CN117089817A - Optical film hybrid monitoring method based on Kalman filtering data fusion - Google Patents
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Abstract
The invention discloses an optical film hybrid monitoring method based on Kalman filtering data fusion, which belongs to the technical field of optical film monitoring, wherein estimated values of film thickness and deposition speed are obtained through quartz crystal oscillator monitoring and a broad spectrum monitoring method in the optical film monitoring process, and then an optimal estimated value of film thickness is obtained through a data fusion method, and the optical film hybrid monitoring method comprises the following steps: 1) Setting a target thickness of a current film layer; 2) Carrying out data fusion by using a Kalman filter to obtain an optimal estimated value; 3) When the optimal estimated value reaches the target thickness, the deposition of the layer film is stopped. Compared with the calculation and manufacturing thickness errors under a single monitoring mode and a mixed monitoring method, the method can effectively improve the accuracy of monitoring the thickness of the optical film, and has important significance for preparing the high-performance optical film.
Description
Technical Field
The invention belongs to the technical field of optical film monitoring, and particularly relates to an optical film hybrid monitoring method based on Kalman filtering data fusion.
Background
The optical film is an optical device based on optical interference effect, has strong light intensity and phase modulation capability, and has wide application in the fields of laser devices, national defense industry, medical instruments, aerospace and the like. In the actual preparation process of the film, the optical performance of the film can be seriously affected by the film thickness error caused by the monitoring error, so that an accurate film monitoring method is a key for preparing the high-performance optical film. A number of high-precision thin film monitoring methods have been developed so far, with the mainstream methods including non-optical monitoring methods and optical monitoring methods.
The quartz crystal oscillator monitoring is a classical non-optical monitoring method, obvious uncorrelated random errors can occur in the monitoring process, and the magnitude of the errors increases along with the increase of the thickness of the film. The optical monitoring method mainly comprises single-wavelength monitoring and broad-spectrum monitoring. The single-wavelength monitoring method has the technical characteristics of simplicity and easiness, and has a certain error compensation effect in the monitoring process, but the monitoring accuracy is general. The wide spectrum monitoring method has higher monitoring precision and obvious error self-compensation effect, and is widely applied to the accurate preparation of high-performance optical films. However, the monitoring error in the wide spectrum monitoring process has strong correlation, obvious accumulation effect can appear in the monitoring error in the film plating process, and the monitoring precision is gradually reduced.
The existing main stream monitoring methods have different defects, and the different monitoring methods have certain complementarity. In view of the above-mentioned problems, there is an urgent need for a hybrid monitoring method that can combine the respective excellent characteristics of the non-optical monitoring method and the optical monitoring method in the accurate preparation of high-performance optical films. Therefore, the method performs data fusion on different monitoring methods based on Kalman filtering, and provides an accurate optical film hybrid monitoring method.
Disclosure of Invention
The invention aims to provide an optical film hybrid monitoring method based on Kalman filtering data fusion, which solves the problems of low monitoring precision and over-strong monitoring error correlation in the technology.
In order to achieve the above purpose, the invention provides an optical film hybrid monitoring method based on Kalman filtering data fusion, which comprises the following steps:
step 1, setting a target thickness of a current film layer;
step 2, designing a data fusion algorithm to obtain an optimal estimated value of the film thickness;
and 3, judging the moment of stopping deposition according to the optimal estimated value of the film thickness and the target thickness, and repeating the steps until the deposition of all the film layers is completed.
Preferably, the specific process of obtaining the optimal estimated value of the film thickness in the step 2 is as follows:
s21, establishing a state equation and a measurement equation of the optical film deposition process,
x k =Ax k-1 +Bu k +ω k-1
z k =Hx k +u k
wherein k is a time series, x k As state variable, z k To observe the variable ω k U is process noise k For observing noise, A is a state transition matrix, B is a control input matrix, H is a state observation matrix, where x is k The specific representation of A, B, H is as follows,
wherein d k For the thickness v of the film layer k For the deposition rate, Δt is the data measurement time interval, the observation variable z of quartz crystal oscillation monitoring k,1 The thickness data in the method is obtained from the observation variable z of quartz crystal oscillator monitoring and broad spectrum monitoring k,2 Number of thicknesses in (a)The deposition rate data is obtained from time difference calculation of the film thickness according to the data obtained from broad spectrum monitoring;
s22, designing a Kalman filter to obtain an optimal estimated value of the film thickness.
Preferably, the kalman filter includes a serial kalman filter and a parallel kalman filter;
the calculation process of the serial kalman filter is as follows,
(1) Performing data fusion on the quartz crystal oscillator monitoring and deposition model by using a basic Kalman filtering method, calculating a priori estimated covariance matrix and Kalman gain coefficient as,
in the method, in the process of the invention,prior estimation covariance matrix for quartz crystal oscillator monitoring, K k,1 Kalman gain coefficient, Q for quartz crystal oscillator monitoring 1 Process noise covariance matrix for quartz crystal oscillator monitoring, R 1 The measurement noise covariance matrix for quartz crystal oscillator monitoring is obtained by fusing the quartz crystal oscillator monitoring and the deposition model data, the posterior estimation covariance matrix is calculated,
wherein,optimal estimated value P for monitoring quartz crystal oscillator k,1 Estimating a covariance matrix for a posterior of quartz crystal oscillator monitoring;
(2) Optimal estimation using serial Kalman filterFusion with the data monitored over a broad spectrum,
K k,2 =P k,1 H T (HP k,1 H T +R 2 ) -1
P k =(I-K k,2 H)P k,1
wherein R is 2 Measurement noise covariance matrix for broad spectrum monitoring, K k,2 Kalman gain factor, P, for broad spectrum monitoring k Estimating a covariance matrix for the posterior;
the parallel Kalman filter is calculated as follows:
(a) A priori state estimation covariance matrix is calculated,
wherein,estimating covariance matrix for a priori state, P k-1 The posterior estimation covariance matrix at the previous moment, Q is a process noise covariance matrix;
(b) Integrating observation variables and measurement noise of quartz crystal oscillator monitoring and broad spectrum monitoring, updating a posterior estimation covariance matrix and a Kalman gain coefficient, fusing data,
in the observation variable z k,1 And z k,2 The thickness data of the film is respectively obtained from quartz crystal oscillation monitoring and broad spectrum monitoring, the deposition rate data is obtained from time difference calculation of the thickness of each film layer, R k,1 And R is k,2 The measurement noise covariance matrix is used for quartz crystal oscillation monitoring and broad spectrum monitoring.
Preferably, the specific process of determining the time of stopping the deposition in the step 3 is as follows: setting the time interval of thickness monitoring as deltat, the optimal estimated value of the film thickness at the moment t is d (t), the deposition speed is v, and the film thickness d (t+deltat) =d (t) +vdeltat at the moment t+deltat is calculated according to the deposition speed, when d (t) < d i,target And d (t+Δt) > d i,target At t 1 =(d i,target Stopping deposition after-d (t))/v, d i,target Is the target thickness.
Preferably, the specific process of calculating the target thickness of the current film layer in the step 1 is as follows:
s11, constructing an objective function F,
in the broad spectrum monitoring process, the monitoring function of the ith film is that
Wherein d i,theo And T theo For the theoretical thickness and theoretical spectrum of the ith film, d i,act And T meas For the actual thickness of the i-th layer film and the actual measured spectrum, when Φ reaches the minimum value, the film layer is stopped from being deposited, and the film layer thickness at this time is obtained in advance by numerical calculation, specifically as follows,
Wherein T (d) 1,act ,d 2,act ,...,d i,target Lambda) is the spectrum calculated from the optical film feature matrix;
s12, solving the minimum value of the objective function by using an optimization method, wherein the thickness d of the film layer is at the moment i,target Is the target thickness of the i-th layer.
Preferably, the value of the process noise covariance matrix Q is set according to the magnitude of standard deviation of the thickness of the film layer and the deposition rate in the film plating process.
Preferably, the value of the measurement noise covariance matrix R is set according to the magnitude of the standard deviation of the monitoring inversion film thickness and deposition rate.
Therefore, the optical film hybrid monitoring method based on Kalman filtering data fusion has the following beneficial effects: the method fully combines the error independent characteristic of the non-optical monitoring method and the high-precision and error self-compensation effect of wide spectrum monitoring, realizes the high-precision monitoring of the optical film, and has important significance for the accurate preparation of the high-performance optical film.
The technical scheme of the invention is further described in detail through the drawings and the embodiments.
Drawings
FIG. 1 is a flow chart of an optical film hybrid monitoring method based on Kalman filtering data fusion;
FIG. 2 is a serial Kalman filtering flow chart for data fusion in the present invention;
FIG. 3 is a parallel Kalman filtering flow chart for data fusion in the present invention;
FIG. 4 is a computational manufacturing flow chart for use in the present invention;
fig. 5 is a graph comparing film thickness monitoring errors for specific examples.
Detailed Description
Examples
The following detailed description of the embodiments of the invention, provided in the accompanying drawings, is not intended to limit the scope of the invention, as claimed, but is merely representative of selected embodiments of the invention. All other embodiments, which can be made by those skilled in the art based on the embodiments of the invention without making any inventive effort, are intended to be within the scope of the invention.
Referring to fig. 1-3, an optical film hybrid monitoring method based on kalman filter data fusion includes the following steps:
step 1, setting the target thickness of the current film layer, wherein the specific process is as follows:
s11, constructing an objective function F,
in the broad spectrum monitoring process, the monitoring function of the ith film is that
Wherein d i,theo And T theo For the theoretical thickness and theoretical spectrum of the ith film, d i,act And T meas For the actual thickness of the i-th film and the actual measured spectrum, when Φ reaches the minimum value, the film layer stops depositing, at which time the film layer thickness is obtained in advance by numerical calculation, concretely as follows,
wherein T (d) 1,act ,d 2,act ,...,d i,target Lambda) is the spectrum calculated from the optical film feature matrix;
s12, solving the minimum value of the objective function by using an optimization method, wherein the thickness d of the film layer is at the moment i,target Is the target thickness of the i-th layer;
step 2, designing a data fusion algorithm to obtain an optimal estimated value of the film thickness, wherein the method comprises the following specific processes:
s21, establishing a state equation and a measurement equation of the optical film deposition process,
x k =Ax k-1 +Bu k +ω k-1
z k =Hx k +u k
wherein k is a time series, x k As state variable, z k To observe the variable ω k U is process noise k For observing noise, A is a state transition matrix, B is a control input matrix, H is a state observation matrix, where x is k The specific representation of A, B, H is as follows,
wherein d k For the thickness v of the film layer k For the deposition rate, Δt is the data measurement time interval, the observation variable z of quartz crystal oscillation monitoring k,1 The thickness data in the method is obtained from the observation variable z of quartz crystal oscillator monitoring and broad spectrum monitoring k,2 The thickness data of the film layer is obtained from wide spectrum monitoring, and the deposition rate data is obtained from time difference calculation of the film layer thickness;
s22, designing a Kalman filter to obtain an optimal estimated value of the film thickness, wherein the Kalman filter comprises a serial Kalman filter and a parallel Kalman filter;
the calculation of the serial kalman filter is as follows,
(1) Performing data fusion on the quartz crystal oscillator monitoring and deposition model by using a basic Kalman filtering method, calculating a priori estimated covariance matrix and Kalman gain coefficient as,
in the method, in the process of the invention,prior estimation covariance matrix for quartz crystal oscillator monitoring, K k,1 Kalman gain coefficient, Q for quartz crystal oscillator monitoring 1 Process noise covariance matrix for quartz crystal oscillator monitoring, R 1 The measurement noise covariance matrix for quartz crystal oscillator monitoring is obtained by fusing the quartz crystal oscillator monitoring and the deposition model data, the posterior estimation covariance matrix is calculated,
wherein,optimal estimated value P for monitoring quartz crystal oscillator k,1 Estimating a covariance matrix for a posterior of quartz crystal oscillator monitoring;
(2) Optimal estimation using serial Kalman filterFusion with the data monitored over a broad spectrum,
K k,2 =P k,1 H T (HP k,1 H T +R 2 ) -1
P k =(I-K k,2 H)P k,1
wherein R is 2 Measurement noise covariance matrix for broad spectrum monitoring, K k,2 Kalman gain factor, P, for broad spectrum monitoring k Estimating a covariance matrix for the posterior;
the parallel Kalman filter is calculated as follows:
(a) A priori state estimation covariance matrix is calculated,
wherein,estimating covariance matrix for a priori state, P k-1 The posterior estimation covariance matrix at the previous moment, Q is a process noise covariance matrix;
(b) Integrating observation variables and measurement noise of quartz crystal oscillator monitoring and broad spectrum monitoring, updating a posterior estimation covariance matrix and a Kalman gain coefficient, fusing data,
in the observation variable z k,1 And z k,2 The thickness data of the film is respectively obtained from quartz crystal oscillation monitoring and broad spectrum monitoring, the deposition rate data is obtained from time difference calculation of the thickness of each film layer, R k,1 And R is k,2 Measuring noise covariance matrixes for quartz crystal oscillator monitoring and broad spectrum monitoring;
and 3, judging the moment of stopping deposition according to the optimal estimated value and the target thickness of the film layer, repeating the steps until the deposition of all the film layers is completed, and judging the moment of stopping deposition as follows: let the time interval of thickness monitoring be Deltat, the optimal estimated value of the film thickness at the time t be d (t), the deposition speed bev, calculating the film thickness d (t+Δt) =d (t) +vΔt at the time t+Δt according to the deposition speed, and when d (t) < d i,target And d (t+Δt) > d i,target At t 1 =(d i,target Stopping deposition after-d (t))/v, d i,target Is the target thickness.
The value of the process noise covariance matrix Q is set according to the magnitude of standard deviation of the film thickness and deposition rate of the film coating process. The value of the measurement noise covariance matrix R is set according to the magnitude of the standard deviation of the monitoring inversion film thickness and deposition rate.
The effect of the hybrid monitoring method is verified by adopting a calculation and manufacturing means. The flow of computational manufacturing is shown in fig. 4. In computational manufacturing, the actual film thickness is generated from the deposition rate, then the measured thickness and the rate of crystal oscillator monitoring containing random errors are generated, and at the same time, the measured spectrum containing random errors is generated, and the inversion algorithm is used to calculate the measured thickness of broad spectrum monitoring. And carrying out data fusion on the thicknesses obtained in various monitoring modes by using a Kalman filter, and finally obtaining the optimal estimated value of the thickness. And then, circulating and judging until all the film layers are deposited.
84 layers of film systems are selected for calculation and manufacture, and the coating material is selected from high refractive index material Ta 2 O 5 And a low refractive index material SiO 2 . The uncertainty of quartz crystal oscillator monitoring is 2%. The deposition rate was 0.3nm/s, the deposition rate uncertainty was 0.015nm/s, and the correlation time was 3s. The monitoring wave band of the wide spectrum monitoring is 500-1200nm, the random error of the spectrum measurement is 1%, the baseline drift amount is 0.5%, and the online characterization algorithm is an S algorithm. And synchronously reading data of the two monitoring modes in the calculation and manufacture, wherein the data sampling time interval is 3s.
The value of the covariance matrix in the example is set according to the estimated value of the monitoring precision. Q (1, 1) is set to 0 and Q (2, 2) is set to 0.0001 in the process noise covariance matrix; r for monitoring quartz crystal oscillator in measurement noise covariance matrix 1 (1, 1) is set to 3% of the thickness measured by quartz crystal oscillator, R 1 (2, 2) set to 0.005, R for broad spectrum monitoring 2 (1, 1) setting to a power function of the number i of currently deposited filmsNumber, R 2 (2, 2) was set to 0.005.
The comparison of the monitoring errors of the hybrid monitoring method and the single monitoring method is shown in fig. 5. The standard deviation of the monitoring error of the hybrid monitoring method based on Kalman filtering data fusion is 0.277nm, and the maximum monitoring error is less than 0.7nm. The standard deviations of quartz crystal vibration monitoring and broad spectrum monitoring are 1.979nm and 0.4699nm respectively, and a plurality of film layers with monitoring errors larger than 1nm exist. The comparison result shows that the hybrid monitoring method after data fusion has higher precision.
Therefore, the optical film hybrid monitoring method based on Kalman filtering data fusion fully combines the error independent characteristic of a non-optical monitoring method and the high-precision and error self-compensation effect of wide-spectrum monitoring, realizes the high-precision monitoring of the optical film, and has important significance for the accurate preparation of the high-performance optical film.
Finally, it should be noted that: the above embodiments are only for illustrating the technical solution of the present invention and not for limiting it, and although the present invention has been described in detail with reference to the preferred embodiments, it will be understood by those skilled in the art that: the technical scheme of the invention can be modified or replaced by the same, and the modified technical scheme cannot deviate from the spirit and scope of the technical scheme of the invention.
Claims (7)
1. The optical film hybrid monitoring method based on Kalman filtering data fusion is characterized by comprising the following steps of:
step 1, setting a target thickness of a current film layer;
step 2, designing a data fusion algorithm to obtain an optimal estimated value of the film thickness;
and 3, judging the moment of stopping deposition according to the optimal estimated value of the film thickness and the target thickness, and repeating the steps until the deposition of all the film layers is completed.
2. The optical film hybrid monitoring method based on Kalman filtering data fusion according to claim 1, wherein the specific process of obtaining the optimal estimated value of the film thickness in the step 2 is as follows:
s21, establishing a state equation and a measurement equation of the optical film deposition process,
x k =Ax k-1 +Bu k +ω k-1
z k =Hx k +u k
wherein k is a time series, x k As state variable, z k To observe the variable ω k U is process noise k For observing noise, A is a state transition matrix, B is a control input matrix, H is a state observation matrix, where x is k The concrete representation of A, B, H is as follows
Wherein d k For the thickness v of the film layer k For the deposition rate, Δt is the data measurement time interval, the observation variable z of quartz crystal oscillation monitoring k,1 The thickness data in the method is obtained from the observation variable z of quartz crystal oscillator monitoring and broad spectrum monitoring k,2 The thickness data of the film layer is obtained from wide spectrum monitoring, and the deposition rate data is obtained from time difference calculation of the film layer thickness;
s22, designing a Kalman filter to obtain an optimal estimated value of the film thickness.
3. The optical film hybrid monitoring method based on Kalman filtering data fusion according to claim 2, wherein the method is characterized by comprising the following steps: the Kalman filter comprises a serial Kalman filter and a parallel Kalman filter;
the calculation process of the serial kalman filter is as follows,
(1) Performing data fusion on the quartz crystal oscillator monitoring and deposition model by using a basic Kalman filtering method, calculating a priori estimated covariance matrix and Kalman gain coefficient as,
in the method, in the process of the invention,prior estimation covariance matrix for quartz crystal oscillator monitoring, K k,1 Kalman gain coefficient, Q for quartz crystal oscillator monitoring 1 Process noise covariance matrix for quartz crystal oscillator monitoring, R 1 The measurement noise covariance matrix for quartz crystal oscillator monitoring is obtained by fusing the quartz crystal oscillator monitoring and the deposition model data, the posterior estimation covariance matrix is calculated,
wherein,optimal estimated value P for monitoring quartz crystal oscillator k,1 Estimating a covariance matrix for a posterior of quartz crystal oscillator monitoring;
(2) Optimal estimation using serial Kalman filterFusion with the data monitored over a broad spectrum,
K k,2 =P k,1 H T (HP k,1 H T +R 2 ) -1
P k =(I-K k,2 H)P k,1
wherein R is 2 Measurement noise covariance matrix for broad spectrum monitoring, K k,2 Kalman gain factor, P, for broad spectrum monitoring k Estimating a covariance matrix for the posterior;
the parallel kalman filter is calculated as follows,
(a) A priori state estimation covariance matrix is calculated,
wherein,estimating covariance matrix for a priori state, P k-1 The posterior estimation covariance matrix at the previous moment, Q is a process noise covariance matrix;
(b) Integrating observation variables and measurement noise of quartz crystal oscillator monitoring and broad spectrum monitoring, updating a posterior estimation covariance matrix and a Kalman gain coefficient, fusing data,
in the observation variable z k,1 And z k,2 The thickness data of the film is respectively obtained from quartz crystal oscillation monitoring and broad spectrum monitoring, the deposition rate data is obtained from time difference calculation of the thickness of each film layer, R k,1 And R is k,2 The measurement noise covariance matrix is used for quartz crystal oscillation monitoring and broad spectrum monitoring.
4. The optical thin film hybrid monitoring method based on Kalman filtering data fusion according to claim 1, wherein the specific process of determining the time of stopping deposition in the step 3 is as follows: setting the time interval of thickness monitoring as deltat, the optimal estimated value of the film thickness at the moment t is d (t), the deposition speed is v, and the film thickness d (t+deltat) =d (t) +vdeltat at the moment t+deltat is calculated according to the deposition speed, when d (t) < d i,target And d (t+Δt) > d i,target At t 1 =(d i,target Stopping deposition after-d (t))/v, d i,target Is the target thickness.
5. The optical film hybrid monitoring method based on Kalman filtering data fusion according to claim 1, wherein the specific process of calculating the target thickness of the current film layer in the step 1 is as follows:
s11, constructing an objective function F,
in the broad spectrum monitoring process, the monitoring function of the ith film is that
Wherein d i,theo And T theo For the theoretical thickness and theoretical spectrum of the ith film, d i,act And T meas For the actual thickness of the i-th layer film and the actual measured spectrum, when Φ reaches the minimum value, the film layer is stopped from being deposited, and the film layer thickness at this time is obtained in advance by numerical calculation, specifically as follows
Wherein T (d) 1,act ,d 2,act ,...,d i,target Lambda) is the spectrum calculated from the optical film feature matrix;
s12, solving the minimum value of the objective function by using an optimization method, wherein the thickness d of the film layer is at the moment i,target Is the target thickness of the i-th layer.
6. The optical film hybrid monitoring method based on Kalman filtering data fusion according to claim 3, wherein the method is characterized by comprising the following steps: the numerical value of the process noise covariance matrix Q is set according to the magnitude of standard deviation of the thickness of a film layer and the deposition rate in the film plating process.
7. The optical film hybrid monitoring method based on Kalman filtering data fusion according to claim 1, wherein the method is characterized by comprising the following steps: the value of the measurement noise covariance matrix R is set according to the magnitude of the standard deviation of the monitoring inversion film thickness and the deposition rate.
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