JP6425853B1 - Order processing management apparatus and method for financial products - Google Patents

Abstract

[Solution means]
A basic order input receiving unit that receives an input of one or more trigger order information for placing a trail order of a financial product in a financial product order processing management apparatus that processes order information of a financial product, and trail width information in a trail order Based on the traded price of the trigger order information and the trail width information based on the trail width information receiving unit that receives the input and the fact that one of the trigger orders has been filled, the trail order information for the triggered trigger order information A financial product having a trail order generation unit that generates a second order order generation unit, and a continuous order information generation unit that re-enables information on the triggered trigger order corresponding to the trail order based on the fact that the trail order has been filled An order processing management device is provided.
[Selected figure] Figure 1

Description

  The present invention relates to an apparatus and method for processing orders of financial products and management thereof, and in particular, it is possible to perform order transactions of financial products for customers via a network.

  For example, there are financial instruments that buy and sell foreign currency and aim for the difference as profit, as well as the interest rate difference (swap point) brought by the currency pair to buy and sell. For example, with regard to sales orders for such financial products, "market orders" where only currency quantities are to be purchased without specifying purchase prices (order prices), and order prices and quantities are to be purchased. There is a "limit order" which is set in advance as the order content of the transaction to be made and the transaction is concluded when the order price and the market rate (market price) match, especially in the case of foreign exchange margin trading. In principle, limit orders are often used because they are open for 24 hours and constantly fluctuate during that time.

  For such limit orders for foreign currencies, set a price that is lower (higher) than the current currency rate, and then execute a buy (sell) transaction when that price is reached, with the “limit price” or “normal limit price” On the contrary, there is a "stop price" which sets a price higher (cheaper) than the current currency rate and executes a buy (sell) transaction when the price is reached. By pre-registering such various trading orders on a computer, various systems are proposed to bring about the above-mentioned fluctuating exchange rate fluctuations and to make a profit desired by conducting the trading desired by the customer. It is done.

  In the case of transactions involving foreign currency, assuming a range that fluctuates from the historical market conditions, etc. as a "range", it is assumed that market rates will shift within that range in the future, and management is performed within that range A plurality of limit orders each having a bid price and a sell price are set as a trap at intervals with intervals corresponding to the number of funds corresponding to the money. Among these financial instruments, even if the trap is filled, it is possible to automatically and continuously obtain profits from the market that fluctuates up and down in the range by repeatedly calling, setting, and operating the setting based on the trigger. There are also things that are configured.

Currency prices are volatile in a short time due to observations and speculations about industries, the economy, employment, financial conditions and census, sudden terrorism, disputes, etc., and various events in each country. And the market price may deviate from the range assumed by the customer. Since the above trap is set within the range for both buying and selling, if the market rate deviates upward from the range assumed by the customer, such trap will not function and there is no profit from it Can not be received.
In addition to the lost profit as described above, if the company deviates downward from the expected range and loses the opportunity to sell out, in the case of foreign exchange margin trading, so-called loss of principal will increase. There is a problem that it may be dangerous. As a result, when there is a large price fluctuation, it is remarkable when it is not possible to execute the order price timely due to the limit of the system operation and processing capacity (when a slippage occurs). The result is that customers can not choose such financial products with a sense of security.

  Under such circumstances, there has been proposed a system capable of generating a so-called trail order that can change or update the settlement price according to the trend even if the exchange rate deviates from the range.

JP 2004-54643 A JP 2008-40689 A

  However, in the conventional trail order, it is necessary to input those parameters for a new order and a settlement order triggered by the new order, thereby generating a pair of orders. As a result, there is a load on the computer to process, for example, data of "sell" and "buy" at one time.

  In addition, since a new order is linked to a settlement order triggered by the new order, the settlement order may be canceled when the new order is cancelled, and the position can not be maintained.

  The present invention has been made to address these problems, and it is an object of the present invention to provide an order processing and managing apparatus for financial products that can maximize the profits to customers while using a small computer load.

  In order to solve the above-mentioned problems, according to a first main aspect of the present invention, in an order processing and managing apparatus of a financial product that processes financial product order information, at least one of the one or more for ordering a trail of the financial product. Based on the basic order input acceptance unit that receives input of trigger order information, the trail width information reception unit that receives input of trail width information in the trail order, and that one of the one or more trigger orders has been fulfilled A trail order generation unit that generates trail order information for the triggered trigger order information based on the promised price of the trigger order information and the trail width information; and a market price of the financial product based on the trail order information A trail order observing unit that monitors the track order and observes whether the trail order has become filled, and the trail And a continuous order information generation unit which re-enables information on a triggered trigger order corresponding to the trail order based on the statement being filled, the trail order generation unit further comprising: An order processing management apparatus for financial products is provided, which newly generates trail order information for each of the triggered orders that are filled.

  According to such a configuration, since generation of trail order information is not performed at the time of generation of trigger order information, the load is reduced, the execution process is distributed, and computer resources can be used more effectively. Further, since the trigger order and the trail order are not treated as a pair, the trail order does not disappear even if the trigger order is cancelled, and it is possible to prevent the lost profit caused when the trigger order is cancelled.

  Further, according to an embodiment of the present invention, there is provided the order processing management device, wherein the trigger order is a limit / stop order specifying a contract price at the time of ordering. A plurality of trigger orders may be generated for each trigger interval.

  Furthermore, the accumulated profit / loss is calculated for each trigger order price from the fixed profit / loss in the trigger order and the trail order, and the evaluation profit / loss in the uncommitted trail order calculated based on the observation of the market price by the trail order contract observation part. It may further have a cumulative profit and loss calculation unit.

  By configuring in this way, the customer can easily grasp which trigger order price contributed to the profit and loss, and it becomes possible to make more efficient investment.

In this case, the basic order receiving unit has an input unit for inputting a transaction limit amount for profit determination / loss cutting, and the input transaction limit amount, and the accumulated profit and loss calculated by the accumulated profit and loss calculation unit It is preferable to further have an order cancellation unit that cancels the trigger order based on the above. .
Further, according to another embodiment of the present invention, the basic order input receiving unit inputs, as trigger order information, a reference available price input unit for inputting a reference price and an order type indicating the type of trading. An order processing management device is provided which has an order type input unit.
In this case, it is preferable that the basic order input receiving unit validates the trigger order based on the received trigger order information and the current market price, and the current market price is higher than the reference price. If the order type is “Buy” or the current market price is lower than the reference price and the order type is “Sell”, the trigger order status is not validated and the market price is the above standard. It is desirable to be effective if you touch the price. Further, in this case, preferably, the trail width information receiving unit determines the installation direction of the trail order based on the reference price input to the basic order input unit and the order type. Preferably, the apparatus further comprises a preview screen display unit that displays a different transaction preview screen according to the order type and the reference price input to the basic order input unit.
Furthermore, according to the second main aspect of the present invention, in a method for managing order processing of a financial product for processing financial product order information, one or more trigger orders for a computer to make a trail order for the financial product The basic order input acceptance process for accepting the input of information, the trail width information acceptance process for accepting the input of trail width information in the trail order by the computer, and the computer fulfill one of the one or more trigger orders. A trail order generation step of generating trail order information for the triggered trigger order information based on the promised price of the trigger order information and the trail width information based on the trigger order information, and the computer is based on the trail order information Monitor the market price of the above-mentioned financial instruments, and the trail order has been fulfilled. A trail order fulfillment process for observing a track, and a computer generates continuous order information based on the fact that the trail order has been fulfilled, the information on the triggered trigger order corresponding to the trail order is re-enabled Financially, wherein the trail order creation step newly generates trail order information for the computer whenever one of the one or more trigger orders is fulfilled. A method for managing order processing of goods is provided.
According to such a configuration, there is provided an order processing management method that can be executed by the order processing management apparatus according to the first aspect.
Other technical features of the present invention not described herein will be apparent in the description of the following embodiments for carrying out the invention and the accompanying drawings.

FIG. 1 is a schematic block diagram showing an apparatus according to an embodiment of the present invention.

FIG. 2 is a flow chart showing processing in an embodiment of the present invention.

FIG. 3 is an example of an input screen according to an embodiment of the present invention.

FIG. 4 is an example of a setting information table according to an embodiment of the present invention.

FIG. 5 is an example of a trigger setting table according to an embodiment of the present invention.

FIG. 6 shows the state of each order information and data when a plurality of triggered orders are validated in an embodiment of the present invention.

FIG. 7 is a state of each order information and data when one of a plurality of trigger order information is filled at a stage subsequent to FIG. 6 in an embodiment of the present invention.

FIG. 8 is a state of each order information and data at the time when the order price of the trail order is updated in a stage subsequent to FIG. 7 in an embodiment of the present invention.

FIG. 9 shows the state of each order information and data at the time when the trail order is filled and the accumulated profit or loss is calculated in a step subsequent to FIG. 8 in an embodiment of the present invention.

FIG. 10 shows the state of each order information and data at the time when the once triggered trigger order is re-validated in a step subsequent to FIG. 9 in an embodiment of the present invention.

FIG. 11 is a schematic view of the relationship between the market price and the trail order according to the embodiment of the present invention.

FIG. 12 is a schematic diagram showing the relationship between trail orders and market prices after the trigger order that has once been filled is reactivated in an embodiment of the present invention.

FIG. 13 shows, in an embodiment of the present invention, in the subsequent stage of FIG. 10, each piece of order information at the time when a plurality of trail orders are validated based on a plurality of trigger order information being contracted. Data status.

FIG. 14 is a state of each order information and data at the time when a plurality of trail orders are filled and accumulated profit / loss is calculated in a stage subsequent to FIG. 13 in an embodiment of the present invention.

FIG. 15 shows the state of each order information and data at the time when each triggered order that has once been filled becomes valid again in a step that follows FIG. 14 in an embodiment of the present invention.

FIG. 16 is a schematic view of the relationship between the market price and the trail order according to the embodiment of the present invention.

FIG. 17 is a schematic view showing a transaction order input screen according to another embodiment of the present invention.

FIG. 18 is a schematic view showing a preview screen as well.

FIG. 19 is a schematic view showing a preview screen as well.

FIG. 20 is a schematic view showing a preview screen as well.

FIG. 21 is a schematic view showing a preview screen as well.

FIG. 22 is a schematic view showing a preview screen as well.

FIG. 23 is a schematic view showing an example of a trigger setting table as well.

FIG. 24 is a schematic view of the relationship between the market price and the trail order in another embodiment.

FIG. 25 is a schematic view of the relationship between the market price and the trail order in another embodiment.

FIG. 26 is a schematic view of the relationship between the market price and the trail order in another embodiment.

  Hereinafter, an embodiment of the present invention will be described with reference to the drawings.

  FIG. 1 is a schematic block diagram showing an order processing management system of the present invention.

  First, reference numeral 1 in FIG. 1 denotes a customer terminal device. The customer terminal device 1 may be a computer having the display unit 2 and the operation unit 3 and is typically a desktop personal computer or a portable smart phone. The customer terminal device 1 is configured to be able to connect to an order processing management device (hereinafter simply referred to as a “management device”) shown by 5 in the figure via the Internet 4.

  The management device 5 has a program storage unit 6 and a data storage unit 7 connected via a connection bus with a CPU, a RAM, and an input / output interface (not shown). The program storage unit 6 and the data storage unit 7 are writable storage media such as a hard disk.

  The program storage unit 6 is roughly divided into a trail transaction setting input unit 8 for inputting trail setting information including trigger setting information and trail width information, and generates a trigger order based on the inputted trigger setting information. Between the trigger order information processing unit 10 for generating the trail order based on the trigger order information processing unit 9 for generating the trail order based on the input trail width information, the trigger order information processing unit 9 and the trail order information processing unit 10 , A continuous order generation unit 11 that enables continuous orders of trigger order information by linking them, a cumulative profit and loss calculation unit 12 that calculates cumulative gains and losses of continuous trigger orders, and a display unit of the customer terminal device 1 A core processing unit 13 is stored for creating an interface for “2” and performing basic order processing.

  The trail transaction setting input unit 8 has a trigger transaction information input acceptance unit 15 that accepts input of trigger setting information, and a trail width information input acceptance unit 16 that accepts trail width information.

  The trigger order information processing unit 9 has a trigger order generation unit 17 that generates a trigger order based on the input trigger setting information, and a trigger order execution observation unit 18 that observes an execution of a valid trigger order.

  The trail order information processing unit 10 separately generates a trail order generation unit 19 that individually generates a trail order related thereto based on the execution of a specific trigger order, and a trail order execution observation unit 20 that monitors the execution of the trail order. Is provided.

  Further, the core processing unit 13 includes a customer authentication processing unit 22 that performs authentication processing of a customer, an order examination unit 23 that performs order examination of trigger orders, and a correction / cancellation unit that processes correction and cancellation of trigger orders. 24 and an order processing unit 25 for processing the trigger order and trail order are stored.

  On the other hand, the data storage unit 7 includes trail transaction setting information 27 input by the trail transaction setting input unit 8, trigger order information 28 generated by the trigger order generation unit 19, and processed trigger orders and trails. Order history information 29 for recording an order is stored.

  Each of these components and each of the information 8 to 29 are actually computer software programs or data, and are called, expanded, and executed on the RAM by the CPU as components of the present invention. It works. About the basic software (OS) which makes a computer perform such operation, various drivers, etc., illustration and explanation are omitted as composition which is not related to an embodiment of this invention.

  Hereinafter, the detailed configuration and operation of each component and data 8 to 29 will be described along with the actual operation with reference to the flowchart of FIG. 2 and the operation screen of FIG. Note that S1 to S17 in the flowchart indicate step numbers.

  When a customer accesses the management device 5 from the customer terminal device 1 through the Internet 4, first, the customer authentication processing unit 22 of the core processing unit 13 performs customer authentication using account information such as an ID and a password (step S1).

  Then, the trail transaction setting input unit 8 receives the new order shown in FIG. 3 in order to receive the trigger information by the trigger transaction information input receiving unit 15 and to receive the trail width information by the trail width information receiving unit 16. The screen 31 is transmitted to the customer terminal and displayed, and the setting information is input (step S2).

  The new order reception screen 31 in this embodiment has three menu tabs 32, 33, 34 of "order", "correction", and "cancel", and the input of the trigger order and the trail width information is the "order". Perform from the menu tab 32.

  The "order placement" screen 32 includes a basic item input unit 35, a trigger setting information input unit 36, a trail width information input unit 37, and an expiration date input unit 38.

  The basic item input unit 35 specifies or inputs, as the “basic item”, the type of transaction (order type input unit 40), the quantity (quantity input unit 41), and the currency pair (currency pair specification unit 42). It has become.

  Here, a currency pair is two kinds of currencies that are traded with each other, such as "USD / JPY" for the US dollar and the yen, and "EUR / JPY" for the Euro and the yen. The example of FIG. 3 shows an example in which it is a purchase order and a dollar yen transaction of quantity 100,000 currency is specified.

  The trigger setting information input unit 36 is configured to input trigger order setting information including the reference price 44, the trend direction 45, the trigger setting width 46, and the number 47. In this example, for example, 100 (100.000) yen is the starting point (a reference price determined based on the market price), and the trigger installation direction is "up" from "up", "down", "up / down" pull-down 45 Shows an example in which 3 triggers are set with an installation width of 2 yen.

  The trail width information input unit 37 inputs the trail width 49. The trail width information input unit 37 may display a trail width value recommended based on the market price and the like by default. Also in this case, the recommended range can be changed at the customer's discretion, but the input value may be limited so as not to be set too far from the market price.

  Further, the expiration date input unit 38 is configured to input the end 50 of the expiration date. Note that this expiration date may be optional.

  As described above, when the setting information for all trail orders is input and the “(Duplicate) trail order start” button 51 is pressed, the setting information for the trail order input above is used as trail transaction setting information 27 (see FIG. 1). It is stored in the data storage unit 7. By pressing the “Trail Order Start” button 51, if there are input values that are checked by the customer and there is an input value or the like that is determined to be a omission or a prominent input error, an alert that prompts the customer to add or correct input before sending It may be displayed.

  FIG. 4 is a setting information table storing trail transaction setting information 27 input in this manner.

  In this example, the data input on the screen shown in FIG. 3 is stored in the trail transaction setting information 27 of the data storage unit 7 as transaction ID = 1. When entering additional settings, the above procedure may be repeated. The setting information of transaction ID = 2 and ID = 3 is the setting information of the individual trail order input repeatedly in this manner.

  FIG. 5 is a trigger setting table for defining trigger order information 28. As shown in FIG. This data contains the trigger order price in association with the transaction ID and the trigger order ID.

  In the example shown in FIG. 3, it is assumed that the market trend is clearly rising or falling, and "upper" or "lower" is selected according to the trend. If a change in is expected for the foreseeable future (in the case of a so-called range market), it is considered preferable to "up and down" the installation direction across the reference price. In this case, as shown in the example of setting ID = 2 in FIG. 4, for example, the reference price is set to 50.000 yen, and setting of two upper and lower triggers (five in total) across the reference price is performed. You may Either way is left to the customer's choice.

  In the above description, it is assumed that this step is started when the customer selects the "ordering" tab 32 out of the three tabs "32", "33" and "34" of "ordering", "correction" and "cancellation". The order tab 32 may be configured to be displayed.

  In FIG. 3, only the designated part in the installation direction of the order type input, the currency pair designation part and the trigger input part is selected by pull-down, but other parts such as the number of triggers may be input by selection from pull-down. . Further, although the example in which the period designation is performed by the expiration date input unit 38 has been described above, separately, when the button of “period designation” and “indefinite period” is separately prepared and “indefinite period” is selected, the period designation May be omitted.

  Further, in the example of the new order acceptance screen 31 of FIG. 3, only the trigger transaction setting information of the transaction ID = 1 is displayed, but the same screen is displayed with all the installation information indicated by the transaction ID = 2 and ID = 3. It may be displayed on the screen. In this case, each trigger order information 28 generated and validated is shown in FIG. 5 as described later.

  As described above, when the trail transaction setting information is input, the order examination unit 23 of the core processing unit 13 examines the order (step S3) based on the setting.

  This order examination checks the validity of the input made on the order screen 60 by the customer, and it is based on the market price of each currency, laws and regulations such as the Financial Instruments and Exchange Law, and various regulations such as the Financial Futures Trade Association etc. And those based on customer protection.

  If the trail installation information becomes OK in this order examination, the trigger order generation unit 17 generates and validates the trigger order information and displays it along with the trigger order ID on the customer terminal as shown in FIG. 6 (step S4) ).

  If the examination is not satisfied, the process is terminated as an error (step S5). Note that for some items based on customer protection (for example, double check), only alerts for the customer will be displayed, and if it seems that no correction is made to the input content etc., the customer The input content may be permitted as if it is aware of any risk that may occur due to Alternatively, the customer may be notified by mail that the end processing has been performed according to the necessity (step S6).

  If the trail installation information is OK (steps S4 and S7), the trigger order generation unit 17 generates and validates the trigger order information. As a result, a table for order information as shown in FIG. 6 is displayed on the display unit 2 of the customer terminal device 1 together with each order ID. In this table, 60 is a transaction ID. 61 to 65 are for trigger order information, and 61 is an order ID of the trigger order. Also, 62 indicates the status of the triggered order, 62 indicates the order conditions such as stop and limit prices, and 65 indicates the order price. 69 is a column for displaying the order price, and 70 the total evaluation profit and loss for the order ID. 66 to 70 are fields for trail order information corresponding to the trigger order, but are blank at this stage. The column 66 is provided as a column for displaying the trail width inputted by the trail width information input unit 37 in the state of trail transaction 67 and the state 68 of the trail transaction. Although, in this example, a series of trigger order IDs are attached to all pieces of trigger order information, an individual ID may be defined for each transaction ID.

  The example of FIG. 6 shows an example in which a stop order is specified as a trigger order from order ID # 1 to # 3, and assuming that the current market price is 99 yen, respectively, the transition from there to order ID # 1 For “100 yen” for # 2, “102” for # 2, and for # 3 for “104 yen”, the contract is set.

  At the stage when each of the trigger order information items is generated by the trigger order generation unit 17, the state of all the orders is "valid", no trail order is generated, and the continuous number indicating the number of continuous transactions and the accumulated profit or loss are either Is also 0 (step S7).

  Next, observation of the order (steps S8 and S9) is repeated by the trigger order execution observation unit 18, and as a result, when the market price fluctuates and becomes “100 yen” as shown in the figure, the trigger order ID # Since the order price “100 yen” of 01 is satisfied, the order is contracted and is processed by the order processing unit 25 of the core processing unit 13.

  FIGS. 11 and 12 are schematic views showing the flow of the trigger order ID # 1 and the trail order corresponding thereto in relation to the market price. The solid line 75 represents the transition of the market price, and the dotted line 76 represents the transition of the trail price. The price of the trail is set at an amount (99 yen) minus the width of the trail (1 yen) at the stage of the price 100 yen (black circle 77) (white circle 78).

  When a contract is observed, the trigger order contract observation unit 18 notifies the continuous order generation unit 11 of the fact and counts up the number of consecutive orders (71-1) to "1" (FIG. 7, step). S10). Next, the continuous order generation unit 11 notifies the trail order information processing unit 10 that the trigger order of the order ID # 1 has been filled.

  In response to this, the trail order generation unit 19 generates a new trail order based on the trail width information (step S11). FIG. 7 shows this state. If the corresponding trigger order ID # 01 is "buy", the sale type in this case is "sell" which is the opposite. The order price calculated at this point is the sum of the current market price (100.010) minus the trail width (1 yen) (99.010 yen).

  Thus, when the settlement trail information is generated and registered, the trail order execution observing section 20 executes the observation cycle of the execution (S12 to S15). That is, when the market price rises from 100 yen at the above point and reaches 101.5 yen, which exceeds the trail width, for example, as shown in FIG. In the case of step S13), the order price (trail price) of the corresponding settlement trail is also updated following it (S14).

  Furthermore, when the market price in the market changes and changes from the favorable price movement (rising) so far to an unfavorable price movement (falling) at 101.5 yen and becomes 100.5 (indicated by a square 79 in FIG. 12) ) Is observed to be lower than the corresponding order price of the trail order, and the order processing unit 25 processes the order based on the fulfillment of the order (FIG. 9, step S15).

  In this way, when the corresponding trail order is filled, the trail order confirmation unit 20 notifies the continuous order generation unit 11 of that fact. The continuous order generation unit 11 notifies the trigger order information processing unit 9 of the fact that the trail order corresponding to the trigger order of the trigger order ID # 1 has been contracted, and the trigger order generation unit 17 Re-enable the trigger order of the ID # 1 (FIG. 10). At this point, the information on the trail order information stored in the memory of the trail order information processing unit is erased (step 16) and observation of the trail order price is no longer performed.

  Subsequently, the accumulated loss calculation unit 12 calculates the accumulated profit and loss based on the trail order execution detection in the continuous order generation unit 11 (step S17), and the accumulated amount as shown in FIG. 9 (72-1). The profit and loss amount is updated and displayed.

  When generating a trail order or re-enabling a trigger order as described above, it is preferable to judge whether it is possible to place an order after examining the trade and margin in the situation at that time. If it is determined that the order can not be placed at this time, the transaction is terminated, and the order processor 25 notifies the customer of the fact by mail.

  Moreover, FIGS. 13-15 has shown the display on the display part 2 of the customer terminal device 1 in, when such sales order is further performed. FIG. 16 is a schematic diagram showing the relationship between the trail price and the market price. Black circles # 1 to # 3 represent a "stop" or "stop" bid, and a white square 80 represents a trail "off" trade. The range A enclosed by a two-dot chain line is as shown in FIGS. 13 to 15, that is, after the trigger orders for the order IDs # 1 to 3 have been filled (black circles # 1 to 3) and the corresponding trail orders are activated. The market price is reversed until these trail orders are filled).

  As can be seen from these figures, the order price for the settlement trails of order IDs # 1 to 3 rises accordingly while the market price is rising. That is, when the market price reaches 104.5 yen, all three are automatically corrected to 103.5 yen. The market price reverses once from 104.5 yen and falls, and when they reach 103.5 yen, they simultaneously execute.

  After that, the functions of the continuous order generation unit 11, the trail order information processing unit 10, and the trigger order information processing unit 9 re-enable the trigger order based on the same parameters, etc., generate the trail order, and execute The trade can be repeated and continued by

  The tables shown in FIGS. 10 and 15 are displayed on the display unit 2 of the customer terminal device 1. Therefore, the customer can grasp the number of consecutive times and accumulated profit and loss for each transaction ID, and can easily grasp which trigger order among the plurality of trigger orders contributes to the profit.

  In addition to this, the core processing unit 13 is provided with a correction / cancellation processing unit 24.

  In the correction process by the correction / cancellation unit 24, it is possible to change the trail width and the expiration date. By individually changing the setting list displayed by selecting the "Modify" menu tab 72, trail orders that have already become valid are excluded from the target.

  In the correction processing by the correction / cancellation processing unit 24, cancellation is performed by individually specifying from the setting list displayed by selecting the “cancel” menu tab 73. However, trail orders that are already valid are not covered.

  In the above embodiment, the menu tab is selected on the operation screen 31. However, without using this method, for example, a button for displaying the detailed list is prepared on the screen, and the displayed list is displayed. It is also possible to prepare a "correction" or "cancel" button and perform it accordingly.

  In addition, the configuration of each part of the device in the present invention is not limited to the illustrated configuration example, and various modifications can be made to achieve substantially the same configuration.

For example, in the above embodiment,
(1) In the case where the upward trend of the market price is expected, an example in which the base price is set higher than the current market price and triggers are sequentially installed “upward” from the base price,
(2) In the case where a downtrend of the market is expected, set the base price lower than the current market and set triggers in sequence "downward" from the base price,
(3) When it can be expected that the market price moves up and down within a certain range, an example of installing a trigger vertically across the reference price,
showed that.

But in fact,
(1 ') If a rising trend is expected but the current market price is falling,
(2 ') If a downward trend is expected, but the current market price is rising,
There is.

  In the case of (1 ') or (2'), it may be desirable to put an order on hold until certain conditions are met, instead of immediately activating a trail order.

  Therefore, FIG. 17 shows an example of a new order reception screen 31 ′ optimized to cope with cases (1 ′) and (2 ′) as well as cases (1) and (2) above. It is.

  In the example of the new order reception screen 31 shown in FIG. 3, the trigger installation direction can be selected, but in this example, when the “Buy” order is selected in the transaction type, reference numeral 85 in the figure is shown. As shown in, “Upward” is automatically labeled as the trigger setting direction, and “Down” is labeled (not shown) when “Sell” order is selected, and the trigger installation direction is automatically set. It is set to be set.

  Further, in this embodiment, for convenience of understanding of the user's transaction operation, the transaction setting input unit 8 displays a preview image of the transaction as shown in FIG. 18 to FIG. It is displayed in the space below.

  FIG. 18 shows a preview image displayed in an initial state in which the transaction type and the reference price are not set on the new order reception screen 31 ′, and the above (1), (2), (1 ′), All states of (2 ') are listed.

  Next, FIG. 19 is a preview image displayed when the “Buy” order is selected in the transaction type input unit 40 of the new order reception screen 31 ′ of FIG. 17 and, in this case, as described above, the trigger The installation direction 85 is automatically set to "upward". The selection of the “Take” order as the trigger transaction type 40 is selected when the market is in an upward trend, and generally, the base price (starting point of trigger installation) 44 is set higher than the current market price.

  Similarly, FIG. 20 is a preview image displayed when the “sales” order is selected. In this case, the trigger installation direction 85 is automatically set “downward”. The selection of the trigger trade type “sale” order is selected when the market is in a downtrend, and generally, the reference price (starting point of trigger installation) is set lower than the current market price.

  However, depending on the user, while forecasting the upward trend of the market price, the basic setting of the duplicate trail transaction of the present invention may be performed while the market price is falling. Therefore, in this embodiment, after the user selects the “Buy” order in the transaction type input unit 40 of the new order reception screen 31 ′ of FIG. 17, the trigger installation reference price 44 (starting point) is more than the current market price. When a low price is set (corresponding to the case of (1 ') above), the preview screen shown in FIG. 21 is displayed to display that the set trigger order is not activated immediately and is on standby. .

  Similarly, in FIG. 22, after the user selects the “sales” order in the transaction type input unit 40 of the new order reception screen 31 ′ of FIG. 17, the trigger installation reference price 44 (starting point) is more than the current market price. It is a preview screen when setting a high price (corresponding to the case of (2 ') above).

  23 and 24 show the case of the above (1 '), that is, after the user selects the "Buy" order at the transaction type input unit 40 of the new order reception screen 31' of FIG. (Starting point) An example of setting a trigger order when a price lower than the current market price (indicated by reference numeral 86 in FIG. 24) is set as (order ID # 1 in FIGS. 23 and 24).

  In this case, the trigger order generation unit 17 generates the trigger orders # 1 to # 3, but does not validate the trigger orders # 1 to # 3, and sets the "standby" state (see the state column 63 in FIG. 23). As a result, the duplicate trail transaction is substantially "reserved". This enables the user to set the "buy" and "up" trigger regardless of the current market price.

  FIG. 25 shows a state in which the current market price moves from the state of FIG. 24 and touches the reference price.

  The trigger order generation unit 17 monitors a waiting trigger order, and when the current market price moves and touches the reference price, the trigger order # 1 to # 3 status becomes valid. As a result, the state of each of the trigger orders # 1 to # 3 is the same as that shown in FIG. 6 ("valid").

  FIG. 26 shows a state after trigger orders # 1 to # 3 are validated. In this example, the current market price falls as it is after touching the above-mentioned reference price, but is immediately reversed and rises. Then, in FIG. 26, the market price is further increased, and the trigger order # 1 is executed at the current market price at that time, and the state of the trigger order # 1 becomes "committed" as in FIG. Is an indicator of When this is observed by the trigger order execution observation unit 18, a sale trail order is generated by the trail order generation unit 19 as in FIG. 7 and becomes effective.

  Then, after that, when the market price rises and hits the price of trigger order # 2, # 3, the trigger order is executed at each price, and the trail order corresponding to each is generated by the trail order generation unit 19・ Validated, then, when the market price turns downward and falls by the trail width (reference numeral 80), all trail orders execute.

  Also in this embodiment, after this, all trigger orders # 1 to # 3 are validated again.

  Further, in the above-described embodiment, although it has been described that individual duplicate trail orders can be canceled from the “cancel” tab in the new order reception screen 31 of FIG. 3, not only manual cancellation but also accumulated profit or loss It may be possible to stop the transaction automatically on the basis of.

  In the new order reception screen of FIG. 17, reference numeral 87 denotes an input field for the accumulated transaction profit and loss amount for that purpose. In this example, the correction / cancellation unit 24 observes the accumulated loss amount calculated by the accumulated profit and loss calculation unit 12 and automatically cancels the transaction based on the restriction amount 87.

Reference Signs List 1 terminal device 2 display unit 3 operation unit 4 Internet 5 order processing management device 6 program storage unit 7 data storage unit 8 trail transaction setting input unit 9 trigger order information processing unit 10 trail order information Processing unit 11 ... continuous order generation unit 12 ... accumulated profit and loss calculation unit 13 ... backbone processing unit 15 ... trigger setting information input reception unit 16 ... trail width information input reception unit 17 ... trigger order generation unit 18 ... trigger order execution observation unit 19 ... Trail order generation unit 20 ... trail order execution observation unit 22 ... customer authentication processing unit 23 ... order examination unit 24 ... correction / cancellation processing unit 25 ... order processing unit 27 ... trail transaction setting information 28 ... trigger order information 29 ... order history information 31 ... trail order screen 32 ... ordering menu tab 33 ... correction menu tab 34 ... cancellation menu tab 35 ... basic Eye input section 36 ... trigger setting information input unit 36
37 ... trail width information input unit 51 ... trail order start button

Claims (18)

In the order processing control device for financial products that processes financial product order information,
A basic order input reception unit that receives an input of one or more trigger order information for making a trail order of the financial product;
A trail width information receiving unit that receives an input of trail width information in the trail ordering;
A trail which generates trail order information for the triggered trigger order information based on the promised price of the triggered order information and the trail width information based on one of the one or more triggered orders being fulfilled. An order generation unit,
A trail order execution observation unit that monitors the market price of the financial product based on the trail order information and observes whether the trail order has become closed;
A continuous order information generation unit which re-enables information on a triggered trigger order corresponding to the trail order based on the fact that the trail order has been filled;
Have
The apparatus for managing order processing of financial products, wherein the trail order generation unit newly generates trail order information for one of one or more trigger orders each time it fills. The order processing management device according to claim 1, wherein the trail order generation unit calculates an order price of the trail order based on one of the one or more trigger orders being fulfilled. Order processing management device characterized by The order processing management device according to claim 1, wherein the unscheduled trail order calculated on the basis of observation of a market price by the trailed order observing unit and firmed gains and losses in the trigger order and the trail order. An order processing management device further comprising: a cumulative profit and loss calculation unit which calculates a cumulative profit and loss from the valuation and profit and loss for each trigger order price. The order processing management apparatus according to claim 3, wherein
The basic order input reception unit has an input unit for inputting a transaction limit amount for profit determination / loss cutting,
The order processing management device, further comprising: an order cancellation unit that cancels the trigger order based on the input transaction restriction amount and the accumulated profit and loss calculated by the accumulated profit and loss calculation unit. In the order processing management device according to claim 1,
The basic order input reception unit has a standard price input unit for inputting a reference price as trigger order information, and an order type input unit for inputting an order type indicating whether the sales is different or not. Order processing management device. In the order processing management device according to claim 5,
The basic order input reception unit
An order processing management apparatus characterized in that a trigger order is validated based on the received trigger order information and the current market price. In the order processing management device according to claim 6,
The basic order input reception unit
If the current market price is higher than the base price and the order type is "Buy", or if the current market price is lower than the base price and the order type is "sold", enable the trigger order status. The order processing control device is characterized in that it enables the market price when the market price touches the reference price. In the order processing management device according to claim 7,
The order processing management apparatus, wherein the trail width information receiving unit determines the installation direction of the trail order based on the reference price input to the basic order input receiving unit and the order type. In the order processing management device according to claim 5,
The order processing control device further includes a preview screen display unit that displays a different transaction preview screen according to the order type and the reference price input to the basic order input reception unit. In a method for managing order processing of financial products for processing order information of financial products,
A basic order input acceptance process in which a computer accepts input of one or more trigger order information for placing a trail order of the financial product;
A trail width information receiving step in which a computer receives an input of trail width information in the trail order;
The computer determines, based on the fulfillment price of the trigger order information and the trail width information, based on the fact that one of the one or more trigger orders is fulfilled, the trail order information for the triggered trigger order information Trail order generation process to be generated,
A trail order fulfillment observation step in which a computer monitors the market price of the financial product based on the trail order information and observes whether the trail order has become fulfilled;
A continuous order information generation step of the computer re-enabling the information of the triggered trigger order corresponding to the trail order based on the fact that the trail order has become fulfilled;
Have
A method for managing order processing of a financial product, wherein the trail order creation step newly generates trail order information for a computer whenever one of one or more trigger orders is fulfilled. The order processing management method according to claim 10, wherein the trail order generation step calculates the order price of the trail order based on one of the one or more trigger orders being fulfilled. Order processing management method to be characterized. 11. The order processing management method according to claim 10, wherein the unscheduled trail order calculated based on observation of the market price by the trail order confirmed observation process and the profit and loss confirmed in the trigger order and the trail order. A method for managing order processing, the method further comprising: a cumulative profit and loss calculating step of calculating a cumulative profit and loss from the evaluated profit and loss for each trigger order price. The order processing management method according to claim 12, wherein
The basic order receiving step has an input step of inputting a transaction limit amount for profit determination / loss cutting,
The order processing control method according to claim 1, further comprising: an order cancellation step of canceling the trigger order based on the input transaction limit amount and the accumulated profit and loss calculated by the accumulated profit and loss calculation step . In the order processing management method according to claim 10,
The basic order input receiving step is characterized in that it has a standard price input step for inputting a reference price as trigger order information, and an order type input step for inputting an order type indicating the distinction of trading. Order processing control method. In the order processing management method according to claim 14,
The basic order input acceptance process is
An order processing control method, comprising: activating a trigger order based on the received trigger order information and a current market price. In the order processing management method according to claim 15,
The basic order input acceptance process is
If the current market price is higher than the base price and the order type is "Buy", or if the current market price is lower than the base price and the order type is "sold", enable the trigger order status. The order processing management method according to claim 1, wherein the order price is valid if the market price touches the reference price. In the order processing management method according to claim 16,
The order processing management method, wherein the trail width information receiving step determines the installation direction of the trail order based on the reference price input to the basic order input receiving step and the order type. In the order processing management method according to claim 14,
An order processing management method, further comprising a preview screen display step of displaying a different transaction preview screen according to the order type and the reference price input in the basic order input reception step.