in the present end use composition are the polydimethyl siloxanes having viscosities from about 1 x 10 "5 to about 4 x 10 "4 m 2 /s at 25°C.
  • Nonvolatile silicones are emulsifying and non-emulsifying silicone elastomers. Representative of this category is Dimethicone/Vinyl Dimethicone Crosspolymer available as Dow Corning 9040 and Shin-Etsu KSG-18. Emulsifying silicone waxes such as Silwax WS-L (Dimethicone Copolyol Laurate) may also be useful. Other silicones suitable for use are blends sold as Dow Corning 9045.
  • ester emollients are: a) Alkyl esters of saturated fatty acids having 10 to 24 carbon atoms.
  • Ether-esters such as fatty acid esters of ethoxylated saturated fatty
  • Ethylene glycol mono- and di-fatty acid esters diethylene glycol mono- and di-fatty acid esters, polyethylene glycol (200-6000) mono- and di-fatty acid esters, propylene glycol mono- and di-fatty acid esters, polypropylene glycol 2000 monostearate, ethoxylated propylene glycol monostearate, glyceryl mono- and di-fatty acid esters, polyglycerol poly-fatty esters, ethoxylated glyceryl mono-stearate, 1,3-butylene glycol monostearate, 1,3-butylene glycol distearate, polyoxyethylene polyol fatty acid ester, sorbitan fatty acid esters, and polyoxyethylene sorbitan fatty acid esters are satisfactory polyhydric alcohol esters.
  • Particularly useful are pentaerythritol, trimethylolpropane and neopentyl glycol esters of C1-C30 alcohols.
  • Wax esters such as beeswax, spermaceti wax and tribehenin wax.
  • Sugar ester of fatty acids such as sucrose polybehenate and sucrose polycottonseedate.
  • Natural ester emollients principally are based upon mono-, di- and triglycerides.
  • Representative glycerides include sunflower seed oil, cottonseed oil, borage oil, borage seed oil, primrose oil, castor and hydrogenated castor oils, rice bran oil, soybean oil, olive oil, safflower oil, shea butter, jojoba oil and combinations thereof.
  • Animal derived emollients are represented by lanolin oil and lanolin derivatives. Amounts of the natural esters may optionally range from about 0.1 to about 20% by weight of the end use compositions.
  • Hydrocarbons can optionally be employed as acceptable co-carriers with the high solvent content emulsions of this invention and they include petrolatum, mineral oil, C11-C13 isoparaffins, polybutenes, and especially isohexadecane, available commercially as Permethyl 101A from Presperse Inc.
  • Fatty acids having up to 30 carbon atoms may also be employed as cosmetically acceptable co-carriers.
  • Illustrative of this category are pelargonic, lauric, myristic, palmitic, stearic, isostearic, oleic, linoleic, linolenic, hydroxystearic and behenic acids.
  • Fatty alcohols having from 10 to 30 carbon atoms are another useful category of cosmetically acceptable carrier.
  • Illustrative of this category are stearyl alcohol, lauryl alcohol, myristyl alcohol, oleyl alcohol and cetyl alcohol.
  • Thickeners can be utilized along with the high solvent content emulsion of this invention in the end use compositions according to the present invention.
  • Typical thickeners include crosslinked acrylates (e.g., Carbopol 982 ® and
  • Carbopol Ultrez 21 hydrophobically-modified acrylates (e.g. Carbopol 1382®), polyacrylamides (e.g. Sepigel 305®), acryloylmethylpropane sulfonic acid/salt polymers and copolymers (e.g. Aristoflex HMB® and AVC®), cellulosic derivatives and natural gums.
  • useful cellulosic derivatives are sodium carboxymethylcellulose, hydroxypropyl methocellulose, hydroxypropyl cellulose, hydroxyethyl cellulose, ethyl cellulose and hydroxymethyl cellulose.
  • Natural gums suitable for the present invention include guar, xanthan, sclerotium, carrageenan, pectin and combinations of these gums.
  • Inorganics may also be utilized as thickeners, particularly clays such as bentonites and hectorites, fumed silicas, talc, calcium carbonate and silicates such as magnesium aluminum silicate (Veegum®).
  • Amounts of the thickener may optionally range from 0.0001 to 10%, usually from 0.001 to 1%, optimally from 0.01 to 0.5% by weight of the end use composition.
  • Adjunct humectants may be employed in the end use compositions of the present invention. These are generally polyhydric alcohol-type materials.
  • Typical polyhydric alcohols include glycerol, propylene glycol, dipropylene glycol, polypropylene glycol, polyethylene glycol, sorbitol, hydroxypropyl sorbitol, hexylene glycol, 1,3-butylene glycol, isoprene glycol, 1,2,6-hexanetriol, ethoxylated glycerol, propoxylated glycerol and mixtures thereof.
  • the amount of adjunct humectant may range anywhere from 0.5 to 20%, preferably between 1 and 15% by weight of the end use composition.
  • compositions comprising the high solvent content emulsion of the present invention.
  • Total concentration of the surfactant when present may range from about 0.1 to about 20%, preferably from about 1 to about 15%, optimally from about 1 to about 10% by weight of the end use composition.
  • the surfactant may be selected from the group consisting of anionic, nonionic, cationic and amphoteric actives.
  • nonionic surfactants are those with a Cio-C 2 o fatty alcohol or acid hydrophobe condensed with from 2 to 100 moles of ethylene oxide or propylene oxide per mole of hydrophobe; C2-C10 alkyl phenols condensed with from 2 to 20 moles of alkylene oxide; mono- and di-fatty acid esters of ethylene glycol; fatty acid monoglyceride; sorbitan, mono- and di- Cs- C 2 o fatty acids; and polyoxyethylene sorbitan (e.g., Tweens, like Tween 20 and Tween 40) as well as combinations thereof.
  • Alkyl polyglycosides and saccharide fatty amides e.g.
  • Suitable anionic surfactants include soap, alkyl ether sulfates and sulfonates, alkyl sulfates and sulfonates, alkylbenzene sulfonates, alkyl and dialkyl sulfosuccinates, C8-C 2 o acyl isethionates, C 8 -C 20 alkyl ether phosphates, C 8 -C 20 sarcosinates, C 8 -C 2 o acyl lactylates, sulfoacetates and combinations thereof.
  • amphoteric surfactants include cocoamidopropyl betaine, Ci 2 -C 2 o trialkyl betaines, sodium lauroamphoacetate, and sodium laurodiamphoacetate.
  • Perfumes may optionally be used in the end use composition of this invention.
  • Illustrative non-limiting examples of the types of perfumes that may be used include those comprising terpenes and terpene derivatives like those described in Bauer, K., et al., Common Fragrance and Flavor Materials. VCH Publishers (1990).
  • the amount of fragrance employed in the end use composition of this invention is in the range from 0.0% to 10%, more preferably, 0.00001% to 5 wt %, most preferably, 0.0001% to 2%.
  • Sunscreen agents may optionally be included in end use compositions of the present invention. Particularly preferred are such materials as ethylhexyl p- methoxycinnamate, available as Parsol MCX®, Avobenzene, available as Parsol 1789® and benzophenone-3, also known as Oxybenzone.
  • Inorganic sunscreen actives may be employed such as microfine titanium dioxide and zinc oxide. Amounts of the sunscreen agents when present may generally range from 0.0 to 20%, preferably from 0.1 to 12%, optimally from 2 to 8% by weight of the end use composition.
  • the end use composition comprising the high solvent content emulsion is an antiperspirant or deodorant composition
  • the same may comprise astringent actives.
  • astringent actives include aluminum chlorohydrate, aluminum chlorhydrex, aluminum-zirconium chlorhydrex glycine, aluminum sulfate, zinc sulfate, zirconium and aluminum chlorohydroglycinate, zirconium hydroxychloride, zirconium and aluminum lactate, zinc phenolsulfonate and combinations thereof.
  • Amounts of the astringents may range anywhere from about 0.5 to about 12% by weight of the end use composition.
  • Typical anti-caries actives include sodium fluoride, stannous fluoride and sodium monofluoro phosphate. Amounts of these materials will be determined by the amount of fluoride releasable which should range between about 500 to about 8800 ppm of the composition.
  • Other components of dentifrices can include desensitizing agents such as potassium nitrate and strontium nitrate, sweeteners such as sodium saccharine, aspartame, sucralose, and potassium acesulfam.
  • Preservatives can desirably be incorporated into the end use compositions of this invention to protect against the growth of potentially harmful
  • Particularly preferred preservatives are phenoxyethanol, methyl paraben, propyl paraben, imidazolidinyl urea, dimethyloldimethylhydantoin, ethylenediaminetetraacetic acid salts (EDTA), sodium dehydroacetate,
  • the preservatives should be selected having regard for the use of the composition and possible incompatibilities between the preservatives and other ingredients. Preservatives are optionally employed in amounts ranging from 0.01% to 2% by weight of the end use composition.
  • End use compositions of the present invention may include vitamins.
  • Vitamin A retinol
  • Vitamin B2 Vitamin Be
  • Vitamin C Vitamin E
  • Folic Acid Derivatives of the vitamins may also be employed.
  • Vitamin C derivatives include ascorbyl tetraisopalmitate, magnesium ascorbyl phosphate and ascorbyl glycoside.
  • Derivatives of Vitamin E include tocopheryl acetate, tocopheryl palmitate and tocopheryl linoleate.
  • DL- panthenol and derivatives may also be employed.
  • Total amount of vitamins when present in the end use compositions according to the present invention may range from 0.001 to 10%, preferably from 0.01% to 1%, optimally from 0.1 to 0.5% by weight of the end use composition.
  • Another type of useful substance for optional use is that of an enzyme such as amylases, oxidases, proteases, lipases and combinations. Particularly preferred is superoxide dismutase, commercially available as Biocell SOD from the Brooks Company, USA. Still other optional additives suitable for use include sunless tanning agents like dihydroxyacetone, antioxidants like lycopene as well as the skin benefit agents like conjugated linoleic acid, and/or petroselinic acid. Even other optional additives include pH modifiers like HCI and NaOH as well as microspheres to scatter light like those made available by Kobo as, for example, MSP-825 and CL-2080.
  • an enzyme such as amylases, oxidases, proteases, lipases and combinations. Particularly preferred is superoxide dismutase, commercially available as Biocell SOD from the Brooks Company, USA.
  • Still other optional additives suitable for use include sunless tanning agents like dihydroxyacetone, antioxidants like lycopene as well
  • Skin lightening compounds may optionally be included in the end use compositions of the invention.
  • Illustrative substances are placental extract, lactic acid, vitamin B3 (niacinamide), arbutin, kojic acid, ferulic acid, resorcinol and derivatives including 4-substituted resorcinols and combinations thereof.
  • compositions of this invention may optionally be included in compositions of this invention.
  • the extracts may either be water soluble or water-insoluble carried in a solvent which respectively is hydrophilic or hydrophobic. Water and ethanol are the preferred extract solvents.
  • Illustrative extracts include those from green tea, yarrow, chamomile, licorice, aloe vera, grape seed, citrus unshui, willow bark, sage, thyme and rosemary.
  • lipoic acid retinoxytrimethylsilane (available from Clariant Corp. under the Silcare 1M-75 trademark)
  • Silcare 1M-75 trademark retinoxytrimethylsilane
  • DHEA dehydroepiandrosterone
  • Colorants, opacifiers and abrasives may optionally be included in the end use compositions of the present invention. Each of these substances may range from about 0.05 to about 5%, preferably between 0.1 and 3% by weight of the composition. Colorant often preferred is carbon black.
  • Especially preferred but optional additives suitable for use in this invention include quaternary ammonium compounds such as 1,2-dihydroxypropyl trimonium chloride as well as derivatives thereof and moisturizing agents such as substituted ureas like hydroxymethyl urea, hydroxyethyl urea, hydroxypropyl urea; bis(hydroxymethyl) urea; bis(hydroxyethyl) urea; bis(hydroxypropyl) urea; ⁇ , ⁇ '-dihydroxymethyl urea; N,N'-di-hydroxyethyl urea; N,N'-di-hydroxypropyl urea; ⁇ , ⁇ , ⁇ '-tri-hydroxyethyl urea; tetra(hydroxymethyl) urea;
  • quaternary ammonium compounds such as 1,2-dihydroxypropyl trimonium chloride as well as derivatives thereof and moisturizing agents such as substituted ureas like hydroxymethyl urea, hydroxyethyl urea
  • hydroxypropyl appears, the meaning is generic for either 3-hydroxy-n-propyl, 2- hydroxy-n-propyl, 3-hydroxy-i-propyl or 2-hydroxy-i-propyl radicals. Most preferred is hydroxyethyl urea. The latter is available as a 50% aqueous liquid from the National Starch & Chemical Division of ICI under the trademark
  • Amounts of optional quaternary ammonium compound and/or substituted urea, when used, in the end use composition of this invention range from about 0.01 to about 20%, and preferably, from about 0.5 to about 15%, and most preferably, from about 2 to about 10% based on total weight of the end use composition and including all ranges subsumed therein.
  • the end use composition of this invention comprises at least 50% by weight of high solvent content emulsion, and most preferably, 60 to 95% by weight of the emulsion.
  • the same is expected to display excellent active deliverability.
  • the emulsion of this invention is suitable to retain high amounts of water and displays a diffusion coefficient of water of less than 1.5 x 10 '9 m/s, and preferably, less than 1.0 x 10 "10 m/s, and most preferably, less than 9 x 10 "11 m/s.
  • a wide variety of packaging including biodegradable packaging, can be employed to store and deliver the end use compositions. Packaging is often dependent upon the type of personal care end-use.
  • leave-on skin lotions and creams, shampoos, conditioners and shower gels generally employ plastic containers with an opening at a dispensing end covered by a closure.
  • Typical closures are screw-caps, non-aerosol pumps and flip-top hinged lids.
  • Packaging for antiperspirants, deodorants and depilatories may involve a container with a roll-on ball on a dispensing end.
  • these types of personal care products may be delivered in a stick composition formulation in a container with propel-repel mechanism where the stick moves on a platform towards a dispensing orifice.
  • Metallic cans pressurized by a propellant and having a spray nozzle serve as packaging for antiperspirants, shave creams and other personal care products.
  • Toilette bars may have packaging constituted by a cellulosic or plastic wrapper or within a cardboard box or even encompassed by a shrink wrap plastic film.
  • compositions of the present invention may be in a variety of forms. These forms may also include mousses, aerosol and non- aerosol sprays and fabric (e.g. nonwoven textile)-applied formulations.
  • Neobee CLA80 Conjugated Linoleic Acid - Stepan Company
  • Samples made in this experiment were assessed for appearance and stability. Samples 1-19 displayed an excellent and uniform white appearance. The same samples displayed no syneresis after preparation. Samples 20-23 were not made consistent with this invention. Samples 20-23were not stable and resulted in phase separation almost immediately after mixing. Moreover, Coherent anti-Stokes Raman Scattering Spectroscopy revealed that the samples made according to this invention in this experiment were in fact water-in-oil emulsions.
  • Example 2 The following were assed for water diffusion rates.
  • Samples 28-31 correspond to samples 1, 2, 4 and 5 of Example 1, respectively.
  • Water diffusion for samples 28-31 shows multiple water diffusion rates observed. Such rates are significantly lower than those observed for conventional Pickering emulsions. The lower water diffusion rates are an indication that the compositions made according to this invention can comprise high water content.
  • Water-in-oil and oil-in-water compositions consistent with this invention were made by mixing the ingredients identified below.
  • compositions similar to the water-in-oil composition described above were made except that no particle was used in one set of compositions and no functionalized polymer was used in a second set of compositions. Water was used to make up the balance.
  • the compositions made inconsistent with the compositions of this invention resulted in poor silky sensory characteristics.
  • compositions similar to the ones made according to this invention were made with traditional surfactant (e.g., Tween 40, 2% by weight or PEG-10 Dimethicone [KF6017 by Shin Etsu]) in lieu of particle and functionalized polymer. Water was used to make up the balance.
  • traditional surfactant e.g., Tween 40, 2% by weight or PEG-10 Dimethicone [KF6017 by Shin Etsu]
  • Water was used to make up the balance.
  • the compositions made consistent with this invention had silky sensory characteristics, surprisingly, at least as good as those compositions made with traditional surfactant.
  • compositions were prepared by mixing the ingredients below.
  • centistokes taken at 25°C.
  • compositions made according to this invention may, optionally, be formulated with surfactant.
  • panelists concluded that the compositions made according to this example had excellent silky sensory attributes.

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Abstract

A high solvent content emulsion having solvent, functionalized polymer and particle having an isoelectric point below the pH of the emulsion is described. The emulsion yields excellent sensory and deliverability benefits and is suitable for use as a carrier for consumer-based end use compositions.

Description

HIGH SOLVENT CONTENT EMULSIONS
FIELD OF THE INVENTION
The present invention is directed to a high solvent content emulsion. More particularly, the present invention is directed to an emulsion comprising at least 20% by weight solvent, functionalized polymer and particle having an isoelectric point below the pH of the emulsion whereby the emulsion is suitable for use as a cosmetically acceptable vehicle that unexpectedly yields excellent sensory benefits.
BACKGROUND OF THE INVENTION
Emulsions are typically defined to mean heterogeneous systems which have two immiscible liquids or phases. One liquid is in dispersed form while the other forms droplets within the dispersed liquids. Emulsions can be employed as carriers for actives, especially those targeted for application to skin.
It is customary to use emulsifiers in order to achieve permanent dispersion of one liquid in another. While emulsifiers are customarily used in vehicles for topical compositions, emulsifiers are linked to both allergic and non- allergic reactions of consumers using such compositions. Moreover, use of customary emulsifiers can result in formulations that do not deliver excellent sensory benefits, are difficult to apply, and are generally not environmentally friendly.
Attempts at avoiding the need for traditional emulsifiers have been made. These attempts require the use of micro fine particles (like inorganic pigment) to produce what is known as a Pickering emulsion. Such emulsions are, however, known for their low water content and are not characteristically known to deliver excellent sensory and deliverability characteristics.
It is of increasing interest to develop emulsions comprising a high solvent content, and preferably, emulsions that are substantially free of emulsifier or surfactant. Particularly, it is desirable to develop emulsions that deliver excellent sensory benefits and that do not have a negative impact on the environment. This invention, therefore, is directed to an emulsion comprising at least 20% by weight solvent. The emulsion comprises a functionalized polymer and particle having an isoelectric point below the pH of the emulsion whereby the same delivers excellent sensory and active deliverability benefits when applied or used by a consumer even after being formulated substantially free of emulsifier or surfactant.
ADDITIONAL INFORMATION
Efforts have been disclosed for making emulsions. In U.S. Patent Nos. 6,379,680, 6,767,547 and 6,838,088, Pickering emulsions are described.
Still other efforts have been disclosed for making emulsions. In U.S. Patent No. 5,910,467, solids-stabilized emulsions are described.
Even other efforts have been disclosed for making emulsions. In U.S. Patent No. 6,710,092, emulsions stabilized with polymer resin precursors are described. None of the additional information above describes an emulsion
comprising at least 20% by weight solvent, functionalized polymer and particles having an isoelectric point below the pH of the emulsion.
SUMMARY OF THE INVENTION
In a first aspect, the present invention is directed to an emulsion
comprising:
(a) particle having an isoelectric point below a pH of the emulsion;
(b) functionalized polymer suitable to hydrogen and/or ionically bond to the particle; and
(c) solvent.
In a second aspect, the present invention is directed to an end use composition comprising the emulsion of the first aspect of this invention.
In a third aspect, the present invention is directed to a method for treating a condition by applying the composition of the second aspect of this invention.
All other aspects of the present invention will more readily become apparent upon considering the detailed description and examples which follow.
High solvent content emulsion, as used herein, means an emulsion having at least 20% by weight solvent, the same suitable for use as a vehicle or carrier for an end use composition. Particle having an isoelectric point below a pH of the emulsion means a particle within the emulsion suitable to complement hydrogen and/or ionic bonding tendencies of the functionalized polymer.
Typically, the particle has an isoelectric point under 11, and preferably, under 7.5. End use composition means a composition ready for use by a consumer and comprising the emulsion of this invention whereby the high solvent content emulsion of this invention is preferably a high (water-in-oil) internal phase emulsion which is preferably prepared substantially free of surfactant.
Illustrative examples of the types of end use compositions that may comprise the high solvent content emulsion of this invention include leave-on skin lotions and creams, shampoos, hair conditioners, shower gels, toilet bars, antiperspirants, deodorants, shaving creams, depilatories, lipsticks, foundations, mascara, sunless tanners, and sunscreen lotions. End use compositions made with the high solvent content emulsion of this invention may also include a product associated with oral, laundry or household care such as laundry detergents, fabric conditioners or hard surface cleaners. In a preferred embodiment, however, the end use composition of this invention is applied to hair, skin or both, and most preferably skin, where skin is meant to include skin on the face, body and scalp. Deliverability means suitable to carry an active to a surface like a body surface through topical application.
Active means a component typically delivered to a surface including a body surface of an animal or human, preferably human, in order to
enhance/improve a characteristic (e.g., appearance, cleanliness, odor) of the surface. Such an active can include, for example, a skin whitening or lightening ingredient like niacinamide as well as a hair conditioning agent and moisturizing agent like glycerine as well as those generally classified as silicon copolymers and quaternary ammonium salts. Functionalized polymer suitable to hydrogen and/or ionically bond means a polymer able to non-covalently interact with particle in a donor and/or acceptor capacity. Substantially free of means less than 3%, and preferably, less than 1.5%, and most preferably 0.0% by weight, based on total weight of the emulsion. Excellent sensory benefits means yielding a silky sensation. Comprising, as used herein, is meant to include consisting essentially of and consisting of. All ranges identified herein are meant to include, implicitly, all ranges subsumed therein if reference to the same is not explicitly made.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The only limitations with respect to the type of particle that may be used in this invention is that the same can be employed in a composition suitable for use by consumers and is able to complement the hydrogen and/or ionic bonding capabilities of the functionalized polymer used herein. Illustrative yet non- limiting examples of the type of particle that may be used in this invention include oxides of silicon, zinc, iron, cerium, zirconium, titanium or aluminum, as well as stearates of zinc, magnesium, or calcium, including any mixtures thereof or the like. Still other particles suitable for use include metal silicates like calcium and/or magnesium silicate whereby the same may be used alone or in combination with any of the particles described herein.
In a preferred embodiment, particle used in this invention comprises at least 0.1% by weight silicon dioxide (i.e., silica), and preferably, at least 25% by weight silicon dioxide, and most preferably, at least 50% to 100% by weight silicon dioxide, based on total weight of particle in the emulsion and including all ranges subsumed therein. In an often preferred embodiment, the particle used is silica, especially pyrogenically produced silica comprising at least one of the following groups:
- O - Si (CH3)s (I)
Figure imgf000007_0001
or
O— Si C 8 H 17 (III)
O
Such silicas are described in United States Patent No. 7,282,236 and made commercially available from suppliers like Evonik Degussa GmbH under the names Aerosil R812, R8128, R202, MS202 and R805. Silica of the octylsilane type and comprising the group represented by formula III is sold under the name Aerosil R805 and is especially preferred.
The high solvent content emulsion of the present invention often comprises from 0.25 to 45%, and preferably, from about 1 to 25%, and most preferably, from 1.5 to 15% by weight particle, based on total weight of the emulsion and including all ranges subsumed therein.
The particle used typically has a diameter of less than three microns, and preferably, less than two microns, and most preferably, from 10 nm to 1.5 microns, including all ranges subsumed therein.
The functionalized polymer suitable to hydrogen and/or ionically bond to the particle is limited only to the extent that the same may be used in an emulsion suitable for consumer use. The polymer, therefore, may have anionic, cationic or zwitterionic character. Illustrative yet non-limiting examples of the type of polymer suitable for use in this invention includes polymers comprising primary, secondary, tertiary and/or quaternary amine groups which may either form part of the main polymer chain or be carried by a side or pendant groupcarried by the polymeric backbone. Among such polymers are quaternarized polysiloxanes, polymers of the quaternary polyamines, polyaminoamides, polyammonium type compounds, polyalkyleneimines like polyethyleneimine, polyvinylimidazoles or mixtures thereof.
Other functionalized polymers suitable for use include polysiloxanes, polyalkylenes and polyesters functionalized with sulfoxonium, phosphonium, carboxylate, sulfonate and/or sulphate groups. Groups comprising N+ and COO' are suitable for use when zwitterionic polymers are desired.
In a preferred embodiment, however, the functionalized polymers are of the amodimethicone type having the general formula:
Figure imgf000008_0001
where:
each R is independently H, or a Cm alkyl;
each R1 is independently OR or a Ci-4 alkyl; and
each x is independently an integer from 1 to 4 and each y is greater than zero and independently an integer to yield a polymer having a molecular weight from 500 to 1 million, and preferably, from 750 to 25,000, and most preferably from 1,000 to 15,000.
Other suitable functionalized polymers suitable for use include silicone cationic polymers represented by the formula:
R2 aZ3-a-Si(OSiZ2)n-(OSiZbR2 2-b)m-O-SiZ3-a-R2a (V) where:
Z is hydrogen, phenyl, OH or a Ci-Cio alkyl group;
each a is independently an integer from 0 to 3;
b is an integer from 0 to 1; and
m and n are integers whereby the sum of n+m ranges from 1 to 3,500, and preferably, from 10 to 160;
each R2 is independently a monovalent radical of formula -CqH2qL where each q is independently a number from 2 to 10 and L is a quaternized amine represented by one of the following groups:
-NR3-CH2-CH2-N(R3)2
-N(R3)2
-N®(R3)3A-
-N(R3)-CH2-CH2-N+R3(H)2A', where:
each R3 is independently hydrogen, phenyl, benzyl or a Ci to Ci2 alkyl; and each A" is independently fluoride, chloride, bromide or iodide anion.
Still other functionalized polymers suitable for use include those having the formula:
Figure imgf000010_0001
where:
each R4 is independently a Ci to C2o alkyl or C2 to C20 alkenyl;
R5 is a divalent Ci-Cis group;
A" is as previously defined;
r is an integer from 2 to 20; and
s is an integer from 15 to 75.
It is also within the scope of this invention for the functionalized polymer to comprise trimethylsilylamodimethicone.
Such polymers are described, for example, in U.S. Patent No. 4,185,087. Typically, the functionalized polymers make up from 0.1 to 75%, and preferably, from 0.3 to 50%, and most preferably, from 0.75 to 20% by weight of the high solvent content emulsion, including all ranges subsumed therein. The often most preferred functionalized polymer is amodimethicone represented by formula (IV) and made commercially available, for example, as ADM 656 by Wacker-Belsil® and DC 8500 by Dow Corning. The solvent suitable for use in this invention is one which may be used in an end use product targeted to provide a benefit to consumers and one which is preferably capable of hydrogen bonding. Illustrative yet non-limiting examples of the types of solvent that may be used in this invention include water, Ci-6 alkanols or a mixture thereof. In a preferred embodiment, the solvent used is at least 50% by weight water, and most preferably, water.
Solvent typically makes up from 20 to 85%, and preferably, from 30 to 75%, and most preferably, from 40 to 70% by weight of the high solvent content emulsion, including all ranges subsumed therein.
Oils and/or fatty acids may optionally be mixed with the functionalized polymer to make the desired emulsion. Illustrative yet non-limiting examples of the types of oils that may be used in the emulsion generation include cyclic siloxanes like D5, as well as alkyl substituted and unsubstituted dimethicones. Especially preferred are C26-C28 alkyl dimethicones, lauryl dimethicone, mixtures thereof or the like where the same are commercially available from suppliers like Wacker-Belsil. Fatty acids preferred for use include C8-C20 fatty acids, especially caprylic or octanoic acid. When such oils or fatty acids are used in the
generation of emulsion, they typically make up from 3 to 85%, and preferably, from 4 to 75%, and most preferably, from 4 to 65% by weight of the total weight of mixture of oil and/or fatty acid, and functionalized polymer in the emulsion, including all ranges subsumed therein.
End use compositions comprising the high solvent content emulsion of this invention may optionally comprise co-vehicles or carriers like emollients, fatty acids, fatty alcohols, thickeners or combinations thereof.
Emollient materials may serve as optional cosmetically acceptable co-carriers along with the high solvent content emulsion of this invention. These may be in the form of silicone oils, natural or synthetic esters and hydrocarbons. Amounts of the emollients when used in addition to the high solvent content emulsion of this invention may range anywhere from 0.0 to about 30%, preferably between 1 and 25% by weight of the end use composition.
Silicone oils may be divided into the volatile and nonvolatile variety. The term "volatile" as used herein refers to those materials which have a measurable vapor pressure at ambient temperature. Volatile silicone oils are preferably chosen from cyclic (cyclomethicone) or linear polydimethylsiloxanes containing from 3 to 9, preferably from 4 to 5, silicon atoms. DC245, made commercially available by Dow Corning, is often preferred.
Nonvolatile silicone oils useful as an emollient material include polyalkyl siloxanes, polyalkylaryl siloxanes and polyether siloxane copolymers. The essentially nonvolatile polyalkyl siloxanes useful herein include, for example, polydimethylsiloxanes with viscosities of from about 5 x 10"6 to 0.1 m2/s at 25°C. Among the preferred nonvolatile emollients useful in the present end use composition are the polydimethyl siloxanes having viscosities from about 1 x 10"5 to about 4 x 10"4 m2/s at 25°C.
Another class of nonvolatile silicones are emulsifying and non-emulsifying silicone elastomers. Representative of this category is Dimethicone/Vinyl Dimethicone Crosspolymer available as Dow Corning 9040 and Shin-Etsu KSG-18. Emulsifying silicone waxes such as Silwax WS-L (Dimethicone Copolyol Laurate) may also be useful. Other silicones suitable for use are blends sold as Dow Corning 9045.
Among the ester emollients are: a) Alkyl esters of saturated fatty acids having 10 to 24 carbon atoms.
Examples thereof include behenyl neopentanoate, isononyl isonanonoate, isopropyl myristate, isopropyl palmitate and octyl stearate. b) Ether-esters such as fatty acid esters of ethoxylated saturated fatty
alcohols. c) Polyhydric alcohol esters. Ethylene glycol mono- and di-fatty acid esters, diethylene glycol mono- and di-fatty acid esters, polyethylene glycol (200-6000) mono- and di-fatty acid esters, propylene glycol mono- and di-fatty acid esters, polypropylene glycol 2000 monostearate, ethoxylated propylene glycol monostearate, glyceryl mono- and di-fatty acid esters, polyglycerol poly-fatty esters, ethoxylated glyceryl mono-stearate, 1,3-butylene glycol monostearate, 1,3-butylene glycol distearate, polyoxyethylene polyol fatty acid ester, sorbitan fatty acid esters, and polyoxyethylene sorbitan fatty acid esters are satisfactory polyhydric alcohol esters. Particularly useful are pentaerythritol, trimethylolpropane and neopentyl glycol esters of C1-C30 alcohols. d) Wax esters such as beeswax, spermaceti wax and tribehenin wax. e) Sugar ester of fatty acids such as sucrose polybehenate and sucrose polycottonseedate.
Natural ester emollients principally are based upon mono-, di- and triglycerides. Representative glycerides include sunflower seed oil, cottonseed oil, borage oil, borage seed oil, primrose oil, castor and hydrogenated castor oils, rice bran oil, soybean oil, olive oil, safflower oil, shea butter, jojoba oil and combinations thereof. Animal derived emollients are represented by lanolin oil and lanolin derivatives. Amounts of the natural esters may optionally range from about 0.1 to about 20% by weight of the end use compositions.
Hydrocarbons can optionally be employed as acceptable co-carriers with the high solvent content emulsions of this invention and they include petrolatum, mineral oil, C11-C13 isoparaffins, polybutenes, and especially isohexadecane, available commercially as Permethyl 101A from Presperse Inc.
Fatty acids having up to 30 carbon atoms may also be employed as cosmetically acceptable co-carriers. Illustrative of this category are pelargonic, lauric, myristic, palmitic, stearic, isostearic, oleic, linoleic, linolenic, hydroxystearic and behenic acids.
Fatty alcohols having from 10 to 30 carbon atoms are another useful category of cosmetically acceptable carrier. Illustrative of this category are stearyl alcohol, lauryl alcohol, myristyl alcohol, oleyl alcohol and cetyl alcohol.
Thickeners can be utilized along with the high solvent content emulsion of this invention in the end use compositions according to the present invention. Typical thickeners include crosslinked acrylates (e.g., Carbopol 982® and
Carbopol Ultrez 21), hydrophobically-modified acrylates (e.g. Carbopol 1382®), polyacrylamides (e.g. Sepigel 305®), acryloylmethylpropane sulfonic acid/salt polymers and copolymers (e.g. Aristoflex HMB® and AVC®), cellulosic derivatives and natural gums. Among useful cellulosic derivatives are sodium carboxymethylcellulose, hydroxypropyl methocellulose, hydroxypropyl cellulose, hydroxyethyl cellulose, ethyl cellulose and hydroxymethyl cellulose. Natural gums suitable for the present invention include guar, xanthan, sclerotium, carrageenan, pectin and combinations of these gums. Inorganics may also be utilized as thickeners, particularly clays such as bentonites and hectorites, fumed silicas, talc, calcium carbonate and silicates such as magnesium aluminum silicate (Veegum®). Amounts of the thickener may optionally range from 0.0001 to 10%, usually from 0.001 to 1%, optimally from 0.01 to 0.5% by weight of the end use composition.
Adjunct humectants may be employed in the end use compositions of the present invention. These are generally polyhydric alcohol-type materials.
Typical polyhydric alcohols include glycerol, propylene glycol, dipropylene glycol, polypropylene glycol, polyethylene glycol, sorbitol, hydroxypropyl sorbitol, hexylene glycol, 1,3-butylene glycol, isoprene glycol, 1,2,6-hexanetriol, ethoxylated glycerol, propoxylated glycerol and mixtures thereof. If used, the amount of adjunct humectant may range anywhere from 0.5 to 20%, preferably between 1 and 15% by weight of the end use composition.
Surfactants, while not required or desired to prepare or make the high solvent content emulsion of this invention, may be present in end use
compositions comprising the high solvent content emulsion of the present invention. Total concentration of the surfactant when present may range from about 0.1 to about 20%, preferably from about 1 to about 15%, optimally from about 1 to about 10% by weight of the end use composition. The surfactant may be selected from the group consisting of anionic, nonionic, cationic and amphoteric actives. Particularly preferred nonionic surfactants are those with a Cio-C2o fatty alcohol or acid hydrophobe condensed with from 2 to 100 moles of ethylene oxide or propylene oxide per mole of hydrophobe; C2-C10 alkyl phenols condensed with from 2 to 20 moles of alkylene oxide; mono- and di-fatty acid esters of ethylene glycol; fatty acid monoglyceride; sorbitan, mono- and di- Cs- C2o fatty acids; and polyoxyethylene sorbitan (e.g., Tweens, like Tween 20 and Tween 40) as well as combinations thereof. Alkyl polyglycosides and saccharide fatty amides (e.g. methyl gluconamides) and trialkylamine oxides are also suitable nonionic surfactants. Suitable anionic surfactants include soap, alkyl ether sulfates and sulfonates, alkyl sulfates and sulfonates, alkylbenzene sulfonates, alkyl and dialkyl sulfosuccinates, C8-C2o acyl isethionates, C8-C20 alkyl ether phosphates, C8-C20 sarcosinates, C8-C2o acyl lactylates, sulfoacetates and combinations thereof.
Useful amphoteric surfactants include cocoamidopropyl betaine, Ci2-C2o trialkyl betaines, sodium lauroamphoacetate, and sodium laurodiamphoacetate.
Perfumes may optionally be used in the end use composition of this invention. Illustrative non-limiting examples of the types of perfumes that may be used include those comprising terpenes and terpene derivatives like those described in Bauer, K., et al., Common Fragrance and Flavor Materials. VCH Publishers (1990).
Illustrative yet non-limiting examples of the types of fragrances that may be used in the end use compositions of this invention include myrcene, dihydromyrenol, citral, tagetone, cis-geranic acid, citronellic acid, mixtures thereof or the like.
Preferably, the amount of fragrance employed in the end use composition of this invention is in the range from 0.0% to 10%, more preferably, 0.00001% to 5 wt %, most preferably, 0.0001% to 2%.
Sunscreen agents may optionally be included in end use compositions of the present invention. Particularly preferred are such materials as ethylhexyl p- methoxycinnamate, available as Parsol MCX®, Avobenzene, available as Parsol 1789® and benzophenone-3, also known as Oxybenzone. Inorganic sunscreen actives may be employed such as microfine titanium dioxide and zinc oxide. Amounts of the sunscreen agents when present may generally range from 0.0 to 20%, preferably from 0.1 to 12%, optimally from 2 to 8% by weight of the end use composition.
In the event the end use composition comprising the high solvent content emulsion is an antiperspirant or deodorant composition, the same may comprise astringent actives. Examples include aluminum chlorohydrate, aluminum chlorhydrex, aluminum-zirconium chlorhydrex glycine, aluminum sulfate, zinc sulfate, zirconium and aluminum chlorohydroglycinate, zirconium hydroxychloride, zirconium and aluminum lactate, zinc phenolsulfonate and combinations thereof. Amounts of the astringents may range anywhere from about 0.5 to about 12% by weight of the end use composition.
Oral products formulated with the high solvent content emulsion
according to the present invention will optionally contain a fluoride source to prevent dental caries. Typical anti-caries actives include sodium fluoride, stannous fluoride and sodium monofluoro phosphate. Amounts of these materials will be determined by the amount of fluoride releasable which should range between about 500 to about 8800 ppm of the composition. Other components of dentifrices can include desensitizing agents such as potassium nitrate and strontium nitrate, sweeteners such as sodium saccharine, aspartame, sucralose, and potassium acesulfam.
Preservatives can desirably be incorporated into the end use compositions of this invention to protect against the growth of potentially harmful
microorganisms. Particularly preferred preservatives are phenoxyethanol, methyl paraben, propyl paraben, imidazolidinyl urea, dimethyloldimethylhydantoin, ethylenediaminetetraacetic acid salts (EDTA), sodium dehydroacetate,
methylchloroisothiazolinone, methylisothiazolinone, iodopropynbutylcarbamate and benzyl alcohol. The preservatives should be selected having regard for the use of the composition and possible incompatibilities between the preservatives and other ingredients. Preservatives are optionally employed in amounts ranging from 0.01% to 2% by weight of the end use composition.
End use compositions of the present invention may include vitamins.
Illustrative vitamins are Vitamin A (retinol), Vitamin B2, Vitamin Be, Vitamin C, Vitamin E, Folic Acid and Biotin. Derivatives of the vitamins may also be employed. For instance, Vitamin C derivatives include ascorbyl tetraisopalmitate, magnesium ascorbyl phosphate and ascorbyl glycoside. Derivatives of Vitamin E include tocopheryl acetate, tocopheryl palmitate and tocopheryl linoleate. DL- panthenol and derivatives may also be employed. Total amount of vitamins when present in the end use compositions according to the present invention may range from 0.001 to 10%, preferably from 0.01% to 1%, optimally from 0.1 to 0.5% by weight of the end use composition.
Another type of useful substance for optional use is that of an enzyme such as amylases, oxidases, proteases, lipases and combinations. Particularly preferred is superoxide dismutase, commercially available as Biocell SOD from the Brooks Company, USA. Still other optional additives suitable for use include sunless tanning agents like dihydroxyacetone, antioxidants like lycopene as well as the skin benefit agents like conjugated linoleic acid, and/or petroselinic acid. Even other optional additives include pH modifiers like HCI and NaOH as well as microspheres to scatter light like those made available by Kobo as, for example, MSP-825 and CL-2080.
Skin lightening compounds may optionally be included in the end use compositions of the invention. Illustrative substances are placental extract, lactic acid, vitamin B3 (niacinamide), arbutin, kojic acid, ferulic acid, resorcinol and derivatives including 4-substituted resorcinols and combinations thereof.
Amounts of these agents may range from about 0.1 to about 10%, preferably from about 0.5 to about 2% by weight of the end use composition. Desquamation promoters may optionally be present. Illustrative are the alpha-hydroxycarboxylic acids and beta-hydroxycarboxylic acids. The term "acid" is meant to include not only the free acid but also salts and Ci-C30 alkyl or aryl esters thereof and lactones generated from removal of water to form cyclic or linear lactone structures. Representative acids are glycolic, lactic and malic acids. Salicylic acid is representative of the beta-hydroxycarboxylic acids. Amounts of these materials when present may range from about 0.01 to about 15% by weight of the end use composition.
A variety of herbal extracts may optionally be included in compositions of this invention. The extracts may either be water soluble or water-insoluble carried in a solvent which respectively is hydrophilic or hydrophobic. Water and ethanol are the preferred extract solvents. Illustrative extracts include those from green tea, yarrow, chamomile, licorice, aloe vera, grape seed, citrus unshui, willow bark, sage, thyme and rosemary.
Also included may be such materials as lipoic acid, retinoxytrimethylsilane (available from Clariant Corp. under the Silcare 1M-75 trademark),
dehydroepiandrosterone (DHEA) and combinations thereof. Ceramides
(including Ceramide 1, Ceramide 3, Ceramide 3B and Ceramide 6) as well as pseudoceramides may also be useful. Amounts of these materials may optionally range from about 0.000001 to about 10%, preferably from about 0.0001 to about 1% by weight of the end use composition.
Colorants, opacifiers and abrasives may optionally be included in the end use compositions of the present invention. Each of these substances may range from about 0.05 to about 5%, preferably between 0.1 and 3% by weight of the composition. Colorant often preferred is carbon black. Especially preferred but optional additives suitable for use in this invention include quaternary ammonium compounds such as 1,2-dihydroxypropyl trimonium chloride as well as derivatives thereof and moisturizing agents such as substituted ureas like hydroxymethyl urea, hydroxyethyl urea, hydroxypropyl urea; bis(hydroxymethyl) urea; bis(hydroxyethyl) urea; bis(hydroxypropyl) urea; Ν,Ν'-dihydroxymethyl urea; N,N'-di-hydroxyethyl urea; N,N'-di-hydroxypropyl urea; Ν,Ν,Ν'-tri-hydroxyethyl urea; tetra(hydroxymethyl) urea;
tetra(hydroxyethyl) urea; tetra(hydroxypropyl urea; N-methyl, N'-hydroxyethyl urea; N-ethyl-N'-hydroxyethyl urea; N-hydroxypropyl-N'-hydroxyethyl urea and N,N'dimethyl-N-hydroxyethyl urea or mixtures thereof. Where the term hydroxypropyl appears, the meaning is generic for either 3-hydroxy-n-propyl, 2- hydroxy-n-propyl, 3-hydroxy-i-propyl or 2-hydroxy-i-propyl radicals. Most preferred is hydroxyethyl urea. The latter is available as a 50% aqueous liquid from the National Starch & Chemical Division of ICI under the trademark
Hydrovance.
Amounts of optional quaternary ammonium compound and/or substituted urea, when used, in the end use composition of this invention range from about 0.01 to about 20%, and preferably, from about 0.5 to about 15%, and most preferably, from about 2 to about 10% based on total weight of the end use composition and including all ranges subsumed therein.
In a preferred embodiment, the end use composition of this invention comprises at least 50% by weight of high solvent content emulsion, and most preferably, 60 to 95% by weight of the emulsion. The same is expected to display excellent active deliverability. Furthermore, the emulsion of this invention is suitable to retain high amounts of water and displays a diffusion coefficient of water of less than 1.5 x 10'9 m/s, and preferably, less than 1.0 x 10"10 m/s, and most preferably, less than 9 x 10"11 m/s. A wide variety of packaging, including biodegradable packaging, can be employed to store and deliver the end use compositions. Packaging is often dependent upon the type of personal care end-use. For instance, leave-on skin lotions and creams, shampoos, conditioners and shower gels generally employ plastic containers with an opening at a dispensing end covered by a closure. Typical closures are screw-caps, non-aerosol pumps and flip-top hinged lids. Packaging for antiperspirants, deodorants and depilatories may involve a container with a roll-on ball on a dispensing end. Alternatively these types of personal care products may be delivered in a stick composition formulation in a container with propel-repel mechanism where the stick moves on a platform towards a dispensing orifice. Metallic cans pressurized by a propellant and having a spray nozzle serve as packaging for antiperspirants, shave creams and other personal care products. Toilette bars may have packaging constituted by a cellulosic or plastic wrapper or within a cardboard box or even encompassed by a shrink wrap plastic film.
End use compositions of the present invention, therefore, may be in a variety of forms. These forms may also include mousses, aerosol and non- aerosol sprays and fabric (e.g. nonwoven textile)-applied formulations.
The following examples are provided to facilitate an understanding of the present invention. The examples are not intended to limit the scope of the claims.
Example 1
All samples were made by mixing the mentioned ingredients under conditions of moderate shear, atmospheric pressure and ambient temperature.
Figure imgf000022_0001
Silica R805, Evonik Degussa
ADM 656, Waker-Belsil
Materials Sample Sample Sample Sample Sample Sample Sample 10 11 12 13 14 15 16
Silica R805 5% 5% 5% 5% 5% 8%
Hydrophobic 4% amino-s!lica
(RA 200 HS)
Amodimethicone 4.5% 4.5% 36% (ADM 656)
Lauryl
dimethicone
Dimethicone 40.5%
Mineral oil 40.5%
Caprylic acid 40.5%
(octanoic)
Stearic acid 72%
Neobee CLA 80 40.5% 45% 4.5% 4.5%
H20 50% 50% 50% 50% 50% 20% 60%
Neobee CLA80, Conjugated Linoleic Acid - Stepan Company
RA 200 HS, Evonik Degussa
W
23
Figure imgf000024_0001
A380, Evonik Degussa
The samples made in this experiment were assessed for appearance and stability. Samples 1-19 displayed an excellent and uniform white appearance. The same samples displayed no syneresis after preparation. Samples 20-23 were not made consistent with this invention. Samples 20-23were not stable and resulted in phase separation almost immediately after mixing. Moreover, Coherent anti-Stokes Raman Scattering Spectroscopy revealed that the samples made according to this invention in this experiment were in fact water-in-oil emulsions.
Example 2 The following were assed for water diffusion rates.
Figure imgf000025_0001
Samples 28-31 correspond to samples 1, 2, 4 and 5 of Example 1, respectively.
** Fumed silica R972 is made available by Evonik Degussa.
* Water diffusion for samples 28-31 shows multiple water diffusion rates observed. Such rates are significantly lower than those observed for conventional Pickering emulsions. The lower water diffusion rates are an indication that the compositions made according to this invention can comprise high water content.
Example 3
Water-in-oil and oil-in-water compositions consistent with this invention were made by mixing the ingredients identified below.
A. Water-in-oil composition
Figure imgf000026_0001
made available by Dow Corning
B. Oil-in-water composition
Figure imgf000027_0001
* Mixture, 40% with viscosity of 5 centistokes and 60% with viscosity at 50 centistokes, taken at 25°C. Assessment of the water-in-oil and oil-in-water compositions made above and consistent with this invention revealed excellent sensory results after topical application to skin.
Compositions similar to the water-in-oil composition described above were made except that no particle was used in one set of compositions and no functionalized polymer was used in a second set of compositions. Water was used to make up the balance. The compositions made inconsistent with the compositions of this invention resulted in poor silky sensory characteristics.
Compositions similar to the ones made according to this invention were made with traditional surfactant (e.g., Tween 40, 2% by weight or PEG-10 Dimethicone [KF6017 by Shin Etsu]) in lieu of particle and functionalized polymer. Water was used to make up the balance. The compositions made consistent with this invention had silky sensory characteristics, surprisingly, at least as good as those compositions made with traditional surfactant.
Example 4
Compositions were prepared by mixing the ingredients below.
Figure imgf000029_0001
centistokes, taken at 25°C.
Results demonstrated that compositions made according to this invention may, optionally, be formulated with surfactant. Upon application, panelists concluded that the compositions made according to this example had excellent silky sensory attributes.

Claims

What is claimed is:
1. An emulsion comprising:
(a) particle having an isoelectric point below a pH of the emulsion;
(b) functionalized polymer suitable to hydrogen and/or ionically bond to the particle; and
(c) solvent.
2. The emulsion according to claim 1 wherein the particle comprises hydrogen and/or ionic bonding capabilities with the functionalized polymer.
3. The emulsion according to claim 1 wherein the particle comprises at least 0.1% by weight silica.
4. The emulsion according to claim 1 wherein the particle comprises pyrogenically produced silica comprising at least one group selected from
- O - Si (CH3)3 (I)
Figure imgf000030_0001
and
Figure imgf000031_0001
5. The emulsion according to claim 1 wherein the particle has a diameter of less than 3 microns.
6. The emulsion according to claim 1 wherein the functionalized polymer has anionic, zwitterionic and/or cationic character.
7. The emulsion according to claim 6 wherein the functionalized polymer comprises primary, secondary and/or quaternary amine groups.
8. The emulsion according to claim 6 wherein the functionalized polymer include polysiloxanes, polyalkylanes and polyesters functionalized with sulfoxarium, phosphorium, carboxylate sulfonate and/or sulfate groups.
9. The emulsion according to claim 6 wherein the functionalized polymer comprises groups with N+ and COO".
10. The emulsion according to claim 1 wherein the functionalized polymer comprises polymer of the formulae:
Figure imgf000032_0001
where:
each R is independently H, or a Ci-4 alkyl;
each R1 is independently OR or a Ci-4 alkyl; and
each x is independently an integer from 1 to 4 and each y is
independently an integer to yield a polymer having a molecular weight from 500 to 1 million,
R2 aZ3-a-Si(OSiZ2)n-(OSiZbR22-b)m-0-SiZ3-a-R2a (V) where:
Z is hydrogen, phenyl, OH or a Ci-Cs alkyl group;
each a is independently an integer from 0 to 3;
b is an integer from 0 to 1;
m and n are integers such that the sum of n+m may vary from 1 to 3,500; and
each R2 is independently a monovalent radical of formula -CqH2qL where each q is independently a number from 2 to 10 and L is a quaternized amine group chosen from the groups:
-NR3-CH2-CH2-N(R3)2 -N(R3)2
-N®(R3)3A-
-N(R3)-CH2-CH2-N+R3(H)2A", where:
each R3 is independently hydrogen, phenyl, benzyl or a Ci to Ci2 and
each A" is independently fluoride, chloride, bromide or iodide and/or
CH2 CHOH— CH2— (N+(R4)3 A
R
(if ),— Si— o - si o Si O- Si (R41 (VI)
R
where:
each R4 is independently a Ci to C20 alkyl or C2 to C20 alkenyl;
R5 is a divalent Ci-Cis group;
A" is as previously defined;
r is an integer from 2 to 20; and
s is an integer from 15 to 75.
11. The emulsion according to claim 1 wherein the functionalized polymer is amodimethicone.
12. The emulsion according to claim 1 wherein the emulsion further comprises at least one oil and/or fatty acid.
13. The emulsion according to claim 12 wherein the oil is D5, dimethicone and/or mineral oil, and the fatty acid is octanoic acid.
14. The emulsion according to claim 12 wherein such oil makes up from 3 to 85% by weight of the mixture of oil and functionalized polymer.
15. The emulsion according to claim 1 wherein the emulsion comprises at least 20% by weight solvent and the solvent is water.
16. The emulsion according to claim 1 wherein the emulsion further comprises carbon black.
17. An end use composition comprising the emulsion of claim 1.
18. The end use composition according to claim 16 wherein the end use composition is topically applied.
19. The end use composition according to claim 17 wherein the end use composition comprises niacinamide, a quaternary ammonium compound or both.
20. A method for treating a skin condition comprising the step of topically applying the end use composition of claim 16 to skin.
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