KR101775351B1

KR101775351B1 - System and method for trading over-the-counter

Info

Publication number: KR101775351B1
Application number: KR1020150122691A
Authority: KR
Inventors: 이희문; 박현준; 신영호; 이희진
Original assignee: 주식회사 미래투자파트너스; 주식회사 미라클인베스트먼트
Priority date: 2015-08-31
Filing date: 2015-08-31
Publication date: 2017-10-30
Also published as: KR20170025761A

Abstract

An unlisted stock trading method and system is disclosed. According to an aspect of the present invention, the unlisted stock trading system includes: an unlisted stock trading system receiving an intermediation request including transaction information of an unlisted stock from any one of a seller terminal and a buyer terminal; A first brokerage step of performing brokering for a first quantity, which is a part of a transaction quantity corresponding to the transaction information, in response to the brokerage request, and after the first brokerage step is completed, And a second intermediary step for performing intermediation for a second quantity that is all or part of the second intermediary quantity.

Description

Unlisted stock trading and its system.

The present invention relates to a system and a method for trading unlisted stocks more securely and reliably.

Stock investment is one of the main investment methods of investors.

These stock investments are mainly driven by listed stocks listed on the KRX. However, it is widely known that if the value of a corporation is precisely understood, investment in unlisted stocks can achieve higher returns than those of listed stocks.

However, it is not easy for general investors to invest in unlisted stocks.

In general, trading of unlisted stocks is characterized by the fact that it is not easy to determine objective value by the market because the transactions are not actively or frequently performed and transactions are made between individuals.

To solve these problems, unlisted stocks may have a way of brokering transactions in trusted intermediary institutions (for example, exchanges and / or brokerage firms) as well as listed securities. And even in unlisted stocks, stocks that meet certain conditions have not been activated, although such attempts have been made (eg, freeboards).

For this reason, trading in unlisted stocks is more focused on transactions between individuals. For example, there is a service (for example, www.38.co.kr) for private unlisted stock trading.

However, as described above, unlisted stocks are fraudulent stocks or fraudulent buying. In addition, even when trading, the seller and the buyer directly carry out the receipt of the stock and the deposit of the amount through their own accounts through various methods of communication. However, there is a risk that the recipient (buyer or seller) who receives the stock or transaction amount first will not be able to transfer the corresponding asset (transaction amount or stock) to the other person, Accidents are happening. And because of these accidents, the trading partners are very anxious about the transaction, and trading of unlisted stocks is getting worse.

To solve these problems, attempts have been made to apply trading brokerage services, which are called escrows, to unlisted stocks.

Such an example has also been disclosed in Korean public patent (Publication No. 10-2003-0045257, "Unlisted Stock Transaction Escrow System and Method").

However, simply escrowing unlisted stocks does not fully resolve the concerns of the trading partners. Also, there is a risk that the parties do not have a great deal of confidence in the service side that provides escrow services for unlisted stocks, unless a fully trusted agency provides the services. In particular, these risks are becoming larger as the transaction volume of unlisted stocks becomes larger.

Therefore, there is a desperate need for trading methods and systems for unlisted stocks that trading partners can trust and trust.

SUMMARY OF THE INVENTION Accordingly, the present invention has been made to solve the above-mentioned problems occurring in the prior art, and it is an object of the present invention to provide a service for brokering trading of unlisted stocks, And to provide a method and system capable of brokering.

In addition, if one of the trading partners first transfers an asset while performing the brokering intermediation, the next broker provides a method and system that enables the other party to transfer the asset first, thereby reducing the risk.

Also, in each divisional intermediation stage, the intermediary does not receive all the assets of both parties for intermediation, but only receives the assets of one party and the other party transmits the assets to the other party directly, A method and a system that can prevent a point in time when a user holds all of them.

According to an aspect of the present invention, an unlisted stock trading method includes the steps of: an unlisted stock trading system receiving an intermediation request including transaction information of unlisted stocks from either a seller terminal or a buyer terminal; A first brokerage step of performing brokering for a first quantity, which is a part of a transaction quantity corresponding to the transaction information, in response to the request, and after the first brokerage step is completed, Or a second mediation step for performing mediation on a second quantity that is part of the second mediation step.

Wherein the first brokerage step is a step in which the unlisted stock trading system receives an unlisted stock for the first quantity or deposits a first transaction amount corresponding to the first quantity in an intermediary account of the unlisted stock trading system The first preceding transaction is performed by the first preceding transaction and the first preceding transaction is performed by the first preceding transaction, and if the first preceding transaction is performed by the non-listed stock trading system, Requesting execution of a corresponding first correspondence transaction; when the first confirmation signal is received from the terminal of the party of the first preceding transaction that the first counterpart transaction has been performed by the counterpart party, Performing the first settlement transaction to transfer the unlisted stock of the first quantity or the first transaction amount received to the counterparty's account It can include.

Requesting execution of a first corresponding transaction corresponding to the first preceding transaction is performed by the unlisted stock trading system in the account of the counterparty directly corresponding to the first corresponding transaction directly to the account of the party of the first preceding transaction And requests a direct transfer to transfer the asset.

Wherein the second brokerage step includes the steps of: receiving the unlisted stock for the second quantity or depositing the second transaction amount corresponding to the second quantity in the brokerage account of the unlisted stock trading system The second preceding transaction is performed by the second preceding transaction, and if the second preceding transaction is performed by the second preceding transaction, checking whether the second preceding transaction is performed by the second preceding transaction, Requesting execution of a corresponding second corresponding transaction; when a second confirmation signal is received from the terminal of the party of the second preceding transaction that the second counterpart transaction has been performed by the counterpart party, Performing the second settlement transaction in which the unlisted stock of the second quantity or the second transaction amount received is transferred to the account of the counterparty It can include.

Wherein the unlisted stock trading method further includes requesting execution of the second preceding transaction to a terminal of a counter party of the first preceding transaction after the first intermediary step is completed, 1 < / RTI > preceding transaction.

Wherein the step of requesting execution of a second corresponding transaction corresponding to the second preceding transaction is a step of requesting the execution of a second corresponding transaction corresponding to the second preceding transaction by the unlisted stock trading system from the account of the opposite party of the second preceding transaction directly to the account of the party of the second preceding transaction Requesting the direct transmission to transfer the asset corresponding to the corresponding transaction.

Wherein the unlisted stock trading method further comprises a third brokering step of performing brokering on the remaining transaction volume of the unlisted stock trading system when there is a remaining number of transactions after the second brokering step is completed, Requesting the terminal of the opposite party of the second preceding transaction to perform the third preceding transaction.

The above method can be performed by a computer program installed in the data processing apparatus.

According to another aspect of the present invention, an unlisted stock trading system includes an interface module for receiving an intermediation request including transaction information of an unlisted stock from any one of a seller terminal and a buyer terminal, A mediation module for performing mediation on a first quantity that is a part of the quantity of transactions, and a mediation module for performing mediation on a second quantity, which is all or part of the remainder of the quantity of transactions after the first mediation step, Lt; / RTI >

The brokerage processing module may be configured such that a preceding transaction in which the unlisted stock for the brokerage amount corresponding to the brokerage step or the transfer of the brokerage transaction amount corresponding to the brokerage amount is performed in the brokerage account of the unlisted stock trading system, A corresponding transaction processing module for requesting a terminal of a counter party of the preceding transaction to perform a corresponding transaction corresponding to the preceding transaction when the preceding transaction is performed, The unlisted stock of the brokerage amount or the brokerage transaction amount received in the brokerage account is transferred to the account of the counterparty party when an acknowledgment signal indicating whether or not a corresponding transaction has been performed by the counterparty transaction is received from the terminal of the party of the preceding transaction Includes settlement transaction processing module to perform settlement transaction Can.

And the corresponding transaction processing module requests direct transfer of the asset corresponding to the corresponding transaction directly to the account of the party of the preceding transaction in the account of the counterparty.

The control module requests the terminal of the counter party of the preceding transaction of the first intermediary stage to perform the preceding transaction of the second intermediary stage after the first intermediary stage is completed.

According to another aspect of the present invention, there is provided a computer program installed in a data processing apparatus and stored in a recording medium for performing the above-described method.

According to an embodiment of the present invention, when a non-listed stock is intended to be traded by a trading partner, a service for mediating the unlisted stock is provided, have.

Also, if one of the trading partners transfers assets first while performing the brokering intermediation, the next broker has the effect of allowing the other party to transfer the assets first, thereby reducing the risk due to the transaction sequence in the brokering brokerage.

In addition, in each divisional intermediation stage, the intermediary does not receive all of the assets of both parties for intermediation, but only receives the assets of one party and the other party transmits assets to the other party directly, It is possible to reduce the cost of the service.

BRIEF DESCRIPTION OF THE DRAWINGS A brief description of each drawing is provided to more fully understand the drawings recited in the description of the invention.
1 is a conceptual diagram illustrating a system configuration for implementing an unlisted stock trading method according to an embodiment of the present invention.
2 is a diagram showing a schematic configuration of an unlisted stock trading system according to an embodiment of the present invention.
FIG. 3 is a diagram illustrating an exemplary process of an unlisted stock trading method according to an embodiment of the present invention. Referring to FIG.

BRIEF DESCRIPTION OF THE DRAWINGS The present invention is capable of various modifications and various embodiments, and specific embodiments are illustrated in the drawings and described in detail in the detailed description. It is to be understood, however, that the invention is not to be limited to the specific embodiments, but includes all modifications, equivalents, and alternatives falling within the spirit and scope of the invention. DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS Hereinafter, the present invention will be described in detail with reference to the accompanying drawings.

The terms first, second, etc. may be used to describe various elements, but the elements should not be limited by the terms. The terms are used only for the purpose of distinguishing one component from another.

The terminology used in this application is used only to describe a specific embodiment and is not intended to limit the invention. The singular expressions include plural expressions unless the context clearly dictates otherwise.

In this specification, the terms "comprises" or "having" and the like refer to the presence of stated features, integers, steps, operations, elements, components, or combinations thereof, But do not preclude the presence or addition of features, numbers, steps, operations, components, parts, or combinations thereof.

Also, in this specification, when any one element 'transmits' data to another element, the element may transmit the data directly to the other element, or may be transmitted through at least one other element And may transmit the data to the other component. Conversely, when one element 'directly transmits' data to another element, it means that the data is transmitted to the other element without passing through another element in the element.

Hereinafter, the present invention will be described in detail with reference to the embodiments of the present invention with reference to the accompanying drawings. Like reference symbols in the drawings denote like elements.

1 is a conceptual diagram illustrating a system configuration for implementing an unlisted stock trading method according to an embodiment of the present invention.

Referring to FIG. 1, an unlisted stock trading system 100 may be provided to implement an unlisted stock trading method according to an embodiment of the present invention. The unlisted stock trading system 100 can be implemented by organically combining software and data processing apparatuses to implement the technical idea of the present invention.

The unlisted stock trading system 100 can implement the technical idea of the present invention while communicating with the seller terminal 200 and / or the buyer terminal 300 through a wire / wireless network. In addition, the unlisted stock trading system 100 may implement the technical idea of the present invention while communicating with the first account management system 400 that operates the brokerage account of the unlisted stock trading system 100.

The merchant terminal 200 and / or the buyer terminal 300 may include any type of terminal capable of communicating with the unlisted stock trading system 100 to implement the functions defined herein Can be defined. 1, the merchant terminal 200 and / or the buyer terminal 300 are implemented as a desktop, but various embodiments such as a mobile terminal and an IPTV are possible.

The seller terminal 200 refers to a terminal used by the seller to implement the technical idea of the present invention, and does not necessarily mean a specific physical terminal. Also, the buyer terminal 300 refers to a terminal used by the buyer to implement the technical idea of the present invention, and does not necessarily mean a specific physical terminal.

The first account management system 400 may be a system for managing an intermediary account for performing transactions of unlisted stocks according to the technical idea of the present invention. The intermediary account does not mean only one account, and a plurality of accounts may be used as the intermediary account according to the embodiment. The brokerage account may be an account of the service principal name of the unlisted stock trading system 100.

The brokerage account may be an account that may include cash and unlisted shares. In other words, it may be an account that can put unlisted stock in the account. It can also be an account for depositing cash.

The brokerage account may be commonly used for transactions of various unlisted stocks, and according to an embodiment, a new brokerage account may be provided for each transaction by communication of the unlisted stock trading system 100 and the first account management system 400 May be generated and used.

The first account management system 400 for operating the brokerage account may be a brokerage system, but is not limited thereto, and communicates with the unlisted brokerage stock system 100 while operating the brokerage account, A system that can implement technical ideas suffices.

1, the unlisted stock trading system 100 and the first account operating system 400 are illustrated as being separate physical devices. However, according to an embodiment of the present invention, the unlisted stock trading system 100 includes the first May be implemented to be included in the account management system 400.

That is, the unlisted stock trading method performed by the unlisted stock trading system 100 may be performed by the first account operating system 400. For example, trading services of unlisted stocks may be provided directly by a securities company in accordance with the technical idea of the present invention.

In this case, a combination of software codes and hardware included in the first account operating system 400 and performing functions defined in this specification may be defined as the unlisted stock trading system 100.

The unlisted stock trading system 100 may mediate transactions of unlisted stock between the seller and the buyer.

For example, the unlisted stock trading system 100 may provide a predetermined web page or a mobile page. These pages may be initiated with content that requests a sale or purchase of an unlisted stock. The buyer or the seller can request the brokerage transaction to the unlisted stock trading system 100 through the buyer terminal 300 or the seller terminal 200. [

The unlisted stock trading system 100 may then broker an unlisted stock transaction between the seller and the buyer.

According to the technical idea of the present invention, the unlisted stock trading system 100 can divide the transaction volume negotiated between the seller and the buyer and brokers it. This has the effect of reducing the risk of accidents (for example, when a buyer does not transmit a transaction amount only to a stock, or when a seller does not transmit a stock with only a transaction amount).

In addition, according to the technical idea of the present invention, it is possible to reduce the risk by performing the order of the actions for transferring the own asset to the other party alternately while performing the split mediation.

According to the technical idea of the present invention, in order to exchange assets (unlisted stocks or transaction amounts) between the parties, the unlisted stock trading system 100 receives only the assets of one party And the other party sends the asset directly to the other party, thereby reducing the risk caused by the intermediary service. For example, if the seller puts stock into the intermediary account and the buyer also puts the transaction amount into the intermediary account, but if the seller puts stock into the intermediary account, the buyer sends the transaction amount directly to the seller's account, If the buyer deposits the transaction amount in the brokerage account, the seller may place the stock directly in the buyer's account.

Therefore, when the case where the asset is concentrated by the service side, that is, the unlisted stock trading system 100, there is an effect that the risk that an accident by the service side can occur can be reduced. This risk can be more effective when the subject of the unlisted stock trading method according to the technical idea of the present invention is a private enterprise or a small enterprise.

The specific configuration of the unlisted stock trading system for realizing this technical idea will be described with reference to FIG.

2 is a diagram showing a schematic configuration of an unlisted stock trading system according to an embodiment of the present invention.

2, an unlisted stock trading system 100 according to an embodiment of the present invention includes a control module 110, an interface module 120, and an intermediary processing module 130. The brokerage processing module 130 may include a leading transaction processing module 131, a corresponding transaction processing module 132, and a settlement transaction processing module 133.

The unlisted stock trading system 100 may include hardware resources and / or software necessary for implementing the technical idea of the present invention, and may be a physical component or a device It is not. That is, the unlisted stock trading system 100 may mean a logical combination of hardware and / or software provided to implement the technical idea of the present invention. If necessary, May be implemented as a set of logical structures for implementing the technical idea of the present invention. Also, the unlisted stock trading system 100 may mean a set of configurations separately implemented for each function or role for implementing the technical idea of the present invention.

For example, the unlisted stock trading system 100 may be partially implemented in the seller terminal 200, the buyer terminal 300, and / or the first account management system 400. For example, a specific configuration among the configurations included in the unlisted stock trading system 100 may be provided to the seller terminal 200, the buyer terminal 300, and / or the first account management system 400 and the non- And the distributed configuration may be organically combined with each other to implement the specific configuration.

In this specification, a module may mean a functional and structural combination of hardware for carrying out the technical idea of the present invention and software for driving the hardware. For example, the module may refer to a logical unit of a predetermined code and a hardware resource for executing the predetermined code, and does not necessarily mean a physically connected code or a kind of hardware. Can be easily deduced to the average expert in the field of the present invention.

The control module 110 may include other components (e.g., the interface module 120 and / or the mediation processing module 130) included in the unlisted stock trading system 100 to implement the technical idea of the present invention. And / or the function of the resource.

The interface module 120 may receive an intermediation request including transaction information of unlisted stocks from either the seller terminal 200 or the buyer terminal 300. The brokerage request may include, for example, information on the type of unlisted stock, transaction volume, transaction amount (or transaction amount per week). Such an intermediation request may be received from the merchant terminal 200 to the interface module 120 or from the buyer terminal 300 to the interface module 120.

Then, the brokerage processing module 130 may perform a brokering process for brokering the transaction of unlisted stocks in response to the brokerage request.

At this time, the intermediation processing module 130 may divide the transaction into a plurality of stages according to the technical idea of the present invention.

According to an example, the intermediation processing module 130 preferentially mediates only a small number of predetermined numbers (for example, one week, five weeks or less) among the transaction numbers, and when the intermediary transaction is successfully completed, Can be performed. In this case, even if the brokerage transaction is performed only for a small quantity, the success of such a transaction can have a credible effect on the counterparty. In addition, there may be information that is known to the other party by the account of the counterparty or other intermediary transaction to be performed first. Therefore, it is possible to have the meaning and effect of the split mediation by merely performing the mediating transaction for the small quantity and performing the transaction for the remaining quantity. It goes without saying that the mediation may also be performed by dividing the remaining quantity.

According to another embodiment, the brokerage processing module 130 may perform division brokering by equally dividing the transaction amount by a predetermined number. For example, in the first split brokerage, half of the transaction volume may be brokered, and in the second split brokerage, the remaining half may be brokered. Or, in the first split brokerage, one third of the transaction volume is used. In the second split brokerage, one third of the brokerage volume is used. In the third split brokerage, have.

The average expert in the technical field of the present invention can easily deduce that the number (or step) of the division intermediation and the number of transactions to be intermediated by each number may vary according to the embodiment.

The control module 110 can determine the number (or step) of the division intermediation and the transaction quantity to be intermediated for each number. In addition, the brokerage processing module 130 may be controlled so that the next brokerage transaction can be performed after the brokerage transaction is performed for each brokerage step. For example, the control module 110 may control the brokerage processing module 130 to perform brokering for a second quantity that is all or part of the remainder of the transaction quantity after the first brokerage step is completed. That is, the control module 110 controls the intermediation processing module 130 to perform a first intermediation step of intermediating the first quantity among the transaction quantity, and if the first intermediation step is successful, the intermediation processing module 130 ) To control the intermediation processing module (or the intermediary processing module) to perform the intermediation for all the remaining quantities excluding the first quantity among the transaction quantities (in this case, two division intermediaries are made) or a part 130).

Each intermediation step performed by the intermediation processing module 130 may include a leading transaction, a corresponding transaction, and a settlement transaction. Accordingly, the brokerage processing module 130 includes a leading transaction processing module 131 for processing the leading transaction, a corresponding transaction processing module 132 for processing the corresponding transaction, and a settlement transaction processing module 133).

The precedent transaction processed by the precedent transaction processing module 131 may be a transaction that allows one of the transaction parties (the seller and the buyer) to transfer (deposit or deposit) their assets to the intermediary account. To this end, the preceding transaction processing module 131 may transmit a request signal to the seller terminal 200 or the buyer terminal 300 to perform a preceding transaction. The request signal may include information on the brokerage account and the size of assets to be transferred to the brokerage account in the brokerage stage (for example, the number of shares to be transferred or the transaction amount at each brokerage stage). In response to the request signal, the party transmitting the asset (stock or cash) corresponding to the corresponding step of the preceding transaction, that is, the corresponding transaction, to the intermediary account for the preceding transaction may transmit its asset to the intermediary account. The preemptive transaction processing module 131 can confirm whether the asset of the size to be transferred to the intermediary account has been transferred to the intermediary account through communication with the first account operating system 400. [ As a result, the prior art transaction according to the technical idea of the present invention may mean a transaction in which either party transfers an asset corresponding to the intermediation step to the intermediary account.

If this precedent transaction is performed, the corresponding transaction processing module 132 may cause the corresponding transaction to be performed. The corresponding transaction may mean a transaction corresponding to the preceding transaction.

For example, the first intermediate step may be a step of mediating half of the transaction amount. A leading transaction may be a transaction in which a buyer transmits a transaction amount corresponding to half of the transaction amount to an intermediary account. The corresponding transaction at this time may be an act for the seller to send unlisted stock of half of the transaction quantity to the buyer. On the other hand, if the preceding transaction is an act in which the seller transfers unlisted stocks that correspond to half of the transaction quantity to the brokerage account, the corresponding transaction may be an act for the buyer to transfer the transaction amount corresponding to half of the transaction quantity to the seller.

According to an example, the corresponding transaction may also be a method in which the necessary assets are transferred to the intermediary account and the unlisted stock trading system 100 transmits the asset to the counterparty of the corresponding transaction. However, in such a case, it may happen that both the stocks and the transaction amount traded in the brokerage account of the unlisted stock trading system 100 are collected. Thus, according to another embodiment, the corresponding transaction may be performed by direct transmission of the party of the corresponding transaction, that is, the party performing the corresponding transaction, directly transmitting the asset to the other party.

For example, a preceding transaction may be performed in which a party (e.g., buyer) of a preceding transaction deposits in an intermediary account an amount equal to half of the transaction quantity. The party of the corresponding transaction (or the counterparty of the preceding transaction) can then perform the action of transferring the corresponding transaction, that is, half of the transaction quantity directly to the account of the counterparty (for example, the buyer). To this end, the corresponding transaction processing module 132 may transmit a request signal to the terminal of the counter party of the preceding transaction (e.g., the seller terminal 200) to request execution of the corresponding transaction. Of course, the request signal may include information on the account of the party of the preceding transaction (i.e., the counter party of the corresponding transaction).

If the corresponding transaction is successfully performed, the control module 110 may control the settlement transaction processing module 133 to perform the settlement transaction. Successful performance of the corresponding transaction may be when the control module 110 receives a confirmation signal from the party of the preceding transaction (e.g., the buyer terminal 300). The acknowledgment signal may be a signal to confirm that the corresponding transaction has been completed by the party of the preceding transaction.

Then, the settlement transaction processing module 133 can perform the settlement transaction. The settlement transaction may be an act of transferring an asset (e.g., an amount of half of the transaction quantity) received in the intermediary account by the preceding transaction to the account of the counter party (e.g., seller) of the preceding transaction. To this end, the settlement transaction processing module 133 may communicate with the first account management system 400 to transmit the asset of the preceding transaction to the account of the counter party (e.g., seller) of the preceding transaction .

When the execution of the first mediation step is completed through this process, the control module 110 may cause the second mediation step to be performed.

At this time, the control module 110 may request the terminal of the opposite party of the preceding transaction of the first intermediary stage to perform the preceding transaction of the second intermediary stage. That is, if the party of the preceding transaction in the first intermediary stage is the buyer, the control module 110 can control the seller to perform the preceding transaction in the second intermediary stage.

This process has the effect of reducing the risk of accidents caused by any one party to a certain extent and has the effect of allowing the transaction party to carry out the transaction with confidence.

It goes without saying that the second intermediary stage may also perform the intermediation process to perform the preceding transaction, the corresponding transaction, and the settlement transaction as described above. In addition, the corresponding transaction of the second intermediary stage can also be controlled so that the party of the corresponding transaction directly transmits the necessary asset to the partner party of the corresponding transaction.

Meanwhile, as described above, when the transaction of the transaction quantity is completed in the second intermediation step, the control module 110 may terminate the transaction intermediation. If the control module 110 determines to divide the transaction quantity into three or more times and mediate, it is needless to say that the third intermediation step can be performed after the second intermediation step is completed.

It goes without saying that even when the third intermediary step is performed, the preceding transaction of the third intermediary step can be controlled to be performed by the counter party of the preceding transaction of the second intermediary transaction.

FIG. 3 is a diagram illustrating an exemplary process of an unlisted stock trading method according to an embodiment of the present invention. Referring to FIG.

FIG. 3 shows an example in which the buyer becomes a party to the preceding transaction in the first brokerage stage, and the brokerage brokers brokers the transaction volume evenly in each brokerage stage. However, various embodiments are possible As described above.

Referring to FIG. 3, the unlisted stock trading system 100 may perform a first intermediary step (S100 to S140) and a second intermediary step (S200 to S240) when the first intermediary step is completed.

The first mediation step may be performed as follows.

The buyer can deposit a transaction amount corresponding to 1 / N (where N is an integer of 2 or more) of the transaction quantity to the brokerage account of the unlisted stock trading system 100 (S100). Then, the unlisted stock trading system 100 can transmit a signal requesting the corresponding transaction to the seller terminal 200 (S110). In response to the signal, the seller can perform the transaction by transferring the corresponding transaction (1 / N stock transfer) directly to the buyer's account (S120).

Then, the buyer can confirm that the corresponding transaction has been performed, and the buyer terminal 300 can transmit the confirmation signal to the unlisted stock trading system 100 (S130). Then, the unlisted stock trading system 100 can transmit the amount of 1 / N of the settlement transaction, that is, the amount deposited by the buyer to the intermediary account, to the account of the seller (S140).

When the first intermediary step is completed, the unlisted stock trading system 100 can perform the second intermediary step.

As described above, the preceding transaction (S200) of the second intermediary stage may be performed by the other party (i.e., the seller) of the preceding transaction S100 of the first intermediary stage.

The seller can enter the transaction quantity corresponding to 1 / N of the transaction quantity into the brokerage account of the unlisted stock trading system 100 (S200). Then, the unlisted stock trading system 100 can transmit a signal requesting the corresponding transaction to the buyer terminal 200 (S210). In response to the signal, the buyer can perform the transaction by directly transmitting the corresponding transaction (transmission of the transaction amount corresponding to the stock of 1 / N) to the account of the seller (S220).

Then, the seller can confirm that the corresponding transaction has been performed, and the seller terminal 200 can transmit the confirmation signal to the unlisted stock trading system 100 (S230). Then, the unlisted stock trading system 100 can transmit the settlement transaction, that is, the stock quantity of 1 / N that the seller puts into the intermediary account, to the account of the seller (S240).

The third intermediary stage, the fourth intermediary stage, and the like may be performed continuously if the amount of transactions that have not been traded subsequently remains. And the parties to the preceding transaction may be changed at each intermediary stage.

Meanwhile, according to an embodiment, the unlisted stock trading system 100 may include a processor and a memory for storing a program executed by the processor. The processor may include a single-core CPU or a multi-core CPU. The memory may include high speed random access memory and may include non-volatile memory such as one or more magnetic disk storage devices, flash memory devices, or other non-volatile solid state memory devices. Access to the memory by the processor and other components can be controlled by the memory controller. Here, when the program is executed by a processor, the program can cause the unlisted stock trading system 100 according to the present embodiment to perform the above-described unlisted stock trading method.

Meanwhile, the unlisted stock trading method according to the embodiment of the present invention can be implemented in the form of a computer-readable program command and stored in a computer-readable recording medium. The control program and the target program May also be stored in a computer-readable recording medium. A computer-readable recording medium includes all kinds of recording apparatuses in which data that can be read by a computer system is stored.

Program instructions to be recorded on a recording medium may be those specially designed and constructed for the present invention or may be available to those skilled in the art of software.

Examples of the computer-readable recording medium include magnetic media such as a hard disk, a floppy disk and a magnetic tape, optical media such as CD-ROM and DVD, a floptical disk, And hardware devices that are specially configured to store and execute program instructions such as magneto-optical media and ROM, RAM, flash memory, and the like. The computer readable recording medium may also be distributed over a networked computer system so that computer readable code can be stored and executed in a distributed manner.

Examples of program instructions include machine language code such as those produced by a compiler, as well as devices for processing information electronically using an interpreter or the like, for example, a high-level language code that can be executed by a computer.

The hardware devices described above may be configured to operate as one or more software modules to perform the operations of the present invention, and vice versa.

It will be understood by those skilled in the art that the foregoing description of the present invention is for illustrative purposes only and that those of ordinary skill in the art can readily understand that various changes and modifications may be made without departing from the spirit or essential characteristics of the present invention. will be. It is therefore to be understood that the above-described embodiments are illustrative in all aspects and not restrictive. For example, each component described as a single entity may be distributed and implemented, and components described as being distributed may also be implemented in a combined form.

It is intended that the present invention covers the modifications and variations of this invention provided they come within the scope of the appended claims and their equivalents. .

Claims

In the unlisted stock trading method,
The unlisted stock trading system receiving an intermediation request including transaction information of unlisted stocks from either the seller terminal or the buyer terminal;
A first intermediary step in which the unlisted stock trading system performs intermediation for a first quantity which is a part of a transaction quantity corresponding to the transaction information in response to the intermediation request; And
And a second brokerage step in which the unlisted stock trading system performs brokering for a second quantity that is all or part of the remainder of the transaction quantity after the first brokerage step is completed.

2. The method as claimed in claim 1,
Wherein the unlisted stock trading system performs a first preceding transaction in which the unlisted stock for the first quantity or the first transaction amount corresponding to the first quantity is deposited in an intermediary account of the unlisted stock trading system, Confirming whether it has been performed by the party of the preceding transaction;
Requesting execution of a first corresponding transaction corresponding to the first preceding transaction to a terminal of a counter party of the first preceding transaction when the unlisted stock trading system executes the first preceding transaction;
When the first confirmation signal indicating whether or not the first corresponding transaction has been performed by the counterpart party is received from the terminal of the party of the first preceding transaction, And performing a first settlement transaction for transferring the transaction amount to an account of the counterparty.

3. The method of claim 2, wherein requesting to perform a first corresponding transaction corresponding to the first preceding transaction comprises:
Wherein the unlisted stock trading system requests direct transfer from the account of the opposite party to transfer the asset corresponding to the first corresponding transaction directly to the account of the party of the first preceding transaction.

3. The method according to claim 2,
Wherein the unlisted stock trading system performs the second preceding transaction in which the unlisted stock for the second quantity is deposited or the deposit for the second transaction amount corresponding to the second quantity is executed in the intermediary account of the unlisted stock trading system, Confirming whether it has been performed by the party of the preceding transaction;
Requesting execution of a second corresponding transaction corresponding to the second preceding transaction to the terminal of the counter party of the second preceding transaction when the unlisted stock trading system executes the second preceding transaction;
When a second confirmation signal indicating whether or not a second corresponding transaction has been performed by the counter party is received from a terminal of the party of the second preceding transaction, And performing a second settlement transaction for transferring the transaction amount to the account of the counterparty.

5. The method according to claim 4,
Further comprising the step of requesting the terminal of the counter party of the first preceding transaction to perform the second preceding transaction after the first intermediation step is completed,
Wherein the second preceding transaction is performed by a counter party of the first preceding transaction.

5. The method of claim 4, wherein requesting to perform a second corresponding transaction corresponding to the second preceding transaction comprises:
The unlisted stock trading system requests direct transfer from the account of the opposite party of the second preceding transaction to transfer the asset corresponding to the second corresponding transaction directly to the account of the party of the second preceding transaction Unlisted stock trading method.

5. The method according to claim 4,
Further comprising a third brokerage step of performing brokering on the remaining transaction volume of the unlisted stock trading system if there is remaining transaction volume after the second brokerage step is completed,
Wherein the third intermediate step comprises:
And requesting the terminal of the opposite party of the second preceding transaction to perform the third preceding transaction.

A computer program installed in a data processing apparatus and stored in a recording medium for performing the method according to any one of claims 1 to 7.

In an unlisted stock trading system,
An interface module for receiving an intermediation request including transaction information of an unlisted stock from any one of a seller terminal and a buyer terminal;
An intermediation processing module for performing an intermediary first intermediation for a first quantity that is a part of a transaction quantity corresponding to the transaction information in response to the intermediation request; And
And to control the brokerage processing module to perform a broker second brokerage for a second quantity that is all or part of the remainder of the transaction quantity after the first brokerage is completed.

10. The information processing apparatus according to claim 9,
Whether or not a preceding transaction in which the unlisted stock for the brokerage amount corresponding to the brokerage step or the transfer of the brokerage transaction amount corresponding to the brokerage amount is performed by the brokerage account of the unlisted stock trading system has been performed by the party of the preceding transaction A preceding transaction processing module for confirming the transaction;
A corresponding transaction processing module for requesting a terminal of a counter party of the preceding transaction to perform a corresponding transaction corresponding to the preceding transaction when the preceding transaction is performed; And
When an identification signal indicating whether or not the corresponding transaction has been performed by the counterpart party is received from the terminal of the party of the preceding transaction, the non-listed stock of the brokerage amount or the brokerage transaction amount received in the intermediary account is transferred to the counterparty's account And a settlement transaction processing module for performing a settlement transaction to be transmitted to the non-listed stock trading system.

11. The system of claim 10,
And requests the direct transfer to transfer the asset corresponding to the corresponding transaction directly to the account of the party of the preceding transaction in the account of the counterparty.

11. The apparatus of claim 10,
And requests the terminal of the counter party of the first broker's preceding transaction to perform the second broker's preceding transaction after the first brokerage is completed.