EP1465780A1 - Diffractive security element having an integrated optical waveguide - Google Patents

Diffractive security element having an integrated optical waveguide

Info

Publication number
EP1465780A1
EP1465780A1 EP02806315A EP02806315A EP1465780A1 EP 1465780 A1 EP1465780 A1 EP 1465780A1 EP 02806315 A EP02806315 A EP 02806315A EP 02806315 A EP02806315 A EP 02806315A EP 1465780 A1 EP1465780 A1 EP 1465780A1
Authority
EP
European Patent Office
Prior art keywords
security element
layer
diffractive security
layer thickness
profile depth
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Granted
Application number
EP02806315A
Other languages
German (de)
French (fr)
Other versions
EP1465780B1 (en
Inventor
Andreas Schilling
Wayne Robert Tompkin
René Staub
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
OVD Kinegram AG
Original Assignee
OVD Kinegram AG
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
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Application filed by OVD Kinegram AG filed Critical OVD Kinegram AG
Publication of EP1465780A1 publication Critical patent/EP1465780A1/en
Application granted granted Critical
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Links

Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/29Securities; Bank notes
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/328Diffraction gratings; Holograms
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D15/00Printed matter of special format or style not otherwise provided for
    • B42D15/0033Owner certificates, insurance policies, guarantees
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D15/00Printed matter of special format or style not otherwise provided for
    • B42D15/0053Forms specially designed for commercial use, e.g. bills, receipts, offer or order sheets, coupons
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D15/00Printed matter of special format or style not otherwise provided for
    • B42D15/0073Printed matter of special format or style not otherwise provided for characterised by shape or material of the sheets

Definitions

  • the invention relates to a diffractive security element according to the preamble of claim 1.
  • diffractive security elements are used for the certification of
  • Objects such as banknotes, ID cards of all kinds, valuable documents, etc., are used to determine the authenticity of the object without great effort.
  • the diffractive security element is firmly connected to the object when the object is issued in the form of a mark cut from a thin layer composite.
  • Diffractive security elements of the type mentioned at the outset are known from EP 0 105 099 A1 and EP 0 375 833 A1. These security elements comprise a pattern of mosaic surface elements that have a diffraction grating. The diffraction gratings are arranged azimuthally in such a way that when they are rotated, the visible pattern generated by diffracted light executes a predetermined movement sequence.
  • US 4,856,857 describes the construction of transparent security elements with embossed microscopic relief structures. These diffractive security elements generally consist of one piece of a thin layer composite made of plastic. The boundary layer between two of the layers has microscopic reliefs of light diffractive structures. To increase the reflectivity, the boundary layer between the two layers is covered with a mostly metallic reflective layer. The structure of the thin layer composite and the materials that can be used for this purpose are described, for example, in US Pat. No. 4,856,857 and WO 99/47983. From DE 33 08 831 A1 it is known to apply the thin layer composite to an object with the aid of a carrier film.
  • the disadvantage of the known diffractive security elements is the difficulty of visually recognizing complicated, optically changing patterns in a narrow solid angle and the extremely high ones 5 Ground brightness justified, below which a surface element covered with a diffraction grating is visible to an observer.
  • the high surface brightness can also make it difficult to see the shape of the surface element.
  • An easily recognizable security element is known from WO 83/00395. It consists of a diffractive subtractive color filter, which can be illuminated with e.g. Daylight reflects red light in one viewing direction and, after rotating the security element in its plane by 90 °, reflects light of a different color.
  • the security element consists of fine slats embedded in plastic and made of a transparent dielectric with a refractive index that is much larger than the refractive index of the plastic.
  • 5 lamellas form a lattice structure with a spatial frequency of 2500 lines / mm and reflect red light in the zeroth diffraction order with very high efficiency if the white light incident on the lamellar structure is polarized so that the E-vector of the incident light is parallel to the Slats is aligned.
  • the lamellar structure reflects in the
  • phase grating structures are designed such that they have the highest possible diffraction efficiency in one of the first two diffraction orders.
  • the invention has for its object to provide an inexpensive and easy-to-recognize, diffractive security element that is easily 0 visually verifiable in daylight.
  • FIG. 2 diffraction planes and diffraction gratings
  • FIG. 3 shows an enlarged detail from FIG. 1,
  • FIG. 4 shows another security element in cross section
  • FIG. 5 grating vectors of an optically active structure
  • Figure 6 is a security tag in plan view with the azimuth 0 ° and
  • Figure 7 shows the security mark in plan view with the azimuth 90 °.
  • 1 denotes a layer composite, 2 a security element, 3 a substrate, 4 a base layer, 5 an optical waveguide, 6 a protective layer, 7 an adhesive layer, 8 indicia and 9 an optically effective structure at the boundary layer between the base layer 4 and the waveguide 5.
  • the layer composite 1 consists of several layers of different dielectric layers applied in succession to a carrier film (not shown here) and comprises in the order given at least the base layer 4, the waveguide 5, the protective layer 6 and the adhesive layer 7.
  • the protective layer 6 and the adhesive layer 7 consist of the same material, for example a hot glue.
  • the carrier film is part of the base layer 4 and forms a stabilization layer 10 for an impression layer 11 arranged on the surface of the stabilization layer 10 facing the waveguide 5.
  • Stabilization layer 10 and the impression layer 11 have a very high adhesive strength.
  • a separating layer is arranged between the base layer 4 and the carrier film, since the carrier film only serves to apply the thin layer composite 1 to the substrate 3 and is then removed from the layer composite 1.
  • Stabilization layer 10 is, for example, a scratch-resistant lacquer for protecting the softer impression layer 11.
  • This version of the layer composite 1 is described in the aforementioned DE 33 08 831 A1.
  • the base layer 4, the waveguide 5, the protective layer 6 and the adhesive layer 7 are transparent for at least part of the visible spectrum, but are preferably crystal clear. Therefore, they are on the substrate 8, possibly covered with the layer composite 1, shows through the layer composite 1.
  • the protective layer 6 and / or the adhesive layer 7 is colored or black.
  • a further embodiment of the security element has only the protective layer 6, if this embodiment is not intended to be glued on.
  • the layer composite 1 is produced as, for example, plastic laminate in the form of a long film web with a large number of copies of the security element 2 arranged next to one another.
  • the security elements 2 are cut out of the film web, for example, and connected to the substrate 3 by means of the adhesive layer 7.
  • the substrate 3, usually in the form of a document, a bank note, a bank card, an ID card or another important or valuable object, is provided with the security element 2 in order to authenticate the authenticity of the object. So that the waveguide 5 becomes optically effective, the waveguide 5 consists of a transparent dielectric, the refractive index of which is considerably higher than the refractive indices of the plastics for the base layer 4, the protective layer 6 and the adhesive layer 7.
  • Suitable dielectric materials are described, for example, in the documents mentioned at the beginning WO 99/47983 and US 4,856,857, Tables 1 and 6 listed.
  • Preferred dielectrics are ZnS, TiO 2 etc. with refractive indices of n * 2.3.
  • the waveguide 5 conforms to the interface with the impression layer 11 which has the optically active structure 9 and is therefore modulated with the optically active structure 9.
  • the optically effective structure 9 is a diffraction grating with such a high spatial frequency f that it is below one
  • a lower limit of approximately 2200 lines / mm or an upper limit for a period length d of 450 nm is thus established for the spatial frequency f.
  • These diffraction gratings become "zero diffraction gratings 5 order "and are meant by" diffraction grating ".
  • the diffraction grating has a sinusoidal profile as an example in the drawing of Figure 1, but other known profiles can also be used.
  • the waveguide 5 begins to function, i.e. to influence the reflected light 14 if the waveguide 5 comprises at least 10 to 20 periods of the optically active structure 9 and therefore a minimum of which
  • Period length d has dependent length L of L> 10d.
  • the lower limit of the length L of the waveguide 5 is preferably in the range 50 to 100 period lengths d so that the waveguide 5 develops its optimum effectiveness.
  • the security element 2 has a uniform diffraction grating for the optically active structure 9 and a waveguide 5 of uniform layer thickness s over its entire surface.
  • mosaic-shaped surface parts form an optically easily recognizable pattern. So that a part of the surface of the mosaic can be recognized by an observer with the naked eye, the dimensions o must be selected to be larger than 0.3 mm, i.e. the waveguide 5 has a sufficient minimum length L in any case.
  • the security element 2 illuminated with white diffuse incident light 13 changes the color of the reflected diffracted light 14 if its orientation to the direction of observation is changed by means of a tilting or rotating movement.
  • the rotary movement has the surface normal 12 as the axis of rotation, the tilting movement takes place about an axis of rotation lying in the plane of the security element 2.
  • the zero-order diffraction gratings show a pronounced behavior towards polarized light 13, which depends on the azimuthal orientation of the diffraction grating.
  • 2 diffraction planes 15, 16 are defined parallel and transversely to the grating lines in FIG. 16 also contain the surface normal 12 to the security element 2 (FIG. 1).
  • the names of light rays B p , B n of the incident light 13 (FIG. 1) and directions of polarization of the incident light 13 are defined as follows:
  • a subscript "p” denotes the one parallel to the grid lines Light beam B p
  • a subscript "n” denotes the light beam B n incident perpendicular to the grating lines
  • a subscript "TE" for the light beam B p , B n means a polarization of the electric field perpendicular to the corresponding diffraction plane 15 or 16 and a subscript "TM" indicates a polarization of the electric field in the corresponding diffraction plane 15 or 16.
  • the light beam B n ⁇ M falls in the diffraction plane 16 perpendicular to the grating lines of the security element 2 with a polarization of the electric field in the diffraction plane 16.
  • Example 1 Color change during rotation
  • the waveguide 5 is shown enlarged in cross section.
  • the plastic layers, stabilization layer 10, the impression layer 11, the protective layer 6 and the adhesive layer 7 have refractive indices ni in the range from 1.5 to 1.6.
  • the dielectric with the refractive index n 2 in FIG. 1 is placed on the optically active structure 9 that is introduced into the impression layer 11
  • the light beam B P TM incident in the other diffraction plane 15 at the same angle of incidence ⁇ 25 ° leaves the security element 2 as diffracted light 14 in red color, while the diffracted light 14 generated by the light beam B pTE is an orange mixed color with a compared to the reflected color
  • Light 14 of the light beam B PT M has weak intensity.
  • This behavior of the security element 2 does not change significantly except for slight color shifts if the layer thickness s of the waveguide 5 is varied between 65 nm and 85 nm and the profile depth t between 60 nm and 90 nm. Shortening the period length d to 260 nm in others
  • Embodiments shifts the color of the diffracted light 14 from green to red in the case of an incident light beam B ⁇ TE and from red to green in the case of the incident light beam B P TM.
  • the diffracted light 14 has a red color, to which mainly the light rays B P T contribute.
  • the security element 2 rotates by a few azimuth angles, the reflected color remains red; when the angle of rotation increases further, two colors are reflected symmetrically to red, from which the shorter wavelength color shifts towards ultraviolet and the longer wavelength color quickly disappears in the infrared range. For example, at an azimuth angle of 30 °, the short-wave color is an orange; the longer-wave color is invisible to the observer.
  • Example 4 Rotating variant color change when tilting
  • the optically active structure 9 consists of at least two crossing diffraction gratings.
  • the diffraction gratings advantageously intersect at a crossing angle in the range from 10 ° to 30 °.
  • Example 5 With an asymmetrical sawtooth relief profile
  • the optically effective structure 9 is a superposition of the zero-order diffraction grating with the diffraction grating vector 19 (FIG. 5) and with an asymmetrical, sawtooth-shaped relief profile 17 a low spatial frequency of F ⁇ 200 lines / mm. This is advantageous for viewing the security element 2, since for many people viewing the security elements 2 described above under the reflection angle ⁇ (FIG. 1) is very unfamiliar.
  • the highest permissible spatial frequency F depends on the
  • Period length d (FIG. 3) of the optically active structure 9.
  • the diffracted light 14 is reflected at a larger angle of reflection ⁇ -i by means of light 13 incident under the angle of incidence ⁇ measured for the surface normal 12.
  • the incident light 13 falls at an angle ⁇ + ⁇ to the vertical 18 onto the plane of the waveguide 5 which is inclined due to the relief profile 17 and is reflected as diffracted light 14 at the same angle to the vertical 18.
  • FIG. 5 shows the optically effective structure 9, which is a superimposition of the diffraction grating with an asymmetrical, sawtooth-shaped relief profile 17.
  • the azimuthal orientation of the diffraction grating is determined by means of its diffraction grating vector 19.
  • the relief structure 17 has the azimuthal orientation indicated by the relief vector 20.
  • these security elements 2 have a high diffraction efficiency of almost 100%, at least for one polarization.
  • the most important parameter of the security element 2 for the color shifting capacity is the period length d (FIG. 3).
  • the layer thickness s (FIG. 3) of the waveguide and the profile depth t (FIG. 3) are not so critical for the dielectrics ZnS and Ti0 2 and only slightly influence the diffraction efficiency and the exact position of the color in the visible spectrum, but do influence the spectral range Purity of the reflected diffracted light 14 (Fig. 4).
  • the parameter period length d determines the color of the diffracted light 14 reflected in the zero order.
  • a change in the parameter layer thickness s of the waveguide 5 (FIG. 4) mainly influences the spectral purity of the color of the diffracted light 14 and shifts the position of the color in the spectrum to a small extent.
  • the profile depth t influences the modulation of the
  • FIGS. 6 and 7 show an embodiment of the security element 2 (FIG. 3), on the surface of which a combination of a plurality of partial surfaces 21, 22 is arranged.
  • the partial areas 21, 22 contain waveguides 5 (FIG. 3) and differ in the optically active structure 9 (FIG. 3) and in the azimuthal orientation of the diffraction grating vector 19 (FIG. 5). Differences in the layer thickness s of the waveguide 5 are technically difficult to implement in the layer composite 1 (FIG. 1); however, these are expressly not excluded here.
  • a mark 23 is cut out of the layer composite 1 and glued to the substrate 3. In the example shown, the mark 23 has two
  • Subareas 21, 22 For illustration, the security element 2 of example 1 described above is used in FIG. 6, the orientation of the diffraction grating vector 19 (FIG. 5) of the first partial area 21 being orthogonal to the diffraction grating vector 19 of the second partial area 22.
  • the direction of observation is in a plane containing the surface normal 12, the track of which in the
  • the incident light 13 falls on the first partial surface 21 perpendicular to the grating lines of the diffraction grating and on the second partial surface 22 parallel to the grid lines, as indicated by the angle between hatching of the partial surfaces 21, 22 and the line 24 in the drawing of FIG.
  • the swap Colors of the partial areas 21, 22; ie the first partial area 21 shines in red and the second partial area 22 in green.
  • the arrangement of a plurality of identical partial surfaces 21 on the mark 23 can form a circular ring, the diffraction grating vectors 19 being aligned with the center of the circular ring.
  • the most distant (0 ° ⁇ 20 °) and the closest (180 ° + 20 °) partial areas of the annulus shine in a green color and the most distant from the diameter at 90 ° + 20 ° or 270 ° ⁇ 20 ° of the annulus in a red color. Areas in between have the above-described mixed color from two adjacent spectral areas.
  • the color pattern is invariant to a rotation of the substrate 3 and appears to move relative to any indicia 8 (FIG. 1).
  • a circular ring with curved grid lines produces the same effect if the grid lines are arranged concentrically to the center of the circular ring.
  • the partial areas are, for example
  • the partial areas 21 and 22 contain the optically effective structure 9 (FIG. 4) from example 5, the relief vector 20 (FIG. 5) of one partial area 21 being opposite to the relief vector 20 of the other partial area 22.
  • the optically effective structure 9 of the background 25 consists only of the diffraction grating, which is not modulated by the relief structure 17 (FIG. 5).
  • the diffraction grating vector 19 can be aligned parallel or perpendicular to the relief vectors 20; the angle ⁇ (FIG. 5) can also have other values.
  • FIG. 6 other versions of the security element 2 also have field portions 26 (FIG. 6) with lattice structures with spatial frequencies in the range from 300 lines / mm to 1800 lines / mm and azimuth angles in the range from 0 ° to 360 °, which in the surface patterns described in the aforementioned EP 0 105 099 A1 and EP 0 375 833 A1 are used.
  • the field portions 26 extend over the security element 2 or over the partial surfaces 21, 22, 25 and form one of the known optically variable patterns, which changes in a predetermined manner when rotating or tilting independently of the optical effects of the waveguide structures under the same observation conditions.
  • the advantage of this combination is that the surface patterns increase the security against forgery of the security element 2.

Landscapes

  • Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Diffracting Gratings Or Hologram Optical Elements (AREA)
  • Optical Couplings Of Light Guides (AREA)
  • Optical Integrated Circuits (AREA)
  • Credit Cards Or The Like (AREA)
  • Semiconductor Lasers (AREA)

Abstract

A diffractive security element ( 2 ) is divided into surface portions, having an optically effective structure ( 9 ) at interfaces embedded between two layers of a layer composite ( 1 ) of plastic material. At least the base layer ( 4 ), which is to be illuminated, of the layer composite ( 1 ) is transparent. The optically effective structure ( 9 ) as a base structure has a zero order diffraction grating with a period length of at most 500 nm. In at least one of the surface portions an integrated optical waveguide ( 5 ) with a layer thickness (s) of a transparent dielectric is embedded between the base layer ( 4 ) and an adhesive layer ( 7 ) of the layer composite ( 1 ) and/or a protective layer ( 6 ) of the layer composite ( 1 ), wherein the profile depth of the optically effective structure ( 9 ) is in a predetermined relationship with the layer thickness (s). Upon illumination with white incident light ( 13 ) the security element ( 2 ) produces light ( 14 ) which is diffracted in the zero diffraction order, of high intensity and with an intensive color.

Description

Diffraktives Sicherheitselement mit integriertem optischen Wellenleiter Diffractive security element with integrated optical waveguide
Die Erfindung bezieht sich auf ein diffraktives Sicherheitselement gemäss dem Oberbegriff des Anspruchs 1. Solche diffraktive Sicherheitselemente werden zum Beglaubigen vonThe invention relates to a diffractive security element according to the preamble of claim 1. Such diffractive security elements are used for the certification of
Gegenständen, wie Banknoten, Ausweisen aller Art, wertvollen Dokumenten usw., verwendet, um die Echtheit des Gegenstands ohne grossen Aufwand feststellen zu können. Das diffraktive Sicherheitselement wird bei der Ausgabe des Gegenstands in Form einer aus einem dünnen Schichtverbund geschnittenen Marke mit dem Gegenstand fest verbunden.Objects, such as banknotes, ID cards of all kinds, valuable documents, etc., are used to determine the authenticity of the object without great effort. The diffractive security element is firmly connected to the object when the object is issued in the form of a mark cut from a thin layer composite.
Diffraktive Sicherheitselemente der eingangs genannten Art sind aus der EP 0 105 099 A1 und der EP 0 375 833 A1 bekannt. Diese Sicherheitselemente umfassen ein Muster aus mosaikartig angeordneten Flächenelementen, die ein Beugungsgitter aufweisen. Die Beugungsgitter sind azimutal so vorbestimmt angeordnet, dass bei einer Drehung das durch gebeugtes Licht erzeugte, sichtbare Muster einen vorbestimmten Bewegungsablauf ausführt.Diffractive security elements of the type mentioned at the outset are known from EP 0 105 099 A1 and EP 0 375 833 A1. These security elements comprise a pattern of mosaic surface elements that have a diffraction grating. The diffraction gratings are arranged azimuthally in such a way that when they are rotated, the visible pattern generated by diffracted light executes a predetermined movement sequence.
Die US 4,856,857 beschreibt den Aufbau transparenter Sicherheitselemente mit eingeprägten mikroskopisch feinen Reliefstrukturen. Diese diffraktiven Sicherheitselemente bestehen im allgemeinen aus einem Stück eines dünnen Schichtverbunds aus Kunststoff. Die Grenzschicht zwischen zwei der Schichten weist mikroskopisch feine Reliefs von lichtbeugenden Strukturen auf. Zur Erhöhung der Reflektivität ist die Grenzschicht zwischen den beiden Schichten mit einer meist metallischen Reflexionsschicht überzogen. Der Aufbau des dünnen Schichtverbunds und die dazu verwendbaren Materialien sind beispielsweise in der US 4,856,857 und der WO 99/47983 beschrieben. Aus der DE 33 08 831 A1 ist bekannt, den dünnen Schichtverbund mit Hilfe einer Trägerfolie auf einen Gegenstand aufzubringen.US 4,856,857 describes the construction of transparent security elements with embossed microscopic relief structures. These diffractive security elements generally consist of one piece of a thin layer composite made of plastic. The boundary layer between two of the layers has microscopic reliefs of light diffractive structures. To increase the reflectivity, the boundary layer between the two layers is covered with a mostly metallic reflective layer. The structure of the thin layer composite and the materials that can be used for this purpose are described, for example, in US Pat. No. 4,856,857 and WO 99/47983. From DE 33 08 831 A1 it is known to apply the thin layer composite to an object with the aid of a carrier film.
Der Nachteil der bekannten diffraktiven Sicherheitselemente ist in der Schwierigkeit des visuellen Wiedererkennens von komplizierten, sich optisch verändernden Mustern in einem engen Raumwinkel und der extrem hohen 5 Flächenhelligkeit begründet, unter denen ein mit einem Beugungsgitter belegtes Flächenelement für einen Beobachter sichtbar ist. Die hohe Flächenhelligkeit kann zudem die Erkennbarkeit der Form des Flächenelements erschweren.The disadvantage of the known diffractive security elements is the difficulty of visually recognizing complicated, optically changing patterns in a narrow solid angle and the extremely high ones 5 Ground brightness justified, below which a surface element covered with a diffraction grating is visible to an observer. The high surface brightness can also make it difficult to see the shape of the surface element.
Ein einfach zu erkennendes Sicherheitselement ist aus der WO 83/00395 bekannt. Es besteht aus einem diffraktiven subtraktiven Farbfilter, das bei o Beleuchtung mit z.B. Tageslicht in einer Betrachtungsrichtung rotes Licht reflektiert und nach einer Drehung des Sicherheitselements in seiner Ebene um 90° Licht einer anderen Farbe reflektiert. Das Sicherheitselement besteht aus in Kunststoff eingebetteten, feinen Lamellen aus einem transparenten Dielektrikum mit einem Brechungsindex, der viel grösser ist als der Brechungsindex des Kunststoffs. DieAn easily recognizable security element is known from WO 83/00395. It consists of a diffractive subtractive color filter, which can be illuminated with e.g. Daylight reflects red light in one viewing direction and, after rotating the security element in its plane by 90 °, reflects light of a different color. The security element consists of fine slats embedded in plastic and made of a transparent dielectric with a refractive index that is much larger than the refractive index of the plastic. The
5 Lamellen bilden eine Gitterstruktur mit einer Spatialfrequenz von 2500 Linien/mm und reflektieren in der nullten Beugungsordnung rotes Licht mit einer sehr hohen Effizienz, wenn das auf die Lamellenstruktur einfallende weisse Licht so polarisiert ist, dass der E-Vektor des einfallenden Lichts parallel zu den Lamellen ausgerichtet ist. Für Spatialfrequenzen von 3100 Linien/mm reflektiert die Lamellenstruktur in der5 lamellas form a lattice structure with a spatial frequency of 2500 lines / mm and reflect red light in the zeroth diffraction order with very high efficiency if the white light incident on the lamellar structure is polarized so that the E-vector of the incident light is parallel to the Slats is aligned. For spatial frequencies of 3100 lines / mm, the lamellar structure reflects in the
:o nullten Beugungsordnung grünes Licht, für noch höhere Spatialfrequenzen geht die reflektierte Farbe im Spektrum in den blauen Bereich. Nach van Renesse, Optical Document Security, 2nd Ed., pp. 274 - 277, ISBN 0-89006-982-4 sind solche Strukturen in grossen Mengen schwierig kostengünstig herzustellen.: o zeroth diffraction order green light, for even higher spatial frequencies the reflected color in the spectrum goes into the blue area. According to van Renesse, Optical Document Security, 2nd Ed., Pp. 274 - 277, ISBN 0-89006-982-4, such structures are difficult to manufacture in large quantities at low cost.
Die US 4,426,130 beschreibt transparente, reflektierende sinusförmige >5 Phasengitterstrukturen. Die Phasengitterstrukturen sind so ausgelegt, dass sie in der einen der beiden ersten Beugungsordnungen eine möglichst grosse Beugungseffizienz aufweisen.US 4,426,130 describes transparent, reflective sinusoidal> 5 phase grating structures. The phase grating structures are designed such that they have the highest possible diffraction efficiency in one of the first two diffraction orders.
Der Erfindung liegt die Aufgabe zugrunde, ein kostengünstiges und einfach zu erkennendes, diffraktives Sicherheitselement zu schaffen, das im Tageslicht einfach 0 visuell überprüfbar ist.The invention has for its object to provide an inexpensive and easy-to-recognize, diffractive security element that is easily 0 visually verifiable in daylight.
Die genannte Aufgabe wird erfindungsgemäss durch die im Kennzeichen des Anspruchs 1 angegebenen Merkmale gelöst. Vorteilhafte Ausgestaltungen der Erfindung ergeben sich aus den abhängigen Unteransprüchen.According to the invention, this object is achieved by the features specified in the characterizing part of claim 1. Advantageous refinements of the invention result from the dependent subclaims.
Ausführungsbeispiele der Erfindung sind in der Zeichnung dargestellt und 5 werden im folgenden näher beschrieben. Es zeigen:Embodiments of the invention are shown in the drawing and 5 are described in more detail below. Show it:
Figur 1 ein Sicherheitselement im Querschnitt,1 shows a security element in cross section,
Figur 2 Beugungsebenen und Beugungsgitter,FIG. 2 diffraction planes and diffraction gratings,
Figur 3 einen vergrösserten Ausschnitt aus Fig. 1 ,FIG. 3 shows an enlarged detail from FIG. 1,
Figur 4 ein anderes Sicherheitselement im Querschnitt, Figur 5 Gittervektoren einer optisch wirksamen Struktur,4 shows another security element in cross section, FIG. 5 grating vectors of an optically active structure,
Figur 6 eine Sicherheitsmarke in Draufsicht mit dem Azimut 0° undFigure 6 is a security tag in plan view with the azimuth 0 ° and
Figur 7 die Sicherheitsmarke in Draufsicht mit dem Azimut 90°.Figure 7 shows the security mark in plan view with the azimuth 90 °.
In der Figur 1 bezeichnet 1 einen Schichtverbund, 2 ein Sicherheitselement, 3 ein Substrat, 4 eine Basisschicht, 5 einen optischen Wellenleiter, 6 eine Schutzschicht, 7 eine Kleberschicht, 8 Indicia und 9 eine optisch wirksame Struktur an der Grenzschicht zwischen der Basisschicht 4 und dem Wellenleiter 5. Der Schichtverbund 1 besteht aus mehreren Lagen von verschiedenen, nacheinander auf eine hier nicht gezeigte Trägerfolie aufgebrachten dielektrischen Schichten und umfasst in der angegebenen Reihenfolge wenigstens die Basisschicht 4, den Wellenleiter 5, die Schutzschicht 6 und die Kleberschicht 7. Für besonders dünne Schichtverbunde 1 bestehen die Schutzschicht 6 und die Kleberschicht 7 aus demselben Material, z.B. einem Heisskleber. Die Trägerfolie ist in einer Ausführungsform Teil der Basisschicht 4 und bildet eine Stabilisationsschicht 10 für eine auf der dem Wellenleiter 5 zugewandten Oberfläche der Stabilisationsschicht 10 angeordnete Abformschicht 11. Die Verbindung zwischen derIn FIG. 1, 1 denotes a layer composite, 2 a security element, 3 a substrate, 4 a base layer, 5 an optical waveguide, 6 a protective layer, 7 an adhesive layer, 8 indicia and 9 an optically effective structure at the boundary layer between the base layer 4 and the waveguide 5. The layer composite 1 consists of several layers of different dielectric layers applied in succession to a carrier film (not shown here) and comprises in the order given at least the base layer 4, the waveguide 5, the protective layer 6 and the adhesive layer 7. For particularly thin layers Layer composites 1, the protective layer 6 and the adhesive layer 7 consist of the same material, for example a hot glue. In one embodiment, the carrier film is part of the base layer 4 and forms a stabilization layer 10 for an impression layer 11 arranged on the surface of the stabilization layer 10 facing the waveguide 5. The connection between the
Stabilisationsschicht 10 und der Abformschicht 11 weist eine sehr hohe Haftfestigkeit auf. Bei einer anderen Ausführungsform ist zwischen der Basisschicht 4 und der Trägerfolie eine hier nicht gezeigte Trennschicht angeordnet, da die Trägerfolie lediglich zum Applizieren des dünnen Schichtverbunds 1 auf das Substrat 3 dient und danach vom Schichtverbund 1 entfernt wird. DieStabilization layer 10 and the impression layer 11 have a very high adhesive strength. In another embodiment, a separating layer, not shown here, is arranged between the base layer 4 and the carrier film, since the carrier film only serves to apply the thin layer composite 1 to the substrate 3 and is then removed from the layer composite 1. The
Stabilisationsschicht 10 ist z.B. ein kratzfester Lack zum Schützen der weicheren Abformschicht 11. Diese Ausführung des Schichtverbunds 1 ist in der eingangs erwähnten DE 33 08 831 A1 beschrieben. Die Basisschicht 4, der Wellenleiter 5, die Schutzschicht 6 und die Kleberschicht 7 sind wenigstens für einen Teil des sichtbaren Spektrums transparent, vorzugsweise jedoch glasklar. Daher sind die auf dem Substrat allfällig mit dem Schichtverbund 1 abgedeckten Indicia 8 durch den Schichtverbund 1 hindurch sichtbar.Stabilization layer 10 is, for example, a scratch-resistant lacquer for protecting the softer impression layer 11. This version of the layer composite 1 is described in the aforementioned DE 33 08 831 A1. The base layer 4, the waveguide 5, the protective layer 6 and the adhesive layer 7 are transparent for at least part of the visible spectrum, but are preferably crystal clear. Therefore, they are on the substrate 8, possibly covered with the layer composite 1, shows through the layer composite 1.
In einer anderen Ausführungsform des Sicherheitselements, bei der die Transparenz nicht erforderlich ist, ist die Schutzschicht 6 und/oder die Kleberschicht 7 eingefärbt oder schwarz. Eine weitere Ausführung des Sicherheitselements weist nur die Schutzschicht 6 auf, falls diese Ausführungsform nicht zum Aufkleben bestimmt ist.In another embodiment of the security element, in which the transparency is not required, the protective layer 6 and / or the adhesive layer 7 is colored or black. A further embodiment of the security element has only the protective layer 6, if this embodiment is not intended to be glued on.
Der Schichtverbund 1 wird als z.B. Kunststofflaminat in Form einer langen Folienbahn mit einer Vielzahl von nebeneinander angeordneten Kopien des Sicherheitselementes 2 hergestellt. Aus der Folienbahn werden die Sicherheitselemente 2 beispielsweise ausgeschnitten und mittels der Kleberschicht 7 mit dem Substrat 3 verbunden. Das Substrat 3, meist in Form eines Dokuments, einer Banknote, einer Bankkarte, eines Ausweises oder eines anderen wichtigen bzw. wertvollen Gegenstandes, wird mit dem Sicherheitselement 2 versehen, um die Echtheit des Gegenstandes zu beglaubigen. Damit der Wellenleiter 5 optisch wirksam wird, besteht der Wellenleiter 5 aus einem transparenten Dielektrikum, dessen Brechungsindex erheblich höher ist als die Brechungsindices der Kunststoffe für die Basisschicht 4, die Schutzschicht 6 und die Kleberschicht 7. Geeignete dielektrische Materialien sind beispielsweise in den eingangs erwähnten Schriften WO 99/47983 und US 4,856,857, Tabellen 1 und 6 aufgeführt. Bevorzugte Dielektrika sind ZnS, TiO2 usw. mit Brechungsindices von n * 2,3.The layer composite 1 is produced as, for example, plastic laminate in the form of a long film web with a large number of copies of the security element 2 arranged next to one another. The security elements 2 are cut out of the film web, for example, and connected to the substrate 3 by means of the adhesive layer 7. The substrate 3, usually in the form of a document, a bank note, a bank card, an ID card or another important or valuable object, is provided with the security element 2 in order to authenticate the authenticity of the object. So that the waveguide 5 becomes optically effective, the waveguide 5 consists of a transparent dielectric, the refractive index of which is considerably higher than the refractive indices of the plastics for the base layer 4, the protective layer 6 and the adhesive layer 7. Suitable dielectric materials are described, for example, in the documents mentioned at the beginning WO 99/47983 and US 4,856,857, Tables 1 and 6 listed. Preferred dielectrics are ZnS, TiO 2 etc. with refractive indices of n * 2.3.
Der Wellenleiter 5 schmiegt sich der die optisch wirksame Struktur 9 aufweisenden Grenzfläche zur Abformschicht 11 an und ist daher mit der optisch wirksamen Struktur 9 moduliert. Die optisch wirksame Struktur 9 ist ein Beugungsgitter mit einer so hohen Spatialfrequenz f, dass das unter einemThe waveguide 5 conforms to the interface with the impression layer 11 which has the optically active structure 9 and is therefore modulated with the optically active structure 9. The optically effective structure 9 is a diffraction grating with such a high spatial frequency f that it is below one
Einfallswinkel α zur Flächennormale 12 des Sicherheitselements 2 einfallende Licht 13 vom Sicherheitselement 2 nur in die nullte Beugungsordnung gebeugt wird und das gebeugte Licht 14 unter dem Ausfallswinkel ß reflektiert wird, wobei gilt: Einfallswinkel α = Ausfallswinkel ß. Damit ist für die Spatialfrequenz f eine untere Grenze von etwa 2200 Linien/mm bzw. eine obere Grenze für eine Periodenlänge d von 450 nm festgelegt. Diese Beugungsgitter werden "Beugungsgitter nullter 5 Ordnung" genannt und sind mit "Beugungsgitter" gemeint. Das Beugungsgitter weist in der Zeichnung der Figur 1 als Beispiel ein sinusförmiges Profil auf, jedoch sind auch andere bekannte Profile verwendbar.Angle of incidence α to the surface normal 12 of the security element 2, incident light 13 is only diffracted into the zeroth diffraction order by the security element 2 and the diffracted light 14 is reflected at the angle of reflection ß, where: angle of incidence α = angle of reflection ß. A lower limit of approximately 2200 lines / mm or an upper limit for a period length d of 450 nm is thus established for the spatial frequency f. These diffraction gratings become "zero diffraction gratings 5 order "and are meant by" diffraction grating ". The diffraction grating has a sinusoidal profile as an example in the drawing of Figure 1, but other known profiles can also be used.
Der Wellenleiter 5 beginnt seine Funktion zu erfüllen, d.h. das reflektierte Licht 14 zu beeinflussen, wenn der Wellenleiter 5 wenigstens 10 bis 20 Perioden der o optisch wirksamen Struktur 9 umfasst und daher eine minimale, von derThe waveguide 5 begins to function, i.e. to influence the reflected light 14 if the waveguide 5 comprises at least 10 to 20 periods of the optically active structure 9 and therefore a minimum of which
Periodenlänge d abhängige Länge L von L > 10d aufweist. Vorzugsweise liegt die untere Grenze der Länge L des Wellenleiters 5 im Bereich 50 bis 100 Periodenlängen d, damit der Wellenleiter 5 seine optimale Wirksamkeit entfaltet.Period length d has dependent length L of L> 10d. The lower limit of the length L of the waveguide 5 is preferably in the range 50 to 100 period lengths d so that the waveguide 5 develops its optimum effectiveness.
Das Sicherheitselement 2 weist in einer Ausführungsform auf seiner ganzen 5 Fläche ein uniformes Beugungsgitter für die optisch wirksame Struktur 9 und einen Wellenleiter 5 von gleichförmiger Schichtdicke s auf. In einer anderen Ausführungsform bilden mosaikförmig angeordnete Flächenteile ein optisch leicht erkennbares Muster. Damit ein Flächenteil des Mosaiks in seinen Umrissen für einen Beobachter mit den blossen Auge erkennbar ist, sind die Abmessungen o grösser als 0,3 mm zu wählen, d.h. der Wellenleiter 5 weist in jedem Fall eine genügende minimale Länge L auf.In one embodiment, the security element 2 has a uniform diffraction grating for the optically active structure 9 and a waveguide 5 of uniform layer thickness s over its entire surface. In another embodiment, mosaic-shaped surface parts form an optically easily recognizable pattern. So that a part of the surface of the mosaic can be recognized by an observer with the naked eye, the dimensions o must be selected to be larger than 0.3 mm, i.e. the waveguide 5 has a sufficient minimum length L in any case.
Das mit weissem diffusen einfallendem Licht 13 beleuchtete Sicherheitselement 2 verändert die Farbe des reflektierten gebeugten Lichts 14, wenn seine Orientierung zur Beobachtungsrichtung mittels einer Kipp- oder 5 Drehbewegung verändert wird. Die Drehbewegung hat als Drehachse die Flächennormale 12, die Kippbewegung erfolgt um eine in der Ebene des Sicherheitselements 2 liegende Drehachse.The security element 2 illuminated with white diffuse incident light 13 changes the color of the reflected diffracted light 14 if its orientation to the direction of observation is changed by means of a tilting or rotating movement. The rotary movement has the surface normal 12 as the axis of rotation, the tilting movement takes place about an axis of rotation lying in the plane of the security element 2.
Die Beugungsgitter nullter Ordnung zeigen ein von der azimutalen Ausrichtung des Beugungsgitters abhängiges, ausgeprägtes Verhalten gegenüber polarisiertem 0 Licht 13. Für das Beschreiben der optischen Eigenschaften werden in der Figur 2 Beugungsebenen 15, 16 parallel und quer zu den Gitterlinien definiert, wobei die Beugungsebenen 15, 16 zudem die Flächennormale 12 auf das Sicherheitselement 2 (Fig. 1 ) enthalten. Die Bezeichnungen von Lichtstrahlen Bp, Bn des einfallenden Lichts 13 (Fig. 1) und von Richtungen der Polarisation des einfallenden Lichts 13 seien wie folgt festgelegt:The zero-order diffraction gratings show a pronounced behavior towards polarized light 13, which depends on the azimuthal orientation of the diffraction grating. For the description of the optical properties, 2 diffraction planes 15, 16 are defined parallel and transversely to the grating lines in FIG. 16 also contain the surface normal 12 to the security element 2 (FIG. 1). The names of light rays B p , B n of the incident light 13 (FIG. 1) and directions of polarization of the incident light 13 are defined as follows:
Ein tiefgestelltes "p" bezeichnet den parallel zu Gitterlinien einfallenden Lichtstrahl Bp, während ein tiefgestelltes "n" den senkrecht zu den Gitterlinien einfallenden Lichtstrahl Bn bezeichnet;A subscript "p" denotes the one parallel to the grid lines Light beam B p , while a subscript "n" denotes the light beam B n incident perpendicular to the grating lines;
Ein tiefgestelltes "TE" beim Lichtstrahl Bp, Bn bedeutet eine Polarisation des elektrischen Felds senkrecht zur entsprechenden Beugungsebene 15 bzw. 16 und ein tiefgestelltes "TM" weist auf eine Polarisation des elektrischen Felds in der entsprechenden Beugungsebene 15 bzw. 16 hin.A subscript "TE" for the light beam B p , B n means a polarization of the electric field perpendicular to the corresponding diffraction plane 15 or 16 and a subscript "TM" indicates a polarization of the electric field in the corresponding diffraction plane 15 or 16.
Beispielsweise fällt der Lichtstrahl BnτM in der Beugungsebene 16 senkrecht auf die Gitterlinien des Sicherheitselementes 2 ein mit einer Polarisation des elektrischen Felds in der Beugungsebene 16.For example, the light beam B n τ M falls in the diffraction plane 16 perpendicular to the grating lines of the security element 2 with a polarization of the electric field in the diffraction plane 16.
Je nach den Parametern der optisch wirksamen Struktur 9 und des Wellenleiters 5 (Fig. 1 ) weisen die jeweiligen Ausführungsformen desDepending on the parameters of the optically active structure 9 and the waveguide 5 (FIG. 1), the respective embodiments of the
Sicherheitselements 2 unterschiedliches optisches Verhalten auf. Derartige Ausführungsformen werden in den nachfolgenden, nicht abschliessend aufgeführten Beispielen beschrieben.Security elements 2 different optical behavior. Such embodiments are described in the following examples, which are not exhaustively listed.
Beispiel 1 : Farbwechsel bei Drehung In der Figur 3 ist der Wellenleiter 5 im Querschnitt vergrössert dargestellt. Die Kunststoffschichten, Stabilisationsschicht 10, die Abformschicht 11 , die Schutzschicht 6 und die Kleberschicht 7 (Fig. 1 ) weisen gemäss US 4,856,857, Tabelle 6 Brechungsindices ni im Bereich von 1 ,5 bis 1 ,6 auf. Auf die in die Abformschicht 11 eingebrachte optisch wirksame Struktur 9 wird das für sichtbares Licht 13 (Fig.1 ) transparente Dielektrikum mit dem Brechungsindex n2 in derExample 1: Color change during rotation In FIG. 3, the waveguide 5 is shown enlarged in cross section. According to US Pat. No. 4,856,857, Table 6, the plastic layers, stabilization layer 10, the impression layer 11, the protective layer 6 and the adhesive layer 7 (FIG. 1) have refractive indices ni in the range from 1.5 to 1.6. The dielectric with the refractive index n 2 in FIG. 1 is placed on the optically active structure 9 that is introduced into the impression layer 11
Schichtdicke s gleichmässig abgeschieden, so dass auf der Grenzfläche gegen die Schutzschicht 6 die Oberfläche des Wellenleiters 5 ebenfalls die optisch wirksame Struktur 9 aufweist. Das Dielektrikum ist eine anorganische Verbindung, wie sie z.B. in der US 4,856,857, Tabelle 1 und in der WO 99/47983 erwähnt sind, und weist einen Wert für den Brechungsindex n2 von wenigstens n2 = 2 auf.Layer thickness s deposited uniformly, so that the surface of the waveguide 5 likewise has the optically active structure 9 on the interface against the protective layer 6. The dielectric is an inorganic compound, as mentioned, for example, in US Pat. No. 4,856,857, Table 1 and WO 99/47983, and has a value for the refractive index n 2 of at least n 2 = 2.
In einer Ausführungsform des Sicherheitselements 2 sind die Werte für die Profiltiefe t der optisch wirksamen Struktur 9 und der Schichtdicke s etwa gleich; d.h. s » t, wobei der Wellenleiter 5 mit der Periode d = 370 nm moduliert ist. Vorzugsweise ist die Schichtdicke s = t = 75±3 nm. Fällt der in der einen Beugungsebene 16 (Fig. 2) einfallende Lichtstrahl Bnτε unter einem Einfallswinkel α = 25° auf das Sicherheitselement 2 ein, reflektiert das Sicherheitselement 2 das gebeugte Licht 14 (Fig. 1 ) mit einer grünen Farbe. Vom orthogonal polarisierten Lichtstrahl Bnτwι wird nur im infraroten, unsichtbaren Teil des Spektrums Licht 14 reflektiert. Der in der anderen Beugungsebene 15 unter dem gleichen Einfallswinkel α = 25° einfallende Lichtstrahl BPTM verlässt das Sicherheitselement 2 als gebeugtes Licht 14 in roter Farbe, während das vom Lichtstrahl BpTE erzeugte gebeugte Licht 14 eine orange Mischfarbe mit einer im Vergleich zum reflektierten Licht 14 des Lichtstrahls BPTM schwachen Intensität aufweist. Die Farbe des Sicherheitselementes 2 wechselt bei einer Beleuchtung mit weissem, unpolarisiert einfallendem Licht 13 für einen Beobachter von Grün auf Rot bei einer Drehung des Sicherheitselementes 2 um 90°. Das Kippen des Sicherheitselementes 2 im Bereich von α = 25°+5° verändert die Farbe nur unwesentlich; die Veränderung ist mit dem blossen Auge kaum zu bemerken. Im Drehwinkelbereich 0°+ 20° ist nur die rote BPTM Reflexion, im Drehwinkelbereich 90°± 20° nur die grüne Bnτε Reflexion sichtbar. Im Zwischenbereich 20° bis 70° gibt es eine Mischfarbe aus zwei benachbarten Spektralbereichen, die eine für die Komponente von BΠTE, die andere für die Komponente von BPTM.In one embodiment of the security element 2, the values for the profile depth t of the optically active structure 9 and the layer thickness s are approximately the same; ie s »t, the waveguide 5 being modulated with the period d = 370 nm. The layer thickness is preferably s = t = 75 ± 3 nm. If the light beam B n τε incident in one diffraction plane 16 (FIG. 2) falls on the security element 2 at an angle of incidence α = 25 °, the security element 2 reflects this diffracted light 14 (Fig. 1) with a green color. Light 14 is only reflected from the orthogonally polarized light beam B n τwι in the infrared, invisible part of the spectrum. The light beam B P TM incident in the other diffraction plane 15 at the same angle of incidence α = 25 ° leaves the security element 2 as diffracted light 14 in red color, while the diffracted light 14 generated by the light beam B pTE is an orange mixed color with a compared to the reflected color Light 14 of the light beam B PT M has weak intensity. The color of the security element 2 changes when illuminated with white, unpolarized incident light 13 for an observer from green to red when the security element 2 is rotated by 90 °. Tilting the security element 2 in the range of α = 25 ° + 5 ° changes the color only slightly; the change is barely noticeable to the naked eye. In the rotation angle range 0 ° + 20 ° only the red B P TM reflection is visible, in the rotation angle range 90 ° ± 20 ° only the green B n τε reflection. In the intermediate range 20 ° to 70 ° there is a mixed color from two neighboring spectral ranges, one for the component of B Π TE, the other for the component of B P TM.
Dieses Verhalten des Sicherheitselementes 2 ändert sich bis auf leichte Farbverschiebungen nicht wesentlich, wenn die Schichtdicke s des Wellenleiters 5 zwischen 65 nm und 85 nm und die Profiltiefe t zwischen 60 nm und 90 nm variiert wird. Ein Verkürzen der Periodenlänge d auf 260 nm bei anderenThis behavior of the security element 2 does not change significantly except for slight color shifts if the layer thickness s of the waveguide 5 is varied between 65 nm and 85 nm and the profile depth t between 60 nm and 90 nm. Shortening the period length d to 260 nm in others
Ausführungsformen verschiebt die Farbe des gebeugten Lichts 14 bei einfallenden Lichtstrahl BΠTE von Grün nach Rot und bei einfallenden Lichtstrahl BPTM von Rot nach Grün. Die vom Lichtstrahl BΠTE erzeugte Farbe Rot verändert sich beim Kippen des Sicherheitselementes 2 in Richtung kleinerer Winkel im Bereich von α = 20° zu Orange.Embodiments shifts the color of the diffracted light 14 from green to red in the case of an incident light beam B Π TE and from red to green in the case of the incident light beam B P TM. The color red generated by the light beam B Π TE changes when the security element 2 is tilted in the direction of smaller angles in the range from α = 20 ° to orange.
Beispiel 2: Kippinvariante Farbe Eine andere Ausführungsform des Sicherheitselements 2 zeigt ein vorteilhaftes optisches Verhalten, da bei der Beleuchtung mit weissem unpolarisierten Licht 13 für kleine Kippwinkel, entsprechend dem Einfallwinkel zwischen α = 10° und = 40°, die Farbe des gebeugten Lichts 14 praktisch invariant bleibt. Die Parameter des Wellenleiters 5, die Schichtdicke s und die Profiltiefe t, sind hier durch die Beziehung s « 2t verknüpft. Beispielsweise ist die Schichtdicke s = 1 15 nm und die Profiltiefe t = 65 nm. Die Periodenlänge d der optisch wirksamen Struktur 9 beträgt d = 345 nm. Im angegebenen Bereich des Kippwinkels bei der Beleuchtung mit weissem unpolarisierten Licht 13 parallel zu den Gitterlinien der optisch wirksamen Struktur 9 weist das gebeugte Lichts 14 eine rote Farbe auf, zu der hauptsächlich die Lichtstrahlen BPT beitragen. Bei einer Drehbewegung des Sicherheitselements 2 um wenige Azimutwinkelgrade bleibt die reflektierte Farbe rot, bei weiter zunehmendem Drehwinkel werden symmetrisch zu Rot zwei Farben reflektiert, wovon sich die kurzwelligere Farbe in Richtung Ultraviolett verschiebt und die langwelligere Farbe rasch im infraroten Bereich verschwindet. Beispielsweise ist bei einem Azimutwinkel von 30° die kurzwelligere Farbe ein Orange; die langwelligere Farbe ist für den Beobachter unsichtbar.Example 2: Tilt-invariant color Another embodiment of the security element 2 shows an advantageous optical behavior, because when illuminated with white unpolarized light 13 for small tilt angles, corresponding to the angle of incidence between α = 10 ° and = 40 °, the color of the diffracted light 14 is practical remains invariant. The parameters of the waveguide 5, the layer thickness s and the profile depth t are here by Relationship s «2t linked. For example, the layer thickness s = 1 15 nm and the profile depth t = 65 nm. The period length d of the optically active structure 9 is d = 345 nm. In the specified range of the tilt angle when illuminated with white unpolarized light 13 parallel to the grating lines of the optically active structure 9, the diffracted light 14 has a red color, to which mainly the light rays B P T contribute. When the security element 2 rotates by a few azimuth angles, the reflected color remains red; when the angle of rotation increases further, two colors are reflected symmetrically to red, from which the shorter wavelength color shifts towards ultraviolet and the longer wavelength color quickly disappears in the infrared range. For example, at an azimuth angle of 30 °, the short-wave color is an orange; the longer-wave color is invisible to the observer.
Beispiel 3: Farbwechsel beim Kippen Wird das Sicherheitselement 2 so gedreht, dass das einfallende Licht 13 senkrecht zu den Gitterlinien gerichtet ist, zeigt das Sicherheitselement 2 des Beispiels 2 beim Kippen um eine Achse parallel zu den Gitterlinien des Beugungsgitters eine Farbverschiebung: beispielsweise erblickt der Beobachter die Fläche des Sicherheitselements 2 bei senkrechtem Lichteinfall, d.h. beim Einfallswinkel α = 0° in einem Orange, beim Einfallswinkel α = 10° eine Mischfarbe aus etwa 67 % Grün und 33 % Rot und beim Einfallswinkel = 30° ein fast spektral reines Blau. Beispiel 4: Drehinvarianter Farbwechsel beim KippenExample 3: Color change when tilting If the security element 2 is rotated so that the incident light 13 is directed perpendicular to the grating lines, the security element 2 of example 2 shows a color shift when tilting about an axis parallel to the grating lines of the diffraction grating: for example, the observer sees the surface of the security element 2 in the case of perpendicular incidence of light, ie at the angle of incidence α = 0 ° in an orange, at the angle of incidence α = 10 ° a mixed color of about 67% green and 33% red and at the angle of incidence = 30 ° an almost spectrally pure blue. Example 4: Rotating variant color change when tilting
Bei einer anderen Ausführungsform des Sicherheitselements 2 besteht die optisch wirksame Struktur 9 aus wenigstens zwei sich kreuzenden Beugungsgittern. Die Beugungsgitter kreuzen sich mit Vorteil unter Kreuzungswinkel im Bereich 10° bis 30°. Jedes Beugungsgitter ist z.B. durch eine Profiltiefe t von 150 nm und eine Periodenlänge von d = 417 nm bestimmt. Die Schichtdicke s des Wellenleiters 5 beträgt s = 60 nm, so dass die Parameter s und t des Wellenleiters 5 die Beziehung t « 3s erfüllen. Bei der Beleuchtung mit weissem, unpolarisierten einfallendem Licht 13 senkrecht zu den Gitterlinien des ersten Beugungsgitters gibt es beim Kippen um eine Achse parallel zu den Gitterlinien des ersten Beugungsgitters eine Farbverschiebung, z.B. von Rot zu Grün oder umgekehrt. Dieses Verhalten bleibt nach einer Drehung um den Kreuzungswinkel erhalten, da jetzt die Kippachse parallel zu den Gitterlinien des zweiten Beugungsgitters ausgerichtet ist.In another embodiment of the security element 2, the optically active structure 9 consists of at least two crossing diffraction gratings. The diffraction gratings advantageously intersect at a crossing angle in the range from 10 ° to 30 °. Each diffraction grating is determined, for example, by a profile depth t of 150 nm and a period length of d = 417 nm. The layer thickness s of the waveguide 5 is s = 60 nm, so that the parameters s and t of the waveguide 5 fulfill the relationship t «3s. When illuminated with white, unpolarized incident light 13 perpendicular to the grating lines of the first diffraction grating, there is a color shift when tilting about an axis parallel to the grating lines of the first diffraction grating, for example from red to green or vice versa. This behavior remains after a rotation about the crossing angle, since the tilt axis is now aligned parallel to the grating lines of the second diffraction grating.
Beispiel 5: Mit asymmetrischem Sägezahn-Reliefprofil In der in der Figur 4 im Querschnitt gezeigten weiteren Ausführungsform des Sicherheitselements 2 ist die optisch wirksame Struktur 9 eine Überlagerung des Beugungsgitters nullter Ordnung mit dem Beugungsgittervektor 19 (Fig.5) und mit einem asymmetrischen, sägezahnförmigen Reliefprofil 17 einer niedrigen Spatialfrequenz von F < 200 Linien/mm. Dies ist für eine Betrachtung des Sicherheitselements 2 von Vorteil, da für viele Personen die Betrachtung der oben beschriebenen Sicherheitselemente 2 unter dem Reflexionswinkel ß (Fig. 1 ) sehr ungewohnt ist. Die höchste zulässige Spatialfrequenz F hängt von derExample 5: With an asymmetrical sawtooth relief profile In the further embodiment of the security element 2 shown in cross section in FIG. 4, the optically effective structure 9 is a superposition of the zero-order diffraction grating with the diffraction grating vector 19 (FIG. 5) and with an asymmetrical, sawtooth-shaped relief profile 17 a low spatial frequency of F <200 lines / mm. This is advantageous for viewing the security element 2, since for many people viewing the security elements 2 described above under the reflection angle β (FIG. 1) is very unfamiliar. The highest permissible spatial frequency F depends on the
Periodenlänge d (Fig. 3) der optisch wirksamen Struktur 9 ab. Nach den oben genannten Kriterien für eine gute Effizienz ist die Länge L des Wellenleiters 5 innerhalb einer Periode des Reliefprofils 17 wenigstens L = 10d bis 20d vorzugsweise aber L = 50d bis 100d. Bei einer grössten Periodenlänge d = 450 nm ist bei L = 10d bzw. 20d die Spatialfrequenz F des Reliefprofils 17 demnach kleiner als F = 1/L < 220 Linien/mm bzw. 110 Linien/mm zu wählen.Period length d (FIG. 3) of the optically active structure 9. According to the above-mentioned criteria for good efficiency, the length L of the waveguide 5 within a period of the relief profile 17 is at least L = 10d to 20d, but preferably L = 50d to 100d. With a greatest period length d = 450 nm, the spatial frequency F of the relief profile 17 should therefore be chosen to be smaller than F = 1 / L <220 lines / mm or 110 lines / mm at L = 10d or 20d.
Entsprechend der Höhe des Reliefprofils 17 bzw. einem Blazewinkel γ des Sägezahnprofils wird bei der Beleuchtung des Sicherheitselements 2 mittels unter dem zur Flächennormale 12 gemessenen Einfallswinkel α einfallenden Lichtes 13 das gebeugte Licht 14 unter einem grösseren Ausfallwinkel ß-i reflektiert. Das einfallende Licht 13 fällt unter dem Winkel γ + α zur Senkrechten 18 auf die wegen des Reliefprofils 17 geneigte Ebene des Wellenleiters 5 ein und wird als gebeugtes Licht 14 unter dem gleichen Winkel zur Senkrechten 18 reflektiert. Der auf die Flächennormale 12 bezogene Ausfallwinkel ßi beträgt ßi = 2γ + α. Der Vorteil dieser Anordnung ist ein erleichtertes Betrachten des vom Sicherheitselement 2 erzeugten, optischen Effekts. Hier ist anzumerken, dass in der Zeichnung der Figur 4 die Refraktion in den Materialien des Schichtverbunds 1 (Fig. 1 ) vernachlässigt ist. Unter der Berücksichtigung der Refraktionseffekte im Schichtverbunds 1 sind Periodenlängen d bis ca. d = 500 nm für die Sicherheitselemente 2 verwendbar, da bei dieser Periodenlänge selbst die Blauanteile des in die ersten Ordnungen gebeugten Lichts 14 wegen Totalreflexion den Schichtverbund 1 (Fig. 1 ) nicht verlassen können. Der Blazewinkel γ weist einen Wert aus dem Bereich von γ = 1 ° bis γ = 15° auf.Corresponding to the height of the relief profile 17 or a blaze angle γ of the sawtooth profile, when the security element 2 is illuminated, the diffracted light 14 is reflected at a larger angle of reflection β-i by means of light 13 incident under the angle of incidence α measured for the surface normal 12. The incident light 13 falls at an angle γ + α to the vertical 18 onto the plane of the waveguide 5 which is inclined due to the relief profile 17 and is reflected as diffracted light 14 at the same angle to the vertical 18. The failure angle ßi based on the surface normal 12 is ßi = 2γ + α. The advantage of this arrangement is an easier viewing of the optical effect generated by the security element 2. It should be noted here that the refraction in the materials of the layer composite 1 (FIG. 1) is neglected in the drawing in FIG. 4. Taking into account the refraction effects in the layer composite 1, period lengths d to approx. D = 500 nm can be used for the security elements 2, since at this period length even the blue components of the light 14 diffracted into the first orders do not cause the layer composite 1 (FIG. 1) due to total reflection being able to leave. The blaze angle γ has a value from the range from γ = 1 ° to γ = 15 °.
Die Figur 5 zeigt die optisch wirksame Struktur 9, die eine Überlagerung des Beugungsgitter mit einem asymmetrischen, sägezahnförmigen Reliefprofil 17 ist. Die azimutale Orientierung des Beugungsgitters ist mittels dessen Beugungsgittervektor 19 festgelegt. Die Reliefstruktur 17 weist die durch den Reliefvektor 20 angegebene azimutale Orientierung auf. Die optisch wirksame Struktur 9 ist durch einen weiteren Parameter definiert, einen vom Beugungsgittervektor 19 und vom Reliefvektor 20 eingeschlossenen Azimutdifferenzwinkel ψ. Bevorzugte Werte für den Azimutdifferenzwinkel sind ψ = 0°, 45°, 90° usw.FIG. 5 shows the optically effective structure 9, which is a superimposition of the diffraction grating with an asymmetrical, sawtooth-shaped relief profile 17. The azimuthal orientation of the diffraction grating is determined by means of its diffraction grating vector 19. The relief structure 17 has the azimuthal orientation indicated by the relief vector 20. The optically active structure 9 is defined by a further parameter, an azimuth difference angle ψ enclosed by the diffraction grating vector 19 and by the relief vector 20. Preferred values for the azimuth difference angle are ψ = 0 °, 45 °, 90 ° etc.
Ganz allgemein sind diesen Sicherheitselementen 2 (Fig. 3) eine hohe Beugungseffizienz von fast 100% wenigstens für eine Polarisation eigen. Der wichtigste Parameter des Sicherheitselementes 2 für das Farbverschiebungs- Vermögen ist die Periodenlänge d (Fig. 3). Die Schichtdicke s (Fig. 3) des Wellenleiters und die Profiltiefe t (Fig. 3) sind für die Dielektrika ZnS und Ti02 nicht so kritisch und beeinflussen die Beugungseffizienz und die exakte Lage der Farbe im sichtbaren Spektrum nur gering, beeinflussen jedoch die spektrale Reinheit des reflektierten gebeugten Lichts 14 (Fig. 4).In general, these security elements 2 (FIG. 3) have a high diffraction efficiency of almost 100%, at least for one polarization. The most important parameter of the security element 2 for the color shifting capacity is the period length d (FIG. 3). The layer thickness s (FIG. 3) of the waveguide and the profile depth t (FIG. 3) are not so critical for the dielectrics ZnS and Ti0 2 and only slightly influence the diffraction efficiency and the exact position of the color in the visible spectrum, but do influence the spectral range Purity of the reflected diffracted light 14 (Fig. 4).
Für diese Sicherheitselemente 2 sind die Parameter nach der Tabelle 1 verwendbar.The parameters according to Table 1 can be used for these security elements 2.
Der Parameter Periodenlänge d bestimmt die Farbe des in die nullte Ordnung reflektiert gebeugten Lichts 14. Eine Veränderung des Parameters Schichtdicke s des Wellenleiters 5 (Fig. 4) beeinflusst hauptsächlich die spektrale Reinheit der Farbe des gebeugten Lichts 14 und verschiebt die Lage der Farbe im Spektrum in einem geringen Ausmass. Die Profiltiefe t beeinflusst die Modulation desThe parameter period length d determines the color of the diffracted light 14 reflected in the zero order. A change in the parameter layer thickness s of the waveguide 5 (FIG. 4) mainly influences the spectral purity of the color of the diffracted light 14 and shifts the position of the color in the spectrum to a small extent. The profile depth t influences the modulation of the
Wellenleiters 5 und damit dessen Wirkungsgrad. Abweichungen von ±5% von den in den Beispielen angegeben Werten für d, s, t und ψ beeinflussen die beschriebenen optischen Effekte für das blosse Auge nicht merklich. Diese grosse Toleranz erleichtert die Fabrikation des Sicherheitselementes 2 erheblich. Tabelle 1 :Waveguide 5 and thus its efficiency. Deviations of ± 5% from the values for d, s, t and ψ given in the examples do not noticeably affect the optical effects described for the naked eye. This large tolerance considerably simplifies the manufacture of the security element 2. Table 1 :
In den Figuren 6 und 7 ist eine Ausführungsform des Sicherheitselements 2 (Fig. 3) gezeigt, auf dessen Fläche eine Kombinationen einer Vielzahl von Teilflächen 21 , 22 angeordnet ist. Die Teilflächen 21 , 22 enthalten Wellenleiter 5 (Fig. 3) und unterscheiden sich in der optisch wirksamen Struktur 9 (Fig. 3) und in der azimutalen Orientierung des Beugungsgittervektors 19 (Fig. 5). Technisch schwierig zu realisieren sind im Schichtverbund 1 (Fig. 1 ) Unterschiede in der Schichtdicke s der Wellenleiter 5; diese sind aber hier ausdrücklich nicht ausgeschlossen. Aus dem Schichtverbund 1 ist eine Marke 23 ausgeschnitten und auf das Substrat 3 aufgeklebt. Im gezeigten Beispiel weist die Marke 23 zweiFIGS. 6 and 7 show an embodiment of the security element 2 (FIG. 3), on the surface of which a combination of a plurality of partial surfaces 21, 22 is arranged. The partial areas 21, 22 contain waveguides 5 (FIG. 3) and differ in the optically active structure 9 (FIG. 3) and in the azimuthal orientation of the diffraction grating vector 19 (FIG. 5). Differences in the layer thickness s of the waveguide 5 are technically difficult to implement in the layer composite 1 (FIG. 1); however, these are expressly not excluded here. A mark 23 is cut out of the layer composite 1 and glued to the substrate 3. In the example shown, the mark 23 has two
Teilflächen 21, 22 auf. Zur Illustration ist in der Figur 6 das Sicherheitselement 2 des vorstehend beschriebenen Beispiels 1 eingesetzt, wobei die Orientierung des Beugungsgittervektors 19 (Fig. 5) der ersten Teilfläche 21 orthogonal zum Beugungsgittervektor 19 der zweiten Teilfläche 22 ist. Die Beobachtungsrichtung ist in einer die Flächennormale 12 enthaltenden Ebene, deren Spur in derSubareas 21, 22. For illustration, the security element 2 of example 1 described above is used in FIG. 6, the orientation of the diffraction grating vector 19 (FIG. 5) of the first partial area 21 being orthogonal to the diffraction grating vector 19 of the second partial area 22. The direction of observation is in a plane containing the surface normal 12, the track of which in the
Zeichenebene der Figuren 6 und 7 mit der gestrichelten Linie 24 angegeben ist. Für die erste Teilfläche 21 fällt das weisse, unpolarisierte einfallende Licht 13 (Fig. 1) senkrecht zu den Gitterlinien und bei der zweiten Teilfläche 22 das einfallende Licht 13 parallel zu den Gitterlinien unter dem Einfallswinkel α = 25° ein. Der Beobachter erblickt daher die erste Teilfläche 21 in einer grünen Farbe und die zweite Teilfläche 22 in einer roten Farbe. Da der Schichtverbund 1 (Fig. 1 ) transparent ist, sind Indicia 8 des Substrats unter der Marke 23 erkennbar.Drawing plane of Figures 6 and 7 is indicated by the dashed line 24. For the first partial area 21, the white, unpolarized incident light 13 (FIG. 1) is incident perpendicular to the grating lines and for the second partial area 22 the incident light 13 is incident parallel to the grating lines at the angle of incidence α = 25 °. The observer therefore sees the first partial area 21 in a green color and the second partial area 22 in a red color. Since the layer composite 1 (FIG. 1) is transparent, indicia 8 of the substrate can be seen under the mark 23.
Nach einer Drehung des Substrats 3 mit der Marke 23 um einen Winkel von 90°, wie in der Figur 7 gezeigt, fällt das einfallende Licht 13 (Fig. 1 ) auf die erste Teilfläche 21 senkrecht zu den Gitterlinien des Beugungsgitters und auf die zweite Teilfläche 22 parallel zu den Gitterlinien ein, wie dies durch den Winkel zwischen Schraffierungen der Teilflächen 21 , 22 und der Linie 24 in der Zeichnung der Figur 7 angedeutet ist. Durch das Drehen des Substrats 3 um 90° vertauschen sich die Farben der Teilflächen 21 , 22; d.h. die erste Teilfläche 21 erstrahlt in Rot und die zweite Teilfläche 22 in Grün.After rotation of the substrate 3 with the mark 23 by an angle of 90 °, as shown in FIG. 7, the incident light 13 (FIG. 1) falls on the first partial surface 21 perpendicular to the grating lines of the diffraction grating and on the second partial surface 22 parallel to the grid lines, as indicated by the angle between hatching of the partial surfaces 21, 22 and the line 24 in the drawing of FIG. By rotating the substrate 3 by 90 °, the swap Colors of the partial areas 21, 22; ie the first partial area 21 shines in red and the second partial area 22 in green.
Bei einer anderen Ausführungsform des Sicherheitselements 2 kann die Anordnung einer Vielzahl gleicher Teilflächen 21 auf der Marke 23 einen Kreisring bilden, wobei die Beugungsgittervektoren 19 auf das Kreisringzentrum ausgerichtet sind. Bei Betrachtungsrichtung längs eines Durchmessers des Kreisrings leuchten unabhängig von der azimutalen Lage des Substrats 3 die entferntesten (0° ± 20°) und die nächstgelegenen (180° + 20°) Teilbereiche des Kreisrings in einer grünen Farbe und die am weitesten vom Durchmesser entfernten Bereiche bei 90° + 20° bzw. 270° ± 20° des Kreisrings in einer roten Farbe auf. Dazwischen liegende Bereiche weisen die oben beschriebene Mischfarbe aus zwei benachbarten Spektralbereichen auf. Das Farbmuster ist gegenüber einer Drehung des Substrates 3 invariant und scheint sich relativ zu allfälligen Indicia 8 (Fig. 1 ) zu bewegen. Ein Kreisring mit gekrümmten Gitterlinien erzeugt den gleichen Effekt, wenn die Gitterlinien konzentrisch zum Mittelpunkt des Kreisrings angeordnet sind. In einer weiteren Ausgestaltung der Figur 7 sind beispielsweise die TeilflächenIn another embodiment of the security element 2, the arrangement of a plurality of identical partial surfaces 21 on the mark 23 can form a circular ring, the diffraction grating vectors 19 being aligned with the center of the circular ring. When viewing along a diameter of the annulus, regardless of the azimuthal position of the substrate 3, the most distant (0 ° ± 20 °) and the closest (180 ° + 20 °) partial areas of the annulus shine in a green color and the most distant from the diameter at 90 ° + 20 ° or 270 ° ± 20 ° of the annulus in a red color. Areas in between have the above-described mixed color from two adjacent spectral areas. The color pattern is invariant to a rotation of the substrate 3 and appears to move relative to any indicia 8 (FIG. 1). A circular ring with curved grid lines produces the same effect if the grid lines are arranged concentrically to the center of the circular ring. In a further embodiment of FIG. 7, the partial areas are, for example
21 , 22 auf einem Hintergrund 25 angeordnet. Die Teilflächen 21 und 22 enthalten die optisch wirksame Struktur 9 (Fig. 4) aus dem Beispiel 5, wobei der Reliefvektor 20 (Fig. 5) der einen Teilfläche 21 dem Reliefvektor 20 der anderen Teilfläche 22 entgegengesetzt ist. Die optisch wirksame Struktur 9 des Hintergrunds 25 besteht nur aus dem Beugungsgitter, das nicht durch die Reliefstruktur 17 (Fig. 5) moduliert ist. Der Beugungsgittervektor 19 kann parallel oder senkrecht zu den Reliefvektoren 20 ausgerichtet sein; der Winkel γ (Fig. 5) kann durchaus auch andere Werte aufweisen.21, 22 arranged on a background 25. The partial areas 21 and 22 contain the optically effective structure 9 (FIG. 4) from example 5, the relief vector 20 (FIG. 5) of one partial area 21 being opposite to the relief vector 20 of the other partial area 22. The optically effective structure 9 of the background 25 consists only of the diffraction grating, which is not modulated by the relief structure 17 (FIG. 5). The diffraction grating vector 19 can be aligned parallel or perpendicular to the relief vectors 20; the angle γ (FIG. 5) can also have other values.
Selbstverständlich sind ohne Einschränkung alle vorstehend beschriebenen Ausführungsformen der Sicherheitselemente 2 mit Vorteil kombinierbar, da die spezifischen, vom Azimut bzw. vom Kippwinkel abhängigen optischen Effekte durch die gegenseitige Referenzierung wesentlich auffälliger und daher leichter erkennbar sind.Of course, all of the embodiments of the security elements 2 described above can be advantageously combined without restriction, since the specific optical effects, which are dependent on the azimuth or the tilt angle, are much more conspicuous due to the mutual referencing and are therefore easier to recognize.
Schliesslich weisen andere Ausführungen des Sicherheitselements 2 auch Feldanteile 26 (Fig. 6) mit Gitterstrukturen mit Spatialfrequenzen im Bereich von 300 Linien/mm bis 1800 Linien/mm und Azimutwinkel im Bereich 0° bis 360° auf, die in den in der eingangs erwähnten EP 0 105 099 A1 und der EP 0 375 833 A1 beschriebenen Flächenmustern verwendet sind. Die Feldanteile 26 erstrecken sich über das Sicherheitselement 2 bzw. über die Teilflächen 21 , 22, 25 und bilden eines der bekannten optisch variablen Muster, das sich beim Drehen oder Kippen unabhängig von den optischen Effekten der Wellenleiterstrukturen unter gleichen Beobachtungsbedingungen vorbestimmt verändert. Der Vorteil dieser Kombination ist, dass die Flächenmuster die Fälschungssicherheit des Sicherheitselements 2 erhöhen. Finally, other versions of the security element 2 also have field portions 26 (FIG. 6) with lattice structures with spatial frequencies in the range from 300 lines / mm to 1800 lines / mm and azimuth angles in the range from 0 ° to 360 °, which in the surface patterns described in the aforementioned EP 0 105 099 A1 and EP 0 375 833 A1 are used. The field portions 26 extend over the security element 2 or over the partial surfaces 21, 22, 25 and form one of the known optically variable patterns, which changes in a predetermined manner when rotating or tilting independently of the optical effects of the waveguide structures under the same observation conditions. The advantage of this combination is that the surface patterns increase the security against forgery of the security element 2.

Claims

PATENTANSPRÜCHE: CLAIMS:
1. Diffraktives Sicherheitselement (2), das in Teilflächen (21 ; 22; 25) mit einer optisch wirksamen Struktur (9) von Grenzflächen eingebettet zwischen zwei Schichten eines Schichtverbunds (1 ) aus Kunststoff eingeteilt ist, wobei wenigstens die zu beleuchtende Basisschicht (4) transparent ist und die optisch wirksame Struktur (9) als Grundstruktur ein Beugungsgitter nullter Ordnung mit einer Periodenlänge (d) von höchstens 500 nm aufweist, dadurch gekennzeichnet, dass in wenigstens einer der Teilflächen (21 ; 22; 25) zwischen der1. Diffractive security element (2), which is divided into partial surfaces (21; 22; 25) with an optically effective structure (9) of interfaces embedded between two layers of a layer composite (1) made of plastic, at least the base layer (4 ) is transparent and the optically active structure (9) has a zero order diffraction grating with a period length (d) of at most 500 nm as the basic structure, characterized in that in at least one of the partial areas (21; 22; 25) between the
Basisschicht (4) und einer Kleberschicht (7) und/oder einer Schutzschicht (6) des Schichtverbunds (1) ein integrierter optischer Wellenleiter (5) aus einem transparenten Dielektrikum mit einer Schichtdicke (s) eingebettet ist.wobei die Profiltiefe (t) der optisch wirksamen Struktur (9) in einem vorbestimmten Verhältnis zur Schichtdicke (s) steht.Base layer (4) and an adhesive layer (7) and / or a protective layer (6) of the layer composite (1), an integrated optical waveguide (5) made of a transparent dielectric with a layer thickness (s) is embedded, the profile depth (t) optically active structure (9) is in a predetermined ratio to the layer thickness (s).
2. Diffraktives Sicherheitselement (2) nach Anspruch 1 , dadurch gekennzeichnet, dass innerhalb einer Toleranz von ± 5 % die Profiltiefe (t) gleich der Schichtdicke (s) ist.2. Diffractive security element (2) according to claim 1, characterized in that the profile depth (t) is equal to the layer thickness (s) within a tolerance of ± 5%.
3. Diffraktives Sicherheitselement (2) nach Anspruch 1 oder 2, dadurch gekennzeichnet, dass die Schichtdicke (s) Werte aus dem Bereich 65 nm bis3. Diffractive security element (2) according to claim 1 or 2, characterized in that the layer thickness (s) values from the range 65 nm to
85 nm und die Profiltiefe (t) Werte aus dem Bereich 60 nm bis 90 nm aufweisen und dass für die Periodenlänge (d) ein Wert aus dem Bereich 260 nm bis 370 nm ausgewählt ist.85 nm and the profile depth (t) have values from the range 60 nm to 90 nm and that a value from the range 260 nm to 370 nm is selected for the period length (d).
4. Diffraktives Sicherheitselement (2) nach Anspruch 1 , dadurch gekennzeichnet, dass innerhalb einer Toleranz von ± 5 % die Profiltiefe (t) gleich der dreifachen4. Diffractive security element (2) according to claim 1, characterized in that the profile depth (t) equal to three times within a tolerance of ± 5%
Schichtdicke (s) ist.Layer thickness (s).
5. Diffraktives Sicherheitselement (2) nach Anspruch 4, dadurch gekennzeichnet, dass die Schichtdicke (s) einen Wert von 60 nm, die Profiltiefe (t) einen Wert von 150 nm und die Periodenlänge (d) einen Wert von 417 nm aufweist und dass jeder der Werte (d; s; t) mit einer Toleranz von 5 % behaftet ist. 5. Diffractive security element (2) according to claim 4, characterized in that the layer thickness (s) has a value of 60 nm, the profile depth (t) a value of 150 nm and the period length (d) has a value of 417 nm and that each of the values (d; s; t) has a tolerance of 5%.
6. Diffraktives Sicherheitselement (2) nach Anspruch 1 , dadurch gekennzeichnet, dass innerhalb einer Toleranz von ± 5 % die Schichtdicke (s) gleich der zweifachen Profiltiefe (t) ist.6. Diffractive security element (2) according to claim 1, characterized in that within a tolerance of ± 5%, the layer thickness (s) is equal to twice the profile depth (t).
7. Diffraktives Sicherheitselement (2) nach Anspruch 6, dadurch gekennzeichnet, dass die Schichtdicke (s) mit 115 nm, die Profiltiefe (t) mit 65 nm und die Periodenlänge (d) mit 345 nm gewählt ist und dass jeder der Werte (d; s; t) mit einer Toleranz von 5 % behaftet ist.7. Diffractive security element (2) according to claim 6, characterized in that the layer thickness (s) with 115 nm, the profile depth (t) with 65 nm and the period length (d) with 345 nm is selected and that each of the values (d ; s; t) has a tolerance of 5%.
8. Diffraktives Sicherheitselement (2) nach einem der Ansprüche 1 bis 7, dadurch gekennzeichnet, dass die optisch wirksame Struktur (9) eine Überlagerung des Beugungsgitters nullter Ordnung mit einer Reliefstruktur (17) ist, dass die Reliefstruktur (17) eine Spatialfrequenz (F) kleiner als 220 Linien/mm und einen Wert des Blazewinkels (γ) aus dem Bereich 1° bis 15°aufweist.8. Diffractive security element (2) according to one of claims 1 to 7, characterized in that the optically effective structure (9) is a superposition of the zero-order diffraction grating with a relief structure (17), that the relief structure (17) has a spatial frequency (F ) less than 220 lines / mm and has a blaze angle (γ) value from the range 1 ° to 15 °.
9. Diffraktives Sicherheitselement (2) nach Anspruch 8, dadurch gekennzeichnet, dass eine Beugungsgittervektor (19) des Beugungsgitters nullter Ordnung und ein Reliefvektor (20) der Reliefstruktur (17) einen Azimutdifferenzwinkel (ψ) einschliessen, der einen der Werte 0°, 45°, 90° usw. aufweist.9. Diffractive security element (2) according to claim 8, characterized in that a diffraction grating vector (19) of the zero-order diffraction grating and a relief vector (20) of the relief structure (17) include an azimuth difference angle (ψ) which has one of the values 0 °, 45 °, 90 ° etc.
10. Diffraktives Sicherheitselement (2) nach einem der Ansprüche 1 bis 9, dadurch gekennzeichnet, dass das Dielektrikum einen Brechungsindex (n2) von 2,3 aufweist.10. Diffractive security element (2) according to one of claims 1 to 9, characterized in that the dielectric has a refractive index (n 2 ) of 2.3.
1 1 . Diffraktives Sicherheitselement (2) nach einem der Ansprüche 1 bis 10, dadurch gekennzeichnet, dass in den Teilflächen (21 ; 22; 25) Feldanteile (26) mit Gitterstrukturen mit Spatialfrequenzen im Bereich von 300 Linien/mm bis 1800 Linien/mm und Azimutwinkeln im Bereich 0° bis 360° angeordnet sind. 1 1. Diffractive security element (2) according to one of claims 1 to 10, characterized in that in the partial areas (21; 22; 25) field portions (26) with lattice structures with spatial frequencies in the range from 300 lines / mm to 1800 lines / mm and azimuth angles in Range 0 ° to 360 ° are arranged.
EP02806315A 2002-01-18 2002-11-02 Diffractive security element having an integrated optical waveguide Expired - Lifetime EP1465780B1 (en)

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ATE396059T1 (en) 2008-06-15
EP1465780B1 (en) 2008-05-21
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US20050128590A1 (en) 2005-06-16
RU2004125166A (en) 2005-05-10
DE50212303D1 (en) 2008-07-03
CN1615224A (en) 2005-05-11
JP2005514672A (en) 2005-05-19
RU2309048C2 (en) 2007-10-27
WO2003059643A1 (en) 2003-07-24
KR20040083078A (en) 2004-09-30
US7102823B2 (en) 2006-09-05
TW200302358A (en) 2003-08-01
PL370298A1 (en) 2005-05-16
AU2002367080A1 (en) 2003-07-30
PL202810B1 (en) 2009-07-31
CN100519222C (en) 2009-07-29

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