JP2005050345A - トラストに対し、関連するコールスプレッドを用いて強制転換証券を提案する方法ならびにシステム - Google Patents

トラストに対し、関連するコールスプレッドを用いて強制転換証券を提案する方法ならびにシステム Download PDF

Info

Publication number
JP2005050345A
JP2005050345A JP2004221208A JP2004221208A JP2005050345A JP 2005050345 A JP2005050345 A JP 2005050345A JP 2004221208 A JP2004221208 A JP 2004221208A JP 2004221208 A JP2004221208 A JP 2004221208A JP 2005050345 A JP2005050345 A JP 2005050345A
Authority
JP
Japan
Prior art keywords
trust
entity
decs
common stock
computer
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Pending
Application number
JP2004221208A
Other languages
English (en)
Japanese (ja)
Other versions
JP2005050345A5 (enExample
Inventor
William Ortner
ウィリアム・オルトナー
Alan Rifkin
アラン・リフキン
Craig Farr
クレーグ・ファー
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Citigroup Global Markets Inc
Original Assignee
Citigroup Global Markets Inc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Citigroup Global Markets Inc filed Critical Citigroup Global Markets Inc
Publication of JP2005050345A publication Critical patent/JP2005050345A/ja
Publication of JP2005050345A5 publication Critical patent/JP2005050345A5/ja
Pending legal-status Critical Current

Links

Images

Classifications

    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis

Landscapes

  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Development Economics (AREA)
  • Technology Law (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Operations Research (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
JP2004221208A 2003-07-29 2004-07-29 トラストに対し、関連するコールスプレッドを用いて強制転換証券を提案する方法ならびにシステム Pending JP2005050345A (ja)

Applications Claiming Priority (1)

Application Number Priority Date Filing Date Title
US10/628,208 US7644025B2 (en) 2003-07-29 2003-07-29 Method and system for providing mandatorily convertible securities with an associated call spread against a trust

Publications (2)

Publication Number Publication Date
JP2005050345A true JP2005050345A (ja) 2005-02-24
JP2005050345A5 JP2005050345A5 (enExample) 2007-10-04

Family

ID=33541454

Family Applications (1)

Application Number Title Priority Date Filing Date
JP2004221208A Pending JP2005050345A (ja) 2003-07-29 2004-07-29 トラストに対し、関連するコールスプレッドを用いて強制転換証券を提案する方法ならびにシステム

Country Status (6)

Country Link
US (1) US7644025B2 (enExample)
EP (1) EP1503319A1 (enExample)
JP (1) JP2005050345A (enExample)
CN (1) CN1577351A (enExample)
CA (1) CA2473813A1 (enExample)
MX (1) MXPA04007312A (enExample)

Cited By (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7257556B1 (en) * 2003-04-24 2007-08-14 Citigroup Global Markets, Inc. Method and system for providing mandatorily convertible securities with associated senior debt instruments
US7257555B1 (en) * 2003-03-31 2007-08-14 Citigroup Global Markets, Inc. Method and system for providing dividend enhanced convertible stocks with acceleration triggers
WO2015133419A1 (ja) * 2014-03-07 2015-09-11 佐藤　通洋 証券発行システム及び資金調達方法
JP2020181327A (ja) * 2019-04-24 2020-11-05 株式会社野村総合研究所 サーバおよび端末

Families Citing this family (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
ATE459310T1 (de) * 2006-09-05 2010-03-15 Coligne Ag Wirbelsäulenimplantat und instrument
US10109011B1 (en) * 2010-04-22 2018-10-23 Cfph, Llc Reverse convertible financial instrument
US20120116997A1 (en) * 2010-11-08 2012-05-10 Michael Garrett OTC Options on Actively Managed Portfolios in Grantor Retained Annuity Trusts (GRATs)

Citations (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2002019204A1 (en) * 2000-08-25 2002-03-07 Espeed, Inc. Systems and methods for developing and administering investment trusts

Family Cites Families (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20030225656A1 (en) * 2003-05-14 2003-12-04 Merrill Lynch And Co. Inc. Financial instruments and methods

Patent Citations (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2002019204A1 (en) * 2000-08-25 2002-03-07 Espeed, Inc. Systems and methods for developing and administering investment trusts

Cited By (14)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7257555B1 (en) * 2003-03-31 2007-08-14 Citigroup Global Markets, Inc. Method and system for providing dividend enhanced convertible stocks with acceleration triggers
US7257556B1 (en) * 2003-04-24 2007-08-14 Citigroup Global Markets, Inc. Method and system for providing mandatorily convertible securities with associated senior debt instruments
RU2710289C2 (ru) * 2014-03-07 2019-12-25 Митихиро САТО Система выпуска сертификатов и способ для привлечения денежных средств
JPWO2015133419A1 (ja) * 2014-03-07 2017-04-06 佐藤　通洋 証券発行システム及び資金調達方法
RU2684503C2 (ru) * 2014-03-07 2019-04-09 Митихиро САТО Система выпуска сертификатов и способ для привлечения денежных средств
JP2019149198A (ja) * 2014-03-07 2019-09-05 佐藤　通洋 データ処理システム、データ処理方法、及び、コンピュータプログラム
WO2015133419A1 (ja) * 2014-03-07 2015-09-11 佐藤　通洋 証券発行システム及び資金調達方法
JP2020161190A (ja) * 2014-03-07 2020-10-01 佐藤　通洋 データ処理システム、データ処理方法、及び、コンピュータプログラム
JP2022009446A (ja) * 2014-03-07 2022-01-14 通洋 佐藤 データ処理システム、データ処理方法、及び、コンピュータプログラム
JP7315636B2 (ja) 2014-03-07 2023-07-26 通洋 佐藤 データ処理システム、データ処理方法、及び、コンピュータプログラム
JP2020181327A (ja) * 2019-04-24 2020-11-05 株式会社野村総合研究所 サーバおよび端末
JP7223626B2 (ja) 2019-04-24 2023-02-16 株式会社野村総合研究所 サーバおよび端末
JP2023041922A (ja) * 2019-04-24 2023-03-24 株式会社野村総合研究所 サーバおよび端末
JP7522242B2 (ja) 2019-04-24 2024-07-24 株式会社野村総合研究所 サーバおよび端末

Also Published As

Publication number Publication date
CN1577351A (zh) 2005-02-09
MXPA04007312A (es) 2005-06-08
US20050027630A1 (en) 2005-02-03
US7644025B2 (en) 2010-01-05
EP1503319A1 (en) 2005-02-02
CA2473813A1 (en) 2005-01-29

Similar Documents

Publication Publication Date Title
Amihud et al. Liquidity, maturity, and the yields on US Treasury securities
Gastineau Exchange-traded funds: An introduction
US7606756B2 (en) Synthetic funds having structured notes
US8615461B2 (en) System and methods for processing open-end mutual fund purchase and redemption orders at centralized securities exchanges and other securities trading and processing platforms
US20030130920A1 (en) Method and system for adding liquidity to alternative investment transactions
US20040230507A1 (en) Diversified fixed income product and method for creating and marketing same
US20040143536A1 (en) Method and system for trading a foreign exchange swap certificate
US20040199442A1 (en) Method and system for offering and selling a multi-purpose currency option
WO2002037221A2 (en) Differential commission and electronic order matching process for the distribution of primary market fixed income securities
US20130144807A1 (en) Computerized system and method for a structured financial product
CA2390080A1 (en) Method and apparatus for aggregated securities brokerage service
JP2006524399A (ja) 新規有価証券支援システム及びその方法
US7636682B1 (en) System and methods for processing open-end mutual fund purchase and redemption orders at centralized securities exchanges
Gastineau An introduction to exchange-traded funds (ETFs)
JP2005050345A (ja) トラストに対し、関連するコールスプレッドを用いて強制転換証券を提案する方法ならびにシステム
AU2003247845B2 (en) Synthetic funds having structured notes
US20020107766A1 (en) Financial instrument certificate purchasing system
KR20040011613A (ko) 포인트를 이용한 포인트 주식 시스템 및 포인트 주식 거래방법
JP5204143B2 (ja) 取引サーバ、取引プログラム及び取引支援方法
JP4548704B2 (ja) 取引サーバ、取引プログラム及び取引支援方法
JP2002024528A (ja) 特許権等の知的財産権を投資対象としたファンド情報処理装置および方法
JP2004062321A (ja) 有価証券の取引処理方法及び取引処理システム
JP2004062808A (ja) 投資信託注文処理システム、投資信託注文処理方法
WO2004068383A1 (en) Method and system for trading a foreign exchange swap certificate
AU737557B2 (en) Method for price setting

Legal Events

Date Code Title Description
RD04 Notification of resignation of power of attorney

Free format text: JAPANESE INTERMEDIATE CODE: A7424

Effective date: 20050331

A621 Written request for application examination

Free format text: JAPANESE INTERMEDIATE CODE: A621

Effective date: 20070726

A521 Request for written amendment filed

Free format text: JAPANESE INTERMEDIATE CODE: A523

Effective date: 20070820

A131 Notification of reasons for refusal

Free format text: JAPANESE INTERMEDIATE CODE: A131

Effective date: 20091207

A02 Decision of refusal

Free format text: JAPANESE INTERMEDIATE CODE: A02

Effective date: 20100524