CN102084390A - 用于增强的证券托管和委托人借贷的计算机系统体系结构及计算机实现的方法 - Google Patents

用于增强的证券托管和委托人借贷的计算机系统体系结构及计算机实现的方法 Download PDF

Info

Publication number
CN102084390A
CN102084390A CN2009801228050A CN200980122805A CN102084390A CN 102084390 A CN102084390 A CN 102084390A CN 2009801228050 A CN2009801228050 A CN 2009801228050A CN 200980122805 A CN200980122805 A CN 200980122805A CN 102084390 A CN102084390 A CN 102084390A
Authority
CN
China
Prior art keywords
security
account
clientage
lending
borrowing
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Pending
Application number
CN2009801228050A
Other languages
English (en)
Chinese (zh)
Inventor
S·W·欧尔森
B·J·麦克隆
P·J·夫莱明
G·霍纳
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
State Street Corp
Original Assignee
State Street Corp
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by State Street Corp filed Critical State Street Corp
Publication of CN102084390A publication Critical patent/CN102084390A/zh
Pending legal-status Critical Current

Links

Images

Classifications

    • GPHYSICS
    • G06COMPUTING OR CALCULATING; COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06Asset management; Financial planning or analysis
    • GPHYSICS
    • G06COMPUTING OR CALCULATING; COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/03Credit; Loans; Processing thereof
    • GPHYSICS
    • G06COMPUTING OR CALCULATING; COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Landscapes

  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Development Economics (AREA)
  • Technology Law (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Operations Research (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
CN2009801228050A 2008-05-02 2009-05-01 用于增强的证券托管和委托人借贷的计算机系统体系结构及计算机实现的方法 Pending CN102084390A (zh)

Applications Claiming Priority (5)

Application Number Priority Date Filing Date Title
US5008008P 2008-05-02 2008-05-02
US61/050,080 2008-05-02
US17436709P 2009-04-30 2009-04-30
US61/174,367 2009-04-30
PCT/US2009/042568 WO2009135154A1 (en) 2008-05-02 2009-05-01 Computer system architecture and computer implemented methods for enhanced custody and principal lending of securities

Publications (1)

Publication Number Publication Date
CN102084390A true CN102084390A (zh) 2011-06-01

Family

ID=41255453

Family Applications (1)

Application Number Title Priority Date Filing Date
CN2009801228050A Pending CN102084390A (zh) 2008-05-02 2009-05-01 用于增强的证券托管和委托人借贷的计算机系统体系结构及计算机实现的方法

Country Status (6)

Country Link
US (1) US20090276370A1 (https=)
EP (1) EP2291810A4 (https=)
JP (1) JP2011520191A (https=)
CN (1) CN102084390A (https=)
CA (1) CA2723211A1 (https=)
WO (1) WO2009135154A1 (https=)

Cited By (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN104915853A (zh) * 2015-01-04 2015-09-16 杭州时代银通软件有限公司 一种委托处理牌价的系统及方法
CN110998628A (zh) * 2017-06-08 2020-04-10 冈部俊彦 商品购买价款支付的损益的通知系统、方法以及程序

Families Citing this family (15)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7937310B1 (en) 2005-04-14 2011-05-03 Blount Edmon W System and method for providing efficiency and stability to securities financing marketplace
CA2788570C (en) * 2010-02-02 2018-06-26 Thomas Michael Russo Auto substitution collateral management system and method
US8738514B2 (en) * 2010-02-18 2014-05-27 Jpmorgan Chase Bank, N.A. System and method for providing borrow coverage services to short sell securities
US20140188691A1 (en) * 2013-01-03 2014-07-03 The Bank Of New York Mellon Automatic collateral exchange for rehypothecated collateral
CN103854223B (zh) * 2014-02-27 2017-11-07 深圳市拜特科技股份有限公司 一种集团企业内部融资方法、系统及集团资金管理机构端
US11372889B2 (en) 2015-04-22 2022-06-28 The Bank Of New York Mellon Multi-modal-based generation of data synchronization instructions
US11442780B2 (en) 2015-04-22 2022-09-13 The Bank Of New York Mellon Systems and methods for real-time processing
US11704733B2 (en) 2015-05-01 2023-07-18 Tzero Ip, Llc Crypto multiple security asset creation and redemption platform
US20160321752A1 (en) * 2015-05-01 2016-11-03 Medici, Inc. Digitally Encrypted Securities Platform, Along With Methods And Systems For The Same
JP6190907B1 (ja) * 2016-03-07 2017-08-30 株式会社 みずほ銀行 証券取引支援システム
EP3743874A1 (en) * 2018-01-22 2020-12-02 Baton Systems, Inc. Clearing systems and methods
US12182294B2 (en) 2018-01-22 2024-12-31 Baton Systems, Inc. Partitioning data across shared permissioned database storage for multiparty data reconciliation
JP7038764B2 (ja) * 2020-07-21 2022-03-18 三菱Ufj信託銀行株式会社 権利移転完結型電子帳簿サーバ、及び権利移転完結型電子帳簿システム
CN113487429B (zh) * 2021-06-22 2023-10-10 华泰证券股份有限公司 一种证券券池库存预占登记方法、装置及可视化计算方法
CA3225591A1 (en) * 2021-06-30 2023-01-05 PwC Product Sales LLC Ai-augmented auditing platform including techniques for applying a composable assurance integrity framework

Family Cites Families (17)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
JP2002304528A (ja) * 2001-04-05 2002-10-18 Japan Securities Finance Co Ltd 株券貸借取引支援システム及び株券貸借取引支援システム用のコンピュータプログラム
US7236955B2 (en) * 2001-06-15 2007-06-26 Goldman Sachs & Co. Method for structuring a transaction
US7447656B2 (en) * 2001-08-15 2008-11-04 Medha Parthasarathy Electronic lending and borrowing system
US8185466B2 (en) * 2002-06-17 2012-05-22 Equilend Holdings Llc System and method for securities borrowing and lending
US7567935B2 (en) * 2002-09-13 2009-07-28 Morgan Stanley Short trade information system
US20040220872A1 (en) * 2003-04-29 2004-11-04 Pollock Frederick E. Lending based on an asset and securitization of loan interests
JP2005301328A (ja) * 2003-07-10 2005-10-27 Finalabo Co Ltd 株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定率での損切り機能付き建玉管理システム、顧客口座内全株式について一律に実行する個別株式ごとの指定率での損切り機能付き所有株式管理システム、株式信用取引における顧客口座内全建玉について一律に実行する個別建玉ごとの指定の保証金維持率による損切り機能付き建玉管理システム
JP2005084736A (ja) * 2003-09-04 2005-03-31 Japan Future Information Technology & Systems Co Ltd ストックオプション権利行使支援方法、ストックオプション権利行使支援プログラムおよびストックオプション権利行使支援装置
US7752101B2 (en) * 2003-10-20 2010-07-06 Morgan Stanley System and method for increasing an amount of a security available for borrow
US20080065532A1 (en) * 2004-11-22 2008-03-13 De La Motte Alan L Revenue-producing bank card system & method providing the functionality & protection of trust-connected banking
WO2006063086A2 (en) * 2004-12-08 2006-06-15 De La Motte Alain L System & method for the creation of a global secure computerized electronic market-making exchange for currency yields arbitrage
US20060069634A1 (en) * 2005-05-16 2006-03-30 Lehman Brothers Inc. Methods and systems for providing enhanced capital advantaged preferred securities
US20060277124A1 (en) * 2005-06-01 2006-12-07 Gerrietts Alfred F Ii Investment and fund management system and method
US20070162365A1 (en) * 2005-07-27 2007-07-12 Weinreb Earl J Securities aid
US20070299786A1 (en) * 2006-06-26 2007-12-27 Henry Bregstein Multi-level leverage account structure
US8595112B2 (en) * 2007-03-12 2013-11-26 The Bank Of New York Mellon Corporation Systems and methods for providing financial services
US8768820B2 (en) * 2008-12-29 2014-07-01 Chicago Mercantile Exchange Inc. Collateralized lending using a central counterparty

Cited By (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN104915853A (zh) * 2015-01-04 2015-09-16 杭州时代银通软件有限公司 一种委托处理牌价的系统及方法
CN104915853B (zh) * 2015-01-04 2018-05-25 杭州时代银通软件股份有限公司 一种委托处理牌价的系统及方法
CN110998628A (zh) * 2017-06-08 2020-04-10 冈部俊彦 商品购买价款支付的损益的通知系统、方法以及程序

Also Published As

Publication number Publication date
EP2291810A4 (en) 2013-01-09
US20090276370A1 (en) 2009-11-05
EP2291810A1 (en) 2011-03-09
WO2009135154A1 (en) 2009-11-05
CA2723211A1 (en) 2009-11-05
JP2011520191A (ja) 2011-07-14

Similar Documents

Publication Publication Date Title
Broby Financial technology and the future of banking
CN102084390A (zh) 用于增强的证券托管和委托人借贷的计算机系统体系结构及计算机实现的方法
Loader Clearing, settlement and custody
US20200042989A1 (en) Asset-backed tokens
JP5505897B2 (ja) 分散型資本システムの方法、金融サービス・システム、記録媒体、及び、コンピュータ・システム
US8326757B2 (en) Emerging market banking system
Lumpkin et al. Banks, digital banking initiatives and the financial safety net: theory and analytical framework
US20050171894A1 (en) Exchange traded currency fund instrument and system
CN121071034A (zh) 房地产融资,服务和报告的实时,动态管理的方法和装置
WO2008156740A2 (en) Global fiduciary-based financial system for yield & interest rate arbitrage
US8229826B2 (en) Collateral trust management system
JP2005518011A5 (https=)
Simmons Securities operations: a guide to trade and position management
US20100274703A1 (en) Computer system architecture and computer implemented methods for domestic and international enhanced custody and principal lending of securities
Bindseil et al. Public crypto networks as financial market infrastructures
US20080052215A1 (en) Online omnibus trading system
WO2020149763A1 (ru) Способ и система для обеспечения кредитной сделки с использованием крипто кошелька
Indjikian et al. E-finance for SMEs: global trends and national experiences
Pertseva et al. Global Financial Market
US20110153484A1 (en) Systems and methods for central processing of mutual fund transactions
Cirasino et al. Payment and securities settlement systems in the Middle East and North Africa
Schaller et al. Continuous linked settlement: History and implications
Civilize et al. Mapping Thailand’s Financial Landscape: A Perspective through Balance Sheet Linkages and Contagion
Robert-Nicoud Securities Services: Settlement, Custody and Financing
KR20090122799A (ko) 씨투씨 대출 중개 시스템 및 이를 이용한 대출 방법

Legal Events

Date Code Title Description
C06 Publication
PB01 Publication
C10 Entry into substantive examination
SE01 Entry into force of request for substantive examination
C02 Deemed withdrawal of patent application after publication (patent law 2001)
WD01 Invention patent application deemed withdrawn after publication

Application publication date: 20110601