WO2018117259A1

WO2018117259A1 - Financial product order processing/management device and method

Info

Publication number: WO2018117259A1
Application number: PCT/JP2017/046180
Authority: WO
Inventors: 大輔安藤
Original assignee: マネックス証券株式会社
Priority date: 2016-12-22
Filing date: 2017-12-22
Publication date: 2018-06-28
Also published as: JPWO2018117259A1; JP6425853B1

Abstract

Provided is a financial product order processing/management device that processes financial product order information, said financial product order processing/management device having: a main order input receiving unit that receives the input of one or more items of trigger order information for performing a financial product trailing order; a trailing range information receiving unit that receives the input of trailing range information for the trailing order; a trailing order generation unit that, on the basis of one of the trigger orders that has been contracted, generates trailing order information with regard to the contracted trigger order information on the basis of the trailing range information and a contract price of the trigger order information; and a continuous order information generation unit that, on the basis of a trailing order that has been contracted, makes the information of the contracted trigger order corresponding to the trailing order effective again.

Description

Financial product order processing management apparatus and method

The present invention relates to an apparatus and method for processing and managing financial product orders, and in particular, can perform financial product order transactions for customers via a network.

For example, there are financial products that buy and sell foreign currencies and aim for the difference as profit, and pay attention to the interest rate difference (swap points) brought by the currency pair to buy and sell. For example, as for buying and selling orders of such financial products, a “market order” in which the purchase price (order price) is not specified and only the quantity in the currency is specified, and the order price and quantity are to be used. There is a “limit order” that is set in advance as the order contents of the transaction to be performed, and the transaction is concluded when the order price matches the market rate (market price), especially in the case of foreign exchange margin trading Is open 24 hours in principle and constantly fluctuates during that time, so limit orders are often used.

Such limit orders for foreign currencies include “limit” or “normal limit”, which is set at a price that is cheaper (higher) than the current currency rate, and a buy (sell) transaction is executed when that price is reached. On the other hand, there is a “reverse limit” in which a price that is higher (cheap) than the current currency rate is set and a buy (sell) transaction is executed when that price is reached. By registering these various trading orders in advance on a computer, various proposals have been made for systems that capture the opportunity of the aforementioned fluctuating exchange rate fluctuations and make profits by conducting transactions desired by customers. Has been.

In the case of transactions related to foreign currencies, we assume that the range that fluctuates based on past market price fluctuations, etc. is assumed to be a “range”, and in the future, we assume that the market rate will shift within that range. There is a method of setting a plurality of limit orders with intervals corresponding to the amount of money and as a trap, with a buy price and a sell price as one set. Among these financial products, even if a trap is executed, it is possible to automatically and continuously generate profits from the market that fluctuates up and down within the range by repeatedly setting and operating the settings based on the trigger. Some are composed.

The price of the currency has characteristics (volatility) that fluctuate greatly in a short period of time due to observations and speculations about industry, economy, employment, financial situation and census, sudden terrorism / conflict in each country, and various events. The market price may deviate from the range assumed by the customer. The above traps are set within the range for both buying and selling, so if the market rate deviates upward from the range assumed by the customer, such traps will not function, and there will be no profit from there. Will not be accepted.
Also, if you deviate downward from the expected range and miss the opportunity to sell out, in addition to the above-mentioned lost profit, in the case of foreign exchange margin trading, the loss due to the loss of principal will increase. There is a problem that can be. As a result, when large price fluctuations occur, this is particularly noticeable when contracts cannot be executed in a timely manner according to the order price due to system operation and processing capacity limitations (when slippage occurs). As a result, customers cannot select such financial products with a sense of security.

For this reason, even when the exchange rate deviates from the range, a system that can generate a so-called trail order that can change or update the settlement price according to the trend has been proposed.

JP 2004-54643 A JP 2008-40689 A

However, in the conventional trail order, it is necessary to input parameters of a new order and a settlement order linked with the order, thereby generating a pair of orders. As a result, for example, a load is generated on the computer to process each data of “sell” and “buy” at a time.

Also, since the new order and the settlement order triggered by the new order are linked, there is a problem that when the new order is canceled, the settlement order is canceled and the position cannot be maintained.

The present invention has been made in response to these problems, and it is an object of the present invention to provide an order processing management apparatus for financial products that can obtain the maximum benefit to customers while having a small computer load.

In order to solve the above-described problem, according to a first main aspect of the present invention, in a financial product order processing management apparatus for processing financial product order information, at least one for performing a trail order of the financial product. Based on the fact that one of the one or more trigger orders has been executed, a basic order input receiving unit that receives input of trigger order information, a trail width information receiving unit that receives input of trail width information in the trail order, and A trail order generating unit that generates trail order information for the triggered trigger information based on the contract price of the trigger order information and the trail width information; and a market price of the financial product based on the trail order information A trail order execution observation unit that monitors whether the trail order has been executed, and the tray A continuous order information generating unit that re-enables information of a triggered trigger order corresponding to the trail order based on the fact that the order has been closed, and the trail order generating unit includes one or more There is provided an order processing management device for a financial product that newly generates trail order information corresponding to one of the trigger orders.

According to such a configuration, since generation of trail order information is not performed when trigger order information is generated, the load is reduced and the execution process is distributed, so that computer resources can be used more effectively. Further, since the trigger order and the trail order are not handled as a pair, even if the trigger order is canceled, the trail order does not disappear, and it is possible to prevent a lost profit that occurs when the trigger order is canceled.

Also, according to one embodiment of the present invention, there is provided an order processing management apparatus, wherein the trigger order is a limit / stop limit order that specifies a contract price at the time of ordering. A plurality of trigger orders may be generated for each trigger interval.

Furthermore, cumulative profit / loss is calculated for each trigger order price based on the profit / loss confirmed in the trigger order and trail order and the valuation profit / loss of the trail order not calculated based on the observation of the market price by the trail order execution observation unit. The accumulated profit and loss calculation section may be further provided.

This configuration allows the customer to easily grasp which trigger order price contributed to profit and loss, and to make more efficient investment.

In this case, the basic order receiving unit has an input unit for inputting a transaction limit amount for determining profit / loss, and the input transaction limit amount and the cumulative profit / loss calculated by the cumulative profit / loss calculation unit. It is preferable to further include an order canceling unit that cancels the trigger order based on the above. .
According to another embodiment of the present invention, the basic order input receiving unit inputs, as trigger order information, a reference possible price input unit that inputs a reference price, and an order type that indicates a type of buying and selling. An order processing management apparatus having an order type input unit is provided.
In this case, it is preferable that the basic order input receiving unit is to enable the trigger order based on the received trigger order information and the current market price, and the current market price is higher than a reference price. If the above order type is "Buy" or the current market price is lower than the base price and the above order type is "Sell", the trigger order status is not validated and the market price is It is desirable to enable it if you touch the price. Furthermore, in this case, it is preferable that the trail width information receiving unit determines the installation direction of the trail order based on the reference price input to the basic order input unit and the order type. Moreover, it is preferable to further include a preview screen display unit that displays a transaction preview screen that varies depending on the order type and the reference price input to the basic order input unit.
Further, according to a second main aspect of the present invention, in the financial product order processing management method for processing the financial product order information, the computer uses one or more trigger orders for making a trail order of the financial product. A basic order input receiving step for receiving information input, a trail width information receiving step for receiving an input of trail width information in the trail order, and a computer that has executed one of the one or more trigger orders. A trail order generating step for generating trail order information for the triggered trigger information based on the contract price of the trigger order information and the trail width information, and a computer based on the trail order information. The market price of the financial product is monitored and the trail order is not A trail order execution observation process that monitors whether or not the computer re-enables information on the triggered trigger order corresponding to the trail order, based on the fact that the trail order has been executed. And wherein the trail order generating step is such that the computer newly generates trail order information for one of the one or more trigger orders each time it is executed. A method for managing product order processing is provided.
According to such a configuration, an order processing management method that can be executed by the order processing management apparatus according to the first aspect is provided.
Other technical features of the present invention which are not described herein will be clarified in the description of the following embodiments and attached drawings.

FIG. 1 is a schematic configuration diagram showing an apparatus according to an embodiment of the present invention.

FIG. 2 is a flowchart showing processing in one embodiment of the present invention.

FIG. 3 is an example of an input screen in one embodiment of the present invention.

FIG. 4 is an example of a setting information table in one embodiment of the present invention.

FIG. 5 is an example of a trigger setting table in one embodiment of the present invention.

FIG. 6 shows the state of each order information and data when a plurality of trigger orders are activated according to an embodiment of the present invention.

FIG. 7 shows the state of each piece of order information and data at the time when one of the plurality of trigger order information is executed in a stage subsequent to FIG. 6 in one embodiment of the present invention.

FIG. 8 shows the status of each order information and data at the time when the order price of the trail order is updated in the stage subsequent to FIG. 7 in the embodiment of the present invention.

FIG. 9 shows the state of each order information and data at the time when the trail order is executed and the accumulated profit / loss is calculated in the stage subsequent to FIG. 8 in the embodiment of the present invention.

FIG. 10 shows the state of each order information and data when the trigger order once executed is revalidated in the subsequent stage from FIG. 9 in the embodiment of the present invention.

FIG. 11 is a schematic diagram showing a relationship between a market price and a trail order according to an embodiment of the present invention.

FIG. 12 is a schematic diagram showing a relationship between a trail order and a market price after a trigger order once executed is validated again in the embodiment of the present invention.

FIG. 13 shows the order information when the plurality of trigger order information is executed and the plurality of trail orders are activated based on the trigger order information in the subsequent stage from FIG. 10 according to the embodiment of the present invention. The state of the data.

FIG. 14 shows the state of each order information and data at the time when a plurality of trail orders are executed and the cumulative profit / loss is calculated in the stage subsequent to FIG. 13 in the embodiment of the present invention.

FIG. 15 shows the status of each order information and data at the time when each trigger order executed once becomes valid again in the stage subsequent to FIG. 14 in the embodiment of the present invention.

FIG. 16 is a schematic diagram showing a relationship between a market price and a trail order in the embodiment of the present invention.

FIG. 17 is a schematic view showing a trade order input screen according to another embodiment of the present invention.

FIG. 18 is a schematic diagram showing a preview screen, similarly.

FIG. 19 is a schematic diagram showing a preview screen, similarly.

FIG. 20 is also a schematic diagram showing a preview screen.

FIG. 21 is a schematic diagram showing a preview screen, similarly.

FIG. 22 is a schematic diagram showing a preview screen, similarly.

FIG. 23 is a schematic diagram illustrating an example of a trigger setting table.

FIG. 24 is a schematic diagram of the relationship between the market price and the trail order according to another embodiment.

FIG. 25 is a schematic diagram showing the relationship between the market price and the trail order in the other embodiment.

FIG. 26 is a schematic diagram of the relationship between the market price and the trail order according to another embodiment.

Hereinafter, an embodiment of the present invention will be described with reference to the drawings.

FIG. 1 is a schematic configuration diagram showing an order processing management system of the present invention.

First, in FIG. 1, reference numeral 1 denotes a customer terminal device. The customer terminal device 1 may be a computer having the display unit 2 and the operation unit 3, and is typically a desktop personal computer or a portable smart phone. This customer terminal device 1 is configured to be connected to an order processing management device (hereinafter simply referred to as “management device”) indicated by 5 in the figure via the Internet 4.

The management device 5 includes a program storage unit 6 and a data storage unit 7 which are connected to a CPU, RAM, and input / output interface (not shown) via a connection bus. The program storage unit 6 and the data storage unit 7 are writable storage media such as a hard disk.

In the program storage unit 6, a trail transaction setting input unit 8 for inputting trail setting information including trigger setting information and trail width information and a trigger order are generated based on the input trigger setting information. Trigger order information processing unit 9, a trail order information processing unit 10 for generating a trail order based on the input trail width information, and between the trigger order information processing unit 9 and the trail order information processing unit 10. A continuous order generation unit 11 that enables continuous ordering of trigger order information by interposing them in a coordinated operation, a cumulative profit / loss calculation unit 12 that calculates the cumulative profit / loss of the continuous trigger order, and a display unit of the customer terminal device 1 The basic processing unit 13 for creating an interface and executing basic order processing for “2” is stored.

The trail transaction setting input unit 8 includes a trigger transaction information input receiving unit 15 that receives input of trigger setting information, and a trail width information input receiving unit 16 that receives trail width information.

The trigger order information processing unit 9 includes a trigger order generation unit 17 that generates a trigger order based on the input trigger setting information, and a trigger order contract observation unit 18 that observes the execution of a valid trigger order.

The trail order information processing unit 10 includes a trail order generation unit 19 that individually generates a trail order related to a specific trigger order, and a trail order execution observation unit 20 that monitors the execution of the trail order. Is provided.

The core processing unit 13 includes a customer authentication processing unit 22 that performs customer authentication processing, an order review unit 23 that performs order review of trigger orders, and a correction / cancellation processing unit that processes correction and cancellation of trigger orders. 24 and an order processing unit 25 for processing the trigger order and the trail order are stored.

On the other hand, in the data storage unit 7, the trail transaction setting information 27 input by the trail transaction setting input unit 8, the trigger order information 28 generated by the trigger order generation unit 19, the processed trigger order and trail The order history information 29 for recording the order is stored.

Each of these components and each of the information 8 to 29 are actually computer software programs or data, which are called up on the RAM by the CPU and expanded and executed, thereby constituting each component of the present invention. It functions. The basic software (OS), various drivers, and the like that cause the computer to perform such operations are omitted from the illustration and description because they are not related to the embodiment of the present invention.

Hereinafter, the detailed configuration and operation of each component and data 8 to 29 will be described along with the actual operation with reference to the flowchart of FIG. 2 and the operation screen of FIG. Note that S1 to S17 in the flowchart indicate step numbers.

When the customer accesses the management device 5 from the customer terminal device 1 through the Internet 4, first, the customer authentication processing unit 22 of the basic processing unit 13 performs customer authentication using account information such as an ID / password (step S1).

Next, in order for the trail transaction setting input unit 8 to accept the trigger information by the trigger transaction information input receiving unit 15 and the trail width information by the trail width information receiving unit 16, the new order reception shown in FIG. The screen 31 is transmitted and displayed on the customer terminal, and the setting information is input (step S2).

The new order acceptance screen 31 in this embodiment has three

menu tabs

32, 33, 34 of "ordering", "correction", and "cancellation", and the input of the trigger order and trail width information is the "ordering". From the menu tab 32.

The “order” screen 32 includes a basic item input unit 35, a trigger setting information input unit 36, a trail width information input unit 37, and an expiration date input unit 38.

In the basic item input unit 35, as “basic item”, a type of sale (order type input unit 40), a quantity (quantity input unit 41), and a currency pair (currency pair specifying unit 42) are respectively specified or input. It has become.

Here, currency pairs are two types of currency that can be traded with each other, such as “USD / JPY” for US dollars and yen, and “EUR / JPY” for European euros and yen. In the example of FIG. 3, an example is shown in which a dollar-yen transaction of a purchase order and a quantity of 100,000 currencies is designated.

In the trigger setting information input unit 36, trigger order installation information including a reference price 44, a trend direction 45, a trigger installation width 46, and a number 47 is input. In this example, for example, 100 (100.000) yen is the starting point (base price determined based on the market price), and the trigger installation direction is “Up” from “Up”, “Down”, “Up / Down” pull-down 45. In this example, three triggers are set with an installation width of 2 yen.

The trail width information input unit 37 inputs the trail width 49. The trail width information input unit 37 may display a recommended trail width value based on the market price by default. In this case as well, the recommended range can be changed at the customer's discretion, but the input value may be limited so that it is not set too far from the market price.

In addition, the expiration date input unit 38 is configured to input an end date 50 of the expiration date. This expiration date may be an option.

As described above, when the setting information for all the trail orders is input and the “(duplicate) trail order start” button 51 is pressed, the setting information for the trail order input as described above is the trail transaction setting information 27 (see FIG. 1). It is stored in the data storage unit 7. In addition, when there is an input numerical value etc. that the input content by the customer is checked by checking the “start trail order” button 51 and it is judged that there is an omission or a remarkable input error, an alert that prompts the customer to add or correct before sending You may make it display.

FIG. 4 is a setting information table for storing trail transaction setting information 27 input in this way.

In this example, the data input on the screen shown in FIG. 3 is stored as the transaction ID = 1 in the trail transaction setting information 27 of the data storage unit 7. In order to input additional settings, the above procedure may be repeated. The setting information of transaction ID = 2 and ID = 3 is the setting information of individual trail orders input repeatedly in this way.

FIG. 5 is a trigger setting table that defines the trigger order information 28. In this data, the trigger order price is stored in association with the transaction ID and the trigger order ID.

In the example shown in FIG. 3, it is assumed that the market trend is clearly rising or falling, and “up” or “down” is selected according to the trend. It is considered that it is preferable to “up and down” the installation direction with the reference price in between when the transition of the market is expected for the time being (so-called range market). In this case, as shown in the example of setting ID = 2 in FIG. 4, for example, the base price is set to 50.000 yen, and the upper and lower two triggers are set across the base price (5 in total). Anyway. Either way, it is up to the customer to choose which one to choose.

In the above description, this step is started when the customer selects the “order” tab 32 from the three

tabs

32, 33, and 34 of “order”, “correction”, and “cancel”. The order tab 32 may be displayed.

In FIG. 3, only the designated part of the installation direction is selected by pull-down selection among the order type input, currency pair specifying part and trigger input part. However, other parts such as the number of triggers may be input by selecting from the pull-down. . In addition, the example in which the period is specified by the expiration date input unit 38 is shown above. However, a button for “Specify period” and “Indefinite period” is prepared separately. If “Indefinite period” is selected, the period is specified. May be omitted.

Moreover, in the example of the new order reception screen 31 of FIG. 3, only the trigger transaction setting information of the transaction ID = 1 is displayed, but all the installation information indicated by the transaction ID = 2 and ID = 3 is the same screen. May be displayed. In this case, each trigger order information 28 generated and validated is shown in FIG. 5 as described later.

When the trail transaction setting information is thus input, the order review (step S3) is performed by the order review unit 23 of the basic processing unit 13 based on this setting.

This order review is to check the validity of the input made by the customer on the order screen 60, based on the market price of each currency, laws such as the Financial Instruments and Exchange Act, and various regulations such as the Financial Futures Trading Association. And those based on the viewpoint of customer protection.

If the trail installation information is OK in this order review, the trigger order generator 17 generates and validates the trigger order information and displays it along with the trigger order ID on the customer terminal as shown in FIG. 6 (step S4). ).

Note that if the examination is not satisfied, the process is terminated as an error (step S5). For some products based on customer protection (eg, double-deck check), only alerts are displayed to the customer, and if the input content does not seem to be corrected, the customer The content of the input may be allowed as being aware of some risk that may occur. Moreover, you may make it alert | report by mail that the completion | finish process was made | formed to the customer as needed (step S6).

When the trail installation information is OK (steps S4 and S7), the trigger order generation unit 17 generates and validates the trigger order information. As a result, a table about order information as shown in FIG. 6 is displayed on the display unit 2 of the customer terminal device 1 together with each order ID. In this table, 60 is a transaction ID. 61 to 65 are for trigger order information, and 61 is an order ID of the trigger order. Further, 62 indicates the type of buying and selling specified by the order

type input unit

40, 63 indicates the state of the trigger order, 64 indicates order conditions such as stop limit and limit price, and 65 indicates the order price. 69 is an order price, and 70 is a column for displaying the total evaluation profit / loss for the order ID. Reference numerals 66 to 70 are columns for trail order information corresponding to the trigger order, but are blank at this stage. 66 is provided as a column for displaying trade width, 67 is the state of trail transaction, and 68 is a column for displaying the trail width input by the trail width information input unit 37. In this example, a continuous trigger order ID is assigned to all trigger order information, but an individual ID may be defined for each transaction ID.

The example of FIG. 6 shows an example in which a stop order is designated as a trigger order from order ID # 1 to # 3. If the current market price is 99 yen, order ID # 1 changes from there. Is set to “100 yen”, “102” for # 2, and “104 yen” for # 3.

At the stage where each trigger order information is generated by the trigger order generation unit 17, the status of all orders is “valid”, no trail order has been generated, and the continuous count indicating the number of consecutive transactions and the cumulative profit / loss Is also 0 (step S7).

Next, the order observation (steps S8, S9) is repeated by the trigger order execution observation unit 18, and as a result, the market price fluctuates and becomes “100 yen” as shown in the figure, the trigger order ID # Since the order price “100 yen” of 01 is satisfied, the order is executed and processed by the order processing unit 25 of the basic processing unit 13.

11 and 12 are schematic diagrams showing the trigger order ID # 1 and the corresponding trail order flow in relation to the market price. A solid line 75 represents changes in the market price, and a dotted line 76 represents changes in the trail price. When the market price is 100 yen (black circle 77), the trail price is set to the amount (99 yen) minus the trail width (1 yen) (white circle 78).

When the contract is observed, the trigger order contract observation unit 18 notifies the continuous order generation unit 11 of this, and counts up the number of consecutive orders (71-1) to “1” (FIG. 7, step). S10). Next, the continuous order generation unit 11 notifies the trail order information processing unit 10 that the trigger order with the order ID # 1 has been executed.

In response, the trail order generator 19 generates a new trail order based on the trail width information (step S11). FIG. 7 shows this state. If the corresponding trigger order ID # 01 is “Buy”, the trade type here is “Sell” opposite to it. As the order price calculated at this time, an amount (99.010 yen) obtained by subtracting the trail width (1 yen) from the current market price (100.010) is set.

When the settlement trail information is generated and registered in this way, the trail order contract observation unit 20 executes the contract observation cycle (S12 to S15). In other words, when the market price rises from 100 yen at the above-mentioned time and reaches 101.5 yen, for example, exceeding the trail width as shown in FIG. In step S13), the order price (trailer price) of the corresponding settlement trail is also updated accordingly (S14).

Furthermore, when the market price changes in the market and changes from a favorable price movement (increase) so far to an unfavorable price movement (decrease) at 101.5 yen as a boundary to become 100.5 (shown by a square 79 in FIG. 12) ) Is observed to be below the order price of the corresponding trail order, and the order processing unit 25 processes the order based on the execution of the contract (FIG. 9, step S15).

When the corresponding trail order is executed in this way, the trail order execution observation unit 20 notifies the continuous order generation unit 11 of the fact. The continuous order generation unit 11 notifies the trigger order information processing unit 9 based on the fact that the trail order corresponding to the trigger order of the trigger order ID # 1 has been executed, and the trigger order generation unit 17 The trigger order of ID # 1 is validated again (FIG. 10). At this point, the information on the trail order information stored in the memory of the trail order information processing unit is deleted (step 16), and the trail order price is no longer observed.

Subsequently, based on the detection of the trail order execution in the continuous order generation unit 11, the cumulative loss calculation unit 12 calculates the cumulative profit / loss (step S17), and the cumulative total is calculated as (72-1) shown in FIG. The profit / loss is updated.

Note that when generating a trail order or re-enabling a trigger order as described above, it is preferable to determine whether or not the order can be placed after reviewing the transaction, margin, etc. in the situation at that time. If it is determined that it is impossible to place an order at this time, the transaction ends, and the order processing unit 25 notifies the customer by email.

FIGS. 13 to 15 show the display on the display unit 2 of the customer terminal device 1 when such a sales order is further made. FIG. 16 is a schematic diagram showing the relationship between the trail price and the market price. Black circles # 1 to # 3 represent “buy” promises by stop or limit prices, and white squares 80 represent “sell” promises by trails. The range A surrounded by a two-dot chain line is shown in FIGS. 13 to 15, that is, after the trigger orders with order IDs # 1 to # 3 are executed (black circles # 1 to 3) and the corresponding trail orders are activated. , Until the market price is reversed and these trail orders are executed).

As can be seen from these figures, the order price of the settlement trails with order IDs # 1 to # 3 rises along with the rise in the market price. That is, when the market price reaches 104.5 yen, all three are automatically corrected to 103.5 yen. Once the market price reverses from 104.5 yen and falls and reaches 103.5 yen, these are simultaneously executed.

Thereafter, the functions of the continuous order generation unit 11, the trail order information processing unit 10 and the trigger order information processing unit 9 re-activate the trigger order based on the same parameters and the like, and generate and execute the trail order. The transaction can be repeated and continuous.

Note that the tables shown in FIG. 10, FIG. 15, and the like are displayed on the display unit 2 of the customer terminal device 1. Therefore, the customer can grasp the continuous number and cumulative profit / loss for each transaction ID, and can easily grasp which trigger order among a plurality of trigger orders contributes to profit.

In addition, the backbone processing unit 13 is provided with a correction / cancellation processing unit 24.

In the correction process by the correction / cancellation processing unit 24, the trail width and the expiration date can be changed. Although it is based on the individual change from the setting list displayed by selecting the “change” menu tab 72, the trail order that is already valid is excluded.

In the correction processing by the correction / cancellation processing unit 24, cancellation is performed by individually specifying from the setting list displayed by selecting the “Cancel” menu tab 73. However, trail orders that are already valid are excluded.

In the above embodiment, the menu tab is selected on the operation screen 31. However, for example, a button for displaying a detailed list is prepared on the screen without using this method, and the displayed list list is displayed. It is also possible to prepare a “correction” or “cancel” button and use it.

Others The configuration of each part of the apparatus in the present invention is not limited to the illustrated configuration example, and various modifications having substantially the same configuration are possible.

For example, in the above embodiment,
(1) In the case where an uptrend in the market is expected, an example where the base price is set higher than the current market price, and triggers are set in order "upward" from the base price,
(2) In the case where a downtrend in the market is expected, an example where the base price is set lower than the current market price, and triggers are sequentially set “downward” from the base price,
(3) If the market price can be expected to rise or fall within a certain range, an example of installing a trigger in the vertical direction across the base price,
showed that.

But in fact,
(1 ') If an uptrend is expected but the current market price is down,
(2 ') If a downtrend is expected but the current market price is rising,
There is.

In the case of (1 ') or (2'), there is a case where it is desired not to immediately enable the trail order but to hold the order until a certain condition is satisfied.

FIG. 17 shows an example of a new order reception screen 31 ′ that is optimized not only for the cases (1) and (2) but also for cases (1 ′) and (2 ′). It is.

In the example of the new order reception screen 31 shown in FIG. 3, the trigger installation direction can be selected. In this example, when “buy” order is selected as the transaction type, reference numeral 85 is shown in the figure. As shown in, “Up” is automatically labeled as the trigger setting direction, and when “Sell” order is selected, “Down” is labeled (not shown), and the trigger installation direction is automatically set It is set up.

Further, in this embodiment, for the convenience of the user to understand the transaction operation, the transaction setting input unit 8 displays a preview image of the transaction as shown in FIGS. 18 to 22 on the new order reception screen 31 ′, for example. It is displayed in the space below.

FIG. 18 shows a preview image displayed in the initial state in which the transaction type and the base price are not set on the new order reception screen 31 ′, and (1), (2), (1 ′), All the states of (2 ′) are listed.

Next, FIG. 19 is a preview image that is displayed when the “buy” order is selected in the transaction type input unit 40 of the new order acceptance screen 31 ′ of FIG. 17, and in this case, as described above, the trigger The installation direction 85 is automatically set to “upward”. The selection of the “buy” order as the trigger transaction type 40 is selected when the market is in an upward trend, and generally the reference price (starting point of trigger installation) 44 is set higher than the current market price.

Similarly, FIG. 20 is a preview image displayed when the “selling” order is selected. In this case, the trigger installation direction 85 is automatically set to “downward”. The selection of the “sell” order with the trigger transaction type is selected when the market is in a downward trend, and generally the reference price (starting point of the trigger setting) is set lower than the current market price.

However, some users may make a basic setting of the duplicated trail transaction of the present invention while the market price is falling while predicting the upward trend of the market price. Therefore, in this embodiment, after the user selects a “buy” order in the transaction type input section 40 of the new order acceptance screen 31 ′ of FIG. 17, the current price price is set as the trigger setting base price 44 (starting point). When a low price is set (corresponding to the case of (1 ′) above), the preview screen shown in FIG. 21 is displayed to indicate that the set trigger order is not immediately effective but is on standby. .

Similarly, FIG. 22 shows that after the user selects the “Sell” order in the transaction type input unit 40 of the new order acceptance screen 31 ′ of FIG. 17, the reference price 44 (starting point) for trigger installation is higher than the current market price. This is a preview screen when a high price is set (corresponding to the case of (2 ′) above).

FIG. 23 and FIG. 24 show the trigger setting reference price 44 in the case of (1 ′) above, that is, after the user selects the “buy” order in the transaction type input unit 40 of the new order acceptance screen 31 ′ of FIG. (Starting point) An example of trigger order setting when a price lower than the current market price (indicated by reference numeral 86 in FIG. 24) is set as (order ID # 1 in FIGS. 23 and 24) is shown.

In this case, the trigger order generation unit 17 generates the trigger orders # 1 to # 3, but does not enable them, and sets them to the “standby” state (see the state column 63 in FIG. 23). Thus, the duplicate trail transaction is substantially in the “reserved state”. This allows the user to set “buy” and “upward” triggers regardless of the current market price.

FIG. 25 shows a state in which the current market price has moved from the state of FIG. 24 and the reference price has been touched.

The trigger order generation unit 17 monitors a waiting trigger order, and if the current market price moves and touches the reference price, the trigger order generation unit 17 validates the states of trigger orders # 1 to # 3. Thus, the states of the trigger orders # 1 to # 3 are the same as those shown in FIG. 6 (“valid”).

FIG. 26 shows a state after trigger orders # 1 to # 3 are activated. In this example, the current market price declines as it is after touching the base price, but immediately reverses and rises. In FIG. 26, the market price further increases, and trigger order # 1 is executed at the current market price at that time, and the state of trigger order # 1 is “confirmed” as in FIG. Is shown. When this is observed by the trigger order contract observation unit 18, the trail order generation unit 19 generates a sale trail order and makes it valid as in FIG.

After this, when the market price rises and hits the prices of the trigger orders # 2 and # 3, the trigger orders are executed at the respective prices, and the corresponding trail orders are generated by the trail order generation unit 19. • All trail orders are executed at the time when the market price starts to fall and then drops by the width of the trail (reference numeral 80).

Also in this embodiment, after that, all trigger orders # 1 to # 3 are validated again.

Further, in the above-described embodiment, it has been explained that each duplicate trail order can be canceled from the “Cancel” tab on the new order acceptance screen 31 in FIG. 3, but not only the manual cancellation but also the accumulated profit amount or loss amount. The transaction may be automatically stopped based on the above.

In the new order acceptance screen of FIG. 17, reference numeral 87 indicates an input column for the accumulated transaction profit / loss for that purpose. In this example, the correction / cancellation processing unit 24 observes the cumulative loss calculated by the cumulative profit / loss calculation unit 12 and automatically cancels the transaction based on the limit 87.

DESCRIPTION OF SYMBOLS 1 ... Terminal device 2 ... Display part 3 ... Operation part 4 ... Internet 5 ... Order processing management apparatus 6 ... Program storage part 7 ... Data storage part 8 ... Trail transaction setting input part 9 ... Trigger order information processing part 10 ... Trail order information Processing unit 11: Continuous order generation unit 12 ... Cumulative profit / loss calculation unit 13 ... Core processing unit 15 ... Trigger setting information input reception unit 16 ... Trail width information input reception unit 17 ... Trigger order generation unit 18 ... Trigger order execution observation unit 19 ... Trail order generation unit 20 ... Trail order execution observation unit 22 ... Customer authentication processing unit 23 ... Order review unit 24 ... Correction / cancellation processing unit 25 ... Order processing unit 27 ... Trail transaction setting information 28 ... Trigger order information 29 ... Order history information 31 ... Trail order screen 32 ... Order menu tab 33 ... Correction menu tab 34 ... Cancel menu tab 35 ... Basic Eye input section 36 ... trigger setting information input unit 36
37 ... Trail width information input part 51 ... Trail order start button

Claims

In the financial product order processing management apparatus for processing financial product order information,
A basic order input receiving unit for receiving input of one or more trigger order information for performing a trail order of the financial product;
A trail width information receiving unit for receiving input of trail width information in the trail order;
A trail that generates trail order information for the contracted trigger order information based on the contract price of the trigger order information and the trail width information based on the fact that one of the one or more trigger orders has been executed. An order generator,
A trail order execution monitoring unit that monitors the market price of the financial product based on the trail order information and observes whether the trail order has been executed;
A continuous order information generating unit for re-enabling information on a triggered trigger order corresponding to the trail order based on the fact that the trail order has been filled;
Have
The trail order generation unit is a financial product order processing management device that newly generates trail order information for each of one or more trigger orders executed.
The order processing management apparatus according to claim 1, wherein the trail order generation unit calculates an order price of the trail order based on the fact that one of the one or more trigger orders has been executed. A characteristic order processing management device.
2. The order processing management apparatus according to claim 1, wherein the unordered trail order is calculated based on observation of a market price determined by the trail order contract observation unit and a confirmed profit / loss in the trigger order and the trail order. An order processing management apparatus further comprising a cumulative profit / loss calculation unit that calculates cumulative profit / loss for each trigger order price from the evaluation profit / loss of the product.
The order processing management device according to claim 3,
The basic order reception unit has an input unit for inputting a transaction limit amount for profit determination / loss reduction,
An order processing management apparatus, further comprising: an order cancellation unit that cancels the trigger order based on the input transaction limit and the cumulative profit / loss calculated by the cumulative profit / loss calculation unit.
In the order processing management device according to claim 1,
The basic order input receiving unit includes, as trigger order information, a reference available price input unit for inputting a reference price, and an order type input unit for inputting an order type indicating the type of buying and selling. Order processing management device.
In the order processing management device according to claim 5,
The basic order input receiving unit
The order processing management device, wherein the trigger order is validated based on the received trigger order information and the current market price.
The order processing management device according to claim 6,
The basic order input receiving unit
If the current market price is higher than the base price and the order type is “Buy”, or if the current market price is lower than the base price and the order type is “Sell”, the trigger order status should be enabled. The order processing management apparatus, wherein the market price is valid if the market price is touched to the reference price.
In the order processing management device according to claim 7,
The trail width information receiving unit determines an installation direction of a trail order based on a reference price input to the basic order input unit and the order type.
In the order processing management device according to claim 5,
An order processing management apparatus, further comprising: a preview screen display unit that displays a transaction preview screen that varies depending on an order type and a reference price input to the basic order input unit.
In the financial product order processing management method for processing financial product order information,
A basic order input receiving step in which a computer receives input of one or more trigger order information for performing a trail order of the financial product;
A trail width information receiving step for receiving an input of trail width information in the trail order;
Based on the fact that one of the one or more trigger orders has been executed, the computer can provide trail order information for the executed trigger order information based on the execution price of the trigger order information and the trail width information. Trail order generation process to generate,
A trail order execution observing step in which a computer monitors a market price of the financial product based on the trail order information and observes whether the trail order has been executed;
A continuous order information generating step for re-enabling information on a triggered trigger order corresponding to the trail order based on the fact that the trail order is filled;
Have
In the trail order generation step, the computer newly generates trail order information corresponding to one of one or more trigger orders when the order is executed.
11. The order processing management method according to claim 10, wherein the trail order generation step calculates an order price of the trail order based on the fact that one of the one or more trigger orders has been executed. A featured order processing management method.
11. The order processing management method according to claim 10, wherein the unsettled trail order is calculated based on observation of a market price determined in the trail order contract observing step and a confirmed profit / loss in the trigger order and the trail order. An order processing management method further comprising a cumulative profit / loss calculation step of calculating cumulative profit / loss for each trigger order price based on the evaluation profit / loss of each.
An order processing management method according to claim 12, wherein
The basic order receiving step has an input unit for inputting a transaction limit amount for profit determination / loss cutting,
An order processing management method, further comprising an order cancellation step of canceling the trigger order based on the input transaction limit and the cumulative profit / loss calculated by the cumulative profit / loss calculation unit.
The order processing management method according to claim 10,
The basic order input receiving step includes, as trigger order information, a reference available price input step for inputting a reference price, and an order type input unit for inputting an order type indicating the type of buying and selling. Order processing management method.
15. The order processing management method according to claim 14, wherein
The basic order input receiving step includes:
The order processing management method, wherein the trigger order is validated based on the received trigger order information and the current market price.
The order processing management method according to claim 15, wherein
The basic order input receiving step includes:
If the current market price is higher than the base price and the order type is “Buy”, or if the current market price is lower than the base price and the order type is “Sell”, the trigger order status should be enabled. The order processing management method, wherein the market price is valid if the market price is touched.
The order processing management method according to claim 16, wherein
The trail width information receiving step is to determine the installation direction of the trail order based on the reference price input to the basic order input unit and the order type.
15. The order processing management method according to claim 14, wherein
An order processing management method, further comprising: a preview screen display step for displaying a transaction preview screen that differs depending on the order type and the reference price input in the basic order input step.