WO2009005283A2 - A method of publishing, managing and circulating financial goods like stocks/futures/funds with a coupon on online - Google Patents
A method of publishing, managing and circulating financial goods like stocks/futures/funds with a coupon on online Download PDFInfo
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- WO2009005283A2 WO2009005283A2 PCT/KR2008/003866 KR2008003866W WO2009005283A2 WO 2009005283 A2 WO2009005283 A2 WO 2009005283A2 KR 2008003866 W KR2008003866 W KR 2008003866W WO 2009005283 A2 WO2009005283 A2 WO 2009005283A2
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- financial instruments
- stocks
- assignee
- futures
- funds
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
- G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
- G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
Definitions
- the present invention relates to a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in the form of exchange tickets online.
- the present invention enables financial instruments, such as stocks/futures/funds, to be issued, managed and circulated in the form of exchange tickets online through an escrow system, and enables financial instruments, such as stocks/futures/funds, to be issued, managed and circulated in the form of exchange tickets online in an Internet stock trading site through the direct application of the technology thereto.
- the present invention relates to a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in the form of exchange tickets online.
- wreathes or products which are consumables, are given as presents in order to celebrate special memorial days or the like.
- savings exchange tickets such as stock exchange tickets
- replace such consumables and are given as presents there are advantages in that recipients have gratitude for the receiving of presents having the value of stocks, and in that they can become interested in stocks or finance portraying the flow of a market economy, thereby promoting the recipients' interest in the economy.
- Fig. 1 is a diagram showing a prior art process of issuing stock exchange tickets, which is disclosed in Korean Patent Application No. 10-2000-0056307.
- stock exchange tickets are issued in association with a superior commercial bank (marketing is supported by the bank), the total amount of money of issued exchange tickets (exclusive of a fee of 1000 won per ticket) is guaranteed and held by the associate bank, and an exchange ticket holder must purchase stocks corresponding to 60% or more of the price of the issued exchange tickets that are recommended by a relevant stock investment research institute one time.
- Stock exchange tickets may be classified into stable growth stock exchange tickets related to the purchase of stocks listed on a stock exchange or registered with a related association, and high-risk, high- growth venture company supporting stock exchange tickets related to investment in promising venture companies.
- the present invention is intended to issue, manage and circulate financial instruments, such as stocks/futures/funds, in the form of exchange tickets online.
- Korean Patent Application No. 10-2000-0056307 (filed on September 25, 2000) discloses technology related to stock exchange tickets.
- Fig. 1 is a diagram showing a prior art process of issuing stock exchange tickets, which is disclosed in Korean Patent Application No. 10- 2000-0056307.
- stock exchange tickets are issued in association with a superior commercial bank (marketing is supported by the bank), the total amount of money of issued exchange tickets (exclusive of a fee of 1000 won per ticket) is guaranteed and held by the associate bank, and an exchange ticket holder must purchase stocks corresponding to 60% or more of the price of the issued exchange tickets that are recommended by a relevant stock investment research institute one time.
- Stock exchange tickets may be classified into stable growth stock exchange tickets related to the purchase of stocks listed on a stock exchange or registered with a related association, and high-risk, high-growth venture company supporting stock exchange tickets related to investment in promising venture companies.
- An object of the present invention is to provide a method of conveniently and easily issuing and managing stock exchange tickets, such as spots/futures/bonds/funds, online, and circulating them online or offline in the state that is legitimate according to the law now in force and does not considerably depart from the existing practice of the trading of stocks or financial instruments.
- Another object of the present invention is to promote the active trading of financial instruments, such as spots/futures/bonds/funds, by enabling the financial instruments to be conveniently sold and purchased online through the medium of exchange tickets.
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online includes a step of opening a stock transaction account in a bank or a security corporation; a step of visiting a website, logging in to the website or, in the case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number!
- PW login password
- a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired financial instruments; a step of determining whether to convert the selected financial instruments, such as stocks/futures/funds, into exchange tickets or to trade the financial instruments as typical financial instruments, such as stocks/futures/funds; a step of purchasing online exchange tickets by entering a password (PW) for the trading of the financial instruments, such as stocks/futures/funds, and a stock trading authentication number; a step of preparing an online assignment contract including the names of the financial instruments to be assigned, the number of financial instruments to be assigned, an assignor's personal information; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password.
- PW password
- the method according to the above-described first embodiment is a process of converting purchasing financial instruments, such as stocks/futures/funds, into exchange tickets and issuing the exchange tickets in a process of purchasing the financial instruments, such as stocks/futures/funds, online for the first time. Furthermore, even in the case where the financial instruments, such as stocks/futures/funds, are determined to be traded as typical financial instruments and the trading of the financial instruments, such as stocks/futures/funds, is completed, it is possible to convert the purchased financial instruments, such as stocks/futures/funds, into exchange tickets.
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online includes a step of visiting a website and logging in to the website; a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired items of financial instruments, such as stocks/futures/funds; a step of preparing an online assignment contact, including names of financial instruments, such as stocks/futures/funds, to be assigned, a number of financial instruments, such as stocks/futures/funds, to be assigned, and personal information of an assignor; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password.
- the method according to the above-described second embodiment is a process of converting held stocks into exchange tickets and then issuing the exchange tickets when a member has purchased the stocks and holds them in his or her stock trading account.
- a detailed scheme thereof includes a step of an assignor purchasing financial instruments, a step of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for the presentation of the financial instruments to an assignee, a step of the escrow system providing notification of the transfer of the financial instruments to the relevant assignee by the assignor, and then providing exchange tickets to the assignee online or offline, a step of the assignee accessing the escrow system and then preparing an acquisition contract, a step of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting the registration of a change of holders, a step of the relevant financial institution transferring the assignor's financial instruments to the assignee, a step of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee, and a step of the escrow system providing notification of the transfer of the relevant financial instruments to both the assignor and the assignee.
- Each of the first and second embodiments may further include a step, in the case where exchange tickets are issued in the situation where the assignee has been designated, sending the exchange ticket using at least one of online transmission via the assignee's e-mail, text message transmission via a mobile phone, and direct transmission to the assignee via hard copies, such as paper or cards, or, in the case where exchange tickets are issued in the situation where the assignee has not been designated, sending the exchange tickets to an assignor through direction transmission using hard copies, such as paper or cards.
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online includes a step of a person who has acquired issued exchange tickets visiting a website, logging in to the website or, in a case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step of an assignee preparing an acquisition contract; a step of obtaining approval for assignment through the assignee's entry of an exchange ticket serial number and an assignment password or, in a case where the assignee does not know the assignment password, through use of an assignor's mobile phone or e-mail or online access; and a step of, in a case where the assignee has a bank stock account, transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's bank stock account, and, in a case where the assignee
- the method according to the above-described third embodiment is a process of enabling a recipient to acquire circulated exchange tickets online.
- financial instruments such as stocks/futures/funds
- the method of issuing and managing exchange tickets online facilitates the sale and purchase of stocks, thus contributing to the active trading of stocks and financial instruments.
- the present invention has an advantage in that the financing for corporations can be easily attained due to the active stock market based on the possession of stocks by many people, with the result that international competitiveness is increased, thereby contributing to the development of a nation.
- Fig. 2 shows a process in which a customer (hereinafter referred to as an 'assignor') who desires to issue the exchange tickets of the present invention first purchases financial instruments, such as stocks/futures/funds, converts them into stock exchange tickets, and issues, manages and circulates the stock exchange tickets online.
- financial instruments such as stocks/futures/funds
- the assignor who desires to issue stock exchange tickets opens a transaction account with a bank or a security corporation at step 10, and visits a website, logs in to the website or applies for membership by entering member identification (ID), a login password (PW) and a stock trading password in the case of a new member, and then downloads a stock trading authentication number at step 20. Thereafter, whether the member has opened a bankbook is checked at step 21. If the member has opened a bankbook, approval is given to the member so that he or she can purchase exchange tickets at step 30. In contrast, the member who has not opened a bankbook is prompted to visit a bank and open a stock account bankbook.
- the assignor who has approval searches for financial instruments, such as stocks/futures/funds, and selects desired financial instruments, such as stocks/futures/funds, at step 40, and determines whether to convert the selected financial instruments into exchange tickets or to trade the selected financial instruments as typical financial instruments, such as stocks/futures/funds, at step 50.
- online exchange tickets are purchased by entering a purchase password (PW), approving the provisions of a financial instrument contract and entering a stock trade authentication number at step 60, an online assignment contract, including the names of financial instruments, such as stocks/futures/funds, to be assigned, the number of financial instruments, such as stocks/futures/funds, to be assigned, and the personal information of the assignor, is prepared at step 70, and exchange tickets are issued by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password for the prevention of theft at step 80.
- PW purchase password
- an online assignment contract including the names of financial instruments, such as stocks/futures/funds, to be assigned, the number of financial instruments, such as stocks/futures/funds, to be assigned, and the personal information of the assignor, is prepared at step 70, and exchange tickets are issued by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange
- Fig. 3 shows a process in which an assignor converts financial instruments into exchange tickets in the state in which the assignor has purchased financial instruments, such as stocks/futures/funds, and holds the financial instruments in his or her stock trading account.
- the assignor visits the website and logs in to the website at step 110, obtains approval after whether the assignor is a member who can purchase exchange tickets, such as stocks/futures/funds, is checked at step 120, searches for financial instruments, such as stocks/futures/funds, and selects desired items of financial instruments at step 130, prepares an online assignment contact, including the names of financial instruments, such as stocks/futures/funds, to be assigned, the number of financial instruments, such as stocks/futures/funds, to be assigned, and the personal information of the assignor at step 140, and issues exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password at step 150.
- exchange tickets are sent using at least one of online transmission via the assignee's e-mail, the transmission of a mobile phone text message and the direct transmission of hard copies to the assignee.
- exchange tickets are sent directly to the assignor in the form of hard copies.
- Fig. 4 shows a process in which a person who has acquired exchange tickets for financial instruments, such as stocks/futures/funds, through the presentation of an assignor (hereinafter referred to as an 'assignee') transfers the exchange tickets to his or her own stock account online.
- an assignor hereinafter referred to as an 'assignee'
- the person who has acquired the issued exchange tickets visits a website, logs in to the website or, in the case of a new member, applies for membership by entering an ID, a login password (PW) and a stock trading password, and downloads a stock trading authentication number at step 210, prepares an acquisition contract at step 220, and reads exchange ticket acquisition registration provisions, approves the provisions, and enters exchange ticket serial numbers and an assignment password.
- PW login password
- a stock trading password a stock trading authentication number
- Fig. 5 is a diagram showing a process in which actual exchange tickets according to the present invention are issued. That is, when a certain person (hereinafter referred to as an 'assignor') desires to issue exchange tickets and give them to a specific person (hereinafter referred to as an ' assignee') as a present, the following process will be performed.
- an 'assignor' a certain person
- an ' assignee' a specific person
- An assignor purchases financial instruments at step 250, and accesses an escrow system, issues exchange tickets based on the purchased financial instruments, and prepares an assignment contract for the presentation of the financial instruments to an assignee at step 260, Thereafter, the escrow system provides notification of the transfer of the assignor's financial instruments to the assignee and then provides exchange tickets to the assignee online or offline at step 270, and the assignee accesses the escrow system and then prepares an acquisition contract at step 280. Finally, the escrow system requests the registration of a change of holders by submitting assignment/acquisition contracts to a specific financial institution at step 290, and the relevant financial institution transfers the assignor's financial instruments to the assignee at step 300.
- the relevant financial institution provides to the escrow system notification of the transfer of the assignor's financial instruments to the assignee at step 310, and the escrow system provides notification of the transfer of the relevant financial instruments to both the assignor and the assignee at steps 320/330.
- the notification of financial instruments may be provided to both the assignor and the assignee via electronic mail, postal service, a mobile phone text message, or a wired/wireless telephone,
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in the form of exchange tickets online includes a step of an assignor purchasing financial instruments, a step of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for the presentation of the financial instruments to an assignee, a step of the escrow system providing notification of the assignment of the financial instruments to the relevant assignee by the assignor and providing exchange tickets to the assignee online or offline, a step of the assignee accessing the escrow system and then preparing an acquisition contract, a step of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting the registration of a change of holders, a step of the relevant financial institution transferring the assignor's financial instruments to the assignee, a step of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee, and a step of the escrow system
- an assignor purchases financial instruments at step 250, and then accesses an escrow system, issues exchange tickets based on the purchased financial instruments and prepares an assignment contract for the presentation of the financial instruments to an assignee at step 260.
- the escrow system provides notification of the transfer of the assignor's financial instruments to the relevant assignee and then provides exchange tickets to the assignee online or offline at step 270, and the assignee accesses the escrow system and then prepares an acquisition contract at step 280.
- the escrow system requests the registration of a change of holders by submitting assignment/acquisition contracts to a specific financial institution at step 290, and the relevant financial institution transfers the assignor's financial instruments to the assignee at step 300.
- the relevant financial institution provides to the escrow system notification of the transfer of the assignor's financial instruments to the assignee at step 310, and the escrow system provides notification of the transfer of the relevant financial instruments to both the assignor and the assignee at steps 320/330.
- the notification of the transfer of the financial instruments is provided to both the assignor and the assignee via electronic mail, postal service, a mobile phone text message, or a wired/wireless phone.
- Another object of the present invention is to facilitate the assignment and acquisition of financial instruments, such as spots/futures/bonds/funds, through the means of exchange tickets online, thereby promoting the active trading of the financial instruments.
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online includes a step of opening a stock transaction account in a bank or a security corporation; a step of visiting a website, logging in to the website or, in the case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired financial instruments; a step of determining whether to convert the selected financial instruments, such as stocks/futures/funds, into exchange tickets or to trade the financial instruments as typical financial instruments, such as stocks/futures/funds; a step of purchasing online exchange tickets by entering a password (PW) for the trading of the financial
- PW password
- the method according to the above-described first embodiment is a process of converting purchasing financial instruments, such as stocks/futures/funds, into exchange tickets and issuing the exchange tickets in a process of purchasing the financial instruments, such as stocks/futures/funds, online for the first time.
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online includes a step of visiting a website and logging in to the website; a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired items of financial instruments, such as stocks/futures/funds; a step of preparing an online assignment contact, including names of financial instruments, such as stocks/futures/funds, to be assigned, a number of financial instruments, such as stocks/futures/funds, to be assigned, and personal information of an assignor; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password.
- the method according to the above-described second embodiment is a process of converting held stocks into exchange tickets and then issuing the exchange tickets when a member has purchased the stocks and holds them in his or her stock trading account.
- a detailed scheme thereof includes a step of an assignor purchasing financial instruments, a step of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for the presentation of the financial instruments to an assignee, a step of the escrow system providing notification of the transfer of the financial instruments to the relevant assignee by the assignor, and then providing exchange tickets to the assignee online or offline, a step of the assignee accessing the escrow system and then preparing an acquisition contract, a step of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting the registration of a change of holders, a step of the relevant financial institution transferring the assignor's financial instruments to the assignee, a step of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee, and a step of the escrow system providing notification of the transfer of the relevant financial instruments to both the assignor and the assignee.
- Each of the first and second embodiments may further include a step, in the case where exchange tickets are issued in the situation where the assignee has been designated, sending the exchange ticket using at least one of online transmission via the assignee's e-mail, text message transmission via a mobile phone, and direct transmission to the assignee via hard copies, such as paper or cards, or, in the case where exchange tickets are issued in the situation where the assignee has not been designated, sending the exchange tickets to an assignor through direction transmission using hard copies, such as paper or cards.
- a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online includes a step of a person who has acquired issued exchange tickets visiting a website, logging in to the website or, in a case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step of an assignee preparing an acquisition contract; a step of obtaining approval for assignment through the assignee's entry of an exchange ticket serial number and an assignment password or, in a case where the assignee does not know the assignment password, through use of an assignor's mobile phone or e-mail or online access; and a step of, in a case where the assignee has a bank stock account, transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's bank stock account, and, in a case where the assignee
- the method according to the above-described third embodiment is a process of enabling a recipient to acquire circulated exchange tickets online.
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Abstract
The present invention relates to a method of issuing, managing and circulating financial instruments, such as stocks/futures/ funds, in the form of exchange tickets online. The present invention includes the steps of searching financial instruments, such as stocks/futures/funds and selecting financial instruments, such as stocks/futures/funds; purchasing online exchange tickets for the selected financial instruments, such as stocks/futures/funds, by entering a trading password (PW) and a stock trading authentication number; preparing an online assignment contract; and issuing the exchange tickets by assigning exchange ticket serial numbers and entering an assignment password. According to the present invention, financial instruments, such as stocks/futures/funds, can be easily and conveniently issued, managed and circulated in the form of exchange tickets in conformity with existing online stock trade, thereby providing advantages of allowing more people to possess stocks and financial instruments and promoting broader, economically aware minds.
Description
_
[DESCRIPTION]
[Invention Title]
A METHOD OF PUBLISHING, MANAGING AND CIRCULATING FINANCIAL GOODS LIKE STOCKS/FUTURES/FϋNDS WITH A COUPON ON ONLINE
[Technical Field]
The present invention relates to a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in the form of exchange tickets online. The present invention enables financial instruments, such as stocks/futures/funds, to be issued, managed and circulated in the form of exchange tickets online through an escrow system, and enables financial instruments, such as stocks/futures/funds, to be issued, managed and circulated in the form of exchange tickets online in an Internet stock trading site through the direct application of the technology thereto.
[Background Art]
The present invention relates to a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in the form of exchange tickets online.
Recently, as the domestic economy enters a prosperous period, the composite stock price index of the domestic stock market is increasing day by day. Although the field of financial instruments, such as stocks/futures/funds, has been considered to be a limited field in which specific persons perform trading, it is recognized as one method of accumulating property used by people alongside the advancement and growth in scale of the domestic economy. Furthermore, since people participate in the trading of stocks, the stock market can be activated and the raising of capital by domestic companies can be achieved inexpensively and easily, with the result that the international competitiveness of companies can be increased, thereby contributing to the development of a nation.
In general, wreathes or products, which are consumables, are given as presents in order to celebrate special memorial days or the like. If savings
exchange tickets, such as stock exchange tickets, replace such consumables and are given as presents, there are advantages in that recipients have gratitude for the receiving of presents having the value of stocks, and in that they can become interested in stocks or finance portraying the flow of a market economy, thereby promoting the recipients' interest in the economy.
As a method of increasing the participation of people in stock trading, Preceding Korean Patent Application No. 10-2000-0056307 (filed on September 25, 2000) discloses technology related to stock exchange tickets. Fig. 1 is a diagram showing a prior art process of issuing stock exchange tickets, which is disclosed in Korean Patent Application No. 10-2000-0056307. In that case, stock exchange tickets are issued in association with a superior commercial bank (marketing is supported by the bank), the total amount of money of issued exchange tickets (exclusive of a fee of 1000 won per ticket) is guaranteed and held by the associate bank, and an exchange ticket holder must purchase stocks corresponding to 60% or more of the price of the issued exchange tickets that are recommended by a relevant stock investment research institute one time. Stock exchange tickets may be classified into stable growth stock exchange tickets related to the purchase of stocks listed on a stock exchange or registered with a related association, and high-risk, high- growth venture company supporting stock exchange tickets related to investment in promising venture companies.
The above-described preceding patent application related to stock exchange tickets was rejected because it has no patent requirements in any aspect due to the offline-based issuance of exchange tickets. Furthermore, the offline issuance of stock exchange tickets has a problem in that it is impossible to put it into practice because the value of the stock exchange tickets varies frequently and there are many restrictions imposed by stock trading laws and tax laws. [Disclosure] [Technical Problem]
The present invention is intended to issue, manage and circulate
financial instruments, such as stocks/futures/funds, in the form of exchange tickets online. Preceding Korean Patent Application No. 10-2000-0056307 (filed on September 25, 2000) discloses technology related to stock exchange tickets. Fig. 1 is a diagram showing a prior art process of issuing stock exchange tickets, which is disclosed in Korean Patent Application No. 10- 2000-0056307. In that case, stock exchange tickets are issued in association with a superior commercial bank (marketing is supported by the bank), the total amount of money of issued exchange tickets (exclusive of a fee of 1000 won per ticket) is guaranteed and held by the associate bank, and an exchange ticket holder must purchase stocks corresponding to 60% or more of the price of the issued exchange tickets that are recommended by a relevant stock investment research institute one time. Stock exchange tickets may be classified into stable growth stock exchange tickets related to the purchase of stocks listed on a stock exchange or registered with a related association, and high-risk, high-growth venture company supporting stock exchange tickets related to investment in promising venture companies.
The above-described preceding patent application related to stock exchange tickets was rejected because it has no patent requirements in any aspect due to the offline-based issuance of exchange tickets. Furthermore, the offline issuance of stock exchange tickets has a problem in that it is impossible to put it into practice because the value of the stock exchange tickets varies frequently and there are many restrictions imposed by stock trading laws and tax laws. [Technical Solution]
An object of the present invention is to provide a method of conveniently and easily issuing and managing stock exchange tickets, such as spots/futures/bonds/funds, online, and circulating them online or offline in the state that is legitimate according to the law now in force and does not considerably depart from the existing practice of the trading of stocks or financial instruments.
Another object of the present invention is to promote the active
trading of financial instruments, such as spots/futures/bonds/funds, by enabling the financial instruments to be conveniently sold and purchased online through the medium of exchange tickets.
In order to achieve the above-described objects, a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online according to a first embodiment of the present invention includes a step of opening a stock transaction account in a bank or a security corporation; a step of visiting a website, logging in to the website or, in the case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number! a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired financial instruments; a step of determining whether to convert the selected financial instruments, such as stocks/futures/funds, into exchange tickets or to trade the financial instruments as typical financial instruments, such as stocks/futures/funds; a step of purchasing online exchange tickets by entering a password (PW) for the trading of the financial instruments, such as stocks/futures/funds, and a stock trading authentication number; a step of preparing an online assignment contract including the names of the financial instruments to be assigned, the number of financial instruments to be assigned, an assignor's personal information; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password.
The method according to the above-described first embodiment is a process of converting purchasing financial instruments, such as stocks/futures/funds, into exchange tickets and issuing the exchange tickets in a process of purchasing the financial instruments, such as stocks/futures/funds, online for the first time.
Furthermore, even in the case where the financial instruments, such as stocks/futures/funds, are determined to be traded as typical financial instruments and the trading of the financial instruments, such as stocks/futures/funds, is completed, it is possible to convert the purchased financial instruments, such as stocks/futures/funds, into exchange tickets.
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online according to a second embodiment of the present invention includes a step of visiting a website and logging in to the website; a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired items of financial instruments, such as stocks/futures/funds; a step of preparing an online assignment contact, including names of financial instruments, such as stocks/futures/funds, to be assigned, a number of financial instruments, such as stocks/futures/funds, to be assigned, and personal information of an assignor; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password.
The method according to the above-described second embodiment is a process of converting held stocks into exchange tickets and then issuing the exchange tickets when a member has purchased the stocks and holds them in his or her stock trading account.
A detailed scheme thereof includes a step of an assignor purchasing financial instruments, a step of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for the presentation of the financial instruments to an assignee, a step of the escrow system providing notification of the transfer of the financial instruments to the relevant assignee by the assignor, and then providing exchange tickets to the assignee
online or offline, a step of the assignee accessing the escrow system and then preparing an acquisition contract, a step of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting the registration of a change of holders, a step of the relevant financial institution transferring the assignor's financial instruments to the assignee, a step of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee, and a step of the escrow system providing notification of the transfer of the relevant financial instruments to both the assignor and the assignee.
Each of the first and second embodiments may further include a step, in the case where exchange tickets are issued in the situation where the assignee has been designated, sending the exchange ticket using at least one of online transmission via the assignee's e-mail, text message transmission via a mobile phone, and direct transmission to the assignee via hard copies, such as paper or cards, or, in the case where exchange tickets are issued in the situation where the assignee has not been designated, sending the exchange tickets to an assignor through direction transmission using hard copies, such as paper or cards.
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online according to a third embodiment of the present invention includes a step of a person who has acquired issued exchange tickets visiting a website, logging in to the website or, in a case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step of an assignee preparing an acquisition contract; a step of obtaining approval for assignment through the assignee's entry of an exchange ticket serial number and an assignment password or, in a case where the assignee does not know the assignment password, through use of an assignor's mobile phone or e-mail or online access; and a step of, in a case where the assignee has a bank stock
account, transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's bank stock account, and, in a case where the assignee has no bank stock account, opening the assignee's virtual bank stock account, and transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's virtual bank stock account.
The method according to the above-described third embodiment is a process of enabling a recipient to acquire circulated exchange tickets online.
Furthermore, in the case where a virtual bank stock account is opened and acquired financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets are transferred, it is preferable to prompt the assignee to visit a bank/security corporation and convert the virtual account into an actual bank stock account by sending relevant financial instrument certificates to the assignee. [Advantageous Effects]
As described above, according to the present invention, financial instruments, such as stocks/futures/funds, can be easily and conveniently issued, managed and circulated in the form of exchange tickets in conformity with existing online stock trade, thereby providing advantages of allowing more people to possess stocks and financial instruments and promoting broader, economically aware minds.
In particular, the method of issuing and managing exchange tickets online according to the present invention facilitates the sale and purchase of stocks, thus contributing to the active trading of stocks and financial instruments.
Furthermore, the present invention has an advantage in that the financing for corporations can be easily attained due to the active stock market based on the possession of stocks by many people, with the result that international competitiveness is increased, thereby contributing to the development of a nation.
[Description of Drawings]
Preferred embodiments of the present invention will be described in detail below with reference to the accompanying drawings.
Fig. 2 shows a process in which a customer (hereinafter referred to as an 'assignor') who desires to issue the exchange tickets of the present invention first purchases financial instruments, such as stocks/futures/funds, converts them into stock exchange tickets, and issues, manages and circulates the stock exchange tickets online.
First, the assignor who desires to issue stock exchange tickets opens a transaction account with a bank or a security corporation at step 10, and visits a website, logs in to the website or applies for membership by entering member identification (ID), a login password (PW) and a stock trading password in the case of a new member, and then downloads a stock trading authentication number at step 20. Thereafter, whether the member has opened a bankbook is checked at step 21. If the member has opened a bankbook, approval is given to the member so that he or she can purchase exchange tickets at step 30. In contrast, the member who has not opened a bankbook is prompted to visit a bank and open a stock account bankbook.
The assignor who has approval searches for financial instruments, such as stocks/futures/funds, and selects desired financial instruments, such as stocks/futures/funds, at step 40, and determines whether to convert the selected financial instruments into exchange tickets or to trade the selected financial instruments as typical financial instruments, such as stocks/futures/funds, at step 50.
If the selected financial instruments are determined to be converted into exchange tickets at step 50, online exchange tickets are purchased by entering a purchase password (PW), approving the provisions of a financial instrument contract and entering a stock trade authentication number at step 60, an online assignment contract, including the names of financial instruments, such as stocks/futures/funds, to be assigned, the number of financial instruments, such as stocks/futures/funds, to be assigned, and the
personal information of the assignor, is prepared at step 70, and exchange tickets are issued by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password for the prevention of theft at step 80.
In the case where the assignor selects the purchase of typical financial instruments, such as stocks/futures/funds, and purchases the typical financial instruments, such as stocks/futures/funds, at step 50, it is possible to issue exchange tickets by performing steps 70 and 80 when the assignor desires to convert the typical financial instruments into exchange tickets.
Fig. 3 shows a process in which an assignor converts financial instruments into exchange tickets in the state in which the assignor has purchased financial instruments, such as stocks/futures/funds, and holds the financial instruments in his or her stock trading account.
The assignor visits the website and logs in to the website at step 110, obtains approval after whether the assignor is a member who can purchase exchange tickets, such as stocks/futures/funds, is checked at step 120, searches for financial instruments, such as stocks/futures/funds, and selects desired items of financial instruments at step 130, prepares an online assignment contact, including the names of financial instruments, such as stocks/futures/funds, to be assigned, the number of financial instruments, such as stocks/futures/funds, to be assigned, and the personal information of the assignor at step 140, and issues exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password at step 150.
In Figs.2 and 3, in the case where the assignee is designated at steps 80 and 150, exchange tickets are sent using at least one of online transmission via the assignee's e-mail, the transmission of a mobile phone text message and the direct transmission of hard copies to the assignee. In
contrast, in the case where the assignee is not designated at steps 80 and 150, exchange tickets are sent directly to the assignor in the form of hard copies.
Fig. 4 shows a process in which a person who has acquired exchange tickets for financial instruments, such as stocks/futures/funds, through the presentation of an assignor (hereinafter referred to as an 'assignee') transfers the exchange tickets to his or her own stock account online.
The person who has acquired the issued exchange tickets (assignee) visits a website, logs in to the website or, in the case of a new member, applies for membership by entering an ID, a login password (PW) and a stock trading password, and downloads a stock trading authentication number at step 210, prepares an acquisition contract at step 220, and reads exchange ticket acquisition registration provisions, approves the provisions, and enters exchange ticket serial numbers and an assignment password. Here, if the assignee does not know the assignment password, a method of obtaining approval for assignment via the assignor's mobile phone or e-mail is used at step 230. Thereafter, if the assignee has a bank stock account, acquired financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets are transferred to the assignee's bank stock account. If the assignee has no bank stock account, the assignee's virtual bank stock account is opened and acquired stock spots/futures corresponding to the exchange tickets are transferred to the virtual bank stock account at step 240.
In the case where a virtual bank stock account is opened and acquired stock spots/futures corresponding to the exchange tickets are transferred to the virtual bank stock account at step 240, it is preferable to send relevant stock spots/future certificates to the assignee and to prompt the assignee to visit a bank/security corporation and convert the virtual bank stock account to an actual bank stock account. It is apparent that the assignee can sell the financial instruments transferred to the virtual bank stock account only when the virtual stock account has been converted into an actual bank stock
account .
Fig. 5 is a diagram showing a process in which actual exchange tickets according to the present invention are issued. That is, when a certain person (hereinafter referred to as an 'assignor') desires to issue exchange tickets and give them to a specific person (hereinafter referred to as an ' assignee') as a present, the following process will be performed.
An assignor purchases financial instruments at step 250, and accesses an escrow system, issues exchange tickets based on the purchased financial instruments, and prepares an assignment contract for the presentation of the financial instruments to an assignee at step 260, Thereafter, the escrow system provides notification of the transfer of the assignor's financial instruments to the assignee and then provides exchange tickets to the assignee online or offline at step 270, and the assignee accesses the escrow system and then prepares an acquisition contract at step 280. Finally, the escrow system requests the registration of a change of holders by submitting assignment/acquisition contracts to a specific financial institution at step 290, and the relevant financial institution transfers the assignor's financial instruments to the assignee at step 300.
Furthermore, the relevant financial institution provides to the escrow system notification of the transfer of the assignor's financial instruments to the assignee at step 310, and the escrow system provides notification of the transfer of the relevant financial instruments to both the assignor and the assignee at steps 320/330. Here, the notification of financial instruments may be provided to both the assignor and the assignee via electronic mail, postal service, a mobile phone text message, or a wired/wireless telephone,
In order to give exchange tickets as a present, it is important to prepare assignment/acquisition contracts and perform an assignment procedure in a relevant financial institution so as to perform assignment suitable for the law and the tax system. [Best Mode]
Hereinafter, embodiments of the present invention will be described in detail with reference to the attached drawings.
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in the form of exchange tickets online includes a step of an assignor purchasing financial instruments, a step of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for the presentation of the financial instruments to an assignee, a step of the escrow system providing notification of the assignment of the financial instruments to the relevant assignee by the assignor and providing exchange tickets to the assignee online or offline, a step of the assignee accessing the escrow system and then preparing an acquisition contract, a step of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting the registration of a change of holders, a step of the relevant financial institution transferring the assignor's financial instruments to the assignee, a step of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee, and a step of the escrow system providing notification of the transfer of the relevant financial instruments to both the assignor and the assignee.
Through the representative drawing, that is, Fig. 5, the method is illustrated in detail. First, an assignor purchases financial instruments at step 250, and then accesses an escrow system, issues exchange tickets based on the purchased financial instruments and prepares an assignment contract for the presentation of the financial instruments to an assignee at step 260. Thereafter, the escrow system provides notification of the transfer of the assignor's financial instruments to the relevant assignee and then provides exchange tickets to the assignee online or offline at step 270, and the assignee accesses the escrow system and then prepares an acquisition contract at step 280. Finally, the escrow system requests the registration of a change of holders by submitting assignment/acquisition contracts to a
specific financial institution at step 290, and the relevant financial institution transfers the assignor's financial instruments to the assignee at step 300.
Furthermore, the relevant financial institution provides to the escrow system notification of the transfer of the assignor's financial instruments to the assignee at step 310, and the escrow system provides notification of the transfer of the relevant financial instruments to both the assignor and the assignee at steps 320/330. Here, the notification of the transfer of the financial instruments is provided to both the assignor and the assignee via electronic mail, postal service, a mobile phone text message, or a wired/wireless phone. [Mode for Invention]
Another object of the present invention is to facilitate the assignment and acquisition of financial instruments, such as spots/futures/bonds/funds, through the means of exchange tickets online, thereby promoting the active trading of the financial instruments.
In order to achieve the above-described objects, a method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online according to a first embodiment of the present invention includes a step of opening a stock transaction account in a bank or a security corporation; a step of visiting a website, logging in to the website or, in the case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired financial instruments; a step of determining whether to convert the selected financial instruments, such as stocks/futures/funds, into exchange tickets or to trade the financial instruments as typical financial instruments, such as stocks/futures/funds; a step of purchasing online exchange tickets by entering a password (PW) for
the trading of the financial instruments, such as stocks/futures/funds, and a stock trading authentication number; a step of preparing an online assignment contract including the names of the financial instruments to be assigned, the number of financial instruments to be assigned, an assignor's personal information; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password.
The method according to the above-described first embodiment is a process of converting purchasing financial instruments, such as stocks/futures/funds, into exchange tickets and issuing the exchange tickets in a process of purchasing the financial instruments, such as stocks/futures/funds, online for the first time.
Furthermore, even in the case where the financial instruments, such as stocks/futures/funds, are determined to be traded as typical financial instruments and the trading of the financial instruments, such as stocks/futures/funds, is completed, it is possible to convert the purchased financial instruments, such as stocks/futures/funds, into exchange tickets.
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online according to a second embodiment of the present invention includes a step of visiting a website and logging in to the website; a step of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step of searching for financial instruments, such as stocks/futures/funds, and selecting desired items of financial instruments, such as stocks/futures/funds; a step of preparing an online assignment contact, including names of financial instruments, such as stocks/futures/funds, to be assigned, a number of financial instruments, such as stocks/futures/funds, to be assigned, and personal information of an assignor; and a step of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange
tickets, assigning exchange ticket serial numbers and entering an assignment password.
The method according to the above-described second embodiment is a process of converting held stocks into exchange tickets and then issuing the exchange tickets when a member has purchased the stocks and holds them in his or her stock trading account.
A detailed scheme thereof includes a step of an assignor purchasing financial instruments, a step of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for the presentation of the financial instruments to an assignee, a step of the escrow system providing notification of the transfer of the financial instruments to the relevant assignee by the assignor, and then providing exchange tickets to the assignee online or offline, a step of the assignee accessing the escrow system and then preparing an acquisition contract, a step of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting the registration of a change of holders, a step of the relevant financial institution transferring the assignor's financial instruments to the assignee, a step of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee, and a step of the escrow system providing notification of the transfer of the relevant financial instruments to both the assignor and the assignee.
Each of the first and second embodiments may further include a step, in the case where exchange tickets are issued in the situation where the assignee has been designated, sending the exchange ticket using at least one of online transmission via the assignee's e-mail, text message transmission via a mobile phone, and direct transmission to the assignee via hard copies, such as paper or cards, or, in the case where exchange tickets are issued in the situation where the assignee has not been designated, sending the exchange tickets to an assignor through direction transmission using hard
copies, such as paper or cards.
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online according to a third embodiment of the present invention includes a step of a person who has acquired issued exchange tickets visiting a website, logging in to the website or, in a case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step of an assignee preparing an acquisition contract; a step of obtaining approval for assignment through the assignee's entry of an exchange ticket serial number and an assignment password or, in a case where the assignee does not know the assignment password, through use of an assignor's mobile phone or e-mail or online access; and a step of, in a case where the assignee has a bank stock account, transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's bank stock account, and, in a case where the assignee has no bank stock account, opening the assignee's virtual bank stock account, and transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's virtual bank stock account.
The method according to the above-described third embodiment is a process of enabling a recipient to acquire circulated exchange tickets online.
Furthermore, in the case where a virtual bank stock account is opened and acquired financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets are transferred, it is preferable to prompt the assignee to visit a bank/security corporation and convert the virtual account into an actual bank stock account by sending relevant financial instrument certificates to the assignee.
Claims
[CLAIMS] [Claim 1]
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form, online, the method comprising: a step (10) of opening a stock transaction account at a bank or a security corporation; a step (20) of visiting a website, logging in to the website or, in a case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number; a step (30) of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step (40) of searching for financial instruments, such as stocks/futures/funds, and selecting desired financial instruments; a step (50) determining whether to convert the selected financial instruments, such as stocks/futures/funds, into exchange tickets or to trade the financial instruments as typical financial instruments, such as stocks/futures/funds; a step (60) of purchasing online exchange tickets by entering a password (PW) for the trading of the financial instruments, such as stocks/futures/funds, and a stock trading authentication number; a step (70) of preparing an online assignment contract including the names of the financial instruments to be assigned, the number of financial instruments to be assigned, an assignor's personal information; and a step (80) of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password. [Claim 2]
The method as set forth in claim 1, further comprising, when the
financial instruments, such as stocks/futures/funds, are determined to be traded as typical financial instruments at the step (50) and trading of the financial instruments, such as stocks/futures/funds, has been completed, a step of converting the purchased financial instruments, such as stocks/futures/funds, into the exchange tickets. [Claim 3]
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online, the method comprising: a step (110) of visiting a website and logging in to the website; a step (120) of giving approval after checking whether a member under consideration is a member who can purchase exchange tickets; a step (130) of searching for financial instruments, such as stocks/futures/funds, and selecting desired items of financial instruments, such as stocks/futures/funds; a step (140) of preparing an online assignment contact, including names of financial instruments, such as stocks/futures/funds, to be assigned, a number of financial instruments, such as stocks/futures/funds, to be assigned, and personal information of an assignor; and a step (150) of issuing exchange tickets by determining whether to designate an assignee or not, determining a method of issuing exchange tickets, assigning exchange ticket serial numbers and entering an assignment password. [Claim 4]
The method as set forth in claim 1 or claim 3, further comprising: a step of, in a case where the assignee has been designated (steps 80 and 150), sending the exchange tickets through at least one of transmission via the assignee's e-mail or online transmission, text message transmission via a mobile phone and direction transmission of hard copies to the assignee; and a step of, in a case where the assignee has not been assigned (steps 80
and 150), directly sending the exchange tickets to an assignor in hard copy form. [Claim 5]
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form, online, the method comprising: a step (210) of a person who has acquired issued exchange tickets visiting a website, logging in to the website or, in a case of a new member, applying for membership by entering a member ID, a login password (PW) and a stock trading password, and downloading a stock trading authentication number ; a step (220) of an assignee preparing an acquisition contract; a step (230) of obtaining approval for assignment through the assignee's entry of an exchange ticket serial number and an assignment password or, in a case where the assignee does not know the assignment password, through use of an assignor's mobile phone or e-mail or online access; and a step (240) of, in a case where the assignee has a bank stock account, transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's bank stock account, and, in a case where the assignee has no bank stock account, opening the assignee's virtual bank stock account, and transferring assigned financial instruments, such as stocks/futures/funds, corresponding to the exchange tickets to the assignee's virtual bank stock account. [Claim 6]
The method as set forth in claim 5, further comprising, when the virtual bank stock account is opened and the acquired stock spots/futures corresponding to the exchange tickets are transferred at the step (240), a step of prompting the assignee to visit a bank/security corporation and convert the virtual bank stock account into an actual bank stock account. [Claim 7]
A method of issuing, managing and circulating financial instruments, such as stocks/futures/funds, in exchange ticket form online, the method comprising: a step (250) of an assignor purchasing financial instruments; a step (260) of the assignor accessing an escrow system, issuing exchange tickets based on the purchased financial instruments, and preparing an assignment contract for presentation of the financial instruments to an assignee! a step (270) of the escrow system providing notification of transfer of the financial instruments to the relevant assignee by the assignor, and providing exchange tickets to the assignee online or offline; a step (280) of the assignee accessing the escrow system, and then preparing an acquisition contract; a step (290) of the escrow system submitting assignment/acquisition contracts to a specific financial institution, and then requesting registration of a change of holders; a step (300) of the relevant financial institution transferring the assignor's financial instruments to the assignee! a step (310) of the relevant financial institution providing to the escrow system notification of the transfer of the assignor's financial instruments to the assignee; and a step (320/330) of the escrow system providing notification of the transfer of the relevant financial instruments to both the assignor and the assignee.
Applications Claiming Priority (4)
| Application Number | Priority Date | Filing Date | Title |
|---|---|---|---|
| KR10-20070066639 | 2007-07-03 | ||
| KR20070066639 | 2007-07-03 | ||
| KR1020080060817A KR20090004568A (en) | 2007-07-03 | 2008-06-26 | A method of publishing, managing and circulating financial goods like stocks/futures/funds with a coupon on online |
| KR10-2008-0060817 | 2008-06-26 |
Publications (2)
| Publication Number | Publication Date |
|---|---|
| WO2009005283A2 true WO2009005283A2 (en) | 2009-01-08 |
| WO2009005283A3 WO2009005283A3 (en) | 2009-02-26 |
Family
ID=40226662
Family Applications (1)
| Application Number | Title | Priority Date | Filing Date |
|---|---|---|---|
| PCT/KR2008/003866 WO2009005283A2 (en) | 2007-07-03 | 2008-07-01 | A method of publishing, managing and circulating financial goods like stocks/futures/funds with a coupon on online |
Country Status (1)
| Country | Link |
|---|---|
| WO (1) | WO2009005283A2 (en) |
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| KR20010000387A (en) * | 2000-09-25 | 2001-01-05 | 안태현 | Stock gift certificate |
| KR20020028537A (en) * | 2000-10-10 | 2002-04-17 | 이창형 | Usage and publication method of cyber exchange ticket using internet |
| KR20020030880A (en) * | 2000-10-18 | 2002-04-26 | 김양수 | Method and system for alienation and obtainment of finance merchandise via network |
| KR20030076764A (en) * | 2002-03-21 | 2003-09-29 | 주식회사 핑거 | An entity authentication via the internet and a method for opening on-line share account using this |
| KR20040032024A (en) * | 2002-10-08 | 2004-04-14 | 김유신 | Buying and Exchanging System and Method by An Exchanging Gift-ticket |
| KR20060097499A (en) * | 2005-03-11 | 2006-09-14 | 송현종 | Account connecting trading system and method of the same over network |
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| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| KR20010000387A (en) * | 2000-09-25 | 2001-01-05 | 안태현 | Stock gift certificate |
| KR20020028537A (en) * | 2000-10-10 | 2002-04-17 | 이창형 | Usage and publication method of cyber exchange ticket using internet |
| KR20020030880A (en) * | 2000-10-18 | 2002-04-26 | 김양수 | Method and system for alienation and obtainment of finance merchandise via network |
| KR20030076764A (en) * | 2002-03-21 | 2003-09-29 | 주식회사 핑거 | An entity authentication via the internet and a method for opening on-line share account using this |
| KR20040032024A (en) * | 2002-10-08 | 2004-04-14 | 김유신 | Buying and Exchanging System and Method by An Exchanging Gift-ticket |
| KR20060097499A (en) * | 2005-03-11 | 2006-09-14 | 송현종 | Account connecting trading system and method of the same over network |
Also Published As
| Publication number | Publication date |
|---|---|
| WO2009005283A3 (en) | 2009-02-26 |
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