EP2040934B2 - Security element - Google Patents

Security element Download PDF

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Publication number
EP2040934B2
EP2040934B2 EP07785815.7A EP07785815A EP2040934B2 EP 2040934 B2 EP2040934 B2 EP 2040934B2 EP 07785815 A EP07785815 A EP 07785815A EP 2040934 B2 EP2040934 B2 EP 2040934B2
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EP
European Patent Office
Prior art keywords
elements
arrangement
security element
micromotif elements
security
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Active
Application number
EP07785815.7A
Other languages
German (de)
French (fr)
Other versions
EP2040934A2 (en
EP2040934B1 (en
Inventor
Marius Dichtl
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Giesecke and Devrient Currency Technology GmbH
Original Assignee
Giesecke and Devrient Currency Technology GmbH
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Filing date
Publication date
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Application filed by Giesecke and Devrient Currency Technology GmbH filed Critical Giesecke and Devrient Currency Technology GmbH
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Publication of EP2040934B1 publication Critical patent/EP2040934B1/en
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Classifications

    • DTEXTILES; PAPER
    • D21PAPER-MAKING; PRODUCTION OF CELLULOSE
    • D21HPULP COMPOSITIONS; PREPARATION THEREOF NOT COVERED BY SUBCLASSES D21C OR D21D; IMPREGNATING OR COATING OF PAPER; TREATMENT OF FINISHED PAPER NOT COVERED BY CLASS B31 OR SUBCLASS D21G; PAPER NOT OTHERWISE PROVIDED FOR
    • D21H21/00Non-fibrous material added to the pulp, characterised by its function, form or properties; Paper-impregnating or coating material, characterised by its function, form or properties
    • D21H21/14Non-fibrous material added to the pulp, characterised by its function, form or properties; Paper-impregnating or coating material, characterised by its function, form or properties characterised by function or properties in or on the paper
    • D21H21/40Agents facilitating proof of genuineness or preventing fraudulent alteration, e.g. for security paper
    • D21H21/42Ribbons or strips
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/342Moiré effects
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/21Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose for multiple purposes
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/29Securities; Bank notes
    • B42D2033/24
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/40Manufacture
    • B42D25/405Marking
    • B42D25/41Marking using electromagnetic radiation
    • DTEXTILES; PAPER
    • D21PAPER-MAKING; PRODUCTION OF CELLULOSE
    • D21HPULP COMPOSITIONS; PREPARATION THEREOF NOT COVERED BY SUBCLASSES D21C OR D21D; IMPREGNATING OR COATING OF PAPER; TREATMENT OF FINISHED PAPER NOT COVERED BY CLASS B31 OR SUBCLASS D21G; PAPER NOT OTHERWISE PROVIDED FOR
    • D21H21/00Non-fibrous material added to the pulp, characterised by its function, form or properties; Paper-impregnating or coating material, characterised by its function, form or properties
    • D21H21/14Non-fibrous material added to the pulp, characterised by its function, form or properties; Paper-impregnating or coating material, characterised by its function, form or properties characterised by function or properties in or on the paper
    • D21H21/40Agents facilitating proof of genuineness or preventing fraudulent alteration, e.g. for security paper
    • D21H21/44Latent security elements, i.e. detectable or becoming apparent only by use of special verification or tampering devices or methods
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T29/00Metal working
    • Y10T29/49Method of mechanical manufacture
    • Y10T29/49826Assembling or joining

Definitions

  • the invention relates to a security element for security papers, documents of value and the like and in particular relates to such a security element with a micro-optical moiré magnification arrangement.
  • the invention further relates to a method for producing such a security element, a security paper and a data carrier with such a security element.
  • Data carriers such as documents of value or identity documents, but also other valuable objects, such as branded articles, are often provided with security elements for security purposes, which allow the authenticity of the data carrier to be checked and which at the same time serve as protection against unauthorized reproduction.
  • the security elements can be designed, for example, in the form of a security thread embedded in a banknote, a cover film for a banknote with a hole, an applied security strip or a self-supporting transfer element which is applied to a value document after its production.
  • the security device described there has a regular arrangement of essentially identical printed microimages with a size of up to 250 ⁇ m and a regular two-dimensional arrangement of essentially identical spherical microlenses.
  • the microlens arrangement has essentially the same division as the microimage arrangement. If the micro-image arrangement is viewed through the microlens arrangement, one or more enlarged versions of the micro-images are generated for the viewer in the areas in which the two arrangements are essentially in register.
  • the image object grids are produced using classic printing techniques or else using embossing techniques with various further processing steps.
  • embossing techniques are now generally available on the market, so that such moiré enlargement arrangements can be copied relatively easily by counterfeiters.
  • the object of the invention is to avoid the disadvantages of the prior art and, in particular, to provide a security element with a micro-optical moiré magnification arrangement with a high level of security against forgery.
  • the motif image contains two or more subareas with their contrasting micromotif elements, the shape of the subareas forming macroscopic image information recognizable by the contrast differences of the micromotif elements in the form of characters, patterns or codes.
  • the invention is based on the idea of integrating additional macroscopically recognizable image information and thus a security feature of a higher level into the security element through a controlled individual variation of the contrast of the micromotif elements.
  • this macroscopic image information can be generated without additional work steps, such as the demetallization of metallic cover layers, and is therefore particularly economical.
  • macroscopically recognizable image information is understood to mean image information recognizable with the naked eye without optical aids.
  • the partial areas themselves each have dimensions of 0.1 mm or more.
  • the outlines of the partial areas form the macroscopic image information
  • the partial areas each represent areas of the same brightness level in a halftone image. In the latter case, it is not the partial areas themselves, but only the halftone image formed by them that can be seen with the naked eye in order to form macroscopic image information.
  • micromotif elements of the partial areas each have the same shape.
  • the contrast differences of the micromotif elements are generated by varying the line width and / or the line depth and / or the color of the micromotif elements.
  • the number of contrast gradations of the micromotif elements that occur is basically arbitrary. In many cases, however, the macroscopic image information can be recognized more easily with a small number of contrast gradations.
  • the micromotif elements in the partial areas are therefore preferably in two, three, four or five contrast gradations.
  • the contrast transitions between adjacent partial areas can be discontinuous, so that the contrast changes abruptly from one partial area to the next.
  • the contrast transitions can, however, also be continuous, for example in order to produce a slowly changing contrast curve.
  • Continuous contrast transitions include, in particular, quasi-continuous contrast transitions with small contrast differences between adjacent subregions that are invisible or hardly noticeable to the eye.
  • the lateral dimensions of the micromotif elements and the microfocusing elements are preferably below approximately 100 ⁇ m, preferably between approximately 5 ⁇ m and approximately 50 ⁇ m, particularly preferably between approximately 10 ⁇ m and approximately 35 ⁇ m.
  • the micromotif elements are each arranged in the form of a grid in the partial areas, the grid arrangements in different partial areas differing in at least one grid parameter, in particular in the grid width, the grid orientation or the grid symmetry of the grid.
  • the microfocusing element arrangement is preferably also subdivided into subregions in which the arrangement of the microfocusing elements is matched to the grid arrangement of the associated subregion of the micromotif elements.
  • the macroscopic image information can be seen through.
  • the arrangement of micromotif elements and the arrangement of microfocusing elements each form a two-dimensional Bravais grating at least locally, the arrangement of micromotif elements and / or the arrangement of microfocusing elements forming a Bravais grating with the symmetry of a parallelogram grating.
  • the motif image and the arrangement of microfocusing elements are expediently arranged on opposite surfaces of an optical spacer layer.
  • the spacer layer can comprise, for example, a plastic film and / or a lacquer layer.
  • the microfocusing elements of the moiré magnification arrangement can be present as transmissive, refractive or diffractive lenses or as a mixed form of these lens types. They are preferably formed by non-cylindrical microlenses, in particular by microlenses with a circular or polygonally limited base area.
  • the arrangement of microfocusing elements can also be provided with a protective layer, the refractive index of which preferably deviates by at least 0.3 from the refractive index of the microfocusing elements. In addition to protection against environmental influences, such a protective layer also prevents the microfocusing element arrangement from being easily molded. If the microfocusing elements are made of lacquer with a refractive index manufactured from 1.2 to 1.5 are suitable as protective layers, for example lacquers filled with nanoparticles of titanium oxide, which are commercially available with refractive indices between 1.7 and 2.
  • the micro motif elements are preferably in the form of micro characters or micro patterns.
  • the micromotif elements can be present in a print layer. It goes without saying that the micromotif elements for generating the moiré magnification effect have to be largely identical. However, a slow, in particular periodically modulated change in the appearance of the micromotif elements and thus also in the enlarged images is also within the scope of the invention. Individual or a part of the micromotif elements can also be provided with additional information which does not appear in the enlarged moiré image, but which can be used as an additional authenticity indicator.
  • the total thickness of the security element is advantageously below 50 ⁇ m, which ensures that it is well suited for use in security paper, value documents or the like.
  • the security element itself preferably represents a security thread, a tear thread, a security tape, a security strip, a patch or a label for application to a security paper, security document or the like.
  • the security element can span, for example, a transparent or recessed area of a data carrier a window area of a banknote. Different appearances can be realized on different sides of the data carrier.
  • the invention also includes a method for producing a security element of the type described above with a micro-optical moiré magnification arrangement, in which a motif image, which consists of a planar periodic or at least locally periodic arrangement of a plurality of micromotif elements, and a planar periodic or at least locally periodic An arrangement of a plurality of microfocusing elements can be arranged such that the micromotif elements can be seen enlarged when viewed through the microfocusing elements, the motif image being formed with two or more sub-areas with micromotif elements differing in their contrast, such that the shape of the sub-areas is one due to the contrast differences of the micromotif elements forms recognizable macroscopic image information in the form of characters, patterns or codes.
  • a security paper according to the invention for the production of security or value documents, such as banknotes, checks, identity cards, certificates or the like, is equipped with a security element of the type described above.
  • the security paper can in particular comprise a carrier substrate made of paper or plastic.
  • the invention also includes a data carrier, in particular a branded article, a document of value or the like, with a security element of the type described above.
  • the security element can in particular be arranged in a window area, ie a transparent or recessed area of the data carrier.
  • Fig. 1 shows a schematic representation of a bank note 10 which is provided with two security elements 12 and 16 according to embodiments of the invention.
  • the first security element represents a security thread 12 which emerges from certain window areas 14 on the surface of the bank note 10, while it is embedded in the areas in between inside the bank note 10.
  • the second security element is in the form of a see-through security element 16, which is arranged above a see-through area 18, for example a window area or a continuous opening of the banknote 10.
  • Both the security thread 12 and the see-through security element 16 can contain a moiré magnification arrangement with additional macroscopic image information according to an exemplary embodiment of the invention.
  • Fig. 2 schematically shows the layer structure of a security element 20 according to the invention in cross section, only the parts of the layer structure required for the explanation of the functional principle being shown.
  • the security element 20 contains an optical spacer layer 22, the upper side of which is provided with a regular arrangement of microlenses 24.
  • the arrangement of the microlenses 24 forms a grid with preselected grid parameters, such as grid width, grid orientation and grid symmetry.
  • the lattice symmetry is described by a two-dimensional Bravais lattice, with a hexagonal symmetry being assumed for the sake of simplicity, even if the Bravais lattice according to the invention has a lower symmetry and thus a more general shape.
  • a motif layer 26 is arranged on the underside of the spacer layer 22 and also contains a grid-like arrangement of similar micromotif elements 28.
  • the arrangement of the micromotif elements 28 is also described by a two-dimensional Bravais grating with a preselected symmetry, with a hexagonal grating symmetry again being assumed for illustration.
  • the Bravais lattice of the micromotif elements 28 differs slightly in its symmetry and / or in the size of the lattice parameters from the Bravais lattice of the microlenses 24 in order to produce the desired moiré magnification effect ,
  • the distance between adjacent microlenses 24 is preferably chosen to be as small as possible in order to ensure the greatest possible area coverage and thus a high-contrast display.
  • the spherical or aspherical microlenses 24 have a diameter between 5 microns and 50 microns, preferably only between 10 microns and 35 microns and are therefore not visible to the naked eye.
  • the grating period and the diameter of the micromotif elements 28 are of the same order of magnitude as that of the microlenses 24, that is to say in the range from 5 ⁇ m to 50 ⁇ m, preferably from 10 ⁇ m to 35 ⁇ m, so that the micromotif elements 28 cannot be seen even with the naked eye are.
  • the optical thickness of the spacer layer 22 and the focal length of the microlenses 24 are coordinated with one another in such a way that the micromotif elements 28 are approximately at the distance from the lens focal length. Due to the slightly different grating parameters, the viewer sees a somewhat different sub-area of the micromotif elements 28 when the security element 20 is viewed from above through the microlenses 24, so that the multitude of microlenses as a whole produces an enlarged image of the micromotif elements 28.
  • the resulting moiré magnification depends on the relative difference in the lattice parameters of the Bravais grids used. If, for example, the lattice periods of two hexagonal lattices differ by 1%, the result is a 100-fold moiré magnification.
  • the motif image is now designed according to the invention with two or more partial areas, each of which contains micromotif elements that differ from one another in contrast and whose shape forms macroscopic image information in the form of characters, patterns or codes that can be recognized by the contrast differences of the micromotif elements ,
  • Fig. 3 (a) shows a schematic top view of the motif image 30 of a see-through security element according to an illustrative example, which is connected in the manner explained above via an optical spacer layer 22 to a microlens array 24.
  • the motif image 30 contains a plurality of micromotif elements 36, 38 with an identical shape but a different local contrast.
  • the different contrast in the exemplary embodiment arises from the fact that the micromotif elements 36 are formed in a first partial area 32 of the motif image 30 with a small stroke width, while the micromotif elements 38 of a second partial area 34 are formed with a large stroke width.
  • the micromotif elements 36, 38 of the two subregions are of identical shape, in the example in the form of a 5-pointed star, but of different line thickness.
  • the motif image 30 is viewed through the microlens array 24, as is the case in the incident light situation Fig. 3 (b) is shown, locally differently contrasting enlarged images 46 and 48. Assuming 100 times moiré magnification of the see-through security element, the dimensions of the images 46, 48 are then 100 times larger than the dimensions of the micromotif elements 36, 38.
  • the second optical effect is formed by the macroscopic variation of the contrast of the moiré-enlarged images 46, 48 in the partial areas 32 and 34, respectively.
  • This optical effect leads to the representation of macroscopic image information which is stationary with respect to the level of the security element and which in the example is represented by the in Fig. 3 (b) clearly recognizable outline of the letter "A" is formed.
  • the motif image 30 of the see-through security element is viewed through the micromotif element arrangement, as in FIG Fig. 3 (c) Shown as a transmitted light situation, only the fixed contrast difference of the partial areas 32 and 34 can be seen. A moiré enlargement effect does not occur in this viewing situation, so the viewer has the impression of a dark letter "A" against a light background, as in Fig. 3 (c) shown.
  • the line depth and / or the color of the micromotif elements in the partial areas can also be varied in order to obtain a different contrast effect.
  • continuous contrast transitions can also be achieved, for example by continuously increasing or decreasing the line width of the micromotif elements.
  • the number of different contrast gradations in a subject image is arbitrary.
  • a limited number of contrast gradations leads to easier recognition of the macroscopic information in many applications, so that designs with two to five contrast gradations are currently preferred.
  • the rasters in which the respective micromotif elements are arranged can also be designed differently, as shown in FIG Fig. 4 illustrated.
  • FIGS. 4 (a) and 4 (b) initially show the micromotif elements 36 and 38 in the cutouts 42 and 44 of FIG Fig. 3 (a) , both of which are arranged for the sake of simplicity in a grid with hexagonal lattice symmetry not according to the invention. If the grid arrangement in sub-area 32 remains the same ( Fig. 4 (a) ), the micromotif elements 38 of the partial area 34 can then be arranged, for example, in a hexagonal grid with a larger grid width, as in FIG Fig. 4 (c) shown in a hexagonal grid of the same grid size but different orientation, as in Fig. 4 (d) shown, or in a grid with a different, for example not square inventive grid symmetry, as in Fig. 4 (e) shown. Of course, more than one raster parameter can also be varied at the same time.
  • the grid arrangement of the associated microlenses 24 is expediently matched to the grid arrangement of the micromotif elements 36, 38 in the respective partial areas.
  • the stationary contrast variation described above can be expanded by a further optical effect, namely by a variation of the primary moiré magnification effect in the different partial areas 32, 34.
  • the partial area 34 representing the inside of the letter "A” has a different moiré magnification than the partial area 32, so that the motif elements appear there not only with a different contrast, but also in a different magnification.
  • the movement effects in the partial areas 32, 34 can differ from one another, so that the enlarged images 46, 48 move in different directions when the security element is tilted in the partial areas 32, 34.
  • FIG. 5 Another example of a see-through security element is in Fig. 5 shown, where Fig. 5 (a) 2 shows a schematic top view of the motif image 50 of the see-through security element, Fig. 5 (b) the visual impression when viewing the motif image 50 under supervision and Fig. 5 (c) represents the visual impression when viewed in transparency.
  • the motif image 50 contains a plurality of micromotif elements 62, 64, 66 with an identical shape, in the exemplary embodiment in the form of a 5-pointed star, but locally different line thickness and thus locally different contrast.
  • the micromotif elements 62 are very small Line width is formed, while the micromotif elements 64 and 66 are formed in the subarea 54 and 56 with medium or large line widths.
  • the partial areas each containing micromotif elements of the same line thickness are in the exemplary embodiment of FIG Fig. 5 are not contiguous and are therefore filled with a narrow hatching (partial area 56), a wide hatching (partial area 54) or not hatched (partial area 52) for illustration.
  • the partial areas 52, 54, 56 each represent areas of the same brightness level in a halftone image, such as a portrait.
  • Three brightness levels, corresponding to the tonal values white, gray and black, are often sufficient to produce a halftone image that is easily recognizable for the human eye ,
  • the dimensions of the halftone image lie in the macroscopic range, the motif image 50 thus represents image information that can be seen with the naked eye Fig. 3 (a) , only shown in enlarged sections of the partial areas 52, 54, 56.
  • Fig. 5 (b) When looking at the security element from above, two optical effects occur simultaneously, as in Fig. 5 (b) illustrated.
  • the viewer can see a moiré magnification effect with enlarged images 72, 74, 76 of the micromotif elements and the movement effects already mentioned.
  • the macroscopic variation in the contrast of the moiré-enlarged images 72, 74, 76 in the partial regions 52, 54, 56 also shows a halftone image. This forms a fixed macroscopic image information which, unlike the individual enlarged images 72, 74, 76, does not perform any relative movement when the security element is tilted.
  • a security element 80 contains a motif image with micromotif elements which, in addition to different contrasts, also have different shapes.
  • the image impression shown when the security element is viewed from above contains a first partial area 82 micromotif elements of a first shape (star) and with a small line width.
  • a second partial area 84 contains micromotif elements of the same shape (star) with a large line width.
  • a third section 86 contains micromotif elements of a second shape (symbol) with a small stroke width, while a fourth section 88 contains micromotif elements of the second form (symbol) with a large stroke width.
  • the outlines of the first and second partial areas 82, 84 and the third and fourth partial areas 86, 88 form macroscopic image information, in the exemplary embodiment the letter sequence “PL”.

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  • Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Credit Cards Or The Like (AREA)
  • Printing Methods (AREA)

Description

Die Erfindung betrifft ein Sicherheitselement für Sicherheitspapiere, Wertdokumente und dergleichen und betrifft insbesondere ein derartiges Sicherheitselement mit einer mikrooptischen Moiré-Vergrößerungsanordnung. Die Erfindung betrifft ferner ein Verfahren zum Herstellen eines solchen Sicherheitselements, ein Sicherheitspapier sowie einen Datenträger mit einem derartigen Sicherheitselement.The invention relates to a security element for security papers, documents of value and the like and in particular relates to such a security element with a micro-optical moiré magnification arrangement. The invention further relates to a method for producing such a security element, a security paper and a data carrier with such a security element.

Datenträger, wie Wert- oder Ausweisdokumente, aber auch andere Wertgegenstände, wie etwa Markenartikel, werden zur Absicherung oft mit Sicherheitselementen versehen, die eine Überprüfung der Echtheit des Datenträgers gestatten und die zugleich als Schutz vor unerlaubter Reproduktion dienen. Die Sicherheitselemente können beispielsweise in Form eines in eine Banknote eingebetteten Sicherheitsfadens, einer Abdeckfolie für eine Banknote mit Loch, eines aufgebrachten Sicherheitsstreifens oder eines selbsttragenden Transferelements ausgebildet sein, das nach seiner Herstellung auf ein Wertdokument aufgebracht wird.Data carriers, such as documents of value or identity documents, but also other valuable objects, such as branded articles, are often provided with security elements for security purposes, which allow the authenticity of the data carrier to be checked and which at the same time serve as protection against unauthorized reproduction. The security elements can be designed, for example, in the form of a security thread embedded in a banknote, a cover film for a banknote with a hole, an applied security strip or a self-supporting transfer element which is applied to a value document after its production.

Eine besondere Rolle spielen dabei Sicherheitselemente mit optisch variablen Elementen, die dem Betrachter unter unterschiedlichen Betrachtungswinkeln einen unterschiedlichen Bildeindruck vermitteln, da diese selbst mit hochwertigen Farbkopiergeräten nicht reproduziert werden können. Die Sicherheitselemente können dazu mit Sicherheitsmerkmalen in Form beugungsoptisch wirksamer Mikro- oder Nanostrukturen ausgestattet werden, wie etwa mit konventionellen Prägehologrammen oder anderen hologrammähnlichen Beugungsstrukturen, wie sie beispielsweise in den Druckschriften EP 0 330 733 A1 oder EP 0 064 067 A1 beschrieben sind.Security elements with optically variable elements play a special role here, giving the viewer a different image impression from different viewing angles, since these cannot be reproduced even with high-quality color copying machines. For this purpose, the security elements can be equipped with security features in the form of optically diffractive micro- or nanostructures, such as with conventional embossed holograms or other hologram-like diffraction structures, as described, for example, in the documents EP 0 330 733 A1 or EP 0 064 067 A1 are described.

Es ist auch bekannt, Linsensysteme als Sicherheitsmerkmale einzusetzen. So ist beispielsweise in der Druckschrift EP 0 238 043 A2 ein Sicherheitsfaden aus einem transparenten Material beschrieben, auf dessen Oberfläche ein Raster aus mehreren parallel laufenden Zylinderlinsen eingeprägt ist. Die Dicke des Sicherheitsfadens ist dabei so gewählt, dass sie in etwa der Fokuslänge der Zylinderlinsen entspricht. Auf der gegenüberliegenden Oberfläche ist ein Druckbild registergenau aufgebracht, wobei das Druckbild unter Berücksichtigung der optischen Eigenschaften der Zylinderlinsen gestaltet ist. Aufgrund der fokussierenden Wirkung der Zylinderlinsen und der Lage des Druckbilds in der Fokusebene sind je nach Betrachtungswinkel unterschiedliche Teilbereiche des Druckbilds sichtbar. Durch entsprechende Gestaltung des Druckbilds können damit Informationen eingebracht werden, die lediglich unter bestimmten Blickwinkeln sichtbar sind. Durch eine bestimmte Ausgestaltung des Druckbilds können zwar auch "bewegte" Bilder erzeugt werden. Das Motiv bewegt sich bei Drehung des Dokuments um eine zu den Zylinderlinsen parallel laufende Achse allerdings nur annähernd kontinuierlich von einem Ort auf dem Sicherheitsfaden zu einem anderen Ort.It is also known to use lens systems as security features. For example, in the publication EP 0 238 043 A2 describes a security thread made of a transparent material, on the surface of which a pattern of several parallel cylindrical lenses is embossed. The thickness of the security thread is chosen so that it corresponds approximately to the focal length of the cylindrical lenses. On the opposite surface, a printed image is applied in register, the printed image being designed taking into account the optical properties of the cylindrical lenses. Due to the focusing effect of the cylindrical lenses and the position of the printed image in the focal plane, different sub-areas of the printed image are visible depending on the viewing angle. By designing the print image accordingly, information can be introduced that is only visible from certain viewing angles. "Moving" images can also be generated by a specific configuration of the printed image. When the document is rotated around an axis running parallel to the cylindrical lenses, the motif only moves approximately continuously from one place on the security thread to another place.

Aus der Druckschrift US 5 712 731 A ist die Verwendung einer Moire-Vergrößerungsanordnung als Sicherheitsmerkmal bekannt. Die dort beschriebene Sicherheitsvorrichtung weist eine regelmäßige Anordnung von im Wesentlichen identischen gedruckten Mikrobildern mit einer Größe bis zu 250 µm auf sowie eine regelmäßige zweidimensionale Anordnung von im Wesentlichen identischen sphärischen Mikrolinsen. Die Mikrolinsen-Anordnung weist dabei im Wesentlichen dieselbe Teilung wie die Mikrobildanordnung auf. Wird die Mikrobildanordnung durch die Mikrolinsenanordnung betrachtet, so werden in den Bereichen, in denen die beiden Anordnungen im Wesentlichen im Register stehen, für den Betrachter eine oder mehrere vergrößerte Versionen der Mikrobilder erzeugt.From the publication US 5 712 731 A the use of a moiré magnification arrangement is known as a security feature. The security device described there has a regular arrangement of essentially identical printed microimages with a size of up to 250 μm and a regular two-dimensional arrangement of essentially identical spherical microlenses. The microlens arrangement has essentially the same division as the microimage arrangement. If the micro-image arrangement is viewed through the microlens arrangement, one or more enlarged versions of the micro-images are generated for the viewer in the areas in which the two arrangements are essentially in register.

Aus der Druckschrift US 2002/0012447 A1 ist ein Sicherheitselement mit einer Moiréanordnung aus zwei Rastern bekannt, die in Überlagerung ein Moiréintensitätsprofil erzeugen, wobei eines der Raster aus einem Linsenarray bestehen kann. Des Weiteren können die einzelnen Motivelemente durch eine Variation ihrer Größe und Form auch verschiedene Graustufen repräsentieren. Dadurch kann aus den Mikromotivelementen ein Graustufenbild erzeugt werden kann.From the publication US 2002/0012447 A1 a security element with a moiré arrangement consisting of two grids is known which generates a moiré intensity profile in superimposition, it being possible for one of the grids to consist of a lens array. Furthermore, the individual motif elements can also represent different shades of gray by varying their size and shape. As a result, a grayscale image can be generated from the micromotif elements.

Die prinzipielle Funktionsweise derartiger Moire-Vergrößerungsanordnungen ist in dem Artikel " The moiré magnifier", M.C. Hutley, R. Hunt, R.F. Stevens and P. Savander, Pure Appl. Opt. 3 (1994), pp. 133-142 , beschrieben. Kurz gesagt bezeichnet Moiré-Vergrößerung danach ein Phänomen, das bei der Betrachtung eines Rasters aus identischen Bildobjekten durch ein Linsenraster mit annähernd demselben Rastermaß auftritt. Das dabei entstehende Moirémuster stellt eine Vergrößerung und Drehung der Bildobjekte des Bildrasters dar.The principle of operation of such moiré magnification arrangements is described in the article " The moire magnifier ", MC Hutley, R. Hunt, RF Stevens and P. Savander, Pure Appl. Opt. 3 (1994), pp. 133-142 , described. In short, moiré enlargement then refers to a phenomenon that occurs when viewing a grid of identical image objects through a lenticular grid with approximately the same grid size. The resulting moiré pattern represents an enlargement and rotation of the picture objects of the picture grid.

Die Herstellung der Bildobjektraster erfolgt bei den bekannten Moiré-Vergrößerungsanordnungen mit klassischen Drucktechniken oder auch mittels Prägetechniken mit verschiedenen Weiterverarbeitungsschritten. Sowohl Druck- als auch geeignete Prägetechniken sind allerdings mittlerweile allgemein am Markt verfügbar, so dass solche Moiré-Vergrößerungsanordnungen von Fälschern relativ leicht nachgeahmt werden können.In the known moiré enlargement arrangements, the image object grids are produced using classic printing techniques or else using embossing techniques with various further processing steps. However, both printing and suitable embossing techniques are now generally available on the market, so that such moiré enlargement arrangements can be copied relatively easily by counterfeiters.

Davon ausgehend liegt der Erfindung die Aufgabe zugrunde, die Nachteile des Standes der Technik zu vermeiden und insbesondere ein Sicherheitselement mit einer mikrooptischen Moiré-Vergrößerungsanordnung hoher Fälschungssicherheit anzugeben.Proceeding from this, the object of the invention is to avoid the disadvantages of the prior art and, in particular, to provide a security element with a micro-optical moiré magnification arrangement with a high level of security against forgery.

Diese Aufgabe wird durch das Sicherheitselement mit den Merkmalen des Hauptanspruchs gelöst. Ein Verfahren zum Herstellen eines solchen Sicherheitselements, ein Sicherheitspapier sowie ein Datenträger mit einem solchen Sicherheitselement sind in den nebengeordneten Ansprüchen angegeben. Weiterbildungen der Erfindung sind Gegenstand der Unteransprüche.This object is achieved by the security element with the features of the main claim. A method for producing such a security element, a security paper and a data carrier with such a security element are specified in the independent claims. Developments of the invention are the subject of the dependent claims.

Nach der Erfindung enthält ein gattungsgemäßes Sicherheitselement eine mikrooptische Moiré-Vergrößerungsanordnung mit

  • einem Motivbild, das aus einer planaren periodischen oder zumindest lokal periodischen Anordnung einer Mehrzahl von Mikromotivelementen besteht, und
  • einer planaren periodischen oder zumindest lokal periodischen Anordnung einer Mehrzahl von Mikrofokussierelementen zur Moirevergrößerten Betrachtung der Mikromotivelemente des Motivbilds.
According to the invention, a generic security element includes a micro-optical moiré magnification arrangement
  • a motif image consisting of a planar periodic or at least locally periodic arrangement of a plurality of micromotif elements, and
  • a planar periodic or at least locally periodic arrangement of a plurality of microfocusing elements for moiré-enlarged viewing of the micromotif elements of the motif image.

Das Motivbild enthält dabei zwei oder mehr Teilbereiche mit sich in ihrem Kontrast voneinander unterscheidenden Mikromotivelementen, wobei die Form der Teilbereiche eine durch die Kontrastunterschiede der Mikromotivelemente erkennbare makroskopische Bildinformation in Form von Zeichen, Mustern oder Codierungen bildet.The motif image contains two or more subareas with their contrasting micromotif elements, the shape of the subareas forming macroscopic image information recognizable by the contrast differences of the micromotif elements in the form of characters, patterns or codes.

Die Erfindung beruht dabei auf dem Gedanken, durch eine kontrollierte individuelle Variation des Kontrasts der Mikromotivelemente eine zusätzliche makroskopisch erkennbare Bildinformation und damit ein Sicherheitsmerkmal höherer Stufe in das Sicherheitselement zu integrieren. Wie aus der nachfolgenden Darstellung deutlich wird, lässt sich diese makroskopische Bildinformation ohne zusätzliche Arbeitsschritte, wie etwa der Demetallisierung metallischer Deckschichten, und damit besonders wirtschaftlich erzeugen.The invention is based on the idea of integrating additional macroscopically recognizable image information and thus a security feature of a higher level into the security element through a controlled individual variation of the contrast of the micromotif elements. As is clear from the following illustration, this macroscopic image information can be generated without additional work steps, such as the demetallization of metallic cover layers, and is therefore particularly economical.

Unter einer makroskopisch erkennbaren Bildinformation wird vorliegend eine ohne optische Hilfsmittel mit bloßem Auge erkennbare Bildinformation verstanden. Vorzugsweise haben sogar die Teilbereiche selbst jeweils Abmessungen von 0,1 mm oder mehr.In the present case, macroscopically recognizable image information is understood to mean image information recognizable with the naked eye without optical aids. Preferably, even the partial areas themselves each have dimensions of 0.1 mm or more.

In einer ersten vorteilhaften Erfindungsvariante bilden die Umrisse der Teilbereiche die makroskopische Bildinformation, während in einer zweiten ebenfalls vorteilhaften Erfindungsvariante die Teilbereiche jeweils Bereiche gleicher Helligkeitsstufe in einem Halbtonbild darstellen. Im letzteren Fall müssen nicht die Teilbereiche selbst, sondern lediglich das durch sie gebildete Halbtonbild mit bloßem Auge erkennbar sein, um eine makroskopische Bildinformation zu bilden.In a first advantageous variant of the invention, the outlines of the partial areas form the macroscopic image information, while in a second likewise advantageous variant of the invention the partial areas each represent areas of the same brightness level in a halftone image. In the latter case, it is not the partial areas themselves, but only the halftone image formed by them that can be seen with the naked eye in order to form macroscopic image information.

Die Mikromotivelemente der Teilbereiche weisen jeweils dieselbe Form auf.The micromotif elements of the partial areas each have the same shape.

Die Kontrastunterschiede der Mikromotivelemente sind durch eine Variation der Strichbreite und/oder der Strichtiefe und/oder der Farbe der Mikromotivelemente erzeugt.The contrast differences of the micromotif elements are generated by varying the line width and / or the line depth and / or the color of the micromotif elements.

Die Anzahl der auftretenden Kontrastabstufungen der Mikromotivelemente ist grundsätzlich beliebig. Allerdings ist in vielen Fällen die makroskopische Bildinformation bei einer geringen Anzahl an Kontrastabstufungen leichter erkennbar. Die Mikromotivelemente in den Teilbereichen liegen daher vorzugsweise in zwei, drei, vier oder fünf Kontrastabstufungen vor.The number of contrast gradations of the micromotif elements that occur is basically arbitrary. In many cases, however, the macroscopic image information can be recognized more easily with a small number of contrast gradations. The micromotif elements in the partial areas are therefore preferably in two, three, four or five contrast gradations.

Die Kontrastübergänge zwischen benachbarten Teilbereichen können diskontinuierlich sein, so dass sich der Kontrast von einem Teilbereich zum nächsten sprunghaft ändert. Die Kontrastübergänge können aber auch kontinuierlich sein, um beispielsweise einen sich langsam ändernden Kontrastverlauf zu erzeugen. Kontinuierliche Kontrastübergänge schließen dabei insbesondere quasi-kontinuierliche Kontrastübergänge mit kleinen, für das Auge nicht oder kaum wahrnehmbaren Konstrastunterschieden zwischen benachbarten Teilbereichen ein.The contrast transitions between adjacent partial areas can be discontinuous, so that the contrast changes abruptly from one partial area to the next. The contrast transitions can, however, also be continuous, for example in order to produce a slowly changing contrast curve. Continuous contrast transitions include, in particular, quasi-continuous contrast transitions with small contrast differences between adjacent subregions that are invisible or hardly noticeable to the eye.

In manchen Gestaltungen bietet es sich an, in zumindest einem Teilbereich den Kontrast der Mikromotivelemente sehr gering zu halten. Im Extremfall kann der Kontrast der Mikromotivelemente sogar verschwinden.In some designs, it makes sense to keep the contrast of the micromotif elements very low in at least one partial area. In extreme cases, the contrast of the micromotif elements can even disappear.

Die lateralen Abmessungen der Mikromotivelemente und der Mikrofokussierelemente liegen vorzugsweise unterhalb von etwa 100 µm, bevorzugt zwischen etwa 5 µm und etwa 50 µm, besonders bevorzugt zwischen etwa 10 µm und etwa 35 µm.The lateral dimensions of the micromotif elements and the microfocusing elements are preferably below approximately 100 μm, preferably between approximately 5 μm and approximately 50 μm, particularly preferably between approximately 10 μm and approximately 35 μm.

In einer Weiterbildung der Erfindung sind die Mikromotivelemente in den Teilbereichen jeweils in Form eines Rasters angeordnet, wobei sich die Rasteranordnungen in verschiedenen Teilbereichen in zumindest einem Rasterparameter, insbesondere in der Rasterweite, der Rasterorientierung oder der Gittersymmetrie des Rasters unterscheiden.In a development of the invention, the micromotif elements are each arranged in the form of a grid in the partial areas, the grid arrangements in different partial areas differing in at least one grid parameter, in particular in the grid width, the grid orientation or the grid symmetry of the grid.

In diesem Fall ist die Mikrofokussierelementanordnung vorzugsweise ebenfalls in Teilbereiche unterteilt, in denen die Anordnung der Mikrofokussierelemente jeweils auf die Rasteranordnung des zugehörigen Teilbereichs der Mikromotivelemente abgestimmt ist.In this case, the microfocusing element arrangement is preferably also subdivided into subregions in which the arrangement of the microfocusing elements is matched to the grid arrangement of the associated subregion of the micromotif elements.

In einer bevorzugten Ausgestaltung des erfindungsgemäßen Sicherheitselements ist die makroskopische Bildinformation in Durchsicht erkennbar.In a preferred embodiment of the security element according to the invention, the macroscopic image information can be seen through.

Die Anordnung von Mikromotivelementen und die Anordnung von Mikrofokussierelementen bilden zumindest lokal jeweils ein zweidimensionales Bravais-Gitter, wobei die Anordnung von Mikromotivelementen und/oder die Anordnung von Mikrofokussierelementen ein Bravais-Gitter mit der Symmetrie eines Parallelogramm-Gitters bildet.The arrangement of micromotif elements and the arrangement of microfocusing elements each form a two-dimensional Bravais grating at least locally, the arrangement of micromotif elements and / or the arrangement of microfocusing elements forming a Bravais grating with the symmetry of a parallelogram grating.

Das Motivbild und die Anordnung von Mikrofokussierelementen sind zweckmäßig an gegenüberliegenden Flächen einer optischen Abstandsschicht angeordnet. Die Abstandsschicht kann beispielsweise eine Kunststofffolie und/ oder eine Lackschicht umfassen.The motif image and the arrangement of microfocusing elements are expediently arranged on opposite surfaces of an optical spacer layer. The spacer layer can comprise, for example, a plastic film and / or a lacquer layer.

Die Mikrofokussierelemente der Moiré-Vergrößerungsanordnung können als transmissive, refraktive oder diffraktive Linsen oder als eine Mischform dieser Linsentypen vorliegen. Vorzugsweise sind sie durch nicht-zylindrische Mikrolinsen, insbesondere durch Mikrolinsen mit einer kreisförmigen oder polygonal begrenzten Basisfläche gebildet. Die Anordnung von Mikrofokussierelementen kann darüber hinaus mit einer Schutzschicht versehen sein, deren Brechungsindex vorzugsweise um mindestens 0,3 von dem Brechungsindex der Mikrofokussierelemente abweicht. Neben dem Schutz vor Umwelteinflüssen verhindert eine derartige Schutzschicht auch, dass sich die Mikrofokussierelement-Anordnung leicht abformen lässt. Werden die Mikrofokussierelemente etwa aus Lacken mit einem Brechungsindex von 1,2 bis 1,5 hergestellt, bieten sich als Schutzschichten beispielsweise mit Nanopartikeln aus Titanoxid gefüllte Lacke an, die mit Brechungsindizes zwischen 1,7 und 2 kommerziell erhältlich sind.The microfocusing elements of the moiré magnification arrangement can be present as transmissive, refractive or diffractive lenses or as a mixed form of these lens types. They are preferably formed by non-cylindrical microlenses, in particular by microlenses with a circular or polygonally limited base area. The arrangement of microfocusing elements can also be provided with a protective layer, the refractive index of which preferably deviates by at least 0.3 from the refractive index of the microfocusing elements. In addition to protection against environmental influences, such a protective layer also prevents the microfocusing element arrangement from being easily molded. If the microfocusing elements are made of lacquer with a refractive index manufactured from 1.2 to 1.5 are suitable as protective layers, for example lacquers filled with nanoparticles of titanium oxide, which are commercially available with refractive indices between 1.7 and 2.

Die Mikromotivelemente liegen bevorzugt in Form von Mikrozeichen oder Mikromustern vor. Insbesondere können die Mikromotivelemente in einer Druckschicht vorliegen. Es versteht sich, dass die Mikromotivelemente zur Erzeugung des Moire-Vergrößerungseffekts weitgehend identisch sein müssen. Jedoch liegt auch eine langsame, insbesondere periodisch modulierte Veränderung des Erscheinungsbilds der Mikromotivelemente und damit auch der vergrößerten Bilder ebenfalls im Rahmen der Erfindung. Auch können einzelne oder ein Teil der Mikromotivelemente mit Zusatzinformationen ausgestattet sein, die im vergrößerten Moiré-Bild nicht in Erscheinung treten, die jedoch als zusätzliches Echtheitskennzeichen eingesetzt werden können.The micro motif elements are preferably in the form of micro characters or micro patterns. In particular, the micromotif elements can be present in a print layer. It goes without saying that the micromotif elements for generating the moiré magnification effect have to be largely identical. However, a slow, in particular periodically modulated change in the appearance of the micromotif elements and thus also in the enlarged images is also within the scope of the invention. Individual or a part of the micromotif elements can also be provided with additional information which does not appear in the enlarged moiré image, but which can be used as an additional authenticity indicator.

Die Gesamtdicke des Sicherheitselements liegt mit Vorteil unterhalb von 50 µm, was sicherstellt, dass dieses für die Verwendung in Sicherheitspapier, Wertdokumenten oder dergleichen gut geeignet ist.The total thickness of the security element is advantageously below 50 μm, which ensures that it is well suited for use in security paper, value documents or the like.

Das Sicherheitselement selbst stellt bevorzugt einen Sicherheitsfaden, einen Aufreißfaden, ein Sicherheitsband, einen Sicherheitsstreifen, einen Patch oder ein Etikett zum Aufbringen auf ein Sicherheitspapier, Wertdokument oder dergleichen dar. In einer vorteilhaften Ausgestaltung kann das Sicherheitselement einen transparenten oder ausgesparten Bereich eines Datenträgers überspannen, beispielsweise einen Fensterbereich einer Banknote. Dabei können auf unterschiedlichen Seiten des Datenträgers unterschiedliche Erscheinungsbilder realisiert werden.The security element itself preferably represents a security thread, a tear thread, a security tape, a security strip, a patch or a label for application to a security paper, security document or the like. In an advantageous embodiment, the security element can span, for example, a transparent or recessed area of a data carrier a window area of a banknote. Different appearances can be realized on different sides of the data carrier.

Die Erfindung enthält auch ein Verfahren zum Herstellen eines Sicherheitselements der oben beschriebenen Art mit einer mikrooptischen Moiré-Vergrößerungsanordnung, bei dem ein Motivbild, das aus einer planaren periodischen oder zumindest lokal periodischen Anordnung einer Mehrzahl von Mikromotivelementen besteht, und eine planare periodische oder zumindest lokal periodische Anordnung einer Mehrzahl von Mikrofokussierelementen so angeordnet werden, dass die Mikromotivelemente bei Betrachtung durch die Mikrofokussierelemente vergrößert erkennbar sind, wobei das Motivbild mit zwei oder mehr Teilbereichen mit sich in ihrem Kontrast voneinander unterscheidenden Mikromotivelementen derart ausgebildet wird, dass die Form der Teilbereiche eine durch die Kontrastunterschiede der Mikromotivelemente erkennbare makroskopische Bildinformation in Form von Zeichen, Mustern oder Codierungen bildet.The invention also includes a method for producing a security element of the type described above with a micro-optical moiré magnification arrangement, in which a motif image, which consists of a planar periodic or at least locally periodic arrangement of a plurality of micromotif elements, and a planar periodic or at least locally periodic An arrangement of a plurality of microfocusing elements can be arranged such that the micromotif elements can be seen enlarged when viewed through the microfocusing elements, the motif image being formed with two or more sub-areas with micromotif elements differing in their contrast, such that the shape of the sub-areas is one due to the contrast differences of the micromotif elements forms recognizable macroscopic image information in the form of characters, patterns or codes.

Ein erfindungsgemäßes Sicherheitspapier für die Herstellung von Sicherheits- oder Wertdokumenten, wie Banknoten, Schecks, Ausweiskarten, Urkunden oder dergleichen, ist mit einem Sicherheitselement der oben beschriebenen Art ausgestattet. Das Sicherheitspapier kann insbesondere ein Trägersubstrat aus Papier oder Kunststoff umfassen.A security paper according to the invention for the production of security or value documents, such as banknotes, checks, identity cards, certificates or the like, is equipped with a security element of the type described above. The security paper can in particular comprise a carrier substrate made of paper or plastic.

Die Erfindung enthält auch einen Datenträger, insbesondere einen Markenartikel, ein Wertdokument oder dergleichen, mit einem Sicherheitselement der oben beschriebenen Art. Das Sicherheitselement kann dabei insbesondere in einem Fensterbereich, also einem transparenten oder ausgesparten Bereich des Datenträgers, angeordnet sein.The invention also includes a data carrier, in particular a branded article, a document of value or the like, with a security element of the type described above. The security element can in particular be arranged in a window area, ie a transparent or recessed area of the data carrier.

Weitere Ausführungsbeispiele sowie Vorteile der Erfindung werden nachfolgend anhand der Figuren erläutert. Zur besseren Anschaulichkeit wird in den Figuren auf eine maßstabs- und proportionsgetreue Darstellung verzichtet.Further exemplary embodiments and advantages of the invention are explained below with reference to the figures. For the sake of clarity, the figures are not drawn to scale and proportion.

Es zeigen:

Fig. 1
eine schematische Darstellung einer Banknote mit einem eingebetteten Sicherheitsfaden und einem über einem Durchsichtsbereich angeordneten Durchsichtssicherheitselement,
Fig. 2
schematisch den Schichtaufbau eines erfindungsgemäßen Sicherheitselements im Querschnitt,
Fig. 3
in (a) das Motivbild eines nicht erfindungsgemäßen Sicherheitselements in Aufsicht, in (b) das Erscheinungsbild des Sicherheitselements bei Betrachtung in Aufsicht und in (c) das Erscheinungsbild des Sicherheitselements bei Betrachtung in Durchsicht,
Fig. 4
Mikromotivelemente in Ausschnitten aus Teilbereichen von Motivbildern, wobei (a) und (b) den in Fig. 3(a) gezeigten Ausschnitten entsprechen, und (c) bis (e) Abwandlungen des in (b) dargestellten Rasters zeigen,
Fig. 5
ein nicht erfindungsgemäßes Durchsichtssicherheitselement nach einem weiteren illustrierenden Beispiel, wobei (a) eine schematische Aufsicht auf das Motivbild des Durchsichtssicherheitselements, (b) den visuellen Eindruck bei Betrachtung des Motivbilds in Aufsicht und (c) den visuellen Eindruck bei Betrachtung in Durchsicht zeigt, und
Fig. 6
den visuellen Eindruck bei Betrachtung eines nicht erfindungsgemäßen Sicherheitselements nach einem weiteren illustrierenden Beispiel in Aufsicht.
Show it:
Fig. 1
1 shows a schematic illustration of a banknote with an embedded security thread and a see-through security element arranged above a see-through area,
Fig. 2
schematically the layer structure of a security element according to the invention in cross section,
Fig. 3
in (a) the motif image of a security element not according to the invention in supervision, in (b) the appearance of the security element when viewed in supervision and in (c) the appearance of the security element when viewed in transparency,
Fig. 4
Micromotif elements in sections from partial areas of motif images, whereby (a) and (b) the in Fig. 3 (a) correspond to the sections shown, and (c) to (e) show modifications of the grid shown in (b),
Fig. 5
a see-through security element not according to the invention according to a further illustrative example, wherein (a) shows a schematic view of the motif image of the see-through security element, (b) shows the visual impression when the motif image is viewed in supervision and (c) shows the visual impression when viewed in review, and
Fig. 6
the visual impression when viewing a security element according to another illustrative example in supervision.

Die Erfindung wird nun am Beispiel eines Sicherheitselements für eine Banknote erläutert. Fig. 1 zeigt dazu eine schematische Darstellung einer Banknote 10, die mit zwei Sicherheitselementen 12 und 16 nach Ausführungsbeispielen der Erfindung versehen ist. Das erste Sicherheitselement stellt dabei einen Sicherheitsfaden 12 dar, der an bestimmten Fensterbereichen 14 an der Oberfläche der Banknote 10 hervortritt, während er in den dazwischen liegenden Bereichen im Inneren der Banknote 10 eingebettet ist. Das zweite Sicherheitselement ist in Form eines Durchsichtssicherheitselementes 16 ausgebildet, das über einem Durchsichtsbereich 18, etwa einem Fensterbereich oder einer durchgehenden Öffnung der Banknote 10 angeordnet ist.The invention will now be explained using the example of a security element for a banknote. Fig. 1 shows a schematic representation of a bank note 10 which is provided with two security elements 12 and 16 according to embodiments of the invention. The first security element represents a security thread 12 which emerges from certain window areas 14 on the surface of the bank note 10, while it is embedded in the areas in between inside the bank note 10. The second security element is in the form of a see-through security element 16, which is arranged above a see-through area 18, for example a window area or a continuous opening of the banknote 10.

Sowohl der Sicherheitsfaden 12 als auch das Durchsichtssicherheitselement 16 können eine Moiré-Vergrößerungsanordnung mit einer zusätzlichen makroskopischen Bildinformation nach einem Ausführungsbeispiel der Erfindung enthalten. Zunächst wird die prinzipielle Funktionsweise erfindungsgemäßer mikrooptischer Moire-Vergrößerungsanordnungen mit Bezug auf die Fig. 2 kurz erläutert.Both the security thread 12 and the see-through security element 16 can contain a moiré magnification arrangement with additional macroscopic image information according to an exemplary embodiment of the invention. First, the principle of operation of micro-optical moiré magnification arrangements according to the invention with reference to the Fig. 2 briefly explained.

Fig. 2 zeigt schematisch den Schichtaufbau eines erfindungsgemäßen Sicherheitselements 20 im Querschnitt, wobei nur die für die Erläuterung des Funktionsprinzips erforderlichen Teile des Schichtaufbaus dargestellt sind. Das Sicherheitselement 20 enthält eine optische Abstandsschicht 22, deren Oberseite mit einer regelmäßigen Anordnung von Mikrolinsen 24 versehen ist. Die Anordnung der Mikrolinsen 24 bildet dabei bereichsweise jeweils ein Raster mit vorgewählten Rasterparametern, wie Rasterweite, Rasterorientierung und Gittersymmetrie. Die Gittersymmetrie wird durch ein zweidimensionales Bravais-Gitter beschrieben, wobei für die nachfolgende Erläuterung der Einfachheit halber von einer hexagonalen Symmetrie ausgegangen wird, auch wenn das Bravais-Gitter nach der Erfindung eine niedrigere Symmetrie und damit eine allgemeinere Form aufweist. Fig. 2 schematically shows the layer structure of a security element 20 according to the invention in cross section, only the parts of the layer structure required for the explanation of the functional principle being shown. The security element 20 contains an optical spacer layer 22, the upper side of which is provided with a regular arrangement of microlenses 24. The arrangement of the microlenses 24 forms a grid with preselected grid parameters, such as grid width, grid orientation and grid symmetry. The lattice symmetry is described by a two-dimensional Bravais lattice, with a hexagonal symmetry being assumed for the sake of simplicity, even if the Bravais lattice according to the invention has a lower symmetry and thus a more general shape.

Auf der Unterseite der Abstandsschicht 22 ist eine Motivschicht 26 angeordnet, die eine ebenfalls rasterförmige Anordnung gleichartiger Mikromotivelemente 28 enthält. Auch die Anordnung der Mikromotivelemente 28 wird durch ein zweidimensionales Bravais-Gitter mit einer vorgewählten Symmetrie beschrieben, wobei zur Illustration wieder eine hexagonale Gittersymmetrie angenommen wird. Wie in Fig. 2 durch den Versatz der Mikromotivelemente 28 gegenüber den Mikrolinsen 24 angedeutet, unterscheidet sich das Bravais-Gitter der Mikromotivelemente 28 in seiner Symmetrie und/oder in der Größe der Gitterparameter geringfügig von dem Bravais-Gitter der Mikrolinsen 24, um den gewünschten Moiré-Vergrößerungseffekt zu erzeugen.A motif layer 26 is arranged on the underside of the spacer layer 22 and also contains a grid-like arrangement of similar micromotif elements 28. The arrangement of the micromotif elements 28 is also described by a two-dimensional Bravais grating with a preselected symmetry, with a hexagonal grating symmetry again being assumed for illustration. As in Fig. 2 Indicated by the offset of the micromotif elements 28 relative to the microlenses 24, the Bravais lattice of the micromotif elements 28 differs slightly in its symmetry and / or in the size of the lattice parameters from the Bravais lattice of the microlenses 24 in order to produce the desired moiré magnification effect ,

Der Abstand benachbarter Mikrolinsen 24 ist vorzugsweise so gering wie möglich gewählt, um eine möglichst hohe Flächendeckung und damit eine kontrastreiche Darstellung zu gewährleisten. Die sphärisch oder asphärisch ausgestalteten Mikrolinsen 24 weisen einen Durchmesser zwischen 5 µm und 50 µm, vorzugsweise lediglich zwischen 10 µm und 35 µm auf und sind daher mit bloßem Auge nicht zu erkennen. Die Gitterperiode und der Durchmesser der Mikromotivelemente 28 liegen dabei in derselben Größenordnung wie die der Mikrolinsen 24, also im Bereich von 5 µm bis 50 µm, vorzugsweise von 10 µm bis 35 µm, so dass auch die Mikromotivelemente 28 selbst mit bloßem Auge nicht zu erkennen sind.The distance between adjacent microlenses 24 is preferably chosen to be as small as possible in order to ensure the greatest possible area coverage and thus a high-contrast display. The spherical or aspherical microlenses 24 have a diameter between 5 microns and 50 microns, preferably only between 10 microns and 35 microns and are therefore not visible to the naked eye. The grating period and the diameter of the micromotif elements 28 are of the same order of magnitude as that of the microlenses 24, that is to say in the range from 5 μm to 50 μm, preferably from 10 μm to 35 μm, so that the micromotif elements 28 cannot be seen even with the naked eye are.

Die optische Dicke der Abstandsschicht 22 und die Brennweite der Mikrolinsen 24 sind so aufeinander abgestimmt, dass die Mikromotivelemente 28 sich in etwa im Abstand der Linsenbrennweite befinden. Aufgrund der sich geringfügig unterscheidenden Gitterparameter sieht der Betrachter bei Betrachtung des Sicherheitselements 20 von oben durch die Mikrolinsen 24 hindurch jeweils einen etwas anderen Teilbereich der Mikromotivelemente 28, so dass die Vielzahl der Mikrolinsen insgesamt ein vergrößertes Bild der Mikromotivelemente 28 erzeugt.The optical thickness of the spacer layer 22 and the focal length of the microlenses 24 are coordinated with one another in such a way that the micromotif elements 28 are approximately at the distance from the lens focal length. Due to the slightly different grating parameters, the viewer sees a somewhat different sub-area of the micromotif elements 28 when the security element 20 is viewed from above through the microlenses 24, so that the multitude of microlenses as a whole produces an enlarged image of the micromotif elements 28.

Die resultierende Moiré-Vergrößerung hängt dabei von dem relativen Unterschied der Gitterparameter der verwendeten Bravais-Gitter ab. Unterscheiden sich beispielsweise die Gitterperioden zweier hexagonaler Gitter um 1%, so ergibt sich eine 100-fache Moiré-Vergrößerung. Für eine ausführlichere Darstellung der Funktionsweise und Anordnungen der Mikromotivelemente und der Mikrolinsen wird auf die ebenfalls anhängige deutsche Patentanmeldung 10 2005 062 132.5 verwiesen, deren Offenbarungsgehalt insoweit in die vorliegende Anmeldung aufgenommen wird.The resulting moiré magnification depends on the relative difference in the lattice parameters of the Bravais grids used. If, for example, the lattice periods of two hexagonal lattices differ by 1%, the result is a 100-fold moiré magnification. For a more detailed description of the functioning and arrangements of the micromotif elements and the microlenses, reference is also made to the pending German patent application 10 2005 062 132.5 referenced, the disclosure content of which is included in the present application.

Bei derartigen Moiré-Vergrößerungsanordnungen ist das Motivbild nun nach der Erfindung mit zwei oder mehr Teilbereichen ausgebildet, die jeweils sich in ihrem Kontrast voneinander unterscheidende Mikromotivelemente enthalten und deren Form eine durch die Kontrastunterschiede der Mikromotivelemente erkennbare makroskopische Bildinformation in Form von Zeichen, Mustern oder Codierungen bildet.In such moiré magnification arrangements, the motif image is now designed according to the invention with two or more partial areas, each of which contains micromotif elements that differ from one another in contrast and whose shape forms macroscopic image information in the form of characters, patterns or codes that can be recognized by the contrast differences of the micromotif elements ,

Fig. 3(a) zeigt dazu eine schematische Aufsicht auf das Motivbild 30 eines Durchsichtssicherheitselements nach einem illustrierenden Beispiel, das in der vorstehend erläuterten Weise über eine optische Abstandschicht 22 mit einem Mikrolinsenarray 24 verbunden ist. Das Motivbild 30 enthält eine Mehrzahl von Mikromotivelementen 36, 38 mit identischer Form, aber lokal unterschiedlichem Kontrast. Der unterschiedliche Kontrast entsteht im Ausführungsbeispiel dadurch, dass die Mikromotivelemente 36 in einem ersten Teilbereich 32 des Motivbilds 30 mit geringer Strichstärke ausgebildet sind, während die Mikromotivelemente 38 eines zweiten Teilbereichs 34 mit großer Strichstärke ausgebildet sind. Fig. 3 (a) shows a schematic top view of the motif image 30 of a see-through security element according to an illustrative example, which is connected in the manner explained above via an optical spacer layer 22 to a microlens array 24. The motif image 30 contains a plurality of micromotif elements 36, 38 with an identical shape but a different local contrast. The different contrast in the exemplary embodiment arises from the fact that the micromotif elements 36 are formed in a first partial area 32 of the motif image 30 with a small stroke width, while the micromotif elements 38 of a second partial area 34 are formed with a large stroke width.

Die Mikromotivelemente 36, 38 der beiden Teilbereiche sind mit identischer Form, im Beispiel in Gestalt eines 5-zackigen Sterns, aber unterschiedlicher Strichdicke ausgebildet. Entsprechend ergeben sich bei Betrachtung des Motivbilds 30 durch das Mikrolinsenarray 24, wie sie in der Auflichtsituation der Fig. 3(b) dargestellt ist, lokal unterschiedlich kontrastierende vergrößerte Bilder 46 bzw. 48. Bei einer angenommenen 100-fachen Moiré-Vergrößerung des Durchsichtssicherheitselements sind die Abmessungen der Bilder 46, 48 dann 100-mal größer als die Abmessungen der Mikromotivelemente 36, 38.The micromotif elements 36, 38 of the two subregions are of identical shape, in the example in the form of a 5-pointed star, but of different line thickness. Correspondingly, when the motif image 30 is viewed through the microlens array 24, as is the case in the incident light situation Fig. 3 (b) is shown, locally differently contrasting enlarged images 46 and 48. Assuming 100 times moiré magnification of the see-through security element, the dimensions of the images 46, 48 are then 100 times larger than the dimensions of the micromotif elements 36, 38.

Für den Betrachter sind bei der Auflicht-Betrachtungssituation der Fig. 3(b) zwei sich überlagernde optische Effekte erkennbar:

  • Zum einen nimmt der Betrachter den Moiré-Vergrößerungseffekt mit vergrößerten Bildern 46, 48 der Mikromotivelemente 36, 38 wahr, der mit den von Moiré-Vergrößerungsanordnungen bekannten Bewegungseffekten beim Verkippen des Sicherheitselements verbunden ist. Beispielsweise können das Motivbild 30 und das Mikrolinsenarray 24 auf das Auftreten eines orthoparallaktischen Bewegungseffekts ausgelegt sein, bei dem sich die vergrößerten Bilder 46, 48 senkrecht zur Kipprichtung bewegen und nicht parallel zur Kipprichtung, wie man intuitiv erwarten würde. Je nach Wahl der Brennweiten der Mikrolinsen 24 sowie der Differenz der Gitterparameter können die Bilder 46, 48 auch vor oder hinter der Bildebene des Sicherheitselements zu schweben scheinen.
For the viewer, in the incident light viewing situation, the Fig. 3 (b) two overlapping optical effects can be seen:
  • On the one hand, the viewer perceives the moiré enlargement effect with enlarged images 46, 48 of the micromotif elements 36, 38, which is associated with the movement effects known from moiré enlargement arrangements when the security element is tilted. For example, the motif image 30 and the microlens array 24 can be designed for the occurrence of an orthoparallactic movement effect in which the enlarged images 46, 48 move perpendicular to the tilt direction and not parallel to the tilt direction, as one would intuitively expect. Depending on the choice of the focal lengths of the microlenses 24 and the difference in the grating parameters, the images 46, 48 can also appear to float in front of or behind the image plane of the security element.

Der zweite optische Effekt wird durch die makroskopische Variation des Kontrasts der Moiré-vergrößerten Bilder 46, 48 in den Teilbereichen 32 bzw. 34 gebildet. Dieser optische Effekt führt zur Darstellung einer, bezogen auf die Ebene des Sicherheitselements, ortsfesten makroskopischen Bildinformation, die im Beispiel durch den in Fig. 3(b) deutlich erkennbaren Umriss des Buchstabens "A" gebildet ist.The second optical effect is formed by the macroscopic variation of the contrast of the moiré-enlarged images 46, 48 in the partial areas 32 and 34, respectively. This optical effect leads to the representation of macroscopic image information which is stationary with respect to the level of the security element and which in the example is represented by the in Fig. 3 (b) clearly recognizable outline of the letter "A" is formed.

Wird das Motivbild 30 des Durchsichtssicherheitselements andererseits durch die Mikromotivelementanordnung betrachtet, wie in Fig. 3(c) als Durchlichtsituation dargestellt, so ist nur der ortsfeste Kontrastunterschied der Teilbereiche 32 und 34 erkennbar. Ein Moiré-Vergrößerungseffekt tritt bei dieser Betrachtungssituation nicht auf, für den Betrachter ergibt sich somit der Bildeindruck eines dunklen Buchstabens "A" vor hellem Hintergrund, wie in Fig. 3(c) gezeigt.On the other hand, the motif image 30 of the see-through security element is viewed through the micromotif element arrangement, as in FIG Fig. 3 (c) Shown as a transmitted light situation, only the fixed contrast difference of the partial areas 32 and 34 can be seen. A moiré enlargement effect does not occur in this viewing situation, so the viewer has the impression of a dark letter "A" against a light background, as in Fig. 3 (c) shown.

Anstelle oder zusätzlich zur Strichbreite kann auch die Strichtiefe und/ oder die Farbe der Mikromotivelemente in den Teilbereichen variiert werden, um eine unterschiedliche Kontrastwirkung zu erhalten. Neben diskontinuierlichen Kontrastübergängen mit einer sprunghaften Änderung des Kontrasts können auch kontinuierliche Kontrastübergänge verwirklicht werden, beispielsweise durch eine kontinuierliche Zunahme oder Abnahme der Strichbreite der Mikromotivelemente.Instead of or in addition to the line width, the line depth and / or the color of the micromotif elements in the partial areas can also be varied in order to obtain a different contrast effect. In addition to discontinuous contrast transitions with a sudden change in the contrast, continuous contrast transitions can also be achieved, for example by continuously increasing or decreasing the line width of the micromotif elements.

Die Anzahl der unterschiedlichen Kontrastabstufungen in einem Motivbild ist prinzipiell beliebig. Eine begrenzte Anzahl von Kontrastabstufungen führt aber in vielen Anwendungsfällen zu einer leichteren Erkennbarkeit der makroskopischen Information, so dass gegenwärtig Gestaltungen mit zwei bis fünf Kontrastabstufungen bevorzugt sind.In principle, the number of different contrast gradations in a subject image is arbitrary. However, a limited number of contrast gradations leads to easier recognition of the macroscopic information in many applications, so that designs with two to five contrast gradations are currently preferred.

In den Teilbereichen 32,34, in denen sich die Mikromotivelemente im Kontrast voneinander unterscheiden, können zusätzlich auch die Raster, in denen die jeweiligen Mikromotivelemente angeordnet sind, unterschiedlich ausgebildet sein, wie anhand der Fig. 4 illustriert.In the subregions 32, 34, in which the micromotif elements differ from one another in contrast, the rasters in which the respective micromotif elements are arranged can also be designed differently, as shown in FIG Fig. 4 illustrated.

Die Figuren 4(a) und 4(b) zeigen dabei zunächst nochmals die Mikromotivelemente 36 bzw. 38 in den Ausschnitten 42 bzw. 44 der Fig. 3(a), die beide für die Erläuterung der Einfachheit halber in einem nicht erfindungsgemäßen Raster mit hexagonaler Gittersymmetrie angeordnet sind. Bei gleich bleibender Gestaltung der Rasteranordnung im Teilbereich 32 (Fig. 4(a)) können die Mikromotivelemente 38 des Teilbereichs 34 dann beispielsweise in einem hexagonalen Raster größerer Rasterweite angeordnet werden, wie in Fig. 4(c) dargestellt, in einem hexagonalen Raster gleicher Rasterweite, aber unterschiedlicher Orientierung, wie in Fig. 4(d) gezeigt, oder in einem Raster mit anderer, beispielsweise nicht erfindungsgemäßer quadratischer Gittersymmetrie, wie in Fig. 4(e) gezeigt. Selbstverständlich kann auch mehr als ein Rasterparameter gleichzeitig variiert werden.The Figures 4 (a) and 4 (b) initially show the micromotif elements 36 and 38 in the cutouts 42 and 44 of FIG Fig. 3 (a) , both of which are arranged for the sake of simplicity in a grid with hexagonal lattice symmetry not according to the invention. If the grid arrangement in sub-area 32 remains the same ( Fig. 4 (a) ), the micromotif elements 38 of the partial area 34 can then be arranged, for example, in a hexagonal grid with a larger grid width, as in FIG Fig. 4 (c) shown in a hexagonal grid of the same grid size but different orientation, as in Fig. 4 (d) shown, or in a grid with a different, for example not square inventive grid symmetry, as in Fig. 4 (e) shown. Of course, more than one raster parameter can also be varied at the same time.

Die Rasteranordnung der zugehörigen Mikrolinsen 24 ist zweckmäßig auf die Rasteranordnung der Mikromotivelemente 36,38 in den jeweiligen Teilbereichen abgestimmt. Durch die Variation der Rasterparameter kann so die oben beschriebene ortsfeste Kontrastvariation durch einen weiteren optischen Effekt erweitert werden, nämlich durch eine Variation des primären Moiré-Vergrößerungseffekts in den verschiedenen Teilbereichen 32,34. Beispielsweise kann der in Fig. 3 das Innere des Buchstabens "A" darstellende Teilbereich 34 eine andere Moire-Vergrößerung aufweisen als der Teilbereich 32, so dass die Motivelemente dort nicht nur mit anderem Kontrast, sondern auch in anderer Vergrößerung erscheinen. In einer anderen Variante können sich die Bewegungseffekte in den Teilbereichen 32,34 voneinander unterscheiden, so dass sich die vergrößerten Bilder 46, 48 beim Verkippen des Sicherheitselements in den Teilbereichen 32, 34 in verschiedene Richtungen bewegen.The grid arrangement of the associated microlenses 24 is expediently matched to the grid arrangement of the micromotif elements 36, 38 in the respective partial areas. By varying the raster parameters, the stationary contrast variation described above can be expanded by a further optical effect, namely by a variation of the primary moiré magnification effect in the different partial areas 32, 34. For example, the in Fig. 3 the partial area 34 representing the inside of the letter "A" has a different moiré magnification than the partial area 32, so that the motif elements appear there not only with a different contrast, but also in a different magnification. In another variant, the movement effects in the partial areas 32, 34 can differ from one another, so that the enlarged images 46, 48 move in different directions when the security element is tilted in the partial areas 32, 34.

Ein weiteres Beispiel eines Durchsichtssicherheitselements ist in Fig. 5 dargestellt, wobei Fig. 5(a) eine schematische Aufsicht auf das Motivbild 50 des Durchsichtssicherheitselements zeigt, Fig. 5(b) den visuellen Eindruck bei Betrachtung des Motivbilds 50 in Aufsicht und Fig. 5(c) den visuellen Eindruck bei Betrachtung in Durchsicht darstellt.Another example of a see-through security element is in Fig. 5 shown, where Fig. 5 (a) 2 shows a schematic top view of the motif image 50 of the see-through security element, Fig. 5 (b) the visual impression when viewing the motif image 50 under supervision and Fig. 5 (c) represents the visual impression when viewed in transparency.

Das Motivbild 50 enthält eine Mehrzahl von Mikromotivelementen 62, 64, 66 mit identischer Form, im Ausführungsbeispiel in Gestalt eines 5-zackigen Sterns, aber lokal unterschiedlicher Strichdicke und damit lokal unterschiedlichem Kontrast. In einem ersten Teilbereich 52 sind die Mikromotivelemente 62 mit sehr geringer Strichstärke ausgebildet, während die Mikromotivelemente 64 bzw. 66 in dem Teilbereich 54 bzw. 56 mit mittlerer bzw. großer Strichstärke ausgebildet sind. Die jeweils Mikromotivelemente gleicher Strichstärke enthaltenden Teilbereiche sind im Ausführungsbeispiel der Fig. 5 nicht zusammenhängend und sind zur Veranschaulichung daher mit einer engen Schraffur gefüllt (Teilbereich 56), einer weiten Schraffur gefüllt (Teilbereich 54) bzw. nicht schraffiert (Teilbereich 52).The motif image 50 contains a plurality of micromotif elements 62, 64, 66 with an identical shape, in the exemplary embodiment in the form of a 5-pointed star, but locally different line thickness and thus locally different contrast. In a first partial area 52, the micromotif elements 62 are very small Line width is formed, while the micromotif elements 64 and 66 are formed in the subarea 54 and 56 with medium or large line widths. The partial areas each containing micromotif elements of the same line thickness are in the exemplary embodiment of FIG Fig. 5 are not contiguous and are therefore filled with a narrow hatching (partial area 56), a wide hatching (partial area 54) or not hatched (partial area 52) for illustration.

Die Teilbereiche 52, 54, 56 stellen jeweils Bereiche gleicher Helligkeitsstufe in einem Halbtonbild, wie etwa einem Portrait, dar. Dabei genügen oft bereits drei Helligkeitsstufen, entsprechend den Tonwerten Weiß, Grau und Schwarz, um ein für das menschliche Auge gut erkennbares Halbtonbild zu erzeugen. Die Abmessungen des Halbtonbilds liegen im makroskopischen Bereich, das Motivbild 50 stellt also eine mit bloßem Auge erkennbare Bildinformation dar. Entsprechend sind die mit beispielsweise etwa 30 µm wesentlich kleineren Mikromotivelemente 62, 64,66, wie bei der Fig. 3(a), nur in vergrößerten Ausschnitten der Teilbereiche 52, 54, 56 dargestellt.The partial areas 52, 54, 56 each represent areas of the same brightness level in a halftone image, such as a portrait. Three brightness levels, corresponding to the tonal values white, gray and black, are often sufficient to produce a halftone image that is easily recognizable for the human eye , The dimensions of the halftone image lie in the macroscopic range, the motif image 50 thus represents image information that can be seen with the naked eye Fig. 3 (a) , only shown in enlarged sections of the partial areas 52, 54, 56.

Bei der Betrachtung des Sicherheitselements in Aufsicht treten gleichzeitig zwei optische Effekte auf, wie in Fig. 5(b) illustriert. Einerseits ist für den Betrachter ein Moiré-Vergrößerungseffekt mit vergrößerten Bildern 72, 74, 76 der Mikromotivelemente und den bereits erwähnten Bewegungseffekten erkennbar. Darüber hinaus ist durch die makroskopische Variation des Kontrasts der Moiré-vergrößerten Bilder 72, 74, 76 in den Teilbereichen 52, 54, 56 auch ein Halbtonbild zu erkennen. Dieses bildet eine ortsfeste makroskopische Bildinformation, die bei einer Verkippung des Sicherheitselements, anders als die einzelnen vergrößerten Bilder 72, 74, 76, keine relative Bewegung ausführt.When looking at the security element from above, two optical effects occur simultaneously, as in Fig. 5 (b) illustrated. On the one hand, the viewer can see a moiré magnification effect with enlarged images 72, 74, 76 of the micromotif elements and the movement effects already mentioned. In addition, the macroscopic variation in the contrast of the moiré-enlarged images 72, 74, 76 in the partial regions 52, 54, 56 also shows a halftone image. This forms a fixed macroscopic image information which, unlike the individual enlarged images 72, 74, 76, does not perform any relative movement when the security element is tilted.

Bei der Betrachtung des Sicherheitselements in Durchsicht tritt kein Moiré-Vergrößerungseffekt auf, dabei ist vielmehr ausschließlich der ortsfeste Kontrastunterschied der Teilbereiche 52, 54, 56 und damit das Halbtonbild W erkennbar. Für den Betrachter ergibt sich ein Bildeindruck, wie in Fig. 5(c) dargestellt.When the security element is viewed in a transparent manner, there is no moiré magnification effect; rather, only the fixed contrast difference of the partial areas 52, 54, 56 and thus the halftone image W can be seen. For the viewer there is an image impression, as in Fig. 5 (c) shown.

Bei dem weiteren Beispiel der Fig. 6 enthält ein Sicherheitselement 80 ein Motivbild mit Mikromotivelementen, die neben unterschiedlichen Kontrasten auch unterschiedliche Formen aufweisen. Mit Bezug auf den in Fig. 6 gezeigten Bildeindruck bei Betrachtung des Sicherheitselements in Aufsicht enthält ein erster Teilbereich 82 Mikromotivelemente einer ersten Form (Stern) und mit einer geringen Strichstärke. Ein zweiter Teilbereich 84 enthält Mikromotivelemente derselben Form (Stern) mit einer großen Strichstärke. Ein dritter Teilbereich 86 enthält Mikromotivelemente einer zweiten Form (Symbol) mit einer geringen Strichstärke, während ein vierter Teilbereich 88 Mikromotivelemente der zweiten Form (Symbol) mit einer großen Strichstärke enthält.In the further example of the Fig. 6 A security element 80 contains a motif image with micromotif elements which, in addition to different contrasts, also have different shapes. With respect to the in Fig. 6 The image impression shown when the security element is viewed from above contains a first partial area 82 micromotif elements of a first shape (star) and with a small line width. A second partial area 84 contains micromotif elements of the same shape (star) with a large line width. A third section 86 contains micromotif elements of a second shape (symbol) with a small stroke width, while a fourth section 88 contains micromotif elements of the second form (symbol) with a large stroke width.

Der erste und zweite Teilbereich 82, 84 und der dritte und vierte Teilbereich 86, 88 bilden mit ihren Umrissen eine makroskopische Bildinformation, im Ausführungsbeispiel die Buchstabenfolge "PL".The outlines of the first and second partial areas 82, 84 and the third and fourth partial areas 86, 88 form macroscopic image information, in the exemplary embodiment the letter sequence “PL”.

Bei der Aufsichtbetrachtung des Sicherheitselements 80 ergeben sich die beiden bereits im Zusammenhang mit der Fig. 3 geschilderten Effekte, wobei sich zusätzlich die vergrößerten Bilder der Mikromotivelemente in den Teilbereichen der Buchstaben "P" (Teilbereiche 82, 84) und "L" (Teilbereiche 86, 88) unterscheiden. Im Durchlicht ist dagegen wegen des Fehlens des Moiré-Vergrößerungseffekts keines der Mikromotivelemente zu erkennen, die Buchstabenfolge "PL" erscheint bei gleichem Kontrastunterschied der beteiligten Mikromotivelemente einheitlich dunkel vor hellem Hintergrund.When the security element 80 is viewed from above, the two already arise in connection with the Fig. 3 effects described, the enlarged images of the micromotif elements additionally differing in the partial areas of the letters "P" (partial areas 82, 84) and "L" (partial areas 86, 88). In contrast, due to the lack of the moiré magnification effect, none of the micromotif elements can be seen in transmitted light, the letter sequence "PL" appears uniformly dark against a light background with the same difference in contrast between the micromotif elements involved.

Claims (16)

  1. A security element for security papers, value documents and the like, having a micro-optical moire magnification arrangement having
    - a motif image that consists of a planar periodic or at least locally periodic arrangement of a plurality of micromotif elements, and
    - a planar periodic or at least locally periodic arrangement of a plurality of microfocusing elements for the moire-magnified viewing of the micromotif elements of the motif image,
    the motif image including two or more sub-regions having micromotif elements that differ from each other in their contrast, and the shape of the sub-regions forming a macroscopic piece of image information, in the form of characters, patterns or codes, that is perceptible due to the contrast differences in the micromotif elements, and wherein the contrast differences in the micromotif elements are produced by a variation in the line width and/or the line depth and/or the color of the micromotif elements, wherein the micromotif elements of the sub-regions each exhibit the same shape, the arrangement of micromotif elements and the arrangement of microfocusing elements each forming, at least locally, a two-dimensional Bravais lattice, characterized in that the arrangement of micromotif elements and/or the arrangement of microfocusing elements form a Bravais lattice having the symmetry of a parallelogram lattice.
  2. The security element according to claim 1, characterized in that the sub-regions each have dimensions of 0.1 mm or more.
  3. The security element according to claim 1 or 2, characterized in that the contours of the sub-regions form the macroscopic piece of image information.
  4. The security element according to claim 1 or 2, characterized in that the sub-regions each depict regions of identical brightness level in a halftone image.
  5. The security element according to at least one of claims 1 to 4, characterized in that the micromotif elements are present in the sub-regions in two, three, four or five contrast gradations.
  6. The security element according to at least one of claims 1 to 5, characterized in that the contrast transitions between adjacent sub-regions are continuous or discontinuous.
  7. The security element according to at least one of claims 1 to 6, characterized in that the contrast of the micromotif elements is very low in at least one sub-region.
  8. The security element according to at least one of claims 1 to 7, characterized in that the lateral dimensions of the micromotif elements and the microfocusing elements are below about 100 µm, preferably between about 5 µm and about 50 µm, particularly preferably between about 10 µm and about 35 µm.
  9. The security element according to at least one of claims 1 to 8, characterized in that the micromotif elements in the sub-regions are each arranged in the form of a grid and the grid arrangements in different sub-regions differ in at least one grid parameter, especially in the line screen, the grid orientation or the lattice symmetry of the grid, and preferably that the microfocusing element arrangement is subdivided into sub-regions in which the arrangement of the microfocusing elements is coordinated in each case with the grid arrangement of the associated sub-region of the micromotif elements.
  10. The security element according to at least one of claims 1 to 9, characterized in that the macroscopic piece of image information is perceptible in transmission.
  11. The security element according to at least one of claims 1 to 10, characterized in that the motif image and the arrangement of microfocusing elements are arranged at opposing surfaces of an optical spacing layer.
  12. The security element according to at least one of claims 1 to 11, characterized in that the microfocusing elements are formed by non-cylindrical microlenses, especially by microlenses having a circular or polygonally delimited base area.
  13. The security element according to at least one of claims 1 to 12, characterized in that the micromotif elements are present in the form of microcharacters or micropatterns.
  14. The security element according to at least one of claims 1 to 13, characterized in that the security element is a security thread, a tear strip, a security band, a security strip, a patch or a label for application to a security paper, value document, branded article or the like, and is preferably arranged in a window region of the security paper, value document, branded article, or the like.
  15. A method for manufacturing a security element having a micro-optical moire magnification arrangement, in which a motif image that consists of a planar periodic or at least locally periodic arrangement of a plurality of micromotif elements, and a planar periodic or at least locally periodic arrangement of a plurality of microfocusing elements are arranged such that the micromotif elements are perceptible in magnification when viewed through the microfocusing elements, wherein the motif image having two or more sub-regions having micromotif elements that differ from each other in their contrast are developed in such a way that, due to the contrast differences in the micromotif elements, the shape of the sub-regions forms a perceptible macroscopic piece of image information in the form of characters, patterns or codes, and wherein the contrast differences in the micromotif elements are produced by a variation in the line width and/or the line depth and/or the color of the micromotif elements, wherein the micromotif elements of the sub-regions each exhibit the same shape, the arrangement of micromotif elements and the arrangement of microfocusing elements each forming, at least locally, a two-dimensional Bravais lattice, characterized in that the arrangement of micromotif elements and/or the arrangement of microfocusing elements form a Bravais lattice having the symmetry of a parallelogram lattice.
  16. A security paper for manufacturing security or value documents, such as banknotes, checks, identification cards, certificates or the like, that is furnished with a security element according to at least one of claims 1 to 14, and preferably comprises a carrier substrate composed of paper or plastic.
EP07785815.7A 2006-06-27 2007-06-13 Security element Active EP2040934B2 (en)

Applications Claiming Priority (2)

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DE102006029850A DE102006029850A1 (en) 2006-06-27 2006-06-27 security element
PCT/EP2007/005201 WO2008000351A2 (en) 2006-06-27 2007-06-13 Security element

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EP2040934A2 EP2040934A2 (en) 2009-04-01
EP2040934B1 EP2040934B1 (en) 2016-08-31
EP2040934B2 true EP2040934B2 (en) 2020-01-01

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WO (1) WO2008000351A2 (en)

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EP2040934A2 (en) 2009-04-01
DE102006029850A1 (en) 2008-01-03
EP2040934B1 (en) 2016-08-31
WO2008000351A3 (en) 2008-02-07
US20090322071A1 (en) 2009-12-31
US8740095B2 (en) 2014-06-03

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