CN109472558A - A kind of Audit data analysis system - Google Patents
A kind of Audit data analysis system Download PDFInfo
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- CN109472558A CN109472558A CN201811368685.XA CN201811368685A CN109472558A CN 109472558 A CN109472558 A CN 109472558A CN 201811368685 A CN201811368685 A CN 201811368685A CN 109472558 A CN109472558 A CN 109472558A
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
- G06Q10/00—Administration; Management
- G06Q10/10—Office automation; Time management
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
- G06Q10/00—Administration; Management
- G06Q10/06—Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling
- G06Q10/063—Operations research, analysis or management
- G06Q10/0635—Risk analysis of enterprise or organisation activities
Abstract
The invention discloses a kind of Audit data analysis system, including Data Integration module and data memory module, the data memory module is located at the lower end of Data Integration module.A kind of Audit data analysis system of the present invention, finance and economics existing for the audit target and audit risk can be assessed according to risk indicator library, determine business of the company there are material risk, the determination of audit scope provides reference when to formulate yearly auditing plan, each moon amount incurred trend of mode reflection section purpose or each moon ending balance trend of tendency chart can be used, it can tentatively judge which is normal point, which is abnormal point, Audit data can be analyzed with relatively straightforward, curing data analysis rule in systems, the data information that audit analysis needs in operation system is obtained simultaneously, the audit target is continued to realize, dynamically, long-range data collection and analysis, audit information and evidence are obtained in real time or in the short time, bring better prospect of the application.
Description
Technical field
The present invention relates to Audit data analysis system field, in particular to a kind of Audit data analysis system.
Background technique
Audit data analysis system is audit target information analysis system, establishes audit target information analysis system, right
In improve planning of auditing items compiling level etc. will biggish impetus, audit analysis system is by information material, risk
Analysis indexes, risk analysis, analysis four part of result composition；
There are certain drawbacks in existing Audit data analysis system, firstly, can not be according to risk indicator when in use
Logical relation and inner link between library assess finance and economics existing for the audit target and audit risk, can not carry out risk
The collection and assessment of information not can determine that company with the presence or absence of material risk, secondly, concern section required for cannot intuitively finding out
Highs and lows in mesh accounting period, and cannot tentatively judge which is normal point, which is abnormal point, Wu Fazhi
What is connect analyzes Audit data, finally, can not curing data analysis rule in systems, cannot obtain in operation system
The data information that audit analysis needs, certain influence is brought to the use process of people, for this purpose, it is proposed that a kind of audit
Data analysis system.
Summary of the invention
The main purpose of the present invention is to provide a kind of Audit data analysis systems, can effectively solve in background technique
Problem.
To achieve the above object, the technical scheme adopted by the invention is as follows:
A kind of Audit data analysis system, including Data Integration module and data memory module, the data memory module
Positioned at the lower end of Data Integration module, the lower end of the data memory module is provided with query statistic module, the query statistic
The lower end of module is provided with analysis module, and the lower end of the analysis module is provided with module for managing files, the file administration mould
The lower end of block is provided with audit resources management module, and the Data Integration module, query statistic module, is divided data memory module
Analysis module, module for managing files and audit resources management module collectively constitute Audit data analysis system.
Preferably, the query statistic module is internally provided with audit project information module, the audit project information
Module includes individual information module and Global Information module, and Global Information module is located at the lower end of individual information module.
Preferably, the analysis module includes risk analysis module, image analysis module and continual analysis module, and figure
Analysis module is located at the lower end of risk analysis module, and the continual analysis module is located at the lower end of image analysis module.
Preferably, the risk analysis module includes risk indicator library and Risk Results module, and Risk Results module position
In the lower end in risk indicator library.
Preferably, the audit resources management module includes risk evaluation module and warning module, and warning module is located at
The lower end of risk evaluation module, the risk evaluation module are connect with risk analysis module.
Preferably, the audit project information module is the basis of system, and the individual information module is single audit pair
The information material of elephant, the Global Information module are audit target overall information and individual information in auditing authority's compass of competency
Information integration forms, and the individual information module is connect with Global Information module.
Preferably, the analysis module is for providing, the risk analysis for statistical analysis to Various types of data in system
Module be according to the logical relation and inner link between risk indicator library, to finance and economics existing for the audit target and audit risk into
Row assessment, the image analysis module are each moon amount incurred trend of mode reflection section purpose or each moon ending balance with tendency chart
Trend.
Preferably, there is multiple groups risk analysis index inside the risk indicator library, be the basis for carrying out network analysis, risk
Analysis indexes are divided into individual index and global index, and the Risk Results module is that auditor or plan person pass through system
Analyze the final judgement to audit target finance and economics and audit risk that obtains, continual analysis module curing data in systems
Analysis rule.
Preferably, the audit resources management module for realizing to auditing bodies, internal auditing staff and it is external in
The centralized maintenance management of Jie mechanism.
Preferably, the module for managing files is managed collectively audit project profile, is used for audit project shelves
The unified filing of case is collected, and audit experience succession is conducive to.
Compared with prior art, the invention has the following beneficial effects:
1, by the risk analysis module of setting, can according to the logical relation and inner link between risk indicator library,
Finance and economics existing for the audit target and audit risk are assessed, in a certain range the data or ratio of operation conditions, is audited
The final judgement to audit target finance and economics and audit risk that personnel or plan person are obtained by network analysis carries out risk
The collection and assessment of information, determine business of the company there are material risk, are guiding with risk, when to formulate yearly auditing plan
Determining for audit scope provides reference；
2, by the image analysis module of setting, can with each moon amount incurred trend of mode reflection section purpose of tendency chart or
Each moon ending balance trend, the highs and lows in concern subject accounting period required for capable of intuitively finding out, and can be just
Step judges which is normal point, which is abnormal point, can be analyzed with relatively straightforward Audit data；
3, by the continual analysis module of setting, curing data analysis rule in systems, while obtaining in operation system
The data information that audit analysis needs, to realize lasting, dynamic, long-range data collection and analysis to the audit target, in real time
Or audit information and evidence are obtained in the short time.
Detailed description of the invention
Fig. 1 is a kind of overall system diagram of Audit data analysis system of the present invention；
Fig. 2 is a kind of system block diagram of the query statistic module of Audit data analysis system of the present invention；
Fig. 3 is a kind of system block diagram of the analysis module of Audit data analysis system of the present invention；
Fig. 4 is a kind of system block diagram of the risk analysis module of Audit data analysis system of the present invention；
Fig. 5 is a kind of system block diagram of the audit resources management module of Audit data analysis system of the present invention.
Specific embodiment
To be easy to understand the technical means, the creative features, the aims and the efficiencies achieved by the present invention, below with reference to
Specific embodiment, the present invention is further explained.
Embodiment 1
As shown in Figs. 1-5, a kind of Audit data analysis system, including Data Integration module and data memory module, data
Memory module is located at the lower end of Data Integration module, and the lower end of data memory module is provided with query statistic module, query statistic
The lower end of module is provided with analysis module, and the lower end of analysis module is provided with module for managing files, the lower end of module for managing files
It is provided with audit resources management module, Data Integration module, data memory module, query statistic module, analysis module, archives pipe
Reason module and audit resources management module collectively constitute Audit data analysis system.
Query statistic module is internally provided with audit project information module, and audit project information module includes individual information
Module and Global Information module, and Global Information module is located at the lower end of individual information module, analysis module includes risk analysis
Module, image analysis module and continual analysis module, and image analysis module is located at the lower end of risk analysis module, continual analysis
Module is located at the lower end of image analysis module, and risk analysis module includes risk indicator library and Risk Results module, and risk knot
Fruit module is located at the lower end in risk indicator library, and audit resources management module includes risk evaluation module and warning module, and early warning
Module is located at the lower end of risk evaluation module, and risk evaluation module is connect with risk analysis module, and audit project information module is
The basis of system, individual information module are the information materials of the single audit target, and Global Information module is auditing authority's administration model
Audit target overall information and individual information Information integration in enclosing form, and individual information module is connect with Global Information module.
Analysis module is for statistical analysis to Various types of data in system for providing, and risk analysis module is referred to according to risk
The logical relation and inner link between library are marked, with certain analysis method, to finance and economics existing for the audit target and audit wind
It is assessed danger.
There is multiple groups risk analysis index inside risk indicator library, risk analysis index is the reflection audit target, in certain model
The data or ratio for enclosing interior operation conditions, are the bases for carrying out network analysis, and risk analysis index is divided into individual index and entirety
Index, Risk Results module be auditor or plan person by network analysis obtain to audit target finance and economics and audit
The final judgement of risk.
Audit resources management module is concentrated for realizing to auditing bodies, internal auditing staff and external intermediary
Maintenance management reinforces the implementation capacity of audit troop, supports the effective of inner examination to optimize the whole network resource distribution and dispatching
Carry out, module for managing files is managed collectively audit project profile, realizes that the unified filing of audit project archives is received
Collection is conducive to audit experience succession.
Embodiment 2
As shown in Figs. 1-5, including Data Integration module and data memory module, data memory module are located at Data Integration mould
The lower end of block, the lower end of data memory module are provided with query statistic module, and the lower end of query statistic module is provided with analysis mould
Block, the lower end of analysis module are provided with module for managing files, and the lower end of module for managing files is provided with audit resources management module,
Data Integration module, data memory module, query statistic module, analysis module, module for managing files and audit resources manage mould
Block collectively constitutes Audit data analysis system.
Analysis module includes risk analysis module, image analysis module and continual analysis module, and image analysis module position
In the lower end of risk analysis module, continual analysis module is located at the lower end of image analysis module.
Image analysis module is become with each moon amount incurred trend of mode reflection section purpose of tendency chart or each moon ending balance
Gesture, the highs and lows in concern subject accounting period required for capable of intuitively finding out, and can tentatively judge which is
Normal point, which is abnormal point.
Audit resources management module is concentrated for realizing to auditing bodies, internal auditing staff and external intermediary
Maintenance management reinforces the implementation capacity of audit troop, supports the effective of inner examination to optimize the whole network resource distribution and dispatching
Carry out, module for managing files is managed collectively audit project profile, realizes that the unified filing of audit project archives is received
Collection is conducive to audit experience succession.
Embodiment 3
As shown in Figs. 1-5, including Data Integration module and data memory module, data memory module are located at Data Integration mould
The lower end of block, the lower end of data memory module are provided with query statistic module, and the lower end of query statistic module is provided with analysis mould
Block, the lower end of analysis module are provided with module for managing files, and the lower end of module for managing files is provided with audit resources management module,
Data Integration module, data memory module, query statistic module, analysis module, module for managing files and audit resources manage mould
Block collectively constitutes Audit data analysis system.
Analysis module includes risk analysis module, image analysis module and continual analysis module, and image analysis module position
In the lower end of risk analysis module, continual analysis module is located at the lower end of image analysis module.
Continual analysis module, curing data analysis rule in systems, while obtaining audit analysis needs in operation system
Data information, come realize to the audit target continue, dynamic, long-range data collection and analysis, in real time or the short time in obtain
Take audit information and evidence.
Audit resources management module is concentrated for realizing to auditing bodies, internal auditing staff and external intermediary
Maintenance management reinforces the implementation capacity of audit troop, supports the effective of inner examination to optimize the whole network resource distribution and dispatching
Carry out, module for managing files is managed collectively audit project profile, realizes that the unified filing of audit project archives is received
Collection is conducive to audit experience succession.
It should be noted that the present invention is a kind of Audit data analysis system, when in use, firstly, entire Audit data
Analysis system is stored in data memory module by Data Integration modules acquiring data information, passes through query statistic module knot
The applicable cases for closing Audit data analysis system provide self-service query composition forms for user, meet difference by simply inquiring
The demand of user, individual information module are the information materials of the single audit target, and Global Information module is auditing authority's administration model
Audit target overall information and individual information Information integration in enclosing form, and the risk analysis module of setting can be according to risk
Logical relation and inner link between index storehouse, assess finance and economics existing for the audit target and audit risk, certain
In range the data or ratio of operation conditions, auditor or plan person by network analysis obtain to audit target wealth
Through the final judgement with audit risk, the collection and assessment of risk information are carried out, determines business of the company there are material risk, with
Risk is guiding, and the determination of audit scope provides reference when to formulate yearly auditing plan, and image analysis module can use trend
Each moon amount incurred trend of mode reflection section purpose of figure or each moon ending balance trend pay close attention to subject required for capable of intuitively finding out
Highs and lows in accounting period, and can tentatively judge which is normal point, which is abnormal point, can be more straight
What is connect analyzes Audit data, continual analysis module curing data analysis rule in systems, while obtaining operation system
The data information that middle audit analysis needs, it is real to realize lasting, dynamic, long-range data collection and analysis to the audit target
When or the short time in obtain audit information and evidence, to realize for statistical analysis to Various types of data in system and various sides
The analysis of formula, to meet the analysis of Audit data, audit resources management module is for realizing to auditing bodies, internal auditing people
Member and external intermediary's centralized maintenance management, module for managing files are managed collectively audit project profile, real
The unified filing of existing audit project archives is collected, more practical.
The above shows and describes the basic principles and main features of the present invention and the advantages of the present invention.The technology of the industry
Personnel are it should be appreciated that the present invention is not limited to the above embodiments, and the above embodiments and description only describe this
The principle of invention, without departing from the spirit and scope of the present invention, various changes and improvements may be made to the invention, these changes
Change and improvement all fall within the protetion scope of the claimed invention.The claimed scope of the invention by appended claims and its
Equivalent thereof.
Claims (10)
1. a kind of Audit data analysis system, including Data Integration module and data memory module, it is characterised in that: the data
Memory module is located at the lower end of Data Integration module, and the lower end of the data memory module is provided with query statistic module, described
The lower end of query statistic module is provided with analysis module, and the lower end of the analysis module is provided with module for managing files, the shelves
The lower end of case management module is provided with audit resources management module, the Data Integration module, data memory module, query statistic
Module, analysis module, module for managing files and audit resources management module collectively constitute Audit data analysis system.
2. a kind of Audit data analysis system according to claim 1, it is characterised in that: the query statistic module it is interior
Portion is provided with audit project information module, and the audit project information module includes individual information module and Global Information module,
And Global Information module is located at the lower end of individual information module.
3. a kind of Audit data analysis system according to claim 1, it is characterised in that: the analysis module includes risk
Analysis module, image analysis module and continual analysis module, and image analysis module is located at the lower end of risk analysis module, it is described
Continual analysis module is located at the lower end of image analysis module.
4. a kind of Audit data analysis system according to claim 3, it is characterised in that: the risk analysis module includes
Risk indicator library and Risk Results module, and Risk Results module is located at the lower end in risk indicator library.
5. a kind of Audit data analysis system according to claim 1, it is characterised in that: the audit resources management module
Including risk evaluation module and warning module, and warning module is located at the lower end of risk evaluation module, the risk evaluation module
It is connect with risk analysis module.
6. a kind of Audit data analysis system according to claim 2, it is characterised in that: the audit project information module
It is the basis of system, the individual information module is the information material of the single audit target, and the Global Information module is audit
Audit target overall information and individual information Information integration in organ's compass of competency form, the individual information module and entirety
Information module connection.
7. a kind of Audit data analysis system according to claim 3, it is characterised in that: the analysis module is for providing
It is for statistical analysis to Various types of data in system, the risk analysis module be according between risk indicator library logical relation with
Inner link assesses finance and economics existing for the audit target and audit risk, the image analysis module tendency chart
Each moon amount incurred trend of mode reflection section purpose or each moon ending balance trend.
8. a kind of Audit data analysis system according to claim 4, it is characterised in that: have inside the risk indicator library
Multiple groups risk analysis index is the basis for carrying out network analysis, and risk analysis index is divided into individual index and global index, described
Risk Results module be auditor or plan person by network analysis obtain to audit target finance and economics and audit risk
Final judgement, continual analysis module curing data analysis rule in systems.
9. a kind of Audit data analysis system according to claim 5, it is characterised in that: the audit resources management module
For realizing to auditing bodies, internal auditing staff and external intermediary's centralized maintenance management.
10. a kind of Audit data analysis system according to claim 1, it is characterised in that: the module for managing files pair
Audit project profile is managed collectively, and the unified filing for audit project archives is collected.
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| CN201811368685.XA CN109472558A (en) | 2018-11-16 | 2018-11-16 | A kind of Audit data analysis system |
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| CN201811368685.XA CN109472558A (en) | 2018-11-16 | 2018-11-16 | A kind of Audit data analysis system |
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Cited By (2)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN111242575A (en) * | 2020-01-09 | 2020-06-05 | 广东卓维网络有限公司 | Comprehensive management on-line auditing system |
| CN111612604A (en) * | 2020-06-03 | 2020-09-01 | 云南电网有限责任公司 | Risk control method and system in internal audit |
Citations (2)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN102063668A (en) * | 2011-01-07 | 2011-05-18 | 国都兴业信息审计系统技术（北京）有限公司 | Auditing method and system for information system |
| CN105976109A (en) * | 2016-05-05 | 2016-09-28 | 云神科技投资股份有限公司 | Intelligent auditing method and system based on big data |
-
2018
- 2018-11-16 CN CN201811368685.XA patent/CN109472558A/en active Pending
Patent Citations (2)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN102063668A (en) * | 2011-01-07 | 2011-05-18 | 国都兴业信息审计系统技术（北京）有限公司 | Auditing method and system for information system |
| CN105976109A (en) * | 2016-05-05 | 2016-09-28 | 云神科技投资股份有限公司 | Intelligent auditing method and system based on big data |
Cited By (2)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN111242575A (en) * | 2020-01-09 | 2020-06-05 | 广东卓维网络有限公司 | Comprehensive management on-line auditing system |
| CN111612604A (en) * | 2020-06-03 | 2020-09-01 | 云南电网有限责任公司 | Risk control method and system in internal audit |
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Application publication date: 20190315 |