Classifications

• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61Q—SPECIFIC USE OF COSMETICS OR SIMILAR TOILETRY PREPARATIONS
  • A61Q5/00—Preparations for care of the hair
  • A61Q5/006—Antidandruff preparations
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
  • A61K8/00—Cosmetics or similar toiletry preparations
  • A61K8/18—Cosmetics or similar toiletry preparations characterised by the composition
  • A61K8/30—Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds
  • A61K8/40—Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds containing nitrogen
  • A61K8/44—Aminocarboxylic acids or derivatives thereof, e.g. aminocarboxylic acids containing sulfur; Salts; Esters or N-acylated derivatives thereof
  • A61K8/442—Aminocarboxylic acids or derivatives thereof, e.g. aminocarboxylic acids containing sulfur; Salts; Esters or N-acylated derivatives thereof substituted by amido group(s)
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
  • A61K8/00—Cosmetics or similar toiletry preparations
  • A61K8/18—Cosmetics or similar toiletry preparations characterised by the composition
  • A61K8/30—Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds
  • A61K8/46—Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds containing sulfur
  • A61K8/463—Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds containing sulfur containing sulfuric acid derivatives, e.g. sodium lauryl sulfate
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61Q—SPECIFIC USE OF COSMETICS OR SIMILAR TOILETRY PREPARATIONS
  • A61Q5/00—Preparations for care of the hair
  • A61Q5/02—Preparations for cleaning the hair
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61Q—SPECIFIC USE OF COSMETICS OR SIMILAR TOILETRY PREPARATIONS
  • A61Q5/00—Preparations for care of the hair
  • A61Q5/12—Preparations containing hair conditioners
• • C—CHEMISTRY; METALLURGY
  • C11—ANIMAL OR VEGETABLE OILS, FATS, FATTY SUBSTANCES OR WAXES; FATTY ACIDS THEREFROM; DETERGENTS; CANDLES
  • C11D—DETERGENT COMPOSITIONS; USE OF SINGLE SUBSTANCES AS DETERGENTS; SOAP OR SOAP-MAKING; RESIN SOAPS; RECOVERY OF GLYCEROL
  • C11D3/00—Other compounding ingredients of detergent compositions covered in group C11D1/00
  • C11D3/0005—Other compounding ingredients characterised by their effect
  • C11D3/0089—Pearlescent compositions; Opacifying agents
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
  • A61K2800/00—Properties of cosmetic compositions or active ingredients thereof or formulation aids used therein and process related aspects
  • A61K2800/20—Chemical, physico-chemical or functional or structural properties of the composition as a whole
  • A61K2800/30—Characterized by the absence of a particular group of ingredients
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
  • A61K2800/00—Properties of cosmetic compositions or active ingredients thereof or formulation aids used therein and process related aspects
  • A61K2800/40—Chemical, physico-chemical or functional or structural properties of particular ingredients
  • A61K2800/59—Mixtures
  • A61K2800/596—Mixtures of surface active compounds

Definitions

• the present invention is related to shampoo premix compositions as well as finished shampoo compositions.
• the present invention also relates to methods of making said mild shampoo and shampoo premix compositions.
• Mild shampoo compositions which provide low irritation to the skin are highly desirable.
• Conventional shampoos contain high levels of harsh anionic surfactants. These surfactants can provide excellent lathering and cleaning characteristics. However, they can also penetrate the skin and destroy its integrity. This results, at the very least, in rough and/or dry skin, and can ultimately lead to red, irritated skin.
• Ideal shampoo compositions should provide sufficient lathering and cleaning benefits to cleanse the hair while at the same time causing little or no irritation to the skin. This is particularly essential for shampoo compositions used on babies, small children, or adults with dry or sensitive skin.
• Mild shampoo compositions in general, are well known in the art having been taught in, for example, European Patent Application 0250181, published December 23, 1987; U.S. Patent 4,578,216, Fujii et al., issued March 25, 1986; U.S. Patent 4,726,915, Verdicchio, issued February 23, 1988; U.K. Patent Specification 1,508,929, published April 26, 1978; European Patent Application 0160269, published November 6, 1985; U.S. Patent 4,435,300, Guth et al., issued March 6, 1984; U.S. Patent 4,426,310, Vernunica, issued January 17, 1984; U.S. Patent 3,950,417, Verdicchio et al., issued April 13, 1976; U.S.
• Patent 4,443,362 Guth et al., issued April 17, 1984; U.S. Patent 4,654,207, Preston, issued March 31, 1987; U.S. Patent 4,851,154, Grollier et al., issued July 25, 1989; U.S. Patent 4,292,212, Melby, issued September 29, 1981; and U.S. Patent 4,329,334, Su et al., issued May 11, 1982.
• These references teach the use of a wide variety of surfactant combinations to achieve mi ldness .
• These surfactants include mi ld anionic surfactants, such as ethoxyl ated alkyl sulfates, amphoteric surfactants, nonionic surfactants, and various combinations thereof.
• One well -known mild shampoo is Johnson's Baby Shampoo (Johnson & Johnson) .
• This product contains relatively high l evel s of nonionic surfactant (PEG-80 Sorbitan Laurate) and other mild surfactants to boost its cl eaning performance (betaine, ethoxyl ated alkyl sul fate, an imidazol ine-derived amphoteric, and an ethoxylated al kyl carboxyl ate) .
• mi ld shampoo compositions generally is an exercise in efficacy and mildness trade-offs, with the resulting composition providing either good cleaning and l athering benefits, or good mi ldness or skin irritation benefits, but not good cleaning and l athering in combination with mildness and low skin irritation.
• a mild shampoo composition which provides good in-use characteristics such as lathering, both in terms of stabil ity, creaminess, and abundance of lather, while at the same time providing good cleaning and skin mildness benefits. It is al so preferable that the shampoo have a pleasing aesthetic appearance which i s al so referred to as pearlescence, in addition to providing the above characteristics.
• compositions include both cleaning and conditioning ingredients in the same product.
• Such compositions are difficult to formul ate because the cleaning ingredients, in general , tend to be incompatible with the conditioning ingredients.
• One highly successful solution to this dil emma has been to use dispersed insolubl e non-volatile sil icone materi al s together with certain suspending agents for the sil icones in shampoo compositions.
• Such technology is taught in U.S. Patent 4,704,272, Oh et al . , issued November 3 , 1987; U.S.
• This technology can also be used, usually at relatively lower silicone levels, to provide some conditioning benefit in shampoos not explicitly marketed as 2-in-1 shampoos.
• Another benefit of certain of the suspending agents referred to in these patents is their ability to improve the aesthetic appearance of shampoos by adding pearlescence.
• silicone materials to deliver hair conditioning from shampoo compositions is that such materials, in general, tend to suppress lathering of the composition. If silicones are used with robust high-lathering surfactants, such as most anionic surfactants, lathering may not be unduly affected. However, if such materials are used with milder, less robust lathering surfactants, lathering may well be suppressed to an unacceptable level from a consumer standpoint.
• Alkyl sulfate surfactants can provide excellent lather and cleaning but tend to be harsh to the skin and are therefore not conducive to formulating mild shampoos.
• alkyl sulfates it is difficult to get the suspending agent into the shampoo in crystalline form. It is when the suspending agen* is present in the shampoo in the form of a crystalline network that it is effective in suspending the silicone composition.
• Providing the suspending agent in crystalline form is also critical for obtaining good lathering shampoo formulations.
• the shampoo will contain particulate antidandruff agents, such as zinc pyridinethione or selenium disulfide. These particulate antidandruff agents must be suspended in the shampoo to provide a stable composition.
• the same types of suspending agents that can be used to suspend silicone have also been found to be preferred for suspending the antidandruff agent.
• compositions and processes herein can comprise, consist essentially of, or consist of any of the critical and optional elements and steps described in this application.
• R 1 is a member selected from the group consisting of
• R 2 is lower al kyl or hydroxyal kyl
• R 3 i s l o wer al kyl or hydroxyal kyl ;
• R 4 i s a member selected from the group consi sti ng of hydrogen and l ower al kyl ;
• R 5 is higher al kyl or al kenyl ;
• Y is l ower al kyl , preferably methyl ;
• n is an integer from 2 to 7;
• n is the integer 1 or 0;
• M is hydrogen or a cation; (c) about 2% to about 10%, by weight, of an amphoteric surfactant having the formula
• R 1 is C 8 -C 22 alkyl or alkenyl
• R 2 is hydrogen
• R 3 is CH 2 CH 2 OH or CH 2 CHOCH 2 CH 2 COOM
• R 4 is hydrogen, CH 2 CH 2 OH, or CH 2 CH 2 OCH 2 CH 2 COOM
• Z is CO 2 M or
• composition is substantially free of alkyl sulfate anionic surfactant, and the composition has a weight ratio of (a):(b)+(c) of about 1:1 to about 4:1, preferably about 4:3 to about 3:1, more preferably about 8:5 to about 7:3, and a weight ratio of (d):total surfactant of about 1:4 about 1:25, preferably about 1:6 to about 1:18, more preferably about 1:8 to about 1:13.
• the shampoo compositions contain at least about 15%, by weight, of total surfactants, preferably at least about 16%, even more preferably at least about 17%, most preferably at least about 18%.
• the preferred shampoo compositions of the present invention will be made from a shampoo premix composition that comprise alkyl ethoxylated anionic surfactant, specific imidazolinium-type amphoteric surfactant, suspending agent that has been solubilized in the premix at an elevated temperature and then crystallized to form a crystalline network by cooling the solution (hereinafter, "recrystallized suspending agent"), and about 30% to about 70% water.
• the shampoo premix composition is also substantially free of alkyl sulfates.
• the preferred shampoo premix compositions comprise: (a) at least about 10%, by weight, of alkyl ethoxylated sulfate anionic surfactant;
• R 1 is C 8 -C 22 alkyl or alkenyl, preferably C I2 -C 16
• R 2 is hydrogen or CH 2 CO 2 M
• R 3 is CH 2 CH 2 OH or
• R 4 is hydrogen, CH 2 CH 2 OH, or CH 2 CH 2 OCH 2 CH 2 COOM, Z is CO 2 M or CH 2 CO 2 M, n is 2 or 3, preferably 2, and M is hydrogen or a cation;
• premix has a weight ratio of (a):(b) of about 2:3 to about 3:1, a weight ratio of (c) to total surfactant present of from about 1:1 to about 1:6, and a weight ratio of (c):(d) of about 1:2 to about 1:15, and said premix composition is substantially free of alkyl sulfate anionic surfactant.
• the present invention also provides shampoo compositions comprising shampoo premixes, as described above, further comprising: additional levels of the required surfactants or optionally other surfactants, though preferably the shampoo remains substantially free of alkyl sulfate or other ingredients that are harsh to the skin; conditioning agents, such as the preferred insoluble, nonvolatile silicone; antidandruff agents, including particulate and soluble antidandruff agents; foam boosters, preferably polyquaternium 10 or other mild-to-the-skin, non-amide foam boosters; color solutions; perfumes; preservatives; or other ingredients useful in shampoo composition; or mixtures thereof.
• conditioning agents such as the preferred insoluble, nonvolatile silicone
• antidandruff agents including particulate and soluble antidandruff agents
• foam boosters preferably polyquaternium 10 or other mild-to-the-skin, non-amide foam boosters
• color solutions perfumes; preservatives; or other ingredients useful in shampoo composition; or mixtures thereof.
• the present invention also provides a method for making shampoo premix compositions comprising the steps of (i) preparing a solution comprising: (a) at least about 10%, by weight, of alkyl ethoxylated sulfate anionic surfactant;
• R 1 is C 8 -C 22 alkyl or alkenyl
• R 2 is hydrogen or CH 2 CO 2 M
• R 3 is CH 2 CH 2 OH or CH 2 CHOCH 2 CH 2 COOM
• R 4 is hydrogen, CH 2 CH 2 OH, or CH 2 CH 2 OCH 2 CH 2 COOM
• Z is CO 2 M or
• the pH of the premix is reduced prior to providing the solubilized suspending agent in crystalline form to within about 2.0 pH, more preferably withrin about 1.5 pH, most preferably within about 1.0 pH, of the average pK a of the carboxylate(s) of said amphoteric surfactant.
• the shampoo and shampoo premixes hereof can also be characterized by having excellent pearlescence.
• compositions of the present invention are described below.
• the shampoo composition hereof comprises at least about 5%, by weight, generally from about 5% to about 20%, preferably from about 6% to about 17%, more preferably from about 7% to about 15%, of alkyl ethoxylated sulfate anionic surfactant.
• the preferred shampoo premixes for making such shampoo will comprise from about 10% to about 25%, preferably about 12% to about 23%, more preferably from about 14% to about 20% of said surfactant.
• surfactants are well known in the art.
• R is alkyl or alkenyl of from about 8 to about 24 carbon atoms
• x is 1 to 12, preferably, and M is a water-soluble cation such as ammonium, sodium, potassium and triethanolamine.
• Useful alkyl ethoxylated sulfates are condensation products of ethylene oxide and monohydric alcohols having from about 8 to about 24 carbon atoms.
• R has from about 10 to about 18 carbon atoms.
• the alcohols can be derived from fats, e.g., coconut oil or tallow, or can be synthetic. Lauryl alcohol and straight chain alcohols derived from coconut oil are preferred herein.
• Such alcohols are typically reacted with from about 1 to about 12, preferably about 2 to about 6, more preferably about about 3, molar proportions of ethylene oxide and the resulting mixture of molecular species having, for example, an average moles of ethylene oxide per mole of alcohol also within the above limits, is sulfated and neutralized.
• alkyl ethoxylated sulfates which may be used in the present invention are sodium and/or ammonium salts of coconut alkyl triethylene glycol ethoxylated sulfate, tallow alkyl tri ethylene glycol ethoxylated sulfate, and tallow alkyl hexaoxyethylene sulfate.
• the alkyl ether sulfates will comprise a mixture of individual compounds, said mixture preferably having an average alkyl chain length of from about 10 to about 16 carbon atoms and an average degree of ethoxylation of from about 2 to about 6 moles of ethylene oxide, especially about 3.
• narrow range alkyl ethoxylate sulfates such as those having ethoxylation levels primarily in the range of 1 to about 6, especially about 3.
• the amphoteric surfactant will be present in the shampoo compositions hereof at levels of from about 2% to about 10%, by weight of the composition, preferably from about 2% to about 8%, more preferably about 2.5% to about 6%.
• the amphoteric surfactant will be used in the preferred shampoo premix compositions at a level of at least about 6%, by weight, of the premix, preferably about 8% to about 18%, more preferably about 9% to about 15%.
• the essential amphoteric surfactant hereof is depicted by Formula I:
• R 1 is C 8 - C 22 alkyl or alkenyl, preferably C 12 -C 16
• R 2 is hydrogen or CH 2 CO 2 M
• R 3 is CH 2 CH 2 OH or CH 2 CH 2 OCH 2 CH 2 COOH
• R 4 is hydrogen, CH 2 CH 2 OH, or CH 2 CH 2 OCH 2 CH 2 COOM
• Z is CO 2 M or CH 2 CO 2 M
• n is 2 or 3, preferably 2
• M is hydrogen or a cation, such as alkali metal, alkaline earth metal, or ammonium.
• alkali metal include lithium, sodium, and potassium.
• alkaline earth metal include beryllium, magnesium, calcium, strontium, and barium. This type of surfactant is sometimes classified as an imidazoline-type amphoteric surfactant, although it should be recognized that it does not necessarily have to be derived, directly or indirectly, through an imidazoline intermediate.
• Suitable materials of this type are marketed under the tradename MIRANOL and are understood to comprise a complex mixture of species, and can exist in protonated and non-protonated species depending upon pH with respect to species that can have a hydrogen at R 2 . All such variations and species are meant to be encompassed by Formula I.
• Preferred amphoteric surfactants of Formula I are monocarboxylates and dicarboxylates. Examples of these materials include cocoamphocarboxypropionate, cocoamphocarboxypropionic acid, cocoamphocarboxyglycinate (alternately referred to as cocoamphodiacetate), and cocoamphoacetate.
• amphoteric surfactant component of the present compositions include those sold under the trade names MIRANOL C2M CONC. N.P., MIRANOL C2M CONC. O.P., MIRANOL C2M SF, MIRANOL CM SPECIAL (Miranol, Inc.); ALKATERIC 2CIB (Alkaril Chemicals); AMPHOTERGE W-2 (Lonza, Inc.); MONATERIC CDX-38, MONATERIC CSH-32 (Mona Industries); REWOTERIC AM-2C (Rewo Chemical Group); and SCHERCOTERIC MS-2 (Scher Chemicals).
• the shampoo compositions will generally comprise from about 1% to about 10%, preferably about 2% to about 8%, more preferably about 2.5% to about 6%, of a betaine surfactant.
• the betaine surfactant hereof is depicted by compounds having the formula:
• R 1 is a member selected from the group consisting of
• R 2 i s lower alkyl or hydroxyalkyl
• R 3 is lower alkyl or hydroxyalkyl
• R 4 is a member selected from the group consisting of hydrogen and lower alkyl
• R 5 is higher alkyl or alkenyl
• Y is lower alkyl, preferably methyl
• n is an integer 1 or 0;
• M is hydrogen or a cation, as previously described, such as an alkali metal, alkaline earth metal, or ammonium.
• lower alkyl or "hydroxyal kyl” means straight or branch chained, saturated, aliphatic hydrocarbon radicals and substituted hydrocarbon radicals having from one to about three carbon atoms such as, for example, methyl, ethyl, propyl, iso-propyl, hydroxypropyl, hydroxyethyl, and the like.
• higher alkyl or alkenyl means straight or branch chained saturated (i.e., “higher alkyl") and unsaturated (i.e., “higher alkenyl”) aliphatic hydrocarbon radicals having from about eight to about 20 carbon atoms such as, for example, lauryl, cetyl, stearyl, oleyl, and the like. It should be understood that the term “higher alkyl or alkenyl” includes mixtures of radicals which may contain one or more intermediate linkages such as ether or polyether linkages or non-functional substitutents such as hydroxyl or halogen radicals wherein the radical remains of hydrophobic character.
• surfactant betaines of formula II wherein n is zero which are useful herein include the alkylbetaines such as cocodimethylcarboxymethylbetaine, lauryldimethylcarboxymethylbetaine, lauryl dimethyl-alpha-carboxyethylbetaine, cetyldimethylcarboxymethylbetaine, lauryl-bis-(2-hydroxyethyl)carboxymethylbetaine, stearyl-bis-(2-hydroxypropyl)carboxymethylbetaine, oleyl-dimethyl-gamma-carboxypropylbetaine, lauryl-bix-(2-hydroxypropyl)-alpha-carboxyethylbetaine, etc.
• alkylbetaines such as cocodimethylcarboxymethylbetaine, lauryldimethylcarboxymethylbetaine, lauryl dimethyl-alpha-carboxyethylbetaine, cetyldimethylcarboxymethylbetaine, lauryl-bis-(2-
• the sulfobetaines may be represented by cocodimethylsulfopropylbetaine, stearyldimethylsulfo- propyl betaine, lauryl-bis-(2-hydroxyethyl)sulfopropylbetaine, and the like.
• Surfactant amido betaines and amidosulfo betaines useful in the present invention are exemplified by compounds of formula II wherein n is one but otherwise corresponding to the above examples.
• Examples of surfactant betaines of formula II wherein n is one which are useful herein include the amidocarboxybetaines, such as cocoamidodimethylcarboxymethylbetaine, lauryl amidodi methylcarboxymethyl betaine, cetyl amidodimethylcarboxymethylbetaine, l auryl amido-bis-(2-hydroxyethyl ) -carboxymethylbetaine, cocoamido-bis-(2-hydroxyethy1 ) -carboxymethyl betaine, etc.
• amido sulfobetaines may be represented by cocoamidodimethylsulfopropylbetaine, stearylamidodimethylsulfopropyl betaine, lauryl amido-bi s-(2-hydroxyethyl ) -sulfopropylbetaine, and the l ike.
• the preferred betaine in the present i nvention is a member selected from the group consisting of surfactant amidocarboxybetaines and amidosulfobetaines. More preferred betaines are the surfactant amidocarboxybetaines, particul arly cocoamidodimethyl carboxymethyl betaines, sold by Goldschmidt Co. under the trade name Tegobetaine F, and by Hoechst-Celanese under the trade name Genagen CAB. These most preferred betaines have the formula:
• R' 3 is selected from C8 to C18 al kyl radical s and M is as defined above.
• M is as defined above.
• the preferred betaines hereof will have low levels of residual amide and sodium monochloroacetate.
• Suspending agents useful in the present compositions include those which can exist in the compositions hereof in crystall ine form.
• Other suspending agents useful for suspending nonvolatile, insoluble sil icone fluids and/or particul ate matter can also be used.
• Preferred crystall ine suspending agents are acyl derivatives and amine oxides especially acyl derivatives, which can be solubl ized in the shampoo premix solution and then be recrystall ized upon cooling.
• These material s will comprise long chain (e.g. , C 8 -C 2 2 preferably C 16 -C 22 ) al iphatic groups, i .e.
• the suspending agents hereof can also impart pearlescence to the compositions.
• insoluble materials such as silicone conditioning agents and particulate matter (e.g., antidandruff agents)
• this invention to compositions containing the suspending agents hereof without also containing insoluble materials that need suspending.
• Such compositions can still benefit by combining mildness and good cleaning and lathering in combination with improved aesthetic appearance, i.e., pearlescence.
• Suitable suspending agents include ethylene glycol esters of fatty acids preferably having from about 14 to about 22 carbon atoms, more preferably 16-22 carbon atoms. More preferred are the ethylene glycol stearates, both mono and distearate, but particularly the distearate containing less than about 7% of the mono stearate.
• Other suspending agents found useful include alkanol amides of fatty acids, preferably having from about 16 to about 22 carbon atoms, more preferably about 16 to 18 carbon atoms.
• Preferred alkanol amides are stearic monoethanolamide, stearic diethanolamide, stearic monoisopropanolamide and stearic monoethanolamide stearate.
• Other long chain acyl derivatives include long chain esters of long chain fatty acids (e.g., stearyl stearate, cetyl palmitate); glyceryl esters (e.g., glyceryl distearate) and long chain esters of long chain alkanol amides (e.g., stearamide diethanol amide distearate, stearamide monoethanol amide stearate).
• Ethylene glycol esters of long chain carboxylic acids, long chain amine oxides, and alkanol amides of long chain carboxylic acids may be used as suspending agents.
• Suspending agents also include long chain amine oxides such as alkyl (C 16 -C 22 ) dimethyl amine oxides, e.g., stearyl dimethyl amine oxide. If the compositions contain an amine oxide or a long chain acyl derivative which is a surfactant, the suspending function could also be provided by such amine oxide or acyl derivative, provided at least a portion of them are present in crystalline form, and additional suspending agent may not be needed.
• acyl derivatives that can be used include N,N-dihydrocarbyl amido benzoic acid and soluble salts thereof (e.g., Na and K salts), particularly N,N-di(hydrogenated) C 16 , C 18 and tallow amido benzoic acid species of this family, which are commercially available from Stepan Company (Northfield, Illinois, USA).
• the suspending agent serves to assist in suspending the silicone material, particulate antidandruff agent, or other particulate matter in shampoo compositions hereof, and may give pearlescence to the product.
• the suspending agent can be incorporated into the shampoo premixes hereof by solubilizi ⁇ g it into a solution containing the above described ingredients at a temperature above the melting point of the suspending agent in the surfactant premix.
• the suspending agent is then recrystallized, typically by cooling the solution to a temperature sufficient to induce crystallization.
• the pH of the solution be below about 7.
• the pH is reduced prior to providing the suspending agent in crystalline form to within about 2.0 pH, more preferably within about 1.5 pH, most preferably within about 1.0 pH of the average pK a of the carboxylate(s) of said amphoteric surfactant.
• the pH is adjusted in the preferred embodiments, such as for cocoamphoacetate and cocoamphodiacetate, to levels of from below 7.0 to about 4.0, more preferably from about 4.5 to about 6.5.
• the pH of the solution, unadjusted, will normally be higher than that, and can be reduced by addition of acids according to known techniques for pH adjustment.
• Suitable pH adjustors include hydrochloric acid, citric acid, sulfuric acid, etc., preferably hydrochloric acid and citric acid.
• the shampoo composition hereof will also comprise water.
• the composition will contain from about 50% to about 90% water, preferably about 60% to about 85% water, more preferably from about 65% to about 80%.
• the shampoo premixes preferably used herein in making the shampoo composition will contain water at a level of from about 30% to about 70%, by weight, of the premix, preferably from about 45% to about 65%.
• the shampoo premix compositions hereof are further characterized by a weight ratio of alkyl ethoxylate sulfate to the amphoteric surfactant of formula (I) of about 2:3 to about 3:1, preferably about 1:1 to about 5:2, by a weight ratio of suspending agent to total surfactant of about 1:1 to about 1:6, preferably about 2:3 to about 1:5, and by a weight ratio of suspending agent to water of about 1:2 to about 1:15, preferably about 1:4 to about 1:12, more preferably about 1:6 to about 1:12.
• a weight ratio of alkyl ethoxylate sulfate to the amphoteric surfactant of formula (I) of about 2:3 to about 3:1, preferably about 1:1 to about 5:2, by a weight ratio of suspending agent to total surfactant of about 1:1 to about 1:6, preferably about 2:3 to about 1:5, and by a weight ratio of suspending agent to water of about 1:2 to about 1:15, preferably about 1:4 to about 1:12, more preferably about
• the shampoo and premixes hereof are substantially free of alkyl sulfate surfactants. It is recognized that there will generally be some alkyl sulfate present as a result of it being present in commercially available alkyl ethoxylated sulfate raw materials. For example, commercially available alkyl (3) ethoxylated sulfate typically contains about 20% by weight alkyl sulfate; commercially available alkyl (2) ethoxylated sulfate, about 25%- to about 40% alkyl sulfate.
• compositions hereof should have an alkyl sulfate:alkyl ethoxylated sulfate weight ratio of no more than about 0.35 (preferably no more than about 0.30, more preferably no more than about 0.25 for average ethoxylate levels of 2.5 and higher.
• the ratio should be no more than about 0.40, preferably no more than about 0.35, more prefer ably no more than about 0.30, most preferably no more than about 0.25.
• shampoo compositions made from the premixes hereof also be substantially free of alkyl sulfate, as defined above.
• narrow range ethoxylates to lower the alkyl sulfate: alkyl ethoxylated sulfate weight ratio is preferred.
• “Narrow range ethoxylate” refers to alkyl ethoxylated sulfate surfactants that have been processed to reduce alkyl sulfates and optionally alkyl ethoxylated sulfates outside of the desired range of ethoxylation.
• alkyl sulfate: alkyl ethoxylated sulfate weight ratio can be used to lower the alkyl sulfate: alkyl ethoxylated sulfate weight ratio to the preferred levels hereof, including to levels as low as about 0.2 or even about 0.1, and less.
• amide foam boosters e.g., cocomonoethanolamide, CMEA
• CMEA cocomonoethanolamide
• the preferred shampoo premixes can be made according to a process comprising the steps of:
• R 1 is C 8 -C 22 alkyl or alkenyl
• R 2 is hydrogen
• R 3 is CH 2 CH 2 OH or CH 2 CHOCH 2 CH 2 COOM
• R 4 is hydrogen, CH 2 CH 2 OH, or CH 2 CH 2 OCH 2 CH 2 COOM
• Z is CO 2 M or
• premix has a weight ratio of (a):(b) of about 2:3 to about 3:1, a weight ratio of suspending agent to total surfactant present of from about 1:1 to about 1:6, and a weight ratio of suspending agent to water of about 1:2 to about 1:15, and said premix composition is prepared substantially free of alkyl sulfate anionic surfactant.
• Preferred ratios are the same as those listed above for the premix composition.
• the solution will be heated to from about 60"C to about 85oC, preferably about 65oC to about 80oC, to solubilize suspending agent which has been added in crystalline fore.
• the solution can be first heated to a sufficient temperature for the suspending agent to remain or become solubilized, and then the suspending agent can be added to it in either solubilized or crystalline form.
• suspending agent in “solubilized form", and “solubilizing” the suspending agent shall include solubilization, emulsification, and/or melting of the suspending agent.
• the temperature required will vary according to the particular surfactants and levels chosen, as well as the level of and selection of particular suspending agent.
• the composition will be cooled to between about 15oC and about 60oC, preferably between about 20oC and about 55oC, more preferably between about 20oC to about 45oC.
• the pH of the solution (prior to recrystallizing the suspending agent) in preferred embodiments is below about 7, preferably from about 4 to about 7.
• the pH of the solution, unadjusted, will normally be higher than that, and can be reduced by addition of acids according to know techniques for pH adjustment.
• Suitable pH adjustors include hydrochloric acid, citric acid, sulfuric acid, etc., preferably hydrochloric acid and citric acid.
• the pH is reduced prior to providing the suspending agent in crystalline form to within about 2.0 pH, more preferably within about 1.5 pH, most preferably within about 1.0 pH of the average pK a of the carboxylate(s) of said amphoteric surfactant.
• the pH is adjusted in the preferred embodiments, such as for cocoamphoacetate and cocoamphodiacetate to levels of from below 7.0 to about 4.0, more preferably from about 4.5 to about 6.5.
• the shampoo premix compositions hereof can be utilized directly for cleaning purposes.
• it is formulated into shampoo compositions, as described herein, said shampoos optionally containing additional surfactants of the type included in the premix, other surfactants, and other ingredients useful in the formulation of shampoos.
• the premixes hereof can also be used to make other shampoo formulations.
• the ingredients added do not cause significant harshness to the skin.
• Preferred shampoo compositions have low or essentially zero levels (preferably less than about 5%, more preferably less than about 3%, even more preferably less than 2%) of alkyl sulfates.
• the compositions hereof also preferably have low or essentially zero levels of other harsh-to-the-skin surfactants.
• the shampoo compositions hereof and shampoo premixes preferably have low or essentially zero level of amide foam boosters (preferably less than about 0.5%, more preferably 0%).
• the present invention provides a shampoo comprising shampoo premix and insoluble, nonionic silicone conditioning agent, a mild-to-the-skin foam booster, an anti- dandruff agent, or a combination thereof.
• a shampoo comprising shampoo premix and insoluble, nonionic silicone conditioning agent, a mild-to-the-skin foam booster, an anti- dandruff agent, or a combination thereof.
• exemplary additional composition ingredients are described below.
• Additional ingredients that can be used include other anionic, nonionic, and amphoteric surfactants, as well as zwitterionic and cationic surfactants and additional amounts of the surfactants described above.
• a suitable class of anionic surfactants are the water-soluble, organic salts of the general formula:
• R 1 is chosen from the group consisting of a straight or branched chain, saturated aliphatic hydrocarbon radical having from about 8 to about 24, preferably about 12 to about 18, carbon atoms; and M is a cation.
• M is a cation.
• the salts of an organic sulfuric acid reaction product of a hydrocarbon of the methane series including iso-, neo-, and n-paraffins, having about 8 to about 24 carbon atoms, preferably about 12 to about 18 carbon atoms and a sulfonating agent, e.g., SO 3 , H 2 SO 4 , oleum, obtained according to known sulfonation methods, including bleaching and hydrolysis.
• a sulfonating agent e.g., SO 3 , H 2 SO 4 , oleum, obtained according to known sulfonation methods, including bleaching and hydrolysis.
• anionic surfactants which come within the terms of the present invention are the reaction products of fatty acids esterified with isethionic acid and neutralized with sodium hydroxide where, for example, the fatty acids are derived from coconut oil; sodium or potassium salts of fatty acid amides of methyl tauride in which the fatty acids, for example, are derived from coconut oil.
• Other anionic synthetic surfactants of this variety are set forth in U.S. Patents 2,486,921; 2,486,922; and 2,396,278.
• anionic surfactants include the class designated as succinamates. This class includes such surface active agents as disodium N-octadecylsulfosuccinamate; tetrasodium N-(1,2-dicarboxyethyl)-N-octadecylsulfosuccinamate; diamyl ester of sodium sulfosuccinic acid; dihexyl ester of sodium sulfosuccinic acid; dioctyl esters of sodium sulfosuccinic acid.
• Other suitable anionic surfactants utilizable herein are olefin sulfonates having about 12 to about 24 carbon atoms.
• olefin sulfonates is used herein to mean compounds which can be produced by the sulfonation of ⁇ -olefins by means of uncomplexed sulfur trioxide, followed by neutralization of the acid reaction mixture in conditions such that any sulfones which have been formed in the reaction are hydrolyzed to give the corresponding hydroxy-alkanesulfonates.
• the sulfur trioxide can be liquid or gaseous, and is usually, but not necessarily, diluted by inert diluents, for example by liquid SO 2 , chlorinated hydrocarbons, etc., when used in the liquid form, or by air, nitrogen, gaseous SO 2 , etc., when used in the gaseous form.
• the ⁇ -olefins from which the olefin sulfonates are derived are mono-olefins having about 12 to about 24 carbon atoms, pre- ferably about 14 to about 16 carbon atoms. Preferably, they are straight chain olefins.
• suitable 1-olefins include 1-dodecene; 1-tetradecene; 1-hexadecene; 1-octadecene; 1-eicosene and 1-tetracosene.
• the olefin sulfonates can contain minor amounts of other materials, such as alkene disulfonates depending upon the reaction conditions, proportion of reactants, the nature of the starting olefins and impurities in the olefin stock and side reactions during the sulfonation process.
• anionic surfactants are the ⁇ -alkyloxy alkane sulfonates. These compounds have the following formula:
• R 1 is a straight chain alkyl group having from about 6 to about 20 carbon atoms
• R 2 is a lower alkyl group having from about 1 (preferred) to about 3 carbon atoms
• M is a water-soluble cation as hereinbefore described.
• ⁇ -alkyloxy-alkane-1-sulfonates or alternatively 2-alkyloxy-alkane-1-sulfonates, having low hardness (calcium ion) sensitivity useful herein include: potassium- ⁇ -methoxydecanesulfonate, sodium 2-methoxy-tridecanesulfonate, potassium 2-ethoxytetradecylsulfonate, sodium 2-isopropoxyhexadecylsulfonate, lithium 2-t-butoxytetradecyl-sulfonate, sodium ⁇ -methoxyoctadecylsulfonate, and ammonium ⁇ -n-propoxydodecylsulfonate.
• Nonionic surfactants in addition to the PEG glyceryl fatty esters can be used as detersive surfactants. They are preferably used in combination with an anionic, amphoteric, or zwitterionic surfactant, or mixtures thereof.
• Nonionic surfactants include those broadly defined as compounds produced by the condensation of alkylene oxide groups (hydrophilic in nature) with an organic hydrophobic compound, which may be aliphatic or alkyl aromatic in nature. Examples of classes of nonionic surfactants are:
• the polyethylene oxide condensates of alkyl phenc's, e.g., the condensation products of alkyl phenols having an alkyl group containing from about 6 to about 20 carbon atoms, preferably from about 6 to about 12, in either a straight chain or branched chain configuration, with ethylene oxide, the said ethylene oxide being present in amounts equal to from about 10 to about 60 moles of ethylene oxide per mole of alkyl phenol.
• the alkyl substituent in such compounds may be derived from polymerized propylene, diisobutylene, octane, or nonane, for example.
• ethylene oxide e.g., a coconut alcohol ethylene oxide condensate having from about 10 to about 30 moles of ethylene oxide per mole of coconut alcohol, the coconut alcohol fraction having from about 10 to about 14 carbon atoms.
• R 1 contains an alkyl, alkenyl or monohydroxy alkyl radical of from about 8 to about 18 carbon atoms, from 0 to about 10 ethylene oxide moieties, and from 0 to about 1 glyceryl moiety
• R 2 and R 3 contain from about 1 to about 3 carbon atoms and from 0 to about 1 hydroxy group, e.g., methyl, ethyl, propyl, hydroxyethyl, or hydroxypropyl radicals.
• the arrow in the formula is a conventional representation of a semipolar bond.
• amine oxides suitable for use in this invention include dimethyldodecylamine oxide, oleyldi(2-hydroxyethyl) amine oxide, dimethyloctyl amine oxide, dimethyl -decyl amine oxide, dimethyl-tetradecylamine oxide, 3,6,9-trioxaheptadecyldiethylamine oxide, di(2-hydroxyethyl)-tetradecylamine oxide, 2-dodecoxyethyldimethyl amine oxide, 3-dodecoxy-2-hydroxypropyldi(3-hydroxypropyl) amine oxide, dimethylhexadecyl amine oxide.
• R contains an alkyl, alkenyl or monohydroxyalkyl radical ranging from about 8 to about 18 carbon atoms in chain length, from 0 to about 10 ethylene oxide moieties and from 0 to about 1 glyceryl moiety and R' and R" are each alkyl or monohydroxyalkyl groups containing from about 1 to about 3 carbon atoms.
• the arrow in the formula is a conventional representation of a semipol ar bond. Examples of suitable phosphine oxides are:
• dodecyldimethylphosphine oxide dodecyldimethylphosphine oxide, tetradecyldimethylphosphine oxide, tetradecylmethylethylphosphine oxide. 3,6,9,-trioxaoctadecyldimethylphosphine oxide, cetyldimethylphosphine oxide, 3-dodecoxy-2-hydroxypropyldi(2-hydroxyethyl) phosphine oxide, stearyldimethylphosphine oxide, cetylethylpropylphosphine oxide, oleyldiethylphosphine oxide, dodecyldiethylphosphine oxide, tetradecyldiethylphosphine oxide, dodecyldipropylphosphine oxide, dodecyldi(hydroxymethyl)phosphine oxide, dodecyldi(2-hydroxyethyl)phosphine
• Examples include: octadecyl methyl sulfoxide, 2-ketotridecyl methyl sulfoxide, 3,6,9,-trixaoctadecyl 2-hydroxyethyl sulfoxide, dodecyl methyl sulfoxide, oleyl 3-hydroxypropyl sulfoxide, tetradecyl methyl sulfoxide, 3-methoxytridecyl methyl sulfoxide, 3-hydroxytridecyl methyl sulfoxide, 3-hydroxy-4-dodecoxybutyl methyl sulfoxide. 7.
• Other nonionic surfactants can also be used in the compositions hereof.
• sucrose esters of fatty acids Such materials are described in U.S. Patent 3,480,616, e.g., sucrose cocoate (a mixture of sucrose esters of a coconut acid, consisting primarily of monoesters, and sold under the tradenames GRILLOTEN LSE 87K from RITA, and CRODESTA SL-40 from Croda).
• Alkyl polysaccharide nonionic surfactants are disclosed in U.S. Patent 4,565,647, Llenado, issued January 21, 1986, having a hydrophobic group containing from about 6 to about 30 carbon atoms, preferably from about 10 to about 16 carbon atoms and a polysaccharide, e.g., a polyglycoside, hydrophilic group.
• the polysaccharide can contain from about 1.0 to about 10, preferably from about 1.3 to about 3, most preferably from about 1.3 to about 2.7 saccharide units.
• Any reducing saccharide containing 5 or 6 carbon atoms can be used, e.g., glucose, galactose and galactosyl moieties can be substituted for the glucosyl moieties.
• the hydrophobic group is attached at the 2-, 3-, 4-, etc. positions thus giving a glucose or galactose as opposed to a glucoside or galactoside.
• the intersaccharide bonds can be, e.g., between the one position of the additional saccharide units and the 2-, 3-, 4-, and/or 6-positions on the preceding saccharide units.
• a polyalkyleneoxide chain joining the hydrophobic moiety and the polysaccharide moiety.
• the preferred alkyleneoxide is ethylene oxide.
• Typical hydrophobic groups include alkyl groups, either saturated or unsaturated, branched or unbranched containing from about 8 to about 18, preferably from about 10 to about 16, carbon atoms.
• the alkyl group is a straight chain saturated alkyl group.
• the alkyl group can contain up to about 3 hydroxy groups and/or the polyalkyleneoxide chain can contain up to about 10, preferably less than 5, alkylene moieties.
• Suitable alkyl polysaccharides are octyl, nonyldecyl, undecyldodecyl, tridecyl, tetradecyl, pentadecyl, hexadecyl, heptadecyl, and octadecyl, di-, tri-, tetra-, penta-, and hexaglucosides, galactosides, lactosides, glucoses, fructosides, fructoses and/or galactoses.
• Suitable mixtures include coconut alkyl, di-, tri-, tetra-, and pentagluscosides and tallow alkyl, tetra-, penta-, and hexagluco- sides.
• the preferred alkyl polysaccharides are alkylpolyglycosides of the formula
• R 2 is selected from the group consisting of alkyl, alkylphenyl, hydroxyalkyl, hydroxyalkylphenyl, and mixtures thereof in which alkyl groups contain from about 10 to about 18, preferably from about 12 to about 14, carbon atoms; n is 2 or 3, preferably 2; t is from 0 to about 10, preferably 0; and x is from 1.3 to about 10, preferably from 1.3 to about 3, most preferably from about 1.3 to about 2.7.
• the glycosyl is preferably derived from glucose. To prepare these compounds, the alcohol or alkylpolyethoxy alcohol is formed first and then reacted with glucose, or a source of glucose, to form the glucoside (attachment at the 1-position). The additional glycosyl units can then be attached between their 1-position and the preceding glycosyl units 2-, 3-, 4- and/or 6-position, preferably predominantly the 2-position. Zwitterionic and Amphoteric Surfactants
• Zwitterionic surfactants are exemplified by those which can be broadly described as derivatives of aliphatic quaternary ammonium, phosphonium, and sulfonium compounds, in which the aliphatic radicals can be straight or branched chain, and wherein one of the aliphatic substituents contains from about 8 to about 18 carbon atoms and one contains an anionic group, e.g., carboxy, sulfonate, sulfate, phosphate, or phosphonate.
• a general formula for these compounds is:
• R 2 contains an alkyl , alkenyl , or hydroxy alkyl radical of from about 8 to about 18 carbon atoms, from 0 to about 10 ethylene oxide moieties and from 0 to about 1 glyceryl moiety;
• Y is selected from the group consisting of nitrogen, phosphorus, and sulfur atoms;
• R 3 is an alkyl or monohydroxyalkyl group containing about 1 to about 3 carbon atoms;
• X is 1 when Y is a sulfur atom, and 2 when Y is a nitrogen or phosphorus atom;
• R 4 is an alkylene or hydroxyalkylene of from about 1 to about 4 carbon atoms and Z is a radical selected from the group consisting of carboxylate, sulfonate, sulfate, phosphonate, and phosphate groups.
• surfactants examples include:
• amphoteric surfactants which can be used in the compositions of the present invention are those which are broadly described as derivatives of aliphatic secondary and tertiary amines in which the aliphatic radical can be straight or branched chain and wherein one of the aliphatic substituents contains from about 8 to about 18 carbon atoms and one contains an anionic water solubilizing group, e.g., carboxy, sulfonate, sulfate, phosphate, or phosphonate.
• an anionic water solubilizing group e.g., carboxy, sulfonate, sulfate, phosphate, or phosphonate.
• Examples of compounds falling within this definition are sodium 3-dodecyl-aminopropionate, sodium 3-dodecylamino- propane sulfonate, sodium lauryl sarcosinate, N-alkyltaurines such as the one prepared by reacting dodecyl amine with sodium isethionate according to the teaching of U.S. Patent 2,658,072, N-higher alkyl aspartic acids such as those produced according to the teaching of U.S. Patent 2,438,091, and the products sold under the trade name "Miranol" and described in U.S. Patent 2,528,378.
• amphoteric surfactants include sultaines and amidosultaines.
• Sultaines and amidosultaines can advantageously be utilized as foam enhancing surfactants that are mild to the eye in partial replacement of anionic surfactants.
• Sultaines, including amidosultaines include for example, cocodimethylpropylsultaine, stearyldimethylpropylsultaine, lauryl -bis-(2-hydroxyethyl) propylsultaine and the like; and the amidosultaines such as cocoamidodimethylpropylsultaine, stearylamidododimethylpropylsultaine, laurylamidobis-(2-hydroxyethyl) propylsultaine, and the like.
• amidohydroxysultaines such as the C 12 -C 18 hydrocarbyl amidopropyl hydroxysultaines, especially C 12 -C 14 hydrocarbyl amido propyl hydroxysultaines, e.g., laurylamidopropyl hydroxysultaine and cocamidopropyl hydroxysultaine.
• Other sultaines are disclosed in U.S. Patent 3,950,417, issued April 13, 1976, incorporated herein by reference.
• amphoteric surfactants are defined by the aminoalkanoates of the formula: R-NH(CH 2 ) n COOM ; and the iminodial kanoates of the formula:
• R-N [(CH 2 ) m COOM] 2 and mixtures thereof; wherein n and m are numbers from 1 to 4, R is C 8 - C 22 alkyl or alkenyl , and M is hydrogen, al kal i metal , alkal ine earth metal , ammonium or alkanol ammonium.
• amphoteric surfactants fall ing within the aminoalkanoate formula include n-alkyl amino-propionates and n-alkyliminodipropionates. Such materials are sold under the tradename DERIPHAT by Henkel and MIRATAINE by Miranol, Inc. Specific examples include N-lauryl-beta-amino propionic acid or salts thereof, and N-lauryl-beta-imino-dipropionic acid (DERIPHAT 160C) or salts thereof, and mixtures thereof.
• a preferred optional component hereof is a conditioning agent suitable for conditioning hair or skin.
• silicone conditioning agents particularly nonvolatile, insoluble silicone conditioning agents.
• the shampoo compositions will preferably comprise from about 0.01% to about 10%, by weight, of such silicone conditioning agent, more preferably from about 0.01% to about 5%, even more preferably from about 0.05% to about 3%, and most preferably from about 0.1% to about 2.5%.
• the silicone conditioning agent comprises a nonvolatile, insoluble silicone fluid.
• the silicone conditioning agent for use herein in shampoo compositions will preferably have average viscosity of from about 1,000 to about 2,000,000 centistokes at 25oC, more preferably from about 10,000 to about 1,800,000 centistokes, even more preferably from about 100,000 to about 1,500,000 centistokes. Lower viscosity nonvolatile silicone conditioning agents, however, can also be used. Viscosity can be measured by means of a glass capillary viscometer as set forth in Dow Corning Corporate Test Method CTM0004, July 20, 1970.
• the term "insoluble” in reference to the silicone conditioning agent shall mean that the silicone material is not soluble in water.
• the term “nonvolatile” in reference to the silicone conditioning agent as used herein shall be interpreted according to the meaning well understood to those skilled in the art, i.e., the silicone fluid exhibits very low or no significant vapor pressure at ambient conditions.
• the term “silicone fluid” shall mean flowable silicone materials having a viscosity of less than 1,000,000 centistokes at 25oC. Generally, the viscosity of the fluid will be between about 5 and 1,000,000 centistokes at 25oC, preferably between about 10 and about 100,000 centistokes.
• the silicone conditioning agent hereof can also comprise silicone gums, which are also nonvolatile and insoluble, Silicone gums are later described.
• the term “silicone”, as used herein, shall be synonomous with the term “polysiloxane”.
• Suitable nonvolatile silicone fluids for use in hair conditioning agents include polyalkyl siloxanes, polyaryl siloxanes, polyalkylaryl siloxanes, polyether siloxane copolymer and mixtures thereof. However, other silicone fluids having hair conditioning properties may be used.
• the nonvolatile polyalkyl siloxane fluids that may be used include, for example, polydimethylsiloxanes. These siloxanes are available, for example, from the General Electric Company as a Viscasil series and from Dow Corning as the Dow Corning 200 series. Preferably, the viscosity ranges from about 10 centistokes to about 100,000 centistokes at 25oC.
• polyalkylaryl siloxane fluids that may be used, also include, for example, polymethylphenyl siloxanes. These siloxanes are available, for example, from the General Electric Company as SF 1075 methyl phenyl fluid or from Dow Corning as 556 Cosmetic Grade Fluid.
• the polyether siloxane copolymer that may be used includes, for example, a polypropylene oxide modified dimethylpolysiloxane (e.g., Dow Corning DC-1248) although ethylene oxide or mixtures of ethylene oxide and propylene oxide may also be used.
• a polypropylene oxide modified dimethylpolysiloxane e.g., Dow Corning DC-1248
• ethylene oxide or mixtures of ethylene oxide and propylene oxide may also be used.
• the ethylene oxide and polypropylene oxide level must be sufficiently low to prevent solubility in water and the composition hereof.
• Silicone fluids hereof also include polyalkyl or polyaryl siloxanes with the following structure:
• R is alkyl or aryl
• x is an integer from about 7 to about 8,000 may be used.
• A represents groups which block the ends of the silicone chains.
• the alkyl or aryl groups substituted on the siloxane chain (R) or at the ends of the siloxane chains (A) may have any structure as long as the resulting silicones remain fluid at room temperature, are hydrophobic, are neither irritating, toxic nor otherwise harmful when applied to the hair, are compatible with the other components of the composition, are chemically stable under normal use and storage conditions, and are capable of being deposited on and of conditioning hair.
• Suitable A groups include methyl, methoxy, ethoxy, propoxy, and aryloxy.
• the two R groups on the silicone atom may represent the same group or different groups. Preferably, the two R groups represent the same group.
• Suitable R groups include methyl, ethyl, propyl, phenyl, methylphenyl and phenylmethyl.
• the preferred silicones are polydimethyl siloxane, polydiethyl siloxane, and polymethylphenylsiloxane. Polydimethylsiloxane is especially preferred.
• silicone gum means polyorganosiloxane materials having a viscosity at 25oC of greater than or equal to 1,000,000 centistokes. Silicone gums are described by Petrarch and others including U.S. Patent 4,152,416, Spitzer et al., issued May 1, 1979, and Noll, Walter, Chemistry and Technology of Silicones, New York: Academic Press 1968. Also describing silicone gums are General Electric Silicone Rubber Product Data Sheets SE 30, SE 33, SE 54 and SE 76. All of these described references are incorporated herein by reference.
• the "silicone gums” will typically have a mass molecular weight in excess of about 200,000, generally between about 200,000 and about 1,000,000. Specific examples include polydimethylsiloxane, (polydimethylsiloxane) (methylvinylsiloxane) copolymer, poly(dimethylsiloxane) (diphenyl siloxane)(methylvinylsiloxane) copolymer and mixtures thereof.
• the silicone hair conditioning agent comprises a mixture of a polydimethylsiloxane gum, having a viscosity, at 25oC, greater than about 1,000,000 centistokes and polydimethylsiloxane fluid having a viscosity, at 25oC, of from about 10 centipoise to about 100,000 centistokes, wherein the ratio of gum to fluid is from about 30:70 to about 70:30, preferably from about 40:60 to about 60:40.
• Cationic silicone fluids and gums may be used, although nonionic silicone fluids and gums are preferred.
• the shampoo compositions also contain one or more antidandruff agents.
• Soluble antidandruff agents as well as particulate antidandruff agents can be used.
• particulate antidandruff agents particularly pyridinethione salts and selenium sulfide.
• Selenium sulfide is a staple item of commerce.
• Selenium sulfide as provided by suppliers can be used in the present compositions provided the particle size of the selenium sulfide particles, on an average, is less than about 15/t, preferably less than about 10 ⁇ . These measurements are made using a forward laser light scattering device (e.g., a Malvern 3600 instrumett). If used, selenium sul fide i s typical ly present in the shampoo compositions of this invention at a lever of from about 0.1% to about 5.0%, preferably from about .6% to about 2.5%.
• a forward laser light scattering device e.g., a Malvern 3600 instrumett
• Preferred pyridinethione antidandruff agents are 1-hydroxy-2-pyridinethione salts . These types of antidandruff agents are well known in the art. Particularly preferred are those l-hydroxy-2-pyridinethione salts in platelet particle form, wherein the particl es have an average size of from about 1 micron to about 20 microns, preferably from about 2 microns to about 8 microns.
• the active is generally used at a level of from about 0.1% to about 4%, preferably about 0.5% to about 2%, of the shampoo composition, l-hydroxy-2-pyridinethione salts are disclosed for use in antidandruff shampoos in U.S. Patent 2,809,971 , Bernstein, issued October 15, 1957; U.S.
• the pyridinethione salts preferred herein can general ly be defined as water-i nsol uble salts of 1-hydroxy-2-pyridinethione.
• Preferred salts are formed from metals such as zinc, tin, cadmium, magnesium, aluminium and zirconium.
• the most preferred metal herein is zinc which forms 2-zinc pyrithione or ZPT.
• Other cations such as sodium are al so suitable.
• the shampoo composition disclosed herein may include other known antidandruff actives.
• antidandruff actives can include, for example, pyridone sal ts, coal tar, etc.
• Hydroxypyridone salts are disclosed in Cosmetics and Drug Preservation, Principles and Practice, p 742 (edited by J. Kabura, 1984) , incorporated herein by reference.
• Hydroxypyridone sal ts used herein include those generally described as 1-hydroxy-4-methyl -(1H)-pyridones having an al iphatic or aromatic moiety (R) at the 6 position thereof, wherein R has a factor of at least 1:3, preferably from 2 to 6, more preferably from 3 to 5.5.
• the factor is a measure of the lipophilicity/ hydrophilicity of the substituent and is defined in detail in the paper by W. Dittmar, E. Druckrey and H. Urbach, J. Med. Chem. 17(7), 753-6 (1974) and references cited therein; all of which are incorporated herein by reference.
• preferred R substituents are selected from linear and branched C 6 -C 11 , preferably C 6 -C 11 , alkyl and alkenyl groups, C 5 -C 8 cycloalkyl groups, and C 5 -C 8 aryl groups.
• the cyclic moieties can also be substituted with one or more alkyl or alkenyl groups up to C 4 .
• the R groups can further be substituted with halogen atoms.
• preferred R moieties are cyclohexyl and 2,4,4-trimethyl pentyl, the latter being highly preferred.
• the above mentioned compounds can be used both in the free form and as salts, for example, salts with organic bases or inorganic cations.
• Low molecular weight alkanolamines are especially preferred organic bases.
• the preferred hydroxypyridone salt for use herein is monoethanol amine salt known as piroctone ol amine or Octopirox; see Cosmetic and Drug Preservation, supra.
• Piroctone olamine is described for use in deodorant compositions in Japanese Patent Application Sho 57-104,313, published Decembr 23, 1983; Japanese Patent Application Sho 58-127,893, published February 5, 1985 (both to Lion) and U.S. Patent Application Serial No. 314,627, Melanson and Sturm, filed February 23, 1989.
• Japanese Patent Application Sho 57-080,644 published November 18, 1983, discloses the use of a broad group of hydroxypyridone compounds for dandruff control. All above cited references are incorporated herein by reference.
• compositions herein can contain a variety of non-essential optional components.
• optional ingredients include, for example, preservatives such as benzyl alcohol, methyl paraben, propyl paraben and imidazolidinyl urea; cationic conditioning agents, including both cationic conditioning surfactant and cationic conditioning polymers; fatty alcohols; block polymers of ethylene oxide and propylene oxide such as Pluronic F88 offered by BASF Wyandotte; sodium chloride; sodium sulfate; ammonium xylene sulfonate; propylene glycol; polyvinyl alcohol; ethyl alcohol; foam boosters such as Polyquaternium-10 (an industry term designated by The Cosmetic, Toiletry and Fragrance Association (CTFA) for the polymeric quaternary ammonium salt of hydroxyethyl cellulose reacted with trimethyl ammonium substituted epoxide), commercially available from Union Carbide Corp.
• CTFA Cosmetic, Toiletry and Fragrance Association
• UCARE POLYMER JR series of materials e.g., UCARE POLYMER JR-30M, JR-125 and JR-400, such foam boosters being a preferred ingredient for use in the shampoos herein; additional pH adjusting agents for the final shampoo composition such as citric acid, succinic acid, phosphoric acid, sodium hydroxide, sodium carbonate, etc.; perfumes; dyes; and sequestering agents such as disodium ethylenediamine tetraacetate.
• These optional ingredients are typically used at levels of from about 0.01% to about 10% of the composition. This list of optional ingredients is not meant to be inclusive, and other optional components can be utilized.
• Pediculicides can also be included in the compositions hereof to provide control of lice infestations.
• Suitable pediculicides are well known in the art and include, for example, pyrethrins such as those disclosed in U.S. Patent 4,668,666, Allan, incorporated herein by reference.
• suspending agent is carboxyvinyl polymer.
• Preferred polymers are copolymers of acrylic acid crosslinked with polyallylsucrose as described in U.S. Patent 2,798,053, Brown, issued July 2, 1957, incorporated herein by reference. These polymers are provided by B. F.
• Goodrich Company as, for example, Carbopol 934, 940, 941, and 956.
• a carboxyvinyl polymer is an interpolymer of a monomeric mixture comprising a monomeric olefinically unsaturated carboxylic acid, and from about 0.1% to about 10% by weight of the total monomers of a polyether of a polyhydric alcohol, which polyhydric alcohol contains at least four carbon atoms to which are attached at least three hydroxyl groups, the polyether containing more than one alkenyl group per molecule.
• Other monoolefinic monomeric materials may be present in the monomeric mixture if desired, even in predominant proportion.
• Carboxyvinyl polymers are substantial ly insol uble in l iquid, volatile organic hydrocarbons and are dimensionally stable on exposure to air.
• Preferred polyhydric alcohols used to produce carboxyvinyl polymers include polyols selected from the class consisting of oligosaccharides, reduced derivatives thereof in which the carbonyl group is converted to an alcohol group, and pentaerythritol; more preferred are oligosaccharides, most preferred is sucrose. It is preferred that the hydroxyl groups of the polyol which are modified be etherified with allyl groups, the polyol having at least two allyl ether groups per polyol molecule. When the polyol is sucrose, it is preferred that the sucrose have at least about five allyl ether groups per sucrose molecule. It is preferred that the polyether of the polyol comprise from about 0.1% to about 4% of the total monomers, more preferably from about 0.2% to about 2.5%.
• Preferred monomeric olefinically unsaturated carboxylic acids for use in producing carboxyvinyl polymers used herein include monomeric, polymerizable, alpha-beta monoolefinically unsaturated lower aliphatic carboxylic acids; more preferred are monomeric monoolefinic acrylic acids of the structure
• R is a substituent selected from the group consisting of hydrogen and lower alkyl groups; most preferred is acrylic acid.
• Preferred carboxyvinyl polymers used in formulations of the present invention have a molecular weight of at least about 750,000; more preferred are carboxyvinyl polymers having a molecular weight of at least about 1,250,000; most preferred are carboxyvinyl polymers having a molecular weight of at least about 3,000,000.
• Other materials can also be used as suspension agents, including those that can impart a gel-like viscosity to the composition, such as water soluble or colloidally water soluble polymers like cellulose ethers (e.g., hydroxyethyl cellulose), guar gum, polyvinyl alcohol, polyvinyl pyrrolidone, hydroxypropyl guar gum, starch and starch derivatives, and other thickeners, viscosity modifiers, gelling agents, etc. Mixtures of these materials can also be used.
• water soluble or colloidally water soluble polymers like cellulose ethers (e.g., hydroxyethyl cellulose), guar gum, polyvinyl alcohol, polyvinyl pyrrolidone, hydroxypropyl guar gum, starch and starch derivatives, and other thickeners, viscosity modifiers, gelling agents, etc. Mixtures of these materials can also be used.
• Such optional suspending agent thickeners, and viscosity modifiers, etc. are used at a level of from about 0.1% to about 10%, most commonly from about 0.3% to about 5.0% by weight of the total composition.
• xanthan gum Another type of suspending agent that can be used is xanthan gum.
• Shampoo compositions utilizing xanthan gum as a suspending agent for the silicone hair conditioning component are described in U.S. Patent 4,788,006, Bolich and Williams, issued November 29, 1988, incorporated herein by reference.
• Xanthan gum is biosynthetic gum material that is commercially available. It is a heteropolysaccharide with a molecular weight of greater than 1 million. It is believed to contain D-glucose, D-mannose and D-glucuronate in the molar ratio of 2.8:2.0:2.0. The polysaccharide is partially acetylated with 4.7% acetyl. This information and other is found in Whistler, Roy L.
• Kelco a Division of Merck & Co., Inc. offers xanthan gum as Keltrol ® .
• the gum when used as the silicone hair conditioning component suspending agent, will typically be present in pourable, liquid formulations at a level of from about 0.3% to about 3%, preferably from about 0.4% to about 1.2%, in the compositions of the present invention.
• the pH of the compositions for direct use for cleaning applications is not generally critical and may be in the range of from 2 to about 10, preferably from about 3 to about 9, more preferably from about 4 to about 8, most preferably from about 6 to about 8.
• compositions are used in a conventional manner for cleaning hair.
• An effective amount of the composition for cleaning hair typically, from about 1 g to about 20 g of the composition, is applied to hair that has preferably been wetted, generally with water, and then rinsed out.
• Application to the hair typically includes working the composition through the hair such that most or all of the hair is contacted with the composition.
• Polyquaternium 10 (%) 1 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05
• Citric Acid (%) 0.34 0.34 0.34 0.34 0.34
• Cocoamphodiacetate (%) 3 3.50 4.50 4.50 3.00 3.00
• Polyquaternium 10 (%) 1 0.10 - 0.09 0.03 -
• Ethylene Glycol Distearate (%) 1.00 3.00 1.00 3.00 1.50
• Citric Acid (%) 0.30 0.45 0.45 0.28 0.28
• Polyquaternium 10 (%) 1 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05
• Ethylene Glycol Distearate (%) 2.00 2.00 2.00 2.00 2.00 2.00
• Citric Acid (%) 0.25 0.25 0.25 0.25 0.25 0.25
• Cocoamphodiacetate (%) 4 3.50 4.50 4.50 3.00 3.00
• Citric Acid (%) 0.20 0.30 0.30 0.20 0.20 0.20 Cetyl Alcohol (%) 0.03 0.12 - 0.16 -
• MIRANOL C-2M available under the tradename MIRANOL C-2M from Miranol, Inc. in a 38% active solution.
• MIRANOL CM CONC available under the tradename MIRANOL CM CONC from Miranol, Inc. in a 37% active solution.
• compositions are prepared as follows.
• a silicone premix is first prepared by adding a small portion (e.g., about 0.2% by weight of the finished product) of the sodium laureth-3 sulfate to the premix tank and heating to 71oC.
• the cetyl and stearyl alcohols, as applicable, are added.
• the dimethicone is then added and mixed until an emulsion is formed.
• the Polyquaternium 10, if applicable, is then added as a solid or predissolved in water to the main premix.
• the CAPB 1s mixed into the main premix after the ethylene glycol distearate has been crystallized instead of being added at the above-indicated earlier stage.
• the silicone premix is collected in the same finishing tank after being cooled to about 30oC, where the main premix and the silicone premix are. mixed until homogeneous.
• the remainder of the ingredients are added and mixed into the shampoo composition.
• the final pH is adjusted as desired by the addition of citric acid and/or NaOH.
• the final viscosity is adjusted as desired by the addition of ammonium xylene sulfonate and/or NaCl.
• compositions of the Examples can provide excellent in-use hair cleaning, lather, mildness, conditioning and dandruff control (where applicable), and pearlescence.

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• 1993
  • 1993-03-09 CA CA002131626A patent/CA2131626A1/en not_active Abandoned
  • 1993-03-09 BR BR9306114A patent/BR9306114A/pt not_active Application Discontinuation
  • 1993-03-09 EP EP93908291A patent/EP0630225A1/en not_active Ceased
  • 1993-03-09 JP JP5516596A patent/JPH07504911A/ja active Pending
  • 1993-03-09 WO PCT/US1993/002128 patent/WO1993018737A1/en not_active Application Discontinuation
  • 1993-03-09 AU AU39165/93A patent/AU3916593A/en not_active Abandoned
  • 1993-03-16 MA MA23125A patent/MA22831A1/fr unknown
  • 1993-03-16 TR TR00175/93A patent/TR27510A/xx unknown
  • 1993-03-17 CN CN93104526A patent/CN1080842A/zh active Pending
• 1994
  • 1994-09-16 KR KR1019940703243A patent/KR950700721A/ko not_active Application Discontinuation

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