AU2016214849B2

AU2016214849B2 - Compound, and separation method, synthesis method and use thereof

Info

Publication number: AU2016214849B2
Application number: AU2016214849A
Authority: AU
Inventors: Zhenwen Duan; Shuren Guo; Xuemei Li
Original assignee: Beijing Peking University WBL Biotech Co Ltd
Current assignee: Beijing Peking University WBL Biotech Co Ltd
Priority date: 2015-02-04
Filing date: 2016-01-27
Publication date: 2020-05-07
Anticipated expiration: 2036-01-27
Also published as: JP2018505884A; KR102160471B1; CN107207404A; CN107207404B; JP6686032B2; CN105985244A; US10099998B2; WO2016124087A1; MY188671A; EP3255031A1; EP3255031A4; KR20170134344A; EP3255031B1; AU2016214849A1; SG11201706353WA; US20180022688A1

Abstract

The present invention relates to a new compound, and a separation method, a synthesis method and a use thereof, which compound is proved by activity experiments to have an HMG-CoA reductase inhibiting effect, and additionally also to a derivative thereof.

Description

Compounds as well as separation method, synthetic method and use thereof

Technical Field

The invention relates to new compounds separated from Monascusfermented rice, as well as a separation method, a synthetic method and a use thereof. It is demonstrated by an assay on activity that the compound has an activity of inhibiting an HMG-CoA reductase. In addition, the invention also relates to compounds structurally similar to the compound, and a synthetic method thereof.

Background Art

Traditional Chinese medicines have been used and studied for a long time. Λ/cwascz/s-fermented rice refers to a purple rice-koji prepared by fermentation of rice as raw material with Monascus. Monascus-ivmiQWted. rice has been used in China since Han dynasty. In 1970s, Professor Endo from Japan separated the physiologically active substance monacolin K from Monascus ruber. Since then, many researchers both at home and abroad have discovered physiologically active substances from the metabolites of Monascus constantly, including monacolin compounds, Monascus pigments, a hypotensive ingredient GABA, an antioxidant ingredient dimerumic acid, and so on. There is still much potential in research and development of Afo/zasvz/s-fermented rice.

Xuezhikang (capsule or tablet), a Afoms'cz/s-fermented rice preparation, is a lipid-regulatory Chinese drug developed by the applicant and commercially available in China, is rich in multiple active ingredients such as statins, and has less adverse reactions compared to the existing lipidregulatory chemical drugs. Its indications refer to cardiovascular and cerebrovascular diseases caused by hyperlipidemia and atherosclerosis. Xuezhikang is effective in eliminating dampness and dispelling phlegm, activating blood and removing blood stasis, fortifying the spleen and promoting digestion. Xuezhikang is applied to short breath, acratia, dizziness, headache, oppression in chest, abdominal distension, and anorexia of spleen deficiency and phlegm blockade syndrome; hyperlipidemia; or adjunctive treatment of cardiovascular and cerebrovascular diseases caused by hyperlipidemia and atherosclerosis.

By studying Xuezhikang using the existing technologies, the following ingredients are separated therefrom:

Statin ingredients

Xuezhikang is rich in natural statins.

i l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020

Isoflavone ingredients

Xuezhikang further comprises isoflavones, sterol substances, more than 20 amino acids, unsaturated fatty acids and multiple trace elements. Isoflavone ingredients mainly comprise genistein, daidzein, and glycitein, all of which belong to isoflavones.

Sterol ingredients

Phytosterin refers to a substance having a structure similar to that of cyclic alcohol, is widely distributed in nature, and represents the final product of plant metabolism.

Sterols in Xuezhikang include ergosterol, stigmasterol, sitosterol and the like.

Amino acid ingredients

Xuezhikang comprises more than 20 amino acid ingredients such as glycerin, proline, serine, aspartic acid, glutamic acid, arginine, histidine, taurine, and γ- aminobutyric acid (GABA).

Unsaturated fatty acid ingredients

Xuezhikang comprises fatty acid ingredients in a large amount. The methyl-esterified derivatives of the fatty acids in Xuezhikang were studied by gas chromatography-mass spectrum technology, and 14 fatty acid ingredients were identified, among which palmitic acid, linoleic acid and oleic acid were comprised in a large amount.

Trace element ingredients

Xuezhikang mainly comprises trace elements such as Mg and Se, wherein the Mg content is relatively high.

Summary of Invention

One aspect of the invention is to provide a compound of Formula (I) or a stereoisomer, tautomer, racemate, prodrug, pharmaceutically acceptable salt or solvate thereof:

r₄o

Formula (I) coor₃or₅ l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020 wherein Ri is selected from Ci-Ce alkyl, halo Ci-Ce alkyl, C3-C7 cycloalkyl, halo C3-C7 cycloalkyl, Ci-Ce alkoxy, halo Ci-Ce alkoxy, Ci-Ce alkylthio, halo Ci-Ce alkylthio, halogen, nitro, amino and cyano;

R2 is selected from H, Ci-Ce alkyl, halo Ci-Ce alkyl, (CH2)i-6OR6, C3-C7 cycloalkyl, halo C3-C7 cycloalkyl, Ci-Ce alkoxy, halo Ci-Ce alkoxy, Ci-Ce alkylthio, halo Ci-Ce alkylthio, halogen, nitro, amino and cyano;

R3 is selected from H and Ci-Ce alkyl;

R4 and R5 each are independently selected from: H, -COR7, -SChRs, and S1R9R10R11;

wherein, R7 is selected from Ci-Ce alkyl and halo Ci-Ce alkyl; Rs is selected from Ci-Ce alkyl, Ci-Ce alkyl, Ce-Cio aryl, and Ce-Cio aryl; R% Rio and Rn are independently selected from Ci-Ce alkyl;

wherein, Re has the same definition as R4 and R5.

Another aspect of the invention is to provide a method for preparing the compound of Formula (I) according to the invention:

1 reacting a compound of Formula (II) under alkaline condition, or adding an esterification reagent under alkaline condition, to prepare the compound of Formula (I). In Formula (II), Ri, R2, and R4 have the same meanings as defined in Formula (I).

The pH range of the alkaline condition is 7.5-14, and optionally, an alkaline reagent such as sodium hydroxide, potassium hydroxide, ammonia water and sodium carbonate, or a solvent may be added. The esterification reagent may be selected from lower alcohol such as methanol and ethanol; anhydride (acetic anhydride, sulfonic anhydride, trifluormethane sulfonic anhydride, etc.), acyl chloride (toluene sulfonyl chloride), and chlorosilane (tert-butyldimethylchlorosilane).

Another aspect of the invention is to provide a method for extracting Compound 5 from AYomsms-fermented rice or extract thereof, comprising the following steps of:

l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020

Compound 5

1) extracting AYomsms-fermented rice or extract thereof with ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) as a solvent;

2) separating the ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) extract obtained in Step 1) by silica gel column chromatography, and carrying out gradient elution with petroleum ether, ethyl acetate and methanol, to obtain the ethyl acetate eluting fraction;

3) separating the ethyl acetate eluting fraction obtained in Step 2) by silica gel column chromatography, carrying out elution with dichloromethane-ethyl acetate-methanol, analyzing and combining the fractions, to obtain 5 fractions in Step 3);

4) separating the second fraction obtained in Step 3) by C18 column chromatography, and carrying out gradient elution with acetonitrile-methanolwater, to obtain 82% (acetonitrile-methanol 1: 1) aqueous solution eluting fraction;

5) further separating the 82% (acetonitrile-methanol 1: 1) aqueous solution eluting fraction obtained in Step 4) by sephadex LH-20 column chromatography using dichloromethane-methanol as a mobile phase, and analyzing and combining the fractions to obtain 6 fractions in Step 5); and

6) purifying the third fraction obtained in Step 5) by chromatography using acetonitrile-methanol-water as a mobile phase and using C18 chromatographic column as a stationary phase, to obtain Compound 5.

Another aspect of the invention is to provide a pharmaceutical composition, comprising at least one compound according to invention and a pharmaceutically acceptable excipient.

Another aspect of the invention is to provide use of the compound according to the invention or a pharmaceutical composition comprising the compound in the manufacture of a medicament, in particular a medicament for inhibiting HMG-CoA reductase. Correspondingly, the invention provides a method for preventing and/or treating dyslipidemia, hyperlipemia, or atherosclerosis in a patient, comprising administering a l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ I .doc-18/03/2020

2016214849 18 Mar 2020 therapeutically effective amount of at least one compound of the invention to the patient in need of treatment. Dyslipidemia refers to a condition in which one or more blood lipid-associated indexes in human body do not fall into the corresponding normal ranges, including elevated total cholesterol, elevated low density lipoprotein cholesterol, elevated apolipoprotein B, elevated triglyceride, and the like. The invention provides a method for preventing and/or treating hypercholesterolemia, combined hyperlipidemia in a patient, comprising administering a therapeutically effective amount of at least one compound of the invention to the patient in need of treatment.

The invention provides a method for treating an increase in total cholesterol, an increase in low density lipoprotein cholesterol, an increase in apolipoprotein B, an increase in triglyceride and the like when the effect of a lifestyle intervention therapy (such as diet adjustment, body weight control, more exercise, and quitting smoking) is not satisfactory.

In said uses, the compound of the invention can be used alone, or in combination with an effective amount of additional lipid-regulatory drug(s). The additional lipid-regulatory drug includes cholesterol synthesis inhibitors (statins or salts thereof, such as lovastatin, pravastatin, simvastatin, fluvastatin, atorvastatin, and pitavastatin), cholesterol absorption inhibitors (Ezetimibe and the like), fibrates (Lopid, lipanthyl ciprofibrate, bezafibrate, fenofibrate and gemfibrozil), nicotinic acids (nicotinic acid, inositol nicotinate, Dongzhiping, and niceritrol), bile acid sequestrants, and phenoxy aromatic acids.

The compound according to the invention or a pharmaceutically acceptable salt thereof (such as acetate, malonate, tartrate, succinate, hydro chlorate, sulfate, and nitrate), may be used to prevent or treat said diseases.

Throughout this specification and the claims which follow, unless the context requires otherwise, the word comprise, and variations such as comprises and comprising, will be understood to imply the inclusion of a stated integer or step or group of integers or steps but not the exclusion of any other integer or step or group of integers or steps.

l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020

The reference in this specification to any prior publication (or information derived from it), or to any matter which is known, is not, and should not be taken as an acknowledgment or admission or any form of suggestion that that prior publication (or information derived from it) or known matter forms part of the common general knowledge in the field of endeavour to which this specification relates.

Description of the drawings

Fig. 1 shows the Ή-Ή COSY(—) (Fig. 1A) and HMBC signals (^^-^) (Fig. IB) of Compound 5 according to the invention.

Specific modes for carrying out the invention

The invention relates to a compound of Formula (I), or a stereoisomer, tautomer, racemate, metabolite, prodrug, pharmaceutically acceptable salt or solvate thereof:

Formula (I) coor₃or₅

Ri is selected from H, Ci-Ce alkyl, halo Ci-Ce alkyl, (CFCh-eOH, C3-C7 cycloalkyl, halo C3-C7 cycloalkyl, Ci-Ce alkoxy, halo Ci-Ce alkoxy, Ci-Ce alkylthio, halo Ci-Ce alkylthio, halogen, nitro, amino and cyano;

R2 is selected from H, Ci-Ce alkyl, halo Ci-Ce alkyl, (CFCh-eORe, C3-C7

5A cycloalkyl, halo C₃-C₇ cycloalkyl, Ci-C₆ alkoxy, halo Ci-C₆ alkoxy, Ci-C₆ alkylthio, halo Ci-C₆ alkylthio, halogen, nitro, amino and cyano;

R₃ is selected from H and Ci-C₆ alkyl;

R4 and R₅ each are independently selected from: H, -COR₇, -SO₂R₈, and

-S1R9R10R11;

wherein, R₇ is selected from Ci-C₆ alkyl and halo Ci-C₆ alkyl; R₈ is selected from Ci-C₆ alkyl, optionally substituted Ci-C₆ alkyl, C₆-Ci₀ aryl, and optionally substituted C₆-Ci₀ aryl; R₉, Ri₀ and Rn are independently selected from Ci-C₆ alkyl;

wherein, R₆has the same definition as R4 and R₅;

wherein, the compound of Formula (I) wherein Ri is (CH₂)OH, R₂ is methyl, and R₃, R4 and R₅ are H, is excluded.

In one embodiment, the invention relates to a compound of Formula (I), wherein, Ri is selected from H, Ci-C₃ alkyl, halo Ci-C₃ alkyl, (CH₂)i_₃OH, C₃C₆ cycloalkyl, halo C₃-C₆ cycloalkyl, C_rC₃ alkoxy, halo Ci-C₃ alkoxy, Ci-C₃alkylthio, halo Ci-C₃ alkylthio, halogen, nitro, amino and cyano.

In one embodiment, the invention relates to a compound of Formula (I), wherein, Ri is selected from H, Ci-C₃ alkyl, halo Ci-C₃ alkyl, (CH₂)i_₃OH, halogen, nitro, amino and cyano.

In one embodiment, the invention relates to a compound of Formula (I), wherein, Ri is selected from H, C]-C₃ alkyl, and (CH₂)i_₃OH.

In one embodiment, the invention relates to a compound of Formula (1), wherein

R₂ is selected from H, C_rC₃ alkyl, halo Ci-C₃ alkyl, (CH₂)i_₃OR₆, C₃-C₆cycloalkyl, halo C₃-C₆ cycloalkyl, Ci-C₃ alkoxy, halo Ci-C₃ alkoxy, Ci-C₃alkylthio, halo C_rC₃ alkylthio, halogen, nitro, amino and cyano;

wherein, R₆ is selected from H, -COR₇, -SO₂R₈, and -SiR₉RioRn;

wherein, R₇ is selected from Ci-C₆ alkyl and halo Ci-C₆ alkyl; R_g is selected from Ci-C₆ alkyl, optionally substituted Ci-C₆ alkyl, C₆-Ci₀ aryl, and optionally substituted C₆-Ci₀ aryl; R₉, Ri₀ and Rn are independently selected from Ci-C₆ alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

R₂ is selected from H, Ci-C₃ alkyl, halo Ci-C₃ alkyl, (CH₂)i_₃OR₆, C₃-C₆cycloalkyl, halo C₃-C₆ cycloalkyl, Ci-C₃ alkoxy, halo Ci-C₃ alkoxy, Ci-C₃alkylthio, halo Ci-C₃ alkylthio, halogen, nitro, amino and cyano;

wherein, R₆ is selected from: H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Rn;

wherein, R₇ is selected from Ci-C₃ alkyl and halo C1-C3 alkyl; R₈ is selected from Ci-C₃ alkyl, optionally substituted Ci-C₃ alkyl, C₆-Ci₀ aryl, and optionally substituted C₆-Ci₀ aryl; R₉, Ri₀ and Rn are independently selected from Ci-C₆ alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

R₂ is selected from H, C1-C3 alkyl, halo C1-C3 alkyl, (CH₂)i_3OR₆, C₃-C₆ cycloalkyl, halo C₃-C₆ cycloalkyl, C1-C3 alkoxy, halo C1-C3 alkoxy, C1-C3 alkylthio, halo C1-C3 alkylthio, halogen, nitro, amino and cyano;

wherein, R₆ is selected from: H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Rn;

wherein, R₇ is selected from -CH₃, R₈ is selected from -CF₃ and p-methyl phenyl; R₉, R₁₀ and Rn are independently selected from methyl and tert-butyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

R₂ is selected from H, C1-C3 alkyl, halo C1-C3 alkyl, (CH₂)i.₃OR₆, halogen, nitro, amino and cyano;

wherein, R₆ is selected from H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Rii;

wherein, R₇ is selected from Ci-C₆ alkyl and halo Ci-C₆ alkyl; R₈ is selected from Ci-C₆ alkyl, optionally substituted Ci-C₆ alkyl, C₆-Ci₀ aryl, and optionally substituted C₆-Ci₀ aryl; R₉, Ri₀ and Rn are independently selected from Ci-C₆ alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

wherein, R₆ is selected from: H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Ru;

wherein, R₇ is selected from C1-C3 alkyl, and halo C1-C3 alkyl; R₈ is selected from C1-C3 alkyl, optionally substituted C1-C3 alkyl, C₆-Ci₀ aryl, and optionally substituted C₆-Ci₀ aryl; R₉, R_i0 and Rn are independently selected from Ci-C₆ alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

wherein, R₆ is selected from: H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Ru;

wherein, R₇ is selected from -CH₃, R₈ is selected from -CF₃ and p-methyl phenyl; R₉, Ri₀ and Rn are independently selected from methyl and tert-butyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

R₂ is selected from H, C1-C3 alkyl, and (CH^/ORe;

wherein, R₆ is selected from H, -COR₇, -SO₂R₈, and -SiR₉Ri₀Rn;

wherein, R₇ is selected from Ci-C₆ alkyl, and halo Ci-C₆ alkyl; R₈ is selected from Ci-C₆ alkyl, optionally substituted Ci-C₆ alkyl, C₆-C₁₀ aryl, and optionally substituted C₆-Ci₀ aryl; R₉, Rio, and Rn are independently selected from Ci-C₆ alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

R₂ is selected from H, C1-C3 alkyl and (CH₂)i_₃OR₆;

wherein, R₆ is selected from H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Rn;

wherein, R₇ is selected from C1-C3 alkyl and halo C1-C3 alkyl; R_g is selected from C1-C3 alkyl, optionally substituted C1-C3 alkyl, C₆-Cio aryl, and optionally substituted C₆-Ci₀ aryl; R₉, Ri₀ and Rn are independently selected from Ci-C₆ alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

R₂ is selected from H, C1-C3 alkyl and (CH₂)i.₃OR₆;

wherein, R₆ is selected from H, -COR₇, -SO₂R₈ and -SiR₉Ri₀Rn;

wherein, R₇ is selected from -CH₃; R_g is selected from -CF₃ and p-methyl phenyl; R₉, R_i0 and Rn are independently selected from methyl, and tert-butyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein, R₃ is selected from H and C1-C3 alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein, R₃ is C1-C3 alkyl.

In one embodiment, the invention relates to a compound of Formula (I), wherein

1¾ and R₅ each are independently selected from: H, -COR₇, -SO₂R₈, and -SiRgRioRn;

In one embodiment, the invention relates to a compound of Formula (I), wherein

R4 and R₅ each are independently selected from: H, -COR₇, -SO₂R₈, and -SiR₉RioRn;

wherein, R₇ is selected from -CH₃; R₈ is selected from -CF₃, and pmethyl phenyl; R₉, R_i0 and Rn are independently selected from methyl, and tert-butyl.

In one embodiment, the invention relates to a compound of Formula (I), which is selected from:

and diacetate, bis(4-methylbenzenesulfonate), bis(trifluoromethanesulfonate), and bis(tert-butyldimethylsilyl ether) thereof,

and triacetate, tris(4-methylbenzenesulfonate), tris (trifluoromethanesulfonate), and tris (tert-butyldimethylsilyl ether) thereof.

As used herein, the term “Ci-C₆ alkyl” refers to a linear or branched alkyl having 1-6 carbon atoms. Examples of Ci-C₆ alkyl include, but are not limited to methyl, ethyl, n-propyl, isopropyl, tert-butyl, n-pentyl and n-hexyl.

Similarly, the term “C1-C3 alkyl” refers to a linear or branched alkyl having 1-3 carbon atoms. Examples of C1-C3 alkyl include, but are not limited to methyl, ethyl, n-propyl, and isopropyl.

The term “Ci-C₆ alkoxy” refers to -O-Ci-C₆ alkyl.

The term “Ci-C₆ alkylthio” refers to -S-Ci-C₆ alkyl.

Similarly, “C1-C3 alkoxy” and “C1-C3 alkylthio” have similar meanings.

The term “C3-C7 cycloalkyl” refers to an alkyl having a saturated 3-7 membered monocyclic system, wherein C3-C7 cycloalkyl may be cyclopropyl, cyclobutyl, cyclopentyl, cyclohexyl, and cycloheptyl.

Similarly, the term “C₃-C₆ cycloalkyl” refers to an alkyl having a saturated 3-6 membered monocyclic system, wherein C₃-C₆ cycloalkyl may be cyclopropyl, cyclobutyl, cyclopentyl, and cyclohexyl.

The term “halogen” refers to F, Cl, Br or I.

The term “halo-XX group” refers to a halogenated XX group. For example, “halo Ci-C₆ alkyl” refers to halogenated -Ci-C₆ alkyl. The term “halo C3-C7 cycloalkyl” refers to halogenated -C3-C7 cycloalkyl. Similarly, the term halo Ci-C₆ alkylthio, halo Ci-C₆ alkoxy, halo C₃-C₆ cycloalkyl, halo C1-C3 alkoxy, halo C1-C3 alkylthio have similar meanings as described above.

The term “C₆-C 10 aryl” refers to a monovalent aromatic alkyl having

6-10 carbon atoms. Examples of aryl include, but are not limited to pheny l, tolyl, ethylphenyl, naphthyl, etc.

As used herein, the term “a pharmaceutically acceptable salt of the compound of Formula (1)” refers to an organic acid addition salt formed by a pharmaceutically acceptable anion (such as methylbenzenesulfonate radical, methanesulfonate radical, malate radical, acetate radical, citrate radical, malonate radical, tartrate radical, succinate radical, benzoate radical, ascorbate radical, α-ketoglutarate radical, and α-glycerophosphate) of an organic acid. It may also form a suitable inorganic salt, including, but not limited to hydrochlorate, sulfate, nitrate, bicarbonate and carbonate, phosphate, hydrobromate, hydriodate, etc.

A pharmaceutically acceptable salt can be obtained by the standard processes well known in the art, for example, by reacting a sufficient amount of an alkaline compound with a suitable acid providing a pharmaceutically acceptable anion.

Afcwascws-fermented rice or extract thereof according to the invention may be the commercially available A/cwascws-fermented rice (Monascusfermented rice dry powder, fermentation products of Monascus-fermented rice, red kojic rice), or extract of Monascus-fermented rice (such as Xuezhikang capsule, Xuezhikang tablet or raw material thereof).

The extract of Mo/?as’CM5-fermented rice according to the invention may be prepared by the following method (but not limited to the following method):

1) to 1 part of Monascus-fermented rice by weight, adding 2—10 parts of 50— 100%(v/v) ethanol or methanol or methanol/ethanol aqueous solution, or ethyl acetate (or other organic solvent) by volume each time, heating the resultant mixture to reflux for 1-3 h, and performing the extraction for 2-3 times;

2) filtrating the extracting solution, combining the filtrate, and optionally recovering the solvent; and

3) concentrating the filtrate obtained in the step 2) to a thick paste.

As used herein, the term “solvate” may be formed by a common organic solvent: hydrocarbon solvent such as benzene or toluene; chlorinated solvent such as chloroform and dichloromethane; alcohol solvent such as methanol, ethanol or isopropanol; ether solvent such as diethyl ether or tetrahydro furan, or ester solvent such as ethyl acetate. Alternatively, the solvate of the compound of Formula (I) may be formed by water, and in this case, it is a hydrate.

As used herein, the term “hydrate” refers to the compound or a salt thereof according to the invention further comprising a stoichiometric or non-stoichiometric water bound via a non-covalent intermolecular force.

As used herein, unless otherwise specified, the term “prodrug” refers to a derivative which can be hydrolyzed, oxidized or subjected to other reactions under biological conditions (in vitro or in vivo) to provide a compound according to the invention. A prodrug is only reacted in the reaction under biological conditions to form an active compound, or has activity in its unreacted form. In general, a prodrug can be prepared by well-known methods, for example, the methods described in Burger's

Medicinal Chemistry and Drug Discovery (1995) 172-178, 949-982 (edited by Manfred E. Wolff, the 5^th edition).

The stereochemical definitions and principles used herein generally follow McGraw-Hill Dictionary of Chemical Terms (S. P. Parker, Ed., McGraw-Hill Book Company, New York, 1984); and Eliel, E. and Wilen, S., Stereochemistry of Organic Compounds (John Wiley & Sons, Inc., New York, 1994). Many organic compounds are present in their optically active forms, i.e., have the ability of rotating the plane of polarization of linearly polarized light.

As used herein, the term “treatment” generally refers to the acquirement of a desired pharmacological and/or physiological effect. The effect may be preventive depending on complete or partial prevention of a disease or symptoms thereof; and/or may be therapeutic depending on partial or complete stabilization or cure of a disease or side effects caused by the disease. The “treatment” used herein covers any treatment of a disease in a patient, comprising: (a) preventing a disease or a symptom in a patient who is susceptible to the disease or the symptom but has not been diagnosed to suffer from the disease yet; (b) inhibiting the symptom of a disease, i.e., preventing the progress thereof; or (c) alleviating the symptom of a disease, i.e., resulting in degeneration of the disease or the symptom.

The compound of the invention can be prepared by conventional organochemical synthetic methods. For example, the invention relates to a method for preparing a compound of Formula (I):

ii i reacting a compound of Formula (II) under alkaline condition, or adding an esterification reagent under alkaline condition, to prepare the compound of Formula (I), wherein, in Formula (II), R_b R₂ and IGhave the same meanings as defined above in Formula (I).

The pH range of the alkaline condition is 7.5-14, and optionally, an alkaline reagent such as sodium hydroxide, potassium hydroxide, ammonia water and sodium carbonate, or a solvent may be added; the esterification reagent may be selected from lower alcohol such as methanol and ethanol;

anhydride (acetic anhydride, sulfonic anhydride, trifluormethane sulfonic anhydride, etc.), acyl chloride (toluene sulfonyl chloride), and chlorosilane (tert-butyldimethylchlorosilane).

Conventional chemical conversion may be used to carry out the invention. A person skilled in the art can determine suitable chemical agents, solvents, protective groups and reaction conditions for use in the chemical conversions. Relevant information can be found in, for example, R. Larock, Comprehensive Organic Transformations, VCH publisher (1989); T.W. Greene and P.G.M. Wuts, Protective Groups in Organic Synthesis, the 3^rd edition, John Wiley and Sons (1999); L. Fieser and M. Fieser, Fieser and Fieser’s Reagents for Organic Synthesis, John Wiley and Sons (1994); and John Wiley and Sons, Encyclopedia of Reagents for Organic Synthesis, edited by L. Paquette (1995) and the later editions.

A protective group refers to a group which can prevent an active moiety (such as hydroxyl or amino) from being disturbed in the subsequent reactions upon conjugation to the active moiety, and can be removed by conventional methods after the reactions. Examples of hydroxyl protective groups include, but are not limited to, alkyl, phenylmethyl (benzyl), allyl, trityl (i.e., triphenylmethyl), acyl (such as, benzoyl, acetyl or HOOC-X”-CO-, X” is alkylidene group, alkenylene group, cycloalkylidene group or arylene group), silyl (e.g., trimethylsilyl, triethylsilyl and tert-butyldimethylsilyl), alkoxycarbonyl, aminocarbonyl (e.g., dimethylaminocarbonyl, methylethylaminocarbonyl and phenylaminocarbonyl), alkoxymethyl, phenylmethoxymethyl and alkylmercapto-methyl. Examples of amino protective groups include, but are not limited to, alkoxycarbonyl, alkanoyl, aryloxycarbonyl, arylsubstituted alkyl, etc. Hydroxyl and amino protective groups have been discussed in T.W. Greene and P.G.M. Wuts, Protective Groups in Organic Synthesis, the second edition, John Wiley and Sons (1991). Both hydroxyl and amino protective groups can be removed by conventional methods after the reaction.

Another object of the invention is to provide a method for separating a compound. In particular, another object of the invention is to provide a method for extracting Compound 5 from Monascz/s-fermented rice or extract thereof, the method comprising the following steps:

HO.

COOMe .OH /UM

Compound 5

1) extracting Mwascws-fermented rice or extract thereof with ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) as a solvent;

2) separating the ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) extract obtained in Step 1) by silica gel column chromatography, and carrying out gradient elution with petroleum ether, ethyl acetate and methanol/ethanol, to obtain the ethyl acetate eluting fraction;

3) separating the ethyl acetate eluting fraction obtained in Step 2) by silica gel column chromatography, carry ing out elution with dichloromethaneethyl acetate-methanol, detecting and combining the fractions, to obtain 5 fractions in Step 3);

4) separating the second fraction obtained in Step 3) by Cl8 column chromatography, and carrying out gradient elution with acetonitrile-methanolwater, to obtain 82% (acetonitrile-methanol 1: 1) aqueous solution eluting fraction;

5) further separating the 82% (acetonitrile-methanol 1: 1) aqueous solution eluting fraction obtained in Step 4) by sephadex LH-20 column chromatography using dichloromethane-methanol as a mobile phase, analyzing and combining the fractions, to obtain 6 fractions in Step 5); and

6) purifying the third fraction obtained in Step 5) by chromatographic method using acetonitrile-methanol-water as a mobile phase and using C18 chromatographic column as a stationary phase, to obtain Compound 5.

In an embodiment, a method for extracting Compound 5 from A/ortas'cus-fermented rice or extract thereof, the method comprising the following steps:

1) extracting Mcwos'cws-fermented rice or extract thereof with 2-6-fold volume of ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) as a solvent for three times, 20-40 min for each time, combining the extracting solution, and concentrating it under reduced pressure to recover the solvent, and to obtain the ethyl acetate extract;

2) separating the ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) extract obtained in Step 1) by silica gel column chromatography, and carrying out gradient elution with petroleum ether, ethyl acetate and methanol or ethanol, to obtain the ethyl acetate eluting fraction;

3) separating the ethyl acetate eluting fraction obtained in Step 2) by silica gel column chromatography, carrying out elution with dichloromethaneethyl acetate-methanol (30: 30: 1), analyzing and combining the fractions, to obtain 5 fractions in Step 3);

4) separating the second fraction obtained in Step 3) by Cl8 column chromatography, and carrying out gradient elution with 82% (acetonitrilemethanol 1: 1) aqueous solution ~ 100% (acetonitrile-methanol 1: 1), to obtain 82% (acetonitrile-methanol 1:1) aqueous solution eluting fraction;

5) further separating the 82% (acetonitrile-methanol 1: 1) aqueous solution eluting fraction obtained in Step 4) by sephadex LH-20 column chromatography using dichloromethane-methanol (2: 1) as a mobile phase, analyzing and combining the fractions, to obtain 6 fractions in Step 5); and

6) purifying the third fraction obtained in Step 5) by chromatography using acetonitrile-methanol-water as a mobile phase and using Cl8 chromatographic column as a stationary phase, to obtain Compound 5

Compound 5

The invention further provides a pharmaceutical composition comprising the compound of Formula (I) according to the invention. The invention provides such a pharmaceutical composition, comprising at least one the compound of Formula (I) as described above, and optionally, a pharmaceutically acceptable excipient.

Methods for preparing a pharmaceutical composition comprising a certain amount of an active ingredient, are known or are obvious for a person skilled in the art according to the contents as disclosed in the invention. For example, as described in Remington’s Pharmaceutical Sciences, Martin, E.W., ed., Mack Publishing Company, 19th ed. (1995), methods for preparing a pharmaceutical composition comprising incorporating a suitable pharmaceutically acceptable excipient, carrier, diluent, etc.

The known methods for preparing a pharmaceutical preparation according to the invention include the conventional mixing, dissolving or freeze-drying methods. The compound according to the invention can be 14 used to prepare a pharmaceutical composition, which is administered to a patient by various routes suitable for the selected administration mode, for example, oral, or parenteral route (intravenous, intramuscular, topical, or subcutaneous route).

Therefore, the compound of the invention in combination with a pharmaceutically acceptable carrier (such as an inert diluent or an assimilable edible carrier) can be administered systemically, e.g., orally. They can be encapsulated into a hard or soft shell gelatin capsule, and pressed into a table. For the treatment by oral administration, an active compound may be combined with one or more excipients, and be used in a form of a deglutible tablet, a buccal tablet, a troche, a capsule, an elixir, a suspension, a syrup, a wafer, etc. The composition and preparation shall comprise at least 0.1% of an active compound. The ratio of the composition to the preparation can be varied certainly, and the active compound may account for about lwt% to about 99wt% of a given unit dosage form. In such a therapeutically active composition, the active compound is in an amount sufficient to obtain an effective dosage level.

A tablet, a troche, a pill, a capsule, and the like may include: a binder, such as tragacanth gum, arabic gum, maize starch or gelatin; an excipient, such as dicalcium phosphate; a disintegrant, such as maize starch, potato starch, and alginic acid etc; a lubricant, such as magnesium stearate; and a sweeting agent, such as sucrose, fructose, lactose or aspartame; or a flavoring agent, such as peppermint, winter green oil or cherry flavor. When the unit dosage form is a capsule, in addition to the above types of materials, it may comprise a liquid carrier, such as vegetable oil or polyethylene glycol. Various other materials may be present as a coating or change the physical form of a solid unit dosage form in other manners. For example, a tablet, a pill or a capsule may be coated with gelatin, wax, shellac or sugar etc. A syrup or elixir may comprise an active compound, sucrose or fructose as a sweeting agent, methyl p-hydroxybenzoate or propyl p-hydroxybenzoate as preservative, a dye and a flavoring agent (such as a cherry flavor or an orange flavor). Certainly, any material for preparing any unit dosage form should be pharmaceutically acceptable and be substantively not toxic in its applied amount. In addition, an active compound may be incorporated into a sustained release preparation and a sustained release device.

An active compound may also be administered intravenously or intraperitoneally by infusion or injection. An aqueous solution of an active compound or a salt thereof may be prepared, optionally, by mixing it with a non-toxic surfactant. A dispersing agent in glycerol, liquid polyethylene glycol, glycerin triacetate and a mixture thereof and in oil may also be prepared. Under the common conditions of storage and use, the preparations may comprise a preservative in order to suppress the growth of microbes.

A pharmaceutical dosage form suitable for injection or infusion may include a sterile aqueous solvent or a dispersing agent or a sterile powder comprising an active ingredient (optionally encapsulated into a liposome) of an immediate preparation such as a solution or a dispersing agent suitable for sterile injection or infusion. Under all the conditions, the final dosage form shall be sterile, liquid or stable under the production and storage conditions. A liquid carrier may be a solution or a liquid disperse medium, including, for example, water, ethanol, polyols (such as glycerol, propylene glycol, and liquid macrogol, etc), vegetable oil, a non-toxic glyceride and a suitable mixture thereof. A suitable fluidity may be retained, for example, by the formation of liposome, by retaining the desired particle size in the presence of a dispersing agent, or by using a surfactant. The effect of suppressing microbes can be obtained by various antibacterial agents and antifungal agents (such as paraben, chlorbutol, phenol, sorbic acid, and thiomersal, etc). In many conditions, an isotonizing agent, such as sugar, buffer or NaCl, is preferably comprised. By the use of a composition of delayed absorbents (e.g., aluminium monostearate and gelatin), an extended absorption of an injectable composition can be obtained.

A sterile injectable solution can be prepared by mixing a desired amount of an active compound in a suitable solvent with the desired various other ingredients as listed above, and then performing filtration and sterilization. In the case of a sterile powder for the preparation of a sterile injectable solution, the preferred preparation method is vacuum drying and freeze drying techniques, which will result in the production of the active ingredient and the powder of any other desired ingredient present in the previous sterile filtration solution.

A useful solid carrier includes crushed solid (such as talc, clay, microcrystalline cellulose, silicon dioxide, and aluminum oxide etc). A useful liquid carrier includes water, ethanol or ethylene glycol or water-ethanol/ ethylene glycol mixture, in which the compound of the invention may be dissolved or dispersed in an effective amount, optionally, with the aid of a non-toxic surfactant. An adjuvant (such as a flavor) and an additional antimicrobial agent may be added to optimize the property for a given use.

A thickener (such as synthetic polymer, fatty acid, fatty acid salt and ester, fatty alcohol, modified cellulose or modified inorganic material) may also be used with a liquid carrier to form a coatable paste, gel, ointment, soap and the like, and be directly applied to the skin of a user.

A therapeutically effective amount of a compound or an active salt or derivative thereof not only depends on the specific salt selected, but also depends on the administration mode, the nature of the disease to be treated and the age and state of a patient, and finally depends on the decision made by an attending physician or a clinical physician.

Above preparation may be present in a unit dosage form, which is a physical dispersion unit comprising a unit dose, suitable for administration to a human body and other mammalian body. A unit dosage form may be capsule(s) or tablet(s). Depending on the particular treatment involved, the amount of an active ingredient in a unit dose may be varied or adjusted between about 0.1 and about 1000 mg or more.

The invention further provides use of the compound according to the invention or a pharmaceutical composition comprising the compound in the manufacture of a medicament, in particular a medicament for inhibiting HMG-CoA reductase. Correspondingly, the invention provides a method for preventing and/or treating dyslipidemia, hyperlipemia, or atherosclerosis in a patient, comprising administering a therapeutically effective amount of at least one compound of the invention to the patient in need of treatment. Dyslipidemia refers to a condition in which one or more blood lipid-associated indexes of human body do not fall into the corresponding normal ranges, including elevated total cholesterol, elevated low density lipoprotein cholesterol, elevated apolipoprotein B, elevated triglyceride, and the like. The invention provides a method for preventing and/or treating hypercholesterolemia, combined hyperlipidemia in a patient, comprising administering a therapeutically effective amount of at least one compound of the invention to the patient in need of treatment.

In above uses, the compound of the invention can be used alone, or in combination with an effective amount of additional lipid-regulatory drug(s). The additional lipid-regulatory drug includes cholesterol synthesis inhibitors (statins or salts thereof, such as lovastatin, pravastatin, simvastatin, fluvastatin, atorvastatin, and pitavastatin, etc), cholesterol absorption inhibitors (Ezetimibe and the like), fibrates (Lopid, lipanthyl ciprofibrate, bezafibrate, fenofibrate and gemfibrozil), nicotinic acids (nicotinic acid, inositol nicotinate, Dongzhiping, and niceritrol, etc), bile acid sequestrants, and phenoxy aromatic acids.

The compound according to the invention or a pharmaceutically acceptable salt thereof (such as acetate, malonate, tartrate, succinate, hydrochlorate, sulfate, and nitrate), may be used to prevent or treat above diseases.

In the following examples, the invention is explained more specifically. However, it should be understood that the following examples are provided for the purpose of illustrating the invention, rather than limiting the scope of the invention.

The chemical raw materials used in the following examples are either commercially available or prepared by the synthetic methods well known in the art.

Example 1

The inventor further studied the ingredients of Mcwascws-fermented rice, and separated and purified a new statins compound (Compound 5).

Compound 5

1. Tfo^as'CMs-fermented rice

1) 6kg AtoascM5-fermented rice dry powder (produced by WBL PEKING UNIVERSITY BIOTECH CO., LTD), was ultrasonically extracted with 2-6-fold volume of ethyl acetate (or dichloromethane or methanol or ethanol, or methanol/ethanol aqueous solution) as a solvent for three times, 20-40 min for each time, and the extracting solution was combined, and concentrated under reduced pressure to recover solvent, and obtain the ethyl acetate extract (240g).

2) The ethyl acetate extract was separated by silica gel column chromatography, and gradient elution was carried out by using petroleum ether, ethyl acetate and methanol, to obtain the ethyl acetate eluting fraction (72g).

3) The ethyl acetate eluting fraction was separated by silica gel column chromatography; dichloromethane-ethyl acetate-methanol (30: 30: 1) was used for elution; and 110 fractions were obtained, 10ml for each fraction. After the tracking detection with TLC (or HPLC), the fractions having the same or similar chromatographic behavior were combined, and 5 fractions were obtained (i.e., the first 1-35; 36-50; 51-65; 66-89; 90-110 fractions were combined, respectively).

4) The second fraction (the combined first 36-50 fractions, 16g) in Step 3) was separated by C18 column chromatography, and gradient elution was carried out by using 82% (acetonitrile-methanol 1: 1) aqueous solution to

100% (acetonitrile-methanol 1: 1), to obtain the 82% (acetonitrile-methanol 1:

1) aqueous solution eluting fraction (3.2g, collecting 900ml in total).

5) The 82% (acetonitrile-methanol 1:1) aqueous solution eluting fraction was further separated by sephadex LH-20 column chromatography using dichloromethane-methanol 2: 1 as a mobile phase, and 120 fractions in total were collected, 5ml for each fraction. After the tracking detection with TLC (or HPLC), the fractions having the same or similar chromatographic behavior were combined, and 6 fractions were obtained (i.e., the first 1-40; 41-65; 66-80; 81-95; 96-110; 111-120 fractions were combined, respectively).

6) The third fraction (the combined first 66-80 fractions, 256mg) in Step 5) was finally purified by semi-preparative high performance liquid chromatography, using 66% (acetonitrile-methanol 1:1) aqueous solution as a mobile phase, at a flow rate of 4ml/min, and using C18 semi-preparative chromatographic column (10x250mm, 5pm) as a stationary phase, wherein the wavelength of DAD detector was 247nm, and the fraction of the chromatographic peak at 22.8min (21.5-23.5min) was collected. After enrichment and concentration for several times, about 13 mg new compound (Compound 5) was obtained.

2. Xuezhikang

1) 3kg of dry content powder of Xuezhikang capsule (WBL PEKING UNIVERSITY BIOTECH CO., LTD), was ultrasonically extracted with 2-6fold volume of ethyl acetate (or dichloromethane or methanol) as a solvent for three times, 20-40 min for each time, and the extracting solution was combined, and concentrated under reduced pressure to recover the solvent, and to obtain the ethyl acetate extract (200g).

2) The ethyl acetate extract was separated by silica gel column chromatography, and gradient elution was carried out by using petroleum ether, ethyl acetate and methanol, to obtain ethyl acetate eluting fraction (60g).

3) The ethyl acetate eluting fraction was separated by silica gel column chromatography; dichloromethane-ethyl acetate-methanol (30: 30: 1) was used for elution; and 110 fractions were collected, 10ml for each fraction. After the tracking detection with TLC (or HPLC), the fractions having the same or similar chromatographic behavior were combined, to obtain the 5 fractions (the first 1-35; 36-50; 51-65; 66-89; 90-110 fractions were combined, respectively) in Step 3).

4) The second fraction (the combined first 36-50 fractions, 14g) in Step 3) was separated by Cl8 column chromatography, and gradient elution was carried out by using 82% (acetonitrile-methanol 1: 1) aqueous solution ~ 100% (acetonitrile-methanol 1: 1), to obtain the 82% (acetonitrile-methanol 1:

1) aqueous solution eluting fraction (2.8g).

5) The 82% (acetonitrile-methanol 1: I) aqueous solution eluting fraction was further separated by sephadex LH-20 column chromatography using dichloromethane-methanol 2: 1 as a mobile phase, and 120 fractions in total were collected, 5 ml for each fraction. After the tracking detection with TLC (or HPLC), the fractions having the same or similar chromatographic behavior were combined, and 6 fractions (i.e., the first 1-40; 41-65; 66-80; 81-95; 96-110; 111-120 fractions were combined, respectively) in Step 5) were obtained.

6) The third fraction (the combined first 66-80 fractions, 208mg) in Step 5), was finally purified by semi-preparative high performance liquid chromatography, using 66% (acetonitrile-methanol 1:1) aqueous solution as a mobile phase, at a flow rate of 4ml/min, and using Cl 8 semi-preparative chromatographic column (10><250mm, 5pm) as a stationary phase, wherein the wavelength of DAD detector was 247nm, and the fraction of the chromatographic peak at 22.8min (21.5-23.5min) was collected. After enrichment and concentration for several times, about 11.5 mg new compound (Compound 5) was obtained.

In the invention, other raw materials or preparations of Monascusfermented rice may also be used as raw materials, such as Xuezhikang tablet (WBL PEKING UNIVERSITY BIOTECH CO., LTD).

Example 2: Synthesis and identification of Compound 5 Method A:

Chemical formula: C25H38O_S

Exact molecular weight: 418.27

Chemical formula: C25H38Og

Exact molecular weight: 434.27

Chemical formula: C25H38O_e

Exact molecular weight: 434.27

2 3

Chemical formula: C19H24O₃ Chemical formula: C20H28O₄

Exact molecular weight: 300.17 Exact molecular weight: 332.20

5

1. Synthesis of Compound 2

20.9g (0.05 mol) of Compound I (Simvastatin, purchased from sigma) was dissolved in 500ml dichloromethane, and 12g (0.07mol) of meta chloro perbenzoic acid was added. After stirring at room temperature for 40min, the reaction was completed. Saturated sodium bicarbonate solution was added. After standing and delamination, the organic phase was washed sequentially with saturated sodium bicarbonate and saturated NaCl aqueous solution, dried and concentrated, and used in the next reaction without further separation.

2. Synthesis of Compound 3

To 250ml of tetrahydrofuran, 0.085mol of diethyl amine and 0.075mol of tert-butyl alcohol were added. Under stirring in an ice bath, 0.15mmol n-butyl lithium was added. After stirring for 20min, the synthesized mixture in the above step was added in the reaction, and reacted under stirring in an ice bath. TLC was used to monitor the reaction. After the reaction was completed, the reaction was washed sequentially with water and saturated NaCl aqueous solution, and the organic phase was dried with anhydrous sodium sulfate, and concentrated. The resultant mixture was separated by column chromatography, to obtain 4.36g of Compound 3, with a yield of 21%.

3. Synthesis of Compound 4

13g of Compound 3 (0.03mol) was dissolved in 60ml chloroform, and the pH of the solution was adjusted to be acidic with hydrochloric acid. After stirring at room temperature overnight, the resultant mixture was washed sequentially with 10% sodium thiosulfate, water, and saturated NaCl aqueous solution. The organic solvent was removed under reduced pressure to obtain the crude product. After separation by column chromatography, 5.96g of Compound 4 was obtained, with a yield of 62%.

4. Synthesis of Compound 5

Under the protection of N₂ gas, 7g of Compound 4 was dissolved in 150ml of methanol, and 0.3mol of tetrabutylammonium hydrogen sulfate was added. The reaction was carried out under stirring and heating. TLC was used to monitor the reaction. After the reaction was completed, the solvent was removed under reduced pressure, and the residue was dissolved in 150ml of mixed solution (water: heptane=l:l). After stirring for 2h, the organic phase was separated, dried with anhydrous sodium sulfate, filtrated, and concentrated to obtain 6.82g of Compound 5 of interest, with a yield of 88%.

Alternatively Method B:

Chemical formula: C24H36O₅

Exact molecular weight: 404.26

Chemical formula: C24H36O₆

Exact molecular weight: 420.25

Chemical formula: C24H36O₆

Exact molecular weight: 420.25

1b 2b 3b

Chemical formula: C19H24O₃

Exact molecular weight: 300.17

Chemical formula: C20H28O₄

Exact molecular weight: 332.20

1. Synthesis of Compound 2b

20.2g (0.05mol) of Compound 1 (lovastatin, purchased from sigma) was dissolved in 500ml of dichloromethane, and 12g (0.07mol) of meta chloro perbenzoic acid was added. The resultant mixture was stirred at room temperature for 40min. After the reaction was completed, saturated sodium bicarbonate solution was added. After standing and delamination, the organic phase was washed sequentially with saturated sodium bicarbonate and saturated NaCl aqueous solution, dried and concentrated, and used in the next reaction without separation.

2. Synthesis of Compound 3b

To 250ml of tetrahydrofuran, 0.085mol of diethyl amine and 0.075mol of tert-butyl alcohol were added. Under stirring in an ice bath, 0.15mmol of nbutyl lithium was added. After stirring for 20min, the mixture synthesized in the above step was added in the reaction, and reacted under stirring in an ice bath. TLC was used to monitor the reaction. After the reaction was completed, the reaction was washed sequentially with water and saturated NaCl aqueous solution, and the organic phase was dried with anhydrous sodium sulfate, and concentrated. The resultant mixture was separated by column chromatography, to obtain 4.22g of Compound 3b, with a yield of 21%.

3. Synthesis of Compound 4

12.6g of Compound 3b (0.03mol) was dissolved in 60ml chloroform, and the pH of the solution was adjusted to be acidic with hydrochloric acid. After stirring at room temperature overnight, the resultant mixture was washed sequentially with 10% sodium thiosulfate, water, and saturated NaCl aqueous solution. The organic solvent was removed under reduced pressure to obtain the crude product. After separation by column chromatography, 5.96g of

Compound 4 was obtained, with a yield of 62%.

4. Synthesis of Compound 5

Method for identifying the structure of Compound 5 was as follows:

1. Physical-chemical data of the compound

Light yellow oil.

The three maximum absorption peaks in UV spectrum: X_max(CH₂Cl₂) =

226.8 nm, 265.4 nm, and 301.2 nm, respectively.

FT-1R (KBr, cm'¹) spectrum: 3422(-OH), 3013, 2952 (hydrogen on saturated carbon), 1732 (carbonyl).

HR-ESI-MS: m/z 355.1886 [M+Na] (the calculated value was 355.1885, C2oH₂80₄Na).

2. Identification of its formula

It could be found by analysis of the carbon spectrum of the compound (^{2 * * * * * * * * * * 13}C-NMR and DEPT) that the compound included 20 carbon atoms, which were 3 methyl groups (1 of which was methoxy, and 1 of which was linked to sp carbon), 4 methylene groups, 9 methyne groups (5 of which were sp~ carbons), and 4 quaternary carbon atoms (1 of which was the carbon atom of carbonyl), and it could also be found that there were 8 carbon atoms (J 126.9,

126.9, 127.2, 127.5, 133.4, 134.6, 135.9, 136.1) in the olefinic carbon region.

It could be deduced from ^^H COSY correlated spectrum (Fig. IA) that the bold line represents the C2’-C4 fragment and the C7-C8 fragment. It could be deduced from the 8 carbon atoms in the olefinic carbon region that the compound had 4 C=C bonds. It could be found by further analysis of HMBC correlated signal that there were correlated signals between 6-Me and C5, C7; between H-5 and C6, C7; between H-4 and C5, C8a; between H-3 and C4a;

between H-l and C8a, C4a; between H-8 and C8a, C4a, and the like, and therefore, it could be deduced that the compound has a statin nuclear structure of 1, 2-dihydronaphthalene ring moiety. It could also be found from HMBC spectrum (Fig. 1AB) that there were correlated signals between the methyl of methoxy (J 3.69), H-2’(J 2.46/2.48) & H-3’(<5 2.45) and C1’(0' 173.0), indicating that methoxy was linked to C1 ’. Therefore, it could be deduced that the compound was a methyl-esterified statin derivative. Further based on the HR-ESI-MS result, it was deduced that the compound was: methyl 7-(2,6dimethyl-1,2-dihydronaphthalen-1 -yl)-3,5-dihydroxyheptanoate. The formula was shown in Fig. 1.

3. NMR data on Compound 5

Table 1. NMR data on Compound 5 (600MHz, CDC1₃, <5 is expressed as ppm, J is expressed as Hz)

Position	¹³c-nmr	‘h-nmr	M-M cosy	HMBC (H-+C)
1	42.2	2.57 (IH, m)	7’a, 7’b, 2	7’, 2, 4a, 8a
2	32.7	2.68 (IH, m)	2-Me, 3	1
3	134.6	5.76 (IH, dd, 9.6, 3.0)	4,2	4a
4	126.9	6.35 (IH, dd, 9.6, 2.4)	3	8a, 5
4a	133.4	-	-	-
5	126.9	6.85 (IH, s)	-	6,7
6	136.1	-	-	-
7	127.2	6.93 (IH, d, 7.8)	8	5, 8
8	127.5	6.99 (IH, d, 7.8)	7	7, 4a, 8a
8a	135.9	-	-
1’	173.0	-
2’	41.7	2.46 (IH, m) a 2.48 (IH, m) b	3’	4’, 3’, 1’
3	69.2	2.45 (IH, m)	2’a, 2’b, 4’	l’,4’
4’	42.4	1.51 (lH,m)a 1.52(lH,m)b	5’, 3’	6’, 2’, 3’, 5’
5’	72.9	3.76 (IH, m)	4’a, 4’b	3’
6’	36.0	1.31 (IH, m)a 1.45 (IH, m)b	7’a, 7’b, 5’	1,5’
7’	22.9	1.57(lH,m)a 1.66(lH,m)b	1,6’a, 6’b	8a, 2,6’, 1,5’
2-Me	15.0	1.03 (3H, d, 7.2)	2	1,2,3
6-Me	21.1	2.29 (3H, s)	-	6,5,7
I’-OMe	51.9	3.69 (3H, s)	-	1’

Example 3: Synthesis of Compound 5a

Chemical formula: C19H24O₄

Exact molecular weight: 316.17

4a

Chemical formula: C20H28O₅

Exact molecular weight: 348.19

5a

1. Synthesis of Compound 5a

Under the protection of N₂ gas, 7.4g of Compound 4a was dissolved in 150ml of methanol, and 0.3mol of tetrabutylammonium hydrogen sulfate was added. The reaction was carried out under stirring and heating. TLC was used to monitor the reaction. After the reaction was completed, the solvent was removed under reduced pressure, and the residue was dissolved in 150ml of mixed solution (water: heptane=l:l). After stirring for 2h, the organic phase was separated, dried with anhydrous sodium sulfate, filtrated, and concentrated to obtain 6.9 Ig of Compound 5a of interest, with a yield of 85%.

Example 4

Assay on HMG-CoA reductase-inhibiting activity

1. Experimental materials

1.1 Drugs

Compound 5 — prepared by the inventor

Lovastatin standard substance — purchased from Sigma Company

1.2 Enzyme

Rat liver microsomes (HMG-CoA reductase) were commercially purchased, or were prepared by reference to the following method: the male rat liver was removed and rinsed with KESD buffer, and then centrifuged at 12,000g for 15 min. The supernatant was taken. After centrifugation at 105,000g for 90min twice, the centrifuged pellets resulted from centrifugation were collected. To the centrifuged pellets, 8.3% glycerol was added, and the resultant mixture was heated in a 37□ warm bath for Ih. The crude product of the rat liver microsomes was purified with saturated ammonium sulfate, and the 35-50% purified fraction was collected. The rat liver microsomes obtained were stored in 80 □ refrigerator.

1.3 Reagents

Potassium chloride, potassium dihydrogen phosphate, ethylenediamine tetra acetic acid, dithiothreitol — purchased from Beijing Chemical Reagent Company nicotinamide-adenine dinucleotide phosphate (NADPH) — purchased from Merck Company

3-hydroxy-3-methylglutaryl-coenzyme A (HMG-CoA) — purchased from Sigma Company

2. Experimental method

Compound 5 was dissolved in 75% ethanol solution, at an initial concentration of 8.6mg/ml, and was subjected to stepwise dilution to obtain 4.3mg/ml, 2.15mg/ml. The total volume of the test system was 250μ1, and the concentrations of various ingredients were as follows: 200mM potassium chloride, 160mM potassium dihydrogen phosphate, 4mM ethylenediamine tetra acetic acid, lOmM dithiothreitol, and the concentrations for the two substrates nicotinamide adenine dinucleotide and 3-hydroxy-3 methylglutaryl-coenzyme A were 200μΜ and 50μΜ, pH6.8, respectively, wherein 30μ1 was added for enzyme, 5μ1 was added for the test group, and 5μ1 (solvent for dissolving the sample) was added for the control group. The dynamic change in OD₃₄₀ was determined at 37□ by Versamax ELISA Microplate Reader. The decreasing rate of OD₃₄₀ (represented by slope) was measured within 5min, to evaluate the HMG-CoA reductase activity, and to further evaluate the enzyme-inhibiting activity. The results were shown in Table 2.

3. Experiment results

The experimental results show that Compound 5 inhibited the HMGCoA reductase activity, and exhibited a dose-response relationship, indicating that the compound had a good inhibitory effect on the HMG-CoA reductase activity.

Table 2. The detection results on activity of enzyme inhibitors

Sample name	Concentration of the inhibitor (mg/ml)	Volume of the inhibitor (μΐ)	Final concentration (pg/ml)	Slope	Inhibition rate (%)
blank control	-	-	-	13.5	-
lovastatin	4.0	5	80	8.2	39.2
Compoun d5	8.6	5	172	7.8	42.2
4.3	5	86	9.0	33.3
2.15	5	43	10.9	19.2

* blank control is a solvent Lovastatin is a positive control.

Claims

The claims defining the invention are as follows:

1) extracting Afomsms-fermented rice or extract thereof with 2-6-fold volume of ethyl acetate, dichloromethane, methanol, ethanol or l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020 methanol/ethanol aqueous solution as a solvent for three times, 20-40 min for each time, combining the extracting solution, and concentrating it under reduced pressure to recover the solvent, and to obtain the ethyl acetate extract;

1) extracting AYoms·ms-fermented rice or extract thereof with ethyl acetate, dichloromethane, methanol, ethanol or methanol/ethanol aqueous solution as a solvent;

1. A compound of Formula (I), or a stereoisomer, tautomer, racemate, prodrug, pharmaceutically acceptable salt or solvate thereof:

r₄o

Ri

r₂

COOR₃

OR₅

Formula (I)

Ri is selected from H, Ci-Ce alkyl, halo Ci-Ce alkyl, C3-C7 cycloalkyl, halo C3-C7 cycloalkyl, Ci-Ce alkoxy, halo Ci-Ce alkoxy, Ci-Ce alkylthio, halo Ci-Ce alkylthio, halogen, nitro, amino and cyano;

R2 is selected from H, Ci-Ce alkyl, halo Ci-Ce alkyl, (CfbYORe, C3-C7 cycloalkyl, halo C3-C7 cycloalkyl, Ci-Ce alkoxy, halo Ci-Ce alkoxy, Ci-Ce alkylthio, halo Ci-Ce alkylthio, halogen, nitro, amino and cyano;

R3 is selected from Ci-Ce alkyl;

R4 and R5 each are independently selected from: H, -COR₇, -SChRs, and -SiRgRioRn;

wherein, R₇ is selected from Ci-Ce alkyl and halo Ci-Ce alkyl; Rs is selected from Ci-Ce alkyl, Ci-Ce alkyl, Ce-Cio aryl, and Ce-Cio aryl; R% Rio and Rn are independently selected from Ci-Ce alkyl;

wherein, Re has the same definition as R4 and R5.

2) separating the ethyl acetate, dichloromethane, methanol, ethanol or methanol/ethanol aqueous solution extract obtained in Step 1) by silica gel column chromatography, and carrying out gradient elution with petroleum ether, ethyl acetate and methanol or ethanol, or methanol/ethanol aqueous solution, to obtain the ethyl acetate eluting fraction;

2) separating the ethyl acetate, dichloromethane, methanol, ethanol or methanol/ethanol aqueous solution extract obtained in Step 1) by silica gel column chromatography, and carrying out gradient elution with petroleum ether, ethyl acetate and methanol, to obtain the ethyl acetate eluting fraction;

2. The compound according to claim 1, wherein,

Ri is selected from C1-C3 alkyl, halo C1-C3 alkyl, C3-C6 cycloalkyl, halo C3-C6 cycloalkyl, C1-C3 alkoxy, halo C1-C3 alkoxy, C1-C3 alkylthio, halo CiC3 alkylthio, halogen, nitro, amino and cyano.

3) separating the ethyl acetate eluting fraction obtained in Step 2) by silica gel column chromatography, carrying out elution with dichloromethane-ethyl acetate-methanol 30: 30: 1, and combining the fractions, to obtain 5 fractions;

3) separating the ethyl acetate eluting fraction obtained in Step 2) by silica gel column chromatography, carrying out elution with dichloromethane-ethyl acetate-methanol, detecting and combining the fractions, to obtain the fractions in Step 3);

3. The compound according to claim 1, wherein,

Ri is selected from C1-C3 alkyl, halo C1-C3 alkyl, halogen, nitro, amino and cyano.

4) separating the second fraction obtained in Step 3) by C18 column chromatography, and carrying out gradient elution with 82% acetonitrilemethanol 1: 1 aqueous solution ~ 100% acetonitrile-methanol 1: 1, to obtain 82% acetonitrile-methanol 1: 1 aqueous solution eluting fraction;

4) separating the second fraction obtained in Step 3) by C18 column chromatography, and carrying out gradient elution with acetonitrile-methanolwater, to obtain 82% acetonitrile-methanol 1: 1 aqueous solution eluting fraction;

4. The compound according to claim 1, wherein

Ri is C1-C3 alkyl.

5) further separating the 82% acetonitrile-methanol 1: 1 aqueous solution eluting fraction obtained in Step 4) by sephadex LH-20 column chromatography using dichloromethane-methanol 2: 1 as a mobile phase, and combining the fractions, to obtain 6 fractions in Step 5); and

5) further separating the 82% acetonitrile-methanol 1: 1 aqueous solution eluting fraction obtained in Step 4) by sephadex LH-20 column chromatography using dichloromethane-methanol as a mobile phase, analyzing and combining the fractions, to obtain the fractions in Step 5); and

5. The compound according to any one of claims 1-4, wherein l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020

R₂ is selected from H, C1-C3 alkyl, halo C1-C3 alkyl, (CH₂)i-3OR6, C3-C6 cycloalkyl, halo C3-C6 cycloalkyl, C1-C3 alkoxy, halo C1-C3 alkoxy, C1-C3 alkylthio, halo C1-C3 alkylthio, halogen, nitro, amino and cyano;

wherein, Re is selected from H, -COR7, -SO₂Rs, and -SiRgRioRn;

wherein, R7 is selected from Ci-Ce alkyl, and halo Ci-Ce alkyl; Rs is selected from Ci-Ce alkyl, Ci-Ce alkyl, Ce-Cio aryl, and Ce-Cio aryl; R% Rio and Rn are independently selected from Ci-Ce alkyl.

6) purifying the third fraction obtained in Step 5) by chromatography using acetonitrile-methanol-water as a mobile phase and using C18 chromatographic column as a stationary phase, to obtain Compound 5

Compound 5

6) purifying the third fraction obtained in Step 5) by chromatographic method, to obtain Compound 5.

6. The compound according to any one of claims 1 -4, wherein

wherein, Re is selected from: H, -COR₇, -SO₂Rs, and -SiRgRioRn;

wherein, R7 is selected from C1-C3 alkyl, and halo C1-C3 alkyl; Rs is selected from C1-C3 alkyl, C1-C3 alkyl, Ce-Cio aryl, and Ce-Cio aryl; R% Rio and Rn are independently selected from Ci-Ce alkyl.

7. The compound according to any one of claims 1-4, wherein

wherein, Re is selected from: H, -COR₇, -SO₂Rs, and -SiRgRioRn;

wherein, R7 is selected from -CH3; Rs is selected from -CF3 and pmethylphenyl; R% Rio and Rn are independently selected from methyl and tert-butyl.

8. The compound according to any one of claims 1-4, wherein

R₂ is selected from H, C1-C3 alkyl, halo C1-C3 alkyl, (CH₂)i-3OR6, halogen, nitro, amino and cyano;

wherein, Re is selected from H, -COR₇, -SO₂Rs, and -SiRgRioRn;

9. The compound according to any one of claims 1 -4, wherein

wherein, Re is selected from: H, -COR₇, -SO₂Rs, and -SiRgRioRn;

l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020 wherein, R? is selected from C1-C3 alkyl and halo C1-C3 alkyl; Rs is selected from C1-C3 alkyl, C1-C3 alkyl, Ce-Cio aryl, and Ce-Cio aryl; R9, Rio and Rn are independently selected from Ci-Ce alkyl.

10. The compound according to any one of claims 1-4, wherein

R2 is selected from H, C1-C3 alkyl, halo C1-C3 alkyl, (CTbji-sORe, halogen, nitro, amino and cyano;

wherein, Re is selected from: H, -COR7, -SChRs and -SiR₉RioRn;

wherein, R7 is selected from -CH3; Rs is selected from -CF3 and p-methyl phenyl; R₉, Rio and Rn are independently selected from methyl and tert-butyl.

11. The compound according to any one of claims 1-4, wherein

R2 is selected from H, C1-C3 alkyl and (CTbji-sORe;

wherein, Re is selected from H, -COR7, -SChRs and -SiR₉RioRn;

wherein, R7 is selected from Ci-Ce alkyl and halo Ci-Ce alkyl; Rs is selected from Ci-Ce alkyl, Ci-Ce alkyl, Ce-Cio aryl, and Ce-Cio aryl; R₉, Rio and Rn are independently selected from Ci-Ce alkyl.

12. The compound according to any one of claims 1-4, wherein

R2 is selected from H, C1-C3 alkyl, and (CTbji-sORe;

wherein, Re is selected from H, -COR7, -SChRs, and -SiR₉RioRn;

wherein, R7 is selected from C1-C3 alkyl and halo C1-C3 alkyl; Rs is selected from C1-C3 alkyl, C1-C3 alkyl, Ce-Cio aryl, and Ce-Cio aryl; R₉, Rio and Rn are independently selected from Ci-Ce alkyl.

13. The compound according to any one of claims 1-4, wherein

R2 is selected from H, C1-C3 alkyl, and (CTbji-sORe;

wherein, Re is selected from H, -COR7, -SChRs, and -SiR₉RioRn;

14. The compound according to any one of claims 1-13, wherein R3 is C1-C3 alkyl.

15. The compound according to any one of claims 1-14, wherein

R4 and R5 each are independently selected from: H, -COR7, -SChRs, and -SiR₉RioRn;

l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020 wherein, R7 is selected from C1-C3 alkyl, and halo C1-C3 alkyl; Rs is selected from C1-C3 alkyl, C1-C3 alkyl, Ce-Cio aryl, and Ce-Cio aryl; R% Rio and Rn are independently selected from Ci-Ce alkyl.

16. The compound according to any one of claims 1-14, wherein

R4 and R5 each are independently selected from: H, -COR7, -SChRs, and -SiRgRioRn;

wherein, R7 is selected from -CH3; Rs is selected from -CF3, and pmethyl phenyl; R% Rio and Rn are independently selected from methyl, and tert-butyl.

17. The following compound, selected from:

'COOMe

OH and

Compound 5 diacetate, bis(4-methylbenzenesulfonate), bis(trifhioromethanesulfonate), and bis(tert-butyldimethylsilyl ether) of Compound 5;

OH

COOMe

OH and

Compound 5 a triacetate, tri(4-methylbenzenesulfonate), tri (trifluoromethanesulfonate), and tri(tert-butyldimethylsilyl ether) of Compound 5 a.

18. A pharmaceutical composition, comprising the compound according to any one of claims 1-17 and a pharmaceutically acceptable excipient.

19. Use of the compound according to any one of claims 1-17 in the manufacture of a medicament for inhibiting HMG-CoA reductase activity.

l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ I .doc-18/03/2020

2016214849 18 Mar 2020

20. Use of the compound according to any one of claims 1-17 in the manufacture of a medicament for inhibiting cholesterol synthesis.

21. A method for extracting Compound 5 from AYomsms-fermented rice or extract thereof, comprising the following steps of:

Compound 5

22 . The method according to claim 21, wherein,

23. A method for synthesizing the compound of Formula (I) according to any one of claims 1-16, and Compound 5 and Compound 5a according to claim 17:

reacting a compound of Formula (II) under alkaline condition, or adding an esterification reagent under alkaline condition, to prepare the compound of Formula (I), l I:\Interwoven\NRPortbl\DCC\SXD\l 9995093_ 1 .doc-18/03/2020

2016214849 18 Mar 2020

wherein, in Formula (II), Ri, R2 and R4 have the same meanings as defined in Formula (I) according to any one of claims 1-16, the pH range of the alkaline condition is 7.5-14, and optionally, an alkaline reagent selected from sodium hydroxide, potassium hydroxide, ammonia water and sodium carbonate, or a solvent is added; the esterification reagent is selected from methanol and ethanol; acetic anhydride, sulfonic anhydride, trifluormethanesulfonic anhydride, toluenesulfonyl chloride, and tert-butyldimethylchlorosilane.