EP1844589B1 - Improved hochwald construction of unitary matrix codebooks via eigen coordinate transformations - Google Patents

Improved hochwald construction of unitary matrix codebooks via eigen coordinate transformations Download PDF

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Publication number
EP1844589B1
EP1844589B1 EP06700366.5A EP06700366A EP1844589B1 EP 1844589 B1 EP1844589 B1 EP 1844589B1 EP 06700366 A EP06700366 A EP 06700366A EP 1844589 B1 EP1844589 B1 EP 1844589B1
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EP
European Patent Office
Prior art keywords
matrix
codewords
codebook
codeword
eigen
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Not-in-force
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EP06700366.5A
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German (de)
English (en)
French (fr)
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EP1844589A1 (en
EP1844589A4 (en
Inventor
Jianzhong Zhang
Anthony Reid
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Nokia Oyj
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Nokia Oyj
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    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00—Arrangements for detecting or preventing errors in the information received
    • H04L1/02—Arrangements for detecting or preventing errors in the information received by diversity reception
    • H04L1/06—Arrangements for detecting or preventing errors in the information received by diversity reception using space diversity
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413—MIMO systems
    • H04B7/0417—Feedback systems
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0636—Feedback format
    • H04B7/0639—Using selective indices, e.g. of a codebook, e.g. pre-distortion matrix index [PMI] or for beam selection
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0658—Feedback reduction
    • H04B7/0663—Feedback reduction using vector or matrix manipulations
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00—Modulated-carrier systems
    • H04L27/26—Systems using multi-frequency codes
    • H04L27/2601—Multicarrier modulation systems
    • H04L27/2626—Arrangements specific to the transmitter only

Definitions

  • This invention relates generally to wireless communication systems. More particularly embodiments of the invention pertain to the creation and utilization of unitary matrix codebooks.
  • Structured limited-feedback closed-loop MIMO precoding methods have been developed for efficiently transmitting data from a mobile station (MS) to a base station (BS) in the context of wireless communication between the two. Such methods do not require the complete feedback of either the precoding weight matrix W or the channel matrix H. Instead, for each pair of transmit antenna number N t and spatial stream number M t , a matrix codebook is constructed that is formed of a set of precoding matrices. Both the BS and MS have access to the matrix codebook. Consequently, in order to transmit feedback to the BS, the MS needs only to transmit the index to a precoding matrix contained in the matrix codebook. Such an index is typically formed as a string of bits wherein each bit assumes a binary value.
  • the set of the matrices, or codebook can be constructed to achieve a desired performance and feedback bandwidth trade-off.
  • Grassmannian is the space of all k -dimensional subspaces of an n -dimensional vector space V .
  • chordal distance refers to the distance between matrices, or codewords, in the multidimensional space comprising the Grassmannian manifold.
  • the block-circulant distance structure also facilitates the so-called subspace-tracking method in a precoding based MIMO-OFDM.
  • a codebook is fully specified once the first codeword P 1 and a diagonal rotation matrix Q are provided.
  • DFT Discrete Fourier Transform
  • P 1 [ d c 1 ,..., d c Nt ].
  • Table 1 there is tabulated in exemplary fashion the choices of u ⁇ u 1 ... u N t and c ⁇ c 1 ... c M t for different transmitter antenna numbers N t between two and four, and spatially multiplexed data stream numbers M t , subject to the constraint that N t > M t .
  • the choice of 2 L the codebook size, is the result of a trade off between performance and the number of required feedback bits.
  • codebooks formed of codewords that are generated in accordance with the Hochwald construction method are subject to various undesirable constraints. Amongst these constraints are the requirement that the energy of any two elements within a single matrix codeword be equal and the total energy of each individual codeword be equal to the total energy of every other individual codeword. While such constraints allow for a straightforward application of the Hochwald construction method, their enforcement results in a distribution of the codewords of a codebook in the Grassmannian manifold that can be improved upon.
  • Figure 1 is a flow chart of an embodiment of the methodology of the present invention.
  • Figure 2 is an illustration of an exemplary energy distribution in both eigen and Euclidean space between codewords of a codebook.
  • Figure 3 is a diagram of a base station and a mobile station utilizing a codebook.
  • Figure 4 is a flow chart of the method of the invention.
  • an eigen-coordinate transformation based method to improve the minimum Chordal distance of the codebooks generated by the Hochwald construction method. This is achieved, in part, by relaxing at least one constraint of the Hochwald construction so as to render more nearly optimal the distribution of codewords in the multi-dimensional Grassmannian manifold.
  • utilization of the Hochwald construction method results in a codebook wherein the energy distribution among different elements in each individual matrix codeword is equal and fixed from one matrix codeword to every other. That is, for any two matrix codewords P l 1 and P l 2 , the (i,j) element of each codeword has the same energy, i.e.
  • 2
  • this constraint is removed to provide a method for generating codebooks with better Chordal distance properties.
  • the constraint is relaxed so as to obtain codebooks wherein the minimum Chordal distance of the codebook is more nearly maximized in comparison to instances wherein the constraint is not relaxed.
  • the eigen-coordinate transformation method recited herein removes the above noted constraint by taking advantage of the energy-shifting property of eigen-coordinate transformations while preserving advantageous features of the Hochwald construction such as block-circulant distance distribution of codewords and easy parameterization.
  • an example of the present invention discloses a method utilizing an eigen-coordinate transformation to provide a systematic way of removing the fixed-energy-distribution constraint in the Hochwald construction. Such a method more nearly maximizes the minimum Chordal distance of a codebook constructed therefrom.
  • an example of the present invention utilizes an eigen-coordinate transformation to achieve variations in energy distribution among different matrix codewords.
  • Q is a diagonal matrix, it can be represented as a part of an eigen-decomposition of some matrix S : S ⁇ VQV H where V is a unitary matrix of size N t ⁇ N t consisting of the resultant eigen vectors.
  • the first codeword, P 1 is transformed into the first codeword in eigen-coordinates at block 11 by applying the hermitian eigen-matrix V H to P 1 to yield V H P 1 .
  • the Hochwald construction is then applied to the first codeword in eigen-coordinates, V H P 1 , at block 13 to derive the 1 th codeword in the eigen-coordinate, Q l V H P 1 .
  • Points A and B are elements within a single codeword derived according to an example of the present invention.
  • the x and y axes represent Euclidean space while eigen vectors v1 and v2 represent eigen space.
  • the coordinates of point A are ((sqrt(3)/2), 1/2) in eigen space, and (0, 1) in Euclidean space.
  • the coordinates of point B are (-(sqrt(3)/2), 1/2) in eigen space, and (-(sqrt(3)/2), -1/2) in Euclidean space.
  • the energy distribution of points A and B are seen to be the same in eigen-coordinate space defined by v1, and v2, but different in Euclidean coordinate space.
  • V eigen-matrix
  • chordal (P i ,P j ) denotes the Chordal distance between two codewords P i ,P j .
  • Table 2 The optimal codebooks for various antenna configurations are tabulated in Table 2.
  • Table 2 there is illustrated the effectiveness of the method of the present invention showing the parameters of several codebooks using the improved Hochwald construction described herein.
  • the first codeword P l remains formed as columns of the DFT, as is the case in an unadulterated application of the Hochwald construction.
  • the eigen vector a has been added as an additional parameter.
  • joint optimization over vector a and the first codeword P 1 which is , as noted above, an arbitrary unitary matrix.
  • vector a is precisely defined as being formed of both real and imaginary parts.
  • the present application is drawn to all implementations of vector a, as well as deviations from the values of vector a, whether intentional or inadvertent, which might arise in operation such that an implemented vector a is sufficiently close to the value recited above so as to enable use of the codebook.
  • Base station 35 is in wireless communication with mobile station 33.
  • Mobile station 33 is any mobile device capable of wireless communication including, but not limited to, wireless telephones, personal digital assistants (PDAs), personal computing devices, and the like.
  • Both base station 35 and mobile station 33 are formed of a digital signal processor (DSP) 37 or another type of data processor for accessing and operating upon digital data.
  • DSP 37 is coupled to a memory device 31 capable of storing digital data.
  • a codebook of the present invention is preferably stored upon each memory device 31 coupled singularly to the base station 35 and the mobile station 33.
  • the DSP 37 of mobile station 33 selects the index for the codeword corresponding to the information that the mobile station 33 wishes to transmit to base station 35.
  • Examples of the kind of data corresponding to the codewords of the codebook include, but are not limited to, channel information in the form of channel matrices, data receipt acknowledgement, precoding weight matrices, and SNR measurements on spatial directions.
  • the index is a string of data comprised of a number of binary bits b. As each codeword corresponds to one and only one index, the maximum number of codewords in a codebook is equal to 2 b .
  • the methodology of the present invention serves to evenly distribute, or, more precisely, to maximize the minimum chordal distance between, codewords.
  • information can be transmitted by sending the index of the codeword that is closest to the information matrix, such as for example a channel matrix, in the multidimensional Grassmannian manifold with a minimum loss of accuracy.
  • the DSP 37 of the mobile station functions to perform a calculation or calculations as directed by software or hardware encoded logic to select the codeword of the codebook that is closest to the information to be transmitted so as to obtain the index corresponding to the codeword so selected.
  • the index so derived is typically transmitted by the mobile station 33 by at least one transmit antenna 41 via a feedback loop 39 to the base station 35.
  • the base station 35 receives the transmitted index through the use of at least one receive antenna 43.
  • base station 35 is similarly equipped with a DSP 37 in communication with a memory device 31 upon which is stored the codebook 45. Using the received index, the DSP 37 of the base station operates through the execution of software or hardware encoded logic to retrieve the corresponding codeword from the codebook 45.
  • the examples of this invention may be implemented by computer software executable by a data processor of the MS 33, or by hardware circuitry, or by a combination of software and hardware circuitry.
  • the MS may be one component of a wireless communication system.
  • the various blocks of the logic flow diagram of Fig. 1 may represent program steps, or interconnected logic circuits, blocks and functions, or a combination of program steps and logic circuits, blocks and functions for performing the specified tasks.
  • FIG. 4 there is illustrated a flow chart of an example of the method of the invention.

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  • Engineering & Computer Science (AREA)
  • Computer Networks & Wireless Communication (AREA)
  • Signal Processing (AREA)
  • Physics & Mathematics (AREA)
  • Mathematical Physics (AREA)
  • Mobile Radio Communication Systems (AREA)
  • Radio Transmission System (AREA)
EP06700366.5A 2005-01-14 2006-01-05 Improved hochwald construction of unitary matrix codebooks via eigen coordinate transformations Not-in-force EP1844589B1 (en)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US64437505P 2005-01-14 2005-01-14
US11/119,513 US7630886B2 (en) 2005-01-14 2005-04-29 Hochwald construction of unitary matrix codebooks via eigen coordinate transformations
PCT/IB2006/000010 WO2006075220A1 (en) 2005-01-14 2006-01-05 Improved hochwald construction of unitary matrix codebooks via eigen coordinate transformations

Publications (3)

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EP1844589A1 EP1844589A1 (en) 2007-10-17
EP1844589A4 EP1844589A4 (en) 2012-07-04
EP1844589B1 true EP1844589B1 (en) 2013-07-17

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US (1) US7630886B2 (pt)
EP (1) EP1844589B1 (pt)
JP (1) JP4494478B2 (pt)
KR (1) KR100938835B1 (pt)
AU (1) AU2006205613B2 (pt)
BR (1) BRPI0606682A2 (pt)
CA (1) CA2594727A1 (pt)
MX (1) MX2007008500A (pt)
RU (1) RU2376710C2 (pt)
WO (1) WO2006075220A1 (pt)

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MX2007008500A (es) 2007-09-04
US7630886B2 (en) 2009-12-08
EP1844589A1 (en) 2007-10-17
KR100938835B1 (ko) 2010-01-26
WO2006075220A1 (en) 2006-07-20
JP4494478B2 (ja) 2010-06-30
EP1844589A4 (en) 2012-07-04
BRPI0606682A2 (pt) 2009-07-07
AU2006205613B2 (en) 2010-08-19
RU2376710C2 (ru) 2009-12-20
KR20070102711A (ko) 2007-10-19
AU2006205613A1 (en) 2006-07-20
RU2007130145A (ru) 2009-02-20
CA2594727A1 (en) 2006-07-20
US20060161432A1 (en) 2006-07-20
JP2008538165A (ja) 2008-10-09

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