EP3050032B1 - Method of testing valubale documents of polymer material which has a transparent window and means to perform the method - Google Patents

Method of testing valubale documents of polymer material which has a transparent window and means to perform the method Download PDF

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Publication number
EP3050032B1
EP3050032B1 EP14777006.9A EP14777006A EP3050032B1 EP 3050032 B1 EP3050032 B1 EP 3050032B1 EP 14777006 A EP14777006 A EP 14777006A EP 3050032 B1 EP3050032 B1 EP 3050032B1
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European Patent Office
Prior art keywords
value
image
pixels
edge
see
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German (de)
French (fr)
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EP3050032A1 (en
Inventor
Shanchuan Su
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Giesecke and Devrient Currency Technology GmbH
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Giesecke and Devrient Currency Technology GmbH
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    • GPHYSICS
    • G07CHECKING-DEVICES
    • G07DHANDLING OF COINS OR VALUABLE PAPERS, e.g. TESTING, SORTING BY DENOMINATIONS, COUNTING, DISPENSING, CHANGING OR DEPOSITING
    • G07D7/00Testing specially adapted to determine the identity or genuineness of valuable papers or for segregating those which are unacceptable, e.g. banknotes that are alien to a currency
    • G07D7/06Testing specially adapted to determine the identity or genuineness of valuable papers or for segregating those which are unacceptable, e.g. banknotes that are alien to a currency using wave or particle radiation
    • G07D7/12Visible light, infrared or ultraviolet radiation
    • GPHYSICS
    • G07CHECKING-DEVICES
    • G07DHANDLING OF COINS OR VALUABLE PAPERS, e.g. TESTING, SORTING BY DENOMINATIONS, COUNTING, DISPENSING, CHANGING OR DEPOSITING
    • G07D7/00Testing specially adapted to determine the identity or genuineness of valuable papers or for segregating those which are unacceptable, e.g. banknotes that are alien to a currency
    • G07D7/06Testing specially adapted to determine the identity or genuineness of valuable papers or for segregating those which are unacceptable, e.g. banknotes that are alien to a currency using wave or particle radiation

Definitions

  • the present invention relates to a method for checking a document of value with a polymer substrate and at least one see-through window as well as means for carrying out the method.
  • documents of value are understood to be sheet-like objects which, for example, represent a monetary value or an authorization and should therefore not be able to be produced by unauthorized persons at will. They therefore have features that are not easy to produce, in particular to be copied, the presence of which is an indication of authenticity, i.e. production by an authorized body.
  • documents of value are coupons, vouchers, checks and, in particular, bank notes.
  • the invention relates to the checking of a certain type of documents of value, namely those with a polymer substrate and at least one see-through window.
  • the documents of value have a polymer substrate, which is understood to mean that they have at least one polymer layer which at least partially serves as a carrier. They are preferably polymer banknotes.
  • Documents of value with such polymer substrates usually have on the surface of the polymer substrate one or preferably a plurality of cover layers which are opaque in the visible wavelength range and are applied over a large area; often the top layer or the top layers are printed on. With this or these, an appearance similar to a paper value document is to be achieved, among other things.
  • the top layer also serves as, among other things Carrier for printing inks with which the value document is printed.
  • the value document only needs to have an opacity in the visible wavelength range, as is customary with paper value documents.
  • the value document with the cover layers can still be very weakly translucent.
  • the documents of value to be checked or checked within the scope of the invention also have a see-through window, which in the following is understood to be an area of the document of value that is transparent or translucent and not opaque, flat for optical radiation in a predetermined wavelength range, preferably the visible spectrum Has applied top layer.
  • the see-through window can be printed over the whole area with a transparent or translucent printing ink or also printed with any other printing inks or a material used to form the cover layer in halftone printing.
  • the see-through window can have any shape and is delimited by at least one flat area formed by the one or more cover layers.
  • a problem of such documents of value is that they can lose printing ink or parts of the opaque, two-dimensional cover layer at individual points in the course of use or circulation.
  • the printing ink or the opaque layer can flake off at these points.
  • Such a deviation from a new document of value caused by the loss of the opaque layer and / or the printing ink possibly located thereon is referred to in the context of the present invention as print erosion.
  • WO 2013/091856 A1 describes a method for checking a value document of a predetermined value document type with a window that has a film area, in which spatially resolved measured values for an ultrasonic transmission of the value document are determined, and in which, using the measured values, it is checked whether for a predetermined number of locations In a given test area the ultrasound transmission according to a given criterion is greater than a given minimum ultrasound transmission which is characteristic of a given section of at least one value document of the given value document type lying outside the test area.
  • the present invention is therefore based on the object of creating a method for checking a document of value with a polymer substrate and a see-through window, by means of which the cover layer can be checked for the presence of print erosion, as well as providing means for carrying out the method.
  • the object is achieved by a method for checking a document of value with a polymer substrate and at least one see-through window, in which a digital transmission image of the document of value is recorded, the transmission image comprising pixels, in which an edge brightness value is determined for the brightness of an edge of the at least one see-through window in the transmission image using the edge brightness value a threshold value for the detection of a printing defect is determined, which is smaller than the edge brightness value, but is greater than the minimum brightness in the transmission image, and pixels of the transmission image are searched that are in at least one predetermined section of the transmission image and outside of the at least one see-through window and whose edge lie and which have a brightness that is above the threshold value.
  • the object is further achieved by a device for checking a document of value with a polymer substrate and at least one see-through window, with an evaluation device which is designed for this purpose to carry out the method according to the invention.
  • the evaluation device can be designed to capture a digital transmission image of the document of value, the transmission image comprising pixels to determine an edge brightness value for the brightness of an edge of the at least one see-through window in the transmission image, using the edge brightness value to assign a threshold value for the detection of a printing error determine which is smaller than the edge brightness value, but greater than the minimum brightness in the transmission image, and to search for pixels of the transmission image which lie in at least one predetermined section of the transmission image and outside the at least one see-through window and its edge and which have a brightness, which is above the threshold.
  • the method according to the invention can in particular be carried out by means of the device according to the invention.
  • the device has the evaluation device.
  • This can have a data processing device, which can have, for example, a computer or at least one processor and / or at least one FPGA, for processing the transmission image.
  • the evaluation device can have a memory in which a computer program is stored so that the evaluation device, preferably the data processing device, executes the method according to the invention when the computer program is executed.
  • the object is therefore also achieved by a computer program for execution by means of a data processing device, which has program code, when the data processing device executes a method according to the invention when it is executed.
  • the object is further achieved by a physical data carrier which can be read by means of a data processing device and on which a computer program according to the invention is stored.
  • transmission images of the stated documents of value are used to identify print jobs in the stated documents of value.
  • the transmission images can be transmission images in a predetermined wavelength range of the visible spectrum, for example in the green range.
  • the transmission images are preferably transmission images in the infrared wavelength range, i.e. IR transmission images; the process then works particularly effectively. If the brightness of pixels in the transmission image that are outside the see-through window and its edge exceeds the threshold value, this is an indication of the presence of print removal.
  • the threshold value is difficult to set for a large number of documents of value.
  • a see-through window in the transmission image has an edge with a particularly high intensity or brightness probably caused by scattering, which is suitable for determining the threshold value, so that fluctuations between different print batches no longer play such a major role.
  • the edge is understood to mean an area delimiting the see-through window in the transmission image, which area can be one or more pixels wide.
  • the digital transmission image is first recorded, which comprises pixels, the properties of which are described by pixel data.
  • the transmission image describes, spatially resolved, the intensity detected during a transmission examination with visible light or preferably during a transmission examination with IR or infrared radiation.
  • the pixel data can include a value for a brightness which corresponds to the intensity of the detected transmission radiation.
  • the device preferably the evaluation device, can have a suitable interface via which the digital image can be captured.
  • the transmission image is preferably recorded by means of an optical transmission sensor.
  • the device preferably also has an optical transmission sensor for capturing a digital transmission image of the document of value, which is coupled to the evaluation device via a signal connection; the evaluation device is then designed to capture an image of the transmission sensor as a digital image.
  • the transmission sensor can be, for example, a transmission sensor for capturing a transmission image in the visible wavelength range.
  • the optical transmission sensor preferably comprises or is an optical transmission sensor for capturing a digital infrared transmission image of the document of value.
  • the transmission sensor can in particular have a source for optical radiation in a specified visible wavelength range or infrared wavelength range and a receiver for optical radiation that has passed through the document of value in the specified visible wavelength range or infrared wavelength range.
  • the edge brightness value for the brightness of an edge of the at least one see-through window is determined.
  • the edge brightness value can be determined differently depending on the embodiment of the method and depending on the value document type of the value document.
  • the value document type is given at least by the type of value document, for example a check or bank note. In the case of bank notes, the value document type is also given by the currency, the denomination or denomination and optionally the issue and / or the position in the transport path.
  • a maximum of the brightness of the pixels of the entire transmission image of the document of value is determined as the edge brightness value.
  • the evaluation device is then preferably designed to determine, as the edge brightness value, a maximum of the brightness of the pixels of the entire transmission image of the document of value.
  • the edge brightness value can be determined very quickly, brightness maxima over columns or lines of the transmission image are available anyway. The exact position of the see-through window does not then need to be determined.
  • an area of the transmission image showing the at least one see-through window with its edge can be determined, and the maximum brightness value of at least two of the pixels of at least the edge of the image of the see-through window can be used as the edge brightness value.
  • the maximum of the brightnesses of the area of the transmission image is determined and used as Edge brightness value is used.
  • the evaluation device of the device can then preferably be designed to determine an area of the transmission image showing the at least one see-through window with its edge, and to use the maximum of the brightnesses of at least two of the pixels of at least the edge of at least the edge of the see-through window as the edge brightness value, or it can be designed to determine the maximum brightness of the area of the image and to use it as the edge brightness value.
  • the shape and size of the area and optionally also the position of the area on the value document can preferably be predetermined for a respective value document type and in particular be selected so that it encloses the see-through window and its edge in the transmission image or an edge area of suitable width around the see-through window.
  • the value document type of the value document can then be determined beforehand. The edge brightness values determined in this way have proven to be particularly favorable for determining the threshold value.
  • the value document has several see-through windows, preferably the mean value or particularly preferably the maximum of the edge brightness values of the several see-through windows can be used as the edge brightness value.
  • the evaluation device can then be designed accordingly.
  • the edge brightness value is used to determine the threshold value.
  • the threshold value is smaller than the determined edge brightness value, but greater than the minimum brightness in the transmission image.
  • the threshold value is preferably determined in such a way that it is greater than a mean value over the brightnesses of the pixels in at least one predetermined part of the transmission image or a mean value over the brightnesses of the pixels in the transmission image of the entire document of value is.
  • the evaluation device of the device is then preferably designed to determine the threshold value so that it is greater than a mean value over the brightnesses of the pixels in at least one predetermined part of the transmission image or an average value over the brightnesses of the pixels in the transmission image of the entire document of value. This results in a more reliable detection of print removals. This is the case in particular in the preferred embodiment of the method in which the predetermined part of the transmission image does not show the see-through window and the edge of the see-through window.
  • the predetermined section can preferably include the entire document of value without a predetermined area which contains the see-through window and its edge. If the value document has a plurality of see-through windows, the predefined section can preferably comprise the entire value document without predefined areas which each contain a see-through window and its respective edge. The area or areas are particularly preferably selected such that their area is in each case not, or at most 10%, greater than the area of the see-through window and its edge.
  • pixels found during the search are used which are located within the specified section of the transmission image and outside the see-through window and its edge and which have a brightness which is above the threshold value is identified as a deviation pixel.
  • the evaluation device can then be designed to identify pixels found during the search which are within the specified section of the transmission image and outside the see-through window and its edge and which have a brightness that is above the threshold value as deviation pixels. This can simplify the further investigation of possible print jobs.
  • the identification can take place, for example, by storing corresponding data or by shifting the pixel data describing the pixels to other memory areas.
  • At least one signal can then be generated and / or at least one datum can be stored which represents the result of the search.
  • the evaluation device can then preferably be designed to determine how many pixels were found during the search. A corresponding value can then preferably be stored.
  • a local distribution of the pixels found during the search can preferably be determined, ie those pixels of the transmission image which are in the specified section and outside the see-through window and its edge and whose brightness is above the threshold value.
  • the evaluation device of the device can then preferably be designed to determine a local distribution of the pixels found during the search, ie those pixels of the transmission image, which lie in the specified section and whose brightness is above the threshold value.
  • sets of deviation pixels can be determined in which two of the pixels of the same set are adjacent in each case.
  • the evaluation device can then particularly preferably be designed to determine sets of deviation pixels when determining the local distribution of the pixels found during the search, in which two of the pixels of the same set are adjacent in the transmission image.
  • pixels that are adjacent in the transmission image are preferably understood to mean pixels which are directly or next adjacent in the transmission image, that is to say have a minimal distance from one another.
  • pixels that are adjacent in the transmission image can be understood as pixels that are next or next but one neighbors.
  • the number of quantities and, for each of the quantities, the number of pixels therein and / or the area corresponding to the pixels can then be determined.
  • a status value for the value document is determined as a function of the result of the search, preferably as a function of the determined number and / or the determined local distribution of the pixels found during the search.
  • the evaluation device of the device can then preferably be designed to determine a status value for the value document as a function of the result of the search, preferably as a function of the determined number and / or the determined local distribution of the pixels found during the search.
  • the status value can preferably represent an indication of the presence of a pressure removal and can be stored.
  • the pixels found during the search are again those of the pixels of the transmission image that are in the specified section and outside of the at least a see-through window and its edge and the brightness of which is above the threshold value.
  • the aforementioned number of sets and the maximum number of pixels of the sets can particularly preferably be used when determining the state value. This allows a particularly good statement about the significance of the damage to the document of value or its fitness for circulation, ie suitability for further use in the money cycle. When determining the status value, results of other tests of the value document can also be used.
  • the invention also relates to a device for processing documents of value with a feed device for feeding documents of value, an output device for receiving processed, i.e. H. sorted documents of value, and a transport device for transporting separated documents of value from the feed device to the output device.
  • the device further comprises a device according to the invention for checking the transported documents of value.
  • a value document processing device 10 in Fig. 1 in the example a device for processing documents of value 12 in the form of banknotes, is designed for sorting documents of value as a function of the detection of the authenticity and the status of processed documents of value.
  • the components of the device described below are arranged in a housing of the device (not shown) or held on this, unless they are designated as external.
  • the device has a feed device 14 for feeding documents of value, an output device 16 for receiving processed, i. H. sorted documents of value, and a transport device 18 for transporting separated documents of value from the feed device 14 to the output device 16.
  • the feed device 14 comprises an input compartment 20 for a stack of value documents and a separator 22 for separating documents of value from the stack of value documents in the input compartment 20 and for feeding the separated documents of value to the transport device 18.
  • the output device 16 has three output sections 24, 25 and 26 into which processed value documents can be sorted according to the result of the processing.
  • each of the sections comprises a stacking compartment and a stacking wheel, not shown, by means of which supplied documents of value can be stored in the stacking compartment.
  • one of the output sections can be replaced by a device for destroying bank notes.
  • the transport device 18 has at least two, in the example three branches 28, 29 and 30, at the ends of which one of the output sections 24 or 25 or 26 is arranged, and at the branches via switches 32 and 34 which can be controlled by actuating signals Documents of value can be fed to branches 28 to 30 and thus to output sections 24 to 26 as a function of control signals.
  • a sensor device 38 is arranged on a transport path 36 defined by the transport device 18 between the feed device 14, more precisely the separator 22 in the example, and the first switch 32 in the transport direction after the separator 22, which measures and measures physical properties of the value documents during the transport of value documents past forms sensor signals reproducing the measurement results.
  • the sensor device 38 has three sensors, namely an optical remission sensor 40 which detects a remission color image and a remission IR image of the value document, an optical transmission sensor 42 which detects a transmission color image and a transmission IR image of the value document, and a transmission ultrasonic sensor 44 which, as an ultrasonic property, detects or measures the ultrasonic transmission of the value document in a spatially resolved manner and, for the sake of simplicity, is only referred to as an ultrasonic sensor in the following.
  • the ones formed by the sensors Sensor signals correspond to measurement data or raw data from the sensors which, depending on the sensor, may have already been subjected to a correction, for example as a function of calibration data and / or noise properties.
  • the value document processing device 10 has an input / output device 46 for the acquisition and display of operating data.
  • the input / output device 46 is implemented by a touch-sensitive display device (“touch screen”).
  • touch screen can for example comprise a keyboard and a display device, for example an LCD display.
  • a control and evaluation device 48 is connected to the sensor device 38, the input / output device 46 and the transport device 18, in particular the switches 32 and 34, via signal connections.
  • the control and evaluation device 48 forms a data processing device and, in addition to corresponding data interfaces (not shown in the figures) for the sensor device 38 or its sensors, has a processor 50 and a memory 52 connected to the processor 50 in which at least one computer program with program code is stored .
  • the control and evaluation device 48 or the processor 50 evaluates the signals or measured values of the sensor device 38 and controls the device in accordance with the properties of the value documents.
  • the control and evaluation device 48 or the processor 50 evaluates the signals or measured values of the sensor device 38 and controls the device in accordance with the properties of the value documents.
  • it in its function as an evaluation device, it can evaluate the sensor signals, in particular to determine an authenticity class and / or a condition class of a processed document of value; in its function as a control device, it can control the transport device 18 according to the evaluation, and optionally save the measurement data.
  • an evaluation device which is separate from the control device and which is connected via interfaces to the sensors of the sensor device 38 on the one hand and the control device on the other hand can also be provided.
  • the evaluation device is then designed to evaluate the sensor signals and supplies the respective result to the control device which controls the transport device.
  • the evaluation processes described below can then be carried out by the evaluation device alone.
  • the control and evaluation device 48 also controls the input / output device 46, inter alia for displaying operating data, and uses this to record operating data that correspond to inputs by an operator.
  • the control and evaluation device 48 classifies the value document into one of predetermined authenticity and / or status classes as a function of the sensor signals from the sensor device 38 for a value document and on the classification parameters stored in the evaluation device and controls the transport device 18, in this case more precisely the Assign 32 or 34 in such a way that the value document is output in an output section of the output device 16 that is assigned to the class in accordance with its class determined during the classification.
  • the assignment to one of the specified authenticity classes or the classification takes place depending on at least one predetermined authenticity criterion.
  • infrared transmission images captured by the transmission sensor 42 are used in particular.
  • the transmission sensor 42 has an illumination section, by means of which a predetermined detection area of the transport path can be illuminated with optical radiation in the visible and in a predetermined infrared wavelength range.
  • the transmission sensor 42 On the opposite side of the transport path 18, the transmission sensor 42 has a detection device for spatially resolved detection of a color image in the wavelength range of visible light and an infrared transmission image in the predetermined infrared wavelength range.
  • the transmission sensor 42 is designed as a line sensor which, during the transport of the document of value through the sensor, successively detects transmission line images of strips of the document of value running transversely to the direction of transport of the document of value.
  • the detection device accordingly comprises rows of detectors.
  • the transmission sensor 42 combines the captured line images to form digital transmission images which include pixels, the properties of which are described by pixel data. In particular, it captures a digital infrared transmission image of the document of value forming pixel data describing the pixels of the image and transmits this to the evaluation device 48.
  • the pixel data for a pixel particularly describe a brightness that describes the intensity for the pixel received by the detection device.
  • value documents of predetermined value document types are checked, have a polymer substrate and a see-through window.
  • An example of such a value document of one of these predetermined value document types and its infrared transmission image is shown in FIG Figures 3 and 2 respectively.
  • Fig. 2 shows schematically the infrared transmission image of the document of value 54
  • Fig. 3 a schematic sectional view along the line AA 'in Fig. 2 .
  • the value document 54 has a sheet-shaped transparent polymer substrate 56 as a carrier, which has cover layers 58 applied flatly on both surfaces, which have an opacity comparable to or greater than the opacity of banknote paper, at least in the visible wavelength range. These cover layers are shown hatched in the figures.
  • Printed on this layer with a suitable printing ink is a print image 59, which is shown in FIG Fig. 2 is only indicated schematically.
  • the value document 54 also has a see-through window 60.
  • the see-through window 60 is formed, inter alia, in that there is no flat cover layer in its area.
  • the cover layers 58 thus extend over the entire document of value with the exception of the see-through window 60.
  • an imprint 62 with a transparent printing ink which is shown in FIG Fig. 2 is shown dotted.
  • the imprint comprises cover layer material applied by raster printing, which in the example in FIG Fig. 2 forms a triangle.
  • an edge 64 is shown in addition to the elements mentioned, which surrounds the see-through window 60.
  • This edge 64 is characterized by a particularly high receiving intensity or brightness, which is probably due to scattered radiation, since it corresponds to an edge area around the see-through window which still has a flat cover layer.
  • the thickness of this cover layer, or, if a plurality of cover layers arranged one above the other are used, their number, can differ from the thickness or number in the other regions of the document of value 54.
  • Fig. 2 further shows two areas 68 which correspond to print removal, ie areas in which the cover layers 58, optionally with an imprint, have been rubbed off or flaked off.
  • FIG Fig. 4 A first exemplary embodiment of a method for checking a document of value with a polymer substrate and at least one see-through window, in particular for the presence of at least one print removal, is at least partially shown in FIG Fig. 4 roughly outlined in the form of a flow chart.
  • a computer program is stored in the control and evaluation device 48, more precisely its memory 52, and when it is executed, the control and evaluation device 48, more precisely the processor 50, executes the first embodiment of the method.
  • step S10 a digital infrared transmission image of a document of value transported by the transmission sensor 42 is first recorded by means of the transmission sensor 42.
  • the transmission sensor 42 detects optical radiation emanating from the value document, in particular in the predetermined infrared wavelength range, and forms measurement signals representing the corresponding detected intensities. Formed from these pixel data for pixels of a digital infrared image is a document of value which the control and evaluation device 48 detects.
  • step S12 the control and evaluation device 48 determines its value document type and position using a color image of the value document recorded by means of the remission sensor 40.
  • the currency and the denomination of the value document are determined as the value document type, as the position one of the four possible orientations of the value document in the transport path, which can be obtained by rotating the value document about axes parallel and transverse to the transport direction.
  • step S14 the control and evaluation device 48 determines, as a function of the determined type of value document and the position of the value document, an area or see-through window area 66 predetermined for the type of value document and the position (cf. Fig. 2 ) for the see-through window 60 in the captured infrared transmission image.
  • This area is selected such that the see-through window 60 and its edge 64, taking into account possible fluctuations in its manufacture, lie within the area 66 with a predetermined certainty, but its size is as small as possible under this condition. In particular, it shows the see-through window 60 with its edge 64.
  • step S16 the control and evaluation device 48 determines an edge brightness value of the edge 64 of the see-through window 60.
  • the control and evaluation device 48 determines the maximum brightness of the pixels in the area 66 of the infrared transmission image and stores the maximum as the edge brightness value.
  • step S18 the control and evaluation device 48 calculates an average value of the brightnesses in a predetermined part of the transmission image.
  • this part is the entire transmission image with the exception of the area 66 or without the area 66.
  • step S20 the control and evaluation device 48 determines a threshold value for the detection of print removal which is smaller than the edge brightness value but greater than the minimum brightness in the transmission image.
  • a threshold value for the detection of print removal which is smaller than the edge brightness value but greater than the minimum brightness in the transmission image.
  • the control and evaluation device 48 therefore defines the threshold value in such a way that it is greater than the mean value determined in step S18.
  • the threshold value is a weighted mean value from the edge brightness value and the mean value, the weighting factor being specified for the value document type. This can be determined, for example, by examining specified reference value documents of the specified value document type with print jobs.
  • step S22 the control and evaluation device 48 searches for pixels which are located in at least one predetermined section of the transmission image and outside the at least one see-through window and its edge and which have a brightness that is above the threshold value.
  • control and evaluation device 48 marks the pixels found whose brightness exceeds the threshold value as deviation pixels.
  • identifiers of the pixels that represent the location are stored for marking purposes.
  • step S24 the control and evaluation device 48 determines on the one hand the number of deviation pixels determined in step S22 and stores a corresponding value. On the other hand, it determines a local distribution of the pixels found in step S22. To do this, it determines sets of deviation pixels in which two of the pixels of the same set are adjacent. For this purpose, among other things, methods known as "blob labeling" algorithms can be used. In this exemplary embodiment, adjacent pixels are pixels with a minimal distance from one another. The pixels of the quantities determined in this way each form contiguous areas in the transmission image, i.e. a path leads from each pixel of a respective set to every other pixel of the respective set via neighboring pixels. Each of these quantities can thus represent a pressure removal. The control and evaluation device 48 then calculates the number of quantities thus found and the number of pixels, d. H. Deviation pixels, in these quantities. The number of quantities and the numbers of pixels are stored.
  • Fig. 5 shows schematically pixels of the transmission image in FIG Fig. 2 . Pixels that were not recognized as deviation pixels are shown as white-filled squares and deviation pixels as black-filled squares. It is easy to see that two sets 70 and 70 'of contiguous deviation pixels were recognized, each having a different number of pixels. These quantities correspond exactly to the areas 68 with print removals.
  • step S26 the control and evaluation device 48 then determines a status value as a function of the determined number of deviation pixels, the number of determined quantities and the number of pixels in the quantities, which indicates whether the document of value can still be reused or not. is fit or not.
  • the control and evaluation device 48 can compare the number of deviation pixels with a permissible maximum number and the number of quantities in relation to the number of deviation pixels determined in total with a predetermined limit value.
  • this status value can represent whether or not there is at least one pressure removal.
  • control and evaluation device 48 can then, as described above, control the transport device 18.
  • state values determined using the remission sensor and using the ultrasonic sensor can also be taken into account during activation.
  • a second exemplary embodiment differs from the previous exemplary embodiment only in that step S16 is replaced by a step S16 '.
  • the control and evaluation device 48 or the computer program therein is then changed accordingly. All other steps and components are unchanged.
  • Step S16 'differs from step S16 in that the maximum brightness of the pixels of the entire transmission image is determined as the edge brightness value. This makes use of the fact that the design of the value documents of the specified value document type does not provide for any areas in which the transmission is greater than that of the edge 64.
  • a third exemplary embodiment differs from the first exemplary embodiment only in that step 16 is replaced by a step S16 ′′.
  • Step S16 ′′ differs from step S16 only in that the area 66 is replaced by a strip-shaped area 66 ′ extending transversely to the transport direction of the value document in the transmission image from one edge of the value document to the opposite edge of the value document.
  • This area 66 ' is further selected so that the see-through window 60 and its edge 64, taking into account possible fluctuations in its manufacture, lie within the area 66' with a predetermined certainty, but its size is as small as possible under this condition its edge 64.
  • step S16 is replaced by a step S16 "'.
  • the control and evaluation device 48 or the computer program therein is then changed accordingly. All other steps and components are unchanged.
  • Step S16 "'differs from step S16 in that the mean value of the brightnesses of at least two of the pixels of at least the edge is used as the edge brightness value. More precisely, a number N, for example 10 or 20, is specified and the N largest Brightnesses are determined in area 66, which, according to the design of the value documents of the specified value document type, corresponds to the N greatest brightnesses of the edge 64. The mean value over the N greatest brightnesses is now used as the edge brightness value.
  • N for example 10 or 20
  • Yet another exemplary embodiment differs from the first exemplary embodiment in that, in step S16, the pixels in the edge 64 are first determined and then the maximum brightness of only the determined pixels of the edge is used as the edge brightness value.
  • exemplary embodiments can differ from the exemplary embodiments described above in that value documents of a value document type are checked which have at least two see-through windows, but are structured analogously to the value documents described above.
  • Step S14 is then modified in such a way that for each of the at least two see-through windows a see-through window area which corresponds to area 66 of the first exemplary embodiment is determined.
  • an edge brightness value for the respective see-through window can now be determined for all see-through windows, analogously to the previous exemplary embodiments.
  • One of the edge brightness values, the maximum of the edge brightness values determined for the individual see-through windows, or an average value of the edge brightness values determined for the individual see-through windows can then be used as the edge brightness value.
  • the following steps then differ from the steps of the previously described embodiments in that, to determine the mean value of the brightnesses and to search for deviation pixels, areas of the document of value or parts of the transmission image are used that do not include or include any of the see-through windows and none of the edges of the see-through windows . show.
  • exemplary embodiments differ from the exemplary embodiments described above in that, instead of the infrared transmission images, transmission images in a predetermined visible wavelength range are used.
  • the transmission color image detected by the transmission sensor 42 more precisely its green image, can preferably be used.

Description

Die vorliegende Erfindung betrifft ein Verfahren zum Prüfen eines Wertdokuments mit einem Polymersubstrat und wenigstens einem Durchsichtsfenster sowie Mittel zum Durchführen des Verfahrens.The present invention relates to a method for checking a document of value with a polymer substrate and at least one see-through window as well as means for carrying out the method.

Unter Wertdokumenten werden dabei blattförmige Gegenstände verstanden, die beispielsweise einen monetären Wert oder eine Berechtigung repräsentieren und daher nicht beliebig durch Unbefugte herstellbar sein sollen. Sie weisen daher nicht einfach herzustellende, insbesondere zu kopierende Merkmale auf, deren Vorhandsein ein Indiz für die Echtheit, d.h. die Herstellung durch eine dazu befugten Stelle, ist. Wichtige Beispiele für solche Wertdokumente sind Coupons, Gutscheine, Schecks und insbesondere Banknoten.In this context, documents of value are understood to be sheet-like objects which, for example, represent a monetary value or an authorization and should therefore not be able to be produced by unauthorized persons at will. They therefore have features that are not easy to produce, in particular to be copied, the presence of which is an indication of authenticity, i.e. production by an authorized body. Important examples of such documents of value are coupons, vouchers, checks and, in particular, bank notes.

Die Erfindung betrifft das Prüfen einer bestimmten Art von Wertdokumenten, nämlich solcher mit einem Polymersubstrat und wenigstens einem Durchsichtsfenster.The invention relates to the checking of a certain type of documents of value, namely those with a polymer substrate and at least one see-through window.

Die Wertdokumente weisen ein Polymersubstrat auf, worunter verstanden wird, dass sie wenigstens eine polymere Schicht aufweisen, die wenigstens teilweise als Träger dient. Vorzugsweise handelt es sich um Polymerbanknoten.The documents of value have a polymer substrate, which is understood to mean that they have at least one polymer layer which at least partially serves as a carrier. They are preferably polymer banknotes.

Wertdokumente mit solchen Polymersubstraten weisen auf der Oberfläche des Polymersubstrates meist eine oder vorzugsweise mehrere im sichtbaren Wellenlängenbereich opake, flächig aufgebrachte Deckschichten auf; häufig ist die Deckschicht oder sind die Deckschichten aufgedruckt. Mit dieser bzw. diesen soll unter anderem ein Aussehen ähnlich einem Papierwertdokument erreicht werden soll. Weiter dient die oberste Deckschicht unter anderem als Träger für Druckfarben, mit denen das Wertdokument bedruckt ist. Das Wertdokument braucht aber im sichtbaren Wellenlängenbereich nur eine Opazität aufzuweisen wie sie bei Papierwertdokumenten üblich ist. Insbesondere kann das Wertdokument mit den Deckschichten noch sehr schwach durchscheinend sein.Documents of value with such polymer substrates usually have on the surface of the polymer substrate one or preferably a plurality of cover layers which are opaque in the visible wavelength range and are applied over a large area; often the top layer or the top layers are printed on. With this or these, an appearance similar to a paper value document is to be achieved, among other things. The top layer also serves as, among other things Carrier for printing inks with which the value document is printed. However, the value document only needs to have an opacity in the visible wavelength range, as is customary with paper value documents. In particular, the value document with the cover layers can still be very weakly translucent.

Die im Rahmen der Erfindung zu prüfenden bzw. geprüften Wertdokumente weisen weiter ein Durchsichtsfenster auf, worunter im Folgenden ein Bereich des Wertdokuments verstanden wird, der für optische Strahlung in einem vorgegebenen Wellenlängenbereich, vorzugsweise dem sichtbaren Spektrum, transparent oder transluzent ist und keine opake, flächig aufgebrachte Deckschicht aufweist. Das Durchsichtsfenster kann, soweit die Transparenz oder Transluzenz gegeben ist, mit einer transparenten oder transluzenten Druckfarbe flächig bedruckt oder auch mit beliebigen anderen Druckfarben oder einer zur Bildung der Deckschicht verwendetes Material im Rasterdruck bedruckt sein.The documents of value to be checked or checked within the scope of the invention also have a see-through window, which in the following is understood to be an area of the document of value that is transparent or translucent and not opaque, flat for optical radiation in a predetermined wavelength range, preferably the visible spectrum Has applied top layer. As far as the transparency or translucency is given, the see-through window can be printed over the whole area with a transparent or translucent printing ink or also printed with any other printing inks or a material used to form the cover layer in halftone printing.

Das Durchsichtsfenster kann beliebige Form aufweisen und ist durch wenigstens einen durch die eine oder die mehreren Deckschichten gebildeten flächigen Bereich begrenzt.The see-through window can have any shape and is delimited by at least one flat area formed by the one or more cover layers.

Ein Problem solcher Wertdokumente liegt darin, dass diese im Laufe des Gebrauchs bzw. Umlaufs Druckfarbe bzw. Teile der opaken flächig aufgebrachten Deckschicht an einzelnen Stellen verlieren können. Beispielsweise kann die Druckfarbe oder die opake Schicht an diesen Stellen abplatzen. Eine solche durch Verlust der opaken Schicht und/oder der gegebenenfalls darauf befindlichen Druckfarbe bedingte Abweichung von einem neuen Wertdokument wird im Rahmen der vorliegenden Erfindung als Druckabtrag bezeichnet.A problem of such documents of value is that they can lose printing ink or parts of the opaque, two-dimensional cover layer at individual points in the course of use or circulation. For example, the printing ink or the opaque layer can flake off at these points. Such a deviation from a new document of value caused by the loss of the opaque layer and / or the printing ink possibly located thereon is referred to in the context of the present invention as print erosion.

Solche Stellen sind Fehler des Wertdokuments und setzen unter Umständen dessen Gebrauchsfähigkeit bzw. Umlauffähigkeit herab. Es wäre daher wünschenswert, Wertdokumente auf solche Druckabträge prüfen zu können. Die Prüfung ist jedoch nicht einfach, da es erhebliche Schwankungen zwischen verschiedenen Druckchargen geben kann.Such passages are errors in the document of value and, under certain circumstances, reduce its usability or fitness for circulation. It would therefore be desirable to be able to check documents of value for such print jobs. Checking is not easy, however, as there can be significant fluctuations between different print batches.

In WO 2013/091856 A1 ist ein Verfahren zur Prüfung eines Wertdokuments eines vorgegebenen Wertdokumenttyps mit einem Fenster, das einen Folienbereich aufweist, beschrieben, bei dem ortsaufgelöst Messwerte für eine Ultraschalltransmission des Wertdokuments ermittelt werden, und bei dem unter Verwendung der Messwerte geprüft wird, ob für eine vorgegebene Anzahl von Orten in einem vorgegebenen Prüfbereich die Ultraschalltransmission nach einem vorgegebenen Kriterium größer ist als eine vorgegebene Mindestultraschalltrans-mission, die für einen vorgegebenen außerhalb des Prüfbereichs liegenden Abschnitt wenigstens eines Wertdokuments des vorgegebenen Wertdokumenttyps charakteristisch ist.In WO 2013/091856 A1 describes a method for checking a value document of a predetermined value document type with a window that has a film area, in which spatially resolved measured values for an ultrasonic transmission of the value document are determined, and in which, using the measured values, it is checked whether for a predetermined number of locations In a given test area the ultrasound transmission according to a given criterion is greater than a given minimum ultrasound transmission which is characteristic of a given section of at least one value document of the given value document type lying outside the test area.

Der vorliegenden Erfindung liegt daher die Aufgabe zugrunde, ein Verfahren zum Prüfen eines Wertdokuments mit einem Polymersubstrat und einem Durchsichtsfenster zu schaffen, mittels dessen die Deckschicht gut auf das Vorhandensein von Druckabträgen geprüft werden kann, sowie Mittel zur Durchführung des Verfahrens bereitzustellen.The present invention is therefore based on the object of creating a method for checking a document of value with a polymer substrate and a see-through window, by means of which the cover layer can be checked for the presence of print erosion, as well as providing means for carrying out the method.

Die Aufgabe wird gelöst durch ein Verfahren zum Prüfen eines Wertdokuments mit einem Polymersubstrat und wenigstens einem Durchsichtsfenster, bei dem ein digitales Transmissionsbild des Wertdokuments erfasst wird, wobei das Transmissionsbild Pixel umfasst, in dem Transmissionsbild ein Randhelligkeitswert für die Helligkeit eines Randes des wenigstens einen Durchsichtsfensters ermittelt wird, unter Verwendung des Randhelligkeitswertes ein Schwellwert für die Erkennung eines Druckfehlers ermittelt wird, der kleiner als der Randhelligkeitswert ist, aber größer als die minimale Helligkeit in dem Transmissionsbild ist, und Pixel des Transmissionsbildes gesucht werden, die in wenigstens einem vorgegebenen Abschnitt des Transmissionsbildes und außerhalb des wenigstens einen Durchsichtsfensters und dessen Randes liegen und die eine Helligkeit aufweisen, die über dem Schwellwert liegt.The object is achieved by a method for checking a document of value with a polymer substrate and at least one see-through window, in which a digital transmission image of the document of value is recorded, the transmission image comprising pixels, in which an edge brightness value is determined for the brightness of an edge of the at least one see-through window in the transmission image using the edge brightness value a threshold value for the detection of a printing defect is determined, which is smaller than the edge brightness value, but is greater than the minimum brightness in the transmission image, and pixels of the transmission image are searched that are in at least one predetermined section of the transmission image and outside of the at least one see-through window and whose edge lie and which have a brightness that is above the threshold value.

Die Aufgabe wird weiter gelöst durch eine Vorrichtung zum Prüfen eines Wertdokumentes mit einem Polymersubstrat und wenigstens einem Durchsichtsfenster, mit einer Auswerteeinrichtung, die dazu ausgebildet ist, ein erfindungsgemäßes Verfahren auszuführen. Insbesondere kann die Auswerteeinrichtung dazu ausgebildet sein ein digitales Transmissionsbild des Wertdokuments zu erfassen, wobei das Transmissionsbild Pixel umfasst, in dem Transmissionsbild ein Randhelligkeitswert für die Helligkeit eines Randes des wenigstens einen Durchsichtsfensters zu ermitteln, unter Verwendung des Randhelligkeitswertes ein Schwellwert für die Erkennung eines Druckfehlers zu ermitteln, der kleiner als der Randhelligkeitswert ist, aber größer als die minimale Helligkeit in dem Transmissionsbild, und Pixel des Transmissionsbildes zu suchen, die in wenigstens einem vorgegebenen Abschnitt des Transmissionsbildes und außerhalb des wenigstens einen Durchsichtsfensters und dessen Randes liegen und die eine Helligkeit aufweisen, die über dem Schwellwert liegt. Das erfindungsgemäße Verfahren kann insbesondere mittels der erfindungsgemäßen Vorrichtung durchgeführt werden.The object is further achieved by a device for checking a document of value with a polymer substrate and at least one see-through window, with an evaluation device which is designed for this purpose to carry out the method according to the invention. In particular, the evaluation device can be designed to capture a digital transmission image of the document of value, the transmission image comprising pixels to determine an edge brightness value for the brightness of an edge of the at least one see-through window in the transmission image, using the edge brightness value to assign a threshold value for the detection of a printing error determine which is smaller than the edge brightness value, but greater than the minimum brightness in the transmission image, and to search for pixels of the transmission image which lie in at least one predetermined section of the transmission image and outside the at least one see-through window and its edge and which have a brightness, which is above the threshold. The method according to the invention can in particular be carried out by means of the device according to the invention.

Zur Durchführung des Verfahrens verfügt die Vorrichtung über die Auswerteeinrichtung. Diese kann eine Datenverarbeitungseinrichtung, die beispielsweise einen Computer oder wenigstens einen Prozessor und/oder wenigstens ein FPGA aufweisen kann, zur Verarbeitung des Transmissionsbildes aufweisen. Die Auswerteinrichtung kann einen Speicher aufweisen, in dem ein Computerprogramm gespeichert ist, so dass die Auswerteeinrichtung, vorzugsweise die Datenverarbeitungseinrichtung, bei Ausführung des Computerprogramms das erfindungsgemäße Verfahren ausführt.To carry out the method, the device has the evaluation device. This can have a data processing device, which can have, for example, a computer or at least one processor and / or at least one FPGA, for processing the transmission image. The evaluation device can have a memory in which a computer program is stored so that the evaluation device, preferably the data processing device, executes the method according to the invention when the computer program is executed.

Die Aufgabe wird daher auch gelöst durch ein Computerprogramm zur Ausführung mittels einer Datenverarbeitungseinrichtung, das Programmcode aufweist, bei dessen Ausführung die Datenverarbeitungseinrichtung ein erfindungsgemäßes Verfahren ausführt.The object is therefore also achieved by a computer program for execution by means of a data processing device, which has program code, when the data processing device executes a method according to the invention when it is executed.

Die Aufgabe wird weiter gelöst durch einen physischen Datenträger, der mittels einer Datenverarbeitungseinrichtung lesbar ist und auf dem ein erfindungsgemäßes Computerprogramm gespeichert ist.The object is further achieved by a physical data carrier which can be read by means of a data processing device and on which a computer program according to the invention is stored.

Bei dem Verfahren werden zur Erkennung von Druckabträgen bei den genannten Wertdokumenten Transmissionsbilder der genannten Wertdokumente verwendet. Die Transmissionsbilder können Transmissionsbilder in einem vorgegebenen Wellenlängenbereich des sichtbaren Spektrums, beispielsweise im grünen Bereich sein. Vorzugsweise sind die Transmissionsbilder Transmissionsbilder im infraroten Wellenlängenbereich, d.h. IR-Transmissionsbilder; das Verfahren arbeitet dann besonders effektiv. Überschreitet die Helligkeit von Pixeln in dem Transmissionsbild, die außerhalb des Durchsichtsfensters und dessen Randes liegen, den Schwellwert, ist dies ein Indiz für das Vorliegen eines Druckabtrags. Der Schwellwert ist aber nur schwer für eine Vielzahl von Wertdokumenten festzulegen.In the method, transmission images of the stated documents of value are used to identify print jobs in the stated documents of value. The transmission images can be transmission images in a predetermined wavelength range of the visible spectrum, for example in the green range. The transmission images are preferably transmission images in the infrared wavelength range, i.e. IR transmission images; the process then works particularly effectively. If the brightness of pixels in the transmission image that are outside the see-through window and its edge exceeds the threshold value, this is an indication of the presence of print removal. However, the threshold value is difficult to set for a large number of documents of value.

Es wurde nun festgestellt, dass in dem Transmissionsbild ein Durchsichtsfenster einen Rand mit einer wohl durch Streuung bedingten, besonders hohen Intensität bzw. Helligkeit aufweist, die zur Ermittlung des Schwellwerts geeignet ist, so dass Schwankungen zwischen unterschiedlichen Druckchargen keine so große Rolle mehr spielen. Unter dem Rand wird ein in dem Transmissionsbild das Durchsichtsfenster begrenzender Bereich verstanden, der ein oder mehrere Pixel breit sein kann.It has now been found that a see-through window in the transmission image has an edge with a particularly high intensity or brightness probably caused by scattering, which is suitable for determining the threshold value, so that fluctuations between different print batches no longer play such a major role. The edge is understood to mean an area delimiting the see-through window in the transmission image, which area can be one or more pixels wide.

Bei dem Verfahren wird zunächst das digitale Transmissionsbild erfasst, das Pixel umfasst, deren Eigenschaften durch Pixeldaten beschrieben werden. Das Transmissionsbild beschreibt ortsaufgelöst die bei einer Transmissionsuntersuchung mit sichtbarem Licht oder vorzugsweise bei einer Transmissionsuntersuchung mit IR- bzw. Infrarot-Strahlung erfasste Intensität. Insbesondere können die Pixeldaten einen Wert für eine Helligkeit umfassen, die der Intensität der erfassten Transmissionsstrahlung entspricht.In the method, the digital transmission image is first recorded, which comprises pixels, the properties of which are described by pixel data. The transmission image describes, spatially resolved, the intensity detected during a transmission examination with visible light or preferably during a transmission examination with IR or infrared radiation. In particular The pixel data can include a value for a brightness which corresponds to the intensity of the detected transmission radiation.

Prinzipiell genügt es, dass das digitale Bild nur erfasst, beispielsweise entsprechende Pixeldaten gelesen oder empfangen werden. Die Vorrichtung, vorzugsweise die Auswerteeinrichtung, kann hierzu eine geeignete Schnittstelle aufweisen, über das digitale Bild erfasst werden kann.In principle, it is sufficient for the digital image to only be captured, for example corresponding pixel data to be read or received. For this purpose, the device, preferably the evaluation device, can have a suitable interface via which the digital image can be captured.

Vorzugsweise wird bei dem Verfahren jedoch das Transmissionsbild mittels eines optischen Transmissionssensors erfasst. Dazu weist die Vorrichtung vorzugsweise weiter einen optischen Transmissionssensor zur Erfassung eines digitalen Transmissionsbildes, des Wertdokuments auf, der mit der Auswerteeinrichtung über eine Signalverbindung gekoppelt ist; die Auswerteeinrichtung ist dann dazu ausgebildet, als digitales Bild ein Bild des Transmissionssensors zu erfassen. Der Transmissionssensor kann beispielsweise ein Transmissionssensor zur Erfassung eines Transmissionsbildes im sichtbaren Wellenlängenbereich sein. Vorzugsweise umfasst der optische Transmissionssensor einen optischen Transmissionssensor zur Erfassung eines digitalen Infrarot- Transmissionsbildes des Wertdokuments oder ist ein solcher. Der Transmissionssensor kann insbesondere eine Quelle für optische Strahlung in einem vorgegebenen sichtbaren Wellenlängenbereich bzw. Infrarot-Wellenlängenbereich und einen Empfänger für durch das Wertdokument hindurchgetretene optische Strahlung in dem vorgegebenen sichtbaren Wellenlängenbereich bzw. Infrarot-Wellenlängenbereich aufweisen.In the method, however, the transmission image is preferably recorded by means of an optical transmission sensor. For this purpose, the device preferably also has an optical transmission sensor for capturing a digital transmission image of the document of value, which is coupled to the evaluation device via a signal connection; the evaluation device is then designed to capture an image of the transmission sensor as a digital image. The transmission sensor can be, for example, a transmission sensor for capturing a transmission image in the visible wavelength range. The optical transmission sensor preferably comprises or is an optical transmission sensor for capturing a digital infrared transmission image of the document of value. The transmission sensor can in particular have a source for optical radiation in a specified visible wavelength range or infrared wavelength range and a receiver for optical radiation that has passed through the document of value in the specified visible wavelength range or infrared wavelength range.

Weiter wird bei dem Verfahren der Randhelligkeitswert für die Helligkeit eines Randes des wenigstens einen Durchsichtsfensters ermittelt.Furthermore, in the method, the edge brightness value for the brightness of an edge of the at least one see-through window is determined.

Der Randhelligkeitswert kann je nach Ausführungsform des Verfahrens und je nach Wertdokumenttyp des Wertdokuments unterschiedlich ermittelt werden. Der Wertdokumenttyp ist wenigstens durch die Art des Wertdokuments, beispielsweise Scheck oder Banknote gegeben. Bei Banknoten ist der Wertdokumenttyp weiter durch die Währung, die Stückelung bzw. Denomination und optional die Emission und/oder die Lage im Transportpfad gegeben.The edge brightness value can be determined differently depending on the embodiment of the method and depending on the value document type of the value document. The value document type is given at least by the type of value document, for example a check or bank note. In the case of bank notes, the value document type is also given by the currency, the denomination or denomination and optionally the issue and / or the position in the transport path.

Gemäß einer ersten Alternative wird als Randhelligkeitswert ein Maximum der Helligkeit der Pixel des gesamten Transmissionsbildes des Wertdokuments ermittelt. Bei der Vorrichtung ist dann die Auswerteeinrichtung vorzugsweise dazu ausgebildet, als Randhelligkeitswert ein Maximum der Helligkeit der Pixel des gesamten Transmissionsbildes des Wertdokuments zu ermitteln. Diese Ausführungsform ist besonders dann vorteilhaft, wenn das Wertdokument des gegebenen Wertdokumenttyps in allen Bereichen außer dem Rand des Durchsichtsfensters eine geringere Transmission in dem verwendeten Wellenlängenbereich, beispielsweise in dem sichtbaren Wellenlängenbereich bzw. eine geringere Infrarot-Transmission aufweist. Insbesondere kann der Randhelligkeitswert sehr schnell ermittelt werden, Helligkeitsmaxima über Spalten oder Zeilen des Transmissionsbildes ohnehin zur Verfügung stehen. Die genaue Lage des Durchsichtsfensters braucht dann nicht ermittelt zu werden.According to a first alternative, a maximum of the brightness of the pixels of the entire transmission image of the document of value is determined as the edge brightness value. In the device, the evaluation device is then preferably designed to determine, as the edge brightness value, a maximum of the brightness of the pixels of the entire transmission image of the document of value. This embodiment is particularly advantageous if the value document of the given value document type has a lower transmission in the wavelength range used, for example in the visible wavelength range or a lower infrared transmission in all areas except the edge of the see-through window. In particular, the edge brightness value can be determined very quickly, brightness maxima over columns or lines of the transmission image are available anyway. The exact position of the see-through window does not then need to be determined.

Gemäß einer zweiten Alternative kann ein das wenigstens eine Durchsichtsfenster mit dessen Rand zeigender Bereich des Transmissionsbildes ermittelt werden, und als Randhelligkeitswert das Maximum der Helligkeiten von wenigstens zwei der Pixel wenigstens des Randes des Bildes des Durchsichtsfensters verwendet werden. Es ist aber auch möglich, dass das Maximum der Helligkeiten des Bereichs des Transmissionsbildes ermittelt und als Randhelligkeitswert verwendet wird. Die Auswerteeinrichtung der Vorrichtung kann dann vorzugsweise dazu ausgebildet sein, einen das wenigstens eine Durchsichtsfenster mit dessen Rand zeigenden Bereich des Transmissionsbildes zu ermitteln, und als Randhelligkeitswert das Maximum der Helligkeiten von wenigstens zwei der Pixel wenigstens des Randes wenigstens des Randes des Durchsichtsfensters zu verwenden, oder sie kann dazu ausgebildet sein, das Maximum der Helligkeiten des Bereichs des Bildes zu ermitteln und als Randhelligkeitswert zu verwenden. Die Form und Größe des Bereichs und optional auch die Lage des Bereichs auf dem Wertdokument kann vorzugsweise für einen jeweiligen Wertdokumenttyp vorgegeben und insbesondere so gewählt sein, dass er das Durchsichtsfenster und dessen Rand im Transmissionsbild oder einen Randbereich geeigneter Breite um das Durchsichtsfenster umschließt. Zur Ermittlung des Bereichs kann dann zuvor der Wertdokumenttyp des Wertdokuments ermittelt werden. Die so ermittelten Randhelligkeitswerte haben sich als besonders günstig zur Ermittlung des Schwellwertes erwiesen.According to a second alternative, an area of the transmission image showing the at least one see-through window with its edge can be determined, and the maximum brightness value of at least two of the pixels of at least the edge of the image of the see-through window can be used as the edge brightness value. But it is also possible that the maximum of the brightnesses of the area of the transmission image is determined and used as Edge brightness value is used. The evaluation device of the device can then preferably be designed to determine an area of the transmission image showing the at least one see-through window with its edge, and to use the maximum of the brightnesses of at least two of the pixels of at least the edge of at least the edge of the see-through window as the edge brightness value, or it can be designed to determine the maximum brightness of the area of the image and to use it as the edge brightness value. The shape and size of the area and optionally also the position of the area on the value document can preferably be predetermined for a respective value document type and in particular be selected so that it encloses the see-through window and its edge in the transmission image or an edge area of suitable width around the see-through window. To determine the area, the value document type of the value document can then be determined beforehand. The edge brightness values determined in this way have proven to be particularly favorable for determining the threshold value.

Verfügt das Wertdokument über mehrere Durchsichtsfenster kann als Randhelligkeitswert vorzugweise der Mittelwert oder besonders bevorzugt das Maximum der Randhelligkeitswerte der mehreren Durchsichtsfenster verwendet werden. Die Auswerteeinrichtung kann dann entsprechend ausgebildet sein.If the value document has several see-through windows, preferably the mean value or particularly preferably the maximum of the edge brightness values of the several see-through windows can be used as the edge brightness value. The evaluation device can then be designed accordingly.

Der Randhelligkeitswert wird zur Ermittlung des Schwellwertes verwendet. Der Schwellwert ist dabei kleiner als der ermittelte Randhelligkeitswert, aber größer als die minimale Helligkeit in dem Transmissionsbild. Vorzugsweise wird der Schwellwert so ermittelt, dass er größer als ein Mittelwert über die Helligkeiten der Pixel in wenigstens einem vorgegebenen Teil des Transmissionsbildes oder ein Mittelwert über die Helligkeiten der Pixel des Transmissionsbildes des gesamten Wertdokuments ist. Die Auswerteeinrichtung der Vorrichtung ist dann vorzugsweise dazu ausgebildet, den Schwellwert so zu ermitteln, dass er größer als ein Mittelwert über die Helligkeiten der Pixel in wenigstens einem vorgegebenen Teil des Transmissionsbildes oder ein Mittelwert über die Helligkeiten der Pixel des Transmissionsbildes des gesamten Wertdokuments ist. Hierdurch ergibt sich eine zuverlässigere Erkennung von Druckabträgen. Dies ist insbesondere bei der bevorzugten Ausführungsform des Verfahrens der Fall, bei der das vorgegebene Teil des Transmissionsbildes das Durchsichtsfenster und den Rand des Durchsichtsfensters nicht zeigt.The edge brightness value is used to determine the threshold value. The threshold value is smaller than the determined edge brightness value, but greater than the minimum brightness in the transmission image. The threshold value is preferably determined in such a way that it is greater than a mean value over the brightnesses of the pixels in at least one predetermined part of the transmission image or a mean value over the brightnesses of the pixels in the transmission image of the entire document of value is. The evaluation device of the device is then preferably designed to determine the threshold value so that it is greater than a mean value over the brightnesses of the pixels in at least one predetermined part of the transmission image or an average value over the brightnesses of the pixels in the transmission image of the entire document of value. This results in a more reliable detection of print removals. This is the case in particular in the preferred embodiment of the method in which the predetermined part of the transmission image does not show the see-through window and the edge of the see-through window.

Werden bei dem Suchen von Pixeln, die in wenigstens einem vorgegebenen Abschnitt des Transmissionsbildes und außerhalb des Durchsichtsfensters und dessen Randes liegen und die eine Helligkeit aufweisen, die über dem Schwellwert liegt, Pixel mit Helligkeiten über dem Schwellwert ermittelt bzw. gefunden, stellen diese Orte auf dem Wertdokument mit einem Druckabtrag dar. Der vorgegebene Abschnitt kann vorzugsweise das gesamte Wertdokument ohne einen vorgegebenen Bereich umfassen, der das Durchsichtsfenster und dessen Rand enthält. Weist das Wertdokument mehrere Durchsichtsfenster auf, kann der vorgegebene Abschnitt vorzugsweise das gesamte Wertdokument ohne vorgegebene Bereiche umfassen, die jeweils ein Durchsichtsfenster und dessen jeweiligen Rand enthalten. Der Bereich oder die Bereiche sind besonders bevorzugt so gewählt, dass deren Fläche jeweils nicht oder maximal 10% größer als die Fläche des Durchsichtsfensters und dessen Randes ist.When searching for pixels that are located in at least one predetermined section of the transmission image and outside the see-through window and its edge and that have a brightness that is above the threshold value, pixels with brightnesses above the threshold value are determined or found, these locations are set up the document of value with a print removal. The predetermined section can preferably include the entire document of value without a predetermined area which contains the see-through window and its edge. If the value document has a plurality of see-through windows, the predefined section can preferably comprise the entire value document without predefined areas which each contain a see-through window and its respective edge. The area or areas are particularly preferably selected such that their area is in each case not, or at most 10%, greater than the area of the see-through window and its edge.

Vorzugsweise werden bei dem Suchen gefundene Pixel, die innerhalb des vorgegebenen Abschnitts des Transmissionsbildes und außerhalb des Durchsichtsfensters und dessen Randes liegen und die eine Helligkeit aufweisen, die über dem Schwellwert liegt, als Abweichungspixel gekennzeichnet. Die Auswerteeinrichtung kann dann dazu ausgebildet sein, bei dem Suchen gefundene Pixel, die innerhalb des vorgegebenen Abschnitts des Transmissionsbildes und außerhalb des Durchsichtsfensters und dessen Randes liegen und die eine Helligkeit aufweisen, die über dem Schwellwert liegt, als Abweichungspixel zu kennzeichnen. Dies kann die weitere Untersuchung möglicher Druckabträge vereinfachen Die Kennzeichnung kann beispielsweise durch Abspeicherung entsprechender Daten oder die Verschiebung von die Pixel beschreibenden Pixeldaten in andere Speicherbereiche erfolgen.Preferably, pixels found during the search are used which are located within the specified section of the transmission image and outside the see-through window and its edge and which have a brightness which is above the threshold value is identified as a deviation pixel. The evaluation device can then be designed to identify pixels found during the search which are within the specified section of the transmission image and outside the see-through window and its edge and which have a brightness that is above the threshold value as deviation pixels. This can simplify the further investigation of possible print jobs. The identification can take place, for example, by storing corresponding data or by shifting the pixel data describing the pixels to other memory areas.

In Abhängigkeit von dem Ergebnis des Suchens kann dann wenigstens ein Signal gebildet und/oder es kann wenigstens ein Datum gespeichert werden, das das Ergebnis des Suchens darstellt.Depending on the result of the search, at least one signal can then be generated and / or at least one datum can be stored which represents the result of the search.

Prinzipiell kann es genügen, nur zu prüfen, ob Pixel in dem vorgegebenen Abschnitt gefunden wurden, deren Helligkeit den Schwellwert überschreitet. Vorzugsweise wird ermittelt, wieviele Pixel beim Suchen gefunden wurden. Bei der Vorrichtung kann dann vorzugsweise die Auswerteeinrichtung dazu ausgebildet sein zu ermitteln, wieviele Pixel beim Suchen gefunden wurden. Es kann dann vorzugsweise ein entsprechender Wert gespeichert werden.In principle, it can suffice to only check whether pixels have been found in the specified section whose brightness exceeds the threshold value. It is preferably determined how many pixels were found during the search. In the device, the evaluation device can then preferably be designed to determine how many pixels were found during the search. A corresponding value can then preferably be stored.

Weiter kann vorzugsweise eine örtliche Verteilung der bei dem Suchen gefundenen Pixel ermittelt werden, d. h. derjenigen Pixel des Transmissionsbildes, die in dem vorgegebenen Abschnitt und außerhalb des Durchsichtsfensters und dessen Randes liegen und deren Helligkeit über dem Schwellwert liegt. Die Auswerteeinrichtung der Vorrichtung kann dann vorzugsweise dazu ausgebildet sein, eine örtliche Verteilung der bei dem Suchen gefundenen Pixel zu ermitteln, d. h. derjenigen Pixel des Transmissionsbildes, die in dem vorgegebenen Abschnitt liegen und deren Helligkeit über dem Schwellwert liegt. Besonders bevorzugt können beispielsweise beim Ermitteln der örtlichen Verteilung der bei dem Suchen gefundenen Pixel Mengen von Abweichungspixeln ermittelt werden, bei denen jeweils zwei der Pixel derselben Menge benachbart sind. Bei der Vorrichtung kann dann besonders bevorzugt die Auswerteeinrichtung dazu ausgebildet sein, beim Ermitteln der örtlichen Verteilung der beim Suchen gefundenen Pixel Mengen von Abweichungspixeln zu ermitteln, bei denen jeweils zwei der Pixel derselben Menge im Transmissionsbild benachbart sind. Unter im Transmissionsbild benachbarten Pixeln werden dabei vorzugsweise Pixel verstanden die in dem Transmissionsbild unmittelbar bzw. nächst benachbart sind, also einen minimalen Abstand voneinander haben. Es ist aber auch möglich, dass unter im Transmissionsbild benachbarten Pixeln Pixel verstanden werden, die nächste oder übernächste Nachbarn sind. Es kann dann die Anzahl der Mengen und für jede der Mengen die Anzahl der Pixel darin und/oder die den Pixeln entsprechende Fläche ermittelt werden.Furthermore, a local distribution of the pixels found during the search can preferably be determined, ie those pixels of the transmission image which are in the specified section and outside the see-through window and its edge and whose brightness is above the threshold value. The evaluation device of the device can then preferably be designed to determine a local distribution of the pixels found during the search, ie those pixels of the transmission image, which lie in the specified section and whose brightness is above the threshold value. Particularly preferably, for example, when determining the local distribution of the pixels found during the search, sets of deviation pixels can be determined in which two of the pixels of the same set are adjacent in each case. In the device, the evaluation device can then particularly preferably be designed to determine sets of deviation pixels when determining the local distribution of the pixels found during the search, in which two of the pixels of the same set are adjacent in the transmission image. In this case, pixels that are adjacent in the transmission image are preferably understood to mean pixels which are directly or next adjacent in the transmission image, that is to say have a minimal distance from one another. However, it is also possible for pixels that are adjacent in the transmission image to be understood as pixels that are next or next but one neighbors. The number of quantities and, for each of the quantities, the number of pixels therein and / or the area corresponding to the pixels can then be determined.

Weiter ist es bevorzugt, dass in Abhängigkeit von dem Ergebnis des Suchens, vorzugsweise in Abhängigkeit von der ermittelten Anzahl und/oder der ermittelten örtlichen Verteilung der beim Suchen gefundenen Pixel, ein Zustandswert für das Wertdokument ermittelt wird. Die Auswerteeinrichtung der Vorrichtung kann dann vorzugsweise dazu ausgebildet sein, in Abhängigkeit von dem Ergebnis des Suchens, vorzugsweise in Abhängigkeit von der ermittelten Anzahl und/ oder der ermittelten örtlichen Verteilung der beim Suchen gefundenen Pixel, einen Zustandswert für das Wertdokument zu ermitteln. Vorzugsweise kann der Zustandswert einen Hinweis auf das Vorliegen eines Druckabtrags darstellen und gespeichert werden. Die beim Suchen gefundenen Pixel sind wieder diejenigen der Pixel des Transmissionsbildes, die in dem vorgegebenen Abschnitt und außerhalb des wenigstens einen Durchsichtsfensters und dessen Randes liegen und deren Helligkeit über dem Schwellwert liegt. Besonders bevorzugt kann die zuvor erwähnte Anzahl der Mengen und die maximale Anzahl der Pixel der Mengen bei dem Ermitteln des Zustandswertes verwendet werden. Dies erlaubt eine besonders gute Aussage über die Bedeutung der Schädigung des Wertdokuments bzw. die Umlauffähigkeit, d. h. Tauglichkeit zu weiteren Benutzung im Geldkreislauf. Bei der Ermittlung des Zustandswertes können noch Ergebnisse anderer Prüfungen des Wertdokuments verwendet werden.It is further preferred that a status value for the value document is determined as a function of the result of the search, preferably as a function of the determined number and / or the determined local distribution of the pixels found during the search. The evaluation device of the device can then preferably be designed to determine a status value for the value document as a function of the result of the search, preferably as a function of the determined number and / or the determined local distribution of the pixels found during the search. The status value can preferably represent an indication of the presence of a pressure removal and can be stored. The pixels found during the search are again those of the pixels of the transmission image that are in the specified section and outside of the at least a see-through window and its edge and the brightness of which is above the threshold value. The aforementioned number of sets and the maximum number of pixels of the sets can particularly preferably be used when determining the state value. This allows a particularly good statement about the significance of the damage to the document of value or its fitness for circulation, ie suitability for further use in the money cycle. When determining the status value, results of other tests of the value document can also be used.

Gegenstand der Erfindung ist weiterhin eine Vorrichtung zur Bearbeitung von Wertdokumenten mit einer Zuführeinrichtung zum Zuführen von Wertdokumenten, einer Ausgabeeinrichtung zur Aufnahme bearbeiteter, d. h. sortierter Wertdokumente, und einer Transporteinrichtung zum Transportieren von vereinzelten Wertdokumenten von der Zuführeinrichtung zu der Ausgabeeinrichtung. Die Vorrichtung umfasst weiter eine erfindungsgemäße Vorrichtung zum Prüfen der transportierten Wertdokumente.The invention also relates to a device for processing documents of value with a feed device for feeding documents of value, an output device for receiving processed, i.e. H. sorted documents of value, and a transport device for transporting separated documents of value from the feed device to the output device. The device further comprises a device according to the invention for checking the transported documents of value.

Die Erfindung wird im Folgenden noch weiter beispielhaft an Hand der Zeichnungen erläutert. Es zeigen:

Fig. 1
eine schematische Ansicht einer Wertdokumentbearbeitungsvorrichtung in Form einer Banknotensortiervorrichtung,
Fig. 2
eine schematische Darstellung eines Infrarot-Transmissionsbildes eines Wertdokuments mit einem Polymersubstrat und wenigstens einem Durchsichtsfenster, das mit der Vorrichtung in Fig. 1 für ein Wertdokument erfassbar ist,
Fig. 3
eine schematische Ansicht eines Schnitts durch das dem Transmissionsbild in Fig. 2 zugrundeliegende Wertdokument entlang der Linie A-A',
Fig. 4
ein vereinfachtes Ablaufdiagramm einer ersten Ausführungsform eines mittels der Vorrichtung in Fig. 1 durchführbaren Verfahrens zum Prüfen eines Wertdokuments mit einem Durchsichtsfenster, und
Fig. 5
eine schematische Darstellung der Lage von Abweichungspixeln in dem Bild in Fig. 2.
The invention is explained further below by way of example with reference to the drawings. Show it:
Fig. 1
a schematic view of a value document processing device in the form of a bank note sorting device,
Fig. 2
a schematic representation of an infrared transmission image of a document of value with a polymer substrate and at least one see-through window which is connected to the device in FIG Fig. 1 can be recorded for a value document,
Fig. 3
a schematic view of a section through the transmission image in FIG Fig. 2 underlying document of value along the line A-A ',
Fig. 4
a simplified flow chart of a first embodiment of a device by means of FIG Fig. 1 feasible method for checking a value document with a see-through window, and
Fig. 5
a schematic representation of the location of deviation pixels in the image in FIG Fig. 2 .

Eine Wertdokumentbearbeitungsvorrichtung 10 in Fig. 1, im Beispiel eine Vorrichtung zur Bearbeitung von Wertdokumenten 12 in Form von Banknoten, ist zur Sortierung von Wertdokumenten in Abhängigkeit von der Erkennung der Echtheit und des Zustands von bearbeiteten Wertdokumenten ausgebildet. Die im Folgenden beschriebenen Komponenten der Vorrichtung sind in einem nicht gezeigten Gehäuse der Vorrichtung angeordnet oder an diesem gehalten, soweit sie nicht als extern bezeichnet sind.A value document processing device 10 in Fig. 1 , in the example a device for processing documents of value 12 in the form of banknotes, is designed for sorting documents of value as a function of the detection of the authenticity and the status of processed documents of value. The components of the device described below are arranged in a housing of the device (not shown) or held on this, unless they are designated as external.

Die Vorrichtung verfügt über eine Zuführeinrichtung 14 zur Zuführung von Wertdokumenten, eine Ausgabeeinrichtung 16 zur Aufnahme bearbeiteter, d. h. sortierter Wertdokumente, und eine Transporteinrichtung 18 zum Transportieren von vereinzelten Wertdokumenten von der Zuführeinrichtung 14 zu der Ausgabeeinrichtung 16.The device has a feed device 14 for feeding documents of value, an output device 16 for receiving processed, i. H. sorted documents of value, and a transport device 18 for transporting separated documents of value from the feed device 14 to the output device 16.

Die Zuführeinrichtung 14 umfasst im Beispiel ein Eingabefach 20 für einen Wertdokumentstapel und einen Vereinzeler 22 zum Vereinzeln von Wertdokumenten aus dem Wertdokumentstapel in dem Eingabefach 20 und zum Zuführen der vereinzelten Wertdokumente zu der Transporteinrichtung 18.In the example, the feed device 14 comprises an input compartment 20 for a stack of value documents and a separator 22 for separating documents of value from the stack of value documents in the input compartment 20 and for feeding the separated documents of value to the transport device 18.

Die Ausgabeeinrichtung 16 weist im Beispiel drei Ausgabeabschnitte 24, 25 und 26 auf, in die bearbeitete Wertdokumente sortiert nach dem Ergebnis der Bearbeitung sortiert werden können. Im Beispiel umfasst jeder der Abschnitte ein Stapelfach und ein nicht gezeigtes Stapelrad, mittels dessen zugeführte Wertdokumente in dem Stapelfach abgelegt werden können. In anderen Ausführungsbeispielen kann einer der Ausgabeabschnitte durch eine Einrichtung zur Vernichtung von Banknoten ersetzt sein.In the example, the output device 16 has three output sections 24, 25 and 26 into which processed value documents can be sorted according to the result of the processing. In the example, each of the sections comprises a stacking compartment and a stacking wheel, not shown, by means of which supplied documents of value can be stored in the stacking compartment. In other exemplary embodiments, one of the output sections can be replaced by a device for destroying bank notes.

Die Transporteinrichtung 18 verfügt über wenigstens zwei, im Beispiel drei Zweige 28, 29 und 30, an deren Enden jeweils einer der Ausgabeabschnitte 24 bzw. 25 bzw. 26 angeordnet ist, und an den Verzweigungen über durch Stellsignale steuerbare Weichen 32 und 34, mittels derer Wertdokumente in Abhängigkeit von Stellsignalen den Zweigen 28 bis 30 und damit den Ausgabeabschnitten 24 bis 26 zuführbar sind.The transport device 18 has at least two, in the example three branches 28, 29 and 30, at the ends of which one of the output sections 24 or 25 or 26 is arranged, and at the branches via switches 32 and 34 which can be controlled by actuating signals Documents of value can be fed to branches 28 to 30 and thus to output sections 24 to 26 as a function of control signals.

An einem durch die Transporteinrichtung 18 definierten Transportpfad 36 zwischen der Zuführeinrichtung 14, im Beispiel genauer dem Vereinzeler 22, und der in Transportrichtung ersten Weiche 32 nach dem Vereinzeler 22 ist eine Sensoreinrichtung 38 angeordnet, die während des Vorbeitransports von Wertdokumenten physikalische Eigenschaften der Wertdokumente misst und die Messergebnisse wiedergebende Sensorsignale bildet. In diesem Beispiel verfügt die Sensoreinrichtung 38 über drei Sensoren, nämlich einen optischen Remissionssensor 40, der ein Remissionsfarbbild und ein Remissions-IR-Bild des Wertdokuments erfasst, einen optischen Transmissionssensor 42, der ein Transmissionsfarbbild und eine Transmissions-IR-Bild des Wertdokuments erfasst, und einen Transmissionsultraschallsensor 44, der ortsaufgelöst als Ultraschalleigenschaft die Ultraschalltransmission des Wertdokuments erfasst bzw. misst und im Folgenden der Einfachheit halber nur als Ultraschallsensor bezeichnet wird. Die von den Sensoren gebildeten Sensorsignale entsprechen Messdaten bzw. Rohdaten der Sensoren, die je nach Sensor bereits einer Korrektur, beispielsweise in Abhängigkeit von Kalibrierdaten und/oder Rauscheigenschaften, unterzogen worden sein können.A sensor device 38 is arranged on a transport path 36 defined by the transport device 18 between the feed device 14, more precisely the separator 22 in the example, and the first switch 32 in the transport direction after the separator 22, which measures and measures physical properties of the value documents during the transport of value documents past forms sensor signals reproducing the measurement results. In this example, the sensor device 38 has three sensors, namely an optical remission sensor 40 which detects a remission color image and a remission IR image of the value document, an optical transmission sensor 42 which detects a transmission color image and a transmission IR image of the value document, and a transmission ultrasonic sensor 44 which, as an ultrasonic property, detects or measures the ultrasonic transmission of the value document in a spatially resolved manner and, for the sake of simplicity, is only referred to as an ultrasonic sensor in the following. The ones formed by the sensors Sensor signals correspond to measurement data or raw data from the sensors which, depending on the sensor, may have already been subjected to a correction, for example as a function of calibration data and / or noise properties.

Zur Erfassung und Anzeige von Bedienungsdaten verfügt die Wertdokumentbearbeitungsvorrichtung 10 über eine Ein-/ Ausgabeeinrichtung 46. Die Ein-/ Ausgabeeinrichtung 46 ist im Beispiel durch eine berührungsempfindliche Anzeigeeinrichtung ("touch screen") realisiert. In anderen Ausführungsbeispielen kann sie beispielsweise eine Tastatur und eine Anzeigeeinrichtung, beispielsweise eine LCD-Anzeige umfassen.The value document processing device 10 has an input / output device 46 for the acquisition and display of operating data. In the example, the input / output device 46 is implemented by a touch-sensitive display device (“touch screen”). In other exemplary embodiments, it can for example comprise a keyboard and a display device, for example an LCD display.

Eine Steuer- und Auswerteeinrichtung 48 ist über Signalverbindungen mit der Sensoreinrichtung 38, der Ein-/ Ausgabeeinrichtung 46 und der Transporteinrichtung 18, insbesondere den Weichen 32 und 34, verbunden.A control and evaluation device 48 is connected to the sensor device 38, the input / output device 46 and the transport device 18, in particular the switches 32 and 34, via signal connections.

Die Steuer- und Auswerteeinrichtung 48 bildet eine Datenverarbeitungseinrichtung und verfügt neben entsprechenden in den Figuren nicht gezeigten Datenschnittstellen für die Sensoreinrichtung 38 bzw. deren Sensoren über einen Prozessor 50 und einen mit dem Prozessor 50 verbundenen Speicher 52, in dem wenigstens ein Computerprogramm mit Programmcode gespeichert ist. Bei Ausführung des Computerprogramms wertet die Steuer- und Auswerteeinrichtung 48 bzw. der Prozessor 50 die Signale bzw. Messwerte der Sensoreinrichtung 38 aus und steuert die Vorrichtung entsprechend den Eigenschaften der Wertdokumente. So kann sie in ihrer Funktion als Auswerteeinrichtung die Sensorsignale, insbesondere zur Ermittlung einer Echtheitsklasse und/oder einer Zustandsklasse eines bearbeiteten Wertdokuments, auswerten; in ihrer Funktion als Steuereinrichtung kann sie entsprechend der Auswertung die Transporteinrichtung 18 ansteuern und optional die Messdaten speichern. In anderen Ausführungsbeispielen kann auch eine von der Steuereinrichtung getrennte Auswerteeinrichtung vorgesehen sein, die über Schnittstellen mit den Sensoren der Sensoreinrichtung 38 einerseits und der Steuereinrichtung andererseits verbunden ist. Die Auswerteeinrichtung ist dann zur Auswertung der Sensorsignale ausgebildet und liefert das jeweilige Ergebnis an die Steuereinrichtung, die die Transporteinrichtung ansteuert. Die im Folgenden geschilderten Auswertevorgänge können dann allein von der Auswerteeinrichtung durchgeführt werden.The control and evaluation device 48 forms a data processing device and, in addition to corresponding data interfaces (not shown in the figures) for the sensor device 38 or its sensors, has a processor 50 and a memory 52 connected to the processor 50 in which at least one computer program with program code is stored . When the computer program is executed, the control and evaluation device 48 or the processor 50 evaluates the signals or measured values of the sensor device 38 and controls the device in accordance with the properties of the value documents. Thus, in its function as an evaluation device, it can evaluate the sensor signals, in particular to determine an authenticity class and / or a condition class of a processed document of value; in its function as a control device, it can control the transport device 18 according to the evaluation, and optionally save the measurement data. In other exemplary embodiments, an evaluation device which is separate from the control device and which is connected via interfaces to the sensors of the sensor device 38 on the one hand and the control device on the other hand can also be provided. The evaluation device is then designed to evaluate the sensor signals and supplies the respective result to the control device which controls the transport device. The evaluation processes described below can then be carried out by the evaluation device alone.

Weiter steuert die Steuer- und Auswerteeinrichtung 48 die Ein-/ Ausgabeeinrichtung 46, unter anderem zur Anzeige von Bedienungsdaten, an und erfasst über diese Bedienungsdaten, die Eingaben eines Bedieners entsprechen.The control and evaluation device 48 also controls the input / output device 46, inter alia for displaying operating data, and uses this to record operating data that correspond to inputs by an operator.

Im Betrieb werden Wertdokumente aus der Zuführeinrichtung vereinzelt und an der Sensoreinrichtung 38 vorbei bzw. durch diese hindurch transportiert. Die Sensoreinrichtung 38 erfasst bzw. misst physikalische Eigenschaften des jeweils an ihr vorbei bzw. durch sie hindurch transportierten Wertdokuments und bildet Sensorsignale bzw. Messdaten, die die Messwerte für die physikalischen Eigenschaften beschreiben. Die Steuer- und Auswerteeinrichtung 48 klassifiziert in Abhängigkeit von den Sensorsignalen der Sensoreinrichtung 38 für ein Wertdokument und von in der Auswerteeinrichtung gespeicherten Klassifizierungsparametern das Wertdokument in eine von vorgegebenen Echtheits- und/oder Zustandsklassen und steuert durch Abgabe von Stellsignalen die Transporteinrichtung 18, hier genauer die Weichen 32 bzw. 34 so an, dass das Wertdokument entsprechend seiner bei der Klassifizierung ermittelten Klasse in einen der Klasse zugeordneten Ausgabeabschnitt der Ausgabeeinrichtung.16 ausgegeben wird. Die Zuordnung zu einer der vorgegebenen Echtheitsklassen bzw. die Klassifizierung erfolgt dabei in Abhängigkeit von wenigstens einem vorgegebenen Echtheitskriterium.During operation, documents of value are separated from the feed device and transported past or through the sensor device 38. The sensor device 38 detects or measures physical properties of the document of value transported past it or through it and forms sensor signals or measurement data which describe the measurement values for the physical properties. The control and evaluation device 48 classifies the value document into one of predetermined authenticity and / or status classes as a function of the sensor signals from the sensor device 38 for a value document and on the classification parameters stored in the evaluation device and controls the transport device 18, in this case more precisely the Assign 32 or 34 in such a way that the value document is output in an output section of the output device 16 that is assigned to the class in accordance with its class determined during the classification. The assignment to one of the specified authenticity classes or the classification takes place depending on at least one predetermined authenticity criterion.

Zu der im Folgenden genauer beschriebenen Prüfung von Wertdokumenten werden insbesondere von dem Transmissionssensor 42 erfasste Infrarot-Transmissionsbilder verwendet. Der Transmissionssensor 42 verfügt über einen Beleuchtungsabschnitt, mittels dessen ein vorgegebener Erfassungsbereich des Transportpfades mit optischer Strahlung im sichtbaren und in einem vorgegebenen infraroten Wellenlängenbereich beleuchtet werden kann. Auf der gegenüberliegenden Seite des Transportpfades 18 verfügt der Transmissionssensor 42 über eine Detektionseinrichtung zur ortsaufgelösten Erfassung eines Farbbildes im Wellenlängenbereich des sichtbaren Lichts und eines Infrarot-Transmissionsbildes in dem vorgegebenen infraroten Wellenlängenbereich.For the checking of documents of value, which is described in more detail below, infrared transmission images captured by the transmission sensor 42 are used in particular. The transmission sensor 42 has an illumination section, by means of which a predetermined detection area of the transport path can be illuminated with optical radiation in the visible and in a predetermined infrared wavelength range. On the opposite side of the transport path 18, the transmission sensor 42 has a detection device for spatially resolved detection of a color image in the wavelength range of visible light and an infrared transmission image in the predetermined infrared wavelength range.

Der Transmissionssensor 42 ist als Zeilensensor ausgebildet, der während des Transports des Wertdokuments durch den Sensor nacheinander Transmissionszeilenbilder von quer zur Transportrichtung des Wertdokuments verlaufenden Streifen des Wertdokuments erfasst. Dementsprechend umfasst die Detektionseinrichtung Detektorzeilen. Der Transmissionssensor 42 fügt die erfassten Zeilenbilder zu digitalen Transmissionsbildern zusammen, die Pixel umfassen, deren Eigenschaften durch Pixeldaten beschrieben werden. Insbesondere erfasst er ein digitales Infrarot-Transmissionsbild des Wertdokuments unter Bildung von die Pixel des Bildes beschreibenden Pixeldaten und überträgt diese an die Auswerteeinrichtung 48. Die Pixeldaten für ein Pixel beschreiben insbesondere eine Helligkeit, die die von der Detektionseinrichtung empfangene Intensität für das Pixel beschreibt.The transmission sensor 42 is designed as a line sensor which, during the transport of the document of value through the sensor, successively detects transmission line images of strips of the document of value running transversely to the direction of transport of the document of value. The detection device accordingly comprises rows of detectors. The transmission sensor 42 combines the captured line images to form digital transmission images which include pixels, the properties of which are described by pixel data. In particular, it captures a digital infrared transmission image of the document of value forming pixel data describing the pixels of the image and transmits this to the evaluation device 48. The pixel data for a pixel particularly describe a brightness that describes the intensity for the pixel received by the detection device.

Bei dem im Folgenden beschriebenen Ausführungsbeispiel werden Wertdokumente vorgegebener Wertdokumenttypen geprüft, ein Polymersubstrat und ein Durchsichtsfenster besitzen. Ein Beispiel für ein solches Wertdokument eines dieser vorgegebenen Wertdokumenttypen und dessen Infrarot-Transmissionsbild ist in den Figuren 3 bzw. 2 gezeigt. Fig. 2 zeigt schematisch das Infrarot-Transmissionsbild des Wertdokuments 54, Fig. 3 eine schematisch Schnittansicht entlang der Linie A-A' in Fig. 2.In the exemplary embodiment described below, value documents of predetermined value document types are checked, have a polymer substrate and a see-through window. An example of such a value document of one of these predetermined value document types and its infrared transmission image is shown in FIG Figures 3 and 2 respectively. Fig. 2 shows schematically the infrared transmission image of the document of value 54, Fig. 3 a schematic sectional view along the line AA 'in Fig. 2 .

Das Wertdokument 54 weist ein blattförmiges transparentes Polymersubstrat 56 als Träger auf, das auf beiden Flächen flächig aufgebrachte Deckschichten 58 trägt, die eine mit der Opazität von Banknotenpapier vergleichbare oder größere Opazität wenigstens im sichtbaren Wellenlängenbereich aufweisen. Diese Deckschichten sind in den Figuren schraffiert gezeigt. Auf diese Schicht aufgedruckt mit geeigneter Druckfarbe ist ein Druckbild 59, das in Fig. 2 nur schematisch angedeutet ist.The value document 54 has a sheet-shaped transparent polymer substrate 56 as a carrier, which has cover layers 58 applied flatly on both surfaces, which have an opacity comparable to or greater than the opacity of banknote paper, at least in the visible wavelength range. These cover layers are shown hatched in the figures. Printed on this layer with a suitable printing ink is a print image 59, which is shown in FIG Fig. 2 is only indicated schematically.

Weiter weist das Wertdokument 54 ein Durchsichtsfenster 60 auf. Das Durchsichtsfenster 60 wird unter anderem dadurch gebildet, dass in dessen Bereich keine flächige Deckschicht vorhanden ist. Die Deckschichten 58 erstrecken sich also über das gesamte Wertdokument mit Ausnahme des Durchsichtsfensters 60. In dem Durchsichtsfenster befindet sich im vorliegenden Beispiel noch ein Aufdruck 62 mit einer transparenten Druckfarbe, was in Fig. 2 gepunktet dargestellt ist. Weiter umfasst der Aufdruck im Rasterdruck aufgebrachtes Deckschichtmaterial, das im Beispiel in Fig. 2 ein Dreieck bildet.The value document 54 also has a see-through window 60. The see-through window 60 is formed, inter alia, in that there is no flat cover layer in its area. The cover layers 58 thus extend over the entire document of value with the exception of the see-through window 60. In the present example there is also an imprint 62 with a transparent printing ink, which is shown in FIG Fig. 2 is shown dotted. Furthermore, the imprint comprises cover layer material applied by raster printing, which in the example in FIG Fig. 2 forms a triangle.

In einem mit dem Transmissionssensor 42 erfassten Infrarot-Transmissionsbild, das in Fig. 2 schematisch gezeigt ist, ist neben den genannten Elementen ein Rand 64 gezeigt, der das Durchsichtsfenster 60 umschließt. Dieser Rand 64 zeichnet sich durch eine besonders hohe empfangende Intensität bzw. Helligkeit aus, die wohl auf gestreute Strahlung zurückzuführen ist, da er einem Randbereich um das Durchsichtsfenster entspricht, der noch flächige Deckschicht aufweist. Die Dicke dieser Deckschicht, oder bei Verwendung von mehreren übereinander angeordneten Deckschichten, deren Anzahl, kann von der Dicke bzw. Anzahl in den anderen Bereichen des Wertdokuments 54 abweichen.In an infrared transmission image recorded with the transmission sensor 42, which is shown in FIG Fig. 2 is shown schematically, an edge 64 is shown in addition to the elements mentioned, which surrounds the see-through window 60. This edge 64 is characterized by a particularly high receiving intensity or brightness, which is probably due to scattered radiation, since it corresponds to an edge area around the see-through window which still has a flat cover layer. The thickness of this cover layer, or, if a plurality of cover layers arranged one above the other are used, their number, can differ from the thickness or number in the other regions of the document of value 54.

Fig. 2 zeigt weiter zwei Bereiche 68, die Druckabträgen entsprechen, d. h. Bereichen, in denen die Deckschichten 58, gegebenenfalls mit Aufdruck, abgerieben oder abgeplatzt sind. Fig. 2 further shows two areas 68 which correspond to print removal, ie areas in which the cover layers 58, optionally with an imprint, have been rubbed off or flaked off.

Ein erstes Ausführungsbeispiel für ein Verfahren zum Prüfen eines Wertdokuments mit einem Polymersubstrat und wenigstens einem Durchsichtsfenster, insbesondere auf das Vorhandensein wenigstens eines Druckabtrags, ist wenigstens teilweise in Fig. 4 in Form eines Ablaufdiagramms grob skizziert. Zur Durchführung des Verfahrens ist in der Steuer- und Auswerteeinrichtung 48, genauer deren Speicher 52, ein Computerpro-gramm gespeichert, bei dessen Ausführung die Steuer- und Auswerteeinrichtung 48, genauer der Prozessor 50, die erste Ausführungsform des Verfahrens ausführt.A first exemplary embodiment of a method for checking a document of value with a polymer substrate and at least one see-through window, in particular for the presence of at least one print removal, is at least partially shown in FIG Fig. 4 roughly outlined in the form of a flow chart. To carry out the method, a computer program is stored in the control and evaluation device 48, more precisely its memory 52, and when it is executed, the control and evaluation device 48, more precisely the processor 50, executes the first embodiment of the method.

In Schritt S10 wird zunächst ein digitales Infrarot-Transmissionsbildes eines durch den Transmissionssensor 42 transportierten Wertdokuments mittels des Transmissionssensors 42 erfasst. Der Transmissionssensor 42 erfasst, wie oben geschildert, von dem Wertdokument ausgehende optische Strahlung, insbesondere in dem vorgegebenen Infrarot-Wellenlängenbereich, und bildet die entsprechenden erfassten Intensitäten darstellende Messsignale. Aus diesen Pixeldaten für Pixel eines digitalen Infrarot-Bildes Wertdokuments gebildet, die die Steuer- und Auswerteeinrichtung 48 erfasst.In step S10, a digital infrared transmission image of a document of value transported by the transmission sensor 42 is first recorded by means of the transmission sensor 42. As described above, the transmission sensor 42 detects optical radiation emanating from the value document, in particular in the predetermined infrared wavelength range, and forms measurement signals representing the corresponding detected intensities. Formed from these pixel data for pixels of a digital infrared image is a document of value which the control and evaluation device 48 detects.

In Schritt S12 ermittelt die Steuer- und Auswerteeinrichtung 48 unter Verwendung eines mittels des Remissionssensors 40 erfassten Farbbildes des Wertdokuments dessen Wertdokumenttyp und Lage. Als Wertdokumenttyp wird dabei die Währung und die Stückelung des Wertdokuments ermittelt, als Lage eine von den vier möglichen Orientierungen des Wertdokuments in dem Transportpfad, die durch Drehung des Wertdokuments um Achsen parallel und quer zur Transportrichtung erhältlich sind.In step S12, the control and evaluation device 48 determines its value document type and position using a color image of the value document recorded by means of the remission sensor 40. The currency and the denomination of the value document are determined as the value document type, as the position one of the four possible orientations of the value document in the transport path, which can be obtained by rotating the value document about axes parallel and transverse to the transport direction.

In Schritt S14 ermittelt die Steuer- und Auswerteeinrichtung 48 in Abhängigkeit von dem ermittelten Wertdokumenttyp und der Lage des Wertdokuments einen für den Wertdokumenttyp und die Lage vorgegebenen Bereich bzw. Durchsichtsfensterbereich 66 (vgl. Fig. 2) für das Durchsichtsfenster 60 in dem erfassten Infrarot-Transmissionsbild. Dieser Bereich ist so gewählt, dass das Durchsichtsfenster 60 und dessen Rand 64 unter Berücksichtigung möglicher Schwankungen bei dessen Herstellung mit einer vorgegebenen Sicherheit innerhalb des Bereichs 66 liegt, seine Größe aber unter dieser Bedingung möglichst klein ist. Insbesondere zeigt er das Durchsichtsfenster 60 mit dessen Rand 64.In step S14, the control and evaluation device 48 determines, as a function of the determined type of value document and the position of the value document, an area or see-through window area 66 predetermined for the type of value document and the position (cf. Fig. 2 ) for the see-through window 60 in the captured infrared transmission image. This area is selected such that the see-through window 60 and its edge 64, taking into account possible fluctuations in its manufacture, lie within the area 66 with a predetermined certainty, but its size is as small as possible under this condition. In particular, it shows the see-through window 60 with its edge 64.

In Schritt S16 ermittelt die Steuer- und Auswerteeinrichtung 48 einen Randhelligkeitswert des Randes 64 des Durchsichtsfensters 60. Im vorliegenden Ausführungsbeispiel ermittelt die Steuer- und Auswerteinrichtung 48 dazu das Maximum der Helligkeiten der Pixel des Bereichs 66 des Infrarot-Transmissionsbildes und speichert das Maximum als Randhelligkeitswert.In step S16, the control and evaluation device 48 determines an edge brightness value of the edge 64 of the see-through window 60. In the present exemplary embodiment, the control and evaluation device 48 determines the maximum brightness of the pixels in the area 66 of the infrared transmission image and stores the maximum as the edge brightness value.

In Schritt S18 berechnet die Steuer- und Auswerteeinrichtung 48 ein Mittelwert der Helligkeiten in einem vorgegebenen Teil des Transmissionsbildes. Dieser Teil ist im vorliegenden Beispiel das gesamte Transmissionsbild mit Ausnahme des Bereichs 66 bzw. ohne den Bereich 66.In step S18, the control and evaluation device 48 calculates an average value of the brightnesses in a predetermined part of the transmission image. In the present example, this part is the entire transmission image with the exception of the area 66 or without the area 66.

In Schritt S20 ermittelt die Steuer- und Auswerteeinrichtung 48 dann einen Schwellwert für die Erkennung eines Druckabtrags, der kleiner als der Randhelligkeitswert, aber größer als die minimale Helligkeit in dem Transmissionsbild ist. Für Wertdokumente des hier vorliegenden Wertdokumenttyps liegen aufgrund des Designs die Helligkeiten in dem Bereich 66 immer über der minimalen Helligkeit in dem restlichen Transmissionsbild, soweit keine Druckabträge vorhanden sind. Genauer legt die Steuer- und Auswerteeinrichtung 48 daher den Schwellwert so fest, dass er größer als der in Schritt S18 ermittelte Mittelwert ist. In diesem Beispiel ist der Schwellwert ein gewichteter Mittelwert aus dem Randhelligkeitswert und dem Mittelwert, wobei der Gewichtungsfaktor für den Wertdokumenttyp vorgegeben ist. Der ist beispielsweise durch Untersuchung vorgegebener Referenzwertdokumente des vorgegebenen Wertdokumenttyps mit Druckabträgen bestimmbar.In step S20, the control and evaluation device 48 then determines a threshold value for the detection of print removal which is smaller than the edge brightness value but greater than the minimum brightness in the transmission image. For value documents of the value document type present here, due to the design, the brightnesses in the area 66 are always above the minimum brightness in the rest of the transmission image, provided there are no print marks. More precisely, the control and evaluation device 48 therefore defines the threshold value in such a way that it is greater than the mean value determined in step S18. In this example, the threshold value is a weighted mean value from the edge brightness value and the mean value, the weighting factor being specified for the value document type. This can be determined, for example, by examining specified reference value documents of the specified value document type with print jobs.

In Schritt S22 sucht die Steuer- und Auswerteeinrichtung 48 Pixel, die in wenigstens einem vorgegebenen Abschnitt des Transmissionsbildes und außerhalb des wenigstens einen Durchsichtsfensters und dessen Randes liegen und eine Helligkeit aufweisen, die über dem Schwellwert liegt. Als vorgegebener Abschnitt wird hier das gesamte Transmissionsbild mit Ausnahme des Bereichs 66 verwendet, der zur Ermittlung des Randhelligkeitswertes verwendet wurde.In step S22, the control and evaluation device 48 searches for pixels which are located in at least one predetermined section of the transmission image and outside the at least one see-through window and its edge and which have a brightness that is above the threshold value. The entire transmission image with the exception of the area 66, which was used to determine the edge brightness value, is used here as the predetermined section.

Bei dieser Suche markiert die Steuer- und Auswerteeinrichtung 48 die gefundenen Pixel, deren Helligkeit den Schwellwert überschreitet als Abweichungspixel. Zur Markierung werden in diesem Beispiel Kennungen der Pixel, die den Ort darstellen, gespeichert.During this search, the control and evaluation device 48 marks the pixels found whose brightness exceeds the threshold value as deviation pixels. In this example, identifiers of the pixels that represent the location are stored for marking purposes.

In Schritt S24 ermittelt die Steuer- und Auswerteeinrichtung 48 zum einen die Anzahl der in Schritt S22 ermittelten Abweichungspixel und speichert einen entsprechenden Wert. Zum anderen ermittelt sie eine örtliche Verteilung der in Schritt S22 gefundenen Pixel. Hierzu ermittelt sie Mengen von Abweichungspixeln, bei denen jeweils zwei der Pixel derselben Menge benachbart sind. Hierzu kann auf unter anderem auf Verfahren unter der Bezeichung "blob-labeling"-Algorithmen zurückgegriffen werden. Benachbarte Pixel sind in diesem Ausführungsbeispiel Pixel mit minimalem Abstand voneinander. Die Pixel der so ermittelten Mengen bilden jeweils zusammenhängende Bereiche in dem Transmissionsbild, d.h. es führt von jedem Pixel einer jeweiligen Menge ein über benachbarte Pixel führender Weg zu jedem anderen Pixel der jeweiligen Menge. Jede dieser Mengen kann damit einen Druckabtrag repräsentieren. Die Steuer- und Auswerteeinrichtung 48 berechnet dann die Anzahl der so gefundenen Mengen und die Anzahl der Pixel, d. h. Abweichungspixel, in diesen Mengen. Die Anzahl der Mengen und die Anzahlen der Pixel werden gespeichert.In step S24, the control and evaluation device 48 determines on the one hand the number of deviation pixels determined in step S22 and stores a corresponding value. On the other hand, it determines a local distribution of the pixels found in step S22. To do this, it determines sets of deviation pixels in which two of the pixels of the same set are adjacent. For this purpose, among other things, methods known as "blob labeling" algorithms can be used. In this exemplary embodiment, adjacent pixels are pixels with a minimal distance from one another. The pixels of the quantities determined in this way each form contiguous areas in the transmission image, i.e. a path leads from each pixel of a respective set to every other pixel of the respective set via neighboring pixels. Each of these quantities can thus represent a pressure removal. The control and evaluation device 48 then calculates the number of quantities thus found and the number of pixels, d. H. Deviation pixels, in these quantities. The number of quantities and the numbers of pixels are stored.

Fig. 5 zeigt schematisch Pixel des Transmissionsbildes in Fig. 2. Dabei sind Pixel, die nicht als Abweichungspixel erkannt wurden, als weiß gefüllte Quadrate dargestellt und Abweichungspixel als schwarz gefüllte Quadrate. Es ist leicht zu erkennen, dass zwei Mengen 70 und 70' zusammenhängender Abweichungspixel erkannt wurden, die jeweils unterschiedliche Pixelzahlen aufweisen. Diese Mengen entsprechen genau den Bereichen 68 mit Druckabträgen. Fig. 5 shows schematically pixels of the transmission image in FIG Fig. 2 . Pixels that were not recognized as deviation pixels are shown as white-filled squares and deviation pixels as black-filled squares. It is easy to see that two sets 70 and 70 'of contiguous deviation pixels were recognized, each having a different number of pixels. These quantities correspond exactly to the areas 68 with print removals.

In Schritt S26 ermittelt die Steuer- und Auswerteeinrichtung 48 dann in Abhängigkeit von der ermittelte Anzahl der Abweichungspixel, der Anzahl der ermittelten Mengen und der Anzahl der Pixel in den Mengen einen Zustandswert, der angibt, ob das Wertdokument noch weiterverwendbar bzw. umlauffähig ist oder nicht. Hierzu kann die Steuer- und Auswerteeinrichtung 48 die Anzahl der Abweichungspixel mit einer zulässigen Maximalzahl und die Anzahl der Mengen im Verhältnis zur Anzahl der insgesamt ermittelten Abweichungspixel mit einem vorgegebenen Grenzwert vergleichen. In einigen Ausführungsbeispielen kann dieser Zustandswert darstellen, ob wenigstens ein Druckabtrag vorliegt oder nicht.In step S26, the control and evaluation device 48 then determines a status value as a function of the determined number of deviation pixels, the number of determined quantities and the number of pixels in the quantities, which indicates whether the document of value can still be reused or not. is fit or not. For this purpose, the control and evaluation device 48 can compare the number of deviation pixels with a permissible maximum number and the number of quantities in relation to the number of deviation pixels determined in total with a predetermined limit value. In some exemplary embodiments, this status value can represent whether or not there is at least one pressure removal.

In Abhängigkeit von dem ermittelten Zustandswert kann die Steuer- und Auswerteeinrichtung 48 dann, wie zuvor beschrieben, die Transporteinrichtung 18 ansteuern. In anderen Ausführungsbeispielen können zusätzlich unter Verwendung des Remissionssensors und unter Verwendung des Ultraschallsensors ermittelte Zustandswerte beim Ansteuern berücksichtigt werden.Depending on the determined state value, the control and evaluation device 48 can then, as described above, control the transport device 18. In other exemplary embodiments, state values determined using the remission sensor and using the ultrasonic sensor can also be taken into account during activation.

Ein zweites Ausführungsbeispiel unterscheidet sich von dem vorhergehenden Ausführungsbeispiel allein dadurch, dass der Schritt S16 durch einen Schritt S16' ersetzt ist. Die Steuer- und Auswerteeinrichtung 48 bzw. das Computerprogramm darin ist dann entsprechend geändert. Alle anderen Schritte und Komponenten sind unverändert.A second exemplary embodiment differs from the previous exemplary embodiment only in that step S16 is replaced by a step S16 '. The control and evaluation device 48 or the computer program therein is then changed accordingly. All other steps and components are unchanged.

Der Schritt S16' unterscheidet sich von dem Schritt S16, dass als Randhelligkeitswert das Maximum der Helligkeiten der Pixel des gesamten Transmissionsbildes ermittelt wird. Dabei wird ausgenutzt, dass das Design der Wertdokumente des vorgegebenen Wertdokumenttyps keine Bereiche vorsieht, in denen die Transmission größer als die des Randes 64 ist.Step S16 'differs from step S16 in that the maximum brightness of the pixels of the entire transmission image is determined as the edge brightness value. This makes use of the fact that the design of the value documents of the specified value document type does not provide for any areas in which the transmission is greater than that of the edge 64.

Ein drittes Ausführungsbeispiel unterscheidet sich von dem ersten Ausführungsbeispiel nur dadurch, dass der Schritt 16 durch einen Schritt S16" ersetzt ist. Die Steuer- und Auswerteeinrichtung 48 bzw. das Computerprogramm darin ist dann entsprechend geändert. Alle anderen Schritte und Komponenten sind unverändert.A third exemplary embodiment differs from the first exemplary embodiment only in that step 16 is replaced by a step S16 ″. The control and evaluation device 48 or the computer program it is then changed accordingly. All other steps and components are unchanged.

Der Schritt S16" unterscheidet sich von dem Schritt S16 nur dadurch, dass der Bereich 66 ersetzt ist durch einen sich quer zur Transportrichtung des Wertdokuments in dem Transmissionsbild erstreckender von einem Rand des Wertdokuments zu dem gegenüberliegenden Rand des Wertdokuments verlaufender streifenförmiger Bereich 66'. Dieser Bereich 66' ist weiter so gewählt, dass das Durchsichtsfenster 60 und dessen Rand 64 unter Berücksichtigung möglicher Schwankungen bei dessen Herstellung mit einer vorgegebenen Sicherheit innerhalb des Bereichs 66' liegen, seine Größe aber unter dieser Bedingung möglichst klein ist. Insbesondere zeigt er das Durchsichtsfenster 60 mit dessen Rand 64.Step S16 ″ differs from step S16 only in that the area 66 is replaced by a strip-shaped area 66 ′ extending transversely to the transport direction of the value document in the transmission image from one edge of the value document to the opposite edge of the value document. This area 66 'is further selected so that the see-through window 60 and its edge 64, taking into account possible fluctuations in its manufacture, lie within the area 66' with a predetermined certainty, but its size is as small as possible under this condition its edge 64.

Noch ein weiteres Ausführungsbeispiel unterscheidet sich von dem ersten Ausführungsbeispiel allein dadurch, dass Schritt S16 ersetzt ist durch einen Schritt S16"'. Die Steuer- und Auswerteeinrichtung 48 bzw. das Computerprogramm darin ist dann entsprechend geändert. Alle anderen Schritte und Komponenten sind unverändert.Yet another exemplary embodiment differs from the first exemplary embodiment solely in that step S16 is replaced by a step S16 "'. The control and evaluation device 48 or the computer program therein is then changed accordingly. All other steps and components are unchanged.

Der Schritt S16"' unterscheidet sich von dem Schritt S16 dadurch, dass als Randhelligkeitswert der Mittelwert der Helligkeiten von wenigstens zwei der Pixel wenigstens des Randes verwendet wird. Genauer wird eine Zahl N, beispielsweise von 10 oder 20, vorgegeben und es werden die N größten Helligkeiten in Bereich 66 ermittelt, was gemäß dem Design der Wertdokumente des vorgegebenen Wertdokumenttyps den N größten Helligkeiten des Randes 64 entspricht. Es wird nun als Randhelligkeitswert der Mittelwert über die N größten Helligkeiten verwendet.Step S16 "'differs from step S16 in that the mean value of the brightnesses of at least two of the pixels of at least the edge is used as the edge brightness value. More precisely, a number N, for example 10 or 20, is specified and the N largest Brightnesses are determined in area 66, which, according to the design of the value documents of the specified value document type, corresponds to the N greatest brightnesses of the edge 64. The mean value over the N greatest brightnesses is now used as the edge brightness value.

Noch ein weiteres Ausführungsbeispiel unterscheidet sich von dem ersten Ausführungsbeispiel dadurch, dass in Schritt S16 zunächst die Pixel in dem Rand 64 ermittelt werden und dann das Maximum der Helligkeiten nur der ermittelten Pixel des Randes als Randhelligkeitswert verwendet wird.Yet another exemplary embodiment differs from the first exemplary embodiment in that, in step S16, the pixels in the edge 64 are first determined and then the maximum brightness of only the determined pixels of the edge is used as the edge brightness value.

Weitere Ausführungsbeispiel können sich von den zuvor geschilderten Ausführungsbeispielen dadurch unterscheiden, dass Wertdokumente eines Wertdokumenttyps geprüft, die wenigstens zwei Durchsichtsfenster aufweisen, aber analog zu den oben beschriebenen Wertdokumenten aufgebaut sind.Further exemplary embodiments can differ from the exemplary embodiments described above in that value documents of a value document type are checked which have at least two see-through windows, but are structured analogously to the value documents described above.

Der Schritt S14 ist dann dahingehend modifiziert, dass für die wenigstens zwei Durchsichtsfenster jeweils ein Durchsichtsfensterbereich, der dem Bereich 66 des ersten Ausführungsbeispiels entspricht, ermittelt wird.Step S14 is then modified in such a way that for each of the at least two see-through windows a see-through window area which corresponds to area 66 of the first exemplary embodiment is determined.

Zur Ermittlung der Randhelligkeit kann nun für alle Durchsichtsfenster analog zu den vorhergehenden Ausführungsbeispielen ein Randhelligkeitswert für das jeweilige Durchsichtsfenster ermittelt werden. Als Randhelligkeitswert kann dann einer der Randhelligkeitswerte, das Maximum der für die einzelnen Durchsichtsfenster ermittelten Randhelligkeitswerte oder ein Mittelwert der für die einzelnen Durchsichtsfenster ermittelten Randhelligkeitswerte verwendet werden. Die folgenden Schritte unterscheiden sich dann von den Schritten der zuvor beschriebenen Ausführungsformen dadurch, dass zur Ermittlung des Mittelwerts der Helligkeiten und zum Suchen von Abweichungspixeln Bereiche des Wertdokuments bzw. Teile des Transmissionsbildes verwendet werden, die keines der Durchsichtsfenster und keinen der Ränder der Durchsichtsfenster umfassen bzw. zeigen.To determine the edge brightness, an edge brightness value for the respective see-through window can now be determined for all see-through windows, analogously to the previous exemplary embodiments. One of the edge brightness values, the maximum of the edge brightness values determined for the individual see-through windows, or an average value of the edge brightness values determined for the individual see-through windows can then be used as the edge brightness value. The following steps then differ from the steps of the previously described embodiments in that, to determine the mean value of the brightnesses and to search for deviation pixels, areas of the document of value or parts of the transmission image are used that do not include or include any of the see-through windows and none of the edges of the see-through windows . show.

Weitere Ausführungsbeispiele unterscheiden sich von den zuvor geschilderten Ausführungsbeispielen, dass statt der Infrarot-Transmissionsbilder Transmissionsbilder in einem vorgegebenen sichtbaren Wellenlängenbereich verwendet werden. Vorzugsweise kann das von dem Transmissionssensor 42 erfasste Transmissionsfarbbild, genauer dessen Grün-Bild verwendet werden.Further exemplary embodiments differ from the exemplary embodiments described above in that, instead of the infrared transmission images, transmission images in a predetermined visible wavelength range are used. The transmission color image detected by the transmission sensor 42, more precisely its green image, can preferably be used.

Claims (14)

  1. A method for checking a value document (12) having a polymer substrate and at least one see-through window (60), in which
    a digital transmission image of the value document (12) is captured, the transmission image comprising pixels,
    in the image an edge brightness value for the brightness of an edge (64) of the at least one see-through window (60) is ascertained,
    using the edge brightness value, a threshold value for the recognition of a print removal is ascertained which is smaller than the edge brightness value but greater than the minimal brightness in the image, and
    pixels are searched which lie in at least one specified portion of the image and outside the at least one see-through window (60) and its edge and have a brightness which lies above the threshold value.
  2. The method according to claim 1, in which the digital transmission image is a digital infrared transmission image.
  3. The method according to claim 1 or 2, in which as an edge brightness value the maximum of the brightnesses of the pixels of the whole transmission image is ascertained.
  4. The method according to claim 1 or 2, in which a region of the image showing the see-through window (60) with its edge (64) is ascertained, and as an edge brightness value the mean value or the maximum of the brightnesses of at least two of the pixels of at least the edge of the image of the see-through window (60) is employed, or the maximum of the brightnesses of the region of the image is ascertained and employed as an edge brightness value.
  5. The method according to any of the preceding claims, in which the threshold value is ascertained such that it is greater than a mean value over the brightnesses of the pixels in at least one specified part of the image or the pixels of the image of the whole value document.
  6. The method according to claim 4, in which the specified part of the image does not show the edge (64) of the see-through window (60) and the see-through window (60).
  7. The method according to any of the preceding claims, in which it is ascertained how many pixels were found upon the search.
  8. The method according to claim 6, in which a local distribution of the pixels found upon the search whose brightness lies above the threshold value is ascertained.
  9. The method according to any of the preceding claims, in which in dependence on the result of the search, preferably in dependence on the number and/or the local distribution of the pixels found upon the search a state value for the value document is ascertained.
  10. An apparatus for checking a value document (12) having a polymer substrate and a see-through window (60), with
    an evaluation device (48) which is configured for executing a method according to any of claims 1 to 9.
  11. The apparatus according to claim 10, which further has an optical transmission sensor (42) for capturing a digital transmission image of the value document (12) which is coupled to the evaluation device (48), and in which the evaluation device (48) is configured to capture an image of the transmission sensor as a digital image.
  12. The apparatus according to claim 11, in which the optical transmission sensor (42) comprises an optical transmission sensor (42) for capturing a digital transmission image of the value document.
  13. A computer program for execution by means of a data processing device, which has program code, upon the execution of which the data processing device of an apparatus according to claims 10 to 12 has a method according to any of claims 1 to 9 executed.
  14. A data carrier which is readable by means of a data processing device and on which a computer program according to claim 13 is stored.
EP14777006.9A 2013-09-27 2014-09-25 Method of testing valubale documents of polymer material which has a transparent window and means to perform the method Active EP3050032B1 (en)

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DE102013016120.7A DE102013016120A1 (en) 2013-09-27 2013-09-27 A method of inspecting a document of value having a polymeric substrate and a see-through window and means for performing the method
PCT/EP2014/002606 WO2015043751A1 (en) 2013-09-27 2014-09-25 Method for verifying a valuable document having a polymer substrate and a transparent window and means for carrying out said method

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CN106355742B (en) * 2016-08-26 2022-12-02 威海华菱光电股份有限公司 Transmission type original reading device

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MX2016003742A (en) 2016-05-16
WO2015043751A1 (en) 2015-04-02
CA2920541C (en) 2019-02-05
US20160232732A1 (en) 2016-08-11
CN105556576A (en) 2016-05-04
CA2920541A1 (en) 2015-04-02
AU2014327792B2 (en) 2019-01-17
AU2014327792A1 (en) 2016-05-05
CN105556576B (en) 2018-08-28
MX357185B (en) 2018-06-29
US9865116B2 (en) 2018-01-09
DE102013016120A1 (en) 2015-04-02

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