AU2015200248A1 - Anthraquinone containing derivatives as biochemical agricultural products - Google Patents

Anthraquinone containing derivatives as biochemical agricultural products Download PDF

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AU2015200248A1
AU2015200248A1 AU2015200248A AU2015200248A AU2015200248A1 AU 2015200248 A1 AU2015200248 A1 AU 2015200248A1 AU 2015200248 A AU2015200248 A AU 2015200248A AU 2015200248 A AU2015200248 A AU 2015200248A AU 2015200248 A1 AU2015200248 A1 AU 2015200248A1
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Brian Campbell
Huazhang Huang
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Pro Farm Group Inc
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Marrone Bio Innovations Inc
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Abstract

ANTHRAQUINONE CONTAINING DERIVATIVES AS BIOCHEMICAL AGRICULTURAL PRODUCTS Formulations containing anthraquinone derivatives with increased effectiveness as pesticides are 5 provided. These formulations may comprise (a) a preparation comprising one or more anthraquinone derivatives having activity against plant pests; (b) one or more C2- C7 alcohols, or glycols or lactones; and (c) one or more surfactants selected from the group consisting of a sulfate, ethoxylated fatty acid esters wherein said alcohols and surfactants are present in amounts effective to stability said preparation. Also provided are methods of using these formulations as [0 pesticides.

Description

ANTHROQUINONE CONTAINING DERIVATIVES AS BIOCHEMICAL AGRICULTURAL PRODUCTS 5 TECHNICAL FIELD Disclosed herein are compositions and methods for formulating preparations containing anthraquinone derivatives (e.g., physcion, emodin, chrysophanol, and ventiloquinone so on) as biopesticides. 10 BACKGROUND OF THE INVENTION With the rapid spread of resistance of plant pathogen populations to synthetic fungicides and increased awareness of human to environmental pollution, an alternative means of control plant diseases is very necessary. The most effective means is to boost the plant defense mechanisms by induced plant resistance [L. C. van Loon, P. A. H. M. Bakker, 15 and C. M. J. Pieterse, Systemic resistance induced by Rhizosphere bacteria, Annu. Rev. Phytopathol. 1998. 36:453-83] and/or systemic acquired resistance [W.E. Durrant and X. Dong, Systemic acquired resistance, Annu. Rev. Phytopathol., 2004, 42:185-209]. Therefore, reducing and/or delaying the formation of pathogen resistance and protecting environments. 20 Induced resistance is a state of enhanced defensive capacity developed by a plant when appropriately stimulated [Kuc, J., Development and future direction of induced systemic resistance in plants, Crop Protection, 2000, 19, 859-861]. Induced plant resistance can be triggered by chemicals, nonpathogens, avirulent forms of pathogens. When induced resistance is systemic, it is commonly referred as systemic required resistance [L. C. van 25 Loon, P. A. H. M. Bakker, and C. M. J. Pieterse, Systemic resistance induced by Rhizosphere bacteria, Annu. Rev. Phytopathol. 1998. 36:453-83]. Anthraquinone derivatives such as rhein, emodin, aloe-emodin, parietin, physcion, emodin-glycoside, physcion-glycoside, chrysophanol and chrysophanol-glycoside as well belong to one family of chemicals which induce plant resistance to pathogens. Induced 30 resistance of this class of chemicals was well studied by using Milsana@, the commercial name given to the extract of giant knotweed [B. Fofana, D. J. McNally, C. Labbe, R. Boulanger, N. Benhamou, A. Seguin, R.R. Belanger, Milsana@-induced resistance in 1 powdery mildew-infected cucumber plants correlates with the induction of chalcone synthase and chalcone isomerase, Physiol. Molec. Plant Pathol. 2002, 61, 121-132]. Physcion and emodin are the major bioactive anthraquinone derivatives in Milsana@ that is verified in our laboratory by bioassay-guided fractionation. Glycoside derivatives of 5 physcion and emodin are the minor for the activity. Numerous other studies in the agricultural field have shown that many anthraquinone derivatives displayed strong bioactivities such as antifungal, antifeedant, antimicrobial, molluscicidal activity [S. K. Agarwal, S. S. Singh, S. Verma, S. Kumar, Antifungal activity of anthraquinone derivatives from Rheum emodi, J. Ethnopharmacol. 72 (2000) 43-46S; J. D. D. Tamokoua, M. F. Tala, 10 H. K.Wabo, J. R. Kuiatea, P. Tane, Antimicrobial activities of methanol extract and compounds from stem bark of Vismia rubescens, J. Ethnopharmacol, 2009, in press; G.N. Krishnakumari, B. Bhuvaneswari, I. R. Swapna, Antifeedant activity of quinones from Ventilago madaraspatana, Fitoterapia, 72 (2001) 671-675; Y. Liu, F. Sporer, M. Wink, J. Jourdane, R. Henning, Y. L. Li and A. Ruppel, Anthraquinones in Rheum palmatum and 15 Rumex dentatus (Polygonaceae), and phorbol esters in Jatropha curcas (Euphorbiaceae) with molluscicidal activity against the schistosome vector snails Oncomelania, Biomphalaria and Bulinus, Tropical Medicine and International Health, 1997, 2(2), 179 188]. Synergism also exists in the interaction of these compounds such as in the interaction between physcion and chrysophanol [X-J., Yang, L-J., Yang, S-N., Wang, D-Z., Yu, H-W., 20 Ni, Synergistic interaction of physcion and chrysophanol on plant powdery mildew, Pest Manag Sci 63:511-515 (2007)]. To protect the environments, Milsana@, a product derived from Reynoutria sachalinensis, was formulated as a water-based Suspension Concentrate (SC), registered as a biochemical pesticide (US 4,863,734 Process for combating fungi; US 5,989,429, 25 Processes for forming stabilized biochemical agricultural products). Milsana@ is a very effective product for the control of mildew. However, two of the major problems that prevent it as a good commercial pesticide product are industrial reproducibility and the instability of the formulation. Reproducibility of making such a formulation is poor in industry. Because many chemicals in the extracts such as chlorophylls and anthraquinone 30 derivatives are hydropbobic compounds, these compounds can aggregate together to form bigger particles as time passes by. Multiple difficulties are associated with such large particles. They are difficult to dissolve in water. Additionally, effective concentration of active ingredients in the application solution is decreased, resulting in worse efficacy; the 2 big particles also can stick to the spraying containers and it is difficult to wash away with water. The big particles can even block the nozzles. BRIEF SUMMARY OF THE DISCLOSURE Disclosed herein are formulations of anthraquinone derivatives as biochemical 5 agricultural products for use against plant pests, particularly plant phytopathogens such as plant pathogenic bacteria, fungi, insects, nematodes and/or as a molluscicide, as well as the use of pre- and post-emergence herbicide against weeds. In a particular embodiment, the anthraquinone derivative (s) used in compositions and methods disclosed herein is (are) the major active ingredients or one of the major active ingredients. 10 In particular, provided is a formulation comprising (a) a preparation comprising one or more anthraquinone derivatives having activity against plant pests; (b) one or more C2 C7 aliphatic alcohols or glycols and lactones, (c) one or more surfactants selected from the group consisting of a sulfate, ethoxylated fatty acid esters and optionally at least one of an antifreeze or a carrier which may be used to modulate phytopathogenic infection in a plant. 15 The formulation may be in the form of a liquid (concentrate or ready to use), emulsion or solid. In a particular embodiment, the formulation comprises a preparation comprising one or more anthraquinone derivatives having activity against plant pests dissolved in hexanol and ethanol and further comprises sodium lauryl sulfate and calcium propionate. The 20 anthraquinone derivative may be present in an amount of about 0.001% to 45%, hexanol may be present in the amount of about 0.1% to 10%, ethanol may be present in the amount of about 0.1% to 20%, sodium lauryl sulfate may be present in the amount of about 0.01% to 15%, and calcium propionate may be present in the amount of about 0.001% to 10%. In yet another particular embodiment, the formulation comprises (a) a preparation 25 comprising one or more anthraquinone derivatives having activity against plant pests; (b) hexanol; (c) sodium lauryl sulfate; (d) 2-[2-[3,4-bis(2-methoxyethoxy)oxolan-2-yl]-2-(2 methoxyethoxy)ethoxy]ethyl hexadecanoate; (e) calcium propionate; (f) propylene glycol and (g) water and is optionally in the form of a microemulsion. Anthraquinone may be present in an amount of about 0.001% to 45%, hexanol is present in the amount of about 30 0.1-10%, 2- [2- [3,4-bis(2-methoxyethoxy)oxolan-2-yl] -2-(2-methoxyethoxy)ethoxy] ethyl hexadecanoate is present in the amount of 0.1-35%, propylene glycol is present in the amount of about 1% to 8%, sodium lauryl sulfate is present in the amount of about 0.01% to 3 15% and calcium propionate is present in the amount of about 0.001% to 10%. The invention further provides an aqueous formulation comprising (a) a preparation comprising one or more anthraquinone derivatives having activity against plant pests; (b) one or more bases; (c) one or more water miscible co-solvents. The preparation of (a) may be present in 5 an amount of about 0.01-45% by weight; the base is present in an amount of about 0.1-10%; the co-solvent is present in the amount of 0.1% to 30%. In a particular embodiment, the formulation comprises said derivative, a glycol (e.g., propylene glycol), an organic acid (e.g., formic acid), a base (e.g., sodium hydroxide or sodium carbonate). The preparation may be present in an amount of about 0.01 to about 10 45% by weight; the base is present in an amount of about 0.1% to 5%; propylene glycol is present in the amount of about 0.1% to 8% and organic acid is present in the amount of about 0.1% to 5%. In a particular embodiment, formulations include but are not limited to water-based formulations such as suspension concentration (SC), microemulsion (ME), nanoemulsion 15 (NE), soluble liquid (SL), ready-to-use (RTU), emulsion in water (EW), microencapsulated or nano-encapsulated formulations. It also includes oil-based formulations such as emulsifiable concentrate (EC), and powder formulations such as water-soluble powder (WSP), water dispersible granules (WDG) or water dispersible tablets (WGT). In yet another particular embodiment, the formulation further comprises an 20 antimicrobial agent which may be a chemical pesticide and/or biopesticide. Also provided are methods of using the formulations set forth hereinabove for modulating phytopathogenic infection (e.g., fungus or bacteria) in a plant comprising applying to the plant and/or seeds thereof and/or substrate used for growing said plant an amount of the formulations disclosed herein effective to modulate said phytopathogenic 25 infection. The use of (a) a preparation comprising one or more anthraquinone derivatives having activity against plant pests; (b) one or more C2-C7 aliphatic alcohols, or C2-C7 glycols or C2-C7 lactones and (c) one or more surfactants selected from the group consisting of a sulfate for the preparation of a formulation for use against plant pests or 30 alternatively use of (a) a preparation comprising one or more anthraquinone derivatives having activity against plant pests; (b) one or more bases; (c) one or more water miscible co-solvents for the preparation of a formulation for use against plant pests is provided. 4 In a particular embodiment, provided are methods of using the formulations set forth hereinabove to modulate infestation of plant pests in soil by applying to the soil an amount of the formulations set forth hereinabove effective to modulate said plant pest infestation. The formulations set forth above and disclosed herein can be used simultaneously 5 with an anti-microbial agent such as a biopesticide or chemical pesticide in a tank mix or in a program (sequential application called rotation) with predetermined order and application interval during the growing season. Thus, also provided is a combination comprising the formulation set forth above and the anti-microbial agent. Alternatively, the formulations set forth above may further comprise an anti 10 microbial agent. In a particular embodiment, the antimicrobial agent is present in the amount of about 0.00 1% to about 10% by weight. Formulations and combinations comprising the ingredients set forth above as well as anti-microbial agents may also be used to modulate infestation of plant pests on plants and/or soil and modulating phytopathogeic, fungal and bacterial infection. 15 DETAILED DESCRIPTION OF THE INVENTION Where a range of values is provided, it is understood that each intervening value, to the tenth of the unit of the lower limit unless the context clearly dictates otherwise, between the upper and lower limit of that range and any other stated or intervening value in that 20 stated range is encompassed within the invention. The upper and lower limits of these smaller ranges may independently be included in the smaller ranges is also encompassed within the invention, subject to any specifically excluded limit in the stated range. Where the stated range includes one or both of the limits, ranges excluding either both of those included limits are also included in the invention. 25 Unless defined otherwise, all technical and scientific terms used herein have the same meaning as commonly understood by one of ordinary skill in the art to which this invention belongs. Although any methods and materials similar or equivalent to those described herein can also be used in the practice or testing of the present invention, the preferred methods and materials are now described. 30 It must be noted that as used herein and in the appended claims, the singular forms "a," and" and "the" include plural references unless the context clearly dictates otherwise. For example, "a fungus" also encompasses "fungi". 5 As defined herein, the term "modulate" is used to mean to alter the amount of phytopathogenic, bacterial or fungal infection, plant pest infestation or rate of spread of phytopathogenic bacterial or fungal infection or plant pest infestation. 5 Anthraquinone Derivatives Anthraquinone derivatives include but are not limited to physicion, emodin, chrysophanol, ventiloquinone, emodin glycoside, chrysophanol glycoside, physcion glycoside, 3, 4-dihydroxy- 1 -methoxy anthraquinone-2-corboxaldehyde, damnacanthal. These derivatives share a similar structure as follows:
R
8 0 R 1
R
7 R2 I I
R
6 , R 3 10 R 5 0 R 4 Where RI, R2, R3, R4, R5, R6, R7 and R8 are hydrogen, hydroxyl, hydroxylalkyl, halogen, carboxyl, alkyl, alkyoxyl, alkenyl, alkenyloxyl, alkynyl, alkynyloxyl, heterocyclyl, aromatic, or aryl group, sugars such as glucose; In a particular embodiment, the invention is directed to anthraquinone derivatives 15 that are contained in extracts derived from plant families including but not limited to Polygonaceae, Rhamnaceae, Fabaceae, Asphodelaceae, and Rubiaceae. These compounds can be isolated or obtained from any part of plants such as leaf, stem, bark, root and fruits. Plant materials can be wet and dry, but preferably dry plant materials. To meet the biochemical agricultural products, solvents and processes that are used in the extraction and 20 purification must meet the requirements of National Organic Program (NOP) [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20,2009]. In a more particular embodiment, the plant extract is derived from a member of the Polygonaceae family. As defined herein, "derived from" means directly isolated or obtained from a particular source or alternatively having identifying characteristics of a 25 substance or organism isolated or obtained from a particular source. In a particular embodiment, extract in said combination contains at least one anthraquinone derivative such as physcion and optionally emodin. Members of the Polygonaceae family include but are not limited to Acetosella, Antigonon, Aristocapsa, Bilderdykia, Brunnichia, Centrostegia, Chorizanthe, Coccoloba, Coccolobis, Coccolobo, Corculum, Dedeckera, 30 Delopyrum, Dentoceras, Dodecahema, Emex, Eriogonum, Fafopyrum, Fagopyrum, 6 Fallopia, Gilmania, Goodmania, Harfordia, Hollisteria, Koenigia, Lastarriaea, Mucronea, Muehlenbeckia, Nemacaulis, Oxyria, Oxytheca, Perscarioa, Persicaria, Pleuropterus, Podopterus, Polygonella, Polygonum, Pterostegia, Rheum, Rumex, Ruprechtia, Stenogonum, Systenotheca, Thysanella, Tovara, Tracaulon, Triplaris and even more 5 particular embodiment, the extract may be derived from a Reynoutria (alternately referred to as Fallopia) sp or Rheum species. In a most particular embodiment, the extract is derived from Reynoutria sachalinensis. In yet a more particular embodiment, percent concentration of anthraquinone derivatives in these formulations follows a range of between 0.001 to 99.99%. In a specific 10 embodiment, the concentration range is between about 0.01 to 95%. The concentration is preferably between about 0.01% to about 45%. Anthraquinone derivatives naturally exist in some plants, fungi, lichens, and insects. As noted above, in plants, they are present the different families such as Polygonaceae, Rhamnaceae, Fabaceae, Asphodelaceae, Rubiaceae and others [Subash C. Verma, Narendra 15 P. Singh, Arun K. Sinha, Determination and locational variations in the quantity of hydroxyanthraquinones and their glycosides in rhizomes of Rheum emodi using high performance liquid chromatography, Journal of Chromatography A, 1097 (2005) 59-65]. Anthraquinone derivatives widely distribute different plant tissues such as leaf, stem, bark, root and fruits. Physcion, as an example, exists in many herbs such as Chinese gooseberry 20 (or Kiwi fruit, Actinidia chinensis Planch), abrus herb (Abrus Cantoniensis Hance), shan ma gen (Boehmeria tricuspis Hance), coffee senna seed (Cassia occidentalis L.), cassia seed (or seed of sickle senna Cassia obtusifolia L.), senna leaf (Cassia angustifolia Vahl.), leaf of ringworm senna (Cassia alata L.), common dysosmatis rhizome and Root (Dysosma versipellis Hance), bai ba jiao lian (Dysosma majorensis Gagnep.), herb of tree clubmoss 25 (Lycopodium obscurum L.), medicinal indian mulberry(Morinda officinalis How), root of thatch screwpine (Pandanus tectorius Soland), he shou wu (Polygonum multiflorum Thunb), ji xue qi (Polygonum amplexicaule), xue san qi (Rheum likiangense San.), xi zang suan mo (Rumexpatientia L.), mao mai suan mo (Rumex gmelini Turcz.), niu she cao (Rumex dentatus L.), suan mo (Rumex acetosa L.), hu zhang (Polygonum Cuspidatium ), tu da 30 huang (Rumex obtusifolius L.), ta huang (Rheum nodile Hook.), yang ti (Rumexjaponicus Houtt.), root of oriental buckthorn (Rhamnus crenata Sieb.), qian cao (Rubia cordifolia L.), da feng yao (Rhamnus napelensis Wall.), stem of sargentgloryvine (Sargentodoxa cuneata 7 Olive) , snow lotus herb (Saussurea laniceps Hand.) and so on [Chinese herb database cited on July 20, 2009]. Anthraquinone derivatives can be extracted from plant materials by any inorganic or organic solvents which are allowed to use by National Organic Programs 5 [hittp/i w xmusda.ogy/AMSvtI/nop, cited on July 20, 2009]. For example, these materials can be ground and then extracted with a base solution, then acidified by an acid solution and finally extracted by organic solvents such as ethyl acetate, butanol; or ground materials can be directly extracted with organic solvents such as ethanol, or ethyl acetate; or any other method and their combination to extract anthraquinone derivatives from plant 10 materials. The extraction solution is then concentrated or dried under vacuum with an appropriate temperature such as 20-100 'C, preferred to 30-70 'C. FORMULATIONS Depending on extraction methods, extracts containing anthraquinone derivatives 15 may include from very water soluble compounds (e.g., free sugars, glycosides, acids, amine acids and others) to very hydrophobic compounds (e.g., chlorophylls, long chain fatty acids, anthraquinone derivatives and others). The physical properties of these extracts may lead to problems for traditional oil-based formulations because hydrophilic compounds cannot dissolve in oil, but in water, and hydrophobic compounds cannot dissolve in water, but in 20 oil. Only extracts obtained with hydrophobic solvents such as ethyl acetate or butanol are suitable for oil-based formulations such as emulsifiable concentrate (EC). Therefore, powder and water-based formulations are the best choice for any extracts. Water-based formulations include suspension concentration (SC), microemulsion (ME), nanoemulsion (NE), soluble liquid (SL), emulsion in water (EW), ready-to-use (RTU) and 25 microencapsulate or nano-encapsulate formulation. Powder formulations include but are not limited to water soluble powder (WSP), water dispersible granules (WDG) and water dispersible tablet (WGT). To easily compare with Milsana@ SC, dry ethanol extract powders of giant knotweed Polygonum sachalinense is used in all following formulation examples. 30 Suspension concentrate Suspension concentrate (also referred to as "SC") is defined as a stable suspension of solid particulate active ingredients in a liquid intended for dilution with water before use. 8 The formulation may contain active ingredient, antifreeze, dispersant, stabilizer, water and others such as antimicrobial, antifoaming ingredients. Physcion and emodin are the major technical active ingredients in dry ethanol extract powders of giant knotweed Polygonum sachalinense. Their melting points are over 5 200 'C and they are very stable in water. Therefore, based on active ingredients, knotweed ethanol extract is suitable for SC formulation. Water-miscible organic solvents could help to dissolve some of hydrophobic compounds and solved problems about the aggregation or big particles. Basically, all water-miscible solvents from allowed substance lists in NOP 10 [http://www.ams.usda.gov/AMSv1.0/nop, cited on July 20, 2009] is possible unless phytotoxicity is shown at the highest recommended application rate. Such solvents include but are not limited to alcohols, which may include but are not limited to C2-C7 aliphatic alcohols (e.g., ethanol, isopropanol, glycols (e.g., propylene glycols), acids (e.g., acetic acid, propanoic acid) and lactones (e.g., gamma-butyrolactone). The maximal percent content of 15 the water-miserable organic solvent in SC should allow maximal hydrophobic compounds to dissolve, but not produce phytotoxicity at the highest recommended application rate. The active ingredient in such a formulation follows a range of 0.001% to 90%, preferably 0.01% to 45%. The preparation may be optimized by adjusting ethanol amount. Percent weight of 20 ethanol was investigated at 1, 2, 4, 6, 8 and 10% in the final formulation. Based on physical properties of final formulations such as suspended particle size and precipitation, the formulation with 10% (W/W) ethanol was the best formulation. Microemulsions 25 A microemulsion (also referred to as "ME") is a thermodynamic stable emulsion that is clear because the individual droplets of the dispersed phase are less than 100 nanometers in diameter. The composition of ME generally consists of active ingredients, antifreeze, co-solvent, surfactants, water and others such as antimicrobial agents. The active ingredient(s) for such a formulation is (are) within a range of 0.1-50%, preferably 1-30%. 30 Antimicrobial agents can prevent microorganisms from growing in the ME during storage. Any chemical listed in allowed substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] is suitable for such purpose. For example, bicarbonate salts, carbonate salts, propionate salt, sorbate salt, 9 benzoate and so on. The amount of the antimicrobial agents follows a range of 0.1 to 15%, preferably 2-10%. The antimicrobial agent may be a chemical pesticide and in particular may a multi-site non-inorganic, chemical fungicide selected from the group consisting of chloronitrile, quinoxaline, sulphamide, phosphonate, phosphite, dithiocarbamate, 5 chloralkythios, phenylpyridin-amine, cyano-acetamide oxime. Alternatively, the chemical pesticide may be an insecticide or antibacterial agent that includes but is not limited to carbamates, organophosphates, cyclodiene organochlorides, phenylpyrazoles, pyrethroids, pyrethrins, neonicotinoids, nitroguanadines, nicotine, Spinosyn, glycosides, juvenile hormone analogues and other insect growth regulators, pyridine azomethine, pyridine 10 carboxamide, tetrazine, thiazolidinone, 2,4-diphenyloxzoline derivatives, organotin, pyrrole, buprofezin, hydramethylnon, naphtoquinon derivatives, pyridazinone, phenoxypyrazole, tetronic acid, carbazate, rotenone, organochlorine-diphenylaliphatics. The antimicrobial agent may be a biopesticide derived from a microorganism such as Streptomyces, Burkholderia, Trichoderma, Gliocladium or may be a natural oil or oil-product having 15 fungicidal and/or insecticidal activity (e.g., paraffin oil, tea tree oil, lemongrass oil). Antifreezes are generally alcohols (e.g., isopropanol, butanol, glycerin or glycols such as propylene glycol), and sugars (e.g., glucose), which are listed in allowed substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20,2009]. Antifreezes may further comprise any chemical with low toxicity, especially natural chemicals, are 20 suitable for this purpose. The percent content of antifreezes in ME depends on chemical properties, generally at a range of 0.1-15%, preferably at a range of 2-8%. Co-solvents help to dissolve the active ingredients. They are generally alcohols including but not limited to C2-C7 aliphatic alcohols (e.g., ethanol, isopropanol, butanol, hexanol), ketones and esters (e.g., glyceryl triacetate, gamma-butyrolactone), which are 25 listed in allowed substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009]. However, co-solvents are not limited to these chemicals. Any chemical with low toxicity, especially natural chemicals, are suitable for this purpose. The percent content of co-solvents in ME depends on chemical properties, generally 0.1-20%, preferred to 1 15%. 30 A combination of surfactant would help to stabilize microemulsion. Generally, the combination includes a nonionic surfactant and an anionic surfactant or cation surfactant. Generally, hydrophile-lipophile-balance (HLB) of any surfactant combination listed in allowed substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] 10 falls within 13 to 40 is suitable for this purpose. These surfactants, for example, include but are not limited sulfate salt, phosphate salt, ethoxylated alcohols, ethoxylated fatty acid esters, ethoxylate phenols, ethoxylated fatty acids and so on. In a particular embodiment, the surfactant is at least one of 2-[2-[3,4-bis(2-methoxyethoxy)oxolan-2-yl]-2-(2 5 methoxyethoxy)ethoxy]ethyl hexadecanoate or sodium lauryl sulfate. The amount of the combined surfactants follows a range of 0.1-50%, preferably 10-40%. Soluble Liquid or Soluble Concentrate Soluble liquid (also referred to as "SL") (or soluble concentrate, also referred to as 10 "SC") is a uniform liquid formulation. Active ingredient(s) is (are) dissolved in a liquid solvent (especially in water) with/ without the aid of co-solvents and surfactants. The concentrate is then diluted with water when applied. Most of the anthraquinone derivatives (e.g., physcion, emodin, chrysophanol, ventiloquinone) used in the composition of the present invention possess one or multiple hydroxyl group on aromatic rings, which make 15 the deprotonation easily under a basic condition. After forming salts, these anthraquinone derivatives would possess higher water solubility. Deprotonized anthraquinone derivatives such as emodin and physcion are still very active and they are stable in basic conditions. The content of the active ingredient (s) follows a range of about 0.001-80%, preferably 0.01-45%, more preferably about 0.02-25%. 20 The bases include but are not limited to carbonate salts (e.g., sodium carbonate, potassium carbonate etc), hydroxide salts (e.g., sodium hydroxide, potassium hydroxide and so on). Any allowed basic chemical allowed to use by NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] that can deprotonate phenol hydroxyl group or form a salt with them will meets this purpose. The content of the 25 base follows a range of about 0.1-10%, preferably about 0.2-5%. Co-solvents for such a formulation are water miscible solvents such as alcohols (e.g., ethanol, isopropanol), acids (e.g., acetic acid, propanoic acid) and lactones (e.g., gamma lactone). In a particular embodiment, it is a C2-C7 alcohol or glycol. Any water miscible solvents listed in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] are 30 suitable for this purpose. The content of the co-solvent follows a range of about 0.1-20%, preferably about 0.1-15%. Surfactants may be any dispersant allowed to use by NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009]. The dispersant includes 11 but is not limited to humic acid, Vanisperse CB and so on. Surfactants for such a formulation can be those with high HLB values, generally over 12, preferably over 13. Any surfactants allowed to use by NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] are suitable for such a purpose. These surfactants, for example, include but are 5 not limited sulfate salt, phosphate salt, ethoxylated alcohols, ethoxylated fatty acid esters, ethoxylate phenols, ethoxylated fatty acids and so on. The amount of surfactants follows a range of 0.5-35%, preferably 3-8%. Ready to Use (RTU) 10 Ready to use (also referred to as "RTU") is a formulation that is very low in concentration, used without dilution or mixing. It can be a solid (e.g., bait) or alternatively a liquid, frequently applied via a trigger sprayer bottle. Liquid RTU usually uses water as a carrier. RTU can be any one of the formulations such as ME, SL, SC and so on. The composition of such a formulation is similar to ME, SL or SC as described above. 15 Antimicrobial agents can prevent microorganisms from growing in the RTU during storage. Any chemical listed in allowed substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] is suitable for such purpose. For example, bicarbonate salts, carbonate salts, propionate salt, sorbate salt, benzoate and so on. The amount of the antimicrobial agents follows a range of 0.00 1 to 2 20 %, preferably 0.01-0.5%. Stabilizers can be any chemical listed in allowed substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009] that can stabilize anthraquinone derivatives in the water. It includes but is not limited to water miscible solvents such as ethanol, or inorganic salt such EDTA or any surfactants listed in allowed 25 substance in NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20,2009]. The amount of the stabilizer follows a range of about 0.001 to 2 %, preferably about 0.01-0.1%. Surfactants for such a formulation can be dispersants or any surfactant with high HLB values, generally over 12, preferably over 13. Any dispersant or surfactant allowed to use by NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20,2009] are suitable 30 for such a purpose. These surfactants, for example, include but are not limited sulfate salt, phosphate salt, ethoxylated alcohols, ethoxylated fatty acid esters, ethoxylate phenols, ethoxylated fatty acids and so on. The amount of surfactants follows a range of 0.001-1%, preferably 0.01-0.5%. 12 Water soluble powder (WSP) WSP is a powdered concentrate that can directly dissolve in water and result in spraying solution. Plant extracts containing anthraquinone derivatives may be formulated 5 in a similar manner as with soluble liquid (SL) formulation except that solid carriers instead of water miscible co-solvent are used. Solid carriers are water soluble such as bicarbonate, carbonate and dextrins. Water dispersible granules (WDG) and water dispersible tablet (WGT) 10 These are the formulations that use carriers (e.g., kaolin, light calcium, white carbon black, silica soil algae) to absorb or stick the active ingredients, and use dispersants and other adjuvants to help disperse in water, resulting in spraying solution. Emulsifiable concentrate (EC) 15 This is a liquid concentrated form of pesticide that is mixed with water to create a spraying solution. When anthraquinone derivatives from plants are extracted with hydrophobic solvents listed in allowed substance by NOP [http://www.ams.usda.gov/AMSvl.O/nop, cited on July 20, 2009], the extracts can be formulated as EC. Hydrophobic solvents include but are not limited to butanol, hexanol 20 and ethyl acetate as well. EXAMPLES The examples below are presented to describe preferred embodiments and utilities of the invention and is not meant to limit the invention unless otherwise stated in the claims 25 appended hereto. Example 1: Soluble Concentrate Preparation of 5% Reynoutria sachalinensis SC product (hereinafter referred to as "5% MBI SC product": A) 50 gram of dry knotweed (Reynoutria sachalinensis) ethanol 30 extract is homogenized in 100 gram of denatured ethanol at 600 rpm for at least 5 min; B) 378 gram of calcium nitrate is homogenized in 463 grams water for at least 5 min at 600 rpm; C) A and B are combined and then the mixture is homogenized at 2500 rpm for at least 5 min. At the end, the temperature of final formulation was about 44-50'C. 13 Evaluation of Physical properties of 5% Reynoutria sachalinensis SC: Dispersion and stability of new 5% SC was evaluated at 200-fold dilution with standard hard water (note: 200-fold dilution is recommended application rate). There was negligible insoluble precipitate (<1% of the total dry solid). Storage test at 4'C and 54'C for 2 weeks 5 showed that there was a small layer of precipitates under the bottle, but this layer would be suspended again by slightly shaking the bottle. However, unlike the 5% Reynoutria sachalinensis SC, prepared using procedures described in US Patent No. 5,989,429 and marketed as Milsana@ from KHH there was no aggregation and no big particles observed. There was no nozzle blockage when applied with 5% MBI SC product. 10 Cucumber powdery mildew bioassay: The cucumber plants were 2-week old when treated. The first true open leaf was actively growing in all plants. Milsana@ from KHH at 200-fold dilution was used as a positive control. Five different batches of 5% Regalia@ SC samples were evaluated at 200-fold dilution. Treatments were prepared in water containing 0.02% (v/v) Nu-Film P. Treatments were applied using a 2 oz mist sprayer. 15 Each plant was treated 3.5-4 ml (2.5-3 ml for upper side and 1ml for lower side). Three hours after treatment, all plants were inoculated with a fresh conidial suspension of approximately 8.4 X10 5 conidia per ml suspended in water. The number of powdery mildew lesions was determined 7 days after treatment/inoculation. Comparison of bioassay results: Results (Table 1) indicated that average efficacy 20 of 5% MBI SC product SC was much higher than that of 5% Milsana@ SC. In addition, efficacy of 5% MBI SC product SC was reproducible through batch to batch. Table 1: Comparison of efficacy between 5% Milsana@ SC and 5% Regalia@ SC toward cucumber powdery mildew Sphaerothecafuliginea Treatments Colony/leaf* Control (%) Untreated control 196.0 ± 47.2 0 Milsana@ SC 33.0 ± 11.7 83.2 MBI SC product sample 1 7.3 ±4.3 96.3 MBI SC product sample 2 7.3 ±1.1 96.3 MBI SC product sample 3 5.5 ±2.9 97.2 MBI SC product sample 4 4.0 ± 2.1 98.0 MBI SC product sample 5 1.0 ±0.7 99.5 14 Example 2: Microemulsion (hereinafter referred to as "ME") Preparation of 5% Reynoutria sachalinensis ME (hereinafter referred to as 5% MBI ME Product): 1) 5 gram of dry knotweed (Reynoutria sachalinensis) ethanol extracts are mixed with 2 gram hexanol and 2 gram propylene glycol at 900 rpm for 5 minutes; 2) 5 22 gram of 2-[2-[3,4-bis(2-methoxyethoxy)oxolan-2-yl]-2-(2 methoxyethoxy)ethoxy]ethylhexadecanoate and 3 gram sodium lauryl sulfate are added to the mixture and mixed at 900 rpm for 5 minutes; 3) 3 gram of calcium propionate is mixed with 63 gram of water; 4) The mixture from the step 3 is added to the mixture from step 2 by stirring at 900 rpm for 10 minutes to form a clear formulations. This formulation meets 10 the dispersion and stability test, and also passed 2-week storage stability test at both 4 and 54 0 C. Preparation of 20% Reynoutria sachalinensis ME (hereinafter referred to as 20% MBI ME Product): 1) 20 gram of dry knotweed (Reynoutria sachalinensis) ethanol extract is mixed with 7 gram hexanol and 4 grams propylene glycol at 900 rpm for 5 15 minutes; 2) 30 gram of 2-[2-[3,4-bis(2-methoxyethoxy)oxolan-2-yl]-2-(2 methoxyethoxy)ethoxy]ethyl hexadecanoate and 6 gram sodium lauryl sulfate is added to the mixture and all of the ingredients are mixed at 900 rpm for 5 minutes; 3) 6 gram of potassium sorbate is mixed with 27 gram of water; 4) the mixture from the step 3 is added into the mixture from the step 2 by stirring at 900 rpm for 10 minutes to form a clear 20 formulation. This formulation meets the dispersion and stability test, and also passed 2 week storage stability test at both 4 and 54 0 C. Cucumber powdery mildew bioassay: The Bioassay was performed as described above except that plants were inoculated with a conidial suspension of 2.4 x 10' conidia per ml. Two batches of 5% MBI ME Product was diluted at 200, 800 and 3200 times. One 25 batch of 20% MBI ME Product was tested at 2000 fold dilution. Comparison of bioassay results: Results (Table 2) indicated that average efficacy of 5% MBI ME Product at 800 fold dilution was equal to or better than that of 5% Milsana@ SC at 200-fold dilution. Similarly, average efficacy of 20% MBI ME Product at 2000 fold dilution (Table 3) was equal to or better than that of 5% Milsana@ SC at 200 30 fold dilution. 15 Table 2: Comparison of efficacy between 5% Milsana@ SC, 5% MBI ME Product toward cucumber powdery mildew Sphaerothecafuliginea Treatment dilution lesions % control Control ---- 381.7 0 5% Milsana@ SC 200 98.3 74.2 5% MBI ME Product (I) 200 14.0 95.8 5% MBI ME Product (I) 800 56.7 83.5 5% MBI ME Product (I) 3200 280.0 32.7 5% MBI ME Product (II) 200 7.7 97.9 5% MBI ME Product (II) 800 83.3 78.4 5% MBI ME Product (II) 3200 210.0 43.9 Table 3: Comparison of efficacy between 5% Milsana@ SC, 20% MBI ME Product 5 toward cucumber powdery mildew Sphaerothecafuliginea Treatment dilution Average lesions % control Control ---- 388.0 0 5% Milsana@ SC 200 12.0 96.6 20% MBI ME Product 2000 8.3 97.4 Example 3: Soluble Liquid (SL) Preparation of 20% MBI SL Product: 1) 2 gram sodium hydroxide (or 5 gram sodium carbonate) is dissolved into 50 grams of water with 4 gram of propylene glycol; 2) 5 10 gram of liquid formic acids is added to dissolve; 3) 20 gram of dry knotweed (Reynoutria sachalinensis) ethanol extracts is added slowly with stirring at 900 rpm until a uniform solution is obtained. This formulation meets the dispersion and stability test, and also passed 2-week storage stability test at both 4 and 54'C. The pH value of such a formulation is around 8-8.5. 16 Cucumber powdery mildew bioassay: Bioassay was performed as described above except that plants were inoculated with a conidial suspension of 5 x 10' conidia per ml. Four batches of 20% MBI SL Product was diluted at 2000 times. Comparison of bioassay results: Results (Table 4) indicated that average efficacy 5 of 20% MBI SL Product at 2000 fold dilution was equal to or better than that of 5% Milsana@ SC at 200-fold dilution. Table 4: Comparison of efficacy between 5% Milsana@ SC, 20% MBI SL Product toward cucumber powdery mildew Sphaerothecafuliginea Treatment Dilution Average lesions % Control Control ---- 388.0 0 5% Milsana@ SC 200 12.0 96.6 20% MBI SL Product (I) 2000 0.3 99.9 20% MBI SL Product II) 2000 0.7 99.8 20% MBI SL Product (III) 2000 1.0 99.7 20% MBI SL Product (IV) 2000 2.0 99.4 10 Example 4: Ready to Use (RTU) Preparation of 0.025% MBI RTU-01 Product: 1) 0.25 gram dry knotweed (Reynoutria sachalinensis) ethanol extract is dissolved in 0.2 gram hexanol and 100 gram ethanol; 2) 0.3 gram of sodium laureth sulfate is added to the mixture, and mixed in; 3) 899.25 gram water is added to the mixture; the mixture is stirred at 900 rpm till a uniform 15 solution is obtained. This formulation passed 2-week storage stability test at 4 and 54 0 C. It also did not show any phytotoxicity on many flowers Preparation of 0.025% MBI RTU-02 Product: 1) 0.25 gram dry knotweed (Reynoutria sachalinensis) ethanol extract is dissolved in 0.2 gram hexanol and 0.2 gram ethanol; 2) 0.09 gram of sodium laureth sulfate is added to the mixture, and mixed in; 3) 20 998.96 gram water is added to the mixture and mixed in as well; and 4) 0.3 gram of calcium propionate is added and mixed well by stirring at 900 rpm till a uniform solution is obtained. This formulation passed 2-week storage stability test at 4 and 54 0 C. It also did not show any phytotoxicity on many flowers. 17 Cucumber powdery mildew bioassay: Bioassay was performed as described above except that plants were inoculated with a conidial suspension of 5 x 10' conidia per ml. The same volume of 0.025% MBI RTU product was sprayed for each pot of cucumber plants as 200-fold dilution of 5% MBI ME product. 5 Comparison of bioassay results: Results (Table 5) indicated that average efficacy of 0.025% MBI RTU product was equal to that of 5% Milsana@ ME at 200-fold dilution. Table 5: Comparison of efficacy between 5% Regalia@ ME and 0.025% Regalia@ RTU toward cucumber powdery mildew Sphaerothecafuliginea Treatment Dilution Severity % % Control Control ---- 92.5 ± 2.9 0 5% MBI ME Product 200 0.5 ± 0.6 99.5 0.025% MBI RTU Product (I) 1 0.0 ± 0.0 100 0.025% MBI RTU Product (II) 1 2.5 ± 2.9 97.3 10 Although this invention has been described with reference to specific embodiments, the details thereof are not to be construed as limiting, as it is obvious that one can use various equivalents, changes and modifications and still are within the scope of the present invention. 15 Various references are cited throughout this specification, each of which is incorporated herein by reference in its entirety. 18

Claims (10)

1. A formulation comprising (a) a preparation comprising an extract derived from a plant Reynoutria species, wherein said extract comprises physcion and optionally emodin; 5 (b) one or more C2-C7 alcohols; (c) one or more surfactants selected from 2-[2-[3,4-bis(2-methoxyethoxy)oxolan-2 yl]-2-(2-methoxyethoxy)ethoxy]ethyl hexadecanoate and sodium lauryl sulfate, wherein said alcohols and surfactants are present in amounts effective to stabilize said preparation,-and optionally at least one of [0 (d) an antifreeze, (e) a carrier and (f) an antimicrobial agent selected from a chemical pesticide, biopesticide or natural or oil-product having fungicidal and/or insecticidal activity. [5
2. The formulation according to claim 1, wherein the extract further comprises an anthraquinone derivative selected from emodin, chrysophanol, emodin glycoside, chrysophanol glycoside, and physcion glycoside.
3. The formulation according to claim 1 or 2, wherein said extract is present in an amount of !o 0.01% to 45% by weight, said alcohol is present in an amount of 0.001% to 20% by weight, and said surfactant is present in an amount of between 0.1% to 50% by weight.
4. The formulation according to any one of claims 1-3, wherein the formulation comprises an antifreeze, wherein the antifreeze is a glycol. 25
5. The formulation of claim 4, wherein the glycol is propylene glycol.
6. The formulation according to any one of claims 1-5, wherein the formulation is a microemulsion comprising 30 (a) a preparation comprising the extract; (b) hexanol; (c) sodium lauryl sulfate; 20 (d) 2- [2- [3,4-bis(2-methoxyethoxy)oxolan-2-yl] -2-(2-methoxyethoxy)ethoxy] ethyl hexadecanoate; (e) calcium propionate; (f) propylene glycol and 5 (g) water.
7. The formulation according to claim 6, wherein said preparation comprising the extract is present in an amount of 0.001% to 45%, said hexanol is present in the amount of 0.1% to 10%, said propylene glycol is present in the amount of 1% to 16%, sodium lauryl sulfate is present in [0 the amount of 0.01% to 15% and calcium propionate is present in the amount of 0.01% to 10%.
8. The formulation according to any one of claims 1-5, wherein the formulation is a microemulsion comprising (a) a preparation comprising the extract; [5 (b) hexanol; (c) sodium lauryl sulfate; (d) 2- [2- [3,4-bis(2-methoxyethoxy)oxolan-2-yl] -2-(2-methoxyethoxy)ethoxy] ethyl hexadecanoate; (e) potassium sorbate; !o (f) propylene glycol, and (g) water.
9. The formulation according to any one of claims 1-8. wherein the Reynoutria species is Reynoutria sachalinensis. 25
10. A method for modulating phytopathogenic, fungal and/or bacterial infection and/or plant pest infestation in a plant comprising applying to the plant and/or seeds thereof and/or substrate used for growing said plant an amount of the formulation of any one of claims 1-9 effective to modulate said phytopathogenic, fungal and/or bacterial infection and/or plant pest infestation. 30 Marrone Bio Innovations, Inc. Patent Attorneys for the Applicant/Nominated Person SPRUSON & FERGUSON
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