WO2019029311A1 - 一种上行传输码本确定方法及设备 - Google Patents

一种上行传输码本确定方法及设备 Download PDF

Info

Publication number
WO2019029311A1
WO2019029311A1 PCT/CN2018/095193 CN2018095193W WO2019029311A1 WO 2019029311 A1 WO2019029311 A1 WO 2019029311A1 CN 2018095193 W CN2018095193 W CN 2018095193W WO 2019029311 A1 WO2019029311 A1 WO 2019029311A1
Authority
WO
WIPO (PCT)
Prior art keywords
codebook
terminal
indication information
information
base station
Prior art date
Application number
PCT/CN2018/095193
Other languages
English (en)
French (fr)
Inventor
黄秋萍
高秋彬
拉盖施
苏昕
陈润华
李辉
王蒙军
Original Assignee
电信科学技术研究院有限公司
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by 电信科学技术研究院有限公司 filed Critical 电信科学技术研究院有限公司
Priority to US16/638,265 priority Critical patent/US10931339B2/en
Priority to KR1020227001556A priority patent/KR20220011809A/ko
Priority to KR1020207006849A priority patent/KR20200038288A/ko
Priority to EP18845096.9A priority patent/EP3667937A4/en
Priority to KR1020237012216A priority patent/KR102663010B1/ko
Priority to JP2020508009A priority patent/JP7330167B2/ja
Publication of WO2019029311A1 publication Critical patent/WO2019029311A1/zh

Links

Images

Classifications

    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413—MIMO systems
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0404—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas the mobile station comprising multiple antennas, e.g. to provide uplink diversity
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413—MIMO systems
    • H04B7/0456—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413—MIMO systems
    • H04B7/0456—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting
    • H04B7/046—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting taking physical layer constraints into account
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413—MIMO systems
    • H04B7/0456—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting
    • H04B7/046—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting taking physical layer constraints into account
    • H04B7/0469—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting taking physical layer constraints into account taking special antenna structures, e.g. cross polarized antennas into account
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413—MIMO systems
    • H04B7/0456—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting
    • H04B7/0486—Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting taking channel rank into account
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04B—TRANSMISSION
    • H04B7/00—Radio transmission systems, i.e. using radiation field
    • H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0621—Feedback content
    • H04B7/0628—Diversity capabilities
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04W—WIRELESS COMMUNICATION NETWORKS
    • H04W8/00—Network data management
    • H04W8/22—Processing or transfer of terminal data, e.g. status or physical capabilities
    • H04W8/24—Transfer of terminal data

Definitions

  • the present application relates to the field of communications technologies, and in particular, to a method and an apparatus for determining an uplink transmission codebook.
  • MIMO Multiple-Input Multiple-Output
  • eNB evolved Node B
  • the spatial resource enables the transmission signal to be transmitted and received through multiple antennas of the terminal and the base station, thereby multiplying the channel capacity of the system by multiple times without increasing the spectrum resource and the antenna transmission power, thereby improving communication quality.
  • the antenna of the base station may include a large number of antenna units and transceiver units.
  • the number of antenna units and transceiver units may be 128, 256 or 512.
  • the antenna array may be configured by a larger number of antenna units.
  • signals may be transmitted or received through multiple antennas of the base station and the terminal to reduce signal attenuation and improve communication quality.
  • an uplink transmission scheme supporting a codebook may be adopted, or an uplink transmission scheme supporting a non-codebook may be adopted.
  • each codebook includes multiple precoding matrices, and the precoding matrix included in the codebook is determined by using the selected codebook.
  • the final determined precoding matrix performs data transmission.
  • the base station determines the codebook information used by the terminal according to the Sounding Reference Signal (SRS) resource reported by the terminal, and notifies the terminal to the codebook information, and the terminal determines the corresponding codebook according to the notification of the base station, but the current base station only
  • the configuration of the codebook is performed according to the channel condition indicated by the SRS resource, and the current state of the terminal is not considered. Therefore, the current state of the terminal may not be sufficient to support the codebook configured by the base station.
  • SRS Sounding Reference Signal
  • the embodiment of the present invention provides a method and a device for determining an uplink transmission codebook, which are used to determine a codebook used by a terminal in performing uplink transmission based on a current codebook support capability of the terminal, so as to improve the terminal's support capability for the codebook.
  • a method for determining an uplink transmission codebook comprising:
  • the terminal sends data transmission capability information to the base station;
  • the data transmission capability information is used to represent the capability of the terminal to support data transmission supported by the current antenna;
  • the codebook indication information includes information for indicating a codebook for uplink transmission by the terminal; and/or for characterizing the base station to the data transmission capability information Information that is successfully decoded or not successful;
  • the terminal determines, according to the codebook indication information, a codebook corresponding to the uplink transmission.
  • the data transmission capability information includes one or more of the following information:
  • the number of transceiver units included in each panel of the panel is the number of transceiver units included in each panel of the panel.
  • the number of transceiver units supported by the terminal is the number of transceiver units supported by the terminal.
  • the number of antenna ports supported by the terminal is the number of antenna ports supported by the terminal.
  • the number of antennas of the terminal is the number of antennas of the terminal.
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • Precoding matrix grouping information corresponding to the codebook Precoding matrix grouping information corresponding to the codebook.
  • the codebook indication information includes one or more of the following information:
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • a panel selection information for indicating selection of one or more panels in the panel
  • the rank indication information is transmitted.
  • the terminal determines the uplink transmission based on the codebook indication information.
  • the corresponding codebook includes:
  • the terminal determines a codebook corresponding to the data transmission capability information based on the data transmission capability information; or ,
  • the terminal When the codebook indication information includes information for characterizing that the base station fails to decode the data transmission capability information, the terminal retransmits the data transmission capability information to the base station; or
  • the terminal determines to continue to adopt the codebook currently being used.
  • the codebook indication information includes first indication information and second indication information, where the first indication information includes one or more of information included in the codebook indication information, and the second The indication information includes one or more of the information included in the codebook indication information except the first indication information;
  • the method further includes:
  • the terminal determines, according to the first indication information and/or the second indication information, a codebook corresponding to the uplink transmission.
  • the method further includes:
  • the terminal receives the codebook update indication information sent by the base station, where the codebook update indication information is used to indicate that the terminal updates or does not update the codebook currently being used;
  • the terminal determines to update the codebook currently being used, the terminal re-determines the codebook for performing uplink data transmission;
  • the terminal determines not to update the codebook currently being used, the terminal determines to continue to adopt the codebook currently being used.
  • the method further includes:
  • the terminal determines, according to the data transmission capability information, a codebook that performs uplink data transmission, or The terminal determines to continue to use the codebook currently being used.
  • the method further includes:
  • the terminal receives the transmission precoding matrix indication information sent by the base station; the transmission precoding matrix indication information is used to indicate a precoding matrix in the codebook adopted by the terminal;
  • the terminal determines a precoding matrix for data transmission according to the codebook corresponding to the uplink transmission and the transmission precoding matrix indication information, and uses the precoding matrix to perform data transmission.
  • a method for determining an uplink transmission codebook comprising:
  • the base station decodes the data transmission capability information, and determines codebook indication information according to the decoding result; the codebook indication information is used to indicate a codebook for uplink transmission by the terminal; or the codebook The indication information is used to identify the confirmation information that the base station successfully decodes or fails the data transmission capability information;
  • the base station sends the codebook indication information to the terminal.
  • the method further includes:
  • Decoding the data transmission capability information by the base station, and determining the codebook indication information according to the decoding result including:
  • the base station measures the uplink reference signal, and generates the codebook indication information based on the measurement result and the decoding result.
  • the codebook indication information includes one or more of the following information:
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • a panel selection information for indicating selection of one or more panels in the panel
  • the rank indication information is transmitted.
  • the codebook indication information includes first indication information and second indication information, where the first indication information includes one or more of information included in the codebook indication information, and the second The indication information includes one or more of the information included in the codebook indication information except the first indication information;
  • the base station sends the first indication information and the second indication information to the terminal on different channels and/or different times.
  • the method further includes:
  • the base station generates codebook update indication information based on the determination result; the codebook update indication information is used to indicate that the terminal updates or does not update the codebook currently being used;
  • the base station sends the codebook update indication information to the terminal.
  • the base station sends the codebook indication information or the codebook update indication information to the terminal by semi-static signaling or dynamic signaling.
  • the method further includes: the base station sending transmission precoding matrix indication information to the terminal; the transmission precoding matrix indication information is used to indicate a terminal from a codebook corresponding to the codebook indication information The precoding matrix corresponding to the uplink transmission.
  • a terminal including:
  • a first sending unit configured to send data transmission capability information to the base station;
  • the data transmission capability information is used to represent a capability of the data transmission supported by the current antenna of the terminal;
  • a first receiving unit configured to receive codebook indication information sent by the base station;
  • the codebook indication information includes information used to indicate a codebook for uplink transmission by the terminal; and/or used to represent the base station to the Information that the data transmission capability information is successfully decoded or not succeeded;
  • a first determining unit configured to determine, according to the codebook indication information, a codebook corresponding to the uplink transmission.
  • the data transmission capability information includes one or more of the following information:
  • the number of transceiver units included in each panel of the panel is the number of transceiver units included in each panel of the panel.
  • the number of transceiver units supported by the terminal is the number of transceiver units supported by the terminal.
  • the number of antenna ports supported by the terminal is the number of antenna ports supported by the terminal.
  • the number of antennas of the terminal is the number of antennas of the terminal.
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • Precoding matrix grouping information corresponding to the codebook Precoding matrix grouping information corresponding to the codebook.
  • the codebook indication information includes one or more of the following information:
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • a panel selection information for indicating selection of one or more panels in the panel
  • the rank indication information is transmitted.
  • the first determining unit is further configured to: when the codebook indication information includes information for characterizing that the base station successfully decodes the data transmission capability information, determine, according to the data transmission capability information, the data transmission capability a codebook corresponding to the information; or, when the codebook indication information includes information for characterizing that the base station fails to decode the data transmission capability information, determining to continue to adopt the codebook currently being used;
  • the first sending unit is further configured to: when the codebook indication information includes information for indicating that the base station fails to decode the data transmission capability information, retransmit the data transmission capability information to the base station.
  • the codebook indication information includes first indication information and second indication information, where the first indication information includes one or more of information included in the codebook indication information, and the second The indication information includes one or more of the information included in the codebook indication information except the first indication information;
  • the first receiving unit is further configured to: receive first indication information and second indication information sent by the base station on different channels and/or different times;
  • the first determining unit determines, according to the first indication information and/or the second indication information, a codebook corresponding to the uplink transmission.
  • the first receiving unit is further configured to: receive the codebook update indication information sent by the base station, where the codebook update indication information is used to indicate that the terminal updates or does not update the codebook currently being used;
  • the first determining unit is further configured to: determine, according to the codebook update indication information, whether to update a codebook currently being used; if it is determined to update a codebook currently being used, re-determine a codebook for performing uplink data transmission; or If it is determined that the codebook currently being used is not updated, it is determined to continue to adopt the currently used codebook.
  • the first determining unit is further configured to: determine whether the codebook indication information sent by the base station is received within a preset time threshold; if it is determined that the base station does not receive the preset time threshold
  • the codebook indication information determines a codebook for performing uplink data transmission based on the data transmission capability information, or determines to continue to use the codebook currently being used.
  • the first receiving unit is further configured to: receive transmission precoding matrix indication information sent by the base station; the transmission precoding matrix indication information is used to indicate a precoding matrix in a codebook used by the terminal;
  • the first determining unit is further configured to: determine a precoding matrix for data transmission according to the codebook corresponding to the uplink transmission, the transmission precoding matrix indication information, and perform data transmission by using the precoding matrix.
  • a base station including:
  • a second receiving unit configured to receive data transmission capability information sent by the terminal, where the data transmission capability information is used to represent a capability of data transmission supported by the current antenna of the terminal;
  • a decoding unit configured to decode the data transmission capability information, and determine codebook indication information according to the decoding result; the codebook indication information is used to indicate a codebook for uplink transmission by the terminal; or The codebook indication information is used to identify the confirmation information that the base station successfully decodes or fails the data transmission capability information;
  • a second sending unit configured to send the codebook indication information to the terminal.
  • the second receiving unit is further configured to: receive an uplink reference signal sent by the terminal;
  • the decoding unit is further configured to: perform measurement on the uplink reference signal, and generate the codebook indication information based on the measurement result and the decoding result.
  • the codebook indication information includes one or more of the following information:
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • a panel selection information for indicating selection of one or more panels in the panel
  • the rank indication information is transmitted.
  • the codebook indication information includes first indication information and second indication information, where the first indication information includes one or more of information included in the codebook indication information, and the second The indication information includes one or more of the information included in the codebook indication information except the first indication information;
  • the second sending unit sends the first indication information and the second indication information to the terminal on different channels and/or different times.
  • the base station further includes a second determining unit
  • the second determining unit is configured to: determine, according to the data transmission capability information, whether a codebook currently being used by the terminal needs to be updated;
  • the decoding unit is further configured to: generate codebook update indication information according to the determination result; the codebook update indication information is used to indicate that the terminal updates or does not update the codebook currently being used;
  • the second sending unit is further configured to: send the codebook update indication information to the terminal.
  • the second sending unit is further configured to: send the codebook indication information or the codebook update indication information to the terminal by semi-static signaling or dynamic signaling.
  • the second sending unit is further configured to:
  • the transmission precoding matrix indication information is used to indicate, from the codebook corresponding to the codebook indication information, a precoding matrix corresponding to the uplink transmission of the terminal.
  • a computer apparatus comprising a processor, wherein the processor is configured to implement an uplink transmission codebook determining method provided by the first aspect and an uplink provided by the second aspect when the computer program stored in the memory is executed
  • the transmission codebook determines the steps of any of the methods described.
  • a sixth aspect a computer readable storage medium having stored thereon a computer program, the computer program being executed by a processor, implementing the uplink transmission codebook determining method provided by the first aspect, and the uplink transmission provided by the second aspect
  • the codebook determining method is a step of any of the methods described.
  • the terminal may report the current data transmission capability information of the terminal to the base station, so that when determining the codebook, the base station may determine the codebook that is suitable for the current status of the terminal according to the current data transmission capability information of the terminal. Or notifying the terminal to determine the codebook according to its current situation, so that the codebook selected by the base station or the codebook determined by the terminal itself conforms to the current actual situation of the terminal, and conforms to the current code of the terminal.
  • This support capability that is, the current state of the terminal is sufficient to support the codebook used, so that the quality of the user communication experience can be better.
  • FIG. 1 is a schematic flowchart of a method for determining an uplink transmission codebook according to an embodiment of the present disclosure
  • FIG. 2 is a schematic flowchart of a method for determining an uplink transmission codebook according to an embodiment of the present disclosure
  • FIG. 3 is a schematic structural diagram of a terminal according to an embodiment of the present disclosure.
  • FIG. 4 is a schematic structural diagram of a base station according to an embodiment of the present application.
  • FIG. 5 is a schematic structural diagram of a computer device according to an embodiment of the present application.
  • the base station determines the codebook information used by the terminal according to the Sounding Reference Signal (SRS) resource reported by the terminal, and notifies the terminal to the codebook information, and the terminal according to the notification of the base station. Determining the corresponding codebook, but the base station only performs the configuration of the codebook according to the channel condition indicated by the SRS resource, and does not consider the current state of the terminal. Therefore, the current state of the terminal may not be sufficient to support the codebook configured by the base station, The situation that the communication process cannot be performed normally makes the user experience quality poor.
  • SRS Sounding Reference Signal
  • the embodiment of the present application provides a method for determining an uplink transmission codebook, in which the terminal can report the current data transmission capability information of the terminal to the base station, so that the base station can determine the codebook according to the terminal.
  • the current data transmission capability information is used to determine a codebook suitable for the current situation of the terminal, or the terminal is notified to determine the codebook according to its current situation, such that the codebook selected by the base station or the codebook determined by the terminal itself It conforms to the current actual situation of the terminal and conforms to the current codebook support capability of the terminal, so that the quality of the user communication experience can be better.
  • an embodiment of the present application provides a method for determining an uplink transmission codebook, and a flow of the method is described as follows.
  • the method can be performed by the terminal provided by the embodiment of the present application. Meanwhile, in the following description, the flow of the uplink transmission codebook determining method on the base station side is also involved.
  • Step 101 The terminal sends data transmission capability information to the base station; the data transmission capability information is used to represent the capability of the data transmission supported by the current antenna of the terminal;
  • Step 102 The terminal receives the codebook indication information sent by the base station; the codebook indication information is used to indicate the codebook that the terminal performs uplink transmission; or the codebook indication information is used to indicate that the base station successfully decodes or fails the data transmission capability information. information;
  • Step 103 The terminal determines, according to the codebook indication information, a codebook corresponding to the uplink transmission.
  • the base station and the terminal may pre-arrange or configure one or more codebooks, for example, the terminal may configure different codebooks in different antenna structures.
  • the antenna in the terminal can be selectively turned off or turned on according to the usage condition of the terminal. For example, when the terminal detects that the power is insufficient, the antenna can be selectively turned off, so that the antennas can be used for working. Electricity to save power. Thus, when some antennas are turned off, the antenna structure of the terminal changes.
  • the terminal may send data transmission capability information to the base station, where the data transmission capability information is used to represent the capability of the terminal to support data transmission supported by the current antenna.
  • the data transmission capability information may be the current antenna structure of the terminal when the antenna structure of the terminal is different.
  • the terminal may send the current data transmission capability information to the base station after the antenna structure changes; or the terminal may periodically send the data transmission capability information to the base station, of course, in a specific application,
  • the data transmission capability information is sent in other possible ways, and the present application does not limit this.
  • the data transmission capability information sent by the terminal may include, but is not limited to, one or more of the following information:
  • a panel is a set of antennas in a terminal, for example, a set of antennas in the same plane, a set of antennas having the same directivity, or a set of antennas corresponding to the same radio frequency path, or A set of antennas corresponding to multiple radio frequency paths may also be a set of Transmission Receive Units (TRUs or TXRUs) or antenna units having the same or similar characteristics, for example, transceiver units (or antennas) in the same panel.
  • TRUs or TXRUs Transmission Receive Units
  • the unit has the same analog transmit beam
  • the transceiver unit in a panel has a certain correlation, etc., or the transceiver unit (or antenna unit) in the same panel uses a transmit beam in the same beam group.
  • transceiver unit The number of transceiver units included in each panel.
  • One transceiver unit may be connected to one antenna unit or may be connected to multiple antenna units.
  • the number of transceiver units supported by the terminal is related to the performance of the terminal, and may also be related to the current antenna structure of the terminal. For example, the number of antennas currently opened by the terminal is relatively small, and the number of corresponding transceiver units that can be supported is relatively small. It may be the total number of transceiver units, or the number of transceiver units in the vertical dimension, or the number of transceiver units in the horizontal dimension, or the number of transceiver units in the vertical dimension and the total number of transceiver units in the horizontal dimension.
  • the number of antenna ports supported by the terminal is related to the performance of the terminal, and may also be related to the current antenna structure of the terminal. It can be the total number of antenna ports, or the number of antenna ports in the vertical dimension, or the number of antenna ports in the horizontal dimension, or the number of antenna ports in the vertical dimension and the total number of antenna ports in the horizontal dimension.
  • each panel may include multiple panels, each panel may include multiple transceiver units, and the number of transceiver units included in different panels may be the same or different, so the maximum number of transceiver units included in the panel here is It refers to the maximum of the number of transceiver units included in multiple panels.
  • the number of antennas of the terminal can be the total number of antennas, the number of antennas in the vertical dimension, or the number of antennas in the horizontal dimension, or the number of antennas in the vertical dimension and the total number of antennas in the horizontal dimension.
  • State information for indicating whether the terminal uses a polarized antenna For example, when a polarized antenna is used in the terminal, the status information may be 1; when the polarized antenna is not used in the terminal, the status information may be 0.
  • the terminal may send, to the base station, the spatial correlation information between the spans corresponding to the antenna structure of the terminal, which is high correlation, medium correlation, or low correlation, so that the base station can determine the code used by the terminal for uplink transmission according to the spatial correlation information.
  • the terminal may further send the distance between the spans corresponding to the antenna structure of the terminal to the base station, and the base station may determine the spatial correlation information between the different panels of the terminal according to the distance.
  • the spatial correlation can be a spatial correlation of one dimension or a spatial correlation of multiple dimensions.
  • the dimension can be a vertical dimension and/or a horizontal dimension.
  • the correlation information of the transceiver unit may also be high correlation, medium correlation or low correlation.
  • the terminal may send the distance between the transceiver units included in the different panels to the base station, and the base station may determine the spatial correlation information between the transceiver units included in the different panels of the terminal according to the distance.
  • the spatial correlation can be a spatial correlation of one dimension or a spatial correlation of multiple dimensions.
  • the dimension can be a vertical dimension and/or a horizontal dimension.
  • Codebook type selection information for indicating the codebook type.
  • the terminal and the base station have agreed on various types of codebooks, or protocol conventions, or can configure multiple types of codebooks.
  • the terminal according to the data transmission capability information and/or the channel measurement information of the terminal, the channel measurement information may be, for example, a channel measurement of the downlink reference signal, determining a type of the codebook that can be used for the uplink transmission, and then sending the base station to indicate the types of the
  • the base station may specify one or more of these categories for performing uplink transmission of the terminal.
  • the terminal and the base station agree on the type 1, 2, and 3 codebooks, and the codebooks of different classes correspond to a set of codebooks.
  • the terminal may determine, according to the data transmission capability information of the terminal, that the type 1 codebook is used, and then send a codebook type selection information to the base station, and notify the base station to use the class 1 codebook.
  • the selection information terminal of the codebook type can be determined according to the position of its own antenna, or can be determined according to the correlation between the antennas.
  • a code book number selection information indicating a code book number.
  • the terminal and the base station agree on multiple types of codebooks, or when multiple codebooks are agreed, the terminal may also determine one or more codebook serial numbers according to the data transmission capability information of the terminal, and send the sequence number to the base station to wait. The base station confirms.
  • the number of antennas corresponding to the codebook can be the total number of antennas, the number of vertical-dimensional antennas, or the number of antennas in horizontal dimensions, or the number of vertical-dimensional antennas and the number of horizontal-dimensional antennas.
  • the sampling rate corresponding to the codebook can be an oversampling rate to generate more precoding matrices.
  • the terminal can also transmit data in other directions except these directions, and the oversampling rate is a value used to characterize the number of other directions. It can also be a sub-sampling rate used to remove some precoding from a larger set of precoding matrices. For example, the base station and the terminal agree on the generation manner of some precoding matrices, which correspond to a certain number of precoding matrices. By configuring the sampling rate, you can generate more precoding matrices or select some of the precoding matrices.
  • the terminal may determine a sampling rate corresponding to one or a set of codebooks based on the current antenna of the terminal, or determine a sampling rate of the codebook, and send the sampling rate to the base station.
  • the sampling rate can be a vertical dimension, a horizontal dimension, or a full dimension. Then, after receiving the sampling rate, the base station can determine the corresponding codebook according to the sampling rate.
  • the phase rotation factor between the antennas corresponding to the codebook corresponds to information used to determine the phase rotation between the antennas. It may be a certain value, or a set of a set number, or may be indication information indicating a specific phase rotation, or may be an indication information indicating a set of antenna phase rotation phases.
  • the terminal may further determine a phase rotation factor between the antennas corresponding to the one or a group of codebooks based on the current antenna structure of the terminal, and send the phase rotation factor to the base station, so that the base station determines the uplink codebook according to the phase rotation factor.
  • the terminal and the base station protocol stipulate a phase selection factor between antennas in one or more sets of codebooks, and the terminal determines one or more sets of phase selection factors supported or favored by the terminal based on the current antenna structure of the terminal, and The phase selection factor is sent to the base station.
  • Power factor indication information corresponding to the codebook corresponds to information used to determine the power between the antennas in the codebook. It may be a certain value, or a set of a set of numbers, or an indication indicating a specific power or power difference, or an indication indicating a set of power or power differences.
  • the terminal may determine power factor indication information of the antenna corresponding to the one or more codebooks based on the current antenna structure of the terminal and/or the data transmission capability corresponding to the antenna, and send the power factor indication information to the base station, so that the base station according to the base station The power factor indication information determines an uplink codebook.
  • the precoding matrix group information may include quantity information of a precoding group, precoding quantity information in a precoding group, interval information between precodings in each precoding group, one of interval information between all precoding groups or Multiple.
  • the terminal may determine codebook group information when the two-stage or multi-level codebook structure is determined based on the current antenna of the terminal, for example, quantity information of the precoding group, precoding quantity information in the precoding group, and each precoding group Interval information between precodings, interval information between all precoding groups, and so on.
  • the codebook group information may include the number of precodings included in the precoding group corresponding to the first level codebook and the second level codebook, and the precoding in the precoding group The interval information corresponding to the vector, the interval information between the precoding vectors between the groups, and the like.
  • the antenna structure includes two dimensions, and the antenna structure is the number of antennas each of the two dimensions.
  • the dimensions are vertical and horizontal, and the antenna structure is the number of antennas in the vertical dimension and the number of antennas in the horizontal dimension.
  • the data transmission capability information may also be other possible parameter information in the terminal, which is not limited in this application.
  • the data transmission capability information sent by the terminal to the base station may further include multiple parts.
  • the data transmission capability information may include the first capability information and the second capability information.
  • the first capability information may be one or more of the information included in the data transmission capability information
  • the second capability information may be one of the remaining information other than the first capability information in the information included in the data transmission capability information.
  • multiple the data transmission capability information is not limited to the information including the two parts, and the information of the three parts or more groups may be used, and the specific information may be set according to the actual application.
  • the terminal When the terminal transmits a plurality of parts to the data transmission capability of the base station, the terminal may separately transmit the capability information of the plurality of parts to the base station using the same or different channels at the same or different times.
  • the terminal may send the current antenna information of the terminal to the base station, or the terminal may determine one or more codebooks that can be used according to the current antenna of the terminal, and the determined codebook or the codebook is corresponding to the codebook. One or more pieces of information are sent to the base station.
  • the base station may determine one or more codebooks according to the antenna information, and send one or more information corresponding to the codebook or the codebook to the terminal; if the base station receives If the terminal determines the codebook or one or more information corresponding to the codebook, the base station may feed back a confirmation message to the terminal, to indicate whether the terminal uses the codebook determined by the terminal itself, or the base station may also specify a terminal for the terminal. Codebook.
  • the base station can decode the data transmission capability information to obtain the current antenna structure information of the terminal included in the data transmission capability information, that is, the base station. You can know the current data transmission capabilities of the terminal.
  • the base station may include, but is not limited to, the following two implementation manners:
  • the first implementation manner is: after the base station knows the current data transmission capability of the terminal, the base station can determine a codebook suitable for the current state of the terminal based on the current data transmission capability of the terminal.
  • the mapping between different codebooks and different data transmission capabilities may be pre-stored in the base station, and then the base station may determine a codebook suitable for the current state of the terminal according to the correspondence.
  • a correspondence between the correspondences stored in the base station may be a codebook corresponding to the sequence number 1 when the number of antenna ports included in the terminal is M.
  • the base station may generate codebook indication information according to the determination result, where the codebook indication information is used to indicate the codebook determined by the base station for uplink transmission.
  • the codebook indication information may include but is not limited to one or more of the following information:
  • Codebook type selection information for indicating the codebook type.
  • the code type selection information is used to indicate the category to which the base station determines the codebook determined by the terminal, and one category may include one or more codebooks, and then the terminal may select one of the codebooks of the category for data transmission, as described herein. One of them may be any one, or may be combined and determined according to other information included in the codebook indication information sent by the base station.
  • the terminal selects, according to the category indication information, a new codebook composed of codewords corresponding to the category from a codebook pre-agreed by the base station and the terminal as a codebook for data transmission.
  • a codebook pre-agreed by the base station and the terminal is shown in the following table:
  • the codebook type selection information indicated by the base station for the terminal includes three categories: category 1, category 2, and category 3.
  • the codebook corresponding to the category 1 in the pre-agreed codebook of the base station and the terminal includes all the codewords, that is, the codebook corresponding to the category 1 determined by the terminal is:
  • Code word 1 Code word 2 Code word 3 Code word 4 Code word 5 Code word 6 Code word 7 Code word 8 Code word 9 Code word 10 Code word 11 Code word 12
  • the codebook corresponding to the category 2 in the pre-agreed codebook of the base station and the terminal includes a codeword with a codeword label of 5 to 11, that is, the codebook corresponding to the category 2 determined by the terminal is:
  • Code word 5 Code word 6 Code word 7 Code word 8 Code word 9 Code word 10 Code word 11 Code word 12
  • the codebook corresponding to the category 2 in the pre-agreed codebook of the base station and the terminal includes a codeword with a codeword number of 9 to 11, that is, the codebook corresponding to the category 3 determined by the terminal is:
  • the codebook pre-agreed by the base station and the terminal is as follows: the codebook when the single antenna is transmitted on the 2 antenna port is as shown in Table 1, and the codebook when the two antennas are transmitted in the two antennas is as shown in Table 2.
  • Table 1 Codebooks for single-stream transmission of 2 antenna ports pre-agreed by the base station and the terminal
  • Table 2 Codebooks for two-stream transmission of 2 antenna ports pre-agreed by the base station and the terminal
  • the code base type selection information indicated by the base station includes two parts, the first part is the maximum transmission stream number, and the second part is the codebook type, and includes two codebook types: type 1, type 2.
  • the codeword corresponding to type 1 when the two antenna ports are single-stream transmission includes codeword 1-1 to codeword 1-8, and the codeword corresponding to type 2 includes codeword 1-5 to codeword 1-8; 2 antenna
  • the codeword corresponding to type 1 when the port is transmitted by two streams includes codeword 2-1 to codeword 2-3, and the codeword corresponding to type 2 includes codeword 2-3.
  • the base station indicates the code type selection information indicated by the terminal, the maximum number of transmission streams is 1, and when the type 1 is used, the codebook determined by the terminal for data transmission is:
  • Code word 1-1 Code word 1-2 Code word 1-3 Code word 1-4 Code word 1-5 Code word 1-6 Code word 1-7 Code word 1-8
  • the codebook determined by the terminal for data transmission is:
  • Code word 1-5 Code word 1-6 Code word 1-7 Code word 1-8
  • the codebook type selection information indicated by the base station for the terminal is: when the maximum number of transport streams is 2, type 1, the codebook determined by the terminal for data transmission is:
  • Code word 1-1 Code word 1-2 Code word 1-3 Code word 1-4 Code word 1-5 Code word 1-6 Code word 1-7 Code word 1-8 Code word 2-1 Code word 2-2 Code word 2-3
  • the codebook determined by the terminal for data transmission is:
  • Code word 1-5 Code word 1-6 Code word 1-7 Code word 1-8 Code word 2-3
  • the code book number selection information for indicating the code book number.
  • multiple codebooks may be numbered, and the sequence numbers of the same codebooks in the terminal and the base station need to be the same.
  • the codebook serial number selection information is used to refer to the sequence number of the codebook determined by the base station for the terminal, and after receiving the codebook serial number selection information, the terminal may directly determine the uplink data transmission according to the sequence number specified by the codebook serial number selection information. The codebook used.
  • the base station may not directly notify the terminal of the type of the codebook determined by the terminal or the specific sequence number, and the base station may notify the terminal of the number of antenna ports corresponding to the codebook determined by the terminal, and then the terminal receives the base station as the terminal.
  • the codebook used for uplink data transmission may be determined according to the correspondence between the number and the codebook.
  • the antennas in the terminal may include antennas of different dimensions, such as antennas of a vertical dimension and antennas of a horizontal dimension, and correspondingly, the antenna ports may also include antenna ports of a vertical dimension and antenna ports of a horizontal dimension, that is,
  • the number of antenna ports referred to herein may be the total number of antenna ports, or the number of antenna ports of different dimensions, such as the number of antenna ports in the vertical dimension and the number of antenna ports in the horizontal dimension.
  • the base station may notify the terminal of the codebook determined by the terminal by transmitting the number of the corresponding antennas of the codebook. After receiving the number of antennas, the terminal may determine the uplink data transmission according to the correspondence between the number of antennas and the codebook. Codebook.
  • the number of antennas may be the total number of antennas, or the number of antennas of different dimensions, such as the number of antennas in the vertical dimension and the number of antennas in the horizontal dimension.
  • the sampling rate corresponding to the codebook can be an oversampling rate to generate more precoding matrices.
  • the sampling rate is the value used to characterize the number of other directions. It can also be a sub-sampling rate used to remove some precoding from a larger set of precoding matrices.
  • the base station and the terminal agree on the generation manner of some precoding matrices, which correspond to a certain number of precoding matrices. In this way, by configuring the sampling rate for the terminal through the base station, more precoding matrices can be generated or a part of the precoding matrix can be selected.
  • the base station can notify the terminal to determine the codebook by sending the sampling rate corresponding to the codebook. After receiving the sampling rate, the terminal can determine the codebook for uplink data transmission according to the correspondence between the sampling rate and the codebook.
  • the phase rotation factor between the antennas corresponds to information used to determine the phase rotation between the antennas. It may be a certain value, or a set of a set number, or may be indication information indicating a specific phase rotation, or may be an indication information indicating a set of antenna phase rotation phases.
  • Panel selection information for instructing selection of one or more panels in the panel.
  • the panel selection information may be information of a panel selected by the base station, or may be SRS resource index (SRI).
  • SRI SRS resource index
  • the panel selection information may also be a precoding indication information, which is used to indicate a panel selected by the base station for the terminal.
  • the panel selection information may also be sent to the terminal by using a bitmap. For example, the base station selects one or more panels for the terminal, and each panel may be encoded by 1 bit. When the corresponding bit of the panel is 1, the base station selects the terminal for the terminal.
  • the panel for example, when the terminal includes 4 panels, and the bitmap sent by the base station to the terminal is 1101, it indicates that the base station selects the panel number 0, 1, 3 for the terminal, and the panel with the sequence number 2 is not selected.
  • the RI information is used to indicate the rank of the base station when the uplink transmission is configured for the terminal.
  • the terminal may determine the codebook corresponding to the RI information according to the RI information, or may determine the corresponding codebook according to the RI information and other information synthesis.
  • the RI information here is not only used to determine the codebook, but also can be used to determine the number of data streams configured by the base station for the terminal.
  • the power factor indication information corresponds to information used to determine the power between the antennas in the codebook.
  • the power factor indication information may be a certain value, a set of a set of numbers, or an indication indicating a specific power or power difference, or an indication indicating a set of power or power differences.
  • the terminal After receiving the power factor indication information, the terminal can know how to determine the power between the antennas in the codebook, and determine the codebook according to the power.
  • the precoding matrix group information may include quantity information of a precoding group, precoding quantity information in a precoding group, interval information between precodings in each precoding group, one of interval information between all precoding groups or Multiple.
  • the terminal After receiving the precoding matrix group information, the terminal determines the precoding matrix grouping corresponding to the codebook, and combines the precoding indication information and/or the transmission rank indication information sent by the base station to determine the codebook information.
  • the antenna structure corresponding to the codebook includes two dimensions, and the antenna structure is the number of antennas each of the two dimensions.
  • the dimensions are vertical and horizontal, and the antenna structure is the number of antennas in the vertical dimension and the number of antennas in the horizontal dimension.
  • the base station may also allocate a new codebook to the terminal, that is, a codebook different from the codebook stored in the terminal and the base station in advance, and then the base station needs to notify the terminal of the information included in the new codebook, and the new codebook includes
  • the information may be, for example, information such as the above sampling rate, phase rotation factor, and the like.
  • the codebook indication information may also include other possible parameter information, which is not limited in this embodiment of the present application.
  • the terminal may further send an uplink reference signal to the base station, and the base station may measure the uplink reference signal sent by the terminal, and determine, according to the measurement result and the decoding result of the data transmission information, the code used by the terminal for uplink transmission. Ben, and generate codebook indication information. This part of the measurement of the uplink reference information belongs to the prior art, and therefore will not be described here.
  • the base station may send the codebook indication information to the terminal.
  • the terminal may determine the codebook designated by the base station according to the information included in the codebook indication information, and use the codebook to perform uplink data transmission. Specifically, for the process of determining the codebook based on the information included in the codebook indication information, refer to the description of the information part included in the codebook indication information, and details are not described herein again.
  • the codebook indication information or the codebook update indication information sent by the base station to the terminal may be sent by semi-static signaling or dynamic signaling.
  • the semi-static signaling may be, for example, Radio Resource Control (RRC) signaling or Media Access Control Channel Element (MAC CE) signaling;
  • the dynamic signaling may be, for example, a downlink physical control channel ( Downlink Control Information (DCI) signaling.
  • RRC Radio Resource Control
  • MAC CE Media Access Control Channel Element
  • DCI Downlink Control Information
  • the codebook indication information generated by the base station may further include multiple parts, for example, the codebook indication information may include first indication information and second indication information.
  • the first indication information may be one or more of the information included in the codebook indication information
  • the second indication information may be the remaining information other than the first indication information information in the information included in the codebook indication information.
  • the codebook indication information is not limited to the information including the two parts, and the information of the three parts or more groups may be used, and the specific information may be appropriately set according to the actual application, which is not limited by the embodiment of the present application.
  • the base station may jointly or independently transmit the information of the multiple parts. For example, the base station can transmit different portions of information to the terminal on different channels and/or at different times.
  • the base station may send the first indication information to the terminal by using MAC CE signaling, and send the second indication information to the terminal by using DCI signaling.
  • the panel selection information may be SRI indication information
  • the second indication information includes the number of antenna port information corresponding to the codebook
  • the base station may perform beam scanning for initializing access at the terminal. Then, the first indication information is sent to the terminal, and the scheduling of the uplink data is performed by the terminal, and the second indication information is sent to the terminal.
  • first indication information and the second indication information may also be sent to the terminal through the same channel and/or the same time, which is not limited in this application.
  • a method of indicating the codebook corresponding to the terminal by the codebook indication information will be described below by way of a specific example.
  • the terminal and the base station may agree to N codebooks, and the data transmission capability information sent by the terminal to the base station may include the number of TXRUs in the vertical dimension and the horizontal dimension, or the number of antenna units, and the codebook type selection information of the codebook type, where the code
  • the genre information may include the first and second codebooks, wherein each of the second codebooks corresponds to a different number of transport streams.
  • the base station sends codebook indication information to the terminal, where the codebook indication information includes indication information of the second codebook and an RI, and the RI is used to indicate a transmission rank (a number of transport streams). According to the codebook indication information, the terminal can know that the codebook with the stream number TRI in the second codebook is used for transmission.
  • the second implementation manner is: after receiving the data transmission capability information sent by the terminal, the base station decodes the data transmission capability information, and feeds back the codebook indication information to the terminal, where the codebook indication information is used to represent the base station to the data.
  • the transmission capability information is decoded successfully or unsuccessfully.
  • the base station when the base station successfully decodes the data transmission capability information, the base station may know the codebook that the terminal can support according to the data transmission capability information, and the base station may directly feed back to the terminal to indicate that the base station has decoded the data transmission capability information. Successful codebook instructions.
  • the terminal after receiving the codebook indication information, the terminal may know that the base station has successfully decoded the data transmission capability information, and the base station does not specify a codebook to be used for the terminal, and the terminal may directly send the terminal to the terminal.
  • the data transmission capability information of the base station determines a codebook that the terminal performs uplink data transmission, and uses the codebook to perform uplink data transmission.
  • the base station when the base station fails to decode the data transmission capability information, the base station feeds back to the terminal, the codebook indication information used to characterize that the base station decodes the data transmission capability information is unsuccessful.
  • the terminal may know that the base station does not successfully decode the data transmission capability information, and then the error may occur during the transmission of the data transmission capability information, and the terminal may retransmit the terminal to the base station. Current transmission capability information.
  • the terminal may continue to use the currently used codebook for uplink data transmission.
  • the base station may further include the codebook indication information that is sent to the terminal for indicating the uplink transmission, and the data used to represent the base station.
  • the transmission capability information is decoded successfully or unsuccessfully.
  • the base station may send the two parts of information to the terminal at different times and/or different channels, and the base station may also send the two parts of information to the terminal at the same time and/or the same channel. Then, after receiving the two pieces of information, the terminal can determine the codebook used for uplink transmission according to the two pieces of information.
  • the terminal may further determine the codebook used for the uplink transmission according to the codebook indication information and the data transmission capability information sent by the terminal to the base station.
  • the terminal may further send the finally determined codebook information to the base station, so that the base station can know the codebook used by the terminal, if the codebook finally determined by the terminal is different from the codebook indicated by the base station codebook indication information.
  • the terminal may start timing, and determine whether the feedback information of the base station is received within the preset time threshold, and the feedback information may be It is the above codebook indication information, and may also be codebook update indication information for updating the codebook. If the terminal determines that the feedback information of the base station is not received within the preset time threshold, the terminal may perform the codebook for uplink data transmission based on the data transmission capability information sent to the base station, or if the terminal is currently using the determined code. After the uplink data transmission is performed, the terminal can continue to use the codebook currently being used for uplink data transmission.
  • the base station may further send a Transmission Pre-coding Matrix Indicator (TPMI) information to the terminal, where the TPMI information is used to indicate a precoding matrix in the codebook used by the terminal. Therefore, after the terminal receives the TPMI information, and the terminal has determined the codebook used for the uplink data transmission, the TPMI information and the TRI information may be determined according to the TPMI information and the TRI information and the codebook determined to be used. Corresponding precoding matrix, and using the precoding matrix to perform the above data transmission.
  • TPMI Transmission Pre-coding Matrix Indicator
  • the antenna of the terminal when the terminal has adopted the determined codebook to perform uplink data transmission, the antenna of the terminal may also change. For example, when the terminal is low on power, some of the antennas may be turned off. Then the terminal can send the current data transmission capability information to the base station.
  • the base station may further determine, according to the data transmission capability information, whether the codebook currently being used by the terminal needs to be updated, and generate codebook update indication information.
  • the codebook update indication information is used to instruct the terminal to update or not update the codebook currently being used.
  • the terminal After the terminal receives the codebook update indication information sent by the base station, it may determine whether it is necessary to update the codebook currently being used. If the terminal determines that it is necessary to update the currently used codebook, the terminal can re-determine the codebook for uplink data transmission. Specifically, the process of re-determining the codebook is the process of determining the codebook, that is, the process described in the foregoing first embodiment or the second embodiment, and therefore, the description may refer to the foregoing first embodiment or the foregoing The description of the two embodiments will not be repeated here. Alternatively, if the terminal determines not to update the codebook currently being used, the terminal may continue to adopt the codebook currently being used.
  • the codebook update indication information sent by the base station to the terminal may also be sent by semi-static signaling or dynamic signaling.
  • the semi-static signaling may be, for example, Radio Resource Control (RRC) signaling or Media Access Control Channel Element (MAC CE) signaling;
  • the dynamic signaling may be, for example, a downlink physical control channel ( Downlink Control Information (DCI) signaling.
  • RRC Radio Resource Control
  • MAC CE Media Access Control Channel Element
  • DCI Downlink Control Information
  • the base station sends the transmission precoding matrix indication information to the terminal, where the transmission precoding matrix indication information is used to indicate the precoding matrix corresponding to the uplink transmission of the terminal from the codebook corresponding to the codebook indication information.
  • the terminal may report the current data transmission capability information of the terminal to the base station, so that when determining the codebook, the base station may determine, according to the current data transmission capability information of the terminal, the current terminal.
  • the codebook of the situation or notifying the terminal to determine the codebook according to its current situation, so that the codebook selected by the base station or the codebook determined by the terminal itself conforms to the current actual situation of the terminal, and is consistent with
  • the current codebook support capability of the terminal that is, the current state of the terminal is sufficient to support the codebook used, so that the quality of the user communication experience can be better.
  • an embodiment of the present application further provides an uplink transmission codebook determining method, and the process of the method is described as follows.
  • the method can be performed by the base station provided by the embodiment of the present application.
  • Step 201 The base station receives the data transmission capability information sent by the terminal, where the data transmission capability information is used to represent the capability of the data transmission supported by the current antenna of the terminal;
  • Step 202 The base station decodes the data transmission capability information, and determines the codebook indication information according to the decoding result.
  • the codebook indication information is used to indicate the codebook that the terminal performs uplink transmission; or the codebook indication information is used to represent the base station pair.
  • the data transmission capability information is successfully decoded or unsuccessful confirmation information;
  • Step 203 The base station sends the codebook indication information to the terminal.
  • the flow of the method for determining the uplink transmission codebook on the base station side is also included in the flow of the embodiment shown in FIG. 1. Therefore, for the description of the method of the embodiment shown in FIG. 2, reference may be made to the description of the embodiment shown in FIG. , will not repeat them here.
  • the terminal 30 includes:
  • the first sending unit 301 is configured to send data transmission capability information to the base station; the data transmission capability information is used to represent the capability of the data transmission that the current antenna of the terminal can support;
  • the first receiving unit 302 is configured to receive the codebook indication information sent by the base station, where the codebook indication information includes information used to indicate the codebook of the uplink transmission by the terminal, and/or to identify that the base station successfully decodes the data transmission capability information. Or unsuccessful information;
  • the first determining unit 303 is configured to determine, according to the codebook indication information, a codebook corresponding to the uplink transmission.
  • the data transmission capability information includes one or more of the following information:
  • the number of transceiver units included in each panel in the panel is the number of transceiver units included in each panel in the panel.
  • the number of transceiver units supported by the terminal is the number of transceiver units supported by the terminal.
  • the number of antenna ports supported by the terminal is the number of antenna ports supported by the terminal.
  • the number of antennas of the terminal is the number of antennas of the terminal.
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • Precoding matrix grouping information corresponding to the codebook Precoding matrix grouping information corresponding to the codebook.
  • the codebook indication information includes one or more of the following information:
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • Panel selection information for indicating one or more panels in the selection panel
  • the rank indication information is transmitted.
  • the first determining unit 303 is further configured to: when the codebook indication information is used to represent information that the base station successfully decodes the data transmission capability information, determine a codebook corresponding to the data transmission capability information based on the data transmission capability information; or, when The codebook indication information is used to indicate that the base station fails to successfully decode the data transmission capability information, and determines to continue to use the currently used codebook;
  • the first sending unit 301 is further configured to: when the codebook indication information is information for indicating that the base station fails to decode the data transmission capability information, retransmit the data transmission capability information to the base station.
  • the codebook indication information includes first indication information and second indication information, where the first indication information includes one or more of information included in the codebook indication information, and the second indication information includes codebook indication information, including One or more of the remaining information except the first indication information;
  • the first receiving unit 302 is further configured to: receive the first indication information and the second indication information sent by the base station on different channels and/or different times;
  • the first determining unit 303 determines, according to the codebook indication information, the codebook corresponding to the uplink transmission, including:
  • the first determining unit 303 determines the codebook corresponding to the uplink transmission based on the first indication information and/or the second indication information.
  • the first receiving unit 302 is further configured to: receive the codebook update indication information sent by the base station, where the codebook update indication information is used to indicate that the terminal updates or does not update the codebook currently being used;
  • the first determining unit 303 is further configured to: determine, according to the codebook update indication information, whether to update the codebook currently being used; if it is determined to update the codebook currently being used, re-determine the codebook for performing uplink data transmission; or, if If the codebook currently being used is not updated, it is determined to continue to use the currently used codebook.
  • the first determining unit 303 is further configured to: determine whether the codebook indication information sent by the base station is received within the preset time threshold; if it is determined that the codebook indication information sent by the base station is not received within the preset time threshold, the data transmission is based on the data transmission.
  • the capability information determines the codebook for uplink data transmission, or determines to continue to use the codebook currently being used.
  • the first receiving unit 302 is further configured to: receive transmission precoding matrix indication information sent by the base station; and transmit precoding matrix indication information to indicate a precoding matrix in the codebook used by the terminal;
  • the first determining unit 303 is further configured to: determine a precoding matrix for data transmission according to the codebook corresponding to the uplink transmission, transmit precoding matrix indication information, and perform data transmission by using a precoding matrix.
  • the terminal 30 can be used to perform the method provided by the embodiment shown in FIG. Therefore, for the functions and the like that can be implemented by the functional modules of the device, reference may be made to the description of the embodiment shown in FIG. 1, and details are not described herein.
  • the base station 40 includes:
  • the second receiving unit 401 is configured to receive data transmission capability information sent by the terminal, where the data transmission capability information is used to represent a capability of the data transmission that the current antenna of the terminal can support;
  • the decoding unit 402 is configured to decode data transmission capability information, and determine codebook indication information according to the decoding result; the codebook indication information is used to indicate a codebook for uplink transmission by the terminal; or, the codebook indication information is used for Characterizing the confirmation information that the base station successfully decodes or fails the data transmission capability information;
  • the second sending unit 403 is configured to send the codebook indication information to the terminal.
  • the second receiving unit is further configured to: receive an uplink reference signal sent by the terminal;
  • the decoding unit is further configured to: perform measurement on the uplink reference signal, and generate the codebook indication information based on the measurement result and the decoding result.
  • the codebook indication information includes one or more of the following information:
  • Codebook type selection information for indicating a codebook type
  • a code book serial number selection information indicating a code book serial number
  • Panel selection information for indicating one or more panels in the selection panel
  • the rank indication information is transmitted.
  • the codebook indication information includes first indication information and second indication information, where the first indication information includes one or more of information included in the codebook indication information, and the second indication information includes codebook indication information, including One or more of the remaining information except the first indication information;
  • the second sending unit 403 sends the codebook indication information to the terminal, including:
  • the second sending unit 403 sends the first indication information and the second indication information to the terminal on different channels and/or different times.
  • the base station further includes a second determining unit 404;
  • the second determining unit 404 is configured to: determine, according to the data transmission capability information, whether the codebook currently being used by the terminal needs to be updated;
  • the decoding unit 402 is further configured to: generate codebook update indication information according to the determination result; the codebook update indication information is used to indicate that the terminal updates or does not update the codebook currently being used;
  • the second sending unit 403 is further configured to: send the codebook update indication information to the terminal.
  • the second sending unit 403 is further configured to: send the codebook indication information or the codebook update indication information to the terminal by semi-static signaling or dynamic signaling.
  • the second sending unit 403 is further configured to:
  • the transmission precoding matrix indication information is used to indicate, from the codebook corresponding to the codebook indication information, a precoding matrix corresponding to the uplink transmission of the terminal.
  • the base station 40 can be used to perform the method provided by the embodiment shown in FIG. 2. Therefore, for the functions and the like that can be implemented by the functional modules of the device, reference may be made to the description of the embodiment shown in FIG. 2, and details are not described herein. Wherein, since the second determining unit 404 is not a mandatory functional module, it is shown by a broken line in FIG.
  • an embodiment of the present application further provides a computer device, where the computer device includes a processor 501, where the processor 501 is configured to perform the downlink control information transmission provided by the embodiment of the present application when executing the computer program stored in the memory. The steps of the receiving method.
  • the processor 501 may be a central processing unit, an application specific integrated circuit (ASIC), and may be one or more integrated circuits for controlling program execution, and may be used on site.
  • a hardware circuit developed by a Field Programmable Gate Array (FPGA) can be a baseband processor.
  • the processor 501 can include at least one processing core.
  • the computer device further includes a memory 502.
  • the memory 502 can include a read only memory (English: Read Only Memory, ROM for short), a random access memory (English: Random Access Memory, RAM), and a disk storage.
  • the memory 502 is used to store data required by the processor 501 to operate.
  • the number of memories 502 is one or more. Among them, the memory 502 is shown together in FIG. 5, but it should be understood that the memory 502 is not a mandatory functional module, and thus is shown by a broken line in FIG.
  • An embodiment of the present application further provides a computer readable storage medium, where the computer program is stored, and the computer program is executed by the processor to implement the steps of the uplink transmission codebook determining method provided by the embodiment of the present application.
  • embodiments of the present application can be provided as a method, system, or computer program product.
  • the present application can take the form of an entirely hardware embodiment, an entirely software embodiment, or an embodiment in combination of software and hardware.
  • the application can take the form of a computer program product embodied on one or more computer-usable storage media (including but not limited to disk storage, CD-ROM, optical storage, etc.) including computer usable program code.
  • an antenna such as an antenna port and a physical antenna including a radio frequency path will sometimes be simply referred to as an antenna, and therefore, the "antenna” in this application does not It is limited to “physical antenna”, and can also be “antenna port”, “antenna with RF path”, etc. From the perspective of the terminal, one antenna port may correspond to one RF path, and optionally, one RF path corresponds to multiple antenna ports.
  • the computer program instructions can also be stored in a computer readable memory that can direct a computer or other programmable data processing device to operate in a particular manner, such that the instructions stored in the computer readable memory produce an article of manufacture comprising the instruction device.
  • the apparatus implements the functions specified in one or more blocks of a flow or a flow and/or block diagram of the flowchart.
  • These computer program instructions can also be loaded onto a computer or other programmable data processing device such that a series of operational steps are performed on a computer or other programmable device to produce computer-implemented processing for execution on a computer or other programmable device.
  • the instructions provide steps for implementing the functions specified in one or more of the flow or in a block or blocks of a flow diagram.

Abstract

本申请公开了一种上行传输码本确定方法及设备，用于基于终端当前的码本支持能力来确定终端在进行上行传输时采用的码本，以提高终端对码本的支持能力。该方法包括：终端向基站发送数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；所述终端接收所述基站发送的码本指示信息；所述码本指示信息包括用于指示所述终端进行上行传输的码本的信息；和/或用于表征基站对所述数据传输能力信息译码成功或者未成功的信息；所述终端基于所述码本指示信息确定所述上行传输对应的码本。

Description

一种上行传输码本确定方法及设备
本申请要求在2017年8月11日提交中国专利局、申请号为201710686814.9、发明名称为“一种上行传输码本确定方法及设备”的中国专利申请的优先权，其全部内容通过引用结合在本申请中。
技术领域
本申请涉及通信技术领域，特别涉及一种上行传输码本确定方法及设备。
背景技术
多输入多输出系统(Multiple-Input Multiple-Output，MIMO)技术是通过在终端和演进型基站(evolved Node B，eNB；下称基站)分别使用多个发射天线和接收天线，MIMO技术能充分利用空间资源，使得传输信号通过终端和基站的多个天线传送和接收，进而能够在不增加频谱资源和天线发射功率的情况下，成倍的提高系统信道容量，从而改善通信质量。
目前，为了进一步的提升MIMO技术所带来的改善通信质量的增益，在第五代移动通信技术(5-Generation，5G)中采用了大规模天线技术。其中，基站的天线中可以包括数量庞大的天线单元和收发单元，例如天线单元和收发单元的数量都可以为128、256或者512，终端中也可以配置由数量较多的天线单元组成的天线阵列，在进行通信时，可以通过基站和终端的多个天线进行信号的发送或者接收，以减少信号衰减，提升通信质量。通常来讲，在5G通信系统中，可以采用支持基于码本的上行传输方案，也可以采用支持非码本的上行传输方案。
其中，对于基于码本的上行传输方案，是指在基站和终端预先配置多个码本，每个码本包含多个预编码矩阵，再通过选择的码本确定其包含的预编码矩阵，采用最终确定的预编码矩阵进行数据传输。目前，基站根据终端上报的探测参考信号(Sounding Reference Signal，SRS)资源确定终端采用的码本信息，并将码本信息通知终端，终端则根据基站的通知确定相应的码本，但目前基站仅是根据SRS资源指示的信道状况来进行码本的配置，并未考虑终端的当前状态，因此可能终端的当前状态不足以支持基站配置的码本。
发明内容
本申请实施例提供一种上行传输码本确定方法及设备，用于基于终端的当前的码本支持能力来确定终端在进行上行传输时采用的码本，以提高终端对码本的支持能力。
第一方面，提供一种上行传输码本确定方法，该方法包括：
终端向基站发送数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的 天线能够支持的数据传输的能力；
所述终端接收所述基站发送的码本指示信息；所述码本指示信息包括用于指示所述终端进行上行传输的码本的信息；和/或用于表征基站对所述数据传输能力信息译码成功或者未成功的信息；
所述终端基于所述码本指示信息确定所述上行传输对应的码本。
可选的，所述数据传输能力信息包括以下信息中的一个或者多个：
所述终端能够使用的面板panel的数量；
所述panel中每个panel包括的收发单元的数量；
所述panel中每个panel包括的天线端口的数量；
所述终端支持的收发单元的数量；
所述终端支持的天线端口的数量；
所述panel中每个panel包括的收发单元的数量中的最大值；
所述终端的天线的数量；
用于指示所述终端是否使用极化天线的状态信息；
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息。
可选的，所述码本指示信息包括以下信息中的一个或者多个：
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
基站为所述终端配置的参考信号天线端口的数量；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息；
用于指示选择所述panel中的一个或者多个panel的panel选择信息；
传输秩指示信息。
可选的，当所述码本指示信息包括用于表征所述基站对所述数据传输能力信息译码成功或者未成功的信息时；所述终端基于所述码本指示信息确定所述上行传输对应的码本，包括：
当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码成功的信息时，所述终端基于所述数据传输能力信息确定与所述数据传输能力信息对应的码本；或者，
当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，所述终端重新向所述基站发送所述数据传输能力信息；或者，
当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，所述终端确定继续采用当前正在采用的码本。
可选的，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
所述方法还包括：
所述终端接收所述基站在不同信道和/或不同时刻发送的第一指示信息和第二指示信息；
则所述终端基于所述码本指示信息确定所述上行传输对应的码本，包括：
所述终端基于所述第一指示信息和/或所述第二指示信息确定所述上行传输对应的码本。
可选的，在所述终端基于所述码本指示信息确定所述上行传输对应的码本之后，所述方法还包括：
所述终端接收所述基站发送的码本更新指示信息；其中，所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
所述终端基于所述码本更新指示信息确定是否更新当前正在采用的码本；
若所述终端确定更新当前正在采用的码本，则所述终端重新确定进行上行数据传输的码本；或者，
若所述终端确定不更新当前正在采用的码本，则所述终端确定继续采用当前正在采用的码本。
可选的，在所述终端向所述基站发送所述数据传输能力信息之后，所述方法还包括：
所述终端确定在预设时间阈值内是否接收到所述基站发送的所述码本指示信息；
若所述终端确定在预设时间阈值内未接收到所述基站发送的所述码本指示信息，则所述终端基于所述数据传输能力信息确定进行上行数据传输的码本，或者，所述终端确定继续采用当前正在采用的码本。
可选的，所述方法还包括：
所述终端接收所述基站发送的传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于指示所述终端所采用的码本中的预编码矩阵；
所述终端根据所述上行传输对应的码本、所述传输预编码矩阵指示信息确定用于数据传输的预编码矩阵，且采用所述预编码矩阵进行数据传输。
第二方面，提供一种上行传输码本确定方法，该方法包括：
基站接收终端发送的数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
所述基站对所述数据传输能力信息进行译码，并根据译码结果确定码本指示信息；所述码本指示信息用于指示所述终端进行上行传输的码本；或者，所述码本指示信息用于表征基站对所述数据传输能力信息译码成功或者未成功的确认信息；
所述基站将所述码本指示信息发送给所述终端。
可选的，所述方法还包括：
所述基站接收所述终端发送的上行参考信号；
所述所述基站对所述数据传输能力信息进行译码，并根据译码结果确定码本指示信息，包括：
所述基站对所述上行参考信号进行测量，并基于测量结果以及所述译码结果生成所述码本指示信息。
可选的，所述码本指示信息包括以下信息中的一个或者多个：
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
基站为所述终端配置的参考信号天线端口的数量；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息；
用于指示选择所述panel中的一个或者多个panel的panel选择信息；
传输秩指示信息。
可选的，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
所述基站将所述码本指示信息发送给所述终端，包括：
所述基站在不同信道和/或不同时刻将所述第一指示信息和所述第二指示信息发送给所述终端。
可选的，在所述基站接收所述终端发送的数据传输能力信息之后，所述方法还包括：
所述基站基于所述数据传输能力信息确定是否需要更新所述终端当前正在采用的码本；
所述基站基于确定结果生成码本更新指示信息；所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
所述基站将所述码本更新指示信息发送给所述终端。
可选的，所述基站通过半静态信令或者动态信令将所述码本指示信息或者码本更新指示信息发送给所述终端。
可选的，所述方法还包括：所述基站向所述终端发送传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于从所述码本指示信息所对应的码本中指示终端上行传输对应的预编码矩阵。
第三方面，提供一种终端包括：
第一发送单元，用于向基站发送数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
第一接收单元，用于接收所述基站发送的码本指示信息；所述码本指示信息包括用于指示所述终端进行上行传输的码本的信息；和/或用于表征基站对所述数据传输能力信息译码成功或者未成功的信息；
第一确定单元，用于基于所述码本指示信息确定所述上行传输对应的码本。
可选的，所述数据传输能力信息包括以下信息中的一个或者多个：
所述终端能够使用的面板panel的数量；
所述panel中每个panel包括的收发单元的数量；
所述panel中每个panel包括的天线端口的数量；
所述终端支持的收发单元的数量；
所述终端支持的天线端口的数量；
所述panel中每个panel包括的收发单元的数量中的最大值；
所述终端的天线的数量；
用于指示所述终端是否使用极化天线的状态信息；
所述panel中不同panel间的空间相关性信息；
不同panel包括的收发单元中不同收发单元的空间相关性信息；
所述panel中每个panel包括的收发单元间的空间相关性信息；
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息。
可选的，所述码本指示信息包括以下信息中的一个或者多个：
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
基站为所述终端配置的参考信号天线端口的数量；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息；
用于指示选择所述panel中的一个或者多个panel的panel选择信息；
传输秩指示信息。
可选的，
所述第一确定单元还用于：当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码成功的信息时，基于所述数据传输能力信息确定与所述数据传输能力信息对应的码本；或者，当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，确定继续采用当前正在采用的码本；
所述第一发送单元还用于：当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，重新向所述基站发送所述数据传输能力信息。
可选的，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
所述第一接收单元还用于：在不同信道和/或不同时刻接收所述基站发送的第一指示信息和第二指示信息；
则所述第一确定单元基于所述码本指示信息确定所述上行传输对应的码本，包括：
所述第一确定单元基于所述第一指示信息和/或所述第二指示信息确定所述上行传输对应的码本。
可选的，
所述第一接收单元还用于：接收所述基站发送的码本更新指示信息；其中，所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
所述第一确定单元还用于：基于所述码本更新指示信息确定是否更新当前正在采用的码本；若确定更新当前正在采用的码本，则重新确定进行上行数据传输的码本；或者，若确定不更新当前正在采用的码本，则确定继续采用当前正在采用的码本。
可选的，
所述第一确定单元还用于：确定在预设时间阈值内是否接收到所述基站发送的所述码本指示信息；若确定在预设时间阈值内未接收到所述基站发送的所述码本指示信息，则基于所述数据传输能力信息确定进行上行数据传输的码本，或者，则确定继续采用当前正在采用的码本。
可选的，
所述第一接收单元还用于：接收所述基站发送的传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于指示所述终端所采用的码本中的预编码矩阵；
所述第一确定单元还用于：根据所述上行传输对应的码本、所述传输预编码矩阵指示信息确定用于数据传输的预编码矩阵，且采用所述预编码矩阵进行数据传输。
第四方面，提供一种基站包括：
第二接收单元，用于接收终端发送的数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
译码单元，用于对所述数据传输能力信息进行译码，并根据译码结果确定码本指示信息；所述码本指示信息用于指示所述终端进行上行传输的码本；或者，所述码本指示信息用于表征基站对所述数据传输能力信息译码成功或者未成功的确认信息；
第二发送单元，用于将所述码本指示信息发送给所述终端。
可选的，
所述第二接收单元还用于：接收所述终端发送的上行参考信号；
所述译码单元还用于：对所述上行参考信号进行测量，并基于测量结果以及所述译码结果生成所述码本指示信息。
可选的，所述码本指示信息包括以下信息中的一个或者多个：
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
基站为所述终端配置的参考信号天线端口的数量；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息；
用于指示选择所述panel中的一个或者多个panel的panel选择信息；
传输秩指示信息。
可选的，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
则所述第二发送单元将所述码本指示信息发送给所述终端，包括：
所述第二发送单元在不同信道和/或不同时刻将所述第一指示信息和所述第二指示信息发送给所述终端。
可选的，所述基站还包括第二确定单元；
所述第二确定单元用于：基于所述数据传输能力信息确定是否需要更新所述终端当前正在采用的码本；
所述译码单元还用于：基于确定结果生成码本更新指示信息；所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
所述第二发送单元还用于：将所述码本更新指示信息发送给所述终端。
可选的，
所述第二发送单元还用于：通过半静态信令或者动态信令将所述码本指示信息或者码本更新指示信息发送给所述终端。
可选地，所述第二发送单元，还用于：
向所述终端发送传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于从所述码本指示信息所对应的码本中指示终端上行传输对应的预编码矩阵。
第五方面，提供一种计算机装置，所述装置包括处理器，所述处理器用于执行存储器中存储的计算机程序时实现如第一方面提供的上行传输码本确定方法和第二方面提供的上行传输码本确定方法任一项所述方法的步骤。
第六方面，提供一种计算机可读存储介质，其上存储有计算机程序，所述计算机程序被处理器执行时实现如第一方面提供的上行传输码本确定方法和第二方面提供的上行传输码本确定方法任一项所述方法的步骤。
在本申请实施例中，终端可以向基站上报终端当前的数据传输能力信息，以使基站在 进行码本的确定时，可以依据终端的当前的数据传输能力信息来确定适合终端当前状况的码本，或者通知终端让其根据自己的当前状况自行确定码本，这样，不管是基站选择的码本，还是终端自行确定的码本，都是符合终端当前的实际状况的，且符合终端当前的码本支持能力，即终端当前的状态足以支持所采用的码本，这样用户通信体验质量能够更佳。
附图说明
为了更清楚地说明本申请实施例的技术方案，下面将对本申请实施例中所需要使用的附图作简单地介绍，显而易见地，下面所介绍的附图仅仅是本申请的一些实施例，对于本领域普通技术人员来讲，在不付出创造性劳动的前提下，还可以根据这些附图获得其他的附图。
图1为本申请实施例提供的上行传输码本确定方法的流程示意图；
图2为本申请实施例提供的上行传输码本确定方法的流程示意图；
图3为本申请实施例提供的终端的一种结构示意图；
图4为本申请实施例提供的基站的一种结构示意图；
图5为本申请实施例提供的计算机装置的一种结构示意图。
具体实施方式
为使本申请实施例的目的、技术方案和优点更加清楚，下面将结合本申请实施例中的附图，对本申请实施例中的技术方案进行清楚、完整地描述。
下面介绍本申请实施例的技术背景。
目前，对于基于码本的上行传输方案，基站是根据终端上报的探测参考信号(Sounding Reference Signal，SRS)资源确定终端采用的码本信息，并将码本信息通知终端，终端则根据基站的通知确定相应的码本，但目前基站仅是根据SRS资源指示的信道状况来进行码本的配置，并未考虑终端的当前状态，因此可能终端的当前状态不足以支持基站配置的码本，则会造成通信过程无法正常进行的情况，使得用户体验质量不佳。
鉴于此，本申请实施例提供一种上行传输码本确定方法，在该方法中，终端可以向基站上报终端当前的数据传输能力信息，以使基站在进行码本的确定时，可以依据终端的当前的数据传输能力信息来确定适合终端当前状况的码本，或者通知终端让其根据自己的当前状况自行确定码本，这样，不管是基站选择的码本，还是终端自行确定的码本，都是符合终端当前的实际状况的，且符合终端当前的码本支持能力，使得用户通信体验质量能够更佳。
下面结合附图介绍本申请实施例提供的技术方案。
请参见图1，本申请一实施例提供一种上行传输码本确定方法，该方法的流程描述如下。该方法可以通过本申请实施例提供的终端来执行，同时，在下面的描述中，同时还会 涉及到基站侧的上行传输码本确定方法的流程。
步骤101：终端向基站发送数据传输能力信息；数据传输能力信息用于表征终端当前的天线能够支持的数据传输的能力；
步骤102：终端接收基站发送的码本指示信息；码本指示信息用于指示终端进行上行传输的码本；或者码本指示信息用于表征基站对数据传输能力信息译码成功或者未成功的确认信息；
步骤103：终端基于码本指示信息确定上行传输对应的码本。
本申请实施例中，在终端和基站进行通信之前，基站和终端可以预先约定或配置一个或多个码本，例如可以是终端在不同的天线结构时配置不同的码本。其中，终端中的天线是可以根据终端的使用状况来进行选择性关闭或者开启的，例如在终端检测到电量不足时，则可以选择关闭一些天线，这样，就可以减少这些天线工作时需要使用的电量，以起到省电的作用。这样，当某些天线被关闭之后，终端的天线结构则会发生变化。
本申请实施例中，终端可以向基站发送数据传输能力信息，所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力。其中，在终端的天线结构不同时，对于数据传输的支持能力也是不同的，因此数据传输能力信息则可以是终端当前的天线结构。具体的，终端可以是在天线结构发生变化之后，向基站发送当前的数据传输能力信息；或者，终端也可以是周期性的向基站发送数据传输能力信息，当然，在具体的应用中，还可以按照其他可能的方式来发送数据传输能力信息，本申请对此不做限制。
其中，终端发送的数据传输能力信息可以包括但不限于以下信息中的一个或者多个：
(1)终端能够使用的面板(panel)的数量。其中，panel是指终端中的一组天线，例如可以是处于同一平面的天线的集合，可以是方向指向性相同的天线的集合，也可以是对应同一个射频通路的天线的集合，也可以是一组多个射频通路对应的天线，也可以是一组具有相同或相似特性的收发单元(Transmission Receive Unit，TRU或者TXRU)或者天线单元的集合，例如，同一个panel内的收发单元(或天线单元)具有相同的模拟发送波束，一个panel内的收发单元具有一定的相关性等，或者同一个panel内的收发单元(或天线单元)采用同一个波束组内的发送波束等。
(2)每个panel包括的收发单元的数量。其中，一个收发单元可以与一个天线单元连接，也可以与多个天线单元连接。
(3)每个panel包括的天线端口的数量。
(4)终端支持的收发单元的数量。终端支持的收发单元的数量与终端的性能相关，也可以与终端当前的天线结构相关，例如终端当前开启的天线数量比较少，那么相对应的能够支持的收发单元的数量也是相对较少的。可以是总的收发单元数量，也可以是垂直维度的收发单元数量，或者是水平维度的收发单元数量，或垂直维度收发单元数量和水平维 度的总的收发单元数量。
(5)终端支持的天线端口的数量。终端支持的收发单元的数量与终端的性能相关，也可以与终端当前的天线结构相关。可以是总的天线端口数量，也可以是垂直维度的天线端口数量，或者是水平维度的天线端口数量，或垂直维度的天线端口数量和水平维度的总的天线端口数量。
(6)panel中每个panel包括的收发单元的数量中的最大值。每个终端中可以包括多个panel，每个panel可以包括多个收发单元，且不同的panel包括的收发单元的数量可能相同，也可能不同，因此此处的panel中包括的收发单元的最大值是指多个panel中包括的收发单元的数量中的最大值。
(7)终端的天线的数量。可以是总的天线数量，也可以是垂直维度的天线数量，或者是水平维度的天线数量，或垂直维度的天线数量和水平维度的总的天线数量。
(8)用于指示终端是否使用极化天线的状态信息。例如，当终端中使用极化天线时，该状态信息可以为1；当终端中未使用极化天线时，该状态信息可以为0。
(9)所有panel中不同panel间的空间相关性信息。例如，为终端配置的多个码本分别与具有不同空间相关性信息的天线结构相对应。终端则可以向基站发送该终端的天线结构对应的panel间的空间相关性信息是高相关性、中相关性或者低相关性，以使得基站能够根据空间相关性信息确定该终端上行传输采用的码本。或者，终端还可以将该终端的天线结构对应的panel间的距离发送给基站，基站则可以根据该距离确定该终端不同panel之间的的空间相关性信息。该空间相关性可以是一个维度的空间相关性，也可以是多个维度的空间相关性。所述维度可以是垂直维度和/或水平维度。
(10)不同panel包括的收发单元间的空间相关性信息。收发单元的相关性信息也可以为高相关性、中相关性或者低相关性。或者，终端也可以将不同panel包括的收发单元之间的距离发送给基站，基站则可以根据该距离确定该终端不同panel包括的收发单元间的的空间相关性信息。该空间相关性可以是一个维度的空间相关性，也可以是多个维度的空间相关性。所述维度可以是垂直维度和/或水平维度。
(11)所述panel中每个panel包括的收发单元间的空间相关性信息。
(12)用于指示码本种类的码本种类选择信息。例如，终端和基站约定了多种类型的码本，或是协议约定，或是可配置多种类型的码本。终端根据终端的数据传输能力信息和/或信道测量信息，信道测量信息例如可以是对下行参考信号的信道测量，确定上行传输能够采用的码本的种类，于是向基站发送用于指示这些种类的种类选择信息，基站则可以从这些种类中指定一种或者多种用于进行终端的上行传输。例如，终端和基站约定了1、2、3类码本，不同类别的码本对应一组码本。终端根据终端的数据传输能力信息可以确定采用1类码本，则向基站发送一个码本种类选择信息，告知基站使用1类码本。码本种类的 选择信息终端可以根据自己的天线的位置确定，也可以根据天线间的相关性确定。
(13)用于指示码本序号的码本序号选择信息。当终端和基站约定了多种类型的码本，或者约定了多种码本时，终端也可以根据终端的数据传输能力信息确定一个或多个码本序号，并将序号发送给基站，以待基站确认。
(14)码本对应的天线的数量。可以是总的天线数量，也可以是垂直维天线数量，或者是水平维的天线数量，或垂直维天线数量和水平维天线数量。
(15)码本对应的采样率。采样率可以是过采样率，以生成更多的预编码矩阵。终端除了可以在终端的天线对应的方向上进行数据的传输，还可以在除这些方向的其他方向进行数据的传输，过采样率即是用于表征其他方向的数量的多少的值。也可以是子采样率，用于从一组较多数目的预编码矩阵中去掉一些预编码。例如基站和终端约定了一些预编码矩阵的生成方式，其对应一定数目预编码矩阵。通过配置采样率，可以在此基础上生成更多的预编码矩阵或选择其中的一部分预编码矩阵。终端可以基于该终端当前的天线，确定与一个或一组码本对应的采样率，或者用于确定码本的采样率，并将采样率发送给基站。该采样率可以是垂直维度的，也可以是水平维度的，也可以是一个全维度的。那么基站接收到该采样率后，则可以根据该采样率确定对应的码本。
(16)码本对应的天线间的相位旋转因子。天线间的相位旋转因子对应于用来确定天线间的相位旋转的信息。可以是一个确定的数值，也可以是一组数的集合，也可以是指示具体的相位旋转的指示信息，也可以是一个指示天线相位旋转相位的集合的指示信息。终端还可以基于该终端当前的天线结构，确定与一个或一组码本对应的天线间的相位旋转因子，并将其发送给基站，以使得基站根据该相位旋转因子确定上行码本。或者，终端和基站协议约定了一组或多组码本中天线间的相位选择因子，终端基于该终端当前的天线结构，确定了一组或多组该终端支持或者倾向的相位选择因子，并将相位选择因子发送给基站。
(17)码本对应的功率因子指示信息。功率因子指示信息对应于用来确定码本中天线间的功率的信息。可以是一个确定的数值，也可以是一组数的集合，也可以是指示具体的功率或功率差的指示信息，也可以是一个指示功率或功率差的集合的指示信息。终端可以基于该终端当前的天线结构和/或天线对应的数据传输能力，确定与一个或多个码本对应的天线的功率因子指示信息，并将功率因子指示信息发送给基站，以使得基站根据该功率因子指示信息确定上行码本。
(18)码本对应的预编码矩阵分组信息。预编码矩阵分组信息可以包含预编码组的数量信息，预编码组内的预编码数量信息，每个预编码组内的预编码间的间隔信息，所有预编码组间的间隔信息中的一个或多个。终端可以基于该终端当前的天线，确定两级或多级码本结构时的码本分组信息，例如预编码组的数量信息，预编码组内的预编码数量信息， 每个预编码组内的预编码间的间隔信息，所有预编码组间的间隔信息等。例如，若终端确定采用两级码本结构时，码本分组信息可以包括第一级码本和第二级码本对应的预编码组内包括的预编码的数量，该预编码组内预编码向量对应的间隔信息，组间预编码向量间的间隔信息等。
(19)码本对应的天线的结构。例如天线结构包括两个维度，天线结构为两个维度各自包含的天线数目。例如维度为垂直维和水平维，天线结构为垂直维的天线数目和水平维的天线数目。当然，数据传输能力信息还可以为终端中其他可能的参数信息，本申请对此不做限制。
具体的，终端向基站发送的数据传输能力信息还可以包括多个部分，例如数据传输能力信息可以包括第一能力信息和第二能力信息。其中，第一能力信息可以是上述数据传输能力信息包括的信息中的一个或者多个，第二能力信息可以是上述数据传输能力信息包括的信息中出第一能力信息之外的其余信息中一个或者多个。当然，数据传输能力信息也不限于包括两部分的信息，还可以三部分或者更多分组的信息，具体的可以根据实际应用进行合理的设置，本申请实施例对此不作限制。
当终端向基站发送的数据传输能力包括的多个部分时，终端可以在相同或不同时刻，使用相同或不同的信道向基站分别发送这多个部分的能力信息。
本申请实施例中，终端可以将终端当前的天线信息发送给基站，也可以是终端根据终端当前的天线确定一个或者多个能够采用的码本，并将确定的码本或者与码本对应的一个或者多个信息发送给基站。若是基站接收到的是终端当前的天线信息，则基站可以根据该天线信息确定一个或者多个码本，并将该码本或者码本对应的一个或者多个信息发送给终端；若是基站接收到的是终端确定的码本或者与码本对应的一个或者多个信息，则基站可以向终端反馈一个确认信息，用于指示终端是否采用终端自己确定的码本，或者基站也可以为终端指定一个码本。
本申请实施例中，在基站可以接收终端发送的数据传输能力信息之后，则基站可以对该数据传输能力信息进行译码，以得到数据传输能力信息中包括的终端当前的天线结构信息，即基站可以知道终端当前的数据传输的能力。基站在知道终端当前的数据传输的能力之后，可以包括但不限于以下两种实施方式：
第一种实施方式为：在基站知道终端当前的数据传输的能力之后，基站可以基于终端当前的数据传输的能力确定适合该终端当前状态的码本。其中，可以在基站中预先存储不同码本与不同数据传输能力的对应关系，那么基站则可以根据对应关系来确定适合该终端当前状态的码本。例如，基站中存储的对应关系中一种对应关系可以为终端包括的天线端口数为M时对应序号为1的码本。
在基站确定适合该终端当前状态的码本之后，基站则可以根据确定结果生成码本指示 信息，该码本指示信息用于指示基站为终端确定的用于进行上行传输的码本。具体的，该码本指示信息可以包括但不限于以下信息中的一种或者多种：
(1)用于指示码本种类的码本种类选择信息。码本种类选择信息是用于指示基站为终端确定的码本所归属的类别，一个类别可以包括一个或多个码本，那么终端可以选择该类别的其中一个码本来进行数据传输，这里所说的其中一个可以是任意一个，或者是依据基站发送的码本指示信息中包括的其他信息来结合确定。可选地，终端根据所述类别指示信息从基站和终端预先约定的码本中选择与所述类别对应的码字组成的新的码本作为数据传输的码本。
例如，基站和终端预先约定的一个码本如下表所示：
Figure PCTCN2018095193-appb-000001
基站为终端指示的码本种类选择信息包含3个类别：类别1，类别2，类别3。
当基站为终端指示类别1时，基站和终端预先约定的码本中与类别1对应的码本包含所有的码字，即终端确定的与类别1对应的码本为：
码字1 码字2 码字3 码字4
码字5 码字6 码字7 码字8
码字9 码字10 码字11 码字12
当基站为终端指示类别2时，基站和终端预先约定的码本中与类别2对应的码本包含码字标号为5到11的码字，即终端确定的与类别2对应的码本为：
码字5 码字6 码字7 码字8
码字9 码字10 码字11 码字12
当基站为终端指示类别3时，基站和终端预先约定的码本中与类别2对应的码本包含码字标号为9到11的码字，即终端确定的与类别3对应的码本为：
码字9 码字10 码字11 码字12
再例如，基站和终端预先约定的码本为：在2天线端口单流传输时的码本如表1所示，在2天线端口两流传输时的码本如表2所示。
表1基站和终端预先约定的2天线端口单流传输时的码本
Figure PCTCN2018095193-appb-000002
表2基站和终端预先约定的2天线端口两流传输时的码本
Figure PCTCN2018095193-appb-000003
基站为终端指示的码本种类选择信息包含2部分，第一部分为最大传输流数，第二部分为码本类型，包含两种码本类型：类型1，类型2。其中2天线端口单流传输时与类型1对应的码字包括码字1-1到码字1-8，与类型2对应的码字包括码字1-5到码字1-8；2天线端口两流传输时与类型1对应的码字包括码字2-1到码字2-3，与类型2对应的码字包括码字2-3。则当基站为终端指示的码本种类选择信息为：最大传输流数为1，类型1时，终端确定的用于数据传输的码本为：
码字1-1 码字1-2 码字1-3 码字1-4
码字1-5 码字1-6 码字1-7 码字1-8
当基站为终端指示的码本种类选择信息为：最大传输流数为1，类型2时，终端确定的用于数据传输的码本为：
码字1-5 码字1-6 码字1-7 码字1-8
当基站为终端指示的码本种类选择信息为：最大传输流数为2，类型1时，终端确定的用于数据传输的码本为：
码字1-1 码字1-2 码字1-3 码字1-4
码字1-5 码字1-6 码字1-7 码字1-8
码字2-1 码字2-2 码字2-3  
当基站为终端指示的码本种类选择信息为：最大传输流数为2，类型2时，终端确定的用于数据传输的码本为：
码字1-5 码字1-6 码字1-7 码字1-8
码字2-3      
(2)用于指示码本序号的码本序号选择信息。其中，为便于码本的管理，可以对多个码本进行编号，且终端和基站中对相同的码本的序号需相同。则码本序号选择信息则是用于是指基站为终端确定的码本的序号，那么终端在接收到码本序号选择信息之后，则可以直接根据码本序号选择信息指定的序号确定进行上行数据传输采用的码本。
(3)基站为所述终端配置的参考信号天线端口的数量。基站也可以不直接通知终端为其确定的码本是哪种类别或者具体的序号，则基站可以通知终端为终端确定的码本对应的天线端口的数量，那么终端在收到基站为所述终端配置的参考信号天线端口的数量之后，则可以根据这个数量与码本的对应关系确定进行上行数据传输采用的码本。具体的， 终端中的天线可以包括不同维度的天线，例如垂直维度的天线和水平维度的天线，那么相对应的，天线端口也可以包括垂直维度的天线端口和水平维度的天线端口，也就是说，这里所指的天线端口的数量可以是总的天线端口的数量，也可以是不同的维度的天线端口的数量，例如垂直维度的天线端口的数量和水平维度的天线端口的数量。
(4)码本对应的天线的数量。基站可以通过发送码本对应额天线的数量的方式通知终端为其确定的码本，那么终端在收到天线的数量之后，则可以根据天线的数量与码本的对应关系确定进行上行数据传输的码本。具体的，天线的数量可以是总的天线的数量，也可以是不同的维度的天线的数量，例如垂直维度的天线的数量和水平维度的天线的数量。
(5)码本对应的采样率。采样率可以是过采样率，以生成更多的预编码矩阵，这样，终端除了可以在终端的天线对应的方向上进行数据的传输，还可以在除这些方向的其他方向进行数据的传输，过采样率即是用于表征其他方向的数量的多少的值。也可以是子采样率，用于从一组较多数目的预编码矩阵中去掉一些预编码。例如基站和终端约定了一些预编码矩阵的生成方式，其对应一定数目预编码矩阵。这样，通过基站为终端配置采样率，可以在此基础上生成更多的预编码矩阵或选择其中的一部分预编码矩阵。基站可以通过发送码本对应的采样率的方式通知终端为其确定的码本，那么终端在收到采样率之后，则可以根据采样率与码本的对应关系确定进行上行数据传输的码本。
(6)码本对应的天线间的相位旋转因子。天线间的相位旋转因子对应于用来确定天线间的相位旋转的信息。可以是一个确定的数值，也可以是一组数的集合，也可以是指示具体的相位旋转的指示信息，也可以是一个指示天线相位旋转相位的集合的指示信息。
(7)用于指示选择所述panel中的一个或者多个panel的panel选择信息。panel选择信息可以是基站选择的panel的信息，也可以是SRS资源指示信息(SRS resource index，SRI)。panel选择信息也可以是一个预编码指示信息，该预编码指示信息用于指示基站为终端选择的panel。panel选择信息还可以采用bitmap的方式发送给终端，例如基站为终端选择了一个或者多个panel，每一个panel可以采用1比特进行编码，当panel的对应位为1时则表示基站为终端选择了该panel，例如当终端包括4个panel时，且基站向终端发送的bitmap为1101时，则表示基站为终端选择panel序号为0、1、3，而序号为2的panel没有被选择。
(8)传输秩指示(Rank Indication，RI)信息。其中，RI信息用于指示基站为终端配置的进行上行传输时的秩。那么终端接收到该RI信息之后，可以根据RI信息确定与该RI信息对应的码本，也可以根据RI信息以及其他信息综合来确定对应的码本。这里的RI信息不仅用于确定码本，还可以用于确定基站为该终端配置的数据流数。
(9)码本中的功率因子指示信息。功率因子指示信息对应于用来确定码本中天线间的功率的信息。功率因子指示信息可以 是一个确定的数值，也可以是一组数的集合，也可以是指示具体的功率或功率差的指示信息，也可以是一个指示功率或功率差的集合的指示信息。终端收到功率因子指示信息之后，则可以知道如何确定码本中天线间的功率，以及根据功率确定码本。
(10)码本对应的预编码矩阵分组信息。预编码矩阵分组信息可以包含预编码组的数量信息，预编码组内的预编码数量信息，每个预编码组内的预编码间的间隔信息，所有预编码组间的间隔信息中的一个或多个。终端接收到预编码矩阵分组信息之后，则确定码本对应的预编码矩阵分组情况，再结合基站发送的预编码指示信息和/或传输秩指示信息，就可以确定码本信息。
(11)码本对应的天线结构。例如天线结构包括两个维度，天线结构为两个维度各自包含的天线数目。例如维度为垂直维和水平维，天线结构为垂直维的天线数目和水平维的天线数目。
其中，基站也可以给终端配置新的码本，即与预先存储在终端和基站中的码本皆不同的码本，那么基站需要将新码本包括的信息通知给终端，新码本包括的信息例如可以是上述采样率、相位旋转因子等信息。当然，码本指示信息还可以包括其他可能的参数信息，本申请实施例对此不做限制。
具体的，终端还可以向基站发送上行参考信号，基站则可以对终端发送的上行参考信号进行测量，并根据测量结果和上述对数据传输信息的译码结果结合确定该终端进行上行传输采用的码本，并生成码本指示信息。对于上行参考信息测量这一部分内容属于现有技术的范畴，因此在此不再赘述。
基站在生成上述码本指示信息之后，则可以将码本指示信息发送给终端。终端接收到码本指示信息之后，则可以根据码本指示信息中包括的信息确定基站为其指定的码本，并采用这种码本来进行上行数据的传输。具体的，终端如何基于码本指示信息包括的信息确定码本的过程可以参见上述码本指示信息包括的信息部分的描述，在此不再赘述。
本申请实施例中，基站发送给终端的码本指示信息或者码本更新指示信息都可以通过半静态信令或者动态信令进行发送。半静态信令例如可以是无线资源控制(Radio Resource Control，RRC)信令或者媒体接入控制信道单元(Media Access Control Channel Element，MAC CE)信令；动态信令例如可以是下行物理控制信道(Downlink Control Information，DCI)信令。
具体的，基站生成的码本指示信息还可以包括多个部分，例如码本指示信息可以包括第一指示信息和第二指示信息。其中，第一指示信息可以是上述码本指示信息包括的信息中的一个或者多个，第二指示信息可以是上述码本指示信息包括的信息中出第一指示信息信息之外的其余信息中一个或者多个。当然，码本指示信息也不限于包括两部分的信息，还可以三部分或者更多分组的信息，具体的可以根据实际应用进行合理的设置，本申请实 施例对此不作限制。
其中，当基站生成的码本指示信息包括多个部分的信息时，基站则可以对多个部分的信息联合或独立发送。例如，基站可以在不同的信道和/或不同的时刻将不同部分的信息发送给终端。
例如，当码本指示信息包括第一指示信息和第二指示信息时，基站可以通过MAC CE信令将第一指示信息发送给终端，以及通过DCI信令将第二指示信息发送给终端。
例如，当第一指示信息包括panel选择信息，例如panel选择信息可以为SRI指示信息，以及第二指示信息包括码本对应的天线端口数量信息时，则基站可以在终端进行初始化接入的波束扫描之后将第一指示信息发送给终端，以及在终端进行上行数据的调度是再将第二指示信息发送给终端。
当然，第一指示信息和第二指示信息也可以通过相同的信道和/或相同的时刻发送给终端，本申请对此不做限制。
下面将以具体的例子对上述通过码本指示信息指示终端相应的码本的方法进行说明。
终端和基站可以协议约定了N种码本，终端向基站发送的数据传输能力信息可以包括垂直维和水平维的TXRU数目，或者天线单元数目，以及码本种类的码本种类选择信息等，其中码本种类信息可以包括第一种和第二种码本，其中第二种码本中的每一个码本对应于不同的传输流数。基站接收到终端的数据传输能力信息后，结合对上行参考信号的测量，确定终端采用第二种码本进行传输，并确定了终端的传输流的数量。基站向终端发送码本指示信息，所述码本指示信息包含第二种码本的指示信息和RI，RI用于指示传输秩(传输流的数量)。终端根据这个码本指示信息，就可以知道采用第二种码本中流数为TRI的码本进行传输。
第二种实施方式为：在基站接收到终端发送的数据传输能力信息之后，对数据传输能力信息进行译码，并向终端反馈码本指示信息，该码本指示信息为用于表征基站对数据传输能力信息译码成功或者未成功的信息。
具体的，当基站对数据传输能力信息译码成功时，基站则可以根据数据传输能力信息知道终端可以支持的码本，则基站可以直接向终端反馈用于表征基站已经对数据传输能力信息译码成功的码本指示信息。相对应的，终端在收到该码本指示信息之后，则可以知道基站已经成功译码数据传输能力信息，且基站并未为其指定需要采用的码本，那么终端则可以直接通过终端发送给基站的数据传输能力信息确定终端进行上行数据传输的码本，并采用该码本进行上行数据的传输。
具体的，当基站对数据传输能力信息译码未成功时，基站则会向终端反馈用于表征基站对数据传输能力信息译码未成功的码本指示信息。相对应的，终端接收到该码本指示消息之后，则可以知道基站未成功译码数据传输能力信息，那么可能是数据传输能力信息传 输过程中发生的差错等，则终端会重新向基站发送终端当前的传输能力信息。或者，若是终端当前已经在采用确定的码本进行上行数据传输了，那么终端也可以继续采用当前正在采用的码本进行上行数据的传输。
本申请实施例中，基站还可以在接收到终端发送的数据传输能力信息之后，向终端发送的码本指示信息可以包括用于指示终端进行上行传输的码本的信息和用于表征基站对数据传输能力信息译码成功或者未成功的信息。其中，基站可以在不同时刻和/或不同信道将这两部分信息发送给终端，基站也可以在相同时刻和/或相同信道将这两部分信息发送给终端。那么，终端在接收到这两部分信息之后，则可以根据这两部分信息来确定进行上行传输采用的码本。
本申请实施例中，终端在接收基站发送的码本指示信息之后，还可以根据码本指示信息和终端向基站发送的数据传输能力信息综合来确定行上行传输采用的码本。其中，若是终端最终确定的码本与基站码本指示信息中指示的码本不同，终端还可以将最终确定的码本信息发送给基站，以使得基站能够知道该终端采用的码本。
本申请实施例中，还可能存在这样的情况，在终端向基站发送数据传输能力信息之后，则终端可以开始计时，并确定在预设时间阈值内是否接收到基站的反馈信息，该反馈信息可以是上述的码本指示信息，也可以是用于更新码本的码本更新指示信息。若是终端确定在预设时间阈值内未接收到基站的反馈信息，则终端可以基于发送给基站的数据传输能力信息进行用于上行数据传输的码本，或者，若是终端当前已经在采用确定的码本进行上行数据传输了，那么终端也可以继续采用当前正在采用的码本进行上行数据的传输。
本申请实施例中，基站还可以向终端发送传输预编码矩阵指示(Transmission Pre-coding Matrix Indicator，TPMI)信息，TPMI信息用于指示终端所采用的码本中的预编码矩阵。因此，在终端接收到该TPMI信息，且终端已经确定进行上行数据传输所采用的码本之后，则可以根据TPMI信息和TRI信息以及确定采用的码本来确定该码本中与TPMI信息和TRI信息对应的预编码矩阵，并采用该预编码矩阵来进行上述数据的传输。
本申请实施例中，在终端已经采用确定码本在进行上行数据传输时，终端的天线还可能会发生变化。例如当终端电量不足时，可能会关闭其中一部分的天线。那么终端可以将当前的数据传输能力信息发送给基站。
相应的，基站在可以接收基站发送的数据传输能力信息之后，还可以根据该数据传输能力信息确定终端当前正在采用的码本是否需要更新，并生成码本更新指示信息。其中，码本更新指示信息用于指示终端对当前正在采用的码本进行更新或者不更新。
在终端接收到基站发送的码本更新指示信息之后，则可以确定是否需要对当前正在采用的码本进行更新。若终端确定需要更新当前正在采用的码本，则终端可以重新确定进行 上行数据传输的码本。具体的，重新确定码本的过程即为上述确定码本的过程，即上述第一种实施方式或者第二种实施方式描述的过程，因此对于此的描述可以参考上述第一种实施方式或者第二种实施方式的描述，在此不再赘述。或者，若终端确定不更新当前正在采用的码本，则终端可以继续采用当前正在采用的码本。
本申请实施例中，基站发送给终端的码本更新指示信息也可以通过半静态信令或者动态信令进行发送。半静态信令例如可以是无线资源控制(Radio Resource Control，RRC)信令或者媒体接入控制信道单元(Media Access Control Channel Element，MAC CE)信令；动态信令例如可以是下行物理控制信道(Downlink Control Information，DCI)信令。
本申请实施例中，基站向终端发送传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于从所述码本指示信息所对应的码本中指示终端上行传输对应的预编码矩阵。
综上所述，本申请实施例中，终端可以向基站上报终端当前的数据传输能力信息，以使基站在进行码本的确定时，可以依据终端的当前的数据传输能力信息来确定适合终端当前状况的码本，或者通知终端让其根据自己的当前状况自行确定码本，这样，不管是基站选择的码本，还是终端自行确定的码本，都是符合终端当前的实际状况的，且符合终端当前的码本支持能力，即终端当前的状态足以支持所采用的码本，这样用户通信体验质量能够更佳。
请参见图2，本申请一实施例还提供一种上行传输码本确定方法，该方法的流程描述如下。该方法可以通过本申请实施例提供的基站来执行。
步骤201：基站接收终端发送的数据传输能力信息；数据传输能力信息用于表征终端当前的天线能够支持的数据传输的能力；
步骤202：基站对数据传输能力信息进行译码，并根据译码结果确定码本指示信息；码本指示信息用于指示终端进行上行传输的码本；或者，码本指示信息用于表征基站对数据传输能力信息译码成功或者未成功的确认信息；
步骤203：基站将码本指示信息发送给终端。
由于在进行图1所示的实施例的流程中也包括基站侧的上行传输码本确定方法的流程，因此对于图2所示的实施例的方法描述可以参见图1所示的实施例的描述，在此不再赘述。
下面结合附图介绍本申请实施例提供的设备。
请参见图3，基于同一发明构思，本申请一实施例提供一种终端30。该终端30包括：
第一发送单元301，用于向基站发送数据传输能力信息；数据传输能力信息用于表征终端当前的天线能够支持的数据传输的能力；
第一接收单元302，用于接收基站发送的码本指示信息；码本指示信息包括用于指示终端进行上行传输的码本的信息；和/或用于表征基站对数据传输能力信息译码成功或者未 成功的信息；
第一确定单元303，用于基于码本指示信息确定上行传输对应的码本。
可选的，数据传输能力信息包括以下信息中的一个或者多个：
终端能够使用的面板panel的数量；
panel中每个panel包括的收发单元的数量；
panel中每个panel包括的天线端口的数量；
终端支持的收发单元的数量；
终端支持的天线端口的数量；
panel中每个panel包括的收发单元的数量中的最大值；
终端的天线的数量；
用于指示终端是否使用极化天线的状态信息；
所述panel中不同panel间的空间相关性信息；
不同panel包括的收发单元中不同收发单元的空间相关性信息；
所述panel中每个panel包括的收发单元间的空间相关性信息；
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息。
可选的，码本指示信息包括以下信息中的一个或者多个：
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
基站为终端配置的参考信号天线端口的数量；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息；
用于指示选择panel中的一个或者多个panel的panel选择信息；
传输秩指示信息。
可选的，
第一确定单元303还用于：当码本指示信息为用于表征基站对数据传输能力信息译码成功的信息时，基于数据传输能力信息确定与数据传输能力信息对应的码本；或者，当码本指示信息为用于表征基站对数据传输能力信息译码未成功的信息时，确定继续采用当前正在采用的码本；
第一发送单元301还用于：当码本指示信息为用于表征基站对数据传输能力信息译码未成功的信息时，重新向基站发送数据传输能力信息。
可选的，码本指示信息包括第一指示信息和第二指示信息，其中，第一指示信息包括码本指示信息包括的信息中的一个或者多个，第二指示信息包括码本指示信息包括的信息中除第一指示信息之外的其余信息中的一个或者多个；
第一接收单元302还用于：在不同信道和/或不同时刻接收基站发送的第一指示信息和第二指示信息；
则第一确定单元303基于码本指示信息确定上行传输对应的码本，包括：
第一确定单元303基于第一指示信息和/或第二指示信息确定上行传输对应的码本。
可选的，
第一接收单元302还用于：接收基站发送的码本更新指示信息；其中，码本更新指示信息用于指示终端对当前正在采用的码本进行更新或者不更新；
第一确定单元303还用于：基于码本更新指示信息确定是否更新当前正在采用的码本；若确定更新当前正在采用的码本，则重新确定进行上行数据传输的码本；或者，若确定不更新当前正在采用的码本，则确定继续采用当前正在采用的码本。
可选的，
第一确定单元303还用于：确定在预设时间阈值内是否接收到基站发送的码本指示信息；若确定在预设时间阈值内未接收到基站发送的码本指示信息，则基于数据传输能力信息确定进行上行数据传输的码本，或者，则确定继续采用当前正在采用的码本。
可选的，
第一接收单元302还用于：接收基站发送的传输预编码矩阵指示信息；传输预编码矩阵指示信息用于指示终端所采用的码本中的预编码矩阵；
第一确定单元303还用于：根据上行传输对应的码本、传输预编码矩阵指示信息确定用于数据传输的预编码矩阵，且采用预编码矩阵进行数据传输。
该终端30可以用于执行图1所示的实施例所提供的方法。因此，对于该设备的各功能模块所能够实现的功能等可参考图1所示的实施例的描述，不多赘述。
请参见图4，基于同一发明构思，本申请一实施例提供一种基站40。该基站40包括：
第二接收单元401，用于接收终端发送的数据传输能力信息；数据传输能力信息用于表征终端当前的天线能够支持的数据传输的能力；
译码单元402，用于对数据传输能力信息进行译码，并根据译码结果确定码本指示信息；码本指示信息用于指示终端进行上行传输的码本；或者，码本指示信息用于表征基站对数据传输能力信息译码成功或者未成功的确认信息；
第二发送单元403，用于将码本指示信息发送给终端。
可选的，
所述第二接收单元还用于：接收所述终端发送的上行参考信号；
所述译码单元还用于：对所述上行参考信号进行测量，并基于测量结果以及所述译码结果生成所述码本指示信息。
可选的，码本指示信息包括以下信息中的一个或者多个：
用于指示码本种类的码本种类选择信息；
用于指示码本序号的码本序号选择信息；
基站为终端配置的参考信号天线端口的数量；
码本对应的天线的数量；
码本对应的天线的结构；
码本对应的采样率；
码本对应的天线间的相位旋转因子；
码本对应的功率因子指示信息；
码本对应的预编码矩阵分组信息；
用于指示选择panel中的一个或者多个panel的panel选择信息；
传输秩指示信息。
可选的，码本指示信息包括第一指示信息和第二指示信息，其中，第一指示信息包括码本指示信息包括的信息中的一个或者多个，第二指示信息包括码本指示信息包括的信息中除第一指示信息之外的其余信息中的一个或者多个；
则第二发送单元403将码本指示信息发送给终端，包括：
第二发送单元403在不同信道和/或不同时刻将第一指示信息和第二指示信息发送给终端。
可选的，基站还包括第二确定单元404；
第二确定单元404用于：基于数据传输能力信息确定是否需要更新终端当前正在采用的码本；
译码单元402还用于：基于确定结果生成码本更新指示信息；码本更新指示信息用于指示终端对当前正在采用的码本进行更新或者不更新；
第二发送单元403还用于：将码本更新指示信息发送给终端。
可选的，
第二发送单元403还用于：通过半静态信令或者动态信令将码本指示信息或者码本更新指示信息发送给终端。
可选的，
所述第二发送单元403，还用于：
向所述终端发送传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于从所述码本指示信息所对应的码本中指示终端上行传输对应的预编码矩阵。
该基站40可以用于执行图2所示的实施例所提供的方法。因此，对于该设备的各功能模块所能够实现的功能等可参考图2所示的实施例的描述，不多赘述。其中，由于第二确定单元404不是必选的功能模块，因此在图4中以虚线示出。
请参见图5，本申请一实施例还提供一种计算机装置，该计算机装置包括处理器501，处理器501用于执行存储器中存储的计算机程序时实现本申请实施例提供的下行控制信息发送和接收方法的步骤。
可选的，处理器501具体可以是中央处理器、特定应用集成电路(英文：Application Specific Integrated Circuit，简称：ASIC)，可以是一个或多个用于控制程序执行的集成电路，可以是使用现场可编程门阵列(英文：Field Programmable Gate Array，简称：FPGA)开发的硬件电路，可以是基带处理器。
可选的，处理器501可以包括至少一个处理核心。
可选的，该计算机装置还包括存储器502，存储器502可以包括只读存储器(英文：Read Only Memory，简称：ROM)、随机存取存储器(英文：Random Access Memory，简称：RAM)和磁盘存储器。存储器502用于存储处理器501运行时所需的数据。存储器502的数量为一个或多个。其中，存储器502在图5中一并示出，但需要知道的是存储器502不是必选的功能模块，因此在图5中以虚线示出。
本申请一实施例还提供一种计算机可读存储介质，其上存储有计算机程序，所述计算机程序被处理器执行时实现如本申请实施例提供的上行传输码本确定方法的步骤。
本领域内的技术人员应明白，本申请的实施例可提供为方法、系统、或计算机程序产品。因此，本申请可采用完全硬件实施例、完全软件实施例、或结合软件和硬件方面的实施例的形式。而且，本申请可采用在一个或多个其中包含有计算机可用程序代码的计算机可用存储介质(包括但不限于磁盘存储器、CD-ROM、光学存储器等)上实施的计算机程序产品的形式。
应当理解的是，本领域内的技术人员将天线端口(antenna port)和物理天线(physical antenna)包含射频通路的天线等有时都会简称为天线(antenna)，因此，本申请中“天线” 并不限定为“物理天线”，也可以为“天线端口”，“包含射频通路的天线”等。从终端的角度来看，一个天线端口可对应于一个射频通路，可选地，一个射频通路对应于多个天线端口。
本申请是参照根据本申请实施例的方法、设备(系统)、和计算机程序产品的流程图和/或方框图来描述的。应理解可由计算机程序指令实现流程图和/或方框图中的每一流程和/或方框、以及流程图和/或方框图中的流程和/或方框的结合。可提供这些计算机程序指令到通用计算机、专用计算机、嵌入式处理机或其他可编程数据处理设备的处理器以产生一个机器，使得通过计算机或其他可编程数据处理设备的处理器执行的指令产生用于实现在流程图一个流程或多个流程和/或方框图一个方框或多个方框中指定的功能的装置。
这些计算机程序指令也可存储在能引导计算机或其他可编程数据处理设备以特定方式工作的计算机可读存储器中，使得存储在该计算机可读存储器中的指令产生包括指令装置的制造品，该指令装置实现在流程图一个流程或多个流程和/或方框图一个方框或多个方框中指定的功能。
这些计算机程序指令也可装载到计算机或其他可编程数据处理设备上，使得在计算机或其他可编程设备上执行一系列操作步骤以产生计算机实现的处理，从而在计算机或其他可编程设备上执行的指令提供用于实现在流程图一个流程或多个流程和/或方框图一个方框或多个方框中指定的功能的步骤。
尽管已描述了本申请的优选实施例，但本领域内的技术人员一旦得知了基本创造性概念，则可对这些实施例作出另外的变更和修改。所以，所附权利要求意欲解释为包括优选实施例以及落入本申请范围的所有变更和修改。
显然，本领域的技术人员可以对本申请实施例进行各种改动和变型而不脱离本申请实施例的精神和范围。这样，倘若本申请实施例的这些修改和变型属于本申请权利要求及其等同技术的范围之内，则本申请也意图包含这些改动和变型在内。

Claims (32)

  1. 一种上行传输码本确定方法，其特征在于，包括：
    终端向基站发送数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
    所述终端接收所述基站发送的码本指示信息；所述码本指示信息包括用于指示所述终端进行上行传输的码本的信息；和/或用于表征基站对所述数据传输能力信息译码成功或者未成功的信息；
    所述终端基于所述码本指示信息确定所述上行传输对应的码本。
  2. 如权利要求1所述的方法，其特征在于，所述数据传输能力信息包括以下信息中的一个或者多个：
    所述终端能够使用的面板panel的数量；
    所述panel中每个panel包括的收发单元的数量；
    所述panel中每个panel包括的天线端口的数量；
    所述终端支持的收发单元的数量；
    所述终端支持的天线端口的数量；
    所述panel中每个panel包括的收发单元的数量中的最大值；
    所述终端的天线的数量；
    用于指示所述终端是否使用极化天线的状态信息；
    所述panel中不同panel间的空间相关性信息；
    不同panel包括的收发单元中不同收发单元的空间相关性信息；
    所述panel中每个panel包括的收发单元间的空间相关性信息；
    用于指示码本种类的码本种类选择信息；
    用于指示码本序号的码本序号选择信息；
    码本对应的天线的数量；
    码本对应的天线的结构；
    码本对应的采样率；
    码本对应的天线间的相位旋转因子；
    码本对应的功率因子指示信息；
    码本对应的预编码矩阵分组信息。
  3. 如权利要求1所述的方法，其特征在于，所述码本指示信息包括以下信息中的一个或者多个：
    用于指示码本种类的码本种类选择信息；
    用于指示码本序号的码本序号选择信息；
    基站为所述终端配置的参考信号天线端口的数量；
    码本对应的天线的数量；
    码本对应的天线的结构；
    码本对应的采样率；
    码本对应的天线间的相位旋转因子；
    码本对应的功率因子指示信息；
    码本对应的预编码矩阵分组信息；
    用于指示选择所述panel中的一个或者多个panel的panel选择信息；
    传输秩指示信息。
  4. 如权利要求1所述的方法，其特征在于，当所述码本指示信息包括用于表征所述基站对所述数据传输能力信息译码成功或者未成功的信息时；所述终端基于所述码本指示信息确定所述上行传输对应的码本，包括：
    当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码成功的信息时，所述终端基于所述数据传输能力信息确定与所述数据传输能力信息对应的码本；或者，
    当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，所述终端重新向所述基站发送所述数据传输能力信息；或者，
    当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，所述终端确定继续采用当前正在采用的码本。
  5. 如权利要求3所述的方法，其特征在于，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
    所述方法还包括：
    所述终端接收所述基站在不同信道和/或不同时刻发送的第一指示信息和第二指示信息；
    则所述终端基于所述码本指示信息确定所述上行传输对应的码本，包括：
    所述终端基于所述第一指示信息和/或所述第二指示信息确定所述上行传输对应的码本。
  6. 如权利要求3所述的方法，其特征在于，在所述终端基于所述码本指示信息确定所述上行传输对应的码本之后，所述方法还包括：
    所述终端接收所述基站发送的码本更新指示信息；其中，所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
    所述终端基于所述码本更新指示信息确定是否更新当前正在采用的码本；
    若所述终端确定更新当前正在采用的码本，则所述终端重新确定进行上行数据传输的码本；或者，
    若所述终端确定不更新当前正在采用的码本，则所述终端确定继续采用当前正在采用的码本。
  7. 如权利要求1所述的方法，其特征在于，在所述终端向所述基站发送所述数据传输能力信息之后，所述方法还包括：
    所述终端确定在预设时间阈值内是否接收到所述基站发送的所述码本指示信息；
    若所述终端确定在预设时间阈值内未接收到所述基站发送的所述码本指示信息，则所述终端基于所述数据传输能力信息确定进行上行数据传输的码本，或者，所述终端确定继续采用当前正在采用的码本。
  8. 如权利要求1～7任一所述的方法，其特征在于，所述方法还包括：
    所述终端接收所述基站发送的传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于指示所述终端所采用的码本中的预编码矩阵；
    所述终端根据所述上行传输对应的码本、所述传输预编码矩阵指示信息确定用于数据传输的预编码矩阵，且采用所述预编码矩阵进行数据传输。
  9. 一种上行传输码本确定方法，其特征在于，包括：
    基站接收终端发送的数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
    所述基站对所述数据传输能力信息进行译码，并根据译码结果确定码本指示信息；所述码本指示信息用于指示所述终端进行上行传输的码本；或者，所述码本指示信息用于表征基站对所述数据传输能力信息译码成功或者未成功的确认信息；
    所述基站将所述码本指示信息发送给所述终端。
  10. 如权利要求9所述的方法，其特征在于，
    所述方法还包括：
    所述基站接收所述终端发送的上行参考信号；
    所述所述基站对所述数据传输能力信息进行译码，并根据译码结果确定码本指示信息，包括：
    所述基站对所述上行参考信号进行测量，并基于测量结果以及所述译码结果生成所述码本指示信息。
  11. 如权利要求9或10所述的方法，其特征在于，所述码本指示信息包括以下信息中的一个或者多个：
    用于指示码本种类的码本种类选择信息；
    用于指示码本序号的码本序号选择信息；
    基站为所述终端配置的参考信号天线端口的数量；
    码本对应的天线的数量；
    码本对应的天线的结构；
    码本对应的采样率；
    码本对应的天线间的相位旋转因子；
    码本对应的功率因子指示信息；
    码本对应的预编码矩阵分组信息；
    用于指示选择所述panel中的一个或者多个panel的panel选择信息；
    传输秩指示信息。
  12. 如权利要求11所述的方法，其特征在于，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
    所述基站将所述码本指示信息发送给所述终端，包括：
    所述基站在不同信道和/或不同时刻将所述第一指示信息和所述第二指示信息发送给所述终端。
  13. 如权利要求9或10所述的方法，其特征在于，在所述基站接收所述终端发送的数据传输能力信息之后，所述方法还包括：
    所述基站基于所述数据传输能力信息确定是否需要更新所述终端当前正在采用的码本；
    所述基站基于确定结果生成码本更新指示信息；所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
    所述基站将所述码本更新指示信息发送给所述终端。
  14. 如权利要求13所述的方法，其特征在于，所述基站通过半静态信令或者动态信令将所述码本指示信息或者码本更新指示信息发送给所述终端。
  15. 如权利要求9所述的方法，其特征在于，所述方法还包括：所述基站向所述终端发送传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于从所述码本指示信息所对应的码本中指示终端上行传输对应的预编码矩阵。
  16. 一种终端，其特征在于，包括：
    第一发送单元，用于向基站发送数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
    第一接收单元，用于接收所述基站发送的码本指示信息；所述码本指示信息包括用于 指示所述终端进行上行传输的码本的信息；和/或用于表征基站对所述数据传输能力信息译码成功或者未成功的信息；
    第一确定单元，用于基于所述码本指示信息确定所述上行传输对应的码本。
  17. 如权利要求16所述的终端，其特征在于，所述数据传输能力信息包括以下信息中的一个或者多个：
    所述终端能够使用的面板panel的数量；
    所述panel中每个panel包括的收发单元的数量；
    所述panel中每个panel包括的天线端口的数量；
    所述终端支持的收发单元的数量；
    所述终端支持的天线端口的数量；
    所述panel中每个panel包括的收发单元的数量中的最大值；
    所述终端的天线的数量；
    用于指示所述终端是否使用极化天线的状态信息；
    所述panel中不同panel间的空间相关性信息；
    不同panel包括的收发单元中不同收发单元的空间相关性信息；
    所述panel中每个panel包括的收发单元间的空间相关性信息；
    用于指示码本种类的码本种类选择信息；
    用于指示码本序号的码本序号选择信息；
    码本对应的天线的数量；
    码本对应的天线的结构；
    码本对应的采样率；
    码本对应的天线间的相位旋转因子；
    码本对应的功率因子指示信息；
    码本对应的预编码矩阵分组信息。
  18. 如权利要求16所述的终端，其特征在于，所述码本指示信息包括以下信息中的一个或者多个：
    用于指示码本种类的码本种类选择信息；
    用于指示码本序号的码本序号选择信息；
    基站为所述终端配置的参考信号天线端口的数量；
    码本对应的天线的数量；
    码本对应的天线的结构；
    码本对应的采样率；
    码本对应的天线间的相位旋转因子；
    码本对应的功率因子指示信息；
    码本对应的预编码矩阵分组信息；
    用于指示选择所述panel中的一个或者多个panel的panel选择信息；
    传输秩指示信息。
  19. 如权利要求16所述的终端，其特征在于，
    所述第一确定单元还用于：当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码成功的信息时，基于所述数据传输能力信息确定与所述数据传输能力信息对应的码本；或者，当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，确定继续采用当前正在采用的码本；
    所述第一发送单元还用于：当所述码本指示信息包括用于表征基站对所述数据传输能力信息译码未成功的信息时，重新向所述基站发送所述数据传输能力信息。
  20. 如权利要求18所述的终端，其特征在于，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
    所述第一接收单元还用于：接收所述基站在不同信道和/或不同时刻发送的第一指示信息和第二指示信息；
    则所述第一确定单元基于所述码本指示信息确定所述上行传输对应的码本，包括：
    所述第一确定单元基于所述第一指示信息和/或所述第二指示信息确定所述上行传输对应的码本。
  21. 如权利要求18所述的终端，其特征在于，
    所述第一接收单元还用于：接收所述基站发送的码本更新指示信息；其中，所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
    所述第一确定单元还用于：基于所述码本更新指示信息确定是否更新当前正在采用的码本；若确定更新当前正在采用的码本，则重新确定进行上行数据传输的码本；或者，若确定不更新当前正在采用的码本，则确定继续采用当前正在采用的码本。
  22. 如权利要求16所述的终端，其特征在于，
    所述第一确定单元还用于：确定在预设时间阈值内是否接收到所述基站发送的所述码本指示信息；若确定在预设时间阈值内未接收到所述基站发送的所述码本指示信息，则基于所述数据传输能力信息确定进行上行数据传输的码本，或者，则确定继续采用当前正在采用的码本。
  23. 如权利要求16～22任一所述的终端，其特征在于，
    所述第一接收单元还用于：接收所述基站发送的传输预编码矩阵指示信息；所述传输 预编码矩阵指示信息用于指示所述终端所采用的码本中的预编码矩阵；
    所述第一确定单元还用于：根据所述上行传输对应的码本、所述传输预编码矩阵指示信息确定用于数据传输的预编码矩阵，且采用所述预编码矩阵进行数据传输。
  24. 一种基站，其特征在于，包括：
    第二接收单元，用于接收终端发送的数据传输能力信息；所述数据传输能力信息用于表征所述终端当前的天线能够支持的数据传输的能力；
    译码单元，用于对所述数据传输能力信息进行译码，并根据译码结果确定码本指示信息；所述码本指示信息用于指示所述终端进行上行传输的码本；或者，所述码本指示信息用于表征基站对所述数据传输能力信息译码成功或者未成功的确认信息；
    第二发送单元，用于将所述码本指示信息发送给所述终端。
  25. 如权利要求24所述的基站，其特征在于，
    所述第二接收单元还用于：接收所述终端发送的上行参考信号；
    则所述译码单元还用于：对所述上行参考信号进行测量，并基于测量结果以及所述译码结果确定所述码本指示信息。
  26. 如权利要求24或25所述的基站，其特征在于，所述码本指示信息包括以下信息中的一个或者多个：
    用于指示码本种类的码本种类选择信息；
    用于指示码本序号的码本序号选择信息；
    基站为所述终端配置的参考信号天线端口的数量；
    码本对应的天线的数量；
    码本对应的天线的结构；
    码本对应的采样率；
    码本对应的天线间的相位旋转因子；
    码本对应的功率因子指示信息；
    码本对应的预编码矩阵分组信息；
    用于指示选择所述panel中的一个或者多个panel的panel选择信息；
    传输秩指示信息。
  27. 如权利要求26所述的基站，其特征在于，所述码本指示信息包括第一指示信息和第二指示信息，其中，所述第一指示信息包括所述码本指示信息包括的信息中的一个或者多个，所述第二指示信息包括所述码本指示信息包括的信息中除所述第一指示信息之外的其余信息中的一个或者多个；
    则所述第二发送单元将所述码本指示信息发送给所述终端，包括：
    所述第二发送单元在不同信道和/或不同时刻将所述第一指示信息和所述第二指示信 息发送给所述终端。
  28. 如权利要求24或25所述的基站，其特征在于，所述基站还包括第二确定单元；
    所述第二确定单元用于：基于所述数据传输能力信息确定是否需要更新所述终端当前正在采用的码本；
    所述译码单元还用于：基于确定结果生成码本更新指示信息；所述码本更新指示信息用于指示所述终端对当前正在采用的码本进行更新或者不更新；
    所述第二发送单元还用于：将所述码本更新指示信息发送给所述终端。
  29. 如权利要求28所述的基站，其特征在于，
    所述第二发送单元还用于：通过半静态信令或者动态信令将所述码本指示信息或者码本更新指示信息发送给所述终端。
  30. 如权利要求24所述的基站，其特征在于，所述第二发送单元，还用于：
    向所述终端发送传输预编码矩阵指示信息；所述传输预编码矩阵指示信息用于从所述码本指示信息所对应的码本中指示终端上行传输对应的预编码矩阵。
  31. 一种计算机装置，其特征在于，所述装置包括处理器，所述处理器用于执行存储器中存储的计算机程序时实现如权利要求1-15中任一项所述方法的步骤。
  32. 一种计算机可读存储介质，其上存储有计算机程序，其特征在于：所述计算机程序被处理器执行时实现如权利要求1-15中任一项所述方法的步骤。
PCT/CN2018/095193 2017-08-11 2018-07-10 一种上行传输码本确定方法及设备 WO2019029311A1 (zh)

Priority Applications (6)

Application Number Priority Date Filing Date Title
US16/638,265 US10931339B2 (en) 2017-08-11 2018-07-10 Method and device for determining uplink transmission codebook
KR1020227001556A KR20220011809A (ko) 2017-08-11 2018-07-10 업링크 전송 코드북을 결정하기 위한 방법 및 장치
KR1020207006849A KR20200038288A (ko) 2017-08-11 2018-07-10 업링크 전송 코드북을 결정하기 위한 방법 및 장치
EP18845096.9A EP3667937A4 (en) 2017-08-11 2018-07-10 METHOD AND DEVICE FOR DETERMINING AN UPLINK TRANSFER CODE BOOK
KR1020237012216A KR102663010B1 (ko) 2017-08-11 2018-07-10 업링크 전송 코드북을 결정하기 위한 방법 및 장치
JP2020508009A JP7330167B2 (ja) 2017-08-11 2018-07-10 アップリンク送信コードブックを決定するための方法および装置

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
CN201710686814.9A CN109391301B (zh) 2017-08-11 2017-08-11 一种上行传输码本确定方法及设备
CN201710686814.9 2017-08-11

Publications (1)

Publication Number Publication Date
WO2019029311A1 true WO2019029311A1 (zh) 2019-02-14

Family

ID=65271014

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/CN2018/095193 WO2019029311A1 (zh) 2017-08-11 2018-07-10 一种上行传输码本确定方法及设备

Country Status (7)

Country Link
US (1) US10931339B2 (zh)
EP (1) EP3667937A4 (zh)
JP (1) JP7330167B2 (zh)
KR (2) KR20200038288A (zh)
CN (1) CN109391301B (zh)
TW (1) TWI717623B (zh)
WO (1) WO2019029311A1 (zh)

Families Citing this family (16)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US10419099B2 (en) * 2017-11-17 2019-09-17 Huawei Technologies Co., Ltd. Phase tracking reference signal sending method and apparatus
WO2020026297A1 (ja) * 2018-07-30 2020-02-06 株式会社Ｎｔｔドコモ 基地局及び無線通信方法
CN109417717B (zh) * 2018-09-27 2022-06-24 北京小米移动软件有限公司 测量配置方法、装置、设备、系统及存储介质
CN111050390B (zh) * 2018-10-12 2021-11-02 大唐移动通信设备有限公司 一种上行功率控制方法、终端设备及网络设备
US11271626B2 (en) * 2018-12-06 2022-03-08 Samsung Electronics Co., Ltd. Full power uplink transmission for advanced wireless communication systems
EP3952429A1 (en) * 2019-04-02 2022-02-09 Ntt Docomo, Inc. User terminal and wireless communication method
CN110380763B (zh) * 2019-07-23 2021-05-11 东南大学 收发方向图非互易全数字波束成形天线阵列及其实现方法
US11374699B2 (en) * 2019-08-02 2022-06-28 Qualcomm Incorporated Hybrid automatic repeat request (HARQ) with sliding window feedback
JP7273160B2 (ja) * 2019-08-08 2023-05-12 株式会社Ｎｔｔドコモ 端末、基地局及び通信方法
CN112788590A (zh) * 2019-11-08 2021-05-11 大唐移动通信设备有限公司 信息传输方法及装置
CN113972935B (zh) * 2020-07-22 2023-01-10 中国移动通信有限公司研究院 终端能力信息的上报方法、终端及基站
CN113972938B (zh) * 2020-07-24 2023-08-22 华为技术有限公司 一种通信方法及装置
US20230353210A1 (en) * 2020-10-23 2023-11-02 Qualcomm Incorporated Methods for codebook configuration and capability for csi with fdd reciprocity
CN115776319A (zh) * 2021-09-07 2023-03-10 中兴通讯股份有限公司 信道状态信息的反馈方法及处理方法、终端、基站、介质
US20230268971A1 (en) * 2022-02-18 2023-08-24 Samsung Electronics Co., Ltd. Method and apparatus for ul transmission
JP2023146429A (ja) * 2022-03-29 2023-10-12 株式会社Ｋｄｄｉ総合研究所 アンテナの配置を考慮した通信制御のための端末装置、制御方法、およびプログラム

Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN101534527A (zh) * 2008-03-13 2009-09-16 中兴通讯股份有限公司 下行预编码信息指示方法
US20090238298A1 (en) * 2008-03-24 2009-09-24 Jae Wan Kim Method for transmitting and receiving precoded signal in MIMO communication system
CN101686110A (zh) * 2008-09-26 2010-03-31 大唐移动通信设备有限公司 一种多输入多输出系统、及其数据传输的方法及装置
CN102013904A (zh) * 2009-09-27 2011-04-13 大唐移动通信设备有限公司 一种上行数据处理方法及系统

Family Cites Families (16)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN102291216A (zh) * 2010-06-17 2011-12-21 株式会社Ntt都科摩 一种用户设备及信道状态信息反馈方法
US8891652B2 (en) 2010-06-24 2014-11-18 Qualcomm Incorporated Structured MIMO codebook
JP5356339B2 (ja) * 2010-09-03 2013-12-04 シャープ株式会社 端末装置、基地局装置、通信システムおよび通信方法
US20120328031A1 (en) 2011-06-24 2012-12-27 Nokia Siemens Networks Oy Codebooks for Mobile Communications
JP2013038666A (ja) * 2011-08-10 2013-02-21 Sharp Corp 端末装置、基地局装置、プログラムおよび集積回路
KR101895394B1 (ko) * 2014-01-09 2018-09-05 후아웨이 테크놀러지 컴퍼니 리미티드 프리코딩 행렬 집합 결정 방법 및 장치, 파라미터 지시 정보 송신 방법 및 장치
US9503888B2 (en) 2014-04-17 2016-11-22 Qualcomm Incorporated Enhanced timer handling mechanism
EP3940965B1 (en) * 2014-09-25 2022-12-14 Telefonaktiebolaget LM Ericsson (publ) Network node, user equipment and methods therein to enable the ue to determine a precoder codebook
WO2016101461A1 (zh) * 2014-12-22 2016-06-30 华为技术有限公司 传输指示信息的方法和装置
CN107113849B (zh) * 2014-12-22 2019-07-23 华为技术有限公司 传输指示信息的方法和装置
CN105827359B (zh) * 2015-01-04 2019-03-05 中国联合网络通信集团有限公司 信道特征信息反馈方法及基站
WO2016163842A1 (ko) * 2015-04-10 2016-10-13 엘지전자 (주) 무선 통신 시스템에서 채널 상태 정보를 보고하기 위한 방법 및 이를 위한 장치
CN107359916B (zh) 2015-05-15 2020-12-01 索尼公司 无线通信系统中的装置和方法
BR112018003565A2 (pt) 2015-08-24 2018-09-25 Huawei Tech Co Ltd método e aparelho para enviar informação de pré-codificação e retornar informação de pré-codificação, sistema, meio de armazenamento legível por computador e produto de programa de computador
MX2019010915A (es) 2017-03-14 2019-11-07 Guangdong Oppo Mobile Telecommunications Corp Ltd Metodo y dispositivo relacionado de transmision de se?al de enlace ascendente.
EP3489473A1 (de) * 2017-11-27 2019-05-29 Siemens Aktiengesellschaft Verbessertes verfahren zur stromerzeugung bei der regasifizierung eines fluids durch überkritische entspannung

Patent Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN101534527A (zh) * 2008-03-13 2009-09-16 中兴通讯股份有限公司 下行预编码信息指示方法
US20090238298A1 (en) * 2008-03-24 2009-09-24 Jae Wan Kim Method for transmitting and receiving precoded signal in MIMO communication system
CN101686110A (zh) * 2008-09-26 2010-03-31 大唐移动通信设备有限公司 一种多输入多输出系统、及其数据传输的方法及装置
CN102013904A (zh) * 2009-09-27 2011-04-13 大唐移动通信设备有限公司 一种上行数据处理方法及系统

Also Published As

Publication number Publication date
CN109391301A (zh) 2019-02-26
JP7330167B2 (ja) 2023-08-21
US10931339B2 (en) 2021-02-23
TW201911774A (zh) 2019-03-16
US20200204225A1 (en) 2020-06-25
KR20200038288A (ko) 2020-04-10
CN109391301B (zh) 2021-12-14
JP2020530715A (ja) 2020-10-22
EP3667937A4 (en) 2020-10-21
KR20220011809A (ko) 2022-01-28
TWI717623B (zh) 2021-02-01
EP3667937A1 (en) 2020-06-17
KR20230054742A (ko) 2023-04-25

Similar Documents

Publication Publication Date Title
WO2019029311A1 (zh) 一种上行传输码本确定方法及设备
US11632759B2 (en) Method and apparatus for signaling in support of uplink multi-beam operation
US11082097B2 (en) Method and apparatus for enabling uplink MIMO
US10484064B2 (en) Method and apparatus for downlink and uplink CSI acquisition
CN107078771B (zh) 无线通信系统中多用户波束成形的方法和装置
US11025385B2 (en) Method and apparatus for channel state information reference signal (CSI-RS)
JP6279633B2 (ja) コードブックサブセット制限ビットマップ送受信方法及び装置
KR102648529B1 (ko) 무선 통신 시스템에서 기준 신호 자원 지시자를 시그널링하기 위한 방법 및 장치
US11088796B2 (en) Method and device for indicating uplink reference signal information, and storage medium
CN113574815A (zh) 用于多传输点（trp）传输的低开销信道状态信息（csi）反馈
WO2019062681A1 (zh) 一种上行传输、配置方法、终端及基站
CN115499922A (zh) 用于高级csi反馈开销减少的可配置码本
JP2019503103A (ja) 減少されたフィードバックｍｉｍｏのための方法及び装置
CN102237968B (zh) 一种信道状态信息的传输方法和设备
CN105850210A (zh) 波束选择方法、装置和通信系统
CN109937549B (zh) 无线通信系统中用于csi报告的方法及装置
WO2014071852A1 (zh) 一种基于天线阵列的参考信号映射方法、装置及系统
EP3637713B1 (en) Nr uplink codebook configuration method and related device
CN113316910A (zh) 用于发信号通知pdsch分集的系统和方法
KR20180129875A (ko) 업링크 mimo를 가능하게 하기 위한 방법 및 장치
JP2020523920A (ja) ビーム管理方法、ネットワーク機器および端末
CN103312401A (zh) 一种增强物理下行控制信道的预编码方法及装置
KR102663010B1 (ko) 업링크 전송 코드북을 결정하기 위한 방법 및 장치
JP2017527136A (ja) 無線通信システム

Legal Events

Date Code Title Description
121 Ep: the epo has been informed by wipo that ep was designated in this application

Ref document number: 18845096

Country of ref document: EP

Kind code of ref document: A1

ENP Entry into the national phase

Ref document number: 2020508009

Country of ref document: JP

Kind code of ref document: A

NENP Non-entry into the national phase

Ref country code: DE

ENP Entry into the national phase

Ref document number: 20207006849

Country of ref document: KR

Kind code of ref document: A

ENP Entry into the national phase

Ref document number: 2018845096

Country of ref document: EP

Effective date: 20200311