KR20170093518A - System and method for trading over-the-counter capable of seperation trading - Google Patents

Abstract

Disclosed is a method of unlisted stock trading and its system. The unlisted stock trading method is a method in which the unlisted stock trading system identifies the target transaction information selected by the terminal of the trader from the transaction information of the unlisted stock, the transaction information for trading the target transaction volume of the unlisted stock, The method comprising the steps of: receiving a transaction request including a corresponding split transaction request signal; receiving, by the unlisted stock transaction system, a request for a split transaction for the target transaction information to a transaction requestor terminal corresponding to the transaction information in response to the transaction request The unlisted stock trading system transmits an additional transaction request of an additional trader corresponding to the target transaction information in response to a response signal received to the terminal of the transaction requester in response to the notification signal, .

Description

[0003] 2. Description of the Related Art [0004] [0002]

The present invention relates to a system and a method for enabling a transaction to be effected effectively even when a trader wishes to trade only a part of a transaction amount requested by a transaction requester, while allowing unlisted stocks to be traded more securely and reliably.

Stock investment is one of the main investment methods of investors.

These stock investments are mainly driven by listed stocks listed on the KRX. However, it is widely known that if the value of a corporation is precisely understood, investment in unlisted stocks can achieve higher returns than those of listed stocks.

However, it is not easy for general investors to invest in unlisted stocks.

In general, trading of unlisted stocks is characterized by the fact that it is not easy to determine objective value by the market because the transactions are not actively or frequently performed and transactions are made between individuals.

To solve these problems, unlisted stocks may have a way of brokering transactions in trusted intermediary institutions (for example, exchanges and / or brokerage firms) as well as listed securities. And even in unlisted stocks, stocks that meet certain conditions have not been activated, although such attempts have been made (eg, freeboards).

For this reason, trading in unlisted stocks is more focused on transactions between individuals. For example, there is a service (for example, www.38.co.kr) for private unlisted stock trading.

However, as described above, unlisted stocks are fraudulent stocks or fraudulent buying. In addition, even when trading, the seller and the buyer directly carry out the receipt of the stock and the deposit of the amount through their own accounts through various methods of communication. However, there is a risk that the recipient (buyer or seller) who receives the stock or transaction amount first will not be able to transfer the corresponding asset (transaction amount or stock) to the other person, Accidents are happening. And because of these accidents, the trading partners are very anxious about the transaction, and trading of unlisted stocks is getting worse.

To solve these problems, attempts have been made to apply trading brokerage services, which are called escrows, to unlisted stocks.

Such an example has also been disclosed in Korean public patent (Publication No. 10-2003-0045257, "Unlisted Stock Transaction Escrow System and Method").

However, simply escrowing unlisted stocks does not fully resolve the concerns of the trading partners. Also, there is a risk that the parties do not have a great deal of confidence in the service side that provides escrow services for unlisted stocks, unless a fully trusted agency provides the services. In particular, these risks are becoming larger as the transaction volume of unlisted stocks becomes larger.

In addition, unlisted stocks are the most common types of transactions between individuals, and therefore, it is difficult to objectively set their value. Due to these characteristics, it is often the case that a person who does not own the unlisted stocks attracts buyers by posting content on the bulletin board that they intend to sell them by false means. After attracting the buyer, for example, the buyer tries to sell the buyer at a relatively low price, and if the buyer makes a deposit, the buyer only seizes the deposited amount and hides the trail.

Moreover, in addition to the fraudulent transactions or accidents caused by such fraudulent sale, if a large number of such fraudulent products are exposed, the real value of unlisted stocks may be distorted, which may result in undermining trading of unlisted stocks.

Therefore, it is necessary to provide a technical idea that allows the buyer to objectively confirm the status of holding the unlisted stocks, such as whether the person has the unlisted stocks and sells them for the amount to be sold, There is an urgent need for a method for trading unlisted stocks that can be trusted and trusted and a system therefor.

In addition, negotiations on transaction terms, such as price and quantity, are frequently made in trading of unlisted stocks. In such a case, it is necessary to disclose the contact information between the trading partners. In such a case, there is a problem in that it is not contradictory to the conditions of actual transaction or transaction brokerage There may also be cases where an assertion is made and there may be a risk that a transaction is canceled during a transaction if the transaction is brokered rather than directly between the parties.

Therefore, it is required that the service side should intervene in the negotiation of the transaction conditions between the transaction parties and to make transparent and efficient negotiation.

Unlike the trading of listed stocks, which is conducted through the stock exchange, unlisted stocks are not easy to execute a method in which only a part of the transaction volume desired by a specific transaction party is concluded and the remaining transaction volume is automatically concluded thereafter . In other words, if the specific trading party wishes to trade unlisted stocks of 1,000 shares, in the case of listed stocks, if a transaction order of 1,000 shares is issued, In the case of unlisted stocks, whether the transaction is conducted directly between the parties, whether through a system that carries out the transaction intermediation, certain activities of the parties must be carried out for the purpose of the transaction.

Therefore, after the specific transaction party registers, for example, transaction information for trading 1,000 unlisted stocks, a predetermined trader may want to trade 200 of the transaction amount of the specific transaction party. In such a case, if the specific trading party agrees to trade 200 shares out of 1000 shares, there is no problem, but if it is inconvenient to deal separately or if it is refused for other reason, the transaction attempt between the specific trading party and the trader is stopped There is no choice but to be.

Therefore, there is a problem that the transaction will not be performed until a trader who meets the condition of the transaction quantity appears, and in this case, there is a problem that the transaction is inevitably adversely affected.

SUMMARY OF THE INVENTION Accordingly, the present invention has been made to solve the above-mentioned problems occurring in the prior art, and it is an object of the present invention to provide a service for brokering trading of unlisted stocks, And to provide a method and system capable of brokering.

In addition, if one of the trading partners first transfers an asset while performing the brokering intermediation, the next broker provides a method and system that enables the other party to transfer the asset first, thereby reducing the risk.

Also, in each divisional intermediation stage, the intermediary does not receive all the assets of both parties for intermediation, but only receives the assets of one party and the other party transmits the assets to the other party directly, A method and a system that can prevent a point in time when a user holds all of them.

It is also intended to provide a method and system that can provide credibility and stability in the trading of unlisted stocks by allowing the buyer to objectively ascertain the actual holdings of the seller's specific unlisted stocks.

In addition, even when an agreement with a seller's account management system (for example, a system of a brokerage firm used by a seller) fails to confirm the current status of the account directly from the system, the seller's account And to provide a method and system for allowing a buyer to objectively confirm the actual holding status of a specific unlisted stock.

In addition, a method and system capable of raising the reliability of the negotiation result by allowing the unlisted stock trading system according to the technical idea of the present invention to effectively perform negotiation between trading partners, .

In addition, the unlisted stock trading system according to the technical idea of the present invention can be applied to a case where even if the conditions for the trading volume between the trading parties do not match, the trading attempt between the trading parties is not stopped, Thereby enabling a transaction of unlisted stock to be induced.

According to an aspect of the present invention, an unlisted stock trading system includes: an unlisted stock trading system, which is a transaction information for trading a target transaction amount of the unlisted stock, The method comprising: receiving a transaction request including an identification information and a split transaction request signal corresponding to a transaction amount of a split request; and the unlisted stock trading system transmits, to the terminal of the transaction requester corresponding to the target transaction information in response to the transaction request, Wherein the unlisted stock trading system transmits a notification signal indicating that a split trading request for information has been received by the unlisted stock trading system in response to the response signal received by the terminal of the transaction requester in response to the notification signal, The process of waiting for additional transaction requests .

The method further includes stopping the transaction attempt by the unlisted stock trading system if the additional transaction request is not received within a predetermined time period.

Wherein the unlisted stock trading method comprises: an unlisted stock trading system in which the unlisted stock trading system receives the additional transaction request, and adds a sum of an additional transaction amount corresponding to the additional transaction request and a split request transaction amount corresponding to the transaction request, And commencing transaction intermediation between the transaction requester, the trader, and the additional trader corresponding to the target transaction information, if the corresponding transaction amount is equal to the corresponding target transaction amount.

Wherein the step of initiating the transaction mediation between the transaction requester corresponding to the target transaction information, the trader, and the additional trader includes: starting the transaction mediation between the transaction requester and the trader by the amount of the division request transaction amount, And commencing transaction intermediation for the additional transaction amount between the transaction requester and the additional trader.

Wherein the step of initiating the transaction mediation between the transaction requester corresponding to the target transaction information, the trader, and the additional trader further comprises the steps of: generating a transaction corresponding to each of the divided request transaction amount and the additional transaction amount, And transferring a transaction result corresponding to the transaction requester to an account of each of the trader and the additional trader when a transaction corresponding to the target transaction amount is performed between the transaction requester and the intermediary account.

Wherein the unlisted stock trading method comprises: an unlisted stock trading system in which the unlisted stock trading system receives the additional transaction request, and adds a sum of an additional transaction amount corresponding to the additional transaction request and a split request transaction amount corresponding to the transaction request, When the transaction request signal is smaller than a corresponding target transaction amount, transmitting a re-notification signal to the transaction requesting terminal, waiting for an additional transaction request in response to a re-response signal received from the terminal of the transaction requester in response to the re- And commencing transaction intermediation between the transaction requester, the trader, and the additional trader corresponding to the target transaction information with respect to the sum of the additional transaction amount and the division request transaction amount.

The unlisted stock trading method may further include a step of waiting for a transaction until the additional transaction request corresponding to the difference between the split request transaction amount and the target transaction amount is received.

The unlisted stock trading system according to an embodiment of the present invention is characterized in that the unlisted stock trading system includes identification information of the transaction information selected by the terminal of the trader among transaction information of unlisted stocks and transaction information for trading the target transaction volume of the unlisted stock, An interface module for receiving a transaction request including a split transaction request signal corresponding to a requested transaction amount, and an interface module for receiving a split transaction request for the target transaction information from the transaction requestor terminal corresponding to the target transaction information in response to the transaction request In response to a response signal received by the terminal of the transaction requester in response to the division request notification signal, to request additional transaction of the additional trader corresponding to the target transaction information, And a split marketing module that performs a sales process.

If the sum of the additional transaction amount corresponding to the received additional transaction request and the divided request transaction amount corresponding to the transaction request is equal to the target transaction amount corresponding to the target transaction information, The transaction brokerage process between the requester and the trader and the additional trader can be started.

The split marketing module may start a transaction mediation process between the transaction requester and the trader by the amount of the division request transaction amount and start the transaction mediation process by the additional transaction amount between the transaction requester and the additional trader.

When the transaction corresponding to the divided request transaction volume and the additional transaction volume and between the transaction requester and the brokerage account are performed between the brokerage account, the trader and the additional trader, To the account of each of the trader and the additional trader.

According to another aspect of the present invention, there is provided a computer program installed in a data processing apparatus and stored in a recording medium for performing the above-described method.

According to an embodiment of the present invention, when a non-listed stock is intended to be traded by a trading partner, a service for mediating the unlisted stock is provided, have.

Also, if one of the trading partners transfers assets first while performing the brokering intermediation, the next broker has the effect of allowing the other party to transfer the assets first, thereby reducing the risk due to the transaction sequence in the brokering brokerage.

In addition, in each divisional intermediation stage, the intermediary does not receive all of the assets of both parties for intermediation, but only receives the assets of one party and the other party transmits assets to the other party directly, It is possible to reduce the cost of the service.

In addition, by making it possible for the buyer to objectively identify the actual holdings of the seller's specific unlisted stocks, trading fraud can be dramatically reduced, thereby reducing the fraudulent ownership, thereby realizing the true value of the unlisted stock objectively And can provide credibility and stability in trading of unlisted stocks.

In addition, even when an agreement with a seller's account management system (for example, a system of a brokerage firm used by a seller) can not be confirmed and the account holder can not confirm the account hold status directly from the system, Or take and use it to make it possible for the buyer to objectively confirm the actual hold status of a particular unlisted stock by the seller. In particular, in order to prevent the forgery and falsification of the image, the seller transmits a predetermined number of unlisted stocks to the intermediary account of the service side, and by using the image showing the transaction details transmitted, an image different from the actual holding status is easily forged There is an effect that the risk transmitted to the service side can be prevented. Moreover, it is possible to use the stocks that have been stocked in order to confirm the hold status of the seller's account for the actual transaction, so that a concise transaction brokerage is possible.

In addition, the unlisted stock trading system enables effective negotiation between trading partners, and the unlisted stock trading system can enhance the credibility of the results by intervening in the negotiation between the parties, So as to increase the reliability of the service.

In addition, if the conditions of transaction volume between trading partners do not match, it is effective to induce the transaction of unlisted stocks to be activated by matching transaction conditions between the parties by waiting for the transaction .

BRIEF DESCRIPTION OF THE DRAWINGS A brief description of each drawing is provided to more fully understand the drawings recited in the description of the invention.
1 is a conceptual diagram illustrating a system configuration for implementing an unlisted stock trading method according to an embodiment of the present invention.
2 is a diagram showing a schematic configuration of an unlisted stock trading system according to an embodiment of the present invention.
FIG. 3 is a diagram illustrating an exemplary process of an unlisted stock trading method according to an embodiment of the present invention. Referring to FIG.
FIG. 4 is a diagram illustrating an example of a procedure of a method of confirming the status of a seller in accordance with an embodiment of the present invention.
5 is a diagram illustrating an example of a procedure of a method for confirming the status of a seller in accordance with another embodiment of the present invention.
FIG. 6 is a diagram illustrating an example of a procedure of a method for confirming the current status of a seller using an image according to another embodiment of the present invention.
FIG. 7 is a diagram for explaining an example of a method for intermediating a transaction between a trader and a transaction requester according to an embodiment of the present invention.
FIG. 8 is a diagram for explaining a negative acknowledgment signal and a response signal according to an embodiment of the present invention.
FIG. 9 is a view for explaining a Negotiable Interface according to an embodiment of the present invention.
FIG. 10 is a diagram for explaining a change of selectable transaction information while a negotiation process is performed according to an embodiment of the present invention.
11 is a view for explaining an example of a method of performing split marketing according to an embodiment of the present invention.
12 is a diagram for explaining a notification signal and a response signal according to an embodiment of the present invention.
13 and 14 are views for explaining a transaction method between a transaction requester, a trader, and an additional trader according to an embodiment of the present invention.
FIG. 15 is a view for explaining an example of transaction information waiting for a transaction according to an embodiment of the present invention.

BRIEF DESCRIPTION OF THE DRAWINGS The present invention is capable of various modifications and various embodiments, and specific embodiments are illustrated in the drawings and described in detail in the detailed description. It is to be understood, however, that the invention is not to be limited to the specific embodiments, but includes all modifications, equivalents, and alternatives falling within the spirit and scope of the invention. DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS Hereinafter, the present invention will be described in detail with reference to the accompanying drawings.

The terms first, second, etc. may be used to describe various elements, but the elements should not be limited by the terms. The terms are used only for the purpose of distinguishing one component from another.

The terminology used in this application is used only to describe a specific embodiment and is not intended to limit the invention. The singular expressions include plural expressions unless the context clearly dictates otherwise.

In this specification, the terms "comprises" or "having" and the like refer to the presence of stated features, integers, steps, operations, elements, components, or combinations thereof, But do not preclude the presence or addition of features, numbers, steps, operations, components, parts, or combinations thereof.

Also, in this specification, when any one element 'transmits' data to another element, the element may transmit the data directly to the other element, or may be transmitted through at least one other element And may transmit the data to the other component. Conversely, when one element 'directly transmits' data to another element, it means that the data is transmitted to the other element without passing through another element in the element.

Hereinafter, the present invention will be described in detail with reference to the embodiments of the present invention with reference to the accompanying drawings. Like reference symbols in the drawings denote like elements.

1 is a conceptual diagram illustrating a system configuration for implementing an unlisted stock trading method according to an embodiment of the present invention.

Referring to FIG. 1, an unlisted stock trading system 100 may be provided to implement an unlisted stock trading method according to an embodiment of the present invention. The unlisted stock trading system 100 can be implemented by organically combining software and data processing apparatuses to implement the technical idea of the present invention.

The unlisted stock trading system 100 can implement the technical idea of the present invention while communicating with the seller terminal 200 and / or the buyer terminal 300 through a wire / wireless network. In addition, the unlisted stock trading system 100 may implement the technical idea of the present invention while communicating with the first account management system 400 that operates the brokerage account of the unlisted stock trading system 100. In addition, the unlisted stock trading system 100 may implement the technical idea of the present invention while communicating with the second account management system 500 operating the account of the seller.

The merchant terminal 200 and / or the buyer terminal 300 may include any type of terminal capable of communicating with the unlisted stock trading system 100 to implement the functions defined herein Can be defined. 1, the merchant terminal 200 and / or the buyer terminal 300 are implemented as a desktop, but various embodiments such as a mobile terminal and an IPTV are possible.

The seller terminal 200 refers to a terminal used by the seller to implement the technical idea of the present invention, and does not necessarily mean a specific physical terminal. Also, the buyer terminal 300 refers to a terminal used by the buyer to implement the technical idea of the present invention, and does not necessarily mean a specific physical terminal.

The first account management system 400 may be a system for managing an intermediary account for performing transactions of unlisted stocks according to the technical idea of the present invention. The intermediary account does not mean only one account, and a plurality of accounts may be used as the intermediary account according to the embodiment. The brokerage account may be an account of the service principal name of the unlisted stock trading system 100.

The brokerage account may be an account that may include cash and unlisted shares. In other words, it may be an account that can put unlisted stock in the account. It can also be an account for depositing cash.

The brokerage account may be commonly used for transactions of various unlisted stocks, and according to an embodiment, a new brokerage account may be provided for each transaction by communication of the unlisted stock trading system 100 and the first account management system 400 May be generated and used.

The first account management system 400 for operating the brokerage account may be a brokerage system, but is not limited thereto, and communicates with the unlisted brokerage stock system 100 while operating the brokerage account, A system that can implement technical ideas suffices.

1, the unlisted stock trading system 100 and the first account operating system 400 are illustrated as being separate physical devices. However, according to an embodiment of the present invention, the unlisted stock trading system 100 includes the first May be implemented to be included in the account management system 400.

That is, the unlisted stock trading method performed by the unlisted stock trading system 100 may be performed by the first account operating system 400. For example, trading services of unlisted stocks may be provided directly by a securities company in accordance with the technical idea of the present invention.

In this case, a combination of software codes and hardware included in the first account operating system 400 and performing functions defined in this specification may be defined as the unlisted stock trading system 100.

Meanwhile, the second account management system 500 may be a system for managing accounts of the seller. For example, it may be a system that operates an account that includes unlisted stocks that the seller intends to sell. For example, the second account management system 500 may also be a securities company system.

1, the first account management system 400 and the second account management system 500 are separately implemented. However, the first account management system 400 and the second account management system 500 may be implemented separately, 2 The account management system 500 may be the same system. That is, the subject who operates the intermediary account and the subject who operates the account of the seller may be the same. For example, a seller who wishes to conduct a transaction according to the technical idea of the present invention may implement a service according to the present invention so as to open his / her account in a securities company operating the intermediary account. In such a case, It is a matter of course that the system 400 and the second account operating system 500 can be the same system.

According to an embodiment, the second account management system 500 and the unlisted stock trading system 100 can transmit and receive information necessary to implement the technical idea of the present invention. For this purpose, the subject of the second account management system 500 and the subject of the unlisted stock trading system 100 can make an agreement and disclose an API (Application Programming Interface) for transmitting and receiving necessary information. In this case, as will be described later, information on the hold status of the unlisted stock actually held by the seller and subject to the transaction is transmitted from the second account management system 500 to the unlisted stock trading system 100 and / (300). The buyer can confirm whether the seller actually holds the unlisted stocks he / she wants to trade and / or holds as much as the transaction amount by checking the status information including the status of the attendance. In this way, it is possible to prevent wasting of time due to false sale, adjustment of market price through false sale, transaction fraud, and safe unlisted stock trading.

According to another embodiment, the unlisted stock trading system 100 or the buyer terminal 300 may not receive necessary information from the second account management system 500 to implement the technical idea of the present invention. That is, it may not be a service agreement for implementing the technical idea of the present invention and the subject of the second account management system 500. Even in this case, the technical idea of the present invention can provide a technical idea that allows the seller to confirm the status of the unlisted stock in an objective and reliable manner without the cooperation of the second account management system 500. This technical idea can be implemented by causing the seller to transmit an image showing his / her account balance to the unlisted stock trading system 100. There may also be a risk that the image may be forged. Therefore, the unlisted stock trading system 100 according to the technical idea of the present invention allows the seller to set the unlisted stocks requiring confirmation to a predetermined number (for example, 1 week, 3 weeks, 10 weeks) To the intermediary account. Then, it is possible to transmit the image showing the details of the transfer (that is, the receipt to the intermediary account), that is, the transaction details, to the unlisted stock trading system 100. In this case, the image transmitted from the seller terminal 200 through the image received from the seller terminal 200 and the image displayed in the intermediary account can be confirmed (that is, the image is not forged). As described above, specific technical ideas for confirming the status of the seller on the specific unlisted stock using the image corresponding to the account of the seller will be described later.

Meanwhile, the unlisted stock trading system 100 can mediate transactions of unlisted stocks between the seller and the buyer.

For example, the unlisted stock trading system 100 may provide a predetermined web page or a mobile page. These pages may be initiated with content that requests a sale or purchase of an unlisted stock. The buyer or the seller can request the brokerage transaction to the unlisted stock trading system 100 through the buyer terminal 300 or the seller terminal 200. [

The unlisted stock trading system 100 may then broker an unlisted stock transaction between the seller and the buyer. The way in which the unlisted stock trading system 100 mediates a transaction may exist in a manner in which a contact between the two parties is opened so that both parties perform direct transactions. Or may simply perform transaction intermediation through an escrow as in the prior art.

Meanwhile, according to the technical idea of the present invention, the unlisted stock trading system 100 can divide the transaction volume negotiated between the seller and the buyer and brokers it. This has the effect of reducing the risk of accidents (for example, when a buyer does not transmit a transaction amount only to a stock, or when a seller does not transmit a stock with only a transaction amount).

In addition, according to the technical idea of the present invention, it is possible to reduce the risk by performing the order of the actions for transferring the own asset to the other party alternately while performing the split mediation.

According to the technical idea of the present invention, in order to exchange assets (unlisted stocks or transaction amounts) between the parties, the unlisted stock trading system 100 receives only the assets of one party And the other party sends the asset directly to the other party, thereby reducing the risk caused by the intermediary service. For example, if the seller puts stock into the intermediary account and the buyer also puts the transaction amount into the intermediary account, but if the seller puts stock into the intermediary account, the buyer sends the transaction amount directly to the seller's account, If the buyer deposits the transaction amount in the brokerage account, the seller may place the stock directly in the buyer's account.

Therefore, when the case where the asset is concentrated by the service side, that is, the unlisted stock trading system 100, there is an effect that the risk that an accident by the service side can occur can be reduced. This risk can be more effective when the subject of the unlisted stock trading method according to the technical idea of the present invention is a private enterprise or a small enterprise.

Meanwhile, the unlisted stock trading system 100 according to the technical idea of the present invention may perform a series of processes for allowing the buyer to confirm the holding status of the unlisted stocks the seller intends to sell. The buyer may conduct a transaction request after confirming the seller's holdings on a particular unlisted stock. The transaction performed in this case is not limited to the above-described split brokerage, and the transaction can be performed in any manner.

In order for the unlisted stock trading system 100 to objectively identify the seller's status of the buyer, the method by which the buyer can ascertain the account balance of the seller may be most effective. In this case, however, there is a problem that the buyer must be informed of the authentication information of the seller's account (for example, the password, the authorized certificate, and the password of the authorized certificate). This causes a problem that is caused by the buyer knowing important financial information of the seller .

Therefore, the unlisted stock trading system 100 according to the technical idea of the present invention can allow the seller to temporarily set the seller setting information for the transaction of unlisted stocks. Such seller setting information may be authentication information that allows the buyer to temporarily check the hold status of a specific unlisted stock included in the seller's account.

It may be preferable that the state of holding includes only the state of the specific unlisted stock. This is because if the seller can grasp the specific status of the account as a whole, it can cause the buyer to know important personal financial information of the seller.

Therefore, according to the technical idea of the present invention, even when various assets other than the unlisted stock exist in the seller's account, the unlisted stock trading system 100 can not negotiate with the second account management system 500 It is possible to perform a predetermined process through which the buyer can confirm only the status of the unlisted stocks.

For example, according to the technical idea of the present invention, the purchaser who has obtained the authentication information may access the second account management system 500 or the unlisted stock trading system 100 to confirm the current status of the acquisition. In the former case, the second account management system 500 notifies the person who is authenticated as a legitimate buyer based on the authentication information to extract only the status of the seller (for example, possession, quantity, etc.) And then transmits it. The second account management system 500 may provide the account balance itself to the buyer terminal 300 in order to provide higher reliability. At this time, if there is other acid in the account balance, the second account management system 500 performs an unconfirmed process (for example, deletion, a predetermined symbol) in the account balance so that the buyer can not confirm the item corresponding to the other asset (For example, * or?)), And then provide information on the unconfirmed account balance to the buyer terminal 300 by including the information in the hold status.

On the other hand, the buyer receives the authentication information based on the seller setting information from the unlisted stock trading system 100 and transmits the authentication information to a predetermined system (for example, the unlisted stock trading system 100 or the second account operating system 500 ) To confirm the hold status of the seller on the specific unlisted stock.

The authentication information based on the seller setting information may mean that the authentication information is generated not only when the authentication information is the seller setting information itself but also based on information different from the seller setting information. For example, other information may include system configuration information set by the unlisted stock trading system 100. The system setting information may be information enabling the unlisted stock trading system 100 to authenticate. Therefore, it is possible to solve the problem (for example, when the same seller setting information is set by other buyers, or when a wrong seller It is possible to obtain the seller setting information by the route, or to reduce the risk of brute-force attack, etc.).

The system setting information may be, for example, one-time secret information, and in this case, the authentication information can not be reused. In addition, the system setting information may include information for authenticating the unlisted stock trading system 100. Therefore, in the system (for example, the second account management system 500 or the unlisted stock trading system 100) that provides the current status of the acquisition to the buyer terminal 300, that is, the authentication information is generated by a legitimate system There is an effect that the information transmitted to the buyer can be confirmed.

When the authentication information is generated based on the seller setting information and the system setting information, the method of generating the authentication information may be various. For example, it is possible to merely concatenate two pieces of information, to change the order of the combined strings after combining, to change the order of each of the strings by a predetermined method and then to combine them, or to perform hashing or the like, Encoding scheme can be performed. It will be readily apparent to one of ordinary skill in the art that various embodiments are possible. In any case, the status check system, which has received the authentication information from the buyer terminal 300, can restore the information based on the generation of the authentication information to confirm that it is a legitimate buyer.

In any case, the buyer who has received the authentication information can confirm the status of the seller with respect to the specific unlisted stock using the authentication information. Based on the confirmation result, the buyer can proceed with the transaction on the specific unlisted stock of the seller. The transaction may be, but not limited to, a split brokerage scheme according to the technical idea of the present invention as described above.

Meanwhile, in order for the buyer to confirm the hold status of the seller on the specific unlisted stock, the second account management system 500 transmits information on the hold status of the specific unlisted stock, which is received in the seller's account, To the system (100) or the buyer terminal (300). However, there may be cases where the second account management system 500 does not provide such cooperation or services, and in this case, the buyer needs to confirm whether the seller holds or holds certain unlisted shares. For this purpose, the unlisted stock trading system 100 can use an image corresponding to the account of the seller. This process is defined in the present invention as an image status processing process.

The image status processing process may include a step of causing the seller to put a predetermined number of the predetermined unlisted stocks on the intermediary account, and then transmitting an image of the seller's account balance after the goods receipt. The number of specific unlisted stocks to be received by the seller may be a predetermined number (for example, one week, five weeks, etc.) or may be changed each time the image status processing process is performed by the unlisted stock trading system 100 have.

Also, the image of the account balance of the seller may be an image showing information on transaction details by the predetermined number of goods receipt. The information on the transaction details may include the quantity of goods received, the time of goods receipt, the information about the account (i.e., the intermediary account) received, and / or the quantity of specific unlisted shares remaining in the account. Of course, the image may further include information on the name (owner) of the account and / or identification information (e.g., account number) of the account.

Therefore, the unlisted stock trading system 100 can compare the information displayed in the image with the confirmation information to be confirmed through the intermediary account, and determine whether the image is legitimate by judging whether or not it meets a predetermined reference requirement. Confirmation information that can be confirmed through the intermediary account may include information on the quantity of goods receipt, the time of goods receipt, and / or the receipt account (that is, the seller's account).

The reference requirement may be whether or not the information displayed in the image and the information included in the confirmation information all match. According to the embodiment, the goods receipt time indicated in the image and the receipt time included in the confirmation information may be the same or there may be a slight time difference. In such a case, it may be determined that the time difference satisfies the reference requirement only if it is a predetermined time requirement (i.e., within a predetermined time difference range). Whether or not such a time requirement is satisfied can be a very important criterion for judging the legitimacy of the image. This is because, even if the seller manipulates the image maliciously, manipulating the transaction time can be very difficult to meet the time requirements when compared with the time information displayed in the intermediary account.

In addition, the reference requirement may determine that the identification information (for example, the account holder and / or the account number) of the information displayed in the image matches the information included in the confirmation information to satisfy the reference requirement.

On the other hand, when the seller maliciously manipulates only the remaining quantity of a specific unlisted stock, it may be difficult to confirm whether the remaining quantity indicated in the image is actual with the image alone. That is, if the information on remaining quantity of the information included in the transaction details displayed in the image is all actual information and only the information on the remaining quantity is operated by the seller, information on the remaining quantity Since there is no way to confirm, there is a risk that the seller may disguise it as having a large quantity, even if it has only a small number of specific unlisted shares.

According to the technical idea of the present invention, it is possible to further provide a technical idea capable of reducing the risk. This technical idea can be implemented by causing the seller to transmit a second image before the predetermined number of unlisted stocks are put into the intermediary account to the unlisted stock trading system 100 as well. Second display information may be displayed on the second image including the quantity of the specific unlisted stock before the stocking. In addition, the image may display information on the quantity received and the remaining quantity after the goods receipt. Thus, the unlisted stock trading system 100 determines whether the second requirement information is satisfied or not by judging whether the second display information and the information displayed on the image correspond to each other (for example, whether the quantity before stocking and the quantity after stocking match) Can be determined. Furthermore, the unlisted stock trading system 100 can check whether the time difference between the shooting time (or capture time) of the second image and the shooting time (or capture time) of the image is within a predetermined time difference. Information about the shooting time (or capture time) may be automatically included in the meta information of each image, and predetermined software (or application) for implementing the technical idea of the present invention may be installed in the seller terminal 200 Or provides a solution for capturing the images at a particular web site provided by the unlisted stock trading system 100, the software or solution separately provides information about the image creation time to the unlisted stock trading To the system 100.

As such, if the second image and the image are images that are created (photographed or captured) within a predetermined time difference, and the time difference is not set too long, there is little risk that the image will be manipulated substantially by the user , And at the same time, the reliability of the remaining quantity can be given.

If the legitimacy of the image is determined, the unlisted stock trading system 100 can transmit the status information including the status of the seller to the buyer terminal 300, including the status of the seller's holding on the specific unlisted stock. The status information may include how much the seller holds the unlisted stock, i. E., The quantity of stock (which may include the quantity received in the brokerage account). According to an embodiment, the buyer terminal 300 may transmit a confirmation request to the unlisted stock trading system 100 in order to confirm whether the seller holds a predetermined quantity (a transaction quantity desired by the buyer) in advance or not, Only the presence or absence of the predetermined number or more may be included in the status information.

The unlisted stock trading system 100 may transmit a predetermined number of the unlisted stocks that have been received to the seller's account after confirming the holding status of the stock to check the status of the seller with respect to the specific unlisted stock.

Depending on the implementation, the quantity of certain unlisted stocks that have already been received may be used for trading as is. In other words, when a transaction request for a predetermined transaction quantity is received by the unlisted stock trading system 100, the unlisted stock trading system 100 does not return the specific unlisted stock that has already been received to the account of the seller, . Then, the unlisted stock trading system 100 mediates the transaction after receiving the predetermined number of stocks from the transaction quantity for the remaining quantity in the brokerage account, or for a predetermined number of the predetermined unlisted stocks It is also possible to conduct the transaction intermediation for the remaining quantity after the transaction intermediation. In this case, the above-described split brokering can be performed and the effect through the split broking can be maintained as it is.

Meanwhile, the unlisted stock trading system 100 may mediate between trading partners. In this case, the trading party may mean both parties to conduct the trading of unlisted stocks without distinguishing the seller or the buyer described above. In addition, a transaction requester of a trading party may request a buyer or seller of his / her unlisted stock (for example, a person who has registered transaction information on the purchase or sale of unlisted stocks on a predetermined interface provided by the unlisted stock trading system 100 ), And a trader among the transaction parties may refer to a person who confirms the transaction information of the transaction requester (for example, the content requesting sale or purchase of unlisted stock) and requests the transaction requestor for a transaction . Therefore, one of the trading partners may be the seller, and the other may be the buyer.

When the trader selects the target transaction information from among a plurality of transaction information registered by a plurality of transaction requestors, the unlisted stock trading system 100 simply selects a transaction requester corresponding to the target transaction information (for example, a person who registers the target transaction information) And the like. However, in the case of unlisted stocks, due to the fact that the market is not priced correctly, it is common to negotiate various trading conditions such as price, quantity, or timing.

Therefore, the unlisted stock trading system 100 can provide convenience to the trading partners by effectively mediating the same. In addition, the unlisted stock trading system 100 mediates Nego, which reduces the burden of each of the trading partners to disclose their personal information (e.g., contacts, etc.). In addition, the result of negotiation conducted by the unlisted stock trading system 100 is utilized (reflected) in the actual transaction brokerage, thereby enhancing the effectiveness and reliability of the transaction.

In addition, the unlisted stock trading system 100 may provide a technical idea to enable the transaction between the trading partners.

Partial trading means that when a specific party (for example, a bidder who wants to sell or a transaction requestor who is a buyer) registers his desired transaction information and the other party (trader) wishes to trade only a part of the transaction amount corresponding to the transaction information, This can mean a sale that makes it possible.

Generally, in the case of unlisted stocks, unlike listed stocks that are traded on the KRX, they are not automatically split according to the trading volume of the senior output order. do. In addition, there is a characteristic in which it is not easy to deal with a desired quantity at any time. For example, the transaction requester may register transaction information in the unlisted stock trading system 100 for selling 1,000 unspecified unlisted stock at a predetermined price. In this case, the trader may select the transaction information as the target transaction information (that is, the transaction corresponding to the corresponding transaction information), but the transaction amount may be limited to some transactions (for example, 300 weeks) have. In such a case, if the transaction requester is not willing to deal with 300 shares, the transaction attempt will be terminated without transaction for 300 weeks.

However, conventional transactions in this manner may be situations that both the transaction requester and the trader do not want. That is, the transaction volume requested by the transaction requester (the transaction volume corresponding to the target transaction information, that is, the target transaction volume) is 1000 weeks, and the transaction volume desired by the trader is 300 weeks, so that another additional transaction The transaction satisfying the needs of both the transaction requester and the trader can be performed. In addition, it has the same effect that new transaction information that is not originally registered (that is, transaction information having the same condition as the target transaction information and having a transaction amount of 700 shares) is newly registered, and this new transaction There is a possibility that a new trader may wish to trade information.

Therefore, the technical idea that a transaction requester and a trader can conclude a transaction according to their wishes while resolving the problem that the transaction is not concluded when the transaction requester and the trader do not match the desired transaction volume, The unlisted stock trading system 100 can provide the unconventional stock trading system 100 according to an event.

The specific configuration of the unlisted stock trading system for realizing this technical idea will be described with reference to FIG.

2 is a diagram showing a schematic configuration of an unlisted stock trading system according to an embodiment of the present invention.

 2, an unlisted stock trading system 100 according to an embodiment of the present invention includes a control module 110, an interface module 120, and an intermediary processing module 130. The brokerage processing module 130 may include a leading transaction processing module 131, a corresponding transaction processing module 132, and a settlement transaction processing module 133. The unlisted stock trading system 100 may further include a status processing module 140. The status processing module 140 may include a seller setting information module 141 and an authentication information module 142. The unlisted stock trading system 100 may further include an image status processing module 150. The unlisted stock trading system 100 may further include a Negotiable Module 160. The unlisted stock trading system 100 may further include a split trading module 170.

According to another embodiment, the unlisted stock trading system 100 may be implemented to include a control module 110, an interface module 120, and a status processing module 140.

According to another embodiment, the unlisted stock trading system 100 may include a control module 110, an interface module 120, and an image status processing module 150.

According to another embodiment, the unlisted stock trading system 100 may be implemented to include the control module 110, the interface module 120, and the Nego module 160.

According to another embodiment, the unlisted stock trading system 100 may include the control module 110, the interface module 120, and the split marketing module 170.

The unlisted stock trading system 100 may include hardware resources and / or software necessary for implementing the technical idea of the present invention, and may be a physical component or a device It is not. That is, the unlisted stock trading system 100 may mean a logical combination of hardware and / or software provided to implement the technical idea of the present invention. If necessary, May be implemented as a set of logical structures for implementing the technical idea of the present invention. Also, the unlisted stock trading system 100 may mean a set of configurations separately implemented for each function or role for implementing the technical idea of the present invention.

For example, the unlisted stock trading system 100 may be provided in the seller terminal 200, the buyer terminal 300, the first account management system 400, and / or the second account management system 500, May be provided. For example, a specific configuration among the configurations included in the unlisted stock trading system 100 may be provided to the seller terminal 200, the buyer terminal 300, the first account operating system 400, and / System 500 and the physical device for implementing the unlisted stock trading system 100, and the distributed and installed configurations may be organically coupled to implement the specific configuration.

In this specification, a module may mean a functional and structural combination of hardware for carrying out the technical idea of the present invention and software for driving the hardware. For example, the module may refer to a logical unit of a predetermined code and a hardware resource for executing the predetermined code, and does not necessarily mean a physically connected code or a kind of hardware. Can be easily deduced to the average expert in the field of the present invention.

In order to implement the technical idea of the present invention, the control module 110 may include other components included in the unlisted stock trading system 100 (for example, the interface module 120, the mediation processing module 130, (E.g., image processing module 140, image status processing module 150, net module 160, and / or split marketing module 170).

The interface module 120 may receive an intermediation request (or a transaction request) including transaction information of unlisted stocks from either the seller terminal 200 or the buyer terminal 300. The brokerage request may include, for example, information on the type of unlisted stock, transaction volume, transaction amount (or transaction amount per week). Such an intermediation request may be received from the merchant terminal 200 to the interface module 120 or from the buyer terminal 300 to the interface module 120.

Also, as will be described later, the interface module 120 may receive a negotiation request signal for specific target transaction information from the terminal of the trader. Hereinafter, for convenience of explanation, the trader is a buyer who wants to buy unlisted stocks of the seller by selecting transaction information registered by the seller, and the transaction requester is the seller. Accordingly, the terminal 300 of the trader is represented by the buyer terminal, and the terminal 200 of the transaction requester is represented by the seller terminal. However, conversely, the trader may be the seller and the transaction requester may be the buyer.

In addition, the interface module 120 may receive a split marketing request for specific target transaction information from a terminal of a trader. The split marketing request may be when a transaction request signal including a split marketing request signal is received.

The brokerage processing module 130 may perform an intermediary process for brokering the transaction of unlisted stocks in response to the brokerage request. The intermediation process is a process of providing a contact with each other or a predetermined UI (e.g., a chat room or other interface through which a conversation can be made) in order to mediate a direct transaction between a conventional transaction party as described above Or it may be a process that mediates through an escrow.

In particular, according to the technical idea of the present invention, the intermediation processing module 130 can divide a transaction into a plurality of stages and intermediately deal with the transaction.

According to an example, the intermediation processing module 130 preferentially mediates only a small number of predetermined numbers (for example, one week, five weeks or less) among the transaction numbers, and when the intermediary transaction is successfully completed, Can be performed. In this case, even if the brokerage transaction is performed only for a small quantity, the success of such a transaction can have a credible effect on the counterparty. It is noted that the quantity of the small number may be a quantity for confirming the holding status of the specific unlisted stock of the seller. In addition, there may be information that is known to the other party by the account of the counterparty or other intermediary transaction to be performed first. Therefore, it is possible to have the meaning and effect of the split mediation by merely performing the mediating transaction for the small quantity and performing the transaction for the remaining quantity. It goes without saying that the mediation may also be performed by dividing the remaining quantity.

According to another embodiment, the brokerage processing module 130 may perform division brokering by equally dividing the transaction amount by a predetermined number. For example, in the first split brokerage, half of the transaction volume may be brokered, and in the second split brokerage, the remaining half may be brokered. Or, in the first split brokerage, one third of the transaction volume is used. In the second split brokerage, one third of the brokerage volume is used. In the third split brokerage, have.

The average expert in the technical field of the present invention can easily deduce that the number (or step) of the division intermediation and the number of transactions to be intermediated by each number may vary according to the embodiment.

The control module 110 can determine the number (or step) of the division intermediation and the transaction quantity to be intermediated for each number. In addition, the brokerage processing module 130 may be controlled so that the next brokerage transaction can be performed after the brokerage transaction is performed for each brokerage step. For example, the control module 110 may control the brokerage processing module 130 to perform brokering for a second quantity that is all or part of the remainder of the transaction quantity after the first brokerage step is completed. That is, the control module 110 controls the intermediation processing module 130 to perform a first intermediation step of intermediating the first quantity among the transaction quantity, and if the first intermediation step is successful, the intermediation processing module 130 ) To control the intermediation processing module (or the intermediary processing module) to perform the intermediation for all the remaining quantities excluding the first quantity among the transaction quantities (in this case, two division intermediaries are made) or a part 130).

Each intermediation step performed by the intermediation processing module 130 may include a leading transaction, a corresponding transaction, and a settlement transaction. Accordingly, the brokerage processing module 130 includes a leading transaction processing module 131 for processing the leading transaction, a corresponding transaction processing module 132 for processing the corresponding transaction, and a settlement transaction processing module 133).

The precedent transaction processed by the precedent transaction processing module 131 may be a transaction that allows one of the transaction parties (the seller and the buyer) to transfer (deposit or deposit) their assets to the intermediary account. To this end, the preceding transaction processing module 131 may transmit a request signal to the seller terminal 200 or the buyer terminal 300 to perform a preceding transaction. The request signal may include information on the brokerage account and the size of assets to be transferred to the brokerage account in the brokerage stage (for example, the number of shares to be transferred or the transaction amount at each brokerage stage). In response to the request signal, the party transmitting the asset (stock or cash) corresponding to the corresponding step of the preceding transaction, that is, the corresponding transaction, to the intermediary account for the preceding transaction may transmit its asset to the intermediary account. The preemptive transaction processing module 131 can confirm whether the asset of the size to be transferred to the intermediary account has been transferred to the intermediary account through communication with the first account operating system 400. [ As a result, the prior art transaction according to the technical idea of the present invention may mean a transaction in which either party transfers an asset corresponding to the intermediation step to the intermediary account.

If this precedent transaction is performed, the corresponding transaction processing module 132 may cause the corresponding transaction to be performed. The corresponding transaction may mean a transaction corresponding to the preceding transaction.

For example, the first intermediate step may be a step of mediating half of the transaction amount. A leading transaction may be a transaction in which a buyer transmits a transaction amount corresponding to half of the transaction amount to an intermediary account. The corresponding transaction at this time may be an act for the seller to send unlisted stock of half of the transaction quantity to the buyer. On the other hand, if the preceding transaction is an act in which the seller transfers unlisted stocks that correspond to half of the transaction quantity to the brokerage account, the corresponding transaction may be an act for the buyer to transfer the transaction amount corresponding to half of the transaction quantity to the seller.

According to an example, the corresponding transaction may also be a method in which the necessary assets are transferred to the intermediary account and the unlisted stock trading system 100 transmits the asset to the counterparty of the corresponding transaction. However, in such a case, it may happen that both the stocks and the transaction amount traded in the brokerage account of the unlisted stock trading system 100 are collected. Thus, according to another embodiment, the corresponding transaction may be performed by direct transmission of the party of the corresponding transaction, that is, the party performing the corresponding transaction, directly transmitting the asset to the other party.

For example, a preceding transaction may be performed in which a party (e.g., buyer) of a preceding transaction deposits in an intermediary account an amount equal to half of the transaction quantity. The party of the corresponding transaction (or the counterparty of the preceding transaction) can then perform the action of transferring the corresponding transaction, that is, half of the transaction quantity directly to the account of the counterparty (for example, the buyer). To this end, the corresponding transaction processing module 132 may transmit a request signal to the terminal of the counter party of the preceding transaction (e.g., the seller terminal 200) to request execution of the corresponding transaction. Of course, the request signal may include information on the account of the party of the preceding transaction (i.e., the counter party of the corresponding transaction).

If the corresponding transaction is successfully performed, the control module 110 may control the settlement transaction processing module 133 to perform the settlement transaction. Successful performance of the corresponding transaction may be when the control module 110 receives a confirmation signal from the party of the preceding transaction (e.g., the buyer terminal 300). The acknowledgment signal may be a signal to confirm that the corresponding transaction has been completed by the party of the preceding transaction.

Then, the settlement transaction processing module 133 can perform the settlement transaction. The settlement transaction may be an act of transferring an asset (e.g., an amount of half of the transaction quantity) received in the intermediary account by the preceding transaction to the account of the counter party (e.g., seller) of the preceding transaction. To this end, the settlement transaction processing module 133 may communicate with the first account management system 400 to transmit the asset of the preceding transaction to the account of the counter party (e.g., seller) of the preceding transaction .

When the execution of the first mediation step is completed through this process, the control module 110 may cause the second mediation step to be performed.

At this time, the control module 110 may request the terminal of the opposite party of the preceding transaction of the first intermediary stage to perform the preceding transaction of the second intermediary stage. That is, if the party of the preceding transaction in the first intermediary stage is the buyer, the control module 110 can control the seller to perform the preceding transaction in the second intermediary stage.

This process has the effect of reducing the risk of accidents caused by any one party to a certain extent and has the effect of allowing the transaction party to carry out the transaction with confidence.

It goes without saying that the second intermediary stage may also perform the intermediation process to perform the preceding transaction, the corresponding transaction, and the settlement transaction as described above. In addition, the corresponding transaction of the second intermediary stage can also be controlled so that the party of the corresponding transaction directly transmits the necessary asset to the partner party of the corresponding transaction.

Meanwhile, as described above, when the transaction of the transaction quantity is completed in the second intermediation step, the control module 110 may terminate the transaction intermediation. If the control module 110 determines to divide the transaction quantity into three or more times and mediate, it is needless to say that the third intermediation step can be performed after the second intermediation step is completed.

It goes without saying that even when the third intermediary step is performed, the preceding transaction of the third intermediary step can be controlled to be performed by the counter party of the preceding transaction of the second intermediary transaction.

On the other hand, as described above, the unlisted stock trading system 100 may perform a process of allowing the buyer to confirm the holding status of the specific unlisted stocks the seller desires to sell.

This process can be performed by the status processing module 140. [

In one example, the interface module 120 may receive a request for confirmation of the status of unlisted stocks. This confirmation request may be received from the buyer terminal 300, but the seller terminal 200 may make such a confirmation request according to the embodiment. At this time, the seller terminal 200 may need to specify the buyer in advance. It goes without saying that the buyer's specification can be made by transmitting to the interface module 120 the information for identifying the buyer such as the buyer's ID, name, and telephone number.

When the buyer terminal 300 transmits the confirmation request, for example, the buyer selects a sale request content registered in a predetermined UI (e.g., a bulletin board, etc.) and then transmits a predetermined UI (e.g., Button, etc.), and in this case, the interface module 120 can automatically know the type of the seller and the specific unlisted stock.

In any case, the confirmation request may include information on the type of seller and unlisted stock, and information on the buyer may be included according to an implementation example.

When the confirmation request is received through the interface module 120, the status processing module 140 may perform the status processing process.

The status processing process includes setting the seller setting information (for example, a predetermined number of passwords, etc.) by the seller and obtaining the status information by the status processing module 140. [

And generating authentication information based on the seller setting information. As described above, the process of generating the authentication information may be a process of generating the authentication information based on the seller setting information and other predetermined information. The other information may be system setting information, for example, but may further include other information as needed.

According to an embodiment, the seller setting information itself may be the authentication information. In this case, the process of generating the authentication information may be omitted in the status processing process, and the seller setting information may be specified by the authentication information.

In addition, the status process may include transmitting the authentication information to the buyer terminal 300.

The process of acquiring the seller setting information may be performed by the seller setting information module 141. [ For this purpose, the seller setting information module 141 is used to allow the buyer to confirm the current state of the unlisted stock with the seller terminal 200, and can request the seller setting information set by the seller. The seller setting information module 141 may receive the seller setting information from the seller terminal 200 in response to the request.

Then, the authentication information module 142 may simply transmit the merchant setting information to the buyer terminal 300. According to an embodiment, the authentication information module 142 may generate the authentication information as described above. In addition, the authentication information module 142 may further transmit information on a path for confirming the current status to the buyer terminal 300. The information on the route may be information on a specific web site, or may be a predetermined link. In the case of a link, the link can be selected to automatically connect to a predetermined page provided by the status check system.

If the authentication information is transmitted to the buyer terminal 300 as described above, the buyer can receive the current status (for example, the hold status and / or the hold quantity) of the specific unlisted stock of the seller through the buyer terminal 300 Information can be requested to a predetermined status check system.

As described above, the status checking system may be the second account managing system 500 or the unlisted stock trading system 100. [

The case where the priority status checking system is the second account management system 500 will be described as follows.

If authentication information is specified by the status processing module 140, the control module 110 transmits the authentication information, the information on the seller corresponding to the authentication information (e.g., the seller ID, the seller name, and / Information that can identify the seller such as the seller's telephone number), and information on the unlisted stock to the second account management system 500. [ Also, the control module 110 may transmit information on the confirmation time corresponding to the authentication information.

The information on the confirmation time may be information on a time when the status information can be effectively requested as the authentication information. For example, the confirmation time may be set to 30 minutes or 1 hour or the like.

Then, the second account management system 500 can receive a status request from the buyer terminal 300. The status request may include authentication information transmitted to the buyer terminal 300 by the authentication information module 142.

Then, the second account management system 500 can determine whether the authentication information included in the status request is legitimate. The fact that the authentication information is valid may mean whether the authentication information received from the buyer terminal 300 by the second account management system 500 corresponds to the authentication information received by the control module 110 have. In addition, the fact that the authentication information is legitimate may further mean to confirm whether or not the status request received from the buyer terminal 300 is received within the confirmation time.

If the status request is not received within the confirmation time, the second account operating system 500 may deny the status request.

If the validity of the authentication information is confirmed, that is, if the authentication information received from the buyer terminal 300 is the same as the authentication information received by the control module 110 and the status request is received within the confirmation time, The second account management system 500 identifies the seller corresponding to the authentication information and confirms the account of the seller and transmits the status information including the status of the seller's unlisted stock to the buyer terminal 300 have. Of course, the case that the seller does not hold the unlisted stock, and the information that the seller does not hold may be the status information.

The status information may include information on the current status of the unlisted stock using a form or a template predetermined by the second account management system 500, and may be separately generated information.

According to an embodiment, the status information may include information on the account balance of the seller in order to enhance the credibility of the buyer. In this case, the non-confirmation processing may be performed by the second account operating system 500 as described above. As described above, the status information is obtained by capturing the account balance itself provided by the second account management system 500 in a predetermined manner to perform the non-confirmation process, or performing the predetermined non-confirmation process while using the corresponding form If the buyer is more reliable, the status information is more effective.

Meanwhile, according to another embodiment, the buyer terminal 300 may receive the status information through the unlisted stock trading system 100.

To this end, the control module 110 may control the merchant terminal 200 to access the second account management system 500. For example, the seller terminal 200 may be redirected to the second account management system 500 so that the seller terminal 200 transmits the seller setting information. In this case, the second account management system 500 may generate authentication information based on the seller setting information according to a predetermined protocol with the unlisted stock trading system 100. That is, the second account management system 500 and the unlisted stock trading system 100 can specify the authentication information based on the seller setting information in the same manner.

Then, the control module 110 can transmit the status request including the specific authentication information to the second account operating system 500. The second account management system 500 may determine the validity of the authentication information included in the status request and transmit the status information of the seller to the control module 110 based on the determination result.

As a result, the control module 110 may receive the status information from the second account management system 500, and the authentication information may be transmitted to the unlisted stock trading system 100 And can be used as information for authenticating the system. Of course, at this time, the second account management system 500 may further determine whether the status request is received within the confirmation time. Also, the second account management system 500 may transmit the current status information including the account balance information that has undergone the non-confirmation process to the control module 110 as described above.

When the buyer terminal 300 requests the status information from the unlisted stock trading system 100 when the unlisted stock trading system 100 receives the status information, the buyer terminal 300 can provide the status information to the unlisted stock trading system 100. Of course, at this time, the control module 110 of the unlisted stock trading system 100 may also receive the status request including the authentication information from the buyer terminal 300, and determine the validity of the authentication information included in the received status request And provides the current status information received from the second account management system 500 to the buyer terminal 300. Of course, at this time, the control module 110 may further determine whether the status request is received from the buyer terminal 300 within the confirmation time.

Meanwhile, the process performed by the status processing module 140 as described above requires coordination of the system corresponding to the second account management system 500, that is, the account of the seller. Therefore, even if there is no such cooperation as described above, it may be necessary to process the above-described image status, that is, the technical idea of confirming the status of the seller. This image status processing process can be performed by the image status processing module 150. [

For example, the image status processing module 150 may request the seller terminal 200 to purchase a predetermined number of specific unlisted stocks in the brokerage account of the unlisted stock trading system 100. And may request transmission of an image of the merchant ' s account balance after goods receipt. The request for goods receipt and the request for transmission of the image can be performed simultaneously or sequentially. It goes without saying that such a request can be performed after a predetermined confirmation request is received by the buyer terminal 300 by the interface module 120. [

The seller may then place a certain number of specific unlisted shares into the intermediary account as requested. And the image may be an image in which the goods receipt is displayed as transaction details. The seller can access the second account management system 500 to carry out the goods receipt after performing the identity verification. The image may be photographed by a predetermined photographing means (for example, a mobile phone or a camera) possessed by the photographer. Depending on the implementation, it may be an image captured with some capture means. In any case, the seller may generate the image. And transmit the image to the unlisted stock trading system 100.

Then, the image status processing module 150 displays the display information (for example, the stock quantity, the stock time, the information on the received stock, the remaining quantity of the specific unlisted stock, the information on the seller's account, etc.) Can be confirmed. The image status processing module 150 may access the first account management system 400 to check information displayed on the intermediary account, that is, confirmation information. The confirmation information may include the time at which the specific unlisted stock was received in the brokerage account, the quantity received, information about the account of the seller, and the like.

The image status processing module 150 may compare the display information with the confirmation information to determine whether the image satisfies a predetermined reference requirement, thereby determining the validity of the image.

As described above, the reference requirement is that the information about the goods receipt time shown in the image and the information about the goods receipt time included in the confirmation information satisfy the time requirement (for example, whether the time is the same or within a predetermined time difference) ≪ / RTI > Of course, whether the information on the seller account included in each of the display information and the confirmation information correspond to each other, whether the goods receipt quantity corresponds to each other, and the like may be further included in the reference requirement.

If it is determined that the reference requirement is satisfied, the image status processing module 150 may determine that the image is legitimate. Then, the control module 110 may specify the status of retention on the basis of the image, and may transmit status information including the status of retention to the buyer terminal 300.

According to an embodiment, the image status processing module 150 may further request the seller to transmit a second image showing the account balance before the goods receipt, further using the second image to determine the legitimacy (i.e., The validity of the information displayed in the image).

For example, the image status processing module 150 may request the merchant terminal 200 to transmit the second image to the account balance of the account before the goods receipt. When the second image is received, it is determined whether or not the second display information (for example, the quantity of the specific unlisted stock before the goods receipt) and the display information correspond to each other (for example, Whether the remaining quantity of stock and the predetermined number of stocks correspond to the quantity before stocking). In this case, as described above, the reliability of the quantity of stock can be much higher than that of the seller in determining the quantity of the specific unlisted stocks alone.

This reliability is also determined by the image status processing module 150 whether the generation time of the second image (e.g., shooting or capture time) and the generation time of the image (e.g., shooting or capture time) are within a predetermined time difference And it can be further increased when it is determined that the predetermined time difference is within the above-mentioned standard requirement. The generation time of each image may be automatically included in the metadata of the image, and the image shooting means or the capturing means may separately include the information on the generation time separately from the image or in the image, ) As described above.

When the image status processing module 150 judges the legitimacy of the image, the control module 110 can transmit the status information to the buyer terminal 300.

On the other hand, the control module 110 may return the predetermined number of the unlisted stocks received to the account of the seller immediately after judging the legitimacy of the image.

According to an embodiment, when the transaction request of the unlisted stock is not received within a predetermined time after the transmission of the status information, the control module 110 transmits the predetermined number of unlisted stocks received in the intermediary account to the seller Of the account. That is, when the transaction request (intermediation request) after the transmission of the status information is received from the buyer terminal 300 or the seller terminal 200, the control module 110 may receive the stock again, It may wait for a transaction request to be received and return a predetermined number of specific unlisted stocks to the seller's account.

If a transaction request is received within a predetermined time, the control module 110 can mediate a transaction without returning the predetermined number of specific unlisted stocks received for the image status processing process.

Therefore, the control module 110 can mediate transactions in a predetermined manner with respect to the remaining quantity excluding the predetermined number from the transaction quantity.

At this time, the control module 110 may mediate the transaction in the escrow method after receiving the goods from the seller to the intermediary account for the remaining quantity other than the predetermined number already received.

According to an embodiment, the predetermined number of stocks and the remaining number of stocks may be split and brokered as described above. Since such a partitioning agent has been described above in detail, a detailed description thereof will be omitted.

Of course, depending on the implementation, it may also perform split mediation at least twice for the remaining quantity.

FIG. 3 is a diagram illustrating an exemplary process of an unlisted stock trading method according to an embodiment of the present invention. Referring to FIG.

FIG. 3 shows an example in which the buyer becomes a party to the preceding transaction in the first brokerage stage, and the brokerage brokers brokers the transaction volume evenly in each brokerage stage. However, various embodiments are possible As described above.

Referring to FIG. 3, the unlisted stock trading system 100 may perform a first intermediary step (S100 to S140) and a second intermediary step (S200 to S240) when the first intermediary step is completed.

The first mediation step may be performed as follows.

The buyer can deposit a transaction amount corresponding to 1 / N (where N is an integer of 2 or more) of the transaction quantity to the brokerage account of the unlisted stock trading system 100 (S100). Then, the unlisted stock trading system 100 can transmit a signal requesting the corresponding transaction to the seller terminal 200 (S110). In response to the signal, the seller can perform the transaction by transferring the corresponding transaction (1 / N stock transfer) directly to the buyer's account (S120).

Then, the buyer can confirm that the corresponding transaction has been performed, and the buyer terminal 300 can transmit the confirmation signal to the unlisted stock trading system 100 (S130). Then, the unlisted stock trading system 100 can transmit the amount of 1 / N of the settlement transaction, that is, the amount deposited by the buyer to the intermediary account, to the account of the seller (S140).

When the first intermediary step is completed, the unlisted stock trading system 100 can perform the second intermediary step.

As described above, the preceding transaction (S200) of the second intermediary stage may be performed by the other party (i.e., the seller) of the preceding transaction S100 of the first intermediary stage.

The seller can enter the transaction quantity corresponding to 1 / N of the transaction quantity into the brokerage account of the unlisted stock trading system 100 (S200). Then, the unlisted stock trading system 100 can transmit a signal requesting the corresponding transaction to the buyer terminal 200 (S210). In response to the signal, the buyer can perform the transaction by directly transmitting the corresponding transaction (transmission of the transaction amount corresponding to the stock of 1 / N) to the account of the seller (S220).

Then, the seller can confirm that the corresponding transaction has been performed, and the seller terminal 200 can transmit the confirmation signal to the unlisted stock trading system 100 (S230). Then, the unlisted stock trading system 100 can transmit the settlement transaction, that is, the stock quantity of 1 / N that the seller puts into the intermediary account, to the account of the seller (S240).

The third intermediary stage, the fourth intermediary stage, and the like may be performed continuously if the amount of transactions that have not been traded subsequently remains. And the parties to the preceding transaction may be changed at each intermediary stage.

FIG. 4 is a diagram illustrating an example of a procedure of a method of confirming the status of a seller in accordance with an embodiment of the present invention.

FIG. 4 illustrates a case where the unlisted stock trading system 100 transmits status information to the buyer terminal 300. Referring to FIG. 4, the buyer terminal 300 may transmit a confirmation request to the unlisted stock trading system 100 to request the seller's current status (S300). According to an example, when the buyer terminal 300 requests an intermediation, the status processing process according to the technical idea of the present invention may be automatically performed as described above. In this case, the intermediation request may be the confirmation request.

Then, the unlisted stock trading system 100 can request setting of the seller setting information to the seller terminal 200 (S310). The seller setting information set by the seller can be received by the unlisted stock trading system 100 (S320). Also, the unlisted stock trading system 100 may control the seller terminal 200 to transmit the seller setting information to the second account management system 500 (S320-1). The unlisted stock trading system 100 controls the seller terminal 200 to connect to the second account management system 500 so that the seller terminal 200 directly transmits the seller setting information to the second account management system 500 System 500 as described above.

Then, the authentication information can be specified by the second account management system 500, and the authentication information can be specified by the unlisted stock trading system 100 in the same manner. The authentication information may be the seller setting information itself or the information generated based on predetermined other information (e.g., system setting information) and the seller setting information.

Then, the unlisted stock trading system 100 transmits the status request including the authentication information to the second account management system 500, and receives the status information on the unlisted stock of the seller in response thereto S330, S340). Of course, at this time, the validity of the authentication information may be determined by the second account management system 500, and a predetermined non-confirmation process may be performed (S330-1).

In addition, the unlisted stock trading system 100 may transmit authentication information to the buyer terminal 300 (S350). Although this process is illustrated as being performed after receiving the current status information from the second account operating system 500 in FIG. 4, it may be performed at some time after receiving the merchant setting information (S320).

The unlisted stock trading system 100 receives the status request including the authentication information from the buyer terminal 300 in step S360, and transmits the status information in response to the status request in step S370. Of course, at this time, the legitimacy of the authentication information is judged by the unlisted stock trading system 100, and the status information can be transmitted to the buyer terminal 300 if the legitimacy is judged.

5 is a diagram illustrating an example of a procedure of a method for confirming the status of a seller in accordance with another embodiment of the present invention.

5 illustrates an example in which status information is provided to the buyer terminal 300 by the second account management system 500. [ Referring to FIG. 5, the buyer terminal 300 may transmit a confirmation request (or an intermediary request) requesting the seller's status to the unlisted stock trading system 100 (S400).

Then, the unlisted stock trading system 100 can request setting of the seller setting information to the seller terminal 200 (S410). The seller setting information set by the seller can be received by the unlisted stock trading system 100 (S420).

Then, the unlisted stock trading system 100 can specify the authentication information (S430).

In operation S440, the second account management system 500 may transmit the specified authentication information, information on the seller corresponding to the authentication information, and information on unlisted stocks. In addition, the unlisted stock trading system 100 may transmit the authentication information to the buyer terminal 300 (S450). It goes without saying that the order of steps S440 and S450 in FIG. 5 may be changed as necessary.

Then, the buyer terminal 300 transmits a status request including the authentication information to the second account operating system 500 (S460), and receives status information in response to the status request (S480). Of course, at this time, the legitimacy of the authentication information is determined by the second account management system 500, and the status information may be transmitted to the buyer terminal 300 if the legitimacy is determined. In addition, the second account operating system 500 may transmit the status information to the buyer terminal 300 after performing the unconfirmed process (S470).

FIG. 6 is a diagram illustrating an example of a procedure of a method for confirming the current status of a seller using an image according to another embodiment of the present invention.

Referring to FIG. 6, the buyer terminal 300 (or the seller terminal 200) can transmit a confirmation request to the unlisted stock trading system 100 (S500). In response, the unlisted stock trading system 100 may request the seller terminal 200 to send a predetermined number of unlisted stocks corresponding to the request for confirmation to the intermediary account, and to transmit an image including the transaction details of the goods receipt (S510). Depending on the implementation, the transmission of the second image corresponding to the account balance before the goods receipt may also be requested.

In step S520, the seller places the predetermined number of the unlisted stocks in the intermediary account in step S520, and transmits the image to the unlisted stock trading system 100 in step S530. Of course, if the transmission of the second image is requested, the second image may also be transmitted (S510-1). The transmission of the second image may be performed before the goods receipt, but depending on the embodiment, the transmission after the second image is created before the goods receipt may be performed with the image after the goods receipt or sequentially.

Then, the unlisted stock trading system 100 can determine whether the image satisfies the reference requirement, that is, the legitimacy of the image, based on the display information displayed in the image and the confirmation information that can be confirmed through the intermediary account S540). Of course, when receiving up to the second image, it may judge the legitimacy of the image further based on the second image.

If the legitimacy of the image is judged, the unlisted stock trading system 100 can transmit the status information to the buyer terminal 300 (S550). At this time, it is needless to say that the above-described non-confirmation processing can be performed if necessary. According to an embodiment, the unconfirmed image or the second image may be transmitted to the unlisted stock trading system 100 from the seller terminal 200.

Thereafter, the control module 110 may return the predetermined number of specific unlisted stocks to the account of the seller, that is, to the second account management system 500 (S560-1). According to an embodiment of the present invention, when a transaction request is received from the buyer terminal 300, a transaction for the transaction quantity including stocks already received can be intermediated without returning the predetermined number of stocks already received. That is, the transaction can be further intermediated to the remaining quantity of the transaction quantity (S570).

At this time, as described above, it is possible to receive the remaining quantity from the seller and to mediate the transaction collectively, or to control the brokerage processing module 130 to divide the remaining quantity and the remaining quantity. Also, the remaining quantity may also be performed at least twice.

Meanwhile, the technical idea of the unlisted stock trading system 100 according to the technical idea of the present invention will be described in detail with reference to FIG. 7 to FIG. 10.

FIG. 7 is a diagram for explaining an example of a method for intermediating a transaction between a trader and a transaction requester according to an embodiment of the present invention.

Referring to FIG. 7, the interface module 120 included in the unlisted stock trading system 100 receives the identification information of the target transaction information selected by the terminal (for example, 300) of the trader from the unlisted stock trading information, The request signal may be received (S600). As described above, the transaction information of the unlisted stock may be the content transmitted by the at least one transaction requester to the unlisted stock trading system 100 through the terminal of the transaction requester (for example, 200). The target transaction information may be transaction information selected by the trader and may be transaction information that a trader desires to trade. It is of course possible that the negative request signal can be output to the unlisted stock trading system 100 by the terminal of the trader (for example, 300) selecting a predetermined UI provided by the unlisted stock trading system 100.

Then, the control module 110 transmits a negotiation notification signal indicating that the negotiation request for the target transaction information has been received, to the terminal 200 (e.g., 200) of the transaction requester corresponding to the target transaction information in response to the negotiation request signal (S610). The notification signal may be a push message or the like transmitted through the application when a predetermined application is installed in the transaction requester's terminal 200. The transaction requestor's terminal 200 In the case of a mobile phone of a transaction requester, a notification signal may be transmitted through messaging such as SMS or MMS.

An example of display on the terminal (e.g., 200) of the transaction requester receiving the notification signal may be as shown in FIG.

FIG. 8 is a diagram for explaining a negative acknowledgment signal and a response signal according to an embodiment of the present invention.

FIG. 8A shows an example of a case where the request information (for example, a price requested by the trader) is included in a request signal for a request item (for example, a price), and FIG. 8B shows an example And the specific request information is not included even if the request item is not included in the notification signal or the request item is included. In other words, the former may disclose a specific condition (specific request information for a specific request item) that the trader specifically wants, and the unlisted stock trading system 100 may include the specific condition in the notification signal. In the latter case, specific conditions (for example, price, quantity, timing, etc. desired by the trader) may be used even if the trader specifically discloses certain items (for example, price, quantity and timing) Or the like.

In any case, the negative notification signal may or may not include a concrete condition desired by the trader, that is, negative request information for a predetermined negative request item.

In the case of the former case (FIG. 8A), the response that the trader who has received the negative acknowledgment signal can reject is the rejection of the condition included in the negative acknowledgment signal. In such cases, the transaction requestor may indicate that the transaction is no longer proceeding under the conditions requested by the trader. Or the response may be an acknowledgment. Acceptance may be an indication that the transaction requester is going to proceed with the transaction in accordance with the transaction conditions suggested by the trader. Alternatively, the response may not be accepted according to the terms requested by the trader but may be re-negotiated if the transaction requestor wishes to present a new condition to the trader. If the response is rejected or consented, it is not necessary to proceed further, but if the answer is yes, the Negotiable Module 160 included in the unlisted stock trading system 100 will notify the technical idea of the present invention The process can be performed in accordance with the following.

In the latter case (FIG. 8B), the response that the transaction requester can perform may be deny or accept. In this case, the rejection response has the same meaning as the former, but the response of acceptance may mean that the transaction requester agrees with actual concrete conditions, so the negotiation module 160 can perform the negotiation process.

The negotiable module 160 may receive a predetermined response signal (e.g., rejection, acceptance, re-negotiation, etc.) from the terminal (e.g., 200) of the transaction requester (S620). In response to the received response signal, the transaction attempt may be interrupted, the transaction mediation may be started, or the process may be performed (S640). Of course, a response notification signal indicating the content of the response signal may be transmitted to the terminal (e.g., 300) of the trader (S630).

As shown in FIG. 8, the terminal (e.g., 200) of the transaction requester can output a response signal using a UI (e.g., a button UI, etc.) provided in a predetermined application. That is, a pseudo-indication, by returning a callback URL and / or a predetermined number when the message is a message such as MMS or the like, and a detailed description thereof will be omitted .

When the response signal of rejection is received from the terminal of the transaction requester (for example, 200), the Nego module 160 processes the transaction between the transaction requestor and the transaction requestor It may not be performed. Of course, when the trader outputs a new request signal, the above-described series of processes may be performed again.

Alternatively, if the trader includes the specific transaction condition, that is, the request information for the specific request item in the request signal, the transaction condition is included in the notification signal, and the transaction requester outputs the acknowledgment signal of approval Since the specific transaction conditions have been determined, the unlisted stock trading system 100 can start transaction brokering. The transaction brokerage may be a brokerage according to the technical idea of the present invention as described above, or a conventional escrow format may be performed. Alternatively, the unlisted stock trading system 100 may mediate a transaction according to a predetermined series of procedures without performing an escrow.

Meanwhile, the negotiation process may be performed according to the response signal output from the terminal (e.g., 200) of the transaction requester. The negotiation process may specifically refer to a series of processes for carrying out such negotiations when negotiation is required between a trader and a transaction requester. An example in which such a negotiation process is performed will be described in detail with reference to FIG.

FIG. 9 is a view for explaining a Negotiable Interface according to an embodiment of the present invention.

Referring to FIG. 9, if the negotiable module 160 determines that a negotiation process should be performed, the negotiable module 160 can generate a negotiable interface that allows the trader and the transaction requester to enter and chat.

The NAGO interface may refer to a user interface that provides a function to allow the trader and the transaction requester to negotiate specific transaction conditions through chat.

According to one example, the NAGO interface is implemented by the NAGO module 160 generating a predetermined chat room (or a chat room) and performing a predetermined authentication procedure so that only the trader and the transaction requestor can enter the chat room .

According to another embodiment, when a predetermined application capable of chatting is installed in the terminal (e.g., 300) of the trader and the terminal of the transaction requester (e.g., 200), the application of either party It can also be implemented in a format inviting other parties.

In any case, the Negotiable Module 160 can create a Negotiate interface where only two parties to the transaction can participate in the conversation, and can engage the parties in the Negotiate interface in a variety of ways.

Through this NAGO interface, the trader and the transaction requester have the effect of enabling smooth negotiation even if the contacts are not disclosed to each other.

In addition, the conversation module 160 may store a conversation performed through the conversation interface provided by the conversation module 160 in a predetermined storage device (not shown). Therefore, the trader and the transaction requester can provide an anti-repudiation effect that prevents the transaction and the transaction requester from denying the transaction and the transaction result performed during the transaction.

For example, while a transaction is being executed between the trader and the transaction requester after successful negotiation, one party can assert that negotiation has been performed with a transaction condition different from the negotiation result. In this case, the terminal of the trader (for example, 300) or the terminal of the transaction requester (for example, 200) may output a predetermined dispute signal to the negotiable module 160. The dispute signal may be a signal requesting that the party or party presenting the disagreement over the negotiated outcome through the negotiation confirm the recorded chat history. It will be appreciated that a predetermined interface for the dispute signal may be provided to the terminal (e.g., 300) of the trader and / or the terminal of the transaction requester (e.g., 200) by the negotiation module 160. The negotiation module 160 then sends the stored chat history or conversation history to the terminal of the trader (e.g., 300) and / or the terminal of the transaction requestor (e.g., 200) Can be prevented.

In addition, the negotiating module 160 may specify a negotiation success result (for example, a final price agreed to in a negotiation) on a negotiation item (for example, a price or a quantity) based on a chat record performed through the negotiation interface can do. For example, if the object of interest is a price, only the letters or numbers (e.g., 10, 11) corresponding to the price can be recognized by the negotiating module 160 and the last recognized letter or number The result can be specified. (For example, 300) or a terminal of a transaction requester (for example, 200) for a success result such as a recognized character or a pure character, and if the confirmation is confirmed, You can also specify an item as a success result. For example, in one example shown in FIG. 9, the negotiable module 160 indicates whether the text (for example, 11) corresponding to the last recognized item is a success result 12, If the requestor confirms, it may ultimately specify the success result. Of course, depending on the embodiment, the negotiable module 160 may receive the final result, that is, the success result, which is respectively affixed from the trader and the transaction requester without recognizing the success result.

Then, the above-mentioned success result can be directly used for the transaction brokerage. For example, the success result may be transmitted to the mediation processing module 130, and the mediation processing module 130 may perform mediation processing corresponding to the received success result. For example, if the success result is a result of the negotiation of the price, the brokerage processing module 130 may determine the price of the unlisted stock to be brokered and perform the brokerage. If the success result is a quantity, it is possible to perform the mediation by the quantity. Or if the success result is time, the mediation may be performed at the time.

As a result, according to the technical idea of the present invention, the transaction parties can not deny the negotiation result performed through the negotiation interface, or the success result is used for the transaction intermediation as it is, so that an effective and effective negotiation can be performed, There is an effect that Negoro can be performed.

Also, according to the technical idea of the present invention, when the negotiable module 160 starts the negotiation process, the control module 110 excludes the target transaction information from the selectable transaction information so that it can not be selected by other traders . In other words, the transaction information in the negotiation process is controlled so that the other person can not perform the new negotiation with the target transaction information as the target transaction information or can not select the target transaction information as well as the target transaction information It is possible. That is, it may mean that the transaction request can be prevented so that the transaction can not be performed even if the trader requests the transaction according to the target transaction information, or the object transaction information can not be selected at all (that is, the detailed information can not be confirmed).

For example, as shown in FIG. 10, a trader can confirm a plurality of transaction information through a predetermined interface (for example, a board interface). The first transaction information 20 is transaction information that the requestor ID1 wishes to buy / sell 1000 stocks at a price of 5,000 won, and the transaction information may be transaction-enabled, i.e., selectable transaction information. The second transaction information 21 may be transaction information indicating that a particular item is to be purchased / sold for 500 won at 5,100 won, and the second transaction information 21 may be transaction information that is under consideration.

That is, the second transaction information 21 may be transaction information that another trader is performing with the requestor (ID 2). In this case, if another trader is allowed to present a new transaction condition at any time, or if he or she permits the transaction to be made according to the original transaction information, it may be disadvantageous to the person who conducts the transaction. Therefore, according to the technical idea of the present invention, the control module 110 can switch the transaction information under the negotiation process to the non-selectable transaction information. In this case, the transaction information can not be selected by other traders, which means that the transaction information can not be requested as it is or the transaction information can not be requested, or the transaction information itself can not be confirmed at all .

When the negotiation process is completed or a part of the quantity included in the target transaction information is succeeded by the negotiation process, the control module 110 receives the information about the negotiation result from the negotiation module 160 Price, quantity, or timing, etc.). The target transaction information can be restored to the selectable transaction information again. Of course, when the negotiation is successful only for the quantity of the part of the target transaction information, the target transaction information is updated so that the quantity of the part is completed and only the remaining quantity is included, and the updated target transaction information is registered as the selectable transaction information You may. For example, after the negotiation is performed for the second transaction information 21, if the control module 110 succeeds in 5000 won for only 100 weeks, the control module 110 receives information on the result of the negotiation, The transaction information 21 can be updated. The updated second transaction information may have a quantity of 400 weeks, and the price may still be 5,100 KRW.

On the other hand, as described above, the technical idea of the present invention can provide a technical idea for split marketing. One embodiment of this technical idea will be described with reference to FIG.

11 is a view for explaining an example of a method of performing split marketing according to an embodiment of the present invention.

Referring to FIG. 11, the interface module 120 included in the unlisted stock trading system 100 identifies the target transaction information selected by the terminal of the trader (for example, 300) among the transaction information of the non-listed stock, A split marketing request including a sales request signal may be received (S700). As described above, the transaction information of the unlisted stock may be the content transmitted by the at least one transaction requester to the unlisted stock trading system 100 through the terminal of the transaction requester (for example, 200). The target transaction information may be transaction information selected by the trader and may be transaction information that a trader desires to trade. It is of course possible that the divestment sale request can be output to the unlisted stock trading system 100 by the terminal of the trader (for example, 300) selecting a predetermined UI provided by the unlisted stock trading system 100.

Then, the control module 110 transmits an informing signal indicating that the divided transaction request for the target transaction information has been received to the transaction requester terminal 200 (e.g., 200) corresponding to the target transaction information in response to the divided transaction request (S710). The notification signal may be a push message or the like transmitted through the application when a predetermined application is installed in the terminal 200 of the transaction requester (for example, 200). According to an embodiment of the present invention, If the request is a mobile phone of the requester, a notification signal may be sent via messaging such as SMS or MMS.

An example of the information displayed on the terminal 200 (e.g., 200) of the transaction requester receiving the notification signal may be as shown in FIG.

12 is a diagram for explaining a notification signal and a response signal according to an embodiment of the present invention.

Referring to FIGS. 11 and 12, the notification signal may include information on the target transaction information (item, target transaction volume, price) and information on the transaction volume desired by the transaction client.

Further, the notification signal may further include information on a trader (e.g., name, ID, nickname, etc.).

In addition, the notification signal may include a predetermined UI (e.g., denial button, consent button) capable of outputting a response signal by the transaction requester. The response signal may be transmitted from the terminal (e.g., 200) of the transaction requester to the unlisted stock trading system 100 (S711). Of course, the control module 110 may transmit a response notification signal indicating the contents of the response signal to the terminal (e.g., 300) of the trader (S712).

In accordance with the response signal, the divide / purchase module 170 may initiate a transaction brokerage, that is, initiate a transaction brokerage process, interfere with a transaction attempt, or perform a transaction wait process (S720).

For example, the acceptance of the request of the transaction requester may be an indication that the transaction is to be performed by dividing the amount of the divided request transaction desired by the trader. In this case, the split marketing module 170 may perform a transaction mediation process to perform a transaction mediation between the trader and the transaction requester by a division request transaction amount. Such a transaction mediation process may be a process of mediating a direct transaction between trading partners as described above, trading intermediation through an escrow, or performing a division mediation as described above. The brokerage module 170 may control the brokerage processing module 130 for the brokerage brokerage.

On the other hand, if the transaction requester selects rejection as a response, it may be an indication that the transaction is not performed by dividing the transaction volume of the division request. According to the technical idea of the present invention, the intention of the present invention may be a doctor's intention to perform a transaction if an additional trader to deal with a target transaction amount desired by the user is determined through a transaction wait, . In FIG. 12, only the UI for which rejection can be selected is displayed. However, according to the embodiment, a UI for the former (that is, waiting for the transaction) and a UI for the latter have.

In the latter case, the split marketing module 170 may stop the transaction attempt. That is, the process for the transaction between the trader and the transaction requester is terminated, and the target transaction information can be treated as general transaction information again.

In the case of a pseudo-indication of the former, the transaction wait process can be performed according to the technical idea of the present invention.

The transaction waiting process may be a process of waiting without interrupting a transaction attempt until an additional transaction corresponding to the target transaction information performs an additional transaction request (S730). If there is an additional transaction request by the additional trader (terminal (not shown) of the additional trader) after the transaction waiting process, the control module 110 immediately attempts the transaction intermediation (S750) 200 in step S760, and performs a transaction wait or transaction mediation based on the received re-acknowledgment signal in step S761 (S770). Of course, the control module 110 may transmit a re-acknowledgment notification signal indicating the re-acknowledgment signal to the terminal of the trader (e.g., 300) and / or the terminal of the additional trader.

When the additional transaction request is received, the split trading module 170 determines whether the sum of the additional transaction amount corresponding to the additional transaction request and the split request transaction amount requested by the trader's terminal (for example, 300) matches the target transaction amount (S740). That is, when the sum of the transaction amounts to be traded by the trader and the additional trader is equal to the transaction amount (target transaction amount) to be traded by the original transaction requester, the transaction requester can proceed with the transaction amount desired, You can start the transaction mediation process.

If the sum of the additional transaction request and the division request transaction amount is less than the target transaction amount, the control module 110 can again perform the transmission of the re-notification signal and the reception of the re-response signal, Transaction brokerage or transaction waiting can be performed.

In other words, although the transaction amount of the transaction requestor adding the additional transaction amount according to the additional transaction request is less than the originally desired transaction amount, it may be possible to deal with the transaction amount in which the additional transaction amount is added. Alternatively, the transaction requester may not be willing to trade some of the additional transaction volume, if it is not the target transaction volume.

Therefore, when an additional transaction request is received, it may be meaningful to send a notification signal to the transaction requester and receive a response signal in response to the sum of the additional transaction amount and the division request transaction amount even if the sum does not meet the target transaction amount.

According to an embodiment, the split marketing module 170 may be configured to determine whether the remaining transaction amount, that is, the difference between the split request transaction amount and the target transaction amount, in a transaction waiting state after the split marketing request outputted from the terminal (e.g., 300) It is possible to receive only the additional transaction request of the additional trader who intends to trade the transaction amount. In the case of an additional transaction request, the additional transaction request is ignored when an additional transaction request to deal with a transaction amount different from the remaining transaction amount is received, or it is not possible to request an additional transaction with the transaction amount different from the remaining transaction amount, It may mean not performing the above process. That is, in this case, the terminal of the trader (for example, 300) may request the partial trading and then receive and process one additional transaction request. In this case, It may be specified by only one trader and one additional trader.

On the other hand, it is not preferable that the split trading module 170 maintains the target transaction information on which the transaction waiting process is performed infinitely in a transaction waiting state, that is, even if a new trader who wants to trade the target transaction amount appears, It is possible to stop the transaction attempt of the trader if an additional transaction request is not received within a predetermined time. That is, the transaction waiting state may be canceled, and in this case, the target transaction information may be reduced to general transaction information that is not selected by anyone.

As a result, according to the technical idea of the present invention, even when the transaction requester and the trader have different desired transaction volumes, they are kept in a transaction waiting state for a certain period of time so that at least one additional trader is identified, There is an effect that an opportunity to specify plural traders (a trader and an additional trader) that can be made is obtained.

In addition, this technical idea has the effect of enabling trading of unlisted stocks as a whole by drawing the situation where the transaction can not be concluded by the conventional method until the transaction is concluded. For example, there may be trading information for trading 1000 stocks for a particular unlisted stock, and there may be a first trader who wants to trade 300 shares of the unlisted stock, and a second trader who wants to trade 700 shares. In this case, according to the conventional method, the transaction requester can not deal with any trader, but according to the technical idea of the present invention, the transaction satisfying both the first trader, the second trader, and the transaction requester can be effected .

Meanwhile, if the trader and the at least one additional trader are specified and the transaction requestor agrees to the transaction with the trader, the brokerage module 170 may perform the transaction brokerage. Such an example will be described with reference to FIGS. 13 and 14. FIG.

13 and 14 illustrate a case where only a trader and one additional trader exist on the trader side, but according to the technical idea of the present invention as described above, it is possible to identify a plurality of additional traders on the trader side The average expert in the field of the invention will readily be able to deduce.

FIG. 13 shows an example in which the split marketing module 170 starts a transaction mediation process individually with each of the trader side (trader and additional trader), and FIG. 14 shows an example in which the brokerage account collectively An example of starting a transaction mediation process is shown.

13, when the transaction mediating process is started, the brokerage module 170 included in the unlisted stock trading system 100 includes a transaction mediator (S751) between the transaction requester and the trader, and a transaction between the transaction requester and the additional trader Mediation (S752), respectively. The transaction intermediary (S751) between the transaction requester and the trader may be an intermediary for allowing the transaction to be concluded as much as the desired amount of the divided request transaction. The transaction intermediary (S752) between the transaction requester and the additional trader may be an intermediary for allowing the transaction of the additional transaction amount to be concluded by the additional trader. The order of the transaction broker for the trader and the transaction broker for the additional trader may be changed or concurrently.

It is noted that the manner of such transaction intermediation may be various.

According to another embodiment, the split marketing module 170 may perform integrated transaction intermediation through the intermediary account as shown in FIG.

For example, the brokerage module 170 may use the brokerage account to provide predetermined information to perform a precedence transaction between a trader and an additional trader, or to control predetermined configurations of the unlisted stock trading system 100 (S753, S754). For example, if the target transaction information is a sale of unlisted stocks, the preemptive transaction may include a first preceding transaction (S753) for receiving a transaction corresponding to the transaction volume of the request for division to the intermediary account and a transaction corresponding to the additional transaction amount And a second preceding transaction S754 to be received in the account. It goes without saying that the first preceding transaction and the second preceding transaction may be performed simultaneously or in a different order from that of FIG. It is a matter of course that each transaction amount can be determined based on the price included in the target transaction information and the division request transaction amount (or additional transaction amount).

Then, the divide-selling module 170 can perform a series of processes for performing a post-transaction between the transaction requester and the intermediary account (S755). The trailing transaction may be a transaction in which the transaction requester receives the unlisted stock equal to the target transaction amount. The preceding transaction and the later transaction may be subject to change. That is, the transaction between the transaction requester and the brokerage account (the preceding transaction) is performed first, and the transaction between the trader and the additional trader (the trailing transaction) may be performed.

In any case, if a lagging transaction is made, the transaction result corresponding to the transaction requester (for example, if the transaction requester sells unlisted stock, the transaction requester enters the unlisted stock into the brokerage account, the transaction requester buys unlisted stock (A transaction in which a transaction requester deposits a transaction amount corresponding to unlisted stock) to an account of each of the transaction side (e.g., the trader and the additional trader) (S756, S757). For example, the split trading module 170 may perform a first coupon transaction in which the split request transaction amount among the transaction amount received in the intermediary account (which may be the target transaction amount or smaller than the target transaction amount) is entered into the account of the trader S756). In addition, the split trading module 170 may perform a second transaction to buy an additional transaction amount out of the transaction amount received in the intermediary account (which may be the target transaction amount or may be smaller than the target transaction amount) to the account of the additional trader S757). Of course, the transaction amount corresponding to the transaction amount received in the intermediary account before or after the trailing transaction may be put into the account of the transaction requester.

If the transaction between the transaction requester and the brokerage account is a preceding transaction, the transaction amount corresponding to the split request transaction amount and the transaction amount corresponding to the additional transaction amount may be transferred to the brokerage account, It may be a transaction that puts in unlisted stock as much as trading volume.

Although the target transaction information is a sale of unlisted stocks as an example, it is obvious that this method can be applied even when the target transaction information is a buyer. At this time, the trader can be a buyer.

FIG. 15 is a view for explaining an example of transaction information waiting for a transaction according to an embodiment of the present invention.

As shown in FIG. 15, according to the technical idea of the present invention, an indication indicating a transaction waiting state (for example, waiting for additional transaction) may be displayed in the transaction information waiting for a transaction as shown in FIG.

Such a transaction wait state can be maintained for a predetermined time, and if there is no further transaction request within this time, the transaction wait state can be released. That is, a transaction attempt between a trader and a transaction requester may be terminated. Then, the target transaction information that is in a transaction waiting state can be changed to the general transaction information, and the transaction request of another transaction can be received again.

The target transaction information in the transaction waiting state can receive the additional transaction request, and in this case, the trader and the additional trader can be the trader side.

As described above, in the transaction waiting state, only the additional transaction request corresponding to the remaining transaction amount (the sum of the target transaction amount and the transaction amount requested by the trader until now) may be normally received and processed as described above. The condition that only the additional transaction request corresponding to the remaining transaction amount is normally received can be applied in the case of receiving the first additional transaction request, that is, in the first transaction waiting state, or a predetermined number of times (for example, And so on). In the former case, only one additional trader is included in the trader side, and in the latter case, the number of additional traders may be included in the trader side.

Since the information shown in FIG. 15 has been described in detail with reference to FIG. 10, detailed description of the remaining information will be omitted.

Meanwhile, according to an embodiment, the unlisted stock trading system 100 may include a processor and a memory for storing a program executed by the processor. The processor may include a single-core CPU or a multi-core CPU. The memory may include high speed random access memory and may include non-volatile memory such as one or more magnetic disk storage devices, flash memory devices, or other non-volatile solid state memory devices. Access to the memory by the processor and other components can be controlled by the memory controller. Here, when the program is executed by a processor, the program can cause the unlisted stock trading system 100 according to the present embodiment to perform the above-described unlisted stock trading method.

Meanwhile, the unlisted stock trading method according to the embodiment of the present invention can be implemented in the form of a computer-readable program command and stored in a computer-readable recording medium. The control program and the target program May also be stored in a computer-readable recording medium. A computer-readable recording medium includes all kinds of recording apparatuses in which data that can be read by a computer system is stored.

Program instructions to be recorded on a recording medium may be those specially designed and constructed for the present invention or may be available to those skilled in the art of software.

Examples of the computer-readable recording medium include magnetic media such as a hard disk, a floppy disk and a magnetic tape, optical media such as CD-ROM and DVD, a floptical disk, And hardware devices that are specially configured to store and execute program instructions such as magneto-optical media and ROM, RAM, flash memory, and the like. The above-mentioned medium may also be a transmission medium such as a light or metal wire, wave guide, etc., including a carrier wave for transmitting a signal designating a program command, a data structure and the like. The computer readable recording medium may also be distributed over a networked computer system so that computer readable code can be stored and executed in a distributed manner.

Examples of program instructions include machine language code such as those produced by a compiler, as well as devices for processing information electronically using an interpreter or the like, for example, a high-level language code that can be executed by a computer.

The hardware devices described above may be configured to operate as one or more software modules to perform the operations of the present invention, and vice versa.

It will be understood by those skilled in the art that the foregoing description of the present invention is for illustrative purposes only and that those of ordinary skill in the art can readily understand that various changes and modifications may be made without departing from the spirit or essential characteristics of the present invention. will be. It is therefore to be understood that the above-described embodiments are illustrative in all aspects and not restrictive. For example, each component described as a single entity may be distributed and implemented, and components described as being distributed may also be implemented in a combined form.

It is intended that the present invention covers the modifications and variations of this invention provided they come within the scope of the appended claims and their equivalents. .

Claims (12)

In the unlisted stock trading method,
The unlisted stock trading system is provided with the identification information of the target transaction information selected by the trader's terminal from the transaction information of the unlisted stocks and the transaction information for trading the target transaction volume of the unlisted stock, Receiving a transaction request including a signal;
Transmitting, by the unlisted stock trading system in response to the transaction request, a notification signal indicating that a split transaction request for the target transaction information has been received to the terminal of the transaction requester corresponding to the target transaction information;
And the unlisted stock trading system includes a step of waiting for an additional transaction request of an additional trader corresponding to the target transaction information in response to a response signal received by the terminal of the transaction requester in response to the notification signal Trading methods for unlisted securities that are tradable.
The method of claim 1, wherein the divisible tradable unlisted stock trading method comprises:
Further comprising stopping the transaction attempt of the trader if the unlisted stock trading system is not receiving the additional transaction request within a predetermined time.
The method of claim 1, wherein the divisible tradable unlisted stock trading method comprises:
When the unlisted stock trading system receives the additional transaction request and the sum of the additional transaction amount corresponding to the additional transaction request and the division request transaction amount corresponding to the transaction request is equal to the target transaction amount corresponding to the target transaction information, Further comprising the step of initiating a brokerage transaction between the trader and the additional trader corresponding to the target trading information.
4. The method as claimed in claim 3, wherein the step of starting transaction intermediation between the transaction requester, the trader and the additional trader corresponding to the target transaction information comprises:
Wherein the unlisted stock trading system starts transaction intermediation of the transaction requester and the trader by the amount of the division request transaction and starts transaction intermediation by the additional transaction amount between the transaction requester and the additional trader Unlisted stock trading method.
4. The method as claimed in claim 3, wherein the step of starting transaction intermediation between the transaction requester, the trader and the additional trader corresponding to the target transaction information comprises:
When a transaction corresponding to each of the division request transaction volume and the additional transaction volume and between the transaction requester and the intermediary account is performed between the intermediary account, the transaction person and the additional transaction person, the transaction corresponding to the transaction requester To an account of each of the trader and the additional trader.
The method of claim 1, wherein the divisible tradable unlisted stock trading method comprises:
When the unlisted stock trading system receives the additional transaction request and the sum of the additional transaction amount corresponding to the additional transaction request and the division request transaction amount corresponding to the transaction request is smaller than the target transaction amount corresponding to the target transaction information, Transmitting a re-notification signal to the transaction requesting terminal;
A transaction requester corresponding to the target transaction information with respect to a sum of the additional transaction amount and the division request transaction amount in response to the re-response signal received from the terminal of the transaction requester in response to the re- Further comprising: initiating a transaction between the trader and the additional trader.
The method of claim 1, wherein the divisible tradable unlisted stock trading method comprises:
Wherein the unlisted stock trading system further comprises a step of waiting for a transaction until the additional transaction request corresponding to the difference between the split request transaction amount and the target transaction amount is received.
A computer program installed in a data processing apparatus and stored in a recording medium for performing the method according to any one of claims 1 to 7.
An identification information of the target transaction information selected by the terminal of the trader from the transaction information of the non-listed stock, transaction information for trading the target transaction volume of the non-listed stock, and a transaction including the split transaction request signal corresponding to the transaction volume An interface module for receiving the request;
A control module for transmitting a split request notification signal indicating that a split transaction request for the target transaction information has been received to the terminal of the transaction requestor corresponding to the target transaction information in response to the transaction request; And
And a split trading module for performing a split trading process by waiting for an additional transaction request of an additional trader corresponding to the target transaction information in response to a response signal received by the terminal of the transaction requestor in response to the split request notification signal, Trading Unlisted Stock Trading System.
The method according to claim 9,
When the sum of the additional transaction amount corresponding to the received additional transaction request and the divided request transaction amount corresponding to the transaction request is equal to the target transaction amount corresponding to the target transaction information, the transaction requester corresponding to the target transaction information, And initiates a transaction mediation process between the additional traders.
The method according to claim 10,
Wherein a transaction mediation process is started between the transaction requester and the trader by the amount of the division request transaction and the transaction mediation process is started between the transaction requester and the additional trader by the additional transaction amount.
The method according to claim 10,
When a transaction corresponding to each of the division request transaction volume and the additional transaction volume and between the transaction requester and the intermediary account is performed between the intermediary account, the transaction person and the additional transaction person, the transaction corresponding to the transaction requester To the account of each of the trader and the additional trader.

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