US20020006644A1 - Method for preparing an R- or S-form of alpha-substituted heterocyclic carboxylic acid and a counter enantiomeric form of alpha-substituted heterocyclic carboxylic acid ester thereto using enzyme - Google Patents

Method for preparing an R- or S-form of alpha-substituted heterocyclic carboxylic acid and a counter enantiomeric form of alpha-substituted heterocyclic carboxylic acid ester thereto using enzyme Download PDF

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US20020006644A1
US20020006644A1 US09/870,209 US87020901A US2002006644A1 US 20020006644 A1 US20020006644 A1 US 20020006644A1 US 87020901 A US87020901 A US 87020901A US 2002006644 A1 US2002006644 A1 US 2002006644A1
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carboxylic acid
enzyme
substituted heterocyclic
thfa
heterocyclic carboxylic
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Ki-Nam Uhm
Sang-Chul Lim
Jong-Ho Lim
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SK Biotek Co Ltd
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    • CCHEMISTRY; METALLURGY
    • C12BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12PFERMENTATION OR ENZYME-USING PROCESSES TO SYNTHESISE A DESIRED CHEMICAL COMPOUND OR COMPOSITION OR TO SEPARATE OPTICAL ISOMERS FROM A RACEMIC MIXTURE
    • C12P7/00Preparation of oxygen-containing organic compounds
    • C12P7/40Preparation of oxygen-containing organic compounds containing a carboxyl group including Peroxycarboxylic acids
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C7/00Purification; Separation; Use of additives
    • CCHEMISTRY; METALLURGY
    • C12BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12PFERMENTATION OR ENZYME-USING PROCESSES TO SYNTHESISE A DESIRED CHEMICAL COMPOUND OR COMPOSITION OR TO SEPARATE OPTICAL ISOMERS FROM A RACEMIC MIXTURE
    • C12P41/00Processes using enzymes or microorganisms to separate optical isomers from a racemic mixture
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y02TECHNOLOGIES OR APPLICATIONS FOR MITIGATION OR ADAPTATION AGAINST CLIMATE CHANGE
    • Y02PCLIMATE CHANGE MITIGATION TECHNOLOGIES IN THE PRODUCTION OR PROCESSING OF GOODS
    • Y02P20/00Technologies relating to chemical industry
    • Y02P20/50Improvements relating to the production of bulk chemicals
    • Y02P20/582Recycling of unreacted starting or intermediate materials

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  • the present invention relates to a method for preparing an R- or S-form ⁇ -substituted heterocyclic carboxylic acid (hereinafter referred to as “ ⁇ -HCCA”) and a counter enantiomeric form of ⁇ -HCCA ester. More particularly, the present invention pertains to a method for preparing R- or S-form ⁇ -HCCA and S- or R-form ⁇ -HCCA ester, respectively using an enzyme catalyst with enantioselectivity from a racemate of ⁇ -HCCA ester obtained by reacting a racemic ⁇ -HCCA and alcohol.
  • THFA tetrahydro-2-furoic acid
  • R-(+)-THFA is used as a side chain intermediate for the synthesis of penem type antibiotics
  • S-( ⁇ )-THFA is useful as a chiral intermediate for organic synthesis.
  • THFA is different in use from R form to S form.
  • additional processes are required to separate THFA into enantiomers thereof: R and S forms.
  • Japanese Pat. Laid-Open Publication No. 89-216983 discloses the use of a chiral amine (1-(4-halogenophenyl)ethylamine) as a resolving agent, in which diastereomer salts are prepared from R,S-THFA and optically resolved. This method is also economically unfavorable owing to the high price of the chiral amine. Additionally, only low production yields can be obtained because the amount of R,S-THFA to be added in the early reaction is limited to as low as 4 mmol. Furthermore, the chiral THFA finally obtained is poor in enantiomeric excess value.
  • Japanese Pat. Laid-Open Publication. No. 97-71576 refers to a method of synthesizing R- or S-THFA by treating R- or S-THFA salts with hydrogen halide, which is different from optical resolving methods.
  • racemates could be optically resolved using enzyme catalysts, such as esterases, lipases, and proteases, to enantioselectively hydrolyze one of the two enantiomers present.
  • enzyme catalysts such as esterases, lipases, and proteases
  • U.S. Pat. No. 5,928,933 discloses an enzyme with an enantiomeric excess value of 95% as a result of extensive experiments for reaction specificity of 44 enzymes, including proteases, lipases and esterases.
  • the enzyme catalyst is very useful for the separation of enantiomeric racemates, but because the selectivity for enantiomers and the optical purity of products may vary depending on the choice of enzyme and the chemical structures of substrates, intensive efforts are required to find combinations of enzymes suitable for substrates. Especially, nowhere is found a method for optical resolution of ⁇ -HCCA using an enzyme.
  • R 1 is selected from the group consisting of substituted or unsubstituted alkyl or alkenyl containing 1 to 6 carbon atoms, benzyl, cycloalkyl containing 3 to 6 carbon atoms, substituted or unsubstituted arylalkyl, and substituted or unsubstituted heteroarylalkyl, X represents O, S or N, and n is an integer of 1 to 3;
  • the present invention is characterized by the enantioselective hydrolysis of esters of racemic ⁇ -HCCA by an enzyme to produce a certain enantiomeric form of ⁇ -HCCA and a counter enantiomeric form of the esters of ⁇ -HCCA, at once.
  • the separation of the hydrolyzed ⁇ -HCCA and the remaining esters of ⁇ -HCCA can be achieved by extracting with an organic solvent.
  • ⁇ -HCCA is reacted with an alcohol at an equivalent amount to produce an ⁇ -HCCA ester, which is then enantioselectively hydrolyzed at a constant temperature and pH in an aqueous solution in the presence of an enzyme with enantioselectivity.
  • the reaction produces an R- or S-form ⁇ -HCCA, along with the ester of ⁇ -HCCA which has an enantiomeric form counter to that of the hydrolyzed ⁇ -HCCA.
  • addition of an organic solvent extracts the ester of ⁇ -HCCA thereinto, leaving the ⁇ -HCCA in the aqueous phase only.
  • the ⁇ -HCCA remaining in the aqueous solution may be increased in purity through a purification process using, for example, a column, or may be reused as a starting material in the present invention.
  • the S- or R-form of ⁇ -HCCA ester obtained can be hydrolyzed to an S- or R-form of ⁇ -HCCA with a high enantiomeric excess value (>99%). Additionally, the S- or R-form of ⁇ -HCCA ester may be reduced to a chiral alcohol which is useful as an intermediate for the synthesis of various medicines.
  • the enantiomeric ⁇ -HCCA ester is hydrolyzed at a constant pH and temperature in an aqueous solution in the presence of an enzyme that shows no enantioselectivity and non-specifically hydrolyzes ⁇ -HCCA ester.
  • the aqueous layer is controlled to pH 2-3 with hydrochloric acid and extracted several times with an organic solvent to yield an S- or R-form of ⁇ -HCCA.
  • the obtained S- or R-form of ⁇ -HCCA ester is dissolved in an organic solvent and subjected to hydrogenation at a constant temperature under a predetermined partial hydrogen pressure to produce an S- or R-form of ⁇ -HCCA with a high optical purity (>99%).
  • THFA which belongs to an ⁇ -HCCA
  • alcohol is reacted with alcohol at an equivalent amount to give a THFA ester adduct which is then subjected to optical resolution in the presence of an enantioselectively hydrolyzing enzyme to afford an R- or S-form of THFA while leaving a counter enantiomeric form of the THFA ester, which is extracted with an organic solvent.
  • this enantiomeric THFA ester can be returned to an enantiomeric form of THFA with a high optical purity (>99%).
  • all materials falling within the scope of ⁇ -HCCA for example, proline and tetrahydrothiopen-2-carboxylic acid can be optically resolved in accordance with the present invention.
  • Useful in the present invention are linear or branched alcohols containing 1-6 carbon atoms, aromatic alcohols, cycloalkyl alcohols containing 3-6 carbon atoms, substituted or unsubstituted arylalkyl alcohols, and substituted or unsubstituted heteroarylalkyl alcohols.
  • Preferred are linear alcohols containing 4 or more carbon atoms or aromatic alcohols, when consideration is taken of reaction time and optical purity.
  • the enzyme is preferably selected from the group consisting of lipases, proteases, and esterases, all of which are derived from microorganisms or animals. Depending on enzymes, the conformation of the ⁇ -HCCA hydrolyzed is determined.
  • Such an enantioselective enzyme when used, may be in a form of a powder or an aqueous solution.
  • the enzyme is preferably used in an amount of 0.1 to 100 parts by weight based on 100 parts by weight of the ⁇ -HCCA ester. For example, if the enzyme amount is less than 0.1 part by weight, the hydrolysis may require excessive time to complete. On the other hand, an enzyme amount exceeding 100 parts by weight increases the production cost.
  • the enzymatic reaction is optimally carried out at 0-60° C. and pH 4-12.
  • the organic solvent to extract the remaining enantiomeric ⁇ -HCCA ester it is preferably selected from the group consisting of ethyl acetate, dichloromethane, chloroform, carbon tetrachloride, toluene and mixtures thereof.
  • a palladium catalyst is preferably used in an amount of 0.1 to 30% by weight and more preferably in an amount of 0.5 to 10% by weight. For example, an amount less than 0.1% by weight is insufficient to perform the hydrogenation. On the other hand, an amount larger than 30% by weight has negative influence on the production cost.
  • the catalytic hydrogenation of the enantiomeric ⁇ -HCCA ester is preferably carried out at a hydrogen partial pressure of 1 to 10 Bars and more preferably at a hydrogen partial pressure of 1 to 5 Bars.
  • the hydrogenation when being carried out at a hydrogen partial pressure less than 1 bar, is significantly deteriorated in efficiency.
  • a hydrogen partial pressure larger than 10 Bars results in a lot of side products.
  • Other conditions are set at 1 to 20 hours and preferably at 1 to 8 hours for reaction time and at 0 to 70° C. and preferably at 20 to 40° C. for reaction temperature.
  • THFA 0.1 mole of THFA was reacted with 0.1 mole of butyl alcohol at 120° C. for 4 hours in 0.15 mole of toluene in the presence of 1 ⁇ 10 ⁇ 4 mole of p-toluenesulfonic acid to produce THFA butyl ester.
  • THFA benzyl ester was prepared in a manner similar to 10 that of Example 1, except that benzyl alcohol was used.
  • Racemic THFA ester was enantioselectively hydrolyzed by an enzyme and an organic solvent was added to the enzyme reaction to separate the R- or S-form of the product THFA from the corresponding S- or R-form of the substrate remaining unhydrolyzed as follows.
  • Example 4 The same procedure as in Example 4 was conducted, except that the concentration of R, S-THFA butyl ester was fixed at 8% by weight while varying the ratio of enzyme:substrate, reaction temperature, and pH. Results are given in Table 4, below. TABLE 4 Example Enz.:Su Rxn Rxn Optical No. b Time (hr) Temp.
  • S-THFA butyl ester was prepared in a manner similar to that of Example 14, except that the hydrolysis was carried out at 20° C. for 26 hours with 15% by weight of R, S-THFA butyl ester in 200 ml of a 50 mM phosphate buffer (pH 9.0) and 100 ml of ethyl acetate was added for substrate separation, and its optical purity was measured to be 99.8% in enantiomeric excess.
  • Example 23 The procedure of Example 23 was carried out using different enzymes, and the results are given in Table 6, below. TABLE 6 Example Rxn No. Enzyme Time (hr) ee % (S-THFA) 24 Aspergillus oryzae lipase 16 100 25 Fongipase 16 100 26 Pseudomonas sp. Lipase 16 100 (immobilized) 27 Pseudomonas sp. Lipase 16 100 28 Candida sp. Lipase 1.5 100 29 Candida antarctica , 1 100 fraction B Lipase 30 Novo IM Lipase 5 100 31 L62 lipase 2.5 100 32 Porcine liver Esterase 0.15 100
  • a benzyl ester racemate was prepared in the same manner as in Example 3. To 200 ml of a 50 mM phosphate buffer (pH 9.0) were added 12% by weight of the prepared R, S-THFA butyl ester and 1% by weight of Bacillus licheniformis protease and the resulting reaction was incubated at 20° C. for 4.5 hours with maintenance of pH 9.0. After completion of the hydrolysis, the reaction was analyzed as in Example 1. The remainder of the reaction was added with 100 ml of ethyl acetate and mixed well, after which 16 g of S-THFA butyl ester was obtained in the same manner as in Example 14 and identified to be 99.1% in enantiomeric excess.
  • ⁇ -HCCA and ester thereof can be prepared as enantiomeric compounds with high optical purity at high yields in accordance with the present invention. Additionally, the present invention is economically favorable because such chiral compounds can be produced at low cost.

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Abstract

Disclosed is a method for preparing an R- or S-forms of α-substituted heterocyclic carboxylic acid (α-HCCA) and a counter enantiomeric form of α-substituted heterocyclic carboxylic acid ester thereto by use of an enzyme. A racemic α-HCCA is reacted with alcohol to give a racemic α-HCCA ester, which is then brought into contact with an enzyme with enantioselectivity, whereby either R-form or S-form of the racemate is hydrolyzed. Extraction with an organic solvent can obtain enantiomers of the α-HCCA ester. Thus, a certain enantiomeric form of α-HCCA and a counter enantiomeric form of α-HCCA ester thereto, respectively can be prepared with high optical purity at high yields as well as at low cost.

Description

    BACKGROUND OF THE INVENTION
  • 1. Field of the Invention [0001]
  • The present invention relates to a method for preparing an R- or S-form α-substituted heterocyclic carboxylic acid (hereinafter referred to as “α-HCCA”) and a counter enantiomeric form of α-HCCA ester. More particularly, the present invention pertains to a method for preparing R- or S-form α-HCCA and S- or R-form α-HCCA ester, respectively using an enzyme catalyst with enantioselectivity from a racemate of α-HCCA ester obtained by reacting a racemic α-HCCA and alcohol. [0002]
  • 2. Description of the Prior Art [0003]
  • Divided into optical isomers, R- and S-form, tetrahydro-2-furoic acid (hereinafter referred to as “THFA”), a kind of α-HCCA, is an important chiral building block which has various applications in chemistry. Of the optical isomers, R-(+)-THFA is used as a side chain intermediate for the synthesis of penem type antibiotics while S-(−)-THFA is useful as a chiral intermediate for organic synthesis. Thus, THFA is different in use from R form to S form. However, because THFA is obtained in the form of racemate when chemically synthesized, additional processes are required to separate THFA into enantiomers thereof: R and S forms. [0004]
  • Optical resolution has been usually used to divide racemic THFA into R- and S-forms thereof. In 1983, Belanger successfully separated THFA racemate into enantiomers thereof by use of brucine and ephedrine as resolving agents (Can. J. Chem., 61, 1383 (1983)). However, the resolving agents are not economical because of their being very expensive. Another problem with this process is low in enantiomeric excess value. [0005]
  • Japanese Pat. Laid-Open Publication No. 89-216983 discloses the use of a chiral amine (1-(4-halogenophenyl)ethylamine) as a resolving agent, in which diastereomer salts are prepared from R,S-THFA and optically resolved. This method is also economically unfavorable owing to the high price of the chiral amine. Additionally, only low production yields can be obtained because the amount of R,S-THFA to be added in the early reaction is limited to as low as 4 mmol. Furthermore, the chiral THFA finally obtained is poor in enantiomeric excess value. [0006]
  • Japanese Pat. Laid-Open Publication. No. 97-71576 refers to a method of synthesizing R- or S-THFA by treating R- or S-THFA salts with hydrogen halide, which is different from optical resolving methods. [0007]
  • It has been well known for some time that racemates could be optically resolved using enzyme catalysts, such as esterases, lipases, and proteases, to enantioselectively hydrolyze one of the two enantiomers present. For example, U.S. Pat. No. 5,928,933 discloses an enzyme with an enantiomeric excess value of 95% as a result of extensive experiments for reaction specificity of 44 enzymes, including proteases, lipases and esterases. The enzyme catalyst is very useful for the separation of enantiomeric racemates, but because the selectivity for enantiomers and the optical purity of products may vary depending on the choice of enzyme and the chemical structures of substrates, intensive efforts are required to find combinations of enzymes suitable for substrates. Especially, nowhere is found a method for optical resolution of α-HCCA using an enzyme. [0008]
  • SUMMARY OF THE INVENTION
  • Leading to the present invention, the intensive and through research on the optical resolution of α-HCCA, conducted by the present inventors aiming to develop an optically highly pure α-HCCA and a counter enantiomeric form of α-HCCA ester thereto by an economical procedure, resulted in the finding that some of microorganism- or animal-derived hydrolyzing enzymes may enantioselectively hydrolyze the ester functionality of particular optical isomers of α-HCCA esters at high efficiency. [0009]
  • Therefore, it is an object of the present invention to overcome the above problems encountered in prior arts and to provide a method for preparing a highly pure R- or S-form α-HCCA and a counter enantiomeric form of α-HCCA ester thereto using an enzyme, which is economically favorable. [0010]
  • Based on the present invention the above object could be accomplished by providing a method for preparing an R- or S-form α-HCCA and a counter enantiomeric form of α-HCCA ester thereto, comprising the steps of: [0011]
  • reacting a racemic α-HCCA with alcohol to give a racemic α-HCCA ester represented by the following chemical formula 1: [0012]
    Figure US20020006644A1-20020117-C00001
  • wherein, R[0013] 1 is selected from the group consisting of substituted or unsubstituted alkyl or alkenyl containing 1 to 6 carbon atoms, benzyl, cycloalkyl containing 3 to 6 carbon atoms, substituted or unsubstituted arylalkyl, and substituted or unsubstituted heteroarylalkyl, X represents O, S or N, and n is an integer of 1 to 3;
  • optically resolving the racemate of the formula 1 by use of an enzyme with enantioselectivity to hydrolyze either R-form or S-form of the racemate, thereby producing a pure R-form or S-form of α-HCCA and a counter enantiomeric form of α-HCCA ester thereto, said enzyme existing as a powder or an aqueous solution; and [0014]
  • extracting the unhydrolyzed α-HCCA ester with an organic solvent.[0015]
  • DETAILED DESCRIPTION OF THE INVENTION
  • The present invention is characterized by the enantioselective hydrolysis of esters of racemic α-HCCA by an enzyme to produce a certain enantiomeric form of α-HCCA and a counter enantiomeric form of the esters of α-HCCA, at once. The separation of the hydrolyzed α-HCCA and the remaining esters of α-HCCA can be achieved by extracting with an organic solvent. [0016]
  • In detail, α-HCCA is reacted with an alcohol at an equivalent amount to produce an α-HCCA ester, which is then enantioselectively hydrolyzed at a constant temperature and pH in an aqueous solution in the presence of an enzyme with enantioselectivity. As a result, the reaction produces an R- or S-form α-HCCA, along with the ester of α-HCCA which has an enantiomeric form counter to that of the hydrolyzed α-HCCA. After completion of the enantioselective hydrolysis, addition of an organic solvent extracts the ester of α-HCCA thereinto, leaving the α-HCCA in the aqueous phase only. Removal of the organic phase results in acquisition of an optically pure S- or R-form of α-HCCA ester. Poor in optical purity, the α-HCCA remaining in the aqueous solution may be increased in purity through a purification process using, for example, a column, or may be reused as a starting material in the present invention. [0017]
  • Using a non-enantioselective enzyme or a palladium catalyst, the S- or R-form of α-HCCA ester obtained can be hydrolyzed to an S- or R-form of α-HCCA with a high enantiomeric excess value (>99%). Additionally, the S- or R-form of α-HCCA ester may be reduced to a chiral alcohol which is useful as an intermediate for the synthesis of various medicines. [0018]
  • For instance, the enantiomeric α-HCCA ester is hydrolyzed at a constant pH and temperature in an aqueous solution in the presence of an enzyme that shows no enantioselectivity and non-specifically hydrolyzes α-HCCA ester. After completion of the enzymatic hydrolysis, the aqueous layer is controlled to pH 2-3 with hydrochloric acid and extracted several times with an organic solvent to yield an S- or R-form of α-HCCA. In the case of an palladium catalyst (Pd/C), the obtained S- or R-form of α-HCCA ester is dissolved in an organic solvent and subjected to hydrogenation at a constant temperature under a predetermined partial hydrogen pressure to produce an S- or R-form of α-HCCA with a high optical purity (>99%). [0019]
  • In accordance with a preferred embodiment of the present invention, THFA, which belongs to an α-HCCA, is reacted with alcohol at an equivalent amount to give a THFA ester adduct which is then subjected to optical resolution in the presence of an enantioselectively hydrolyzing enzyme to afford an R- or S-form of THFA while leaving a counter enantiomeric form of the THFA ester, which is extracted with an organic solvent. Using a non-enantioselective enzyme or a palladium catalyst, this enantiomeric THFA ester can be returned to an enantiomeric form of THFA with a high optical purity (>99%). Aside from THFA, all materials falling within the scope of α-HCCA, for example, proline and tetrahydrothiopen-2-carboxylic acid can be optically resolved in accordance with the present invention. [0020]
  • Useful in the present invention are linear or branched alcohols containing 1-6 carbon atoms, aromatic alcohols, cycloalkyl alcohols containing 3-6 carbon atoms, substituted or unsubstituted arylalkyl alcohols, and substituted or unsubstituted heteroarylalkyl alcohols. Preferred are linear alcohols containing 4 or more carbon atoms or aromatic alcohols, when consideration is taken of reaction time and optical purity. [0021]
  • For use in the enantioselective hydrolysis of α-HCCA ester, the enzyme is preferably selected from the group consisting of lipases, proteases, and esterases, all of which are derived from microorganisms or animals. Depending on enzymes, the conformation of the α-HCCA hydrolyzed is determined. Such an enantioselective enzyme, when used, may be in a form of a powder or an aqueous solution. The enzyme is preferably used in an amount of 0.1 to 100 parts by weight based on 100 parts by weight of the α-HCCA ester. For example, if the enzyme amount is less than 0.1 part by weight, the hydrolysis may require excessive time to complete. On the other hand, an enzyme amount exceeding 100 parts by weight increases the production cost. [0022]
  • The enzymatic reaction is optimally carried out at 0-60° C. and pH 4-12. As for the organic solvent to extract the remaining enantiomeric α-HCCA ester, it is preferably selected from the group consisting of ethyl acetate, dichloromethane, chloroform, carbon tetrachloride, toluene and mixtures thereof. [0023]
  • Turning now to the reduction of the prepared enantiomeric α-HCCA ester to a corresponding conformation of α-HCCA, a palladium catalyst is preferably used in an amount of 0.1 to 30% by weight and more preferably in an amount of 0.5 to 10% by weight. For example, an amount less than 0.1% by weight is insufficient to perform the hydrogenation. On the other hand, an amount larger than 30% by weight has negative influence on the production cost. At this time, the catalytic hydrogenation of the enantiomeric α-HCCA ester is preferably carried out at a hydrogen partial pressure of 1 to 10 Bars and more preferably at a hydrogen partial pressure of 1 to 5 Bars. For example, the hydrogenation, when being carried out at a hydrogen partial pressure less than 1 bar, is significantly deteriorated in efficiency. On the other hand, a hydrogen partial pressure larger than 10 Bars results in a lot of side products. Other conditions are set at 1 to 20 hours and preferably at 1 to 8 hours for reaction time and at 0 to 70° C. and preferably at 20 to 40° C. for reaction temperature. [0024]
  • A better understanding of the present invention may be obtained in light of the following examples which are set forth to illustrate, but are not to be construed to limit the present invention. [0025]
  • EXAMPLE 1 Screening of Enzyme for Specificity for THFA Ethyl Ester
  • After being well mixed, 0.1 mole of THFA and 0.3 mole of ethyl alcohol were reacted at 70° C. for 1 hour in the presence of 0.15 mole of thionyl chloride to produce THFA ethyl ester. [0026]
  • To 500 μl of a 50 mM phosphate buffer (pH 7.0), THFA ethyl ester and a hydrolyzing enzyme were added at amounts of 1% and 0.1%, respectively and the resulting reaction was incubated at 30° C. for 30 hours. After completion of the hydrolysis, 50 μl of the reaction was well mixed with an equal volume of 1 N HCl and added with 200 μl of ethyl acetate to extract the remaining substrate. The extract was analyzed by gas chromatography (GC) on a HP-5 column at a temperature range from 80 to 200° C. and by chiral gas chromatography (GC) on a β-dextrin GC column at a temperature range from 110 to 200° C. [0027]
  • Analysis results are summarized in Table 1, below. As seen in Table 1, the remaining THFA ethyl ester existed as either an R-form, an S-form or a racemate, depending on the enantioselectivity of the enzymes. Therefore, it is confirmed that different enantiomers of THFA ethyl ester can be prepared according to the choice of enzyme. [0028]
    TABLE 1
    Optical Chiral Form
    Enzyme Purity (ee%)1 (THFA Ethyl
    Kind Source THFA-C2 THFA (Ester) Note
    Protease Papain Unreacted
    Bacillus subtilis 27.7% 51.2% S
    Aspergillus oryzae 30.1% 22.3% S
    Aspergillus saitoi Unreacted
    Rhizopus. sp
    Bacillus licheniformis 26% 13.2% S Unreacted
    Bacillus  0%
    amyloliquefaciens
    Lipase Candida cylindracea 88% 12.3%
    Aspergillus oryzae 15.4%  5.6% R
    Fongipase 12.2%  9.3% R
    Pseudomonas sp. 35.3%  5.7% S
    (immobilized)
    Pseudomonas sp.  3.1%  0.2% R
    Candida sp. 21.5%  2.5% R
    Procine pancreatic 93.1% 19.8% S
    Candida antartica,
    fraction B
    Novo IM lipase  6.2%  2.5% R
    Candida rugosa  0%
    Rhizomucor miehei 13.5%  1.1% R
    K80 lipase  7.6%  8.2% S
    L1 lipase Unreacted
    L62 lipase 16.9% 10.5% S
    Esterase Procine liver  0% Unreacted
    1 ee % = R - S R + S × 100
    Figure US20020006644A1-20020117-M00001
  • EXAMPLE 2 Screening of Enzyme for Specificity for THFA Butyl Ester
  • 0.1 mole of THFA was reacted with 0.1 mole of butyl alcohol at 120° C. for 4 hours in 0.15 mole of toluene in the presence of 1×10−4 mole of p-toluenesulfonic acid to produce THFA butyl ester. [0029]
  • To 500 μl of a 50 mM phosphate buffer (pH 7.0), THFA ethyl ester and a hydrolyzing enzyme were added at amounts of 1% and 0.1%, respectively and the resulting reaction was incubated at 30° C. for 16 hours. After completion of the hydrolysis, the substrate was extracted and analyzed in the same manner as in Example 1. [0030]
  • Analysis results are summarized in Table 2, below. As apparent from data of Table 2, the remaining α-HCCA ethyl ester existed as either an R-form, an S-form or a racemate, depending on the enantioselectivity of the enzymes. Therefore, it is confirmed that different enantiomers of THFA ethyl ester can be prepared according to the choice of enzyme. [0031]
    TABLE 2
    Optical Chiral Form
    Enzyme Purity (ee%)1 (THFA Butyl
    Kind Source THFA-C4 THFA Ester) Note
    Protease Papain Unreacted
    Bacillus subtilis  16.8% 37.8% S
    Aspergillus niger 100% 40.5% R
    Aspergillus oryzae 100% 24.6% S
    Aspergillus saitoi  5.6% 27.8% R Weakly
    reacted
    Rhizopus. sp Unreacted
    Bacillus licheniformis 100% 29.8% S
    Bacillus Unreacted
    amyloliquefaciens
    Lipase Candida cylindracea  88% 12.3% R
    Aspergillus oryzae  79.3%  0.6% R
    Fongipase  76.15%  2.7% R
    Pseudomonas  35.3%  5.7% S
    sp. (immobilized)
    Pseudomonas sp.  19.1%  3.7% S
    Candida sp.  65.8% 14.1% R
    Porcine pancreatic  35.7% 20.3% S
    Candida antarctica, 16.1% 11.3% R
    fraction B
    Novo IM lipase 100%  2.96% R
    Candida rugosa  81%  6% R
    Rhizomucor miehei Unreacted
    K80 lipase  51.4% 11% S
    L1 lipase  47.1% 16.3% R
    L62 lipase  81.5%  8.4% S
    Esterase Porcine liver  42.2% 25.3% R
    1 ee % = R - S R + S × 100
    Figure US20020006644A1-20020117-M00002
  • EXAMPLE 3 Screening of Enzyme for Specificity for THFA Benzyl Ester
  • THFA benzyl ester was prepared in a manner similar to 10 that of Example 1, except that benzyl alcohol was used. [0032]
  • To 500 μl of a 50 mM phosphate buffer (pH 7.0), THFA benzyl ester and a hydrolyzing enzyme were added at amounts of 1% and 0.1%, respectively and the resulting reaction was incubated at 30° C. for 16 hours. After completion of the hydrolysis, the substrate was extracted and analyzed in the same manner as in Example 1. [0033]
  • Analysis results are summarized in Table 3, below. As apparent from data of Table 3, the remaining α-HCCA benzyl ester existed as either an R-form, an S-form or a racemate, depending on the enantioselectivity of the enzymes. Therefore, it is confirmed that different enantiomers of THFA ethyl ester can be prepared according to the choice of enzyme. [0034]
    TABLE 3
    Optical Chiral Form
    Enzyme Purity (ee%)1 (THFA-Benzyl
    Kind Source THFA-Bz THFA Ester) Note
    Protease Papain Unreacted
    Bacillus subtilis 94.7% 31.8% S
    Aspergillus oryzae 98.3% 26.5% S
    Aspergillus saitoi 22.2% 19.9% S
    Rhizopus.sp 39.4% 44.1% S
    Bacillus licheniformis 91.5% 29.1% S
    Bacillus 83.6% 36% S
    amyloliquefaciens
    Lipase Candida cylindracea  0.7%  5.8%
    Aspergillus oryzae 18.1% 22% R
    Fongipase  0%
    Pseudomonas 13.1% 21.9% S
    sp. (immobilized)
    Pseudomonas sp.  1.8%  9.5% S
    Candida sp.  0%
    Porcine pancreatic  0%
    Candida antartica, 35% 10.7% S
    fraction B
    Novo IM lipase 78.3%  3.9% R
    Candida rugosa  0%
    Rhizomucor miehei  0%
    K80 lipase 92.1% 20.4% S
    L1 lipase 40%  6% R
    L62 lipase  0%
    Esterase Porcine liver  0%
    1 ee % = R - S R + S × 100
    Figure US20020006644A1-20020117-M00003
  • EXAMPLE 4 Separation of THFA Ester and THFA Using Organic Solvent
  • Racemic THFA ester was enantioselectively hydrolyzed by an enzyme and an organic solvent was added to the enzyme reaction to separate the R- or S-form of the product THFA from the corresponding S- or R-form of the substrate remaining unhydrolyzed as follows. [0035]
  • To 1 liter of a 50 mM phosphate buffer (pH 7.0), R, S-THFA butyl ester and [0036] Bacillus licheniformis protease were added at amounts of 2% and 1%, respectively and the resulting reaction was incubated at 30° C. for 4 hours under a condition of pH 7. After completion of the hydrolysis, the substrate was extracted and analyzed in the same manner as in Example 1.
  • The remainder of the reaction was added with 500 ml of ethyl acetate and mixed well, followed by phase separation to recover the organic layer. The aqueous layer was extracted one more time with 500 ml of ethyl acetate and the ethyl acetate layers obtained were pooled. This pooled organic layer was dehydrated over 5 g of sodium sulfate. Vacuum distillation removed the ethyl acetate, leaving 9.6 g of S-THFA butyl ester which was measured to be 99.4% in enantiomeric excess. The THFA remaining in the aqueous phase was identified to be an R-form with 70% enantiomeric excess. [0037]
  • EXAMPLES 5 TO 13 Change in Enantiomeric Excess According to Ratio of Enzyme: Substrate, Temperature, and pH.
  • The same procedure as in Example 4 was conducted, except that the concentration of R, S-THFA butyl ester was fixed at 8% by weight while varying the ratio of enzyme:substrate, reaction temperature, and pH. Results are given in Table 4, below. [0038]
    TABLE 4
    Example Enz.:Su Rxn Rxn Optical
    No. b Time (hr) Temp. (° C.) Purity (ee %) pH
    5 1:2 5 50 100 inconstant
    6 1:2 2 50 98.6 7
    7 1:4 3.5 50 98.4 7
    8 1:8 7.5 50 98.9 7
    9 1:4 4 50 98.6 9
    10  1:8 4 50 98.5 9
    11  1:8 4 30 98.7 9
    12   1:12 8.5 30 98.8 9
    13   1:16 11 30 97.4 9
  • EXAMPLE 14 Optical Resolution of Butyl Ester Using Bacillus licheniformis Protease
  • To 400 ml of a 50 mM phosphate buffer (pH 9.0) were added 12% by weight of R, S-THFA butyl ester and 1% by weight of [0039] Bacillus licheniformis protease and the resulting reaction was incubated at 30° C. for 10.5 hours with maintenance of pH 9.0. After completion of the hydrolysis, the substrate was extracted and analyzed in the same manner as in Example 1.
  • Using 200 ml of ethyl acetate, 21 g of S-THFA butyl ester was obtained in the same manner as in Example 4, and analyzed to be 99.3% in enantiomeric excess. The THFA remaining in the aqueous phase was identified to be an R-form with 60% enantiomeric excess. [0040]
  • EXAMPLE 15 Optical Resolution of Butyl Ester Using Bacillus licheniformis Protease
  • 12 g of S-THFA butyl ester was prepared in a manner similar to that of Example 14, except that 200 ml of a 50 mM phosphate buffer (pH 9.0) was used at 20° C. for the hydrolysis and 100 ml of ethyl acetate was added for substrate separation, and its optical purity was measured to be 99.3% enantiomeric excess. [0041]
  • EXAMPLE 16 Optical Resolution of Butyl Ester Using Bacillus licheniformis Protease
  • 21 g of S-THFA butyl ester was prepared in a manner similar to that of Example 14, except that the hydrolysis was carried out at 10° C. for 19 hours, and its optical purity was measured to be 99.1% in enantiomeric excess. [0042]
  • EXAMPLE 17 Optical Resolution of Butyl Ester Using Bacillus licheniformis Protease
  • 25.7 g of S-THFA butyl ester was prepared in a manner similar to that of Example 14, except that the hydrolysis was carried out at 20° C. for 26 hours with 15% by weight of R, S-THFA butyl ester in 200 ml of a 50 mM phosphate buffer (pH 9.0) and 100 ml of ethyl acetate was added for substrate separation, and its optical purity was measured to be 99.8% in enantiomeric excess. [0043]
  • EXAMPLES 18 TO 22 Optical Resolution of Butyl Ester Using Bacillus licheniformis Protease
  • S-THFA butyl ester was prepared under the same conditions as in Example 17 while varying concentrations of R, S-THFA butyl ester and the ratio of enzyme to substrate according to the instructions of Table 5, below. Analysis results are also given in Table 5. [0044]
    TABLE 5
    Sub. Enz.:Su Rxn Yield
    Example No. Conc. b Time (hr) (%) ee %
    18 15% 1:12 21 25.5 100
    19 30% 1:12 24 30 99
    20 30% 1:15 26 33.7 99.2
    21 40% 1:15 28 46.4 99.1
    22 50% 1:12 30 50 99.9
  • EXAMPLE 23 Preparation of S-THFA from S-THFA Butyl Ester
  • In the presence of [0045] Candida antarctica, fraction B lipase, which was demonstrated to non-enantioselectively hydrolyze R, S-THFA butyl ester in Example 2, S-THFA butyl ester was hydrolyzed to S-THFA without using strong acid and strong base nor producing isomers.
  • To 300 ml of a 50 mM phosphate buffer (pH 7.0) were added 1% by weight of S-THFA butyl ester and 0.1% by weight of [0046] Candida antarctica, fraction B lipase and the resulting reaction was incubated at 30° C. for 1 hour. After completion of the hydrolysis, the substrate was extracted and analyzed in the same manner as in Example 1.
  • GC analysis confirmed the hydrolysis of all S-THFA butyl ester to THFA which was found to be 99.8% in enantiomeric excess as measured by chiral GC. [0047]
  • EXAMPLES 24 TO 32 Preparation of S-THFA from S-THFA Butyl Ester
  • The procedure of Example 23 was carried out using different enzymes, and the results are given in Table 6, below. [0048]
    TABLE 6
    Example Rxn
    No. Enzyme Time (hr) ee % (S-THFA)
    24 Aspergillus oryzae lipase 16 100
    25 Fongipase 16 100
    26 Pseudomonas sp. Lipase 16 100
    (immobilized)
    27 Pseudomonas sp. Lipase 16 100
    28 Candida sp. Lipase 1.5 100
    29 Candida antarctica, 1 100
    fraction B Lipase
    30 Novo IM Lipase 5 100
    31 L62 lipase 2.5 100
    32 Porcine liver Esterase 0.15 100
  • EXAMPLE 33 Optical Resolution of THFA
  • To 200 ml of a 50 mM phosphate buffer (pH 9.0) were added 12% by weight of R, S-THFA butyl ester and 1% by weight of [0049] Bacillus licheniformis protease and the resulting reaction was incubated at 30° C. for 10.5 hours with maintenance of pH 9.0. After the hydrolysis, the reaction was analyzed as in Example 1. After the remainder of the reaction was added with 100 ml of ethyl acetate and mixed well, 12 g of S-THFA butyl ester was obtained in the same manner as in Example 14 and identified to be 99.3% in enantiomeric excess.
  • In 100 ml of a 50 mM phosphate buffer (pH 7.0), 12 g of the prepared S-THFA butyl ester was hydrolyzed at 30° C. for 5 hours in the presence of 1 g of [0050] Candida antarctica, fraction B lipase with maintenance of pH 7.0. Following the hydrolysis, the reaction results were analyzed as in Example 1. The remainder of the reaction was adjusted to pH 2.0 with HCl, followed by three extractions with 3 volumes of ethyl acetate. After the ethyl acetate extracts were pooled, 6 g of S-THFA was recovered from the pool in the same manner as in Example 14. The compound was found to be 99.3% in enantiomeric excess as measured by chiral GC.
  • EXAMPLE 34 Mass-Scale Optical Resolution of THFA
  • To 2 liters of a 50 mM phosphate buffer (pH 9.0) were added 40% by weight of R, S-THFA butyl ester and 3% by weight of [0051] Bacillus licheniformis protease and the resulting reaction was incubated at 30° C. for 23 hours with maintenance of pH 9.0. After the hydrolysis, the reaction was analyzed as in Example 1. After the remainder of the reaction was added with 1 liter of ethyl acetate and mixed well, 400 g of S-THFA butyl ester was obtained in the same manner as in Example 14 and identified to be 99.3% in enantiomeric excess.
  • In 400 ml of a 50 mM phosphate buffer (pH 7.0), 160 g of the prepared S-THFA butyl ester was hydrolyzed at 30° C. for 6 hours in the presence of 8 g of [0052] Candida antarctica, fraction B lipase with maintenance of pH 7.0. Following the hydrolysis, the reaction results were analyzed as in Example 1. The remainder of the reaction was adjusted to pH 2.0 with HCl, followed by three extractions with 3 volumes of ethyl acetate. After the ethyl acetate extracts were pooled, 80 g of S-THFA was recovered from the pool in the same manner as in Example 14. The compound was found to be 99.3% in enantiomeric excess as measured by chiral GC.
  • EXAMPLE 35 Optical Resolution of THFA
  • A benzyl ester racemate was prepared in the same manner as in Example 3. To 200 ml of a 50 mM phosphate buffer (pH 9.0) were added 12% by weight of the prepared R, S-THFA butyl ester and 1% by weight of [0053] Bacillus licheniformis protease and the resulting reaction was incubated at 20° C. for 4.5 hours with maintenance of pH 9.0. After completion of the hydrolysis, the reaction was analyzed as in Example 1. The remainder of the reaction was added with 100 ml of ethyl acetate and mixed well, after which 16 g of S-THFA butyl ester was obtained in the same manner as in Example 14 and identified to be 99.1% in enantiomeric excess.
  • In 20 ml of ethyl acetate was dissolved 55 g of the obtained S-THFA benzyl ester and added 55 mg (1% by weight) of 10% palladium catalyst (Pd/C), followed by stirring the solution at room temperature for 10 min. Hydrogen gas was fed into the reaction little by little to a hydrogen partial pressure of 1.5 Bars at which point stirring was resumed for 10 hours. After removal of the palladium catalyst through filtration, vacuum distillation of the ethyl acetate and produced toluene left 2.5 g of S-THFA. This enantiomeric compound was found to be 99.1% in enantiomeric excess as measured by chiral GC. [0054]
  • As described hereinafter, α-HCCA and ester thereof can be prepared as enantiomeric compounds with high optical purity at high yields in accordance with the present invention. Additionally, the present invention is economically favorable because such chiral compounds can be produced at low cost. [0055]
  • The present invention has been described in an illustrative manner, and it is to be understood that the terminology used is intended to be in the nature of description rather than of limitation. Many modifications and variations of the present invention are possible in light of the above teachings. Therefore, it is to be understood that within the scope of the appended claims, the invention may be practiced otherwise than as specifically described. [0056]

Claims (6)

What is claimed is:
1. A method for preparing an R- or S-form α-substituted heterocyclic carboxylic acid and a counter enantiomeric form of α-substituted heterocyclic carboxylic acid ester thereto, comprising the steps of:
reacting racemic α-substituted heterocyclic carboxylic acid with alcohol to give a racemic α-substituted heterocyclic carboxylic acid ester represented by the following chemical formula 1:
Figure US20020006644A1-20020117-C00002
wherein,
R1 is selected from the group consisting of substituted or unsubstituted alkyl or alkenyl containing 1 to 6 carbon atoms, benzyl, cycloalkyl containing 3 to 6 carbon atoms, substituted or unsubstituted arylaklyl, and substituted or unsubstituted heteroarylalkyl,
X represents O, S or N, and
n is an integer of 1 to 3;
optically resolving the racemate of the formula 1 by use of an enzyme with enantioselectivity to hydrolyze either R-form or S-form of the racemate, thereby producing an R-form or S-form of a-substituted heterocyclic carboxylic acid and an counter enantiomeric form of α-substituted heterocyclic carboxylic acid ester thereto, said enzyme existing as a powder or an aqueous solution; and
extracting the unhydrolyzed α-substituted heterocyclic carboxylic acid ester of the racemate with an organic solvent.
2. The method as set forth in claim 1, wherein said alcohol is selected from the group consisting of linear or branched alcohols containing 1 to 6 carbon atoms, aromatic alcohols, cycloalkyl alcohols containing 3 to 6 carbon atoms, substituted or unsubstituted arylalkyl alcohols, and substituted or unsubstituted heteroarylalkyl alcohols.
3. The method as set forth in claim 1, wherein said enzyme is derived from microorganisms or animals and selected from the group consisting of lipases, proteases and esterases.
4. The method as set forth in claim 1, wherein said enzyme is used in an amount of 0.1 to 100 parts by weight based on 100 parts by weight of α-substituted heterocyclic carboxylic acid ester.
5. The method as set forth in claim 1, wherein said optical resolving step is carried out in an aqueous solution at 0 to 60° C. with maintenance of pH at 4 to 12.
6. The method as set forth in claim 1, wherein said organic solvent is selected from the group consisting of ethyl acetate, dichloromethane, chloroform, carbon tetrachloride, toluene, and mixtures thereof.
US09/870,209 2000-06-01 2001-05-30 Method for preparing an R- or S-form of α-substituted heterocyclic carboxylic acid and a counter enantiomeric form of α-substituted heterocyclic carboxylic acid ester thereto using enzyme Expired - Lifetime US6440721B2 (en)

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