KR101320042B1 - Following control Stock Trading System corresponding to leader for personal and providing method thereof - Google Patents

Abstract

Disclosed are a leader linked stock trading system and a method of providing the same. The interlockable control interlocked securities trading system for performing a user's investment in association with the leader is a portfolio module for managing a target portfolio based on the leader's leading portfolio, and a financial unit of an investor following the leader is connected to the target portfolio. A linkage module for generating and linking a trading order corresponding to the type and weight of the financial products included in the target portfolio so as to be linked, and when the finance unit is linked with the target portfolio by controlling the linkage module; And a control module for determining at least one of assets included in the unit to be linked with the target portfolio.

Description

{Following control Stock Trading System corresponding to leader for personal and providing method}

The present invention relates to a leader-linked securities trading system and a method of providing the linkable control, and more particularly, to operate a financial unit (eg, an actual account or a virtual (logical) account) of an investor following a specific portfolio (leader). At this time, the present invention relates to a system capable of specifying the frequency of following or linking the specific portfolio (leader) or the asset linked to the specific portfolio, and a method of providing the same.

With the development of IT technology, many stock investors have invested in stocks online using the Home Trading System (HTS) and mobile. However, when investing in stocks online, most stock investors, which lack information gathering and intelligence analysis, show a pattern of investment so far based on vague rumors or good fortune, so most of the stock investors except a few securities investors Investors are not making a profit.

Accordingly, each investor is gradually shifting to investing in securities with information gathering and information analysis.

However, unlike the institutional investors, most investors who conduct stock trading have difficulty in investing in securities due to the lack of professional knowledge and information and lack of funds. Accordingly, there was a problem that it is increasingly difficult to make a high profit.

A technical idea to solve such a problem is disclosed in a Korean registered patent (Registration No. 10-0401447, "Online securities trading system having an automatic order function linked to a leader investor", hereinafter referred to as "registered patent") filed and registered by the present applicant Lt; / RTI > The technical idea of the patent is hereby incorporated by reference herein.

Registered patents have the effect of improving the profits of individual investors by automatically linking the individual investor with a proven ability or ability to follow the leader's portfolio.

However, if the trading history of a proven leader investor is disclosed, many investors may follow the trading history of the leader investor. In this case, there is a problem that the market may be distorted because the value of the financial product may be influenced by the speculative psychology rather than the actual value of the financial product.

In addition, even if the transaction details of the leader investors are not disclosed, if the buy order of the leader investor leaves the investor account at the same rate, the leader investor's portfolio is actually copied to each investor's portfolio.

Therefore, even if the transaction details of the leader investors are not disclosed, the transaction details of the leader investors are naturally known, and thus there is a problem that the market distortion may occur.

The technical idea for solving this problem has been disclosed in the Korean patent application (Application No. 10-2011-0012968, "Investor-linked securities trading system and its provision method", filed by the present applicant, hereinafter 'previous application'). The present specification may include the description and technical spirit disclosed in the previous application 1 as a reference, and may be treated as described herein.

On the other hand, even if the portfolio of the leader investor does not apply to the portfolio of the investor as it is disclosed in the previous application, there is a high probability that the same or similar portfolio will be applied between investors following the same leader investor.

In addition, even if the portfolio of the leader investor is applied to the investor's portfolio as it is, or if only a portion of the leader investor's portfolio is applied to the investor's portfolio as disclosed in the previous application, the investor desires to reflect the investment tendency at all. There can be.

The technical idea to reflect such a desire is disclosed in the Korean patent application filed by the applicant (Application No. 10-2011-0035970, "Personalizable leader investor linked securities trading system and its provision method", hereinafter referred to as "previous application 2") There is a bar. The present specification may include the description and technical spirit disclosed in the previous application 2 as a reference, and may be treated as described herein.

This specification is a securities trading system that performs investment by following a leader as in Patent Registration, Transfer Application 1, and / or Transfer Application 2, and a method of providing the same, in which case an investor's account follows a predetermined leader. It provides a technical idea that can determine whether to follow the leader in a way.

In the present specification, a leader may be defined to include not only an investor who directly invests, but also all users who can operate their portfolio. For example, the leader may mean a person who performs only a mock investment without making an actual investment, or makes a buy or sell opinion, and manages and / or operates a portfolio accordingly. . In addition, a portfolio managed and / or operated by a leader is defined as a leading portfolio. In addition, a portfolio generated based on the leading portfolio is defined as a target portfolio.

In the registered patent, previous application 1, and / or 2, which the applicant has applied for and registered, the investor's portfolio may be linked to the portfolio followed by the investor's portfolio, that is, the target portfolio in real time. In other words, whenever a change in the target portfolio occurs, the investor's portfolio follows the change.

However, in some cases, an investor may not always follow the target portfolio, but may want to follow the target portfolio only when he / she wants or only some of the assets he owns.

For example, the target portfolio may include financial products A and B. Thereafter, the leader may purchase (or incorporate into a leading portfolio) a given financial product (C).

Then, according to the registered patent, transfer application 1, and transfer application 2, the investor's portfolio also includes financial products A and B, and the financial product C is incorporated in the investor's portfolio by following the change in the target portfolio as it is. Will be.

However, a particular investor may not want to link the target portfolio in real time (i.e., to follow the investor's portfolio to follow all changes in the target portfolio), but may only want to follow a specific point in time or a specific cycle. In this case, the overall market situation allows the investor to determine how often or when to follow the leader's investment strategy. Or, if you only want to follow a large direction of investment, you may want to follow the leader's investment strategy, or target portfolio, only a few times.

Investors may also want to follow a leader's investment strategy with only a fraction of their assets.

Thus, rather than always following a leader's investment strategy (i.e., portfolio) in real time, the investor can follow the desired number of times at any time, and the investor can specify the asset to follow the leader's portfolio to remind only specific assets. A technical idea is required to follow the leader's portfolio.

Accordingly, the technical problem to be achieved by the present invention is to operate a financial unit of an investor following a predetermined target portfolio, and selectively determine the number of times, when the financial unit links the target portfolio, and the assets to be linked. It is to provide a system and a method of providing the same that can be easily linked only and / or determined assets with the target portfolio.

The leader-linked securities trading system for performing a user's investment in connection with a leader for achieving the technical problem is to manage a target portfolio based on the leader's leading portfolio portfolio module, the financial unit of the investor following the leader said A linkage module for generating and linking a trading order corresponding to the type and weight of the financial products included in the target portfolio so as to be linked to a target portfolio, and when the financial unit is linked with the target portfolio by controlling the linkage module. Or a control module for determining at least one of assets included in the financial unit to be linked with the target portfolio.

The control module controls the interworking module such that the financial unit is linked to the target portfolio at a predetermined time or at a predetermined period, or the financial unit is the target in response to an interlocking signal output from the investor terminal or the operator terminal. The interworking module may be controlled to interwork with the portfolio.

The control module specifies a new asset newly received in the financial unit, controls the interworking module to link the specified new asset with the target portfolio, or the terminal or operator of the investor among the assets received in the financial unit. The linkage module may be controlled to link the specific asset selected from the terminal with the target portfolio.

The financial unit may be divided into a plurality of sub-financial units, and the linkage module may be characterized in that each of the plurality of sub-financial units may be linked to a target portfolio of a different leader.

The control module transmits predetermined notification information to a system corresponding to the investor when the financial unit or any one of the plurality of sub-financial units records a predetermined rate of return, or the financial unit or The financial products included in each of the plurality of sub-financial units may be sold.

The portfolio module may set the leader's leading portfolio as the target portfolio, or set a model portfolio including at least a portion of the financial instruments included in the leading portfolio by a predetermined modeling rule as the target portfolio.

The interlockable leader-linked securities trading system determines whether the financial unit included in the target portfolio corresponds to a personalization rule set in the financial unit when the financial unit is sold in the financial unit so that the financial unit can be linked with the target portfolio. If the result does not correspond, it may further include a personalization module for controlling the financial products from being traded in the investor's account.

The linkage module may be set such that the financial unit is linked to the first target portfolio and the second target portfolio managed by the portfolio module, and the first target portfolio is a leading portfolio of the first leader by a predetermined modeling rule. The model portfolio may include at least a part of the financial products included in the second target portfolio, and the second target portfolio may be a leading portfolio of the second leader.

The interlocked control interlocked securities trading system providing method for solving the technical problem is the interlocked control interlocked securities trading system managing the target portfolio based on the leading portfolio of the leader, the interlocked control interlocked securities trading system is Generating and linking a trading order corresponding to the type and weight of the financial products included in the target portfolio such that the financial unit of the investor following the leader is linked with the target portfolio; The interlocking control may be performed by the securities trading system generating a trading order corresponding to the type and weight of the financial products included in the target portfolio so that the financial unit of the investor following the leader is linked with the target portfolio. Reader linkage Issues transaction system comprises the financial unit is optionally treated with at least one of the interlocking of the assets included in the group or the financial unit that works with the target portfolio of assets to be interlocked with said target portfolio.

Selectively interlocking at least one of a time when the financial unit is linked with the target portfolio or an asset to be linked with the target portfolio among the assets included in the financial unit, by the interlockable leader linked stock trading system, Interlocking control leader interlocked securities trading system at a predetermined time or at a predetermined period such that the financial unit is interlocked with the target portfolio or the interlockable leader linked securities trading system is the terminal of the investor's terminal or operator; The financial unit may include at least one step of interlocking the financial unit in response to the target signal.

Selectively interlocking at least one of a time when the financial unit is linked with the target portfolio or an asset to be linked with the target portfolio among the assets included in the financial unit, by the interlockable leader linked stock trading system, The interlockable control interlocked securities trading system specifies a new asset newly received in the financial unit, and interlocks the specified new asset with the target portfolio, or the interlocked control interlocked securities trading system performs the financial At least one of the step of interlocking the specific asset selected from the terminal of the investor or the terminal of the operator among the assets received in the unit to be linked to the target portfolio.

The interlocked control interlocked securities trading system providing method includes the steps of monitoring whether the financial unit or a sub-financial unit included in the financial unit records a predetermined rate of return and the interlocked control interlocked securities trading system based on a monitoring result. The method may further include transmitting predetermined notification information to the system corresponding to the investor or selling financial products included in the financial unit or the sub-financial unit. The interlocking control reader interlocked securities trading system providing method may be stored in a computer-readable recording medium recording a program.

In accordance with the present invention, a linked interlockable securities trading system and a method of providing the interlockable control are unconditionally followed (integrated) by a financial unit of an investor following the leader when a predetermined leader (or target portfolio) has made an investment. Rather than doing so, it is possible to selectively follow the investor according to the desired time or frequency. Therefore, the investor can easily select the timing or size of accepting the leader's investment strategy according to various situations and circumstances such as market conditions and personal circumstances.

In addition, since it does not always follow the leader's investment strategy, it is possible to easily invest in a period or asset that does not follow the leader's investment strategy by easily adding its own investment strategy.

BRIEF DESCRIPTION OF THE DRAWINGS A brief description of each drawing is provided to more fully understand the drawings recited in the description of the invention.
1 is a view illustrating a concept of a method for providing interlocking control interlockable stock trading system according to an embodiment of the present invention.
2 is a view for explaining the concept of the interlock control reader interlock securities trading system providing method according to another embodiment of the present invention.
FIG. 3 is a view for explaining a method of specifying an asset to be linked with a target portfolio of a leader in a method of providing a linked interlockable securities trading system according to an embodiment of the present invention.
FIG. 4 is a diagram for describing a method in which an investor's financial unit integrates a target portfolio by a method of providing a linked interlockable securities trading system according to an embodiment of the present invention.
5 is a view for explaining a schematic configuration of the interlocking control interlockable securities trading system according to an embodiment of the present invention.
FIG. 6 is a diagram illustrating a case in which a financial unit records a predetermined rate of return in a method of providing a linked interlockable stock trading system according to an embodiment of the present invention.

In order to fully understand the present invention, operational advantages of the present invention, and objects achieved by the practice of the present invention, reference should be made to the accompanying drawings and the accompanying drawings which illustrate preferred embodiments of the present invention.

Also, in this specification, when any one element 'transmits' data to another element, the element may transmit the data directly to the other element, or may be transmitted through at least one other element And may transmit the data to the other component.

Conversely, when one element 'directly transmits' data to another element, it means that the data is transmitted to the other element without passing through another element in the element.

BEST MODE FOR CARRYING OUT THE INVENTION Hereinafter, the present invention will be described in detail with reference to the preferred embodiments of the present invention with reference to the accompanying drawings. Like reference symbols in the drawings denote like elements.

1 is a view illustrating a concept of a method for providing interlocking control interlockable stock trading system according to an embodiment of the present invention. 2 is a view for explaining a concept of a method for providing interlocking control interlocked stock trading system according to another embodiment of the present invention.

1 and 2, according to an embodiment of the present disclosure, a method of providing a linked interlockable securities trading system according to an embodiment of the present invention is set such that a portfolio of a predetermined investor follows a specific portfolio, that is, a target portfolio 10. In the case where a change occurs in the target portfolio 10 that results in the incorporation or exclusion of a specific financial instrument in the target portfolio 10, such as a predetermined investment act (selling behavior) or a buy or sell opinion, The portfolio 20 is also set to interlock (follow) the variation. The inclusion or exclusion of a specific financial instrument not only means that a new item is added to the target portfolio 10 or that an existing item is completely excluded, but the share of the financial instrument already exists in the target portfolio 10 is not included. It may be defined to include a case that is changed.

The investor's portfolio 20, ie a combination of financial instruments, may be put into the investor's financial unit.

In the present specification, the financial unit may be a logical division unit for managing a financial product. For example, the financial unit may be a specific real account, or the real account may be a logical account or a virtual account divided by necessity.

That is, the financial unit may be defined as one unit that can classify financial assets or products. Thus, one financial unit may include other financial units or may be divided into a plurality of financial units as needed, and the plurality of financial units may be combined to create a new financial unit.

For example, a given real account or virtual account (logical account) may be one financial unit. Then, when a financial asset included in the financial unit is specified and managed or operated separately, the specified financial asset may constitute another financial unit included in the financial unit. Hereinafter, another financial unit included in one financial unit will be defined as a sub-financial unit. In other words, the sub-financial unit also becomes one financial unit. Of course, one financial unit may be separated into a plurality of different financial units as needed.

In this case, the interlockable leader-linked securities trading system according to the technical spirit of the present invention may be linked to when the portfolio 20 of the investor included in the financial unit interlocks with the target portfolio 10 or the interlocking included in the financial unit. Target assets can be specified. Specifying the timing of interworking may mean that the interlockable leader-linked securities trading system may determine the timing of interworking the target portfolio 10 and the financial unit in a preset manner or by the choice of an investor. Can be.

In addition, the interlocking process is a series for allowing the financial products to be included in the investor's portfolio 20 to be equal to (or equal to a certain ratio) the financial products included in the target portfolio 10. It can mean the process of.

In addition, specifying an asset to be linked to in a specific financial unit means that the specific asset included in the financial unit is not linked to the target portfolio 10 in units of the specific financial unit. The sub-financial unit may mean that the sub-financial unit may be linked with the target portfolio 10.

For example, the specific financial unit may be linked with the target portfolio 10. The series of orders can then be processed such that the total amount of the assets contained in the particular financial unit constitutes the same portfolio (substantially) with the target portfolio 10 (when the same financial instruments are present in equal proportion).

However, when a certain portion of the assets included in the particular financial unit (received) or a predetermined new asset to be included in the specific financial unit is set to be linked to the target portfolio 10, the asset corresponding to the specific portion is new. It may mean that the financial unit, that is, the sub-financial unit may be configured to be substantially the same portfolio as the target portfolio 10.

The sub-financial unit may not be a real account but may be a means that can be distinguished from other assets, such as a real account, or a division unit of a financial product or a financial asset.

Meanwhile, the target portfolio 10 followed by the investor's portfolio 20 may be a portfolio generated based on the transaction details of the leader. For example, the target portfolio 10 may be a reading portfolio itself based on a transaction history of a leader corresponding to the target portfolio 10. As disclosed in the registered patent, the reader (terminal) may output the buy order or sell order to a predetermined order system (eg, a securities company system or a securities company order system). Then, the order system may transmit the buy order or sell order output by each of the leaders to an order execution system (eg, an exchange system) so that a transaction of a financial product may be established. Accordingly, the reading portfolio may be a portfolio generated based on transaction history information including information on the buy order or sell order output by each of the leaders.

 That is, the leading portfolio may be a portfolio managed by one leader. In the present invention, the portfolio may mean a financial product held in a specific investor's account and the ratio (or weight) of the financial product.

According to an embodiment, the target portfolio 10 may be a portfolio in which the leading portfolio is modeled by a predetermined modeling rule. One such example is disclosed in detail in previous application 1. This will be described with reference to FIG. 2.

For example, as disclosed in the previous application 1, the interlockable control interlocked securities trading system according to an embodiment of the present invention is a portfolio of a predetermined leader followed by the investor's portfolio 20, that is, the leading portfolio 1. Instead of duplicating the investor's portfolio 20, the leading portfolio 1 may be duplicated in the investor's portfolio 20, that is, the portfolio that is changed by a predetermined rule, that is, a modeling rule. Accordingly, the target portfolio 10 may be a model portfolio generated based on the leader's leading portfolio.

The change in the target portfolio 10 may be changed based on the transaction history data or the trading order of the leader, as described above, when the leader is an investor who actually makes an investment. When the leader is a user who only buys or sells opinions, a change in the target portfolio 10 may occur due to the buy opinions or sell opinions.

In the present invention, financial instruments included in the portfolio include not only stocks, but also at least one of other securities (eg, debt securities, equity securities, beneficiary certificates, investment contract securities, derivative bonds, and / or securities depository securities) and derivatives. It may be included goods.

Meanwhile, in the interlocked control interlocked securities trading system according to an embodiment of the present invention, as disclosed in the previous application 2, the investor's portfolio 20 does not duplicate the leading portfolio or the model portfolio as it is, but is set by the investor. It is possible to provide a technical idea that can create a personalized portfolio by rules, that is, personalization rules. Of course, according to the technical spirit of the present invention it may be possible to adjust the linkage for the replication.

Thus, in practice, the portfolio operated by the financial unit of the leader and the financial unit of the investor may be different. Therefore, the leader's leading portfolio may not be disclosed.

In addition, even when a leader's leading portfolio is disclosed, the leading portfolio is not copied to the financial unit of the investor following the leader (by the modeling rule), thereby preventing the market from being distorted. . In addition, portfolios operated by financial units of respective investors following the same leader according to the technical spirit of the present invention may also be different when the personalization rules set by the investors are different.

In addition, since the interlocking method set in each investor's portfolio 20 may be different according to the interlocking control, different investment results may occur between the portfolios of investors following the same portfolio and having the same personalization rules.

In addition, by appropriately establishing modeling rules for changing the leading portfolio into the model portfolio, there may be an effect to compensate to some extent or disadvantages of the leading portfolio. In addition, the personalization rule has an effect of reflecting a certain degree of investors' investment tendency in the leading portfolio or the model portfolio. At the same time, at least a part of the advantages of the leading portfolio (for example, constituent financial products or weight ratio) can be used as it is.

In addition, according to the technical spirit of the present invention, the investor may be selected such that the investor's portfolio 20 interlocks the leader's target portfolio 10 only at a predetermined time or a predetermined period desired by the investor.

Since the method of generating a model portfolio by the modeling rule and the method of generating a personalized portfolio by the personalization rule are disclosed in detail in the previous applications 1 and 2, the detailed description thereof will be omitted.

As a result, the target portfolio 10 illustrated in FIG. 1 may be a leading portfolio 1 followed by an investor's portfolio 20, and a model portfolio (generated by the leading portfolio 1 and predetermined modeling rules). 10).

If the investor's portfolio 20 follows (interlocking) the target portfolio 10 in real time, such as a previous application, the target portfolio 10 selects a specific financial product A from the portfolio 10. Incorporated into the portfolio 20 of the investor may also be operated to buy the financial product (A). However, if the time when the investor's portfolio 20 is linked to the target portfolio 10 is determined as in the technical spirit of the present invention, the investor's portfolio 20 is linked to the target portfolio 10. Only the composition state of the target portfolio 10 (ie, the type and proportion of financial instruments) may be linked to the investor's portfolio 20. Therefore, when the time period when the financial product A is incorporated into the target portfolio 10 is the time when the interworking is activated by the interlockable leader-linked securities trading system, the portfolio 20 of the investor is also the financial. Product A can be incorporated. Otherwise, the change in the portfolio in which the financial product A is incorporated into the target portfolio 10 does not affect the investor's portfolio 20.

The time when the investor's portfolio 20 links the target portfolio 10 may be defined as a specific time, such as a predetermined time (eg, a specific time of a specific date) or a specific period. In this case, the investor's portfolio 20 follows the target portfolio 10 at the specific time. Therefore, what changes the target portfolio 10 has undergone at a time other than the specific time point does not affect the composition of the investor's portfolio 20, and the configuration of the target portfolio 10 at the specific time point. The status will affect the investor's portfolio 20. The specific point in time may be a point in time at which the terminal or operator terminal of the investor transmits a predetermined interlocking signal to the interlockable leader interlocked stock trading system. According to an embodiment, when the interlocking signal is output from the investor's terminal to the operator terminal, the operator terminal may output the interlocking signal to the reader interlocking zugan trading system capable of interlocking control. That is, the investor or the operator may output a predetermined interlocking signal to the interlockable leader interlocked securities trading system when the financial unit desires to interlock the target portfolio 10. Then, the interlockable leader interlocked securities trading system can link the configuration state of the target portfolio 10 to the investor's portfolio 20 when the interlocking signal is received.

The interlocking period may be defined as a predetermined period, that is, an interlocking period. In this case, the interlockable leader-linked stock trading system may operate the investor's portfolio 20 to follow the change in the target portfolio 10 occurring in the interlocking period.

In addition, as described above, the interlockable leader-linked securities trading system may be set to interwork with the target portfolio 10 by specifying only some assets of the financial unit of the investor. In this case, it is preferable that the specified some assets are not mixed with other assets included in the financial unit. Thus, the specified some asset may itself be a new financial unit included in the financial unit, i.e. a sub-financial unit.

For example, an investor may put new new assets (eg cash or stocks, etc.) in his financial unit. Alternatively, new new assets may be received from any other financial unit into the financial unit. In such a case, the investor may wish to follow a given target portfolio 10 separately from the new asset alone, i.e., apart from other assets already received in the financial unit. In this case, it is generally possible to follow the target portfolio 10 on a real account basis by generating a financial unit separate from the financial unit, for example, a real account, and putting the new asset into the created real account. However, according to the technical concept of the present invention, the new financial asset is separated from other assets separately in the existing financial unit without generating a new real account separately, and the divided new asset nets are separated from the target portfolio 10. It may be specified as a target to be interlocked. In this case, the new asset may be a financial unit included in the predetermined financial unit, that is, a sub-financial unit. The sub-financial unit may be implemented as a virtual account or a logical account rather than a real account. Of course, a real account may be automatically opened in the investor's name without the investor's request to specify only the new asset.

On the other hand, it is not necessary that only the new new assets received in the financial unit to be linked to the target portfolio 10. If the assets already received in the financial unit are also specified by the investor's selection, only the specified assets may be linked to the target portfolio 10.

One such example is shown in FIG. 3.

FIG. 3 is a view for explaining a method of specifying an asset to be linked with a target portfolio of a leader in a method of providing a linked interlockable securities trading system according to an embodiment of the present invention.

Referring to FIG. 3, the predetermined financial unit 30 may include 30% of financial product A, 40% of financial product B, and 30% of cash. In this case, when a new asset is received in the financial unit 30, the new asset received may be one new financial unit, that is, a sub-financial unit, and the sub-financial unit may be linked to the target portfolio 10. Can be. On the other hand, when the investor specifies a specific asset (for example, financial product A) currently included in the financial unit 30, the asset corresponding to the financial product A becomes a new financial unit, that is, a sub-financial unit and the The target portfolio 10 may be linked.

In this case, when the financial product A is present in the target portfolio 10 at a predetermined ratio (eg, 10%), the interlocked control interlocked stock trading system 100 according to the embodiment of the present invention may serve as the sub. After all the assets included in the financial unit (ie, financial product A) are cashed, the cashed assets may be linked with the target portfolio 10. However, since the financial product A needs to be purchased again in the interlocking process, the interlockable leader interlocked stock trading system 100 controls only the financial product A as much as the proportion (ie, 10%) of the sub financial unit. While retained in the financial unit, the remaining financial instrument A may be linked with the rest of the target portfolio 10 after selling.

Accordingly, the method for providing interlocked control interlocked securities trading system according to an embodiment of the present invention can provide a technical idea that can reflect the needs of various investors, that is, the specification of the interlocking time and the interlocking target.

Meanwhile, the financial unit 30 may follow a plurality of portfolios (ie, a plurality of target portfolios). In this case, the linking time and the target asset may be differently specified for each of a plurality of portfolios.

One such example is shown in FIG. 4.

FIG. 4 is a diagram for describing a method in which an investor's financial unit integrates a target portfolio by a method of providing a linked interlockable securities trading system according to an embodiment of the present invention.

Referring to FIG. 4, the financial unit 30 may include predetermined sub-finance units 31 and 32. The sub-financial units 31 and 32 may be division units of financial assets that may be divided by an investor's selection. An investor may classify and specify the sub-financial units 31 and 32 by selecting a specific asset, or may classify and specify the sub-financial units 31 and 32 based on the amount of assets. For example, as described in FIG. 3, an investor may specify a specific asset as a linkage target, and in this case, the specified asset may be divided into one new financial unit, a sub-financial unit (eg, 31). The remaining assets may be divided into other sub-financial units (eg, 32). Alternatively, the investor may divide the financial unit 30 into a plurality of sub-financial units 31 and 32 by setting a ratio (eg, 4: 6) to the total asset amount of the financial unit 30.

When the financial unit 30 is divided into a plurality of sub-financial units 31 and 32 as described above, each of the sub-financial units 31 and 32 may be linked with a plurality of target portfolios, or only with one target portfolio. It may be interlocked.

For example, as shown in FIG. 4, the first sub-financial unit 31 may be linked with the target portfolio 1 (10), and the second sub-financial unit 32 may be linked with the target portfolio 3 (12). . Meanwhile, when a specific asset (eg, 40% of the assets of the first sub-financial unit 31) of the first sub-financial unit 31 is specified, the first sub-financial unit 31 is again the third sub-financial unit. And a fourth sub-financial unit 31-2. That is, the third sub-financial unit 31-1 becomes a financial unit that occupies 60% of the assets of the first sub-financial unit 31, and the fourth sub-financial unit 31-2 accounts for 40%. This can be

The fourth sub finance unit 31-2 may be linked with a predetermined target portfolio 2 (12). Then, the first sub-financial unit 31 is eventually linked to the target portfolio 1 (10) and the target portfolio 2 (11), and the second sub-financial unit 32 is linked to the target portfolio 3 (12).

In addition, the third sub-financial unit 31-1 may be linked with the target portfolio 1 (10), and the fourth sub-financial unit 31-2 may be linked with the target portfolio 2 (11).

If the first sub-financial unit 31 is linked to the target portfolio 1 (10) at a specific time (t1, t2) or every user request, the first sub-financial unit 31 is the fourth sub-financial unit ( Due to the specification of the financial asset corresponding to 31-2), it may be divided into a third sub-financial unit 31-1 and a fourth sub-financial unit 31-2. The interlocking time of the fourth sub-financial unit 31-2 may be set at every user request.

Then, the third sub-financial unit 31-1 may inherit the attributes of the first sub-financial unit 31 to link the target portfolio 1 10 at a specific time t1 or t2 or at a user request. The fourth sub-finance unit 31-2 may link the target portfolio 2 11 at the user's request.

Meanwhile, the second sub-finance unit 32 may link the target portfolio 3 12 with a predetermined period (for example, every week).

As a result, the interworking time may be set differently for each of the sub-financial units 31 and 32 to be interlocked. Alternatively, the linking time may be set differently for each target portfolio to be linked.

Therefore, an investor can freely follow at least one leader of a plurality of leaders only in a part of assets included in the financial unit 30 at a desired time, so that the selection of the linking time itself is a kind of choice that the investor can select. It can be an investment strategy. In addition, if the asset is easily specified to easily follow the leader's portfolio, that is, the various leaders, the specified asset may be specified to be distinguished from other assets, thereby being linked to the target portfolio of the specific leader.

The schematic configuration of the interlockable leader interlocked stock trading system according to an embodiment of the present invention for this purpose is shown in FIG.

Referring to FIG. 5, the interlocking control interoperable stock trading system 100 according to an embodiment of the present invention includes a control module 110, a portfolio module 120, and an interlocking module 130. The interlockable leader interlocked securities trading system 100 may further include a personalization module 140. The portfolio module 120 may include a reading module as disclosed in the previous application 1 and / or a modeling module depending on which portfolio the target portfolio 10 followed by the investor's portfolio 20 follows.

The interlockable reader interlocked stock trading system 100 may be implemented by being included in a predetermined data processing device or server for providing the technical idea of the present invention, for example, a securities company system. The interlockable leader interlocked securities trading system 100 is illustrated in a separate configuration from the ordering system (eg, securities company system 200) in FIG. 5, but may be included and implemented in the ordering system 200.

In addition, the interlockable leader interlocked stock trading system 100 is required to operate with the order system 200 to operate the portfolio of the investor 20 that is created, maintained and / or managed in accordance with the technical spirit of the present invention. Information can be sent and received. In addition, it is also possible to connect to an account management system (eg, a securities company's account management system) operating the financial unit 30 of the investor, and transmit and receive necessary information. In addition, in order to confirm the information on the target portfolio 10, predetermined information may be transmitted and received with an account management system that operates and / or manages the financial unit 30 corresponding to the target portfolio 10. Alternatively, predetermined information may be transmitted / received with a terminal (not shown) of a leader managing and / or operating the target portfolio 10.

In addition, the interlockable control reader interlocked stock trading system 100 transmits and receives predetermined information for implementing the technical idea of the present invention using wired and wireless communication with a predetermined operator terminal as disclosed in the previous application 1 and / or 2 can do. For example, the operator terminal may transmit information on a predetermined modeling rule to the interlockable leader interlocked stock trading system 100.

In addition, the personalization module 140 may receive a personalization rule from the terminal of the investor as disclosed in the previous application 2. In addition, when interworking is performed by the interworking module 130 using the received personalization rule, it may be determined whether the personalization rule is met.

For example, the interworking module 130 may perform trading of the financial products included in the target portfolio 10 in order to interwork the financial unit 30 with a specific target portfolio 10. In the present specification, interworking of the financial unit 30 may be defined as including a case of interworking predetermined sub-financial units 31 and 32 included in the financial unit 30. In this case, when the result of the sale does not meet the personalization rule, only part of the sale or may not be performed at all. Since these specific technical spirits and embodiments are disclosed in detail in the previous application 2, the detailed description thereof will be omitted.

In order for the interworking module 130 to interwork the financial unit 30, a plurality of trading orders may be executed or the trading orders may be performed over a predetermined time. In this case, whenever each trading order is to be performed, the personalization module 140 may determine whether the personalization rule corresponds to a preset personalization rule.

In the present specification, a module may mean a functional and structural combination of hardware for performing the technical idea of the present invention and software for driving the hardware. For example, the module may refer to a logical unit of a predetermined code and a hardware resource for executing the predetermined code, and does not necessarily mean a physically connected code or a kind of hardware. Can be easily deduced to the average expert in the field of the present invention. Thus, the module refers to a combination of hardware and software that performs the functions defined herein, and does not imply any particular physical configuration.

In addition, the interlocking control reader interlocked stock trading system 100 may mean a logical configuration having hardware resources and / or software necessary to implement the technical idea of the present invention, and must be one physical It does not mean a component or a device. In other words, the interlockable leader interlocked stock trading system 100 may mean a logical combination of hardware and / or software provided to implement the technical idea of the present invention, if necessary installed in devices spaced apart from each other And may be implemented as a set of logical configurations for implementing the technical features of the present invention. In addition, the interlocking control reader interlocked stock trading system 100 may mean a set of components that are separately implemented for each function or role for implementing the technical idea of the present invention.

For example, each of the control module 110, the portfolio module 120, the interworking module 130, and / or the personalization module 140 may be located on different physical devices or on the same physical device. have. In addition, according to the embodiment, the combination of software and / or hardware configuring each of the control module 110, the portfolio module 120, the interworking module 130, and / or the personalization module 140 may also be different. Configurations located in a physical device and components located in different physical devices may be organically combined with each other to implement each of the modules.

The control module 110 may include other components (eg, the portfolio module 120, the interworking module 130, and / or the personalization module 140, etc.) included in the interlockable leader interlocked stock trading system 100. Each function and / or resource can be controlled.

The portfolio module 120 may manage the target portfolio 10. Managing the target portfolio 10 means generating the target portfolio 10 and performing a predetermined action (eg, trading behavior, trading opinion output, etc.) in which the leader affects the portfolio 10. In this case, this may mean performing a series of processes such as updating the target portfolio 10.

The portfolio module 120 may check transaction history data of the leader to manage the target portfolio 10. The transaction history data may refer to all data that can know the ratio of at least one financial product and / or each of the at least one financial product operated by the leader's own financial unit. For example, the transaction history data may be data stored in an account ledger DB (not shown) including information about a leader's account. Alternatively, as described above, the predetermined communication opinion may be received by communicating with the terminal (not shown) of the reader. Alternatively, the reader may connect to a predetermined web server (not shown) and check the trading opinion of the leader.

Meanwhile, the target portfolio 10 managed by the portfolio module 120 may be a reading portfolio itself as disclosed in the previous application 1, or may be a model portfolio in which the reading portfolio is changed by a predetermined modeling rule. Since the technical idea is disclosed in detail in the previous application 1, the detailed description thereof will be omitted.

The interlocking module 130 includes the financial unit 30 of the investor (including the sub-financial units 31 and 32 included in the financial unit 30) and the target portfolio 10 to which the financial unit 30 is interlocked. In order to be linked with the target portfolio 10, a series of processes for processing an order may be performed by generating a trading order to correspond to the type and weight of the financial product included in the target portfolio 10. Through this series of interlocking processes, the interlocking module 130 may allow the financial unit 30 to have the same (substantially) portfolio as the target portfolio 10.

The control module 110 may specify when the interworking module 130 performs interworking and the interworking target as described above. The control module 110 may receive information on when to perform the interworking and / or information on the interworking target (the specific resource or the specific sub-financial units 31 and 32) from the terminal of the investor or the terminal of the operator. The terminal of the operator may be a terminal of a subject that operates or manages the interlockable leader interlocked stock trading system 100. Then, the control module 110 may control the interworking module 130 to perform the interworking process corresponding to the received information.

As described above, the control module 110 may determine the interlocking time as a predetermined time or a predetermined period. Alternatively, when a predetermined interlocking signal is received from the investor's terminal (or an operator terminal), the interlocking module 130 may be controlled to interwork the target portfolio 10 at that time so that the financial unit 30 interlocks. have.

In addition, the control module 110 may specify new assets received in the financial unit 30 or may specify assets already received in the financial unit 30. Then, the linked module 130 may be controlled such that only the specified asset becomes a new financial unit and is linked to the target portfolio 10.

The control module 110 may preset a predetermined rate of return for each of the financial unit 30 or the sub-financial units 31 and 32. The yield may include a target yield and / or a maximum loss rate. That is, the control module 110 may preset the upper limit and / or the lower limit of the rate of return.

Then, the rate of return of the financial unit 30 or the sub-financial units 31 and 32 is monitored, and if the set rate of return is recorded, the rate of return set in a system corresponding to the investor (eg, the mobile terminal of the investor, HTS, email system, etc.). Notification information indicating that this has been recorded can be transmitted. Alternatively, when the set rate of return is recorded, the financial instruments included in the financial unit 30 or the sub financial units 31 and 32 may be automatically sold. Therefore, when a predetermined target rate of return is achieved, a profit can be realized, or when a maximum loss rate is achieved, a loss cut can be performed.

An example of this is shown in Fig.

FIG. 6 is a diagram illustrating a case in which a financial unit records a predetermined rate of return in a method of providing a linked interlockable stock trading system according to an embodiment of the present invention.

Referring to FIG. 6, a predetermined financial unit 30 may be divided into two sub financial units 31 and 32. According to an embodiment, a predetermined rate of return (eg, 10%) may be preset for the entire financial unit 30. Then, when the yield of the entire financial unit 30 is 10%, the notification information is transmitted to the system corresponding to the investor, or the financial products included in the financial unit 30 may be automatically sold.

Alternatively, the first sub-financial unit 31 may have a return of 15% set in advance, and the second sub-financial unit 32 may set a return of 5% in advance.

Then, when the first sub-financial unit 31 or the second sub-financial unit 32 achieves a return rate of 15% or 5%, respectively, the control module 110 sends notification information to a system corresponding to an investor. The financial instruments included in the first sub financial unit 31 or the second sub financial unit 32 may be automatically sold.

As described above, the financial unit 30 may be linked with a plurality of leaders, that is, the target portfolio. In this case, the first leader of the plurality of leaders may be a leader to which a modeling rule is applied by the interlockable leader interlocked stock trading system as disclosed in the previous application 1. Meanwhile, the second leader among the plurality of leaders may be a leader to which such modeling rules are not applied. That is, the interlockable control interlocked securities trading system can perform interlocking processing by using the model portfolio to which the model portfolio is applied to a specific leader among the plurality of leaders that the specific financial unit 30 follows, as the target portfolio 10, The rest of the leader may be interlocked using the leading portfolio of the corresponding leader without applying the modeling rule.

Therefore, the investor selectively follows the leader to which the modeling rule is applied and the leader to which the modeling rule is not applied, thereby establishing various investment strategies. The interlockable control interlocked securities trading system may apply a modeling rule to a portfolio of a specific leader, and a modeling rule may not be applied to a portfolio of a leader (or a general investor, etc.) that is not.

In accordance with an embodiment of the present invention, a method of providing interlockable control interoperable stock trading system may be embodied as computer readable codes on a computer readable recording medium. A computer-readable recording medium includes all kinds of recording apparatuses in which data that can be read by a computer system is stored. Examples of the computer-readable recording medium include a ROM, a RAM, a CD-ROM, a magnetic tape, a hard disk, a floppy disk, an optical data storage device, and the like in the form of a carrier wave (for example, . In addition, the computer-readable recording medium may be distributed over network-connected computer systems so that computer readable codes can be stored and executed in a distributed manner. And functional programs, codes, and code segments for implementing the present invention can be easily inferred by programmers skilled in the art to which the present invention pertains.

While the present invention has been particularly shown and described with reference to exemplary embodiments thereof, it is to be understood that the invention is not limited to the disclosed embodiments, but, on the contrary, is intended to cover various modifications and equivalent arrangements included within the spirit and scope of the appended claims. Therefore, the true technical protection scope of the present invention will be defined by the technical spirit of the appended claims.

Claims (3)

In the interlocked control securities trading system for interlocking control to perform the investment linked to the trading activity in the user's account in conjunction with the leader investor performing the trading activity,
A reading module for managing a reading portfolio, wherein the reading portfolio is changed each time the trading activity of the leader investor is based on transaction data of the leader investor;
The operator terminal of the operator of the interlockable leader-linked securities trading system-The operator is a different person from the leader investor, and sets a modeling rule for the trading behavior of the leader investor to be selectively linked to the investor who selected the leader investor A model portfolio including some of the leading financial instruments included in the leading portfolio generated by the leading module according to the modeling rule preset by the manager-controlled side of the interlockable leader linked stock trading system. A modeling module for managing;
An interlocking module for generating a trading order corresponding to a type and a weight of a financial product included in the model portfolio so that a financial unit of an investor following the leader investor is linked with the model portfolio; And
Interlocking control reader interlocking control including the control module for controlling the interlocking module to determine at least one of when the financial unit is linked to the model portfolio or assets included in the financial unit to be linked to the model portfolio Securities Trading System.
The method of claim 1, wherein the control module,
An interlocking controllable interlocked stock trading system that controls the interlocking module such that the financial unit is interlocked with the model portfolio at a predetermined time or at a predetermined period.
In the method of providing a leader-linked securities trading system for performing the investment linked to the trading behavior in the user's account in conjunction with the leader investor performing the trading,
Managing, by the interlocked control interlocked securities trading system, a reading portfolio based on the transaction history data of the leader investor, wherein the reading portfolio is changed every time the trading activity of the leader investor occurs;
The operator terminal of the operator of the interlockable control interlocked securities trading system is the operator of the interlockable control interlocked securities trading system-The operator is a different person from the leader investor, the investor of the leader investor selected the leader investor Leading included in the leading portfolio generated by the reading module by the modeling rule preset by the manager-controlled leader in the interlocking control interlocked stock trading system to set a modeling rule for interworking selectively Managing a model portfolio including some of the financial products;
The interlockable control interlocked securities trading system generates and interlocks a trading order corresponding to the type and weight of the financial instruments included in the model portfolio such that the financial unit of the investor following the leader investor is interlocked with the model portfolio. Steps,
The interlockable control interlocked securities trading system generates and interlocks a trading order corresponding to the type and weight of the financial instruments included in the model portfolio such that the financial unit of the investor following the leader investor is interlocked with the model portfolio. The steps are,
Selectively interworking at least one of a time when the financial unit is linked with the model portfolio or an asset to be linked with the model portfolio among the assets included in the financial unit by the interlockable leader linked stock trading system; How to provide interlocked leader interlocked stock trading system.

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