US10333609B2 - Method of generating transmission signal using preprocessing filter of MIMO transmitter - Google Patents

Method of generating transmission signal using preprocessing filter of MIMO transmitter Download PDF

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US10333609B2
US10333609B2 US15/304,014 US201515304014A US10333609B2 US 10333609 B2 US10333609 B2 US 10333609B2 US 201515304014 A US201515304014 A US 201515304014A US 10333609 B2 US10333609 B2 US 10333609B2
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signals
algorithm
preprocessing filter
signal
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US20170041049A1 (en
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Kilbom LEE
Jiwon Kang
Kitae Kim
Heejin Kim
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LG Electronics Inc
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LG Electronics Inc
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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/08Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station
    • H04B7/0837Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using pre-detection combining
    • H04B7/0842Weighted combining
    • H04B7/0845Weighted combining per branch equalization, e.g. by an FIR-filter or RAKE receiver per antenna branch
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • H04B7/0417Feedback systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • H04B7/0456Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0617Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal for beam forming
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04JMULTIPLEX COMMUNICATION
    • H04J11/00Orthogonal multiplex systems, e.g. using WALSH codes
    • H04J11/0023Interference mitigation or co-ordination
    • H04J11/0026Interference mitigation or co-ordination of multi-user interference
    • H04J11/003Interference mitigation or co-ordination of multi-user interference at the transmitter
    • H04J11/0033Interference mitigation or co-ordination of multi-user interference at the transmitter by pre-cancellation of known interference, e.g. using a matched filter, dirty paper coder or Thomlinson-Harashima precoder
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04JMULTIPLEX COMMUNICATION
    • H04J11/00Orthogonal multiplex systems, e.g. using WALSH codes
    • H04J11/0023Interference mitigation or co-ordination
    • H04J11/005Interference mitigation or co-ordination of intercell interference
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L5/00Arrangements affording multiple use of the transmission path
    • H04L5/0001Arrangements for dividing the transmission path
    • H04L5/0014Three-dimensional division
    • H04L5/0023Time-frequency-space
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L5/00Arrangements affording multiple use of the transmission path
    • H04L5/003Arrangements for allocating sub-channels of the transmission path
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L5/00Arrangements affording multiple use of the transmission path
    • H04L5/003Arrangements for allocating sub-channels of the transmission path
    • H04L5/0058Allocation criteria
    • H04L5/0073Allocation arrangements that take into account other cell interferences

Definitions

  • the present invention relates to a method of reducing implementation complexity and memory demand while performance degradation of a transmitter is minimized in massive MIMO environment.
  • a MIMO (multiple input multiple output) system corresponds to a wireless communication system using multiple transmission antennas and multiple reception antennas.
  • the MIMO system minimizes a fading impact occurring on a radio channel using a diversity scheme and can enhance throughput by simultaneously transmitting a plurality of streams using spatial multiplexing.
  • the SM (spatial multiplexing) scheme when the number of transmission antennas corresponds to N t and the number of reception antennas corresponds to N r , the maximum number of transmittable streams corresponds to min (N t , N r ).
  • min (N t , N r ) In particular, it is already known that inclination of communication capacity is shown as min (N t , N r ) in high SNR. Since the communication capacity corresponds to maximum throughput capable of being logically transmitted on a given channel, if the number of transmission antennas and the number of reception antennas are increasing at the same time, the communication capacity is also increasing.
  • a massive MIMO system including the huge number of transmission and reception antennas is receiving attention as one of technologies constructing 5G.
  • Many theses and experiments assume the MIMO system as a single base station (including a distributed antenna system) equipped with a plurality of antennas and a plurality of user equipments equipped with a single antenna.
  • a user equipment is equipped with a single antenna
  • a channel between the base station and all of a plurality of the user equipments can be comprehended as MIMO.
  • the number of all user equipments is defined as K
  • the aforementioned inclination of the communication capacity in the high SNR can be represented by min (N t , K).
  • an optimal transmission algorithm of the base station corresponds to an MRT (maximal ratio transmission) algorithm.
  • an optimal reception algorithm of the base station corresponds to an MRC (maximal ratio combining) algorithm. Since the MRT and the MRC do not consider interference, performance degradation may occur when the base station is equipped with the finite number of antennas. Yet, if the base station is equipped with the infinite number of antennas, since the interference is gone, the MRT and the MRC may become an optimal solution.
  • a base station can make a beam to be thin (sharp) via antenna beamforming, the base station can concentrate energy on a specific user equipment. By doing so, identical information can be delivered using smaller power. On the contrary, since the aforementioned method does not interfere neighboring different user equipments, it may become a method capable of minimizing performance degradation of a system due to interference.
  • the present invention is devised to solve the aforementioned general technical problem.
  • One object of the present invention is to minimize transmission signal generation complexity while performance of a transmitter is maintained in massive MIMO environment.
  • Another object of the present invention is to actively control transmission signal generation complexity by controlling a target performance of a transmitter according to communication environment.
  • the other object of the present invention is to enhance a speed of generating a transmission signal and enable a signal processing to be efficiently performed by making a MIMO transmitter utilize a preprocessing filter.
  • a method of generating a transmission signal which is generated by a MIMO (multiple input multiple output) transmitter including a plurality of antennas, includes the steps of selecting a reference RE from an RE group including a plurality of resource elements (REs), generating a common precoder and a preprocessing filter to be shared by the plurality of the REs belonging to the RE group based on channel information of the reference RE, generating first signals corresponding to a precoding signal for each of the plurality of the REs in a manner of applying the common precoder to transmission data of each of the plurality of the REs, and generating second signals in a manner of compensating first signals of REs except the reference RE among the plurality of the REs using channel information of each of the plurality of the REs and the preprocessing filter.
  • REs resource elements
  • the preprocessing filter may correspond to a matrix used for enhancing accuracy of a process of generating the second signals by compensating the first signals.
  • the preprocessing filter can be generated using a Jacobi algorithm, a Gauss-Siedel algorithm, an SQR preconditioning algorithm, or an incomplete Cholesky factorization algorithm based on the channel information of the reference RE.
  • the preprocessing filter can be generated in a manner that a diagonal matrix is generated by approximating the channel information of the reference RE and a Jacobi algorithm is applied to the diagonal matrix.
  • the second signals can be generated by applying the preprocessing filter and a CG (conjugate gradient) algorithm, a Newton method algorithm, or a steepest descent method algorithm together with the channel information of each RE to the first signals.
  • CG conjugate gradient
  • Newton method algorithm a Newton method algorithm
  • steepest descent method algorithm a steepest descent method algorithm
  • the second signals can be generated by repeatedly performing the compensation process until an error between a result calculated using the channel information of each REs and the first signal becomes less than a threshold value instead of the common precoder and the maximum number of repeatedly performed compensation process can be determined according to MIMO channel environment or a user input.
  • the method can further include the step of generating third signals corresponding to transmission signals in a manner of converting a first signal of the reference RE and second signals of the REs except the reference RE among the plurality of the REs.
  • the common precoder may correspond to a part of a ZF (zero forcing) precoding matrix, a regularized ZF precoding matrix, or an MMSE (minimum mean square error) precoding matrix.
  • a method of generating a transmission signal which is generated by a MIMO (multiple input multiple output) transmitter including a plurality of antennas, includes the steps of selecting a reference RE from an RE group including a plurality of resource elements (REs), generating a common precoder to be shared by the plurality of the REs belonging to the RE group based on channel information of the reference RE, generating first signals corresponding to a precoding signal for each of the plurality of the REs in a manner of applying the common precoder to transmission data of each of the plurality of the REs, generating preprocessing filters to be applied to each of REs except the reference RE based on channel information of the REs except the reference RE among the plurality of the REs, and generating second signals in a manner of compensating first signals of the REs except the reference RE using the preprocessing filter and channel information of each of the plurality of the
  • the processor configured to generate preprocessing filters to be applied to each of REs except the reference RE based on channel information of the REs
  • the present invention provides the following effects or advantages.
  • FIG. 1 is a diagram for calculation complexity according to the number of received streams in MIMO (multiple input multiple output) environment in accordance with the present invention
  • FIG. 2 is a diagram for a memory demand according to the number of received streams in MIMO environment in accordance with the present invention
  • FIG. 3 is a diagram for interference between user equipments within an identical cell in MIMO environment in accordance with the present invention.
  • FIG. 4 is a diagram for interference between neighboring cells in MIMO environment in accordance with the present invention.
  • FIG. 5 is a diagram for a structure of a resource block (RB) allocated to a user equipment in accordance with the present invention
  • FIG. 6 is a diagram for an RE group formed by a plurality of resource elements in accordance with the present invention.
  • FIG. 7 is a flowchart for an operating process of a legacy MIMO transmitter in accordance with the present invention.
  • FIG. 8 is a flowchart for an operating process of a MIMO transmitter according to one embodiment of the present invention.
  • FIG. 9 is a flowchart for an operating process of a MIMO transmitter according to one embodiment of the present invention.
  • FIG. 10 is a flowchart for an operating process of a MIMO transmitter according to one embodiment of the present invention.
  • FIG. 11 is a diagram for an example of generating a preprocessing filter generated by a MIMO transmitter in accordance with the present invention.
  • FIG. 12 is a flowchart for an operating process of a MIMO transmitter according to a different embodiment of the present invention.
  • FIG. 13 is a graph for comparing a legacy technology and embodiments of the present invention with each other;
  • FIG. 14 is a block diagram for a user equipment and a base station in accordance with the present invention.
  • terminologies used in the present specification are selected from general terminologies used currently and widely in consideration of functions, they may be changed in accordance with intentions of technicians engaged in the corresponding fields, customs, advents of new technologies and the like. Occasionally, some terminologies may be arbitrarily selected by the applicant(s). In this case, the meanings of the arbitrarily selected terminologies shall be described in the corresponding part of the detailed description of the specification. Therefore, terminologies used in the present specification need to be construed based on the substantial meanings of the corresponding terminologies and the overall matters disclosed in the present specification rather than construed as simple names of the terminologies.
  • the following embodiments may correspond to combinations of elements and features of the present invention in prescribed forms. And, it may be able to consider that the respective elements or features may be selective unless they are explicitly mentioned. Each of the elements or features may be implemented in a form failing to be combined with other elements or features. Moreover, it may be able to implement an embodiment of the present invention by combining elements and/or features together in part. A sequence of operations explained for each embodiment of the present invention may be modified. Some configurations or features of one embodiment may be included in another embodiment or can be substituted for corresponding configurations or features of another embodiment.
  • such a terminology as ‘comprise’, ‘include’ or the like should be construed not as excluding a different component but as further including the different component unless there is a special citation.
  • such a terminology as ‘ . . . unit’, ‘ . . . device’, ‘module’ or the like means a unit for processing at least one function or an operation and can be implemented by a hardware, a software, or a combination thereof.
  • the embodiments of the present invention are explained in a manner of mainly concerning data transmission and reception between a base station and a mobile station.
  • the base station has a meaning of a terminal node of a network performing a direct communication with the mobile station.
  • a specific operation which is explained as performed by the base station, may be performed by an upper node of the base station in some cases.
  • Base station may be substituted with such a terminology as a fixed station, a Node B, an eNode B (eNB), an advanced base station (ABS), an access point (AP) and the like.
  • a mobile station may be substituted with such a terminology as a user equipment (UE), a subscriber station (SS), a mobile station subscriber station (MSS), a mobile terminal (MT), an advanced mobile station (AMS), a terminal, and the like.
  • UE user equipment
  • SS subscriber station
  • MSS mobile station subscriber station
  • MT mobile terminal
  • AMS advanced mobile station
  • a transmitting end corresponds to a fixed and/or mobile node providing a data service or an audio service
  • a receiving end corresponds to a fixed and/or mobile node receiving the data service or the audio service.
  • a mobile station becomes the transmitting end and a base station may become the receiving end in uplink.
  • the mobile station becomes the receiving end and the base station may become the transmitting end in downlink.
  • a device when a device performs communication with a ‘cell’, it may indicate that the device transceives a signal with a base station of the cell.
  • the device actually transmits and receives a signal with a specific base station, for clarity, it may be represented as the device transmits and receives a signal with a cell formed by the specific base station.
  • a ‘macro cell’ and/or ‘small cell’ may indicate a specific coverage, respectively.
  • the ‘macro cell’ and/or the ‘small cell’ may indicate a ‘macro base station supporting the macro cell’ and a ‘small cell base station supporting the small cell’, respectively.
  • the embodiments of the present invention can be supported by standard documents disclosed in at least one of IEEE 802.xx system, 3GPP system, 3GPP LTE system and 3GPP2 system.
  • standard documents disclosed in at least one of IEEE 802.xx system, 3GPP system, 3GPP LTE system and 3GPP2 system In particular, unmentioned clear steps or parts of the embodiments of the present invention can be explained with reference to the aforementioned standard documents
  • embodiments of the present invention can be supported by at least one of a standard document of IEEE 802.16 including P802.16e-2004, P802.16e-2005, P802.16.1, P802.16p, and P802.16.1b.
  • HetNet heterogeneous cellular network
  • a macro cell base station plays a role in supporting user equipments located at a range incapable of being covered by a small cell. Hence, it is necessary for the macro cell base station to provide a service to a plurality of user equipments at the same time.
  • a base station can provide a service to user equipments as many as the number of antennas of the base station under a condition that the user equipments receive a single stream.
  • the macro cell base station corresponds to a massive MIMO base station including many (M number) antennas.
  • M number of antennas
  • the number of antennas corresponds to K in terms of the base station and channels between the base station and the user equipments can be represented as ‘M*K’ matrix.
  • a base station selects a precoding scheme to provide a service to user equipments.
  • a representative precoding scheme may include an MRT (maximum ratio transmission) scheme and a ZF (zero forcing) scheme.
  • MRT maximum ratio transmission
  • ZF zero forcing
  • the ZF scheme always shows performance better than that of the MRT scheme.
  • FIG. 6 is a diagram for an RE group formed by a plurality of resource elements in accordance with the present invention.
  • FIG. 7 is a flowchart for an operating process of a legacy MIMO transmitter in accordance with the present invention.
  • FIG. 6 shows a part of an RB depicted in FIG. 5 and an RE group consisting of a plurality of REs.
  • a vertical axis and a horizontal axis indicate a frequency axis and a time axis, respectively.
  • Channels of REs belonging to the RE group may have correlation with each other. As shade of each RE is getting dark, correlation with a center RE is bigger. On the contrary, as shade of each RE is getting brighter, the correlation with the center RE is smaller.
  • a legacy MIMO transmitter calculates and generates a precoder in every RE without considering the correlation between REs [S 710 ].
  • a MIMO channel of an l th RE is defined as H l
  • a transmission data S l of each RE is transmitted by being passing through a precoding process as shown in Formula 1 in the following.
  • x l ⁇ tilde over (P) ⁇ l s l [Formula 1]
  • calculation complexity used for calculating a precoding matrix can be represented as Formula 2 in the following.
  • system throughput linearly increases in proportion to the number of antennas but the complexity rapidly increases in proportion to the cube (O(N s 3 ) of the stream number.
  • the aforementioned precoding scheme may have a problem of complexity.
  • a MIMO transmitter which operates according to an algorithm including less complexity and providing performance identical to performance of the legacy algorithm using the aforementioned correlation between REs belonging to an RE group, is proposed.
  • FIG. 8 is a flowchart for an operating process of a MIMO transmitter according to one embodiment of the present invention.
  • a transmission filter i.e., a precoding matrix or a precoder
  • the proposed transmitter operation algorithm is mainly divided into a stage 1 [S 880 ] and a stage 2 [S 890 ].
  • a process of generating a first signal by utilizing a common precoder is performed in the stage 1 [S 880 ].
  • a final transmission signal is generated by passing through a compensation process for the first signal.
  • each stage is explained in detail.
  • P 1 indicates a precoder generated based on a MIMO channel of a reference RE [S 810 ] and a signal t l (0) generated by an l th RE belonging to an RE group using the P 1 as a common precoder [S 820 ] is defined as a first signal [S 830 ].
  • the reference RE corresponds to an RE selected from the RE group according to a random criterion.
  • the reference RE can be determined irrespective of an order or a position in the RE group.
  • the reference RE may correspond to an RE of which correlation between the reference RE and different REs is biggest in the RE group.
  • the first signals become a second signal t l [S 850 ] after being passing through a compensation process [S 842 , S 844 ].
  • the second signals are converted into a third signal [S 870 ] corresponding to an actually transmitted signal in a manner that a function ⁇ (t 1 , H l ) related to a channel of an RE is additionally applied to the second signals [S 862 , S 864 , and S 866 ].
  • the stage 1 [S 880 ] indicates a step of utilizing a common precoder utilized by REs belonging to the RE group and the stage 2 [S 890 ] indicates a step for each of the REs to utilize information on a unique channel of its own.
  • N indicates the number of REs belonging to the RE group and a precoder indicates a ZF (zero forcing), an MMSE (minimum mean square error), a regularized ZF precoder, or specific terms constructing each precoder.
  • the P 1 becomes a partial term of ⁇ tilde over (P) ⁇ 1 in Formula 3.
  • the common precoder P 1 can be represented as
  • P 1 ( H 1 ⁇ H 1 ⁇ + ⁇ w 2 P ⁇ I ) - 1 .
  • ⁇ w 2 indicates noise variance and P indicates average power of a transmission symbol.
  • each of REs belonging to the RE group except the reference RE generates a first signal using the P 1 .
  • a first signal of the reference RE corresponds to a signal generated by using unique channel information of the reference RE, it is not necessary to perform a compensation process for the first signal of the reference RE.
  • the first signal of the reference RE can be utilized as a second signal.
  • the first signals of the REs except the reference RE are generated using a common precoder instead of channel information of the REs.
  • second signals are generated by passing through a compensation process for an error.
  • a compensation process in the stage 2 is explained in the following.
  • a compensation process for REs is explained with an example of a second RE.
  • a first signal t 2 (0) is generated based on a channel H 2 of the second RE and a common precoder.
  • a second signal of the second RE can be represented as Formula 4 based on the first signal.
  • t 2 min ⁇ s 2 ⁇ ( H 2 H 2 ⁇ + ⁇ 2 ) t 2 (0) ⁇ 2 [Formula 4]
  • a compensation process according to the aforementioned Formula 4 can be performed by such various numerical analysis algorithms as a CG (conjugate gradient) algorithm, a Newton method algorithm, a steepest descent method algorithm and the like.
  • Formula 5 in the following explains an embodiment of a compensation process performed by the CG algorithm.
  • ⁇ circumflex over (t) ⁇ (i) corresponds to a signal estimated on i th repetition of the CG algorithm.
  • ⁇ (i) , ⁇ circumflex over (d) ⁇ (i) , and b (i) indicate temporary vector in a compensation process.
  • the ⁇ (i) vector corresponds to a gradient vector and indicates a fastest direction of which the repeatedly performed algorithm proceeds to a precise answer.
  • a difference between an updated g (i) vector and an initially generated g (0) is less than a specific threshold value, the repetition of the algorithm is stopped.
  • an error size between a result of directly calculating P l and a second signal can be indirectly known via a size of the ⁇ (i) vector. If a g (i) value corresponds to 0, the different between the second signal and the result obtained by using the P l becomes 0.
  • determines an end point of the algorithm. As a size of the ⁇ is smaller, the algorithm is more repeatedly performed but accuracy of a result is enhanced. On the contrary, as the size of the ⁇ is bigger, the algorithm is less repeatedly performed but accuracy of a result is degraded.
  • the MIMO transmitter algorithm proposed by the present invention may set a limit on maximum time taken for generating a second signal in a manner of setting a limit on the number of repetition in a compensation process.
  • time taken for the MIMO transmitter algorithm proposed by the present invention to generate a second signal of a specific RE is very long, it may affect total processing time of a whole system. Hence, it is necessary to restrict the time taken for generating the second signal to be within a specific range. For instance, if a limit is set on the number of repetition of a compensation process, it may set a limit on the maximum time taken for generating the second signal generated by the proposed scheme. Yet, if compensation is not sufficiently performed within the limited number of repetition, since an error between the compensated second signal t l and a signal directly generated via channel information of the specific RE is big, performance can be degraded.
  • a precoding signal x l is generated for different REs belonging to the RE group by using a method similar to the method applied to the reference RE and the second RE.
  • the compensation process can be omitted according to correlation between REs.
  • a first signal is detected by a common precoder from REs positioned in the vicinity of a reference RE, if channel correlation between the REs is greater than a prescribed threshold value, the compensation process is omitted and the first signal can be determined as a second signal.
  • a first signal t 2 (0) for a second RE becomes a second signal t 2 after a compensation process is performed. If compensation is sufficiently performed, the t 2 becomes P 2 s 2 .
  • an error ⁇ P 2 s 2 ⁇ t 2 (0) ⁇
  • the first signal can be directly determined as the second signal without performing compensation for the first signal.
  • FIG. 9 is a flowchart for an operating process of a MIMO transmitter according to one embodiment of the present invention.
  • embodiment of determining a common precoder using all channels within an RE group is explained.
  • a new channel matrix is defined based on channel information of all REs belonging to the RE group and the channel matrix can be represented as Formula 6 in the following.
  • N indicates the number of REs belonging to the RE group.
  • w l corresponds to a weighted value for each channel matrix. If the w l corresponds to 1, H A is defined by an average of all channel matrixes.
  • a common precoder shared by all REs belonging to the RE group is defined as Formula 7 in the following based on the channel matrix.
  • B A ( H A H H A + ⁇ A ) ⁇ 1 H A H [Formula 7]
  • a common precoder P A is calculated based on channels of all REs [S 910 ] and a first signal for all REs is generated using the common precoder [S 920 , S 930 ].
  • a first signal is generated for a first RE (i.e., reference RE) after being passing through the precoder in FIG. 21 .
  • a compensation process is performed on the first signal to generate a second signal [S 940 ].
  • the procedures mentioned earlier in FIG. 8 can be similarly applied to FIG. 9 .
  • FIG. 8 and FIG. 9 a method for a MIMO transmitter to generate a transmission signal for an RE group using a common precoder is explained.
  • FIG. 10 to FIG. 13 a method for a MIMO transmitter to generate a transmission signal by generating and utilizing a preprocessing filter in addition to the common precoder is explained.
  • FIG. 10 is a flowchart for an operating process of a MIMO transmitter according to one embodiment of the present invention.
  • a MIMO transmitter configures a plurality of REs of which correlation between channels is relatively big as an RE group (having a size of N).
  • the MIMO transmitter selects a reference RE from the RE group and generates a common precoder and a preprocessing filter based on a channel of the reference RE.
  • the common precoder is used for generating a first signal of each RE in a manner of being shared by all REs belonging to the RE group and the preprocessing filter is used for generating a unique channel of each RE and a second signal, which is generated by performing compensation for the first signal.
  • the second signal is converted into a final transmission signal, i.e., a third signal in a manner of applying a function to which channel information of each RE is reflected to the second signal.
  • the MIMO transmitter proposed by the present invention uses a numerical analysis algorithm (e.g., CG (conjugate gradient)) instead of generating transmission signals of REs belonging to an RE group in a manner of directly calculating a transmission precoder.
  • CG conjuggate gradient
  • V 1 indicates a ‘preprocessing filter (or, acceleration filter)’ which is generated based on a MIMO channel of a first RE belonging to an RE group.
  • the aforementioned numerical analysis algorithm finds out a value by repeating a calculation process. A repeatedly calculated value is getting close to a precise answer. If the preprocessing filter V 1 is utilized in the repeatedly calculating process, the MIMO transmitter may generate a preferred transmission signal with less number of repetition only (i.e., promptly).
  • a preprocessing filter is generated in a specific RE (e.g., the aforementioned first RE) and other REs belonging to the RE group may use the generated preprocessing filter by sharing it with each other.
  • the numerical analysis algorithm utilizes an identical preprocessing filter for all of the RE group.
  • the aforementioned specific RE (or the first RE) can be defined as a ‘reference RE’.
  • the reference RE may indicate an RE simply becoming a reference for calculating a preprocessing filter.
  • the reference RE is irrelevant to an order of an RE or an index of an RE in the RE group
  • the proposed MIMO transmitter generates [S 1010 ] a preprocessing filter V 1 and a common precoder P 1 from a reference RE and generates a first signal by sharing the common precoder P 1 in the RE group [S 1020 , S 1030 ].
  • a signal t l (0) pre-coded in an l th RE using the common precoder P 1 becomes the first signal.
  • the MIMO transmitter applies the numerical analysis algorithm using the preprocessing filter V 1 to REs except the reference RE and generates a second signal t l [S 1040 , S 1050 , and S 1060 ].
  • the reference RE since the first signal is generated by the precoder using channel information of the reference RE, the first signal of the reference RE directly becomes a second signal.
  • the MIMO transmitter applies a function ⁇ (t l ,H l ) to which channel information of each RE belonging to the RE group is reflected to the second signal [S 1070 , S 1080 , and S 1090 ] and generates a third signal corresponding to a final transmission signal [S 1100 ].
  • a stage 1 indicates a process of generating a first signal using a common precoder P 1 and a stage 2 indicates a process of generating a transmission signal by processing the first signal using channel information of its own.
  • Formula 8 in the following explains an example of a numerical analysis algorithm which is performed in the course of performing compensation for a first signal.
  • a numerical analysis algorithm such an algorithm as a CG algorithm, a Newton method algorithm, a steepest descent method algorithm and the like can be utilized as the numerical analysis algorithm.
  • a CG algorithm a Newton method algorithm, a steepest descent method algorithm and the like.
  • a preprocessing filter can be generated by various algorithms including a Jacobi scheme, a Gauss-Siedel scheme, an SQR preconditioning scheme, an incomplete Cholesky factorization scheme and the like.
  • a random matrix A 1 can be defined as Formula 9 in the following based on a MIMO channel of a reference RE (first RE).
  • a 1 H 1 H 1 ⁇ + ⁇ 1 [Formula 9]
  • L 1 is a lower triangular matrix and D 1 is a diagonal matrix.
  • a preprocessing filter V 1 can be defined according to 3 types of algorithms among the aforementioned various algorithms.
  • V 1 (L 1 +D 1 ) ⁇ 1
  • V 1 w(L 1 +wD 1 ) ⁇ 1 (w corresponds to a random constant number)
  • the Gauss-Siedel scheme and the SQR preconditioning scheme can clearly represent the preprocessing filter V 1 by calculating an actual inverse matrix. Yet, in order to reduce calculation complexity of calculating the inverse matrix, the V 1 can be calculated via a back substitution process according to Formula 11 in the following instead of precisely calculating the V 1 .
  • the A 1 of Formula 10 can be disassembled to an incomplete Cholesky factor ⁇ circumflex over (L) ⁇ 1 shown in Formula 12 in the following.
  • the ⁇ circumflex over (L) ⁇ 1 corresponds to a lower triangular matrix.
  • a preprocessing filter V 1 ( ⁇ circumflex over (L) ⁇ 1 H ) ⁇ 1 ⁇ circumflex over (L) ⁇ 1 ⁇ 1 [Formula 13]
  • the preprocessing filter V 1 according to Formula 13 can be precisely represented by directly calculating an inverse matrix. Or, the preprocessing filter can be calculated and represented according to a back substitution process.
  • the preprocessing filter V 1 can be calculated and defined according to various schemes except the aforementioned four schemes. For instance, various schemes and algorithms introduced to such literature as ‘Iterative Methods for Sparse Linear Systems’ can be utilized for a process of calculating the preprocessing filter V 1 .
  • a second embodiment of generating a preprocessing filter V 1 explains an embodiment of generating the preprocessing filter V 1 using the relation with the P 1 .
  • a MIMO transmitter can define the preprocessing filter V 1 according to three methods in the following based on the A 1 matrix.
  • the preprocessing filter V 1 may use an inverse matrix of the common precoder P 1 as it is.
  • the common precoder P 1 may directly become the preprocessing filter V 1 .
  • the present embodiment can be represented as Formula 14 in the following. If the common precoder P 1 is calculated, the MIMO transmitter uses the common precoder as the preprocessing filter. Since the common precoder and the preprocessing filter are identical to each other, it is not necessary for the MIMO transmitter to additionally calculate the V 1 and a memory required for calculating and storing the V 1 is not necessary.
  • the MIMO transmitter can calculate a preprocessing filter V 1 by dissembling A 1 according to the complete Cholesky factorization scheme.
  • the aforementioned process is performed by passing through three steps according to an order shown in the following.
  • V 1 ( ⁇ circumflex over (L) ⁇ 1 H ) ⁇ 1 ⁇ circumflex over (L) ⁇ 1 ⁇ 1 , ⁇ circumflex over (L) ⁇ 1 ⁇ L 1
  • a process of obtaining an inverse matrix of the lower triangular matrix L 1 can be omitted in the ii) step.
  • complexity can be reduced by utilizing the back substitution calculation process.
  • main complexity occurs in the i) step among the total process of generating the preprocessing filter V 1 and the common precoder P 1 .
  • the iii) step corresponds to a step of generating a sparse preprocessing filter (a matrix of which most of elements of the matrix corresponds to 0) via an approximation process of ⁇ circumflex over (L) ⁇ 1 ⁇ L 1 . If a preprocessing filter corresponds to a sparse filter, calculation complexity occurring in every repetition of a numerical analysis algorithm can be considerably reduced.
  • the preprocessing filter V 1 can be calculated according to an incomplete Cholesky factorization scheme. The method is performed by passing through three steps according to an order shown in the following.
  • V 1 ( ⁇ circumflex over (L) ⁇ 1 H ) ⁇ 1 ⁇ circumflex over (L) ⁇ 1 ⁇ 1
  • a second signal should be calculated by passing through a compensation process for a reference RE as well. This is because, since the P 1 itself corresponds to an approximated inverse matrix, an error may also occur in the reference RE. Consequently, the third embodiment requires least complexity for generating the common precoder and the preprocessing filter among the three embodiments. Yet, the third embodiment may take largest repetition count in the compensation process.
  • a preprocessing filter and a common precoder can be defined in various ways except the aforementioned methods.
  • the preprocessing filter V 1 can be generated using characteristics of a MIMO channel of an RE.
  • a process of calculating (H 1 H 1 ⁇ ) ‘matrix*matrix’ is required.
  • the third embodiment calculates the A 1 with less complexity by utilizing a MIMO channel of an RE.
  • H 1 H 1 ⁇ can be approximated to a diagonal matrix Z 1 in Formula 15 in the following.
  • An approximation process shown in Formula 15 becomes precise when the number of streams (N s ) is getting bigger and correlation between channel elements is getting smaller.
  • the approximation process is performed on the basis that off-diagonal terms can be approximated to 0 according to channel characteristics in MIMO environment.
  • the matrix A 1 can be defined as a diagonal matrix shown in Formula 16 in the following.
  • a 1 Z 1 +R [Formula 16]
  • a preprocessing filter V 1 can be calculated by applying the Jacobi scheme mentioned earlier in first embodiment to the A 1 in Formula 16.
  • an amount of reducing a repetition count of the numerical analysis algorithm may be not big enough.
  • a speed of converging into a preferred answer may not be considerably increased.
  • FIG. 11 is a diagram for an example of generating a preprocessing filter generated by a MIMO transmitter in accordance with the present invention.
  • a MIMO channel matrix H 1 is approximated into a matrix ⁇ tilde over (H) ⁇ 1 in a form 1110 / 1120 / 1130 shown in FIG. 11 , it may considerably reduce complexity for calculating A 1 .
  • a black component and a white component indicate a value of not 0 and a value of 0, respectively.
  • a size of each component of a channel matrix is compared with a prescribed threshold and a channel size of a component smaller than the threshold is approximated into 0.
  • a rank of the approximated ⁇ tilde over (H) ⁇ 1 should be identical to the H 1 .
  • FIG. 12 is a flowchart for an operating process of a MIMO transmitter according to a different embodiment of the present invention.
  • various embodiments of generating a preprocessing filter V 1 and embodiment for a MIMO transmitter to generate a transmission signal by sharing the V 1 in an RE group are explained with reference to FIG. 10 and FIG. 11 .
  • an embodiment of generating a preprocessing filter according to an RE while the preprocessing filter is not shared in an RE group is explained in FIG. 12 .
  • a MIMO transmitter generates a common precoder P 1 and a preprocessing filter V 1 based on a channel of a reference RE [S 1210 ].
  • the P 1 is utilized for generating a first signal in a manner of being shared by REs belonging to an RE group [S 1220 , S 1230 ].
  • the MIMO receiver Prior to a compensation process for the first signal, the MIMO receiver generates a preprocessing filter based on a unique channel of each RE [S 1242 , S 1244 ].
  • the MIMO transmitter calculates V 2 based on H 2 for a second RE and calculates V N based on H N for an N th RE [S 1244 ].
  • FIG. 10 and FIG. 11 can be applied to a process of generating a unique preprocessing filter for each RE. Subsequently, the MIMO receiver performs a compensation process based on a numerical analysis algorithm using the unique preprocessing filter which is generated for each RE [S 1252 , S 1254 ]. A second signal, which is generated by passing through the compensation process [S 1260 ], is converted into [S 1300 ] a third signal corresponding to a final transmission signal by passing through a process of reflecting channel information of the second signal [S 1270 , S 1280 , and S 1290 ].
  • FIG. 13 is a graph for comparing a legacy technology and embodiments of the present invention with each other.
  • FIG. 13 shows total required calculation complexity when REs are processed according to a legacy method and a method proposed by the present invention.
  • a curve on which a circle is displayed in the graph indicates calculation complexity when a precoder is generated for all REs belonging to an RE group.
  • Curves on which a star, a quadrangle and a triangle are respectively displayed in the graph indicate calculation complexity for a case that a common precoder and a preprocessing filter are generated and shared in an RE group including 16 REs.
  • the aforementioned three cases are different from each other in terms of the repetition count of a process of compensating a first signal with a second signal. If the repetition count corresponds to ⁇ 1, 2 ⁇ , the process is repeated one time for a half of the 16 REs and the process is repeated twice for another half of the 16 REs. From the embodiment shown in the drawing, it is able to know that a method of generating a transmission signal of the proposed MIMO transmitter is able to have more complexity gain as the number of transmission streams increases.
  • the correlation between REs belonging to the RE group is less than 1, an error of a first signal, which is estimated using a common precoder P 1 , is compensated using a preprocessing filter V 1 .
  • a compensation process of a numerical analysis algorithm using a preprocessing filter is performed more promptly (i.e., repetition count is reduced).
  • repetition count can be more sharply reduced compared to repetition count of the compensation process to which the preprocessing filter is not applied. Consequently, the MIMO transmitter proposed by the present invention can reduce complexity while minimizing performance degradation in a manner of maximally using the correlation between REs.
  • the MIMO transmitter can more reduce the calculation complexity by taking performance degradation due to an error caused by the compensation process utilizing a preprocessing filter lying down. Hence, the MIMO transmitter can provide a trade-off between the calculation complexity and performance.
  • FIG. 14 is a block diagram for a user equipment and a base station in accordance with the present invention.
  • a user equipment 100 and a base station 200 can include a radio frequency (RF) unit 110 / 210 , a processor 120 / 220 and a memory 130 / 230 , respectively.
  • FIG. 14 shows one-to-one communication environment between the user equipment 100 and the base station 200 , communication environment can be constructed between a plurality of user equipment and the base station 200 .
  • the base station 200 depicted in FIG. 14 can be applied to both a macro cell base station and a small cell base station.
  • Each of the RF units 110 / 210 can include a transmission unit 111 / 211 and a reception unit 112 / 212 , respectively.
  • the transmission unit 111 and the reception unit 112 of the user equipment 100 are configured to transmit and receive a signal with the base station 200 and different user equipments.
  • the processor 120 is functionally connected with the transmission unit 111 and the reception unit 112 and is configured to control the transmission unit 111 and the reception unit 112 to transmit and receive signal with different devices. And, the processor 120 performs various processing on a signal to be transmitted and transmits the signal to the transmission unit 111 .
  • the processor performs processing on a signal received by the reception unit 112 .
  • the processor 120 can store information included in an exchanged message in the memory 130 .
  • the user equipment 100 can perform the aforementioned various embodiments of the present invention with the above-mentioned structure.
  • the transmission unit 211 and the reception unit 212 of the base station 200 are configured to transmit and receive a signal with a different base station and user equipments.
  • the processor 220 is functionally connected with the transmission unit 211 and the reception unit 212 and is configured to control the transmission unit 211 and the reception unit 211 to transmit and receive signal with different devices. And, the processor 220 performs various processing on a signal to be transmitted and transmits the signal to the transmission unit 211 .
  • the processor performs processing on a signal received by the reception unit 212 . If necessary, the processor 220 can store information included in an exchanged message in the memory 230 .
  • the base station 200 can perform the aforementioned various embodiments of the present invention with the above-mentioned structure.
  • Each of the processors 120 / 220 of the user equipment 100 and the base station 200 indicates (e.g., control, adjust, manage) operations in the user equipment 100 and the base station 200 .
  • Each of the processors 120 / 220 can be connected with the memory 130 / 230 storing program codes and data.
  • the memory 130 / 230 is connected with the processor 120 / 220 and stores an operating system, an application, and general files.
  • the processor 120 / 220 of the present invention can be named by such a terminology as a controller, a microcontroller, a microprocessor, a microcomputer and the like. Meanwhile, the processor can be implemented by hardware, firmware, software and a combination thereof. In the implementation by hardware, ASICs (application specific integrated circuits), DSPs (digital signal processors), DSPDs (digital signal processing devices), PLDs (programmable logic devices), FPGAs (field programmable gate arrays) and the like configured to perform the present invention can be installed in the processor 120 / 220 .
  • ASICs application specific integrated circuits
  • DSPs digital signal processors
  • DSPDs digital signal processing devices
  • PLDs programmable logic devices
  • FPGAs field programmable gate arrays
  • the aforementioned method can be written by a program executable in a computer and can be implemented by a general digital computer capable of operating the program using a computer readable medium. And, data structure used for the aforementioned method can be recorded in the computer readable medium in various means.
  • Program storing devices usable for explaining a storing device including an executable computer code to perform various methods of the present invention should not be comprehended as temporary objects such as carrier waves and signals.
  • the computer readable medium includes such a storing medium as a magnetic storing medium (e.g., a ROM, a floppy disk, a hard disk and the like) and an optical reading medium (e.g., a CD-ROM, a DVD and the like).

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JP6474889B2 (ja) 2019-02-27
KR101857668B1 (ko) 2018-05-14
EP3138211A4 (fr) 2018-01-10
KR20160146692A (ko) 2016-12-21
CN106233641B (zh) 2019-10-11
JP2017518002A (ja) 2017-06-29
US20170041049A1 (en) 2017-02-09
EP3138213A1 (fr) 2017-03-08
KR102273752B1 (ko) 2021-07-06
US9912396B2 (en) 2018-03-06
CN106233641A (zh) 2016-12-14
US20170180031A1 (en) 2017-06-22
KR20160126053A (ko) 2016-11-01

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