CN109118371A - A kind of measure of supervision and device - Google Patents

A kind of measure of supervision and device Download PDF

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Publication number
CN109118371A
CN109118371A CN201811009392.2A CN201811009392A CN109118371A CN 109118371 A CN109118371 A CN 109118371A CN 201811009392 A CN201811009392 A CN 201811009392A CN 109118371 A CN109118371 A CN 109118371A
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Prior art keywords
supervision
rule
monitoring indicators
supervision rule
parameter
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CN201811009392.2A
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CN109118371B (en
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王振骞
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China Construction Bank Corp
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China Construction Bank Corp
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    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06Asset management; Financial planning or analysis

Abstract

The present invention provides a kind of measure of supervision and devices, when needing to generate supervision rule, by way of input monitoring indicators, parameter of regularity and operational element, supervision rule are flexibly generated, without rewriting supervision rule in monitor program.And the incidence relation by establishing between the supervision rule generated and surveillanced object, different surveillanced objects is allowed flexibly to select different supervision rules, without writing applicable supervision rule in advance respectively for different surveillanced objects, the efficiency and flexibility for realizing supervision are improved.

Description

A kind of measure of supervision and device
Technical field
The invention belongs to financial technology field more particularly to a kind of trustship investment oversight method and devices.
Background technique
In third party's fund trustship, in order to take precautions against fund application operational risk, the transparency of investment operation is improved, is needed The miscellaneous investments assets that fund application is formed all carry out third party's trustship and supervision.Deposit mechanism is issued based on regulatory agency Dependency rule and trustship contract requirement, setting supervision rule is for the investment scopes of assets, investment instrument, output investment ratio Example, investment limitation and prohibitive behavior etc. exercise supervision.
The processing logic of supervision rule is to obtain the data of monitor control index, will and after calculating the data got Calculated result is compared with the threshold value of setting, wherein threshold value is arranged according to relevant law, whether to determine investment behavior Meet the regulation of law.
Supervision rule is to be programmed in monitor program in advance in the prior art.Due to different types of park assets, When different park assets administrator, different park assets trustees carry out closing rule supervision, used supervision rule is not With, therefore, it is necessary to for different types of park assets, different park assets administrators, different park assets commissions People writes supervision rule respectively.Cause to realize that the low efficiency supervised and flexibility are poor.
Summary of the invention
In view of this, the purpose of the present invention is to provide a kind of measure of supervision and device, to solve to realize in the prior art Supervise low efficiency, the problem of flexibility difference.
Technical solution is as follows:
The present invention provides a kind of measure of supervision, comprising:
Receive the instruction for generating supervision rule;
Receive the generation parameter of input;The generation parameter includes monitoring indicators, parameter of regularity and operational element;
According to the generation parameter, supervision rule is generated;
Establish the incidence relation of the supervision rule and surveillanced object;
It is exercised supervision detection according to supervision rule to the surveillanced object, obtains supervising result.
Preferably, the mode of the input generation parameter includes:
Load monitoring indicators and parameter of regularity;
Parameter of regularity is selected from selection monitoring indicators in the monitoring indicators of load and from the parameter of regularity of load;
The Selecting operation element from default operational element template.
Preferably, the monitoring indicators include base values and derivative index;
Wherein, the base values is made of indicator template and indicator conditions;The indicator template is data name, described Indicator conditions are Business Name, and multiple indicator conditions share the indicator template;
The derivative index is to be generated by combining at least two base values.
Preferably, described to be exercised supervision detection according to supervision rule to the surveillanced object, it obtains supervising result packet It includes:
Determine whether the supervision rule meets execution condition;
It determines that the supervision rule meets execution condition, then according to regular conversion module, the supervision rule is converted to Executable script;
The executable script is executed, supervision result is obtained.
Preferably, the determination supervision rule meets execution condition, then according to regular conversion module by the supervision Rule is converted to executable script
Determine N number of supervision rule for meeting execution condition;
Obtain the whole monitoring indicators for including in N number of supervision rule for meeting execution condition;
Identical monitoring indicators in whole monitoring indicators are merged;
According to data corresponding with the surveillanced object, the monitoring indicators data of each surveillanced object are calculated separately;
With supervision rule for dimension, from obtained in the monitoring indicators data being calculated the supervision it is regular in monitoring indicators Data;
The data for the monitoring indicators that will acquire replace the monitoring indicators in the supervision rule;
Operational element in supervision rule is converted into programming language, generates executable script.
The present invention also provides a kind of monitoring apparatus, comprising:
Receiving unit, for receiving the instruction for generating supervision rule and the generation parameter for receiving input;The generation ginseng Number includes monitoring indicators, parameter of regularity and operational element;
Generation unit, for generating supervision rule according to the generation parameter;
Unit is established, for establishing the incidence relation of the supervision rule and surveillanced object;
Supervision unit obtains supervising result for exercising supervision detection to the surveillanced object according to supervision rule.
Preferably, further includes:
Loading unit, for loading monitoring indicators and parameter of regularity;
Selecting unit, for from the monitoring indicators of load select monitoring indicators, from the parameter of regularity of load select rule Then parameter, and the Selecting operation element from default operational element template.
Preferably, the monitoring indicators include base values and derivative index;
Wherein, the base values is made of indicator template and indicator conditions;The indicator template is data name, described Indicator conditions are Business Name, and multiple indicator conditions share the indicator template;
The derivative index is to be generated by combining at least two base values.
Preferably, the supervision unit includes:
Determination unit, for determining whether the supervision rule meets execution condition;
Converting unit then turns according to rule for determining that the supervision rule meets execution condition in the determination unit Plate is changed the mold, the supervision rule is converted into executable script;
Execution unit obtains supervision result for executing the executable script.
Preferably, the converting unit includes:
Subelement is determined, for determining N number of supervision rule for meeting execution condition;
First obtains subelement, for obtaining the whole monitoring indicators for including in N number of supervision rule for meeting execution condition;
Merge subelement, for merging identical monitoring indicators in whole monitoring indicators;
Computation subunit, for calculating separately each surveillanced object according to data corresponding with the surveillanced object Monitoring indicators data;
Second obtains subelement, for, for dimension, obtaining institute from the monitoring indicators data being calculated with supervision rule State the data of monitoring indicators in supervision rule;
Subelement is replaced, the data of the monitoring indicators for will acquire replace the monitoring indicators in the supervision rule;
Conversion subunit generates executable script for the operational element in supervision rule to be converted to programming language.
Compared with prior art, above-mentioned technical proposal provided by the invention has the advantages that
From above-mentioned technical proposal it is found that in the application when needing to generate supervision rule, by inputting monitoring indicators, rule The mode of parameter and operational element is flexibly generated supervision rule, without rewriting supervision rule in monitor program Then.And the incidence relation by establishing between the supervision rule generated and surveillanced object, allow different surveillanced objects clever It is living to select different supervision rules, without writing applicable supervision rule in advance respectively for different surveillanced objects, Improve the efficiency and flexibility for realizing supervision.
Detailed description of the invention
In order to more clearly explain the embodiment of the invention or the technical proposal in the existing technology, to embodiment or will show below There is attached drawing needed in technical description to be briefly described, it should be apparent that, the accompanying drawings in the following description is the present invention Some embodiments for those of ordinary skill in the art without creative efforts, can also basis These attached drawings obtain other attached drawings.
Fig. 1 is a kind of flow diagram of measure of supervision provided in an embodiment of the present invention;
Fig. 2 is the flow diagram of another measure of supervision provided in an embodiment of the present invention;
Fig. 3 is the schematic diagram of supervision rule editor provided in an embodiment of the present invention;
Fig. 4 is the schematic diagram of basis of formation index in the embodiment of the present invention;
Fig. 5 is the schematic diagram of monitor configured index in the embodiment of the present invention;
Fig. 6 is the schematic diagram that supervision rule is converted to executable script in the embodiment of the present invention;
Fig. 7 is that result schematic diagram is supervised in the embodiment of the present invention;
Fig. 8 is the managing detailed catalogue schematic diagram that result is supervised in the embodiment of the present invention;
Fig. 9 is a kind of structural schematic diagram of monitoring apparatus provided in an embodiment of the present invention;
Figure 10 is the structural schematic diagram of another monitoring apparatus provided in an embodiment of the present invention.
Specific embodiment
In order to make the object, technical scheme and advantages of the embodiment of the invention clearer, below in conjunction with the embodiment of the present invention In attached drawing, technical scheme in the embodiment of the invention is clearly and completely described, it is clear that described embodiment is A part of the embodiment of the present invention, instead of all the embodiments.Based on the embodiments of the present invention, those of ordinary skill in the art Every other embodiment obtained without making creative work, shall fall within the protection scope of the present invention.
Below to the present invention relates to technical term explain, in order to the understanding to technical solution of the present invention:
Third party's trustship and supervision: in order to take precautions against fund application operational risk, the transparency of investment operation, card prison are improved When the regulatory agencies such as meeting, Insurance Regulatory Commission require Fund Company, insurance company etc. to set up fund and insurance products, it is necessary to selector The third-party institutions such as the business bank of rated condition are closed, the miscellaneous investments assets that fund application is formed all are carried out into third party's support Pipe and supervision, deposit mechanism has a responsibility for the requirement of the dependency rule and trustship contract for regulatory agency's publication, for assets Investment scope, investment instrument, ratio between investments, investment limitation and prohibitive behavior etc. carry out closing rule supervision.
Surveillanced object: the object for closing rule supervision, predominantly park assets (also crying combination), park assets associated mechanisms are received (administrator, trustee etc.), such as Fund Company, insurance company etc..
Supervision rule: regulation treaty or assets trustship contractual requirement by interpreting regulatory agency's publication are advised in supervision Then on the basis of type, by setting the parameters to generate supervision rule executable in systems, the settable timing of supervision rule It executes or submits by hand and execute, corresponding assets is examined whether in violation of rules and regulations to generate abnormal results if in violation of rules and regulations after execution.
Parameter of regularity: supervising regular inspection content, access range, threshold value etc. is controlled by parameter configuration, only Parameter, which is arranged, could form specifically executable supervision rule, and regular flexibility, scalability are embodied in supervision parameter of regularity, Above same supervision rule type, it can be arranged by parameter difference and be differently formed different supervision rules, to reach conjunction rule The individual requirement and purpose of inspection.
Supervise regular execution condition: a regular execution relies on very more related datas, such as transaction data, outside Information data etc., the related dependant information that rule executes then execute condition for it, in the case that only execution condition meets, rule Correct inspection result can just be obtained.
Base values: single-value data relevant to park assets, such as unit net value, certain day fund of certain day fund are held Stock class market value, the stock class cost held of certain day fund etc., index is that trustship monitor system is pre-configured, passes through meter It calculates and obtains relevant value, used for customized Index Formula rule.
Derivative index: the composite index formed on the basis of base values by custom formula (addition subtraction multiplication and division etc.).
Regular expression: in customized ratio between investments rule, judge whether that the logic of violation is customized by one Expression formula embodies, and holds in the expression formula comprising factors, expression formulas such as index (basis, derivative), operator, logic judgment symbols Row result is a Boolean true/false.
Present embodiment discloses a kind of measure of supervision, are applied in mandatory system, to realize that prison is advised in the conjunction to park assets Superintend and direct, referring to Fig. 1, the embodiment the following steps are included:
S101, the instruction for generating supervision rule is received;
When being initially generated supervision rule or to the supervision Policy Updates generated, exists and generate new supervision rule Demand, at this point, user triggers the instruction for generating supervision rule, so that receiving the instruction of the generation supervision rule of user's triggering Afterwards, start to generate new supervision rule.The instruction that supervision rule is generated in the present embodiment can be clicking operation or voice refers to It enables.
Wherein, include: to the case where supervision Policy Updates generated
When the dependency rule and trustship contractual requirement that deposit mechanism is issued based on regulatory agency change, need according to phase The variation of rule and trustship contractual requirement is closed, supervision rule is updated;
When surveillanced object difference, need to update supervision rule according to surveillanced object.
S102, the generation parameter for receiving input;The generation parameter includes monitoring indicators, parameter of regularity and operand Element;
In order to generate supervision rule, needs to input to generate and supervise the required generation parameter of rule.User, which inputs, generates supervision Parameter is generated required for regular, wherein input mode can be voice input or be manually entered.
The present embodiment provides the human-computer interaction interface of friendly interaction for the ease of generating supervision rule.In human-computer interaction Input generates parameter on interface, wherein generating parameter includes monitoring indicators, parameter of regularity and operational element.
Monitoring indicators are the bases of trustship supervision rule, preset monitoring indicators so that supervision rule uses.Due to pre- The quantity and quality for the monitoring indicators being first arranged determine flexibility, scalability and the efficiency for generating supervision rule, because This, it is desirable to provide monitoring indicators as much as possible.Monitoring indicators include base values and derivative index in the present embodiment.
It include supervision rule threshold parameter in parameter of regularity.It is closed in rule detection in supervision, by that can be made to park assets Specific limitation, for example, hold certain class assets accounting no more than some upper limit perhaps lower than this upper limit of some lower limit or Lower limit is threshold parameter.The threshold limit in rule detection is closed into supervision and extracts configurableization parameter, a prison same in this way Superintending and directing the regular different situation of but threshold value identical in inspection content can accomplish to reuse.For example, be all to A class assets accounting into Row supervision, but the supervision rule for needing to meet in some cases is A class assets accounting no more than 10%, is needed in some cases The supervision rule to be met is A class assets accounting no more than 30%.Only threshold parameter is different in supervision rule, from supervision rule In extract threshold value 10% and 30% so that supervision rule threshold parameter in varied situations is configurable, and then not With regenerating new supervision rule, and only reconfigure the threshold parameter of supervision rule.Realize supervision rule Reusability.
Operational element include index, parameter, numeric operator (+,-, *, /), logical operator (AND, OR), part it is non-poly- Close the operators such as function, conditional branching symbol (IF, ELSE, ELSEIF).
By taking supervision rule is no more than 10% for assets accounting as an example, the operational element in this supervision rule is "≤".
S103, according to the generation parameter, generate supervision rule;
It include generating supervision rule required monitoring indicators, parameter of regularity and operand in the generation parameter of input Element, therefore the monitoring indicators based on input, parameter of regularity and operational element can generate supervision rule.Such as the supervision of input Index be assets, parameter of regularity 10%, operator be≤, then the supervision rule generated be assets accounting be no more than 10%.
S104, the incidence relation for establishing the supervision rule and surveillanced object;
In trustship monitor system, the supervision rule of generation be it is independent, for different surveillanced objects use.Wherein, it supervises Superintending and directing object includes different types of park assets, park assets administrator, park assets trustee.
By taking surveillanced object is the park assets of some type as an example, if carrying out closing rule supervision to the park assets of this type It checks, then needs to establish the park assets of this type and the incidence relation of supervision rule.Establish supervision rule and supervision pair After incidence relation as between, data corresponding to the monitoring indicators in supervision rule are this monitoring indicators in surveillanced object Corresponding data.
If surveillanced object is conventional mixed type fund, supervision rule is bond, money market instrument and other financial instruments Market value is total to account for the 5%~40% of Net asset value.After establishing the incidence relation between surveillanced object and supervision rule, supervision rule Monitoring indicators in then are the market value of bond, money market instrument and other financial instruments, then, from conventional mixed type fund Obtain bond, money market instrument and other financial instruments market value, and determine get bond, money market instrument and its Whether the market value of his financial instrument accounts for the 5%~40% of Net asset value.
S105, it is exercised supervision detection according to supervision rule to the surveillanced object, obtains supervising result.
It still is conventional mixed type fund with surveillanced object, supervision rule is bond, money market instrument and other finance Tool market value describes for adding up to account for Net asset value 5%~40%.
The market value of bond, money market instrument and other financial instruments in the conventional mixed type fund of acquisition, and calculate debt The market value summation of certificate, money market instrument and other financial instruments calculates the Net asset value in conventional mixed type fund;Determine debt Whether the market value summation of certificate, money market instrument and other financial instruments accounts for the 5%~40% of Net asset value.
If the ratio that the market value summation of bond, money market instrument and other financial instruments accounts for Net asset value is 38%, Between 5%~40%, then the supervision result obtained is advised to close;
If the ratio that the market value summation of bond, money market instrument and other financial instruments accounts for Net asset value is 46%, surpass The range for having gone out 5%~40%, then the supervision result obtained are irregularity.
From above-mentioned technical proposal it is found that in the present embodiment when needing to generate supervision rule, pass through input monitoring indicators, rule Then parameter and the mode of operational element are flexibly generated supervision rule, without rewriting supervision in monitor program Rule.And pass through the incidence relation established between the supervision rule generated and surveillanced object, so that different surveillanced objects can be with Different supervision rules is flexibly selected, without writing applicable supervision rule in advance respectively for different surveillanced objects Then, the efficiency and flexibility for realizing supervision are improved.
The present embodiment also discloses another measure of supervision, shown in Figure 2, the embodiment the following steps are included:
S201, the instruction for generating supervision rule is received;
When being initially generated supervision rule or to the supervision Policy Updates generated, exists and generate new supervision rule Demand, at this point, user triggers the instruction for generating supervision rule, so that receiving the instruction of the generation supervision rule of user's triggering Afterwards, start to generate new supervision rule.
For the ease of generating supervision rule in the present embodiment, supervision rule editor is provided.It is corresponding, generate supervision rule Instruction then can be the operation opened and supervise rule editor on display interface.
It is shown in Figure 3, for the schematic diagram of supervision rule editor provided in this embodiment, including display content regions, key Disk input area, system function area, monitoring indicators area and service parameter area.
System function area is used for display system function, receives user and selects required system letter from the system function of display Several instructions, and the system function that user selects is shown in display content regions;
For showing monitoring indicators, reception user selects the instruction of monitoring indicators in monitoring indicators area, and user is selected Monitoring indicators are shown in display content regions;
For showing service parameter, reception user selects the instruction of service parameter in service parameter area, and user is selected Service parameter is shown in display content regions;Wherein, service parameter is parameter of regularity;
Key entry area receives user to the clicking operation of keyboard, and the key that user is clicked for showing operational element The corresponding content of disk is shown in display content regions;
The sequence that display content regions are used to input according to user successively shows the content of user's input, with final presentation generation Supervision rule.
It should be noted that in order to distinguish supervision rule, after receiving the instruction for generating supervision rule, it is also necessary to be arranged The primary attribute of rule is supervised, includes the contents such as supervision rule name, label in primary attribute.
S202, load monitoring indicators and parameter of regularity;
Pre-establish monitoring indicators library and service parameter library.
The monitoring indicators stored in monitoring indicators library include base values and derivative index.Base values by indicator template and Indicator conditions composition, indicator template is data name, and indicator conditions are Business Name, is described from the angle of function, indicator template For logic of fetching, and indicator conditions are the access Correlation Criteria being arranged on the basis of indicator template.Such as, indicator template is city Value, indicator conditions are stock, then the base values formed is the market value of stock, indicate the city's Value Data for only obtaining stock.Due to All there is indicator template in different indicator conditions, e.g., not only stock is there are city's Value Data, and there is also city's Value Datas for bond, therefore Multiple indicator conditions share indicator template in the present embodiment, to form multiple and different base values to facilitate.It is shown in Figure 4, For the schematic diagram of basis of formation index in the present embodiment.
Specifically, the present embodiment provides three classes base values, the first kind is that some correlations of combination accounting valuation itself refer to Mark, e.g., combined assets market value, cost of an asset, net assets market value, net assets cost etc.;Second class is that each layer is held in combination Assets market value, the cost of an asset index of secondary security type, e.g., shown in table 1, first is classified as index coding, for uniquely determining base Plinth index, second is classified as index name, and the title of the base values for indicating setting, third is classified as index explanation, is used for table Show the application scenarios of base values, the 4th is classified as pointer type, for distinguishing base values and derivative index;
Table 1
Third class is special index, as shown in table 2;First is classified as index coding, for uniquely determining base values, second It is classified as index name, the title of the base values for indicating setting, third is classified as index explanation, for indicating base values Application scenarios, the 4th is classified as pointer type, for distinguishing base values and derivative index.
Table 2
Derivative index is to be answered on the basis of base values by what custom formula combined that multiple base values are formed Close index, wherein can only include base values in combined index, can also also may include including base values The derivative index generated by base values.As shown in figure 5, being monitoring indicators configuration schematic diagram, first is classified as index coding, is used for Monitoring indicators are uniquely determined, second is classified as index name, for indicating that the title of monitoring indicators, third are classified as pointer type, uses In distinguishing base values and derivative index, the 4th is classified as achievement data type, is numerical value or percentage, the 5th column for distinguishing For expression formula, the expression formula for deriving index is generated for indicating.Such as, index name shown in Fig. 5 the first row is actual ratio For derivative index, expression formula are as follows: S0100605/B0100002, wherein S0100605 refers to that entitling is known as domestic futures exchange The base values of guarantee fund's amount of money, B0100002 refer to that entitling is known as the total derivative index of security, then it represents that domestic futures are handed over The ratio for this derivative index that this base values and security of easy guarantee fund's amount of money add up to, generating actual ratio, this spreads out Raw index;Index name shown in second row is expression formula are as follows: S0100050+ for the derivative index that security add up to S0100305+S0100313+S0100317+S0100420+S0100484, wherein S0100050 refers to that entitling is known as domestic centre The base values of row bill market value, S0100305 refer to that entitling is known as the base values of national debt market value within a domestic term, S0100313 refers to that entitling is known as the base values of domestic current deposit market value, and it is standby that S0100317 refers to that entitling is referred to as cleared within the border Pay the base values of golden market value, S0100420 refers to that entitling is known as the basis of policy-related finance debt market value within a domestic term and refers to Mark, S0100484 refers to that entitling is known as domestic composite currencies type fund market value, then it represents that this total derivative index of security is By S0100050, S0100305, S0100313, S0100317, S0100420, S0100484 this 6 base values and value group At.
Storage rule parameter in service parameter library.
When generating supervision rule by supervision rule editor, needs to load from the monitoring indicators library pre-established and be used for The monitoring indicators for generating supervision rule, the monitoring indicators of load are shown in monitoring indicators area;And join from the business pre-established For generating the parameter of regularity of supervision rule, parameter of regularity includes threshold parameter, and the threshold parameter of load is shown for load in number library Show in service parameter area.It wherein, can be directly by monitoring indicators when loading monitoring indicators from the monitoring indicators library pre-established Whole monitoring indicators load and are shown to the monitoring indicators area of supervision rule editor in library, will can also only generate a certain specific Monitoring indicators required for supervision rule load and are shown to the monitoring indicators area of supervision rule editor;From the industry pre-established When being engaged in loading threshold parameter in parameter library, directly threshold parameters whole in service parameter library can be loaded and be shown to supervision rule The then service parameter area of editing machine will can also only generate threshold parameter required for a certain specific supervision rule and load and show To the service parameter area of supervision rule editor.
If being loaded directly into whole monitoring indicators, pre-set whole monitoring indicators can be directly loaded automatically;If only Load generates the required monitoring indicators of a certain specific supervision rule, then manually selects supervision by the way of popping up editing interface and refer to Mark, and load the monitoring indicators of selection.Correspondingly, the mode of load threshold parameter is similar with the load mode of monitoring indicators.
In addition, the editing interface provided in the present embodiment, can be not only used for manual loading monitoring indicators and threshold value ginseng Number, and when there is the demand for updating monitoring indicators, threshold parameter, it can distinguish on the monitoring indicators editing interface of pop-up The index that monitoring indicators are arranged encodes, index name, the primary attributes such as pointer type, achievement data type and expression formula, with New monitoring indicators are generated, or the basis such as Business Name of setting threshold parameter belongs on the threshold parameter editing interface of pop-up Property, to generate new threshold parameter.
S203, rule ginseng is selected from selection monitoring indicators in the monitoring indicators of load and from the parameter of regularity of load Number;
Selection generates the monitoring indicators of supervision rule in the monitoring indicators that show in supervision rule editor, and from aobvious Corresponding threshold parameter is selected in the threshold parameter shown.
S204, the Selecting operation element from default operational element template;
According to the regular expression of supervision rule, sequential selection monitoring indicators, operational element and parameter of regularity.
S205, according to the generation parameter, generate supervision rule;
Based on supervision rule editor and the generation parameter inputted in supervision rule editor, supervision rule is generated. Wherein, the supervision rule of generation is intuitively presented in the display area of supervision rule editor in a manner of regular expression, Such as " IF (B0000003≤CS_R_BL1) { B0000002 > CS_QYTZ_BL1 } ELSEIF shown in the display area Fig. 3 (B0000003 > CS_R_BL1AND (B0000003≤CS_R_BL2) { B0000002 > CS_QYTZ_BL2 } ELSEIF Shown in (B0000003 > CS_R_BL2) { B0000002 > CS_QYTZ_BL3 } " regular expression, need to sequentially input operational element IF, derivative index B0000003, operational element≤, threshold parameter CS_R_BL1, derivative index B0000002, operational element >, Threshold parameter CS_QYTZ_BL1, operational element ELSEIF, derivative index B0000003, operational element >, threshold parameter CS_R_ BL1, operational element AND, derivative index B0000003, operational element≤, threshold parameter CS_R_BL2, derivative index B0000002, operational element >, threshold parameter CS_QYTZ_BL2, operational element ELSEIF, derivative index B0000003, operand Element >, threshold parameter CS_R_BL2, derivative index B0000002, operational element >, threshold parameter CS_QYTZ_BL3.According to successively The content of input generates supervision rule.
Human-computer interaction interface is provided in the present embodiment, to be flexibly generated supervision rule.User passes through in human-computer interaction It is operated on interface, supervision rule can be generated.Specifically, corresponding regular major class and subclass are found by interpreting conjunction rule rule, Rule type is the basis of subsequent monitoring indicators and parameter of regularity setting, and the basic information of supervision rule is arranged, such as advise Coding, rule name, regular original text, regular source etc.;It is right according to supervision rule after the basic information for setting supervision rule The type of service answered confirms subsequent processing steps, if the corresponding regular implementation of business rule is Index Formula, pops up The index allocation page adds base values first in the page, then configures derivative index as needed.In setting rule list Up to after formula, parameter of regularity is set, and parameter of regularity includes: parameter coding, parameter name, parameter data type, parameter default etc.. After setting the relevant parameter of supervision rule, regular expression and its regular anomalous content template and prompt letter template are set; The finally relevant execution condition of setting rule, execution condition are the premises that rule executes, and only execution condition meets regular ability Enough automatically process.
S206, the incidence relation for establishing the supervision rule and surveillanced object;
Similar with the implementation of step S104 in a upper embodiment, details are not described herein again.
S207, determine whether the supervision rule meets execution condition;
It determines that the supervision rule meets execution condition, then executes S208;
Otherwise, surveillanced object is not carried out according to supervision rule closing rule supervisory detection;
After generating supervision rule, need to be arranged the execution condition of supervision rule.So that subsequent utilizing this supervision rule When realizing that closing rule supervises, only meet pre-set execution condition, this supervision rule could be executed.Wherein, condition master is executed It to seal account comprising calculating, get associated information data etc..Wherein, for different supervision rules, the pass for needing to get Connection information data are different, and therefore, the execution condition of different supervision rule settings is different.
After determining accounting envelope account, getting associated information data, determine that supervision rule meets execution condition, Ke Yili Realize that supervision is advised in the conjunction to surveillanced object with supervision rule.
S208, according to regular conversion module, the supervision rule is converted into executable script;
It after generating supervision rule in the present embodiment, needs the supervision rule of generation being converted to executable script, with operation Script, which is realized, closes rule supervision.
It in practical applications, is not to generate a supervision rule then to run a supervision rule, but execute in batches prison Superintend and direct rule.Therefore, it is first determined N number of supervision rule for meeting execution condition;N is the positive integer greater than 1.
It all include at least one monitoring indicators in every supervision rule, it is understood that there may be more in the N number of supervision rule got All include identical monitoring indicators in a different supervision rule, in order to improve supervision efficiency, is wrapped in every supervision rule Before the monitoring indicators included calculate, first the monitoring indicators for including in multiple supervision rules are merged, are calculated separately after being merged The data of each monitor control index.Since the data of identical monitoring indicators in different surveillanced objects may be different, supervision refers to Marking combined result is not only monitoring indicators, but the corresponding relationship of monitoring indicators and surveillanced object.For example, supervision pair As 1 supervision rule A in include monitoring indicators a, supervising includes monitoring indicators a in rule B, during the supervision of surveillanced object 2 is regular Also include monitoring indicators a, include monitoring indicators b in the supervision rule of surveillanced object 3, obtained after executing monitoring indicators union operation Amalgamation result be corresponding surveillanced object 1 monitoring indicators a, the monitoring indicators a of corresponding surveillanced object 2, corresponding surveillanced object 3 Monitoring indicators b.
When calculating the monitor control index after merging, need according to the different surveillanced objects for including this monitoring indicators, Calculate separately the monitoring indicators data of each surveillanced object.Calculate separately in surveillanced object 1 monitoring indicators a's as a result, and Calculate the result of monitoring indicators a in surveillanced object 2.
One surveillanced object may correspond to multiple supervision rules, may include the one of reuse in this multiple supervision rule A monitoring indicators, then after calculating the monitor control index after merging, obtain this monitoring indicators as a result, making this supervision Multiple supervision rules of object can be directly obtained the data of monitoring indicators when using this monitoring indicators, and differing needles Its data is computed repeatedly to this monitoring indicators for including in each supervision rule.It is directed to surveillanced object 1, it is only necessary to calculate one Secondary monitoring indicators a's as a result, not need execute supervise rule A when calculating monitoring indicators a's as a result, executing supervision The result of a monitoring indicators a is calculated when regular B again.
After calculating separately the monitoring indicators data after being merged, the data result of monitoring indicators is stored in database In, database name is known as " index result table n.val ", so as to subsequent from the database of entitled " index result table n.val " Obtain the data of corresponding monitoring indicators.It is dimension with supervision rule after calculating and storing each monitoring indicators data after merging Degree obtains the base values data that the supervision rule includes, wherein get from " index result table n.val " database Base values data not only include the corresponding data of base values in monitoring indicators, but also including in monitoring indicators generate derive The corresponding data of the base values of index.Base values data are replaced into the basis in base values and derivative index expression formula Index, while the operational element in supervision rule is converted into programming language, IF/ELSE/ELSEIF/END is such as converted into CASE/ Supervision rule is finally converted to an executable script by WHEN/END.It is SQL script that script can be performed in the present embodiment.
It is shown in Figure 6, for the schematic diagram that supervision rule is converted to executable script in the present embodiment.It is combined in Fig. 6 For surveillanced object, rule refers to that supervision rule, index refer to monitoring indicators.Supervise " rule 1 in regular combined configuration information What+combination 1 " indicated is to carry out closing rule supervision using rule 1 (supervision rule 1) to 1 (surveillanced object 1) of combination, that is, combines 1 and rule Then there is between 1 incidence relation." combination 1, combination 2, the combination 3 ... " content representation being related in combination is and executes in batches Supervision rule there are whole combinations (surveillanced object) of incidence relation." regular 1 (the index 1+ index 2), rule being related in rule What then 2 (index 1+ indexs 3), regular 3 (index 2+ indexs 4) " indicated is all rules (supervision rule) executed in batches, and The index (monitoring indicators) for including in each rule (supervision rule)." regular 1 (index 1+ index 2) " indicates that rule 1 includes two A index refers respectively to mark 1 and index 2.It should be noted that may be used also since the index in each rule can be base values To be derivative index, still, any one, which derives index, can split into multiple base values, therefore, a rule herein In include index refer to base values, as rule 1 in only include a derivative index i, but this derivative index be by Base values 1 is added with base values 2, and therefore, the index that rule 1 includes is basic index 1 and base values 2, and It is not derivative index i.
The whole indexs for including in rule are merged, amalgamation result is obtained.Such as index 1: combination 1+ combination 2+ combination 3 What is indicated is in combination 1, combination 2 and combination 3 all including index 1.But the data for being different index 1 in combination may be not With, the data for needing to calculate separately the data of index 1 in combination 1, combining the data of index 1 in 2, combining index 1 in 3.
S209, the executable script is executed, obtains supervision result.
Visualization interface is provided in the present embodiment, is supervised by interface display as a result, clear whether rule can be closed.If supervision Irregularity is detected, then generates violation results.
Wherein, violation results include two parts information, and first part's information is basic information, relevant in violation of rules and regulations for recording Basic information, such as the park assets title of violation, the in violation of rules and regulations coding of rule and title, violation date, in violation of rules and regulations description information, such as Shown in Fig. 7.
Second part information is managing detailed catalogue, for recording some significant datas during violation results dissection process, example Such as corresponding data of all indexs, the actual proportions value, parameter value of rule configuration, as shown in Figure 8.
From above-mentioned technical proposal it is found that realizing supervision rule in the present embodiment based on index, it can customize derivative and refer to Mark, can customize regular expression, adequately realize the flexibility of creation supervision rule, scalability;It refines and closes rule supervision Threshold value be parameter of regularity, avoid hard coded, allow rule across combination, reach shared purpose across Asset Type, improve supervision The reusability of rule.Simultaneously in supervising regular implementation procedure, monitoring indicators calculate merging treatment, and a monitoring indicators are once criticized Amount calculates multiple combined values, and once obtain the specially treateds such as multiple combined violation results in batches reaches supervision to a supervision rule The high efficiency that rule executes.
Corresponding above-mentioned measure of supervision, the present invention provides a kind of monitoring apparatus.The structural schematic diagram of the monitoring apparatus is asked As shown in fig.9, monitoring apparatus includes: in the present embodiment
Receiving unit 901, generation unit 902 establish unit 903, supervision unit 904;
Receiving unit 901, for receiving the instruction for generating supervision rule and the generation parameter for receiving input;The generation Parameter includes monitoring indicators, parameter of regularity and operational element;
Generation unit 902, for generating supervision rule according to the generation parameter;
Unit 903 is established, for establishing the incidence relation of the supervision rule and surveillanced object;
Supervision unit 904 obtains supervision and ties for being exercised supervision detection according to supervision rule to the surveillanced object Fruit.
From above-mentioned technical proposal it is found that in the present embodiment when needing to generate supervision rule, pass through input monitoring indicators, rule Then parameter and the mode of operational element are flexibly generated supervision rule, without rewriting supervision in monitor program Rule.And pass through the incidence relation established between the supervision rule generated and surveillanced object, so that different surveillanced objects can be with Different supervision rules is flexibly selected, without writing applicable supervision rule in advance respectively for different surveillanced objects Then, the efficiency and flexibility for realizing supervision are improved.
The present invention also provides another monitoring apparatus, the structural schematic diagram of the monitoring apparatus is please referred to shown in Figure 10, In the present embodiment on the basis of monitoring apparatus monitoring apparatus shown in Fig. 9, further includes:
Loading unit 1001, selecting unit 1002;
Loading unit 1001, for loading monitoring indicators and parameter of regularity;
Selecting unit 1002, for from selecting monitoring indicators in the monitoring indicators of load, select from the parameter of regularity of load Select parameter of regularity, and the Selecting operation element from default operational element template.
The monitoring indicators include base values and derivative index;
Wherein, the base values is made of indicator template and indicator conditions;The indicator template is data name, described Indicator conditions are Business Name, and multiple indicator conditions share the indicator template;
The derivative index is to be generated by combining at least two base values.
Optionally, supervision unit 904 includes:
Determination unit, converting unit and execution unit;
The determination unit, for determining whether the supervision rule meets execution condition;
The converting unit, for determining that the supervision rule meets execution condition in the determination unit, then according to rule The supervision rule is converted to executable script by then conversion module;
Optionally, the converting unit includes:
Subelement is determined, for determining N number of supervision rule for meeting execution condition;
First obtains subelement, for obtaining the whole monitoring indicators for including in N number of supervision rule for meeting execution condition;
Merge subelement, for merging identical monitoring indicators in whole monitoring indicators;
Computation subunit, for calculating separately each surveillanced object according to data corresponding with the surveillanced object Monitoring indicators data;
Second obtains subelement, for, for dimension, obtaining institute from the monitoring indicators data being calculated with supervision rule State the data of monitoring indicators in supervision rule;
Subelement is replaced, the data of the monitoring indicators for will acquire replace the monitoring indicators in the supervision rule;
Conversion subunit generates executable script for the operational element in supervision rule to be converted to programming language.
The execution unit obtains supervision result for executing the executable script.
From above-mentioned technical proposal it is found that in the present embodiment when needing to generate supervision rule, pass through input monitoring indicators, rule Then parameter and the mode of operational element are flexibly generated supervision rule, without rewriting supervision in monitor program Rule.And pass through the incidence relation established between the supervision rule generated and surveillanced object, so that different surveillanced objects can be with Different supervision rules is flexibly selected, without writing applicable supervision rule in advance respectively for different surveillanced objects Then, the efficiency and flexibility for realizing supervision are improved.
Each embodiment in this specification is described in a progressive manner, the highlights of each of the examples are with other The difference of embodiment, the same or similar parts in each embodiment may refer to each other.The device provided for embodiment For, since it is corresponding with the method that embodiment provides, so being described relatively simple, related place is said referring to method part It is bright.
It should be noted that, in this document, the terms "include", "comprise" or its any other variant are intended to non-row His property includes, so that the process, method, article or equipment for including a series of elements not only includes those elements, and And further include other elements that are not explicitly listed, or further include for this process, method, article or equipment institute it is intrinsic Element.In the absence of more restrictions, the element limited by sentence "including a ...", it is not excluded that including institute State in the process, method, article or equipment of element that there is also other identical elements.
The foregoing description of the disclosed embodiments can be realized those skilled in the art or using the present invention.To this A variety of modifications of a little embodiments will be apparent for a person skilled in the art, and the general principles defined herein can Without departing from the spirit or scope of the present invention, to realize in other embodiments.Therefore, the present invention will not be limited It is formed on the embodiments shown herein, and is to fit to consistent with the principles and novel features disclosed in this article widest Range.
The above is only a preferred embodiment of the present invention, it is noted that for the ordinary skill people of the art For member, various improvements and modifications may be made without departing from the principle of the present invention, these improvements and modifications are also answered It is considered as protection scope of the present invention.

Claims (10)

1. a kind of measure of supervision characterized by comprising
Receive the instruction for generating supervision rule;
Receive the generation parameter of input;The generation parameter includes monitoring indicators, parameter of regularity and operational element;
According to the generation parameter, supervision rule is generated;
Establish the incidence relation of the supervision rule and surveillanced object;
It is exercised supervision detection according to supervision rule to the surveillanced object, obtains supervising result.
2. the method according to claim 1, wherein the mode that the input generates parameter includes:
Load monitoring indicators and parameter of regularity;
Parameter of regularity is selected from selection monitoring indicators in the monitoring indicators of load and from the parameter of regularity of load;
The Selecting operation element from default operational element template.
3. according to the method described in claim 2, it is characterized in that, the monitoring indicators include base values and derivative index;
Wherein, the base values is made of indicator template and indicator conditions;The indicator template is data name, the index Condition is Business Name, and multiple indicator conditions share the indicator template;
The derivative index is to be generated by combining at least two base values.
4. method according to claim 1 to 3, which is characterized in that described regular to described according to the supervision Surveillanced object exercises supervision detection, obtains supervision result and includes:
Determine whether the supervision rule meets execution condition;
It determines that the supervision rule meets execution condition, then according to regular conversion module, the supervision rule is converted to and can be held Travel far and wide this;
The executable script is executed, supervision result is obtained.
5. according to the method described in claim 4, it is characterized in that, the determination supervision rule meets execution condition, then The supervision rule, which is converted to executable script, according to regular conversion module includes:
Determine N number of supervision rule for meeting execution condition;
Obtain the whole monitoring indicators for including in N number of supervision rule for meeting execution condition;
Identical monitoring indicators in whole monitoring indicators are merged;
According to data corresponding with the surveillanced object, the monitoring indicators data of each surveillanced object are calculated separately;
With supervision rule for dimension, from the number for obtaining monitoring indicators in the supervision rule in the monitoring indicators data being calculated According to;
The data for the monitoring indicators that will acquire replace the monitoring indicators in the supervision rule;
Operational element in supervision rule is converted into programming language, generates executable script.
6. a kind of monitoring apparatus characterized by comprising
Receiving unit, for receiving the instruction for generating supervision rule and the generation parameter for receiving input;The generation parameter packet Include monitoring indicators, parameter of regularity and operational element;
Generation unit, for generating supervision rule according to the generation parameter;
Unit is established, for establishing the incidence relation of the supervision rule and surveillanced object;
Supervision unit obtains supervising result for exercising supervision detection to the surveillanced object according to supervision rule.
7. device according to claim 6, which is characterized in that further include:
Loading unit, for loading monitoring indicators and parameter of regularity;
Selecting unit, for from the monitoring indicators of load select monitoring indicators, from the parameter of regularity of load select rule ginseng Number, and the Selecting operation element from default operational element template.
8. device according to claim 7, which is characterized in that the monitoring indicators include base values and derivative index;
Wherein, the base values is made of indicator template and indicator conditions;The indicator template is data name, the index Condition is Business Name, and multiple indicator conditions share the indicator template;
The derivative index is to be generated by combining at least two base values.
9. according to device described in claim 6-8 any one, which is characterized in that the supervision unit includes:
Determination unit, for determining whether the supervision rule meets execution condition;
Converting unit, for determining that the supervision rule meets execution condition in the determination unit, then according to regular modulus of conversion The supervision rule is converted to executable script by plate;
Execution unit obtains supervision result for executing the executable script.
10. device according to claim 9, which is characterized in that the converting unit includes:
Subelement is determined, for determining N number of supervision rule for meeting execution condition;
First obtains subelement, for obtaining the whole monitoring indicators for including in N number of supervision rule for meeting execution condition;
Merge subelement, for merging identical monitoring indicators in whole monitoring indicators;
Computation subunit, for calculating separately the prison of each surveillanced object according to data corresponding with the surveillanced object Superintend and direct achievement data;
Second obtains subelement, for, for dimension, obtaining the prison from the monitoring indicators data being calculated with supervision rule Superintend and direct the data of monitoring indicators in rule;
Subelement is replaced, the data of the monitoring indicators for will acquire replace the monitoring indicators in the supervision rule;
Conversion subunit generates executable script for the operational element in supervision rule to be converted to programming language.
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