CN113094386A - Supervision index configuration method and device, electronic equipment and medium - Google Patents

Supervision index configuration method and device, electronic equipment and medium Download PDF

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Publication number
CN113094386A
CN113094386A CN202110374818.XA CN202110374818A CN113094386A CN 113094386 A CN113094386 A CN 113094386A CN 202110374818 A CN202110374818 A CN 202110374818A CN 113094386 A CN113094386 A CN 113094386A
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supervision
rule
requirement
dimension
sub
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朱屹捷
吴佳俊
胡润秋
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Industrial and Commercial Bank of China Ltd ICBC
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Industrial and Commercial Bank of China Ltd ICBC
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    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F16/00Information retrieval; Database structures therefor; File system structures therefor
    • G06F16/20Information retrieval; Database structures therefor; File system structures therefor of structured data, e.g. relational data
    • G06F16/24Querying
    • G06F16/242Query formulation
    • G06F16/2433Query languages
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F16/00Information retrieval; Database structures therefor; File system structures therefor
    • G06F16/20Information retrieval; Database structures therefor; File system structures therefor of structured data, e.g. relational data
    • G06F16/24Querying
    • G06F16/245Query processing
    • G06F16/2455Query execution
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F16/00Information retrieval; Database structures therefor; File system structures therefor
    • G06F16/20Information retrieval; Database structures therefor; File system structures therefor of structured data, e.g. relational data
    • G06F16/28Databases characterised by their database models, e.g. relational or object models
    • G06F16/284Relational databases
    • G06F16/285Clustering or classification
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/02Banking, e.g. interest calculation or account maintenance
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06Asset management; Financial planning or analysis

Abstract

The present disclosure provides a supervision index configuration method, including: acquiring demand information of a supervision object, wherein the demand information comprises product types, supervision demands and time information; acquiring at least one supervision rule corresponding to the product type, wherein the supervision rule comprises supervision rules preset aiming at various product types; determining a supervision dimension of at least one supervision rule based on supervision requirements; and constructing a supervision index by using the supervision dimension based on the requirement information of the supervision object. In addition, the present disclosure also provides a supervision index configuration apparatus, an electronic device, a computer readable storage medium and a computer program product. The supervision index configuration method provided by the disclosure can be used in the financial field or other fields.

Description

Supervision index configuration method and device, electronic equipment and medium
Technical Field
The present disclosure relates to the field of financial technologies, and more particularly, to a supervised index configuration method, a supervised index configuration apparatus, an electronic device, a computer-readable storage medium, and a computer program product.
Background
The current hosting and monitoring service has the characteristics of multiple types and varieties of hosting assets, quick change of monitoring points and monitoring ranges and complex monitoring logic. In the existing supervision index configuration method, business personnel determine requirements according to policies and market rules, developers set index parameters according to the requirements to create new supervision indexes, and finally the supervision indexes are on-line to implement system monitoring.
In the process of realizing the disclosure, the existing supervision index configuration method has poor flexibility and timeliness and low accuracy, and cannot meet the requirement of the managed transaction supervision service.
Disclosure of Invention
In view of the above, the present disclosure provides a supervised index configuration method, a supervised index configuration apparatus, an electronic device, a computer readable storage medium, and a computer program product.
One aspect of the present disclosure provides a method for configuring a supervision index, including: acquiring demand information of a supervision object, wherein the demand information comprises product types, supervision demands and time information; acquiring at least one supervision rule corresponding to the product type, wherein the supervision rule comprises supervision rules preset for various product types; determining a supervision dimension of the at least one supervision rule based on the supervision requirement; and constructing a supervision index by utilizing the supervision dimension based on the requirement information of the supervision object.
According to an embodiment of the present disclosure, the acquiring at least one monitoring rule corresponding to the product type includes: acquiring an attribute code corresponding to the product type from a dictionary; and acquiring the at least one supervision rule corresponding to the attribute code from a database.
According to an embodiment of the present disclosure, the supervision requirement includes at least one sub-requirement, wherein the sub-requirement includes a first attribute condition and a first operation element; the supervision rules include: a second attribute condition and a second operand.
According to the embodiment of the present disclosure, after acquiring the supervision rule corresponding to the product type, the method further includes: in the case that the first attribute condition of the sub-requirement matches the second attribute condition of the supervision rule, replacing the second operation element of the supervision rule with the first operation element of the sub-requirement to modify the supervision rule; and creating a new supervision rule based on the sub-requirement in case that the first attribute condition of the sub-requirement does not match the second attribute condition of the supervision rule.
According to an embodiment of the present disclosure, the creating a new supervision rule based on the sub-requirement includes: acquiring an attribute condition list corresponding to the product type and the rule type of the supervision object; selecting a second attribute condition matched with the first attribute condition from the attribute condition list; and configuring the second attribute condition by using the first operation element of the sub-requirement to obtain the new supervision rule.
According to an embodiment of the present disclosure, the determining the supervision dimension of the at least one supervision rule based on the supervision requirement includes: determining at least one target supervision rule corresponding to the at least one sub-requirement from the at least one supervision rule; and establishing a rule relationship between the supervision dimension and the at least one target supervision rule.
According to an embodiment of the present disclosure, the building a supervision index by using the supervision dimension based on the demand information of the supervision object includes: determining the applicable product type of the supervision index according to the product type; determining the supervision dimension contained in the supervision index according to the supervision requirement; and determining the applicable time range of the supervision dimension according to the time information.
According to an embodiment of the present disclosure, further comprising: converting the supervision indexes into executable statements; and executing the executable statement to complete the supervision of the supervision object.
According to an embodiment of the present disclosure, the supervision rule, the supervision dimension, and the supervision index are stored in a database in the form of a data table.
Another aspect of the present disclosure provides a monitoring index configuring apparatus, which includes an information obtaining module, an inquiring module, a first executing module, and a second executing module. The system comprises an information acquisition module, a monitoring module and a monitoring module, wherein the information acquisition module is used for acquiring demand information of a monitored object, and the demand information comprises a product type, a monitoring demand and time information; the query module is used for acquiring at least one supervision rule corresponding to the product type, wherein the supervision rule comprises supervision rules preset aiming at various product types; a first execution module, configured to determine a supervision dimension of the at least one supervision rule based on the supervision requirement; and the second execution module is used for constructing a supervision index by utilizing the supervision dimension based on the requirement information of the supervision object.
According to an embodiment of the present disclosure, the query module includes a first query unit and a second query unit. The first query unit is used for acquiring an attribute code corresponding to the product type from a dictionary; and the second query unit is used for acquiring the at least one supervision rule corresponding to the attribute code from a database.
According to an embodiment of the present disclosure, the supervision requirement includes at least one sub-requirement, wherein the sub-requirement includes a first attribute condition and a first operation element; the supervision rules include: a second attribute condition and a second operand.
According to an embodiment of the present disclosure, the monitoring index configuring apparatus further includes a processing module, and the processing module includes a first processing unit and a second processing unit. The first processing unit is used for replacing the second operation element of the supervision rule by the first operation element of the sub-requirement to modify the supervision rule under the condition that the first attribute condition of the sub-requirement is matched with the second attribute condition of the supervision rule; and a second processing unit for creating a new supervision rule based on the sub-requirement if the first attribute condition of the sub-requirement does not match the second attribute condition of the supervision rule.
According to an embodiment of the present disclosure, the second processing unit includes a first processing subunit, a second processing subunit, and a third processing subunit. The first processing subunit is configured to obtain an attribute condition list corresponding to the product type and the rule type of the supervision object; a second processing subunit, configured to select a second attribute condition matching the first attribute condition from the attribute condition list; and a third processing subunit, configured to configure the second attribute condition using the first operation element of the sub-requirement, so as to obtain the new supervision rule.
According to an embodiment of the present disclosure, the first execution module includes a first execution unit and a second execution unit. The first execution unit is used for determining at least one target supervision rule corresponding to the at least one sub-requirement from the at least one supervision rule; and the second execution unit is used for establishing a rule relation between the supervision dimension and the at least one target supervision rule.
According to an embodiment of the present disclosure, the second execution module includes a third execution unit, a fourth execution unit, and a fifth execution unit. The third execution unit is used for determining the applicable product type of the supervision index according to the product type; a fourth execution unit, configured to determine the supervision dimension included in the supervision index according to the supervision requirement; and a fifth execution unit, configured to determine, according to the time information, an applicable time range of the supervision dimension.
According to an embodiment of the present disclosure, the monitoring index configuring apparatus further includes a third executing module, where the third executing module is configured to convert the monitoring index into an executable statement; and executing the executable statement to complete the supervision of the supervision object.
According to an embodiment of the present disclosure, the supervision rule, the supervision dimension, and the supervision index are stored in a database in the form of a data table.
Another aspect of the present disclosure provides an electronic device including: one or more processors; memory to store one or more instructions, wherein the one or more instructions, when executed by the one or more processors, cause the one or more processors to implement a method as described above.
Another aspect of the present disclosure provides a computer-readable storage medium storing computer-executable instructions for implementing the method as described above when executed.
Another aspect of the disclosure provides a computer program product comprising computer executable instructions for implementing the method as described above when executed.
According to the embodiment of the disclosure, the supervision rule is obtained through the obtained requirement information of the supervision object, the supervision dimension is determined based on the supervision rule, and the supervision index is constructed by utilizing the supervision dimension. By adopting the technical means, the problems of poor configuration flexibility and timeliness of the supervision indexes and lack of unified modules are solved, and the effects of flexible construction and quick updating of the supervision indexes are achieved.
Drawings
The above and other objects, features and advantages of the present disclosure will become more apparent from the following description of embodiments of the present disclosure with reference to the accompanying drawings, in which:
FIG. 1 schematically illustrates a flow diagram of a supervisory index configuration method according to an embodiment of the disclosure;
FIG. 2 schematically illustrates a schematic diagram of a supervisory rule pre-set flow, in accordance with an embodiment of the present disclosure;
FIG. 3 schematically illustrates a diagram of a list of attribute conditions according to an embodiment of the present disclosure;
FIG. 4 schematically illustrates a schematic diagram of a supervisory rule processing flow according to another embodiment of the present disclosure;
FIG. 5 schematically shows a schematic diagram of a supervised dimension setup procedure in accordance with an embodiment of the present disclosure;
FIG. 6 schematically shows a diagram of a supervisory indicator setting flow, in accordance with an embodiment of the present disclosure;
FIG. 7 schematically illustrates a block diagram of a supervisory indicator configuration apparatus according to an embodiment of the present disclosure;
fig. 8 schematically shows a block diagram of an electronic device 800 adapted to implement a supervised index configuration method according to an embodiment of the present disclosure.
Detailed Description
Hereinafter, embodiments of the present disclosure will be described with reference to the accompanying drawings. It should be understood that the description is illustrative only and is not intended to limit the scope of the present disclosure. In the following detailed description, for purposes of explanation, numerous specific details are set forth in order to provide a thorough understanding of the embodiments of the disclosure. It may be evident, however, that one or more embodiments may be practiced without these specific details. Moreover, in the following description, descriptions of well-known structures and techniques are omitted so as to not unnecessarily obscure the concepts of the present disclosure.
The terminology used herein is for the purpose of describing particular embodiments only and is not intended to be limiting of the disclosure. The terms "comprises," "comprising," and the like, as used herein, specify the presence of stated features, steps, operations, and/or components, but do not preclude the presence or addition of one or more other features, steps, operations, or components.
All terms (including technical and scientific terms) used herein have the same meaning as commonly understood by one of ordinary skill in the art unless otherwise defined. It is noted that the terms used herein should be interpreted as having a meaning that is consistent with the context of this specification and should not be interpreted in an idealized or overly formal sense.
Where a convention analogous to "at least one of A, B and C, etc." is used, in general such a construction is intended in the sense one having skill in the art would understand the convention (e.g., "a system having at least one of A, B and C" would include but not be limited to systems that have a alone, B alone, C alone, a and B together, a and C together, B and C together, and/or A, B, C together, etc.). Where a convention analogous to "A, B or at least one of C, etc." is used, in general such a construction is intended in the sense one having skill in the art would understand the convention (e.g., "a system having at least one of A, B or C" would include but not be limited to systems that have a alone, B alone, C alone, a and B together, a and C together, B and C together, and/or A, B, C together, etc.).
The managed and supervised service has the characteristics of multiple managed asset types and varieties, quick change of monitoring points and monitoring ranges and complex monitoring logic. The related supervision system has the problems of fixed and single creation mode, slow index updating timeliness, lack of uniform template and mode for supervision index configuration and the like for the construction of the transaction indexes.
The flow of the related supervision index configuration method comprises the following steps: firstly, business personnel determine index names and meanings according to policies and market rules, and then put forward requirements according to system data; then, the developer sets the parameters of the index according to the requirement, and further creates a new supervision index; and finally, the supervision indexes are on line to implement system monitoring.
The process cannot flexibly and conveniently self-define the required supervision indexes. Under the condition that the transaction monitoring main body or condition needs to be updated due to market or supervision policy factors and the like of the existing supervision indexes, business personnel are often required to submit the requirements again according to a related supervision index configuration method, and then developers reestablish the indexes according to a configuration mode. Therefore, the updating time of the supervision index is long, and the requirement of quick updating of the supervision index cannot be met.
In addition, in the related supervision index configuration method, supervision requirements cannot update supervision indexes based on investment varieties of conventional managed assets through a fixed mode and a fixed flow, and the compiling and configuration range of supervision rules can only be limited to the content of a single investment variety in the managed assets, such as stock investment supervision rules, fund investment rules and the like. One index can only correspond to one rule to contain a certain investment asset variety, and the large-scale inclusion and incorporation of the basic investment variety cannot be effectively supervised. For example, the uniform supervision and index maintenance cannot be performed on the financial assets within the range of conventional investment varieties such as bank deposits, stocks, funds, bonds and the like of social insurance and endowment insurance fund investment.
Therefore, the related supervision index configuration method cannot meet the processing requirement of supervision index construction.
In view of this, embodiments of the present disclosure provide a supervised index configuration method, a supervised index configuration apparatus, an electronic device, a computer-readable storage medium, and a computer program product. The method comprises the steps of obtaining demand information of a supervised object, wherein the demand information comprises product types, supervision demands and time information; acquiring at least one supervision rule corresponding to the product type; determining a supervision dimension of at least one supervision rule based on supervision requirements; and constructing a supervision index by using the supervision dimension based on the requirement information of the supervision object.
Fig. 1 schematically shows a flow chart of a supervision metrics configuration method according to an embodiment of the present disclosure.
As shown in fig. 1, the method includes operations S110 to S140.
In operation S110, demand information of a supervision object is acquired.
According to an embodiment of the present disclosure, the demand information includes information abstracted by business personnel according to policies and market rules, and the types of demand information include the type of product involved, the regulatory requirements, and the associated time information. For example, a policy specifies that 1 month and 1 day of a certain type of assets should be prohibited from investing 3 months of periodic deposits, and according to the policy, business personnel can analyze and obtain information of a product type of 'bank deposit', a supervision requirement that 'the deposit period is more than 90 days', and time that '1 month and 1 day is effective'.
According to the embodiment of the disclosure, the service personnel can input the required information into the processing equipment through input modes such as characters, voice and the like.
In operation S120, at least one supervision rule corresponding to a product type is acquired.
According to an embodiment of the present disclosure, the supervision rule may be a preset supervision rule, and specifically, the process of presetting the supervision rule may include: firstly, counting historical managed and supervised service data; then, obtaining the common product type and the common supervision requirement according to the statistical result; finally, a supervision rule for each supervision requirement is established separately. Each preset supervision rule may correspond to a plurality of product types, and one product type may also correspond to a plurality of preset supervision rules.
In operation S130, a supervision dimension of at least one supervision rule is determined based on the supervision requirement.
In operation S140, a supervision index is constructed using a supervision dimension based on the demand information of the supervision object.
According to the embodiment of the disclosure, the supervision rule is obtained through the obtained requirement information of the supervision object, the supervision dimension is determined based on the supervision rule, and the supervision index is constructed by utilizing the supervision dimension. By adopting the technical means, the problems of poor configuration flexibility and timeliness of the supervision indexes and lack of unified modules are solved, and the effects of flexible construction and quick updating of the supervision indexes are achieved.
The method shown in fig. 1 is further described with reference to fig. 2-6 in conjunction with specific embodiments.
In the embodiment of the disclosure, the monitoring index configuration method may include a monitoring rule setting process, a monitoring dimension setting process, and a monitoring index setting process, and in the processing processes of the three processes, the monitoring rule, the monitoring dimension, and the monitoring index may be stored in the database in the form of a data table.
Fig. 2 schematically shows a schematic diagram of a supervision rule presetting procedure according to an embodiment of the present disclosure.
According to an embodiment of the present disclosure, the supervision rule presetting process involves 3 parameter tables and 3 data tables. The 3 parameter tables comprise a product type parameter table, an attribute condition field information table and an attribute condition field information dictionary table; the 3 data tables comprise a condition basic information table, a rule condition relation table and a rule basic information table.
As shown in fig. 2, the supervision rule presetting flow includes operations S201 to S204.
In operation S201, a product type and a rule type are determined.
According to the embodiment of the disclosure, in one supervision rule setting process, there can be a plurality of product types, but there can be only one rule type involved. For example, four product types of stock, fund, bond, bank deposit may be selected simultaneously, but only one of quantitative or qualitative may be selected for setting the supervision rules.
In operation S202, an attribute condition list is acquired according to the product type and the rule type.
The preset product type and rule type may be stored in a product type parameter table as shown in table 1, which contains product type code, product type name, rule type and attribute code fields. By identifying the product type and the rule type in the input information, the corresponding attribute code can be obtained from the product type parameter table.
TABLE 1
Figure BDA0003009193910000091
After the corresponding attribute code is acquired, the attribute condition field corresponding to the attribute code may be extracted from the attribute condition field information table shown in table 2, and an attribute condition list may be formed for selection. The attribute condition field information table contains attribute codes, attribute field names, condition operators, condition expressions, condition field Chinese names, condition parameter names and whether to select fields singly.
TABLE 2
Figure BDA0003009193910000092
Figure BDA0003009193910000101
For the attribute condition list, the attribute condition field information dictionary table shown in table 3 can be analyzed and displayed on the display device, so that the service personnel can select and input information according to the analyzed attribute condition list. The attribute condition field information dictionary table contains attribute codes, parameter codes and parameter names.
TABLE 3
Figure BDA0003009193910000102
In operation S203, attribute conditions in the attribute condition list are configured using the operation element, resulting in a supervision rule.
According to the embodiment of the disclosure, the condition selection information can be displayed according to the selected attribute condition, and then the content of the selected attribute condition is displayed by the attribute condition information. And then a supervision rule containing normal natural semantics as background logic is created.
In operation S204, the supervision rules are stored in a database.
According to the embodiment of the present disclosure, the created supervision rule basic information, the attribute condition of the supervision rule configuration, and the content of the attribute condition information configuration are inserted into the rule basic information table shown in table 4, the rule condition relationship table shown in table 5, and the condition basic information table shown in table 6, respectively.
TABLE 4
Figure BDA0003009193910000103
Figure BDA0003009193910000111
TABLE 5
Figure BDA0003009193910000112
TABLE 6
Figure BDA0003009193910000113
According to the embodiment of the disclosure, the supervision rules are preset by selecting the product attributes and configuring the attribute conditions in a natural language option mode, so that various required supervision rules can be flexibly, variously and quickly constructed.
Fig. 3 schematically shows a schematic diagram of an attribute condition list according to an embodiment of the present disclosure.
In operation S201 of the supervision rule presetting process, after the selected product type is "bank deposit", an attribute condition list as shown in fig. 3 is shown on the display interface of the device, where the attribute condition list includes columns such as "whether the rule type is qualitative," whether the rule is a commercial bank, "whether the rule is paid in advance," and the like, and columns such as "deposit amount," "issuer rating," and the like, where the rule type is quantitative.
In another embodiment of the present disclosure, the supervision rule may be created or modified according to the requirement information.
Fig. 4 schematically illustrates a schematic diagram of a supervisory rule processing flow according to another embodiment of the present disclosure.
As shown in fig. 4, the supervision rule processing flow includes operations S401 to S403.
In operation S401, a supervision rule is acquired according to the demand information.
According to an embodiment of the present disclosure, acquiring the supervision rule according to the demand information includes: an attribute code corresponding to the product type is obtained from the dictionary, and at least one supervisory rule corresponding to the attribute code is obtained from the database.
In operation S402, the demand information is analyzed.
According to the embodiment of the disclosure, the supervision requirement in the requirement information may include a plurality of sub-requirements, each sub-requirement may include an attribute condition and an operation element, by analyzing the attribute condition and the operation element of the sub-requirement, the attribute condition may be matched with the attribute condition in the supervision rule, and the operation element may modify the operation element in the supervision rule.
In operation S403, the supervision rule is processed according to the requirement information.
According to the embodiment of the disclosure, in the case that the attribute condition of the sub-requirement matches the attribute condition of the supervision rule, the operation element of the supervision rule is replaced with the operation element of the sub-requirement to modify the supervision rule.
According to the embodiment of the present disclosure, in the case where the attribute condition of the sub-requirement does not match the attribute condition of the supervision rule, a new supervision rule is created based on the sub-requirement.
The step of creating a new supervision rule based on the sub-requirements comprises: first, an attribute condition list corresponding to a product type and a rule type of a supervision object is acquired. Then, a new attribute condition matching the attribute condition of the sub-requirement is selected from the attribute condition list. And finally, configuring a new attribute condition by using the operation elements of the sub-requirements to obtain a new supervision rule. The creation of the new supervision rule may also be implemented according to the method of operations S301 to S304 in the supervision rule preset flow.
Fig. 5 schematically shows a schematic diagram of a supervised dimension setup procedure according to an embodiment of the present disclosure.
As shown in fig. 5, the supervision dimension setting flow includes operations S501 to S504.
In operation S501, a supervised dimension is newly created and a dimension name is determined.
According to the embodiment of the disclosure, when a supervision dimension is newly created, a unique code corresponding to the supervision dimension can be determined so as to facilitate the retrieval of the supervision dimension.
In operation S502, at least one supervision rule is selected to be added to the newly created supervision dimension.
According to an embodiment of the present disclosure, the added at least one supervision rule has the same rule type and at least one same product type.
In operation S503, a rule relationship between the supervised dimension and the at least one supervised rule is determined.
According to the embodiment of the disclosure, the rule relationship between the supervision dimension and the supervision rule can be an and, or, unequal logic relationship, or an inclusion, elimination, and the like relationship. For example, a supervision rule 1 may be expressed as "deposit period is greater than 90 days" in natural language, a supervision rule 2 may be expressed as "deposit period is greater than 180 days" in natural language, a rule relationship of a supervision dimension to the supervision rule 1 is "include", a rule relationship of a supervision dimension to the supervision rule 2 is "reject", and a supervision dimension thus generated may be expressed as "deposit period is between 90 days and 180 days" in natural language.
In operation S504, the newly created supervised dimension is stored in a database.
According to the embodiment of the disclosure, the created supervision dimension basic information and supervision rule information in the supervision dimension are respectively inserted into the dimension basic information table shown in table 7 and the dimension rule relation table shown in table 8, and are stored into the database.
TABLE 7
Figure BDA0003009193910000131
TABLE 8
Figure BDA0003009193910000132
Figure BDA0003009193910000141
Fig. 6 schematically shows a schematic diagram of a supervision index setting flow according to an embodiment of the present disclosure.
As shown in fig. 6, the supervision index setting flow includes operations S601 to S605.
In operation S601, a supervision index is newly created and an index name is determined.
According to the embodiment of the disclosure, when the supervision index is newly created, a unique code corresponding to the supervision index can be determined so as to facilitate the retrieval of the supervision index.
In operation S602, the product type and rule type for which the newly created supervision metrics are applicable are determined.
In operation S603, a supervision dimension included in the newly created supervision index is selected.
In operation S604, an activation date of the supervision metrics is determined.
According to the embodiment of the disclosure, the onset date marked in the demand information can be used as the starting date of the supervision index; in the case where the demand information does not refer to the date of onset, the information acquisition time or the like may also be used as the activation date of the supervision index.
In operation S605, the newly created supervision indexes are stored in a database.
According to the embodiment of the present disclosure, the basic information of the created supervision indexes is inserted into the index basic information table as shown in table 9 and the index applicable product type table as shown in table 10, respectively, to be stored in the database.
TABLE 9
Figure BDA0003009193910000142
Watch 10
Figure BDA0003009193910000151
In other embodiments of the present disclosure, the created supervision index may also be converted into an executable statement, and the supervision on the supervision object is completed by executing the executable statement.
According to the embodiment of the disclosure, the mode of creating the supervision rule based on the setting of the attribute of the product can quickly create the supervision index, and is more flexible and convenient than the scheme of system development in the related method.
According to the embodiment of the disclosure, the corresponding transaction supervision indexes can be updated to meet the latest supervision and market latest requirements by modifying the financial product attributes and conditions in the supervision rules or re-creating the supervision rules and integrating the supervision rules in the supervision dimension, and the method has stronger timeliness compared with the scheme developed by the system in the related method.
According to the embodiment disclosed fundamentally, the supervision indexes constructed by the product types and the attribute conditions are completely and directly configured and realized by service personnel according to the requirement information, and the content of the attribute conditions is clear and clear. The constructed supervision indexes are accurate in logic, can cover the same monitoring requirements of different managed asset types, and improves the stability of managed transaction supervision.
Fig. 7 schematically shows a block diagram of a supervised index configuration arrangement according to an embodiment of the present disclosure.
As shown in fig. 7, the supervised index configuration apparatus includes an information obtaining module 710, a query module 720, a first execution module 730, and a second execution module 740.
The information acquiring module 710 is configured to acquire requirement information of the supervision object, where the requirement information includes a product type, a supervision requirement, and time information.
The query module 720 is configured to obtain at least one supervision rule corresponding to a product type, where the supervision rule includes supervision rules preset for multiple product types.
A first executing module 730, configured to determine a supervision dimension of at least one supervision rule based on the supervision requirement.
And a second executing module 740, configured to construct a supervision index by using the supervision dimension based on the requirement information of the supervision object.
According to the embodiment of the disclosure, the supervision rule is obtained through the obtained requirement information of the supervision object, the supervision dimension is determined based on the supervision rule, and the supervision index is constructed by utilizing the supervision dimension. By adopting the technical means, the problems of poor configuration flexibility and timeliness of the supervision indexes and lack of unified modules are solved, and the effects of flexible construction and quick updating of the supervision indexes are achieved.
According to an embodiment of the present disclosure, the query module 720 includes a first query unit and a second query unit. The first query unit is used for acquiring an attribute code corresponding to the product type from the dictionary; and the second query unit is used for acquiring at least one supervision rule corresponding to the attribute code from the database.
According to an embodiment of the present disclosure, the supervision requirement comprises at least one sub-requirement, wherein the sub-requirement comprises a first attribute condition and a first operation element; the supervision rules include: a second attribute condition and a second operand.
According to the embodiment of the disclosure, the supervision index configuration device further comprises a processing module, and the processing module comprises a first processing unit and a second processing unit. The first processing unit is used for replacing a second operation element of the supervision rule by using a first operation element of the sub-requirement to modify the supervision rule under the condition that a first attribute condition of the sub-requirement is matched with a second attribute condition of the supervision rule; and a second processing unit for creating a new supervision rule based on the sub-requirements in case the first attribute condition of the sub-requirements does not match the second attribute condition of the supervision rule.
According to an embodiment of the present disclosure, the second processing unit includes a first processing subunit, a second processing subunit, and a third processing subunit. The first processing subunit is used for acquiring an attribute condition list corresponding to the product type and the rule type of the supervision object; a second processing subunit, configured to select a second attribute condition matching the first attribute condition from the attribute condition list; and the third processing subunit is used for configuring the second attribute condition by using the first operation element of the sub-requirement to obtain a new supervision rule.
According to an embodiment of the present disclosure, the first execution module 730 includes a first execution unit and a second execution unit. The first execution unit is used for determining at least one target supervision rule corresponding to at least one sub-requirement from at least one supervision rule; and a second execution unit for establishing a rule relationship between the supervision dimension and the at least one target supervision rule.
According to an embodiment of the present disclosure, the second execution module 740 includes a third execution unit, a fourth execution unit, and a fifth execution unit. The third execution unit is used for determining the applicable product type of the supervision index according to the product type; the fourth execution unit is used for determining a supervision dimension contained in the supervision index according to the supervision requirement; and the fifth execution unit is used for determining the applicable time range of the supervision dimension according to the time information.
According to an embodiment of the present disclosure, the supervision index configuration apparatus further includes a third execution module, where the third execution module is configured to convert the supervision index into an executable statement; and executing the executable statement to complete the supervision of the supervision object.
According to an embodiment of the present disclosure, the supervision rules, supervision dimensions and supervision metrics are stored in a database in the form of a data table.
Any number of modules, sub-modules, units, sub-units, or at least part of the functionality of any number thereof according to embodiments of the present disclosure may be implemented in one module. Any one or more of the modules, sub-modules, units, and sub-units according to the embodiments of the present disclosure may be implemented by being split into a plurality of modules. Any one or more of the modules, sub-modules, units, sub-units according to embodiments of the present disclosure may be implemented at least in part as a hardware circuit, such as a Field Programmable Gate Array (FPGA), a Programmable Logic Array (PLA), a system on a chip, a system on a substrate, a system on a package, an Application Specific Integrated Circuit (ASIC), or may be implemented in any other reasonable manner of hardware or firmware by integrating or packaging a circuit, or in any one of or a suitable combination of software, hardware, and firmware implementations. Alternatively, one or more of the modules, sub-modules, units, sub-units according to embodiments of the disclosure may be at least partially implemented as a computer program module, which when executed may perform the corresponding functions.
It should be noted that the supervision index configuration method and apparatus provided by the embodiment of the present disclosure may be used in the financial field to generate supervision indexes required in managed supervision business. The supervision index configuration method and device provided by the embodiment of the disclosure can also be used in any field except the financial field, and the application field of the supervision index configuration method and device provided by the embodiment of the disclosure is not limited.
Fig. 8 schematically shows a block diagram of an electronic device 800 adapted to implement a supervised index configuration method according to an embodiment of the present disclosure. The electronic device shown in fig. 8 is only an example, and should not bring any limitation to the functions and the scope of use of the embodiments of the present disclosure.
As shown in fig. 8, an electronic device 800 according to an embodiment of the present disclosure includes a processor 801 that can perform various appropriate actions and processes according to a program stored in a Read Only Memory (ROM)802 or a program loaded from a storage section 808 into a Random Access Memory (RAM) 803. The processor 801 may include, for example, a general purpose microprocessor (e.g., a CPU), an instruction set processor and/or associated chipset, and/or a special purpose microprocessor (e.g., an Application Specific Integrated Circuit (ASIC)), among others. The processor 801 may also include onboard memory for caching purposes. The processor 801 may include a single processing unit or multiple processing units for performing different actions of the method flows according to embodiments of the present disclosure.
In the RAM 803, various programs and data necessary for the operation of the electronic apparatus 800 are stored. The processor 801, the ROM802, and the RAM 803 are connected to each other by a bus 804. The processor 801 performs various operations of the method flows according to the embodiments of the present disclosure by executing programs in the ROM802 and/or RAM 803. Note that the programs may also be stored in one or more memories other than the ROM802 and RAM 803. The processor 801 may also perform various operations of method flows according to embodiments of the present disclosure by executing programs stored in the one or more memories.
Electronic device 800 may also include input/output (I/O) interface 805, input/output (I/O) interface 805 also connected to bus 804, according to an embodiment of the present disclosure. Electronic device 800 may also include one or more of the following components connected to I/O interface 805: an input portion 806 including a keyboard, a mouse, and the like; an output section 807 including a signal such as a Cathode Ray Tube (CRT), a Liquid Crystal Display (LCD), and the like, and a speaker; a storage portion 808 including a hard disk and the like; and a communication section 809 including a network interface card such as a LAN card, a modem, or the like. The communication section 809 performs communication processing via a network such as the internet. A drive 810 is also connected to the I/O interface 805 as necessary. A removable medium 811 such as a magnetic disk, an optical disk, a magneto-optical disk, a semiconductor memory, or the like is mounted on the drive 810 as necessary, so that a computer program read out therefrom is mounted on the storage section 808 as necessary.
According to embodiments of the present disclosure, method flows according to embodiments of the present disclosure may be implemented as computer software programs. For example, embodiments of the present disclosure include a computer program product comprising a computer program embodied on a computer readable storage medium, the computer program containing program code for performing the method illustrated by the flow chart. In such an embodiment, the computer program can be downloaded and installed from a network through the communication section 809 and/or installed from the removable medium 811. The computer program, when executed by the processor 801, performs the above-described functions defined in the system of the embodiments of the present disclosure. The systems, devices, apparatuses, modules, units, etc. described above may be implemented by computer program modules according to embodiments of the present disclosure.
The present disclosure also provides a computer-readable storage medium, which may be contained in the apparatus/device/system described in the above embodiments; or may exist separately and not be assembled into the device/apparatus/system. The computer-readable storage medium carries one or more programs which, when executed, implement the method according to an embodiment of the disclosure.
According to an embodiment of the present disclosure, the computer-readable storage medium may be a non-volatile computer-readable storage medium. Examples may include, but are not limited to: a portable computer diskette, a hard disk, a Random Access Memory (RAM), a read-only memory (ROM), an erasable programmable read-only memory (EPROM or flash memory), a portable compact disc read-only memory (CD-ROM), an optical storage device, a magnetic storage device, or any suitable combination of the foregoing. In the present disclosure, a computer readable storage medium may be any tangible medium that can contain, or store a program for use by or in connection with an instruction execution system, apparatus, or device.
For example, according to embodiments of the present disclosure, a computer-readable storage medium may include the ROM 802 and/or RAM 803 described above and/or one or more memories other than the ROM 802 and RAM 803.
Embodiments of the present disclosure also include a computer program product comprising a computer program containing program code for performing the method provided by the embodiments of the present disclosure, when the computer program product is run on an electronic device, the program code being configured to cause the electronic device to implement the method for configuration of supervision metrics provided by the embodiments of the present disclosure.
The computer program, when executed by the processor 801, performs the above-described functions defined in the system/apparatus of the embodiments of the present disclosure. The systems, apparatuses, modules, units, etc. described above may be implemented by computer program modules according to embodiments of the present disclosure.
In one embodiment, the computer program may be hosted on a tangible storage medium such as an optical storage device, a magnetic storage device, or the like. In another embodiment, the computer program may also be transmitted in the form of a signal on a network medium, distributed, downloaded and installed via communication section 809, and/or installed from removable media 811. The computer program containing program code may be transmitted using any suitable network medium, including but not limited to: wireless, wired, etc., or any suitable combination of the foregoing.
In accordance with embodiments of the present disclosure, program code for executing computer programs provided by embodiments of the present disclosure may be written in any combination of one or more programming languages, and in particular, these computer programs may be implemented using high level procedural and/or object oriented programming languages, and/or assembly/machine languages. The programming language includes, but is not limited to, programming languages such as Java, C + +, python, the "C" language, or the like. The program code may execute entirely on the user computing device, partly on the user device, partly on a remote computing device, or entirely on the remote computing device or server. In the case of a remote computing device, the remote computing device may be connected to the user computing device through any kind of network, including a Local Area Network (LAN) or a Wide Area Network (WAN), or may be connected to an external computing device (e.g., through the internet using an internet service provider).
The flowchart and block diagrams in the figures illustrate the architecture, functionality, and operation of possible implementations of systems, methods and computer program products according to various embodiments of the present disclosure. In this regard, each block in the flowchart or block diagrams may represent a module, segment, or portion of code, which comprises one or more executable instructions for implementing the specified logical function(s). It should also be noted that, in some alternative implementations, the functions noted in the block may occur out of the order noted in the figures. For example, two blocks shown in succession may, in fact, be executed substantially concurrently, or the blocks may sometimes be executed in the reverse order, depending upon the functionality involved. It will also be noted that each block of the block diagrams or flowchart illustration, and combinations of blocks in the block diagrams or flowchart illustration, can be implemented by special purpose hardware-based systems which perform the specified functions or acts, or combinations of special purpose hardware and computer instructions. Those skilled in the art will appreciate that various combinations and/or combinations of features recited in the various embodiments and/or claims of the present disclosure can be made, even if such combinations or combinations are not expressly recited in the present disclosure. In particular, various combinations and/or combinations of the features recited in the various embodiments and/or claims of the present disclosure may be made without departing from the spirit or teaching of the present disclosure. All such combinations and/or associations are within the scope of the present disclosure.
The embodiments of the present disclosure have been described above. However, these examples are for illustrative purposes only and are not intended to limit the scope of the present disclosure. Although the embodiments are described separately above, this does not mean that the measures in the embodiments cannot be used in advantageous combination. The scope of the disclosure is defined by the appended claims and equivalents thereof. Various alternatives and modifications can be devised by those skilled in the art without departing from the scope of the present disclosure, and such alternatives and modifications are intended to be within the scope of the present disclosure.

Claims (13)

1. A supervision index configuration method comprises the following steps:
acquiring demand information of a supervision object, wherein the demand information comprises a product type, supervision demands and time information;
acquiring at least one supervision rule corresponding to the product type, wherein the supervision rule comprises supervision rules preset for various product types;
determining a supervision dimension of the at least one supervision rule based on the supervision requirement; and
constructing a supervision index using the supervision dimension based on the demand information of the supervision object.
2. The method of claim 1, wherein the obtaining at least one supervisory rule corresponding to the product type comprises:
Acquiring an attribute code corresponding to the product type from a dictionary; and
obtaining the at least one supervision rule corresponding to the attribute code from a database.
3. The method of claim 1, wherein:
the supervision requirement comprises at least one sub-requirement, wherein the sub-requirement comprises a first attribute condition and a first operation element;
the supervision rules include: a second attribute condition and a second operand.
4. The method of claim 3, wherein after obtaining the supervision rules corresponding to the product type, further comprising:
in the case that the first attribute condition of the sub-requirement matches the second attribute condition of the supervision rule, replacing the second operation element of the supervision rule with the first operation element of the sub-requirement to modify the supervision rule; and
creating a new supervisory rule based on the sub-requirement if the first attribute condition of the sub-requirement does not match the second attribute condition of the supervisory rule.
5. The method of claim 4, wherein the creating a new oversight rule based on the sub-requirements comprises:
acquiring an attribute condition list corresponding to the product type and the rule type of the supervision object;
Selecting a second attribute condition matched with the first attribute condition from the attribute condition list; and
and configuring the second attribute condition by using the first operation element of the sub-requirement to obtain the new supervision rule.
6. The method of claim 3, wherein the determining a supervision dimension of the at least one supervision rule based on the supervision requirement comprises:
determining at least one target supervision rule corresponding to the at least one sub-requirement from the at least one supervision rule; and
establishing a rule relationship between the supervision dimension and the at least one target supervision rule.
7. The method of claim 1, wherein the building a supervised index with the supervised dimension based on the demand information of the supervised object comprises:
determining the applicable product type of the supervision index according to the product type;
determining the supervision dimension contained in the supervision indexes according to the supervision requirement; and
and determining the applicable time range of the supervision dimension according to the time information.
8. The method of claim 1, further comprising:
converting the supervision metrics into executable statements; and
And executing the executable statement to complete the supervision of the supervision object.
9. The method of any of claims 1-8, wherein the supervision rules, the supervision dimensions, and the supervision metrics are stored in a database in the form of a data table.
10. A supervised index configuration apparatus comprising:
the system comprises an information acquisition module, a monitoring module and a monitoring module, wherein the information acquisition module is used for acquiring demand information of a monitoring object, and the demand information comprises a product type, a monitoring demand and time information;
the query module is used for acquiring at least one supervision rule corresponding to the product type;
a first execution module to determine a supervision dimension of the at least one supervision rule based on the supervision requirement; and
and the second execution module is used for constructing a supervision index by utilizing the supervision dimension based on the requirement information of the supervision object.
11. An electronic device, comprising:
one or more processors;
a memory to store one or more instructions that,
wherein the one or more instructions, when executed by the one or more processors, cause the one or more processors to implement the method of any one of claims 1-9.
12. A computer readable storage medium having stored thereon executable instructions which, when executed by a processor, cause the processor to carry out the method of any one of claims 1 to 9.
13. A computer program product comprising computer executable instructions for implementing the method of any one of claims 1 to 9 when executed.
CN202110374818.XA 2021-04-07 2021-04-07 Supervision index configuration method and device, electronic equipment and medium Pending CN113094386A (en)

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Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN116245416A (en) * 2023-03-01 2023-06-09 北京中科江南信息技术股份有限公司 Service supervision processing method and device, electronic equipment and storage medium

Cited By (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN116245416A (en) * 2023-03-01 2023-06-09 北京中科江南信息技术股份有限公司 Service supervision processing method and device, electronic equipment and storage medium
CN116245416B (en) * 2023-03-01 2023-08-15 北京中科江南信息技术股份有限公司 Service supervision processing method and device, electronic equipment and storage medium

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