WO2024066010A1 - 区块链系统中的交易处理方法、装置及区块链系统 - Google Patents

区块链系统中的交易处理方法、装置及区块链系统 Download PDF

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WO2024066010A1
WO2024066010A1 PCT/CN2022/135347 CN2022135347W WO2024066010A1 WO 2024066010 A1 WO2024066010 A1 WO 2024066010A1 CN 2022135347 W CN2022135347 W CN 2022135347W WO 2024066010 A1 WO2024066010 A1 WO 2024066010A1
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node
blockchain system
consensus
type
consensus nodes
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French (fr)
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卓海振
徐文博
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蚂蚁区块链科技(上海)有限公司
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    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06F—ELECTRIC DIGITAL DATA PROCESSING
    • G06F16/00—Information retrieval; Database structures therefor; File system structures therefor
    • G06F16/20—Information retrieval; Database structures therefor; File system structures therefor of structured data, e.g. relational data
    • G06F16/22—Indexing; Data structures therefor; Storage structures
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06F—ELECTRIC DIGITAL DATA PROCESSING
    • G06F16/00—Information retrieval; Database structures therefor; File system structures therefor
    • G06F16/20—Information retrieval; Database structures therefor; File system structures therefor of structured data, e.g. relational data
    • G06F16/27—Replication, distribution or synchronisation of data between databases or within a distributed database system; Distributed database system architectures therefor
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q20/00—Payment architectures, schemes or protocols
    • G06Q20/08—Payment architectures
    • G06Q20/10—Payment architectures specially adapted for electronic funds transfer [EFT] systems; specially adapted for home banking systems
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q20/00—Payment architectures, schemes or protocols
    • G06Q20/22—Payment schemes or models
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L67/00—Network arrangements or protocols for supporting network services or applications
    • H04L67/01—Protocols
    • H04L67/10—Protocols in which an application is distributed across nodes in the network
    • H04L67/104—Peer-to-peer [P2P] networks
    • H04L67/1042—Peer-to-peer [P2P] networks using topology management mechanisms
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L67/00—Network arrangements or protocols for supporting network services or applications
    • H04L67/01—Protocols
    • H04L67/10—Protocols in which an application is distributed across nodes in the network
    • H04L67/104—Peer-to-peer [P2P] networks
    • H04L67/1061—Peer-to-peer [P2P] networks using node-based peer discovery mechanisms

Definitions

  • the embodiments of this specification belong to the field of blockchain technology, and more particularly, to a transaction processing method and device in a blockchain system and a blockchain system.
  • Blockchain is a new application model of computer technologies such as distributed data storage, peer-to-peer transmission, consensus mechanism, encryption algorithm, etc.
  • data blocks are combined into a chain data structure in a sequential manner according to time order, and a distributed ledger that cannot be tampered with or forged is guaranteed by cryptography. Due to the characteristics of decentralization, information cannot be tampered with, and autonomy, blockchain has also received more and more attention and application.
  • the full node is generally used as the minimum facility to participate in the consensus. The full node needs to include the full amount of data to support the consensus function.
  • the object of the present invention is to provide a transaction processing method, device and blockchain system in a blockchain system, which can divide the consensus nodes in the blockchain system into FVP type consensus nodes and LVP type consensus nodes, which can reduce the storage cost of the blockchain system and ensure network activity.
  • the present specification provides a transaction processing method in a blockchain system, wherein the consensus nodes in the blockchain system include full consensus node FVP type consensus nodes and light consensus node LVP type consensus nodes, wherein the FVP type consensus nodes store state data, wherein the state data include multiple states, and the LVP type consensus nodes store verification data, wherein the verification data corresponds to the multiple states, and the method is applied to the consensus nodes in the blockchain system, including: obtaining a first transaction, wherein the first transaction is used to add a target node and includes the type of the target node; obtaining node information of the blockchain system, wherein the node information includes the type of each consensus node in the blockchain system; when determining based on the node information that the actual value of the FVP number after the target node is added to the blockchain system in the future meets the preset minimum FVP number requirement, agreeing to join the target node; the FVP number is the number of FVP type consensus nodes in the blockchain system.
  • a second aspect of the present specification provides a transaction processing method in a blockchain system, wherein the consensus nodes in the blockchain system include full consensus nodes FVP type consensus nodes and light consensus nodes LVP type consensus nodes, wherein the FVP type consensus nodes store state data, wherein the state data include multiple states, and the LVP type consensus nodes store verification data, wherein the verification data corresponds to the multiple states, and the method is applied to the consensus nodes in the blockchain system, including: obtaining a first transaction, wherein the first transaction is used to delete a target node; obtaining node information of the blockchain system, wherein the node information includes the type of each consensus node in the blockchain system; when it is determined based on the node information that the actual value of the number of FVPs meets the preset minimum requirement for the number of FVPs, agreeing to the exit of the target node; and the number of FVPs is the number of FVP type consensus nodes in the blockchain system.
  • the present specification provides a transaction processing device in a blockchain system, wherein the consensus nodes in the blockchain system include full consensus nodes FVP type consensus nodes and light consensus nodes LVP type consensus nodes, wherein the FVP type consensus nodes store state data, wherein the state data include multiple states, wherein the LVP type consensus nodes store verification data, wherein the verification data corresponds to the multiple states, and wherein the device is applied to the consensus nodes in the blockchain system, and comprises: a transaction acquisition unit, configured to acquire a first transaction, wherein the first transaction is used to add a target node and includes the type of the target node; a node information acquisition unit, configured to acquire node information of the blockchain system, wherein the node information includes the type of each consensus node in the blockchain system; a processing unit, configured to determine based on the node information that the actual value of the FVP number after the target node is added to the blockchain system in the future meets the preset minimum FVP number requirement, and then agree to allow the target node to
  • the present specification provides a transaction processing device in a blockchain system, wherein the consensus nodes in the blockchain system include full consensus nodes (FVP type consensus nodes) and light consensus nodes (LVP type consensus nodes), wherein the FVP type consensus nodes store state data, wherein the state data include multiple states, and the LVP type consensus nodes store verification data, wherein the verification data corresponds to the multiple states.
  • FVP type consensus nodes full consensus nodes
  • LVP type consensus nodes light consensus nodes
  • the FVP type consensus nodes store state data
  • the state data include multiple states
  • the LVP type consensus nodes store verification data, wherein the verification data corresponds to the multiple states.
  • the device is applied to the consensus nodes in the blockchain system, and includes: a transaction acquisition unit, configured to acquire a first transaction, wherein the first transaction is used to delete a target node; a node information acquisition unit, configured to acquire node information of the blockchain system, wherein the node information includes the type of each consensus node in the blockchain system; a processing unit, configured to agree to the exit of the target node when the actual value of the number of FVPs is determined based on the node information to meet the preset minimum requirement for the number of FVPs; and the number of FVPs is the number of FVP type consensus nodes in the blockchain system.
  • the present specification provides a blockchain system, wherein the consensus nodes in the blockchain system include full consensus nodes FVP type consensus nodes and light consensus nodes LVP type consensus nodes, the FVP type consensus nodes store state data, the state data include multiple states, the LVP type consensus nodes store verification data, and the verification data corresponds to the multiple states; the consensus nodes in the blockchain system are used to execute the method described in any implementation of the first and second aspects.
  • a sixth aspect of the present specification provides a computer-readable storage medium having a computer program stored thereon, which, when executed in a computer, causes the computer to execute the method described in any one of the implementations of the first and second aspects.
  • a seventh aspect of the present specification provides a computing device, including a memory and a processor, wherein the memory stores executable code, and when the processor executes the executable code, the method described in any one of the implementation modes of the first aspect and the second aspect is implemented.
  • An eighth aspect of the present specification provides a computer program, wherein when the computer program is executed in a computer, the computer is caused to execute the method described in any one of the implementation modes of the first and second aspects.
  • the solution provided by the above embodiments of this specification can divide the consensus nodes in the blockchain system into FVP type consensus nodes and LVP type consensus nodes, and only lightweight storage is stored in the LVP type consensus nodes.
  • the consensus nodes in the blockchain system can perform network activity detection on the blockchain system based on the minimum number of FVPs required in the node addition scenario or node exit scenario. In this way, the storage cost of the blockchain system can be reduced, and the network activity can be guaranteed.
  • FIG1 shows a diagram of a blockchain architecture in one embodiment
  • FIG. 2 is a schematic diagram of the consensus process in the PBFT consensus algorithm
  • FIG3 is a schematic diagram of the structure of blockchain data storage of consensus nodes in the related art
  • FIG4 is a schematic diagram of the structure of an MPT tree
  • FIG5 is a schematic diagram of a state hash value tree and a storage hash value tree in an LVP in an embodiment of this specification;
  • FIG6 is a schematic diagram of a state hash value tree in an embodiment of this specification.
  • FIG7 is a flow chart of a consensus method in an embodiment of this specification.
  • FIG8 is a flow chart of a consensus method in another embodiment of the present specification.
  • FIG9 is a flow chart of a transaction processing method in an embodiment of the present specification.
  • FIG10 is a schematic diagram of node information of a blockchain system
  • FIG11 is a schematic diagram of updated node information
  • FIG. 13 is a flow chart of a transaction processing method in an embodiment of the present specification.
  • FIG14 is a schematic diagram of node information of a blockchain system
  • FIG15 is a schematic diagram of the structure of a transaction processing device in an embodiment of the present specification.
  • FIG. 16 is a schematic diagram of the structure of the transaction processing device in the embodiment of this specification.
  • FIG1 shows a diagram of a blockchain architecture in an embodiment.
  • a blockchain 100 includes N nodes, and FIG1 schematically shows nodes 1 to 8.
  • the lines between the nodes schematically represent a P2P (Peer to Peer) connection, and the connection may be, for example, a TCP connection, etc., for transmitting data between nodes.
  • P2P Peer to Peer
  • Transactions in the blockchain field can refer to task units executed and recorded in the blockchain.
  • Transactions usually include a send field (From), a receive field (To), and a data field (Data).
  • the From field indicates the account address that initiates the transaction (i.e., initiates a transfer task to another account)
  • the To field indicates the account address that receives the transaction (i.e., receives the transfer)
  • the Data field includes the transfer amount.
  • the blockchain can provide the function of smart contracts.
  • Smart contracts on the blockchain are contracts that can be triggered and executed by transactions on the blockchain system.
  • Smart contracts can be defined in the form of code. Calling a smart contract in the blockchain is to initiate a transaction pointing to the smart contract address, so that each node in the blockchain can run the smart contract code in a distributed manner.
  • Bob sends a transaction containing information about creating a smart contract (i.e., deploying a contract) to the blockchain shown in Figure 1.
  • the data field of the transaction includes the code of the contract to be created (such as bytecode or machine code), and the to field of the transaction is empty to indicate that the transaction is used to deploy a contract.
  • the contract address "0x6f8ae93" of the contract is determined.
  • Each node adds a contract account corresponding to the contract address of the smart contract to the state database, allocates the state storage corresponding to the contract account, and stores the contract code.
  • the hash value of the contract code is saved in the state storage of the contract, so that the contract is successfully created.
  • each node in the blockchain can execute the transaction separately, thereby executing the contract separately, and updating the status database based on the execution of the contract.
  • the consensus mechanism in the blockchain is a mechanism for blockchain nodes to reach a consensus on block information (or block data) across the entire network, which can ensure that the latest block is accurately added to the blockchain.
  • the current mainstream consensus mechanisms include: Proof of Work (POW), Proof of Stake (POS), Delegated Proof of Stake (DPOS), Practical Byzantine Fault Tolerance (PBFT) algorithm, etc.
  • PW Proof of Work
  • POS Proof of Stake
  • DPOS Delegated Proof of Stake
  • PBFT Practical Byzantine Fault Tolerance
  • consensus proposal usually after a preset number of consensus nodes reach an agreement on the data to be treated as consensus (i.e., consensus proposal), the consensus on the consensus proposal is determined to be successful.
  • each node in the blockchain can generate the same state in the blockchain by executing the same transaction, so that each node in the blockchain stores the same state database.
  • FIG2 is a schematic diagram of the consensus process in the PBFT consensus algorithm.
  • the consensus process can be divided into four stages: request, pre-prepare (PP), prepare (P) and commit (C).
  • a blockchain includes four consensus nodes, node n1-node n4, wherein node n1 is, for example, a master node, and node n2-node n4 are, for example, slave nodes.
  • f 1 malicious nodes can be tolerated in node n1-node n4.
  • a user of the blockchain can send a request to node n1 through his user device, and the request is, for example, in the form of a blockchain transaction.
  • node n1 can package the multiple transactions into a consensus proposal, and send the consensus proposal and the signature of node n1 on the consensus proposal to other consensus nodes (i.e., node n2-node n4) for generating blocks.
  • the consensus proposal may include information such as the transaction body of the multiple transactions and the submission order of the multiple transactions.
  • each slave node can sign the consensus proposal and send it to each other node.
  • each consensus node signs the consensus proposal in the submission phase and sends it to other consensus nodes.
  • each consensus node can determine that the submission phase is completed and the consensus is successful. For example, after receiving and verifying the signatures of the submission phase of nodes n2 and n3, node n1 determines that the submission phase is completed, so that node n1 can execute the multiple transactions according to the consensus proposal, generate and store blocks (such as block N) including the multiple transactions, update the world state according to the execution results of the multiple transactions, and return the execution results of the multiple transactions to the user device.
  • blocks such as block N
  • nodes n2 and n3 execute the multiple transactions, update the world state according to the execution results of the multiple transactions, and generate and store block N.
  • nodes n1-n4 can still achieve consensus on the consensus proposal successfully and complete the execution of the block in the presence of a malicious node.
  • FIG3 is a schematic diagram of the structure of the blockchain data storage of the consensus node in the related art.
  • the block header of each block includes several fields, such as the previous block hash previous_Hash (Prev Hash in the figure), the random number Nonce (in some blockchain systems, this Nonce is not a random number, or in some blockchain systems, the Nonce in the block header is not enabled), the timestamp Timestamp, the block number Block Num, the state tree root hash State_Root, the transaction tree root hash Transaction_Root, the receipt tree root hash Receipt_Root, etc.
  • the previous block hash previous_Hash Prev Hash in the figure
  • the random number Nonce in some blockchain systems, this Nonce is not a random number, or in some blockchain systems, the Nonce in the block header is not enabled
  • the timestamp Timestamp the block number Block Num
  • the state tree root hash State_Root the transaction tree root hash Transaction_Root
  • the Prev Hash in the block header of the next block points to the previous block (such as block N), which is the block hash value of the previous block (i.e., the hash value of the block header).
  • the next block on the blockchain is locked to the previous block through the block header.
  • state_root is the hash value of the root of the state trie consisting of the states of all accounts in the current block, such as the Merkle Patricia Tree (MPT Tree).
  • the MPT tree is a tree structure that combines the Merkle tree and the Patricia tree (a compressed prefix tree, a more space-saving Trie tree, a dictionary tree).
  • the Merkle Tree algorithm calculates a hash value for each leaf node, and then connects two nodes to calculate the hash again until the top Merkle root.
  • Ethereum uses an improved MPT tree, which is a 16-way tree structure.
  • the state tree contains key-value pairs (key and value pairs) of the storage content corresponding to each account in the Ethereum network.
  • the "key" in the state tree can be a 160-bit identifier (the address of the Ethereum account), and the characters contained in this account address are distributed in each node in the path from the root node of the state tree to the leaf node.
  • the leaf nodes of the MPT state tree (such as node t4 and node t5) also include the Value of each account.
  • the account is a user account (also known as an external account), such as account A in FIG3, the Value of the account includes a counter (Nonce) and a balance (Balance).
  • the Value of the account includes a counter (Nonce), a balance (Balance), a contract code hash value (CodeHash) and a storage tree root hash value (Storage_root).
  • the counter for an external account, represents the number of transactions sent from the account address; for a contract account, it is the number of contracts created by the account.
  • FIG. 4 is a schematic diagram of the structure of the MPT tree. Assume that the node marked "t2" in Figure 4 corresponds to the node t2 in the state tree in Figure 3, and the node marked "t4" corresponds to the leaf node t4 in the state tree in Figure 3. As shown in Figure 4, the states included in each leaf node in Figure 4 are respectively represented as state1, state2, state3, and state4, and each state is also the Value of each account.
  • each node between the leaf node where state1 is located and the root node includes the characters "f", "5" and "324", so that the account address corresponding to state1 can be obtained as "f5324".
  • the child nodes of the node including “5” include leaf nodes.
  • the following formula (1) can be used for calculation:
  • hash(324,74) hash(hash(324,hash(state1)),hash(74,hash(a,c)))(1)
  • the hash value of the node in the state tree is a hash value calculated based on all the data of the node, and the hash value included in the node that is not a leaf node and a non-root node in the state tree is a hash value obtained by concatenating the hash values of all its child nodes and hashing them.
  • the hash value included in each node between the leaf node and the root node can be calculated from bottom to top in the state tree, so that the calculated hash value of node t2 in Figure 3 can be concatenated with the hash value of node t3, and the concatenated data is hashed to generate the hash value of node t1.
  • the hash value of node t1 is the state root of the state tree, which is recorded in the State_Root field of block N.
  • a branch node may be included, which may be connected to multiple child nodes, and the branch node includes a hash value of the data in each child node connected to it, that is, the branch node includes multiple hash values corresponding to multiple main nodes, and the leaf node is connected after the branch node.
  • This variation also includes an extension node, which may be connected before or after the branch node, and the extension node has a child node, and the extension node includes the hash value of all data in the child nodes connected to it.
  • the hash value of the root node can also be recursively obtained based on the nodes of each layer.
  • the embodiment scheme of this specification is also applicable to this MPT tree variation.
  • This contract account generally has some states, which are defined by the state variables in the smart contract and generate new values when the smart contract is created and executed.
  • the relevant states of the contract are stored in the storage trie
  • Figure 3 schematically shows the storage trie of the contract corresponding to account B.
  • the hash value of the root node st1 of the storage tree is stored in the above storage_root, so that all states of the contract are locked to the Value (i.e., account status) of the contract account in the state tree through the root hash.
  • the storage tree can also have an MPT tree structure.
  • each node in the path from the root node to the leaf node can include characters for addressing the variable name, and the leaf node stores the Value of the variable, thereby storing the key-value mapping from the variable name (also called the state address) to the state value.
  • the leaf nodes st2 and st3 of the storage tree include the Value of variable a, the Value of variable b, etc.
  • the characters included in each node in the node path from the root node to the leaf node st2 in the storage tree constitute the variable name of variable a, and the variable name can similarly be composed of hexadecimal characters.
  • the calculation of the hash value of each node in the storage tree can refer to the method for calculating the hash value of the node in the state tree. Specifically, when calculating the hash value of a leaf node in the storage tree, the hash value of the partial key included in the leaf node and the state in the leaf node are spliced, and then the hash value of the spliced data is calculated to obtain the hash value of the leaf node.
  • the data in the node is directly spliced, and then the hash value of the spliced data is calculated to obtain the hash value of the node.
  • the FVP node includes tree-like state data, the leaf nodes of which include the state of the account or contract variable, each node in the path from the root node to the leaf node in the state data includes the key of the state, and the parent node in the state data includes a hash value calculated based on the data in its child nodes.
  • the nodes in the blockchain reach a consensus on the next batch of transactions, and execute block N+1 after the consensus is passed, thereby generating state data corresponding to block N+1 similarly to the execution of block N, and the state data includes a state tree and storage trees corresponding to each contract.
  • the data of the state data of block N+1 that is repeated with the state data of block N can refer to the data in block N without repeated storage. In this way, when each consensus node stores complete block data and state data, a large storage space is required.
  • the embodiment of this specification provides a light consensus node (Light Validating Peer, LVP), in which only part of the state data is saved, for example, the hash value data in the state tree and the storage tree is saved, but the Value (i.e., each state) of each account or variable in the state tree and the storage tree is not saved, and the blockchain also includes a full consensus node (Full Validating Peer, FVP) which is the same as the consensus node in the related art.
  • FIG5 is a schematic diagram of the state hash value tree and the storage hash value tree in the LVP in the embodiment of this specification.
  • FIG5 is a schematic diagram of the state hash value tree in FIG5.
  • the leaf node in the state hash value tree, includes the last character of the account address and the state hash value of the corresponding leaf node in the state tree.
  • the leaf node t4 in the state hash value tree includes the hash (state1) of "state1" in the leaf node t4 in the state tree.
  • the hash values included in each node other than the leaf node and the root node in the state hash value tree can be generated using the same calculation method as in the state tree.
  • the hash (324, 74) in the node including "5" in Figure 6 can be calculated by the above formula (1).
  • the storage hash value tree can also have a structure similar to the structure shown in Figure 6.
  • the data included in the state hash value tree and the storage hash value tree other than the leaf node in Figure 5 is consistent with the corresponding nodes in the state tree and storage tree in Figure 3, so the root hash value of the node t1 in Figure 5 is consistent with the root hash value of the node t1 in Figure 3.
  • the state hash value tree and storage hash value tree shown in Figures 5 and 6 can be used to verify the read set received from the FVP, so these data can be collectively referred to as verification data. It can be understood that the verification data is not limited to including the structure shown in Figure 5 or Figure 6.
  • the verification data may at least include the hash value of the state of each leaf node in the state tree and the storage tree.
  • the verification data may at least include the hash value of the state of each leaf node in the state tree and the storage tree.
  • it is only necessary to delete the state in the leaf node in the MPT tree variant, that is, the hash value tree after the deletion can be used as the verification data in the LVP node.
  • the following will use the state data and verification data shown in Figures 3-6 as examples to describe the consensus and transaction execution scheme in the embodiments of this specification.
  • the light consensus node can verify the read set based on the state verification data, so that it can participate in the consensus process, which greatly saves the hardware cost and time cost of data storage and improves the performance and efficiency of the blockchain system.
  • FIG7 is a flow chart of a consensus method in an embodiment of the present specification.
  • the method may be performed by a FVP (schematically shown as an FVP in FIG7 ) and one or more LVPs as a master node in a blockchain system, and FIG7 shows an LVP as an example.
  • the blockchain system may include at least one FVP, and the at least one FVP may jointly determine an FVP as a master node, and nodes other than the master node in the blockchain system are slave nodes.
  • the master node may initiate a consensus proposal to reach a consensus on the consensus proposal together with the slave nodes.
  • step S701 the FVP obtains read sets corresponding to multiple transactions.
  • FVP1 in the blockchain system is the master node
  • FVP1 is used as an example in the following description.
  • FVP1 can receive transactions sent by users from user clients or other FVPs.
  • the transaction can be a transfer transaction, or a transaction that calls a contract, etc.
  • FVP1 After receiving a certain amount of transactions, FVP1 can select multiple transactions from the received transactions for consensus to generate a new block.
  • FVP1 obtains the read sets corresponding to the multiple transactions.
  • the read set includes the states of the accounts and/or contract variables read from the state data according to the read operations included in the multiple transactions.
  • the read set is also the states of the accounts and/or contract variables that need to be read from the state data when the multiple transactions are executed, wherein the state data includes, for example, the state tree and storage tree shown in FIG. 3.
  • FVP1 can obtain the read sets of multiple transactions, and then merge the read sets of each transaction, that is, select the key-value pairs of the variables read from the state data when each variable (including account and contract variables) is read for the first time from the read sets of multiple transactions, so as to obtain the read sets corresponding to multiple transactions.
  • one of the multiple transactions includes an update to the balance of account A (for example, reducing a preset amount)
  • the transaction needs to first read the value of account A (that is, including Nonce and Balance) when it is executed, and then obtain the new value of account A according to the read value of account A.
  • the Nonce value is added by 1, and the Balance value is reduced by a preset amount to obtain the updated Nonce value and Balance value of account A, which constitute the updated Value of account A. Therefore, the read set of the transaction includes the key-value pairs of account A read, and the write set of the transaction includes the key-value pairs of account A written.
  • the read set of the multiple transactions includes the Key-Value pair of account A read from the status data, where the Key is the account address of account A, and the Value is the status of account A, which includes the Nonce value and Balance value in the leaf node corresponding to account A.
  • one of the multiple transactions includes an update operation on variable a in the contract corresponding to account B. Since writing to variable a will result in an update to Storage_root in account B, the transaction also includes a write operation on account B.
  • the read set of the transaction needs to include the Key-Value pair of account B and the key-value pair of variable a. Assuming that the reading of account B and variable a by the transaction is the first reading from the state data, the read sets of multiple transactions also include the key-value pair of account B and the key-value pair of variable a read from the state data based on the transaction.
  • the key in the Key-Value pair of account B is the account address of account B, and the Value is the state of account B, which includes the values of the Nonce, Balance, CodeHash and Storage_root fields in the leaf node corresponding to account B.
  • the key in the Key-Value pair of variable a is the variable name of variable a, and the Value is the state value of variable a.
  • the updated Storage_root can be calculated according to the updated value of variable a and merged with the Nonce, Balance, and CodeHash of account B in the read set to obtain the updated value of account B.
  • the updated value of variable a and the updated value of account B will be recorded in the write set of the transaction for updating the status data.
  • FVP1 can perform static analysis on each transaction, analyze the transaction body of the transaction and the contract code of the contract called in the transaction, so as to determine the account and/or variable name, i.e., key, that each transaction needs to read when executing, and read the value corresponding to the key from the state data through the obtained key, so as to generate the read set corresponding to the multiple transactions.
  • FVP1 can pre-execute the multiple transactions, and FVP1 can pre-execute the multiple transactions according to the preset arrangement order of the multiple transactions, or FVP1 can pre-execute the multiple transactions according to the order in which the transactions are received, and determine the arrangement order of the multiple transactions in the consensus proposal according to the pre-execution order of the transactions.
  • FVP1 When FVP1 reads the value of an account or contract variable for the first time during the pre-execution of multiple transactions, it reads it from the state data and generates a read set of the multiple transactions based on the value of the account or contract variable read for the first time.
  • FVP1 caches the value of the account or contract variable read for the first time, and when the value of the account or contract variable read for the first time is updated during the pre-execution of the multiple transactions, the value of the account or contract variable is updated in the cache, and when the value of the account or contract variable is read again during the pre-execution of the multiple transactions, the value of the account or contract variable in the cache is read, wherein the value of the account or contract variable read again does not need to be written into the read set of the multiple transactions.
  • step S703 the FVP sends a consensus proposal to the LVP, where the consensus proposal includes the read sets of the multiple transactions.
  • the FVP1 can generate a consensus proposal for consensus on the order of arrangement of the multiple transactions.
  • the consensus proposal may include a transaction list of the multiple transactions, and the transaction list includes transaction bodies of multiple transactions arranged in sequence.
  • the consensus proposal also includes the read sets of the multiple transactions obtained above.
  • the read set can be verified in the PP stage, that is, it can be determined whether FVP1 is malicious in the PP stage. If it is determined that FVP1 is malicious in the PP stage, the consensus process can be terminated in advance, so that there is no need to carry out the subsequent preparation stage and submission stage, which saves computing resources and improves the system efficiency in the blockchain.
  • the consensus proposal may include transaction identifiers of multiple transactions arranged in sequence (such as hash values of each transaction) and the above-mentioned read set.
  • FVP1 or other FVPs that receive transactions from user devices may broadcast the transaction bodies of the multiple transactions to other consensus nodes through broadcasting, thereby reducing the amount of data in the consensus proposal and saving the amount of calculation used for signing during the consensus process.
  • step S705 the LVP verifies whether the read set is correct based on the verification data.
  • the LVP stores the hash values of each state in the state tree and storage tree in FIG. 3, as well as the index data to the hash value (such as the account address or variable name) as verification data.
  • the LVP can use the hash values of each state to verify each state in the read set.
  • the read set includes the Value of account A.
  • the LVP can obtain the state hash value of account A from the verification data, and use the state hash value to verify the Value of account A, that is, verify whether the Value of account A in the read set corresponds to the state hash value of account A stored locally. If so, it can be determined that the Value of account A in the read set is the correct state.
  • the LVP can obtain the state hash value of account B and the state hash value of variable a from the verification data to verify the Value of account B and the Value of variable a in the read set, respectively.
  • the state hash value tree and storage hash value tree as shown in FIG5 are stored in LVP as verification data.
  • LVP can perform Simplified Payment Verification (SPV) on each state in the read set based on the state hash value tree and the storage hash value tree.
  • SPV Simplified Payment Verification
  • the read set includes the Value of account A.
  • LVP can calculate the hash value (e.g., hash1) of the Value of account A in the read set, and calculate the hash value of each node layer by layer based on the values of other leaf nodes in the state hash value tree (i.e., the state hash value) and hash1 until the root hash value (e.g., root1) of the state hash value tree is calculated, and it is determined whether root1 is consistent with the root hash value of the state hash value tree stored in LVP. If they are consistent, the Value of account A in the read set is considered to be correct. In the case where the read set includes the Value of account B and the Value of variable a, LVP can similarly perform SPV verification on the Value of account B and the Value of variable a based on the state hash value tree and the storage hash value tree.
  • the read set can be similarly verified based on the verification data, which will not be repeated here.
  • block headers of each block can also be stored in LVP.
  • the block header can include the root hash value of the state tree, the root hash value of the transaction tree, and the root hash value of the receipt tree.
  • the block header can be used to perform SPV verification on transaction, receipt and other data, and can be used to generate the block header of the next block.
  • step S707 the consensus nodes (including FVP and LVP) complete the consensus process for multiple transactions.
  • LVP verifies the read set received from FVP based on the verification data stored locally. If the verification is successful, that is, the read set is verified to be the correct read set, so that LVP can subsequently perform node functions similar to FVP based on the read set, such as executing transactions, generating blocks, etc. After the verification is successful, LVP can complete the consensus process for multiple transactions, including completing the PP stage, P stage, and C stage as shown in Figure 2. If the verification fails, it can be determined that the master node may be malicious. LVP can end the consensus process as soon as possible and start the process of replacing the master node, thereby improving the efficiency of the blockchain system.
  • step S709 the LVP executes multiple transactions according to the read set.
  • LVP can execute multiple transactions in the consensus proposal based on the status in the read set. Specifically, when LVP needs to read the status of an account or variable in the process of executing a transaction, if it is the first read of the account or variable, the status of the account or variable can be found from the read set, and the transaction is executed based on the status of the account or variable. According to the write operation on the account or contract variable in the transaction, the write set of the transaction is obtained, and the write set includes the key-value pair of the account or the key-value pair of the contract account and the contract variable, which is used to update the status in the status data.
  • LVP can cache the status, and when executing the write to the account or contract variable, update the status of the account or contract variable in the cache, so as to be used for the subsequent reading of the status of the account or contract variable in the process of executing the transaction. Since the status of the account or variable in the read set has been verified, that is, it is the current correct status of the account or variable, the execution result obtained by executing the transaction based on the status in the read set is consistent with the execution result obtained by FVP executing the transaction based on the status in the status data.
  • LVP first reads the value of account A from the read set of multiple transactions (assuming the read value is V1) and stores it in the cache, and updates V1 according to the transaction to obtain the updated value of account A (assuming the value is V2), where V2 includes the updated Nonce value and the updated Balance value, so that the updated key-value pair of account A can be written in the write set of the transaction, and the value of account A in the cache is updated.
  • one of the multiple transactions includes the writing of variable a of the contract corresponding to account B
  • LVP first reads the value of account B (assumed to be V3) and the value of variable a (assumed to be V4) from the read set of multiple transactions, processes V4 according to the transaction, obtains the updated value of variable a (assumed to be V5), calculates the hash value of V5, substitutes it into the storage hash value tree in Figure 5, calculates the hash value of the root node st1, and uses the hash value of the root node st1 as the updated storage_root of account B.
  • the updated value of account B (assumed to be V6) is calculated, so that the updated key-value pair of account B and the updated key-value pair of variable a can be included in the write set of the transaction.
  • step S711 consensus nodes (including FVP and LVP) reach consensus on the execution results of multiple transactions.
  • the consensus nodes can similarly reach consensus on the execution results of multiple transactions through the consensus process shown in FIG2. Specifically, after executing multiple transactions and obtaining the write sets and receipts of each transaction, each consensus node can calculate the state tree root hash values, transaction tree root hash values, and receipt tree root hash values corresponding to the multiple transactions based on the transaction bodies, write sets, and receipts of the multiple transactions.
  • the block hash i.e., the block header hash value of block B1 corresponding to the multiple transactions is calculated based on the state tree root hash values, transaction tree root hash values, receipt tree root hash values, and the block hash of the previous block (i.e., the block header hash value, as shown in Prev Hash in FIG3).
  • FVP1 can send a consensus proposal to other consensus nodes in the PP phase, and the consensus proposal includes the block hash of block B1.
  • LVP can compare whether the block hash received from FVP1 is consistent with the block hash of block B1 calculated by itself. If they are consistent, the block hash is signed and sent to other consensus nodes. After completing the PP stage, P stage, and C stage in Figure 2, the consensus on the block hash is completed. After the consensus nodes complete the consensus on the block hash, it can be ensured that the execution results of multiple transactions by each consensus node are consistent, so that each node can update the storage according to the execution results of multiple transactions.
  • step S713 LVP updates the verification data according to the write sets of multiple transactions.
  • LVP after obtaining the write sets of each transaction, LVP obtains the write sets corresponding to the multiple transactions (e.g., wset1) according to the write sets of each transaction, and the write set wset1 includes the key-value pairs of the accounts or the key-value pairs of the contract accounts and contract variables that will be used to update the state data according to the write operations of the multiple transactions.
  • LVP can update the verification data in LVP based on the hash values of each state in wset1.
  • the verification data in LVP includes the hash value of the state of each account and each contract variable. Assuming that the write set wset1 includes the key-value pair of account A to be written, LVP can find the storage location of the value hash value corresponding to the key in the verification data based on the key of account A in wset1, and write the hash value of the state corresponding to the key in wset1 to the storage location.
  • LVP first calculates the updated state hash value based on the updated value of variable a, and updates the state hash value of variable a in the verification data. Afterwards, LVP calculates the updated state hash value based on the updated value of account B, and updates the state hash value of account B in the verification data.
  • the verification data in the LVP includes a state hash value tree and a storage hash value tree as shown in FIG5 , and the LVP may first update the state hash values in the leaf nodes corresponding to the multiple states in the write set in the state hash value tree and the storage hash value tree as described in the previous embodiment. Then, based on the updated leaf nodes, the hash values included in the nodes at each level in the state hash value tree and the storage hash value tree may be updated upward until the hash values of the root nodes of the state hash value tree and the storage hash value tree are updated.
  • LVP after LVP reaches consensus on the block hash, it can store the block header of the generated block for SPV verification and for generating the next block.
  • FVP1 While LVP is updating the storage, FVP1 is also updating the storage according to the execution results of multiple transactions. Specifically, FVP1 updates the state tree and storage tree shown in FIG3 according to the write sets of multiple transactions, and stores the block B1 corresponding to the multiple transactions, which includes a block header and a block body.
  • the block body includes, for example, transaction bodies, receipts and other data of multiple transactions.
  • the solution of the embodiments of this specification only stores lightweight storage in LVP.
  • LVP can verify the read set based on the verification data, so that it can participate in the consensus process, which greatly saves the hardware cost and time cost of data storage and improves the performance and efficiency of the blockchain system.
  • FIG8 is a flow chart of a consensus method in another embodiment of the present specification.
  • the LVP may include a consensus device, a storage device, and an execution device, which may be separate units in a single computing device, or may be multiple separate computing devices.
  • the storage device stores data such as verification data and block headers in the LVP.
  • step S801 the FVP obtains read sets corresponding to multiple transactions.
  • This step can refer to the description of step S701 above, and will not be repeated here.
  • step S803 the FVP sends a consensus proposal to the consensus device of the LVP, where the consensus proposal includes the above read set.
  • step S805 the consensus device sends the read set to the storage device.
  • step S807 the storage device verifies whether the read set is correct based on the verification data.
  • the verification process in this step can refer to the description of step S705 above, which will not be repeated here.
  • step S809 if the verification is successful, the storage device returns the verification result of the verification to the consensus device.
  • step S811 the consensus device sends a transaction list and a read set of multiple transactions to the execution device, where the transaction list includes the transaction bodies of each of the multiple transactions and the arrangement order of the multiple transactions.
  • step S813 the execution device executes multiple transactions according to the read set.
  • the execution device can obtain the execution result of each transaction by executing each transaction according to the read set.
  • the execution result includes, for example, the write set and receipt of each transaction.
  • step S815 the execution device returns the execution results of the multiple transactions to the consensus device.
  • step S817 the consensus device generates block hash values corresponding to the multiple transactions according to the execution results of the multiple transactions. This step can refer to the relevant description in the description of step S711 above, and will not be repeated here.
  • step S819 the consensus nodes (including FVP and LVP) reach a consensus on the block hash value, that is, the consensus devices of each consensus node reach a consensus on the block hash value.
  • step S821 when the consensus on the block hash value is successful, the consensus device sends the generated block header and updated verification data to the storage device.
  • the updated verification data may include, for example, the state hash value tree shown in FIG5 and the updated node value in the storage hash value tree.
  • step S823 the storage device stores the block header and updates the verification data.
  • the embodiments of this specification also provide a transaction processing scheme.
  • the transaction processing scheme provided by the embodiments of this specification can not only reduce the storage cost of the blockchain system, but also ensure network activity.
  • the light consensus node in the blockchain system is a consensus node with an LVP type, which can be called an LVP type consensus node.
  • the full consensus node in the blockchain system is a consensus node with an FVP type, which can be called an FVP type consensus node.
  • the light consensus node is referred to as an LVP type consensus node
  • the full consensus node is referred to as an FVP type consensus node.
  • the consensus nodes in the blockchain system can obtain transactions for adding or deleting target nodes (which may be referred to as first transactions) and process the first transactions.
  • the transaction processing scheme in the embodiment of this specification is introduced by taking the first transaction for adding a new target node as an example.
  • FIG 9 is a flow chart of a transaction processing method in an embodiment of this specification.
  • the consensus nodes in the blockchain system include FVP type consensus nodes and LVP type consensus nodes.
  • the FVP type consensus node stores state data, which includes multiple states.
  • the LVP type consensus node stores verification data, which corresponds to the multiple states. Specifically, the verification data may include the hash values of the multiple states.
  • the method can be executed by a consensus node (such as an FVP type consensus node and an LVP type consensus node) in the blockchain system.
  • step S901 a first transaction is obtained.
  • the first transaction is used to add a new target node and includes the type of the target node.
  • the type of the target node included in the first transaction can be expressed as "FVP” or other characters used to represent FVP (such as the number 1, etc.).
  • FVP the type of the target node included in the first transaction
  • LVP the type of the target node included in the first transaction
  • the first transaction may also include, for example, an identifier of the target node.
  • the first transaction may be sent to the blockchain system by an administrator of the blockchain system or an owner of the target node through a user device.
  • the administrator or the owner may send the first transaction to a certain FVP type consensus node in the blockchain system through a user device.
  • the certain FVP type consensus node may be a master node in the blockchain system.
  • the LVP type consensus node may cache multiple transactions to be executed received from the FVP type consensus node, and the first transaction may be included in the multiple transactions. Therefore, the LVP type consensus node may obtain the first transaction from the multiple transactions.
  • step S903 node information of the blockchain system is obtained, where the node information includes the type of each consensus node in the blockchain system.
  • the representation of the types of FVP type consensus nodes and LVP type consensus nodes can refer to the relevant descriptions in the previous text, which will not be repeated here.
  • the node information may also include at least one of the following: node identification, the number of all consensus nodes, and the actual value of the number of FVPs. Among them, the number of FVPs is the number of FVP type consensus nodes in the blockchain system.
  • the node information of the blockchain system can be stored in different locations.
  • the FVP type consensus node also stores the block
  • the LVP type consensus node also stores the block header of the block
  • the node information can be stored in the block header. Based on this, whether it is an FVP type consensus node or an LVP type consensus node, when executing the transaction processing method, the node information can be obtained from the block header. For example, the node information can be searched from the current latest block header to obtain the node information. It should be noted that when there is only one block in the blockchain system, the node information can be stored in the block header of the genesis block, and the node information can be obtained from the block header of the genesis block.
  • a smart contract may be deployed in the blockchain system, and the node information may be stored in the contract state of the smart contract in the FVP type consensus node.
  • the FVP type consensus node may obtain the node information from the contract state.
  • the specific execution process may refer to the relevant description in the corresponding embodiment of FIG. 12.
  • step S905 when it is determined based on the node information that the actual value of the number of FVPs after the target node is added to the blockchain system in the future meets the preset minimum number of FVPs, the target node is allowed to join.
  • the minimum requirement for the number of FVPs may include an expression for characterizing the expected lower limit of the number of FVPs.
  • the expression may be, for example, f+1. Where f is the number of malicious nodes.
  • the actual value and the expected lower limit of the number of FVPs after the target node is added to the blockchain system in the future can be determined. Then the actual value and the expected lower limit can be compared. When the actual value is greater than or equal to the expected lower limit, the target node can be allowed to join. When the actual value is less than the expected lower limit, the target node can be rejected.
  • FIG 10 is a schematic diagram of the node information of the blockchain system.
  • the node information shows that the blockchain system includes 6 consensus nodes, namely VP0-VP5.
  • the types of VP0-VP2 are all FVP
  • the types of VP3-VP5 are all LVP.
  • the current actual value of the number of FVPs is 3, and the total number of consensus nodes is 6.
  • the expression for characterizing the expected lower limit value of the number of FVPs is f+1, and the type of the target node included in the first transaction is LVP.
  • the actual value of the number of FVPs after the blockchain system adds a new target node in the future is greater than the number of malicious nodes f, thereby effectively ensuring the network activity of the blockchain system. For example, even if f malicious nodes all appear in the FVP type consensus nodes, it can be guaranteed that at least one FVP type consensus node can operate normally, thereby ensuring the normal operation of the blockchain system.
  • the LVP type consensus node may include a consensus device as described above.
  • the consensus device in the LVP type consensus node may determine, based on the node information, whether the actual value of the FVP number after the target node is added to the blockchain system in the future meets the preset minimum FVP number requirement, thereby obtaining a result of agreeing to the target node to join or rejecting the target node to join.
  • the updated node information when obtaining the node information of the blockchain system from the block header, the updated node information may also be stored in the block header of the block to be generated, and the updated node information includes the information of the target node.
  • the information of the target node may be written below the information of VP5 in the node information, and the information of the target node may be as shown in FIG. 11, showing the identifier "VP6" and type "LVP" of the target node.
  • FIG. 11 is a schematic diagram of the updated node information.
  • the identifier "VP6" may be, for example, assigned to the target node by executing the first transaction.
  • a smart contract is deployed in a blockchain system, and node information is stored in the contract state of the smart contract in an FVP type consensus node.
  • the FVP type consensus node can also add the target node information to the node information in the contract state based on the execution result of the first transaction.
  • the FVP type consensus node when the transaction processing method is executed by an FVP type consensus node, can also synchronize data to the target node when receiving a data synchronization request sent by the target node. Specifically, based on the type of the target node, it can be determined which data needs to be synchronized to the target node, so as to synchronize data on the target node.
  • the target node after the target node successfully joins the blockchain system, it can obtain data from the FVP type consensus node. For example, when the target node is an LVP type consensus node, data can be obtained from the FVP type consensus node; when the target node is an FVP type consensus node, data can be obtained from other FVP type consensus nodes.
  • the transaction processing scheme provided by the embodiment corresponding to FIG9 can divide the consensus nodes in the blockchain system into FVP type consensus nodes and LVP type consensus nodes, and only lightweight storage is stored in the LVP type consensus nodes.
  • the consensus nodes in the blockchain system can perform network activity detection on the blockchain system based on the minimum number of FVPs required in the node addition scenario. In this way, the storage cost of the blockchain system can be reduced, and the network activity can be guaranteed.
  • FIG. 12 is a flow chart of the transaction processing method in an embodiment of this specification.
  • step S1201 the LVP type consensus node obtains the first transaction, where the first transaction is used to add a new target node and includes the type of the target node.
  • the LVP type consensus node may cache multiple transactions to be executed received from the FVP type consensus node, and the first transaction may be included in the multiple transactions. Therefore, the LVP type consensus node may obtain the first transaction from the multiple transactions.
  • step S1203 the LVP type consensus node obtains the node information of the blockchain system from the cached read set, and the node information includes the type of each consensus node in the blockchain system.
  • the read set is received from the FVP type consensus node, and includes node information read from the contract state of the above-mentioned smart contract in the FVP type consensus node according to the first transaction. It should be noted that the read set may correspond to the above-mentioned multiple transactions and may be included in the consensus proposals related to the above-mentioned multiple transactions received from the FVP type consensus node.
  • the LVP type consensus node before obtaining the node information of the blockchain system from the read set, the LVP type consensus node can first verify the read set based on the stored verification data.
  • the specific verification process can refer to the relevant description in the embodiment corresponding to Figure 7, which will not be repeated here.
  • the LVP type consensus node can obtain the node information from the read set if the read set passes the verification.
  • step S1205 the LVP type consensus node agrees to the target node to join when the actual value of the FVP number after the target node is added to the blockchain system in the future meets the preset minimum FVP number requirement based on the node information.
  • This step can refer to the description of step S905 above, which will not be repeated here.
  • the LVP type consensus node can also update the verification data based on the execution result of the first transaction.
  • update process of the verification data please refer to the relevant description in the embodiment corresponding to Figure 7, which will not be repeated here.
  • the transaction processing scheme in the embodiment of this specification is introduced by taking the first transaction for adding a new target node as an example.
  • the transaction processing scheme in the embodiment of this specification is introduced by taking the first transaction for deleting a target node as an example.
  • the consensus nodes in the blockchain system include FVP type consensus nodes and LVP type consensus nodes.
  • the FVP type consensus node stores state data, which includes multiple states.
  • the LVP type consensus node stores verification data, which corresponds to the multiple states. Specifically, the verification data may include the hash value of each of the multiple states.
  • the method can be executed by a consensus node (such as an FVP type consensus node and an LVP type consensus node) in the blockchain system.
  • step S1301 a first transaction is obtained, where the first transaction is used to delete a target node.
  • the first transaction may include an identifier of the target node. Further, the first transaction may also include a type of the target node.
  • the method for obtaining the first transaction reference may be made to the relevant description in the foregoing text, which will not be repeated here.
  • step S1303 node information of the blockchain system is obtained, and the node information includes the type of each consensus node in the blockchain system. This step can refer to the description of step S903 above, and will not be repeated here.
  • step S1305 when it is determined based on the node information that the actual value of the number of FVPs meets the preset minimum requirement for the number of FVPs, the target node is allowed to exit.
  • the minimum requirement for the number of FVPs may include, for example, an expression for representing the expected lower limit of the number of FVPs.
  • the expression may be, for example, f+2.
  • the actual value and expected lower limit of the number of FVPs can be determined based on the node information and the expression used to characterize the expected lower limit of the number of FVPs.
  • the actual value and expected lower limit are the current actual value and expected lower limit of the number of FVPs, that is, the actual value and expected lower limit of the number of FVPs before the blockchain system deletes the target node. Then, the actual value and the expected lower limit can be compared. When the actual value is greater than or equal to the expected lower limit, the target node can be allowed to exit.
  • FIG 14 is a schematic diagram of the node information of the blockchain system.
  • the node information shows that the blockchain system includes 7 consensus nodes, namely VP0-VP6.
  • the types of VP0-VP3 are all FVP
  • the types of VP4-VP6 are all LVP.
  • the current actual value of the number of FVPs is 4, and the total number of consensus nodes is 7.
  • the expression used to characterize the expected lower limit of the number of FVPs is f+2, and the first transaction is specifically used to delete VP6.
  • the transaction processing scheme provided by the embodiment corresponding to FIG. 13 can divide the consensus nodes in the blockchain system into FVP type consensus nodes and LVP type consensus nodes, and only lightweight storage is stored in the LVP type consensus nodes.
  • the consensus nodes in the blockchain system can perform network activity detection on the blockchain system based on the minimum number of FVPs required in the node exit scenario. In this way, the storage cost of the blockchain system can be reduced, and the network activity can be guaranteed.
  • FIG 15 is a schematic diagram of the structure of the transaction processing device in the embodiment of this specification.
  • the consensus nodes in the blockchain system include FVP type consensus nodes and LVP type consensus nodes.
  • the FVP type consensus node stores state data, which includes multiple states.
  • the LVP type consensus node stores verification data, which corresponds to the multiple states.
  • the device can be applied to consensus nodes in the blockchain system (such as FVP type consensus nodes and LVP type consensus nodes).
  • the transaction processing device 1500 in the embodiment of the present specification includes: a transaction acquisition unit 1501, a node information acquisition unit 1502, and a processing unit 1503.
  • the transaction acquisition unit 1501 is configured to acquire a first transaction, the first transaction is used to add a target node, and includes the type of the target node
  • the node information acquisition unit 1502 is configured to acquire node information of the blockchain system, and the node information includes the type of each consensus node in the blockchain system
  • the processing unit 1503 is configured to determine based on the node information that the actual value of the number of FVPs after the target node is added to the blockchain system in the future meets the preset minimum requirement for the number of FVPs, and agree to the target node to join; the number of FVPs is the number of FVP type consensus nodes in the blockchain system.
  • the minimum requirement for the number of FVPs includes an expression for characterizing an expected lower limit value of the number of FVPs; and the processing unit 1503 can be further configured to: based on the node information and the expression, determine the actual value and expected lower limit value of the number of FVPs after a target node is added to the blockchain system in the future; when the actual value is greater than or equal to the expected lower limit value, agree to the target node to join.
  • a smart contract is deployed in the blockchain system, and the node information is stored in the contract state of the smart contract in the FVP type consensus node; the first transaction calls the smart contract, and when the above-mentioned device 1500 is applied to the FVP type consensus node, the above-mentioned device 1500 may also include: a first storage unit (not shown in the figure), which is configured to add the information of the target node to the node information in the contract state based on the execution result of the first transaction.
  • the LVP type consensus node caches a read set received from an FVP type consensus node, the read set including node information read from the above-mentioned contract state according to the first transaction; and the node information acquisition unit 1502 can be further configured to: obtain node information from the read set.
  • the above-mentioned device 1500 may also include: a verification unit (not shown in the figure), configured to verify the read set based on the stored verification data; the node information acquisition unit 1502 may be further configured to: obtain node information from the read set after the read set passes the verification.
  • a verification unit (not shown in the figure), configured to verify the read set based on the stored verification data
  • the node information acquisition unit 1502 may be further configured to: obtain node information from the read set after the read set passes the verification.
  • the above-mentioned apparatus 1500 may further include: a verification data updating unit (not shown in the figure), configured to update the verification data based on the execution result of the first transaction.
  • a verification data updating unit (not shown in the figure), configured to update the verification data based on the execution result of the first transaction.
  • the FVP type consensus node also stores a block
  • the LVP type consensus node also stores a block header of the block
  • the node information is stored in the block header
  • the node information acquisition unit 1502 can be further configured to: obtain node information from the block header
  • the above-mentioned device 1500 can also include: a second storage unit (not shown in the figure), configured to store updated node information in the block header of the block to be generated, and the updated node information includes information of the target node.
  • the above-mentioned device 1500 when the above-mentioned device 1500 is applied to an FVP type consensus node, the above-mentioned device 1500 may also include: a data synchronization unit (not shown in the figure), which is configured to synchronize data to the target node when receiving a data synchronization request sent by the target node.
  • a data synchronization unit (not shown in the figure), which is configured to synchronize data to the target node when receiving a data synchronization request sent by the target node.
  • FIG 16 is a schematic diagram of the structure of the transaction processing device in the embodiment of this specification.
  • the consensus nodes in the blockchain system include FVP type consensus nodes and LVP type consensus nodes.
  • the FVP type consensus node stores state data, which includes multiple states.
  • the LVP type consensus node stores verification data, which corresponds to the multiple states.
  • the device can be applied to consensus nodes in the blockchain system (such as FVP type consensus nodes and LVP type consensus nodes).
  • the transaction processing device 1600 in the embodiment of the present specification includes: a transaction acquisition unit 1601, a node information acquisition unit 1602, and a processing unit 1603.
  • the transaction acquisition unit 1601 is configured to acquire a first transaction, and the first transaction is used to delete the target node
  • the node information acquisition unit 1602 is configured to acquire node information of the blockchain system, and the node information includes the type of each consensus node in the blockchain system
  • the processing unit 1603 is configured to agree to the exit of the target node when the actual value of the number of FVPs determined based on the node information meets the preset minimum requirement of the number of FVPs
  • the number of FVPs is the number of FVP type consensus nodes in the blockchain system.
  • the embodiments of the present specification also provide a blockchain system, wherein the consensus nodes in the blockchain system include FVP type consensus nodes and LVP type consensus nodes, the FVP type consensus nodes store state data, the state data includes multiple states, the LVP type consensus nodes store verification data, the verification data corresponds to the multiple states; the consensus nodes in the blockchain system are used to obtain a first transaction, the first transaction is used to add a target node, and includes the type of the target node; obtain node information of the blockchain system, the node information includes the type of each consensus node in the blockchain system; when it is determined based on the node information that the actual value of the FVP number after the target node is added to the blockchain system in the future meets the preset minimum FVP number requirement, the target node is allowed to join; the FVP number is the number of FVP type consensus nodes in the blockchain system.
  • the embodiments of the present specification also provide a blockchain system, wherein the consensus nodes in the blockchain system include FVP type consensus nodes and LVP type consensus nodes, the FVP type consensus nodes store state data, the state data includes multiple states, the LVP type consensus nodes store verification data, the verification data corresponds to the multiple states; the consensus nodes in the blockchain system are used to obtain a first transaction, the first transaction is used to delete a target node; obtain node information of the blockchain system, the node information includes the type of each consensus node in the blockchain system; when it is determined based on the node information that the actual value of the number of FVPs meets the preset minimum requirement for the number of FVPs, the target node is allowed to exit; the number of FVPs is the number of FVP type consensus nodes in the blockchain system.
  • the embodiments of this specification also provide a computer-readable storage medium on which a computer program is stored, wherein when the computer program is executed in a computer, the computer is caused to execute the transaction processing method described in the above method embodiments.
  • the embodiment of the present specification also provides a computing device, including a memory and a processor, wherein the memory stores executable code, and when the processor executes the executable code, the transaction processing method described in the above method embodiment is implemented.
  • the embodiments of this specification also provide a computer program, wherein when the computer program is executed in a computer, the computer is caused to execute the transaction processing method described in the above method embodiments.
  • a programmable logic device such as a field programmable gate array (FPGA)
  • FPGA field programmable gate array
  • HDL Hardware Description Language
  • HDL Very-High-Speed Integrated Circuit Hardware Description Language
  • ABEL Advanced Boolean Expression Language
  • AHDL Altera Hardware Description Language
  • HDCal Joint CHDL
  • JHDL Java Hardware Description Language
  • Lava Lava
  • Lola MyHDL
  • PALASM RHDL
  • VHDL Very-High-Speed Integrated Circuit Hardware Description Language
  • Verilog Verilog
  • the controller may be implemented in any suitable manner, for example, the controller may take the form of a microprocessor or processor and a computer readable medium storing a computer readable program code (e.g., software or firmware) executable by the (micro)processor, a logic gate, a switch, an application specific integrated circuit (ASIC), a programmable logic controller, and an embedded microcontroller, examples of which include but are not limited to the following microcontrollers: ARC 625D, Atmel AT91SAM, Microchip PIC18F26K20, and Silicone Labs C8051F320, and the memory controller may also be implemented as part of the control logic of the memory.
  • a computer readable program code e.g., software or firmware
  • the controller may be implemented in the form of a logic gate, a switch, an application specific integrated circuit, a programmable logic controller, and an embedded microcontroller by logically programming the method steps. Therefore, such a controller may be considered as a hardware component, and the means for implementing various functions included therein may also be considered as a structure within the hardware component. Or even, the means for implementing various functions may be considered as both a software module for implementing the method and a structure within the hardware component.
  • the systems, devices, modules or units described in the above embodiments may be implemented by computer chips or entities, or by products with certain functions.
  • a typical implementation device is a server system.
  • the computer that implements the functions of the above embodiments may be, for example, a personal computer, a laptop computer, a vehicle-mounted human-computer interaction device, a cellular phone, a camera phone, a smart phone, a personal digital assistant, a media player, a navigation device, an email device, a game console, a tablet computer, a wearable device, or a combination of any of these devices.
  • one or more embodiments of the present specification provide method operation steps as described in the embodiments or flow charts, more or less operation steps may be included based on conventional or non-creative means.
  • the order of steps listed in the embodiments is only one way of executing the order of many steps and does not represent the only execution order.
  • the device or terminal product in practice is executed, it can be executed in sequence or in parallel according to the method shown in the embodiments or the drawings (for example, a parallel processor or a multi-threaded processing environment, or even a distributed data processing environment).
  • each module can be implemented in the same or more software and/or hardware, or the module implementing the same function can be implemented by a combination of multiple sub-modules or sub-units, etc.
  • the device embodiments described above are only schematic.
  • the division of the units is only a logical function division. There may be other division methods in actual implementation.
  • multiple units or components can be combined or integrated into another system, or some features can be ignored or not executed.
  • Another point is that the mutual coupling or direct coupling or communication connection shown or discussed can be through some interfaces, indirect coupling or communication connection of devices or units, which can be electrical, mechanical or other forms.
  • each process and/or box in the flowchart and/or block diagram, as well as the combination of the process and/or box in the flowchart and/or block diagram can be implemented by computer program instructions.
  • These computer program instructions can be provided to a processor of a general-purpose computer, a special-purpose computer, an embedded processor or other programmable data processing device to produce a machine, so that the instructions executed by the processor of the computer or other programmable data processing device produce a device for implementing the functions specified in one or more processes in the flowchart and/or one or more boxes in the block diagram.
  • These computer program instructions may also be stored in a computer-readable memory that can direct a computer or other programmable data processing device to work in a specific manner, so that the instructions stored in the computer-readable memory produce a manufactured product including an instruction device that implements the functions specified in one or more processes in the flowchart and/or one or more boxes in the block diagram.
  • These computer program instructions may also be loaded onto a computer or other programmable data processing device so that a series of operational steps are executed on the computer or other programmable device to produce a computer-implemented process, whereby the instructions executed on the computer or other programmable device provide steps for implementing the functions specified in one or more processes in the flowchart and/or one or more boxes in the block diagram.
  • a computing device includes one or more processors (CPU), input/output interfaces, network interfaces, and memory.
  • processors CPU
  • input/output interfaces network interfaces
  • memory volatile and non-volatile memory
  • Memory may include non-permanent storage in a computer-readable medium, in the form of random access memory (RAM) and/or non-volatile memory, such as read-only memory (ROM) or flash memory (flash RAM). Memory is an example of a computer-readable medium.
  • RAM random access memory
  • ROM read-only memory
  • flash RAM flash memory
  • Computer readable media include permanent and non-permanent, removable and non-removable media that can be implemented by any method or technology to store information.
  • Information can be computer readable instructions, data structures, program modules or other data.
  • Examples of computer storage media include, but are not limited to, phase change memory (PRAM), static random access memory (SRAM), dynamic random access memory (DRAM), other types of random access memory (RAM), read-only memory (ROM), electrically erasable programmable read-only memory (EEPROM), flash memory or other memory technology, compact disk read-only memory (CD-ROM), digital versatile disk (DVD) or other optical storage, magnetic cassettes, magnetic disk storage, graphene storage or other magnetic storage devices or any other non-transmission media that can be used to store information that can be accessed by a computing device.
  • computer readable media does not include temporary computer readable media (transitory media), such as modulated data signals and carrier waves.
  • one or more embodiments of the present specification may be provided as a method, system or computer program product. Therefore, one or more embodiments of the present specification may take the form of a complete hardware embodiment, a complete software embodiment or an embodiment combining software and hardware. Moreover, one or more embodiments of the present specification may take the form of a computer program product implemented on one or more computer-usable storage media (including but not limited to disk storage, CD-ROM, optical storage, etc.) containing computer-usable program code.
  • computer-usable storage media including but not limited to disk storage, CD-ROM, optical storage, etc.
  • One or more embodiments of the present specification may be described in the general context of computer-executable instructions executed by a computer, such as program modules.
  • program modules include routines, programs, objects, components, data structures, etc. that perform specific tasks or implement specific abstract data types.
  • One or more embodiments of the present specification may also be practiced in distributed computing environments where tasks are performed by remote processing devices connected through a communication network.
  • program modules may be located in local and remote computer storage media, including storage devices.

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Abstract

一种区块链系统中的交易处理方法、装置及区块链系统。区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，FVP类型共识节点存储有状态数据，状态数据中包括多个状态，LVP类型共识节点存储有验证数据，验证数据与该多个状态对应，该方法应用于区块链系统中的共识节点，包括：获取第一交易，第一交易用于新增目标节点，并且包括目标节点的类型（S901）；获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型（S903）；在基于节点信息确定FVP数目在区块链系统未来新增目标节点后的实际值满足预设的FVP数目最小要求时，同意目标节点加入（S905）；FVP数目为区块链系统中FVP类型共识节点的数目。

Description

区块链系统中的交易处理方法、装置及区块链系统
本申请要求于2022年09月30日提交中国国家知识产权局、申请号为202211213624.2、申请名称为“区块链系统中的交易处理方法、装置及区块链系统”的中国专利申请的优先权，其全部内容通过引用结合在本申请中。
技术领域
本说明书实施例属于区块链技术领域，尤其涉及一种区块链系统中的交易处理方法、装置及区块链系统。
背景技术
区块链(Blockchain)是分布式数据存储、点对点传输、共识机制、加密算法等计算机技术的新型应用模式。区块链系统中按照时间顺序将数据区块以顺序相连的方式组合成链式数据结构，并以密码学方式保证的不可篡改和不可伪造的分布式账本。由于区块链具有去中心化、信息不可篡改、自治性等特性，区块链也受到人们越来越多的重视和应用。在区块链系统中，一般通过全节点作为参与共识的最小设施，全节点需要包括全量数据，以支持共识功能。
发明内容
本发明的目的在于提供一种区块链系统中的交易处理方法、装置及区块链系统，能将区块链系统中的共识节点分为FVP类型共识节点，以及LVP类型共识节点，既可以降低区块链系统的存储成本，又可以保证网络活性。
本说明书第一方面提供一种区块链系统中的交易处理方法，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述方法应用于所述区块链系统中的共识节点，包括：获取第一交易，所述第一交易用于新增目标节点，并且包括所述目标节点的类型；获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；在基于所述节点信息确定FVP数目在所述区块链系统未来新增所述目标节点后的实际值满足预设的FVP数目最小要求时，同意所述目标节点加入；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
本说明书第二方面提供一种区块链系统中的交易处理方法，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述方法应用于所述区块链系统中的共识节点，包括：获取第一交易，所述第一交易用于删除目标节点；获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；在基于所述节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时， 同意所述目标节点退出；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
本说明书第三方面提供一种区块链系统中的交易处理装置，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述装置应用于所述区块链系统中的共识节点，包括：交易获取单元，被配置成获取第一交易，所述第一交易用于新增目标节点，并且包括所述目标节点的类型；节点信息获取单元，被配置成获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；处理单元，被配置成在基于所述节点信息确定FVP数目在所述区块链系统未来新增所述目标节点后的实际值满足预设的FVP数目最小要求时，同意所述目标节点加入；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
本说明书第四方面提供一种区块链系统中的交易处理装置，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述装置应用于所述区块链系统中的共识节点，包括：交易获取单元，被配置成获取第一交易，所述第一交易用于删除目标节点；节点信息获取单元，被配置成获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；处理单元，被配置成在基于所述节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时，同意所述目标节点退出；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
本说明书第五方面提供一种区块链系统，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应；所述区块链系统中的共识节点用于执行如第一方面和第二方面中任一实现方式描述的方法。
本说明书第六方面提供一种计算机可读存储介质，其上存储有计算机程序，当所述计算机程序在计算机中执行时，令计算机执行如第一方面和第二方面中任一实现方式描述的方法。
本说明书第七方面提供一种计算设备，包括存储器和处理器，所述存储器中存储有可执行代码，所述处理器执行所述可执行代码时，实现如第一方面和第二方面中任一实现方式描述的方法。
本说明书第八方面提供一种计算机程序，其中，当该计算机程序在计算机中执行时，令该计算机执行如第一方面和第二方面中任一实现方式描述的方法。
本说明书的上述实施例提供的方案，可以将区块链系统中的共识节点分为FVP类型共识节点和LVP类型共识节点，在LVP类型共识节点中只保存轻量存储。在该方案中，在区块链系统要新增或删除目标节点时，区块链系统中的共识节点可以基于节点新增场景或节点退出场景下的FVP数目最小要求，对区块链系统进行网络活性检测。由此，既可以降低区块链系统的存储成本，又可以保证网络活性。
附图说明
为了更清楚地说明本说明书实施例的技术方案，下面将对实施例描述中所需要使用的附图作简单地介绍，显而易见地，下面描述中的附图仅仅是本说明书中记载的一些实施例，对于本领域普通技术人员来讲，在不付出创造性劳动性的前提下，还可以根据这些附图获得其他的附图。
图1示出了一实施例中的区块链架构图；
图2是PBFT共识算法中的共识过程示意图；
图3是相关技术中的共识节点的区块链数据存储的结构示意图；
图4是MPT树的结构示意图；
图5是本说明书实施例中的LVP中的状态哈希值树和存储哈希值树的示意图；
图6是本说明书实施例中的状态哈希值树的示意图；
图7是本说明书实施例中的共识方法的流程图；
图8是本说明书另一实施例中的共识方法的流程图；
图9是本说明书实施例中的交易处理方法的流程图；
图10是区块链系统的节点信息的一个示意图；
图11是更新的节点信息的一个示意图；
图12是本说明书实施例中的交易处理方法的流程图；
图13是本说明书实施例中的交易处理方法的流程图；
图14是区块链系统的节点信息的一个示意图；
图15是本说明书实施例中的交易处理装置的结构示意图；
图16是本说明书实施例中的交易处理装置的结构示意图。
具体实施方式
为了使本技术领域的人员更好地理解本说明书中的技术方案，下面将结合本说明书实施例中的附图，对本说明书实施例中的技术方案进行清楚、完整地描述，显然，所描述的实施例仅仅是本说明书一部分实施例，而不是全部的实施例。基于本说明书中的实施例，本领域普通技术人员在没有作出创造性劳动前提下所获得的所有其他实施例，都应当属于本说明书保护的范围。
图1示出了一实施例中的区块链架构图。在图1所示的区块链架构图中，区块链100中包括N个节点，图1中示意示出节点1-节点8。节点之间的连线示意性的表示P2P(Peer to Peer，点对点)连接，所述连接例如可以为TCP连接等，用于在节点之间传输数据。
区块链领域中的交易可以指在区块链中执行并记录在区块链中的任务单元。交易中通常包括发送字段(From)、接收字段(To)和数据字段(Data)。其中，在交易为转账交易的情况中，From字段表示发起该交易(即发起对另一个账户的转账任务)的账户地址，To字段表示接收该交易(即接收转账)的账户地址，Data字段中包括转账金额。
区块链中可提供智能合约的功能。区块链上的智能合约是在区块链系统上可以被交易触发执行的合约。智能合约可以通过代码的形式定义。在区块链中调用智能合约，是发起一笔指向智能合约地址的交易，使得区块链中每个节点分布式地运行智能合约 代码。
在部署合约的场景中，例如，Bob将一个包含创建智能合约信息(即部署合约)的交易发送到如图1所示的区块链中，该交易的data字段包括待创建的合约的代码(如字节码或者机器码)，交易的to字段为空，以表示该交易用于部署合约。节点间通过共识机制达成一致后，确定合约的合约地址“0x6f8ae93…”，各个节点在状态数据库中添加与该智能合约的合约地址对应的合约账户，分配与该合约账户对应的状态存储，并存储合约代码，将合约代码的哈希值保存在该合约的状态存储中，从而合约创建成功。
在调用合约的场景中，例如，Bob将一个用于调用智能合约的交易发送到如图1所示的区块链中，该交易的from字段是交易发起方(即Bob)的账户的地址，to字段为上述“0x6f8ae93…”，即被调用的智能合约的地址，交易的data字段包括调用智能合约的方法和参数。在区块链中对该交易进行共识之后，区块链中的各个节点可分别执行该交易，从而分别执行该合约，基于该合约的执行更新状态数据库。
区块链中的共识机制是区块链节点就区块信息(或称区块数据)达成全网一致共识的机制，可以保证最新区块被准确添加至区块链。当前主流的共识机制包括：工作量证明(Proof of Work，POW)、股权证明(Proof of Stake，POS)、委任权益证明(Delegated Proof of Stake，DPOS)、实用拜占庭容错(Practical Byzantine Fault Tolerance，PBFT)算法等。其中，在各种共识算法中，通常在预设数目的共识节点对待共识的数据(即共识提议)达成一致之后，从而确定对该共识提议的共识成功。具体是，在PBFT算法中，对于N≥3f+1个共识节点，可容忍f个恶意节点，也就是说，当N个共识节点中2f+1个节点达成一致时，可确定共识成功。在相关技术中，为了实现共识功能，在共识节点上存储全量的账本，即存储全部区块和全部账户的状态。从而，区块链中的每个节点可通过执行相同的交易而产生区块链中的相同的状态，以使得区块链中的每个节点存储相同的状态数据库。
图2是PBFT共识算法中的共识过程示意图。如图2所示，根据PBFT共识算法，可将共识过程划分为请求(Request)、预备(Pre-Prepare，PP)、准备(Prepare,P)和提交(Commit,C)四个阶段。假设一区块链中包括节点n1-节点n4四个共识节点，其中，节点n1例如为主节点，节点n2-节点n4例如为从节点，根据PBFT算法，在节点n1-节点n4中可容忍f＝1个恶意节点。具体是，在请求阶段，区块链的用户可通过其用户设备向节点n1发送请求，该请求例如为区块链交易的形式。在预备阶段，节点n1在从一个或多个用户设备接收到多个交易之后，可将该多个交易打包为共识提议，将该共识提议及节点n1对该共识提议的签名发送给其他共识节点(即节点n2-节点n4)，以用于生成区块，该共识提议中可包括该多个交易的交易体和该多个交易的提交顺序等信息。在准备阶段，各个从节点可对共识提议进行签名并发送给其他各个节点。假设节点n4为恶意节点，节点n1、节点n2和节点n3在分别接收到2f＝2个其他共识节点的对共识提议的签名之后，可确定准备阶段完成，可进入提交阶段。例如，如图2中所示，节点n1在接收到节点n2和节点n3的签名之后，验证节点n2和节点n3的签名都是正确的对共识提议的签名，则确定准备阶段完成，节点n2在接收到节点n3的签名和预备阶段节点n1的签名并验证通过之后，确定准备阶段完成。在提交阶段，各个共识节点对共识提议 进行提交阶段的签名并发送给其他各个共识节点，各个共识节点在接收到2f＝2个其他共识节点的提交阶段的签名之后，可确定提交阶段完成，共识成功。例如，节点n1在接收到节点n2和节点n3的提交阶段的签名并验证之后，确定提交阶段完成，从而，节点n1可根据共识提议执行所述多个交易，生成并存储包括所述多个交易的区块(例如区块N)，根据多个交易的执行结果更新世界状态，并将多个交易的执行结果返回给用户设备。类似地，节点n2和节点n3在确定提交阶段完成之后，执行所述多个交易，根据多个交易的执行结果更新世界状态，并生成并存储区块N。通过上述过程，实现了节点n1、节点n2和节点n3的存储一致性。也就是说，节点n1-节点n4在存在一个恶意节点的情况下仍可以实现对共识提议的共识成功，完成对区块的执行。
图3是相关技术中的共识节点的区块链数据存储的结构示意图。在图3所示的区块链数据存储中，每一区块的区块头包括若干字段，例如上一区块哈希previous_Hash(图中的Prev Hash)，随机数Nonce(在一些区块链系统中这个Nonce不是随机数，或者在一些区块链系统中不启用区块头中的Nonce)，时间戳Timestamp，区块号Block Num，状态树根哈希State_Root，交易树根哈希Transaction_Root，收据树根哈希Receipt_Root等。其中，下一区块(如区块N+1)的区块头中的Prev Hash指向上一区块(如区块N)，即为上一区块的区块hash值(即区块头的哈希值)。通过这种方式，区块链上通过区块头实现了下一区块对上一区块的锁定。特别的，如前所述，state_root是当前区块中所有账户的状态组成的状态树(state trie)的根的哈希值，该状态树例如为MPT树(Merkle Patricia Tree)。
MPT树是结合了Merkle Tree(默克尔树)和Patricia Tree(压缩前缀树，一种更节省空间的Trie树，字典树)的一种树形结构。Merkle Tree算法对每个叶子节点都计算一个Hash(哈希)值，然后两两连接再次计算Hash，一直到最顶层的Merkle根。以太坊中采用改进的MPT树，MPT树例如是16叉树的结构。
状态树中包含以太坊网络中每个账户所对应的存储内容的键值对(key and value pair)。状态树中的“键”可以是一个160位的标识符(以太坊账户的地址)，这个账户地址中包含的字符分布于从状态树的根节点到叶子节点的路径中的各个节点中。参考图3中所示，MPT状态树的叶子节点(例如节点t4和节点t5)还包括各个账户的Value。其中，当账户为用户账户(又称为外部账户)时，例如图3中的账户A，账户的Value中包括计数器(Nonce)和余额(Balance)。当账户为合约账户时，例如图3中的账户B，账户的Value中包括计数器(Nonce)、余额(Balance)、合约代码哈希值(CodeHash)和存储树根哈希值(Storage_root)。其中，所述计数器，对于外部账户代表从账户地址发送的交易数量；对于合约账户，是账户创建的合约数量。
状态树中的节点通过哈希进行连接，具体是，可以基于父节点的子节点中的数据生成哈希值，将该生成的哈希值存储在父节点中。图4是MPT树的结构示意图。假设图4中的标示“t2”的节点对应于图3中的状态树中的节点t2，标示“t4”的节点对应于图3中的状态树中的叶子节点t4。如图4所示，图4中的各个叶子节点中包括的状态分别表示为state1、state2、state3、state4，各个状态也即为各个账户的Value。图4中各个节点中的左侧框中的字符用于对账户进行索引，叶子节点到根节点之间的路径中的各个节点中包括的字符拼接起来即为该叶子节点对应的账户地址。例如，state1所在叶子节点 到根节点之间的各个节点包括字符“f”、“5”和“324”，从而可以得到state1对应的账户地址为“f5324”。
在图4中，包括“5”的节点的子节点中包括叶子节点，在计算该节点中包括的hash(324,74)时，可通过如下的公式(1)计算：
hash(324,74)＝hash(hash(324,hash(state1)),hash(74,hash(a,c)))(1)
也就是说，在计算图4中的叶子节点t4的哈希值hash(324,hash(state1)时，对节点t4中的“324”和state1的哈希值hash(state1)进行拼接，然后对拼接的数据计算哈希值，得到叶子节点的哈希值。在计算图4中的非叶子节点(例如包括“74”的节点)的哈希值hash(74,hash(a,c))时，对该节点中的数据直接拼接，然后对拼接得到的数据计算哈希值。可以理解，状态树中的节点的哈希值为基于节点的全部数据计算得到的哈希值，状态树中的非叶子节点、且非根节点的节点中包括的哈希值是对其全部子节点的哈希值拼接之后取哈希得到的哈希值。
如此可在状态树中从下至上计算叶子节点与根节点之间的每个节点中包括的哈希值，从而最后可将计算得到的图3中的节点t2的哈希值与节点t3的哈希值拼接，并对拼接得到的数据取哈希，从而生成节点t1的哈希值。该节点t1的哈希值即为该状态树的状态根，记录在区块N的State_Root字段中。
在MPT树的一种变型中，可以包括分支节点，分支节点可以连接多个子节点，且分支节点中包括其连接的每个子节点中的数据的哈希值，即，分支节点中包括与多个主节点分别对应的多个哈希值，叶子节点连接在分支节点之后。该变型中还包括扩展节点，扩展节点可连接于分支节点之前或之后，扩展节点具有一个子节点，扩展节点中包括与其连接的子节点中的全部数据的哈希值。在该MPT树变型中，同样地可基于各层节点递归得到根节点的哈希值。本说明书实施例方案也同样适用于该种MPT树变型。
智能合约在区块链上完成部署后，会产生一个对应的合约账户。这个合约账户一般会具有一些状态，这些状态由智能合约中的状态变量所定义、并在智能合约创建、执行时产生新的值。如图3所示，合约的相关状态保存在存储树(storage trie)中，图3中示意示出了账户B对应的合约的存储树。存储树根节点st1的hash值即存储于上述storage_root中，从而将该合约的所有状态通过根hash锁定到状态树中该合约账户的Value(即账户状态)下。存储树也可以具有MPT树形结构，与图4所示状态树类似地，从根节点到叶子节点的路径中的每个节点可包括用于寻址变量名的字符，叶子节点中存储有变量的Value，从而存储了变量名(也可以称为状态地址)到状态值的key-value映射。例如，参考图3中的存储树，该存储树的叶子节点st2、st3例如包括变量a的Value、变量b的Value等，以变量a为例，在存储树中的根节点到叶子节点st2的节点路径中的各个节点包括的字符构成变量a的变量名称，该变量名称可以类似地由16进制字符构成。
其中，对存储树中的各个节点的哈希值的计算可参考对状态树中的节点的哈希值计算方法。具体是，在计算存储树中的叶子节点的哈希值时，对该叶子节点中包括的部分key和叶子节点中的状态的哈希值进行拼接，然后对拼接的数据计算哈希值，得到叶子节点的哈希值。在计算存储树中的非叶子节点且非根节点的节点的哈希值时，对该节点中的数据直接拼接，然后对拼接得到的数据计算哈希值，得到该节点的哈希值。
概括地说，FVP节点中包括树状的状态数据，该状态数据的叶子节点中包括账户或合约变量的状态，状态数据中的从根节点到叶子节点的路径中的各个节点包括所述状态的key，所述状态数据中的父节点中包括基于其子节点中的数据计算得到的哈希值。
仍参考图3，区块链中的节点在执行完成区块N之后，进行对下一批交易的共识，并在共识通过之后执行区块N+1，从而与执行区块N类似地生成与区块N+1对应的状态数据，该状态数据包括状态树及各个合约对应的存储树。其中，区块N+1的状态数据与区块N的状态数据重复的数据可以引用区块N中的数据，而不需要重复存储。如此，在每个共识节点都存储完整的区块数据和状态数据的情况下，需要占用较大的存储空间。
本说明书实施例提供一种轻共识节点(Light Validating Peer,LVP)，LVP中仅保存部分状态数据，例如，保存状态树和存储树中的哈希值数据，而不保存状态树和存储树中的各个账户或变量的Value(即各个状态)，同时区块链中还包括与相关技术中的共识节点相同的全共识节点(Full Validating Peer,FVP)。图5是本说明书实施例中的LVP中的状态哈希值树和存储哈希值树的示意图。如图5所示，在LVP中的状态哈希值树和存储哈希值树中，与图3中的FVP中的状态树和存储树相比，将状态树和存储树中的叶子节点中的状态替换为了该状态的哈希值，例如，将状态树中的节点t4中的state1替换为状态哈希值树的节点t4中的hash(state1)，将存储树中的节点st2中的state5替换为存储哈希值树中节点st2中的hash(state5)。图6是图5中的状态哈希值树的示意图。如图6中所示，在状态哈希值树中，叶子节点中包括账户地址的末尾字符、及状态树中的对应的叶子节点的状态哈希值。如，状态哈希值树中的叶子节点t4中包括状态树中的叶子节点t4中“state1”的hash(state1)。状态哈希值树中的除叶子节点和根节点之外的各个节点中包括的哈希值可使用与状态树中相同的计算方法生成。例如，图6中的包括“5”的节点中的hash(324,74)可通过上述公式(1)计算得到。存储哈希值树也可以具有与图6所示的结构类似的结构。通过如此，图5中的状态哈希值树和存储哈希值树中除了叶子节点以外的其他节点包括的数据与图3中的状态树和存储树中的对应节点是一致的，因此图5中的节点t1的根哈希值与图3中的节点t1的根哈希值一致。
图5和图6中所示的状态哈希值树和存储哈希值树可用于对从FVP接收的读集进行验证，因此，可将这些数据统称为验证数据。可以理解，验证数据不限于包括如图5或图6所示的结构，例如，为了对读集进行验证，验证数据中可至少包括状态树和存储树中各个叶子节点的状态的哈希值。对于上述MPT树变型，仅需要将MPT树变型中的叶子节点中的状态删除，即可以将经过该删除后的哈希值树用作为LVP节点中的验证数据。下文将以图3-图6所示的状态数据和验证数据作为示例描述本说明书实施例中的共识和交易执行方案。
在基于FVP和LVP的区块链系统中，通过本说明书实施例提供的共识方案，在轻共识节点中只保存状态验证数据，通过在共识提议中包括读集，使得轻共识节点可基于状态验证数据对读集进行验证，从而可参与共识过程，大大节省了数据存储的硬件成本和时间成本，提高了区块链系统的性能和效率。
图7是本说明书实施例中的共识方法的流程图。该方法可由区块链系统中的作为主节点的FVP(图7中以FVP示意示出)及一个或多个LVP执行，图7中示出一个LVP作为示 例。其中，区块链系统中可包括至少一个FVP，该至少一个FVP可共同确定一个FVP作为主节点，区块链系统中的除主节点之外的节点为从节点。主节点可发起共识提议，以与从节点一起进行对该共识提议的共识。
如图7所示，首先，在步骤S701，FVP获取多个交易对应的读集。
假设区块链系统中的FVP1为主节点，下文中以FVP1作为示例进行描述。FVP1可以从用户客户端或者其他FVP接收用户发送的交易。该交易可以为转账交易，或者可以为调用合约的交易等。FVP1在接收到一定量的交易之后，可以在接收到的交易中选出多个交易进行共识，以用于生成新的区块。
FVP1在选出多个交易之后，获取该多个交易对应的读集。该读集包括根据该多个交易包括的读操作从状态数据中读取的账户和/或合约变量的状态，该读集也即为该多个交易在被执行时需要从状态数据中读取的账户和/或合约变量的状态，其中，状态数据例如包括图3中所示的状态树和存储树。
具体是，FVP1可以获取多个交易各自的读集，然后可以对各个交易的读集进行合并，也即从多个交易各自的读集中选取在首次读取各个变量(包括账户和合约变量)时从状态数据中读取的该变量的键值对，从而得到多个交易对应的读集。假设所述多个交易中的一个交易包括对账户A的余额的更新(例如减少预设金额)，该交易在执行时需要首先读取账户A的value(即包括Nonce和Balance)，然后根据读取的账户A的value获取账户A的新的value，例如，根据该交易对Nonce值加1，对Balance值减少预设金额，得到账户A的更新的Nonce值和Balance值，其构成了账户A的更新的Value。从而，该交易的读集包括读取的账户A的键值对，该交易的写集包括写入的账户A的键值对。则该多个交易的读集中包括从状态数据读取的账户A的Key-Value键值对，其中Key为账户A的账户地址，Value为账户A的状态，该状态中包括账户A对应的叶子节点中的Nonce值和Balance值。
假设该多个交易中的一个交易包括对账户B对应的合约中的变量a的更新操作，由于对变量a的写入会导致对账户B中的Storage_root的更新，因此，该交易也包括对账户B的写入操作。为了对账户B和变量a进行写入，该交易的读集中需要包括账户B的Key-Value键值对和变量a的键值对。假设该交易对账户B和变量a的读取为首次从状态数据读取的情况，则多个交易的读集中也包括基于该交易从状态数据中读取的账户B的该键值对和变量a的键值对。其中，账户B的Key-Value键值对中的key为账户B的账户地址，Value为账户B的状态，该状态中包括账户B对应的叶子节点中的Nonce、Balance、CodeHash和Storage_root各个字段的值。变量a的Key-Value键值对中的key为变量a的变量名称，Value为变量a的状态值。根据该多个交易的读集，当在执行该交易中对账户B进行写入时，可以根据变量a的更新的value计算更新的Storage_root，并与读集中的账户B的Nonce、Balance、CodeHash合并，得到账户B的更新的value，该变量a的更新的value和账户B的更新的value将记录在该交易的写集中，以用于更新状态数据。
在一种实施方式中，FVP1可以对各个交易进行静态分析，分析交易的交易体以及交易中调用的合约的合约代码，从而确定各个交易在执行时需要读取的账户和/或变量名称，即key，通过所得到的key从状态数据中读取到key对应的value，从而生成该多个交易对应的读集。在另一种实施方式中，FVP1可预执行所述多个交易，FVP1可按照 多个交易的预设的排列顺序预执行多个交易，或者FVP1可根据各个交易的接收顺序预执行多个交易，并根据各个交易的预执行顺序确定共识提议中的该多个交易的排列顺序。
FVP1在预执行多个交易时，当首次读取账户或合约变量的value时，从状态数据中进行读取，并根据该首次读取账户或合约变量的value生成该多个交易的读集。同时，FVP1缓存首次读取的账户或合约变量的value，当在预执行该多个交易中对这些首次读取账户或合约变量的value进行更新时，在缓存中更新这些账户或合约变量的value，当在预执行该多个交易中再次读取这些账户或合约变量的value时，则读取缓存中的这些账户或合约变量的value，其中，再次读取的这些账户或合约变量的value不需要写入该多个交易的读集中。
在步骤S703，FVP向LVP发送共识提议，该共识提议中包括所述多个交易的读集。
FVP1可生成共识提议，以用于对该多个交易的排列顺序进行共识。在一种实施方式中，该共识提议中可包括所述多个交易的交易列表，该交易列表中包括顺序排列的多个交易的交易体，另外，该共识提议中还包括上述获取的多个交易的读集。通过在共识提议中包括读集，参考图2所示的共识过程，可以在PP阶段就进行对读集的验证，即在PP阶段就确定FVP1是否作恶，如果在PP阶段确定FVP1作恶，可以提前结束共识过程，从而不需要进行后续的准备阶段和提交阶段，节省了计算资源，提高了区块链中的系统效率。
在另一种实施方式中，在共识提议中可包括顺序排列的多个交易的交易标识(如各个交易的哈希值)及上述读集，同时，FVP1或者其他从用户设备接收交易的FVP可通过广播将多个交易各自的交易体广播给其他各个共识节点，从而使得减小了共识提议的数据量，节省了共识过程中用于签名的计算量。
在步骤S705,LVP基于验证数据验证读集是否正确。
在一种实施方式中，LVP中存储了图3中的状态树和存储树中的各个状态的哈希值、以及到该哈希值的索引数据(例如账户地址或变量名称)作为验证数据。LVP在从共识提议中获取读集之后，可使用各个状态的哈希值对读集中的各个状态进行验证。例如，读集中包括账户A的Value，LVP可从验证数据中获取账户A的状态哈希值，使用该状态哈希值对账户A的Value进行验证，即验证读集中的账户A的Value与本地存储的账户A的状态哈希值是否对应，如果对应，则可确定读集中的账户A的Value为正确的状态。在读集中包括账户B的Value和变量a的Value的情况下，LVP可从验证数据中获取账户B的状态哈希值和变量a的状态哈希值，以分别对读集中的账户B的Value和变量a的Value进行验证。
在另一种实施方式中，LVP中存储了如图5所示的状态哈希值树和存储哈希值树作为验证数据。LVP在从共识提议中获取读集之后，可基于状态哈希值树和存储哈希值树对读集中的各个状态进行简单支付验证(Simplified Payment Verification，SPV)。例如，读集中包括账户A的Value，LVP可计算读集中的账户A的Value的哈希值(例如hash1)，基于状态哈希值树中的其他叶子节点的值(即状态哈希值)与hash1向上层层计算各个节点的哈希值，直到计算状态哈希值树的根哈希值(例如root1)，确定root1与LVP中存储的状态哈希值树的根哈希值是否一致，如果一致，则认为该读集中的账户 A的Value为正确的。在读集中包括账户B的Value和变量a的Value的情况下，LVP可类似地基于状态哈希值树和存储哈希值树对账户B的Value和变量a的Value进行spv验证。
在一种实施方式中，在LVP中存储有与上述MPT树变型对应的验证数据时，由于该验证数据中类似地包括MPT树变型中的各个状态的哈希值，并且验证数据中的各层节点通过哈希进行连接，因此，可类似地基于该验证数据对读集进行验证，在此不再赘述。
除此之外，LVP中还可以存储有各个区块的区块头，如图3中所示，区块头中可以包括状态树的根哈希值、交易树的根哈希值和收据树的根哈希值，区块头可用于对交易、收据等数据进行spv验证，并可用于生成下一个区块的区块头。
在步骤S707，共识节点(包括FVP和LVP)完成对多个交易的共识过程。
LVP通过基于本地存储的验证数据对从FVP接收的读集进行验证，在验证通过的情况中，也即验证所述读集为正确的读集，使得LVP在后续可以基于该读集与FVP类似地执行节点功能，例如执行交易、生成区块等功能。LVP在验证通过之后可以完成对多个交易的共识过程，包括完成如图2所示的PP阶段、P阶段和C阶段。如果验证未通过，则可确定主节点存在作恶的可能，LVP可以尽早结束该共识过程，并开始更换主节点的流程，从而提高了区块链系统的效率。
在步骤S709，LVP根据读集执行多个交易。
在对共识提议共识成功之后，LVP可基于读集中的状态执行共识提议中的多个交易。具体是，LVP在执行交易的过程中需要读取账户或变量的状态时，如果是对该账户或变量的首次读取，可从该读集中找到账户或变量的状态，基于该账户或变量的状态进行对该交易的执行，根据该交易中的对账户或合约变量的写操作，得到该交易的写集，该写集中包括账户的键值对或合约账户和合约变量的键值对，用于更新状态数据中的状态。LVP在从读集中读取账户或合约变量的状态之后，可以缓存该状态，并在执行对该账户或合约变量的写入时，在缓存中更新该账户或合约变量的状态，以用于后续在执行交易过程中的对该账户或合约变量的状态的读取。由于该读集中的账户或变量的状态已经经过验证，即为该账户或变量当前的正确状态，因此，基于读集中的状态执行交易得到的执行结果与FVP基于状态数据中的状态执行交易得到的执行结果一致。
具体是，假设如上文所述多个交易中的一个交易包括对账户A的余额的更新，LVP首先从多个交易的读集中读取账户A的value(假设读取的value为V1)并存储在缓存中，根据该交易对V1进行更新，从而得到账户A的更新的value(假设该value为V2)，其中V2中包括更新的Nonce值和更新的Balance值，从而可在该交易的写集中写入账户A的更新的键值对，并更新缓存中的账户A的值。
假设如上文所述，多个交易中的一个交易包括对账户B对应的合约的变量a的写入，LVP首先从多个交易的读集中读取账户B的value(假设为V3)和变量a的value(假设为V4)，根据该交易对V4进行处理，得到变量a的更新的value(假设为V5)，计算V5的哈希值，代入图5中的存储哈希值树，计算根节点st1的哈希值，以根节点st1的哈希值作为账户B的更新的storage_root，结合该交易的读集中的账户B的Nonce、Balance和CodeHash，计算出账户B的更新的value(假设为V6)，从而可在该交易的写集中包括账户B的更新的键值对和变量a的更新的键值对。
在LVP根据读集执行多个交易的同时，FVP1如果在先前已经预执行多个交易，由于如前文所述，FVP1预执行该多个交易的顺序与共识提议中的多个交易的排列顺序对应，因此FVP1在预执行多个交易时对状态的读取、更新和写入与执行多个交易时一致，从而，可以将预执行多个交易得到的写集用作为执行所述多个交易的写集，并根据该写集得到多个交易的收据。FVP1如果在先前未预执行多个交易，则可以根据所述读集、或者通过从状态数据中读取状态，而按照共识提议中的多个交易的排列顺序来执行该多个交易。上述两种方式中，FVP1中得到的多个交易的写集和收据与LVP执行多个交易的写集和收据是一致的。
在步骤S711，共识节点(包括FVP和LVP)对多个交易的执行结果进行共识。
共识节点可类似地通过图2所示的共识过程进行对多个交易的执行结果的共识。具体是，各个共识节点在执行多个交易得到各个交易的写集和收据之后，可根据多个交易的交易体、各个交易的写集和收据计算该多个交易对应的状态树根哈希值、交易树根哈希值和收据树根哈希值。基于该多个交易对应的状态树根哈希值、交易树根哈希值、收据树根哈希值、以及上一个区块的区块哈希(即区块头哈希值，如图3中的Prev Hash所示)计算该多个交易对应的区块(区块B1)的区块哈希(即区块B1的区块头哈希值)。FVP1可在PP阶段向其他共识节点发送共识提议，该共识提议中包括区块B1的区块哈希。LVP在接收到该共识提议之后，可比较从FVP1接收的区块哈希与自己计算的区块B1的区块哈希是否一致，如果一致，则对该区块哈希进行签名并发送给其他各个共识节点。如此在完成图2中的PP阶段、P阶段和C阶段之后，完成对区块哈希的共识。在共识节点完成对区块哈希的共识之后，从而可保证各个共识节点对多个交易的执行结果一致，从而各个节点可根据多个交易的执行结果更新存储。
在步骤S713，LVP根据多个交易的写集更新验证数据。
具体是，LVP在得到各个交易的写集之后，根据各个交易的写集得到该多个交易对应的写集(例如wset1)，该写集wset1中包括根据所述多个交易的写操作而将用于更新状态数据的账户的key-value对或合约账户和合约变量的key-value对。在对多个交易的执行结果成功共识之后，LVP可基于wset1中各个状态的哈希值更新LVP中的验证数据。
在一种实施方式中，LVP中的验证数据包括各个账户和各个合约变量的状态的哈希值。假设写集wset1中包括将写入的账户A的键值对，LVP可基于wset1中的账户A的key找到验证数据中该key对应的value哈希值的存储位置，将wset1中的key对应的状态的哈希值写入到所述存储位置处。
假设写集wset1中包括将写入的账户B的键值对和变量a的键值对，LVP首先根据变量a的更新的value，计算更新的状态哈希值，在验证数据中更新变量a的状态哈希值。之后，LVP根据账户B的更新value，计算更新的状态哈希值，在验证数据中更账户B的状态哈希值。
在另一种实施方式中，LVP中的验证数据包括如图5所示的状态哈希值树和存储哈希值树，LVP可首先如在上一种实施方式中所述更新状态哈希值树和存储哈希值树中的与写集中多个状态对应的叶子节点中的状态哈希值。然后可基于更新的叶子节点，向上更新状态哈希值树和存储哈希值树中的各层节点中包括的哈希值，直到更新状态哈 希值树和存储哈希值树的根节点的哈希值。
另外，LVP在对区块哈希完成共识之后，可存储所生成的区块的区块头，以用于进行SPV验证，以及用于进行对下一个区块的生成。
在LVP更新存储的同时，FVP1也根据多个交易的执行结果更新存储，具体是，FVP1根据多个交易的写集更新如图3所示的状态树和存储树，以及存储该多个交易对应的区块B1，该区块包括区块头和区块体，区块体中例如包括多个交易的交易体、收据等数据。在区块链系统中的LVP和FVP都根据多个交易的执行结果更新存储之后，LVP中的验证数据仍与FVP中的状态数据相对应，以用于继续对下一批多个交易进行共识。
本说明书实施例的方案，在LVP中只保存轻量存储，通过在共识提议中包括读集，使得LVP可基于验证数据对读集进行验证，从而可参与共识过程，大大节省了数据存储的硬件成本和时间成本，提高了区块链系统的性能和效率。
图8是本说明书另一实施例中的共识方法的流程图。在该实施例中，LVP可包括共识装置、存储装置和执行装置，所述共识装置、存储装置和执行装置可以为单个计算设备中的分离的单元，或者可以为多个分离的计算设备。其中，存储装置中存储有LVP中的验证数据和区块头等数据。
如图8所示，在步骤S801，FVP获取多个交易对应的读集。该步骤可参考上文对步骤S701的描述，在此不再赘述。
在步骤S803，FVP向LVP的共识装置发送共识提议，该共识提议中包括上述读集。
在步骤S805，共识装置将读集发送给存储装置。
在步骤S807，存储装置基于验证数据验证读集是否正确。该步骤中的验证过程可参考上文对步骤S705的描述，在此不再赘述。
在步骤S809，在验证通过的情况中，存储装置将验证通过的验证结果返回给共识装置。
在步骤S811，共识装置将多个交易的交易列表和读集发送给执行装置，该交易列表中包括多个交易各自的交易体、以及多个交易的排列顺序。
在步骤S813，执行装置根据读集执行多个交易。
执行装置通过根据读集执行各个交易，可得到各个交易的执行结果，该执行结果例如包括各个交易的写集和收据。
在步骤S815，执行装置将多个交易的执行结果返回给共识装置。
在步骤S817，共识装置根据多个交易的执行结果，生成多个交易对应的区块哈希值。该步骤可参考上文对步骤S711的描述中的相关描述，在此不再赘述。
在步骤S819，共识节点(包括FVP和LVP)进行对区块哈希值的共识。也即各个共识节点的共识装置对区块哈希值进行共识。
在步骤S821，在对区块哈希值共识成功的情况下，共识装置将生成的区块头和更新的验证数据发送给存储装置。其中，更新的验证数据例如可包括图5所示的状态哈希值树和存储哈希值树中的更新的节点值。
在步骤S823，存储装置存储区块头，更新验证数据。
本说明书实施例还提供了交易处理方案。在基于FVP和LVP的区块链系统中，通过本说明书实施例提供的交易处理方案，既可以降低区块链系统的存储成本，又可以 保证网络活性。需要说明，区块链系统中的轻共识节点是设置有LVP类型的共识节点，可称为LVP类型共识节点。区块链系统中的全共识节点是设置有FVP类型的共识节点，可称为FVP类型共识节点。为了便于清楚的描述交易处理方案，下文中将轻共识节点称为LVP类型共识节点，将全共识节点称为FVP类型共识节点。
在该交易处理方案中，区块链系统中的共识节点(如FVP类型共识节点、LVP类型共识节点)可以获取用于新增或删除目标节点的交易(可称为第一交易)，并针对该第一交易进行处理。
下面，先以用于新增目标节点的第一交易为例，介绍本说明书实施例中的交易处理方案。
图9是本说明书实施例中的交易处理方法的流程图。区块链系统中的共识节点包括FVP类型共识节点和LVP类型共识节点，FVP类型共识节点存储有状态数据，该状态数据中包括多个状态，LVP类型共识节点存储有验证数据，该验证数据与该多个状态对应。具体地，该验证数据可以包括该多个状态各自的哈希值。该方法可由区块链系统中的共识节点(如FVP类型共识节点、LVP类型共识节点)执行。
如图9所示，首先，在步骤S901，获取第一交易，第一交易用于新增目标节点，并且包括目标节点的类型。
其中，当目标节点将要作为FVP类型共识节点加入区块链系统时，第一交易中包括的目标节点的类型，可以表示为“FVP”或者其他用于代表FVP的字符(如数字1等)。当目标节点将要作为LVP类型共识节点加入区块链系统时，第一交易中包括的目标节点的类型，可以表示为“LVP”或者其他用于代表LVP的字符(如数字0等)。应该理解，本说明书实施例不对节点类型的表示形式做具体限定。
需要说明，第一交易例如还可以包括目标节点的标识。第一交易可以是区块链系统的管理员或者目标节点的拥有者通过用户设备发送至区块链系统的。例如，该管理员或者该拥有者可以通过用户设备将第一交易发送至区块链系统中的某个FVP类型共识节点。该某个FVP类型共识节点可以为区块链系统中的主节点。
当交易处理方法由LVP类型共识节点执行时，该LVP类型共识节点可以缓存有从FVP类型共识节点接收的待执行的多个交易，第一交易可以包含在该多个交易中。因而，该LVP类型共识节点可以从该多个交易中获取第一交易。
在步骤S903，获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型。
在节点信息中，FVP类型共识节点和LVP类型共识节点各自的类型的表示形式，可参考前文中的相关说明，在此不再赘述。可选地，节点信息还可以包括以下至少一项：节点标识、全部共识节点数目、FVP数目的实际值。其中，FVP数目为区块链系统中FVP类型共识节点的数目。
实践中，区块链系统的节点信息可以存储于不同的位置。
在一种实施方式中，FVP类型共识节点还存储有区块，LVP类型共识节点还存储有该区块的区块头，节点信息可以存储于区块头中。基于此，无论是FVP类型共识节点还是LVP类型共识节点，在执行交易处理方法时，都可以从区块头获取节点信息。例如，可以从当前最新的区块头开始查找节点信息，从而获取到节点信息。需要说明， 当区块链系统中只有创世块一个区块时，节点信息可以存储于创世块的区块头中，可以从创世块的区块头中获取节点信息。
在另一种实施方式中，区块链系统中可以部署有智能合约，节点信息可以存储于该智能合约在FVP类型共识节点内的合约状态中。当交易处理方法由FVP类型共识节点执行时，该FVP类型共识节点可以从该合约状态中获取节点信息。当交易处理方法由LVP类型共识节点执行时，具体的执行过程可参考图12对应实施例中的相关说明。
在步骤S905，在基于节点信息确定FVP数目在区块链系统未来新增目标节点后的实际值满足预设的FVP数目最小要求时，同意目标节点加入。
举例来说，FVP数目最小要求可以包括用于表征FVP数目的期望下限值的表达式。在区块链系统采用PBFT共识算法的情况下，该表达式例如可以为f+1。其中，f为恶意节点的数目。根据前文中对PBFT共识算法的介绍，可以获知，区块链系统的全部共识节点数目N和恶意节点数目f满足以下约束：N≥3f+1。f可以基于该约束计算得出。具体地，当N＝3f+1时，f＝(N-1)/3。
由此，可以基于节点信息和用于表征FVP数目的期望下限值的表达式，确定FVP数目在区块链系统未来新增目标节点后的实际值和期望下限值。而后可以对该实际值和期望下限值进行大小比较。当该实际值大于等于该期望下限值时，可以同意目标节点加入。当该实际值小于该期望下限值时，可以拒绝目标节点加入。
参看图10，其是区块链系统的节点信息的一个示意图。如图10所示，该节点信息示出了区块链系统包括6个共识节点，即VP0-VP5。其中，VP0-VP2的类型均为FVP，VP3-VP5的类型均为LVP。基于该节点信息，可以获知，FVP数目当前的实际值为3，全部共识节点数目为6。
假设区块链系统采用PBFT共识算法，用于表征FVP数目的期望下限值的表达式为f+1，第一交易中包括的目标节点的类型为LVP。基于图10中示出的节点信息，可以确定出区块链系统未来新增目标节点后，全部共识节点数目N＝7，FVP数目的实际值Q2＝3。将全部共识节点数目N＝7代入公式f＝(N-1)/3，可以计算出f＝2。基于f＝2和用于表征FVP数目的期望下限值的表达式f+1，可以计算出FVP数目在区块链系统未来新增目标节点后的期望下限值Q1＝2+1＝3。通过对Q1和Q2进行大小比较，可以确定Q2＝Q1，满足预设的FVP数目最小要求，从而可以同意目标节点加入。由此，可以确保FVP数目在区块链系统未来新增目标节点后的实际值大于恶意节点数目f，从而有效保证区块链系统的网络活性。例如，即使f个恶意节点均出现在FVP类型共识节点中，也能保证至少一个FVP类型共识节点能正常运行，从而保证区块链系统能正常运行。
在一种实施方式中，LVP类型共识节点中可以包括如前所述的共识装置。当交易处理方法由LVP类型共识节点执行时，该LVP类型共识节点中的该共识装置可以基于节点信息，确定FVP数目在区块链系统未来新增目标节点后的实际值是否满足预设的FVP数目最小要求，从而得到同意目标节点加入或拒绝目标节点加入的结果。
在一种实施方式中，在从区块头获取区块链系统的节点信息的情况下，还可以在将要生成的区块的区块头中存储更新的节点信息，该更新的节点信息中包括目标节点的信息。作为示例，在图10示出的节点信息的基础上，可以在该节点信息中将目标节点的信息写入VP5的信息的下方，目标节点的信息可以如图11中所示，示出目标节点 的标识“VP6”和类型“LVP”。其中，图11是更新的节点信息的一个示意图。该标识“VP6”例如可以是通过执行第一交易而为目标节点分配的。
在一种实施方式中，在区块链系统中部署有智能合约，节点信息存储于该智能合约在FVP类型共识节点内的合约状态中的情况下，当交易处理方法由FVP类型共识节点执行时，该FVP类型共识节点还可以基于第一交易的执行结果，在该合约状态中的该节点信息中添加目标节点的信息。
在一种实施方式中，当交易处理方法由FVP类型共识节点执行时，该FVP类型共识节点还可以在接收到目标节点发送的数据同步请求时，向目标节点同步数据。具体地，可以基于目标节点的类型，确定需要向目标节点同步哪些数据，从而对目标节点进行数据同步。实践中，目标节点在成功加入区块链系统后，可以从FVP类型共识节点获取数据。例如，当目标节点为LVP类型共识节点时，可以从FVP类型共识节点获取数据；当目标节点为FVP类型共识节点时，可以从其他FVP类型共识节点获取数据。
图9对应的实施例提供的交易处理方案，可以将区块链系统中的共识节点分为FVP类型共识节点和LVP类型共识节点，在LVP类型共识节点中只保存轻量存储。在该方案中，在区块链系统要新增目标节点时，区块链系统中的共识节点可以基于节点新增场景下的FVP数目最小要求，对区块链系统进行网络活性检测。由此，既可以降低区块链系统的存储成本，又可以保证网络活性。
实践中，在区块链系统中部署有智能合约，节点信息存储于该智能合约在FVP类型共识节点内的合约状态中的情况下，当交易处理方法由LVP类型共识节点执行时，该LVP类型共识节点可以执行如图12所示的流程。其中，图12是本说明书实施例中的交易处理方法的流程图。
如图12所示，首先，在步骤S1201，LVP类型共识节点获取第一交易，第一交易用于新增目标节点，并且包括目标节点的类型。
LVP类型共识节点可以缓存有从FVP类型共识节点接收的待执行的多个交易，第一交易可以包含在该多个交易中。因而，LVP类型共识节点可以从该多个交易中获取第一交易。
在步骤S1203，LVP类型共识节点从所缓存的读集中获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型。
其中，该读集是从FVP类型共识节点接收的，包括根据第一交易从上述智能合约在FVP类型共识节点内的合约状态中读取的节点信息。需要说明，该读集可以对应于上述多个交易，可以包含在从FVP类型共识节点接收的与上述多个交易有关的共识提议中。
在一种实施方式中，LVP类型共识节点在从读集中获取区块链系统的节点信息之前，可以先基于存储的验证数据对读集进行验证。具体的验证过程可参考图7对应实施例中的相关说明，在此不再赘述。由此，LVP类型共识节点可以在读集通过验证的情况下，从读集中获取节点信息。
在步骤S1205，LVP类型共识节点在基于节点信息确定FVP数目在区块链系统未来新增目标节点后的实际值满足预设的FVP数目最小要求时，同意目标节点加入。该步骤可参考上文对步骤S905的描述，在此不再赘述。
在一种实施方式中，LVP类型共识节点还可以基于第一交易的执行结果，更新验证数据。这里，关于验证数据的更新过程，可参考图7对应实施例中的相关说明，在此不再赘述。
前文中以用于新增目标节点的第一交易为例，介绍了本说明书实施例中的交易处理方案。下面，以用于删除目标节点的第一交易为例，接着介绍本说明书实施例中的交易处理方案。
参看图13，其是本说明书实施例中的交易处理方法的流程图。区块链系统中的共识节点包括FVP类型共识节点和LVP类型共识节点，FVP类型共识节点存储有状态数据，该状态数据中包括多个状态，LVP类型共识节点存储有验证数据，该验证数据与该多个状态对应。具体地，该验证数据可以包括该多个状态各自的哈希值。该方法可由区块链系统中的共识节点(如FVP类型共识节点、LVP类型共识节点)执行。
如图13所示，首先，在步骤S1301，获取第一交易，第一交易用于删除目标节点。
其中，第一交易可以包括目标节点的标识。进一步地，第一交易还可以包括目标节点的类型。这里，关于第一交易的获取方式，可参考前文中的相关说明，在此不再赘述。
在步骤S1303，获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型。该步骤可参考上文对步骤S903的描述，在此不再赘述。
在步骤S1305，在基于节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时，同意目标节点退出。
FVP数目最小要求例如可以包括用于表征FVP数目的期望下限值的表达式。在区块链系统采用PBFT共识算法的情况下，该表达式例如可以为f+2。
基于此，可以基于节点信息和用于表征FVP数目的期望下限值的表达式，确定FVP数目的实际值和期望下限值。应该理解，该实际值和期望下限值，是FVP数目当前的实际值和期望下限值，也即FVP数目在区块链系统删除目标节点前的实际值和期望下限值。而后，可以对该实际值和期望下限值进行大小比较。当该实际值大于等于该期望下限值时，可以同意目标节点退出。
参看图14，其是区块链系统的节点信息的一个示意图。如图14所示，该节点信息示出了区块链系统包括7个共识节点，即VP0-VP6。其中，VP0-VP3的类型均为FVP，VP4-VP6的类型均为LVP。基于该节点信息，可以获知，FVP数目当前的实际值为4，全部共识节点数目为7。
假设区块链系统采用PBFT共识算法，用于表征FVP数目的期望下限值的表达式为f+2，第一交易具体用于删除VP6。基于该节点信息，可以确定出全部共识节点数目N＝7，FVP数目的实际值Q2＝4。将全部共识节点数目N＝7代入公式f＝(N-1)/3，可以计算出f＝2。基于f＝2和用于表征FVP数目的期望下限值的表达式f+2，可以计算出FVP数目的期望下限值Q1＝2+2＝4。通过对Q1和Q2进行大小比较，可以确定Q2＝Q1，满足预设的FVP数目最小要求，从而可以同意目标节点退出。由此，可以确保FVP数目在区块链系统未来退出目标节点后的实际值大于恶意节点数目f，从而有效保证区块链系统的网络活性。
图13对应的实施例提供的交易处理方案，可以将区块链系统中的共识节点分为 FVP类型共识节点和LVP类型共识节点，在LVP类型共识节点中只保存轻量存储。在该方案中，在区块链系统要退出目标节点时，区块链系统中的共识节点可以基于节点退出场景下的FVP数目最小要求，对区块链系统进行网络活性检测。由此，既可以降低区块链系统的存储成本，又可以保证网络活性。
图15是本说明书实施例中的交易处理装置的结构示意图。区块链系统中的共识节点包括FVP类型共识节点和LVP类型共识节点，FVP类型共识节点存储有状态数据，该状态数据中包括多个状态，LVP类型共识节点存储有验证数据，该验证数据与该多个状态对应。该装置可以应用于区块链系统中的共识节点(如FVP类型共识节点、LVP类型共识节点)。
如图15所示，本说明书实施例中的交易处理装置1500包括：交易获取单元1501、节点信息获取单元1502和处理单元1503。其中，交易获取单元1501被配置成获取第一交易，第一交易用于新增目标节点，并且包括目标节点的类型；节点信息获取单元1502被配置成获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型；处理单元1503被配置成在基于节点信息确定FVP数目在区块链系统未来新增目标节点后的实际值满足预设的FVP数目最小要求时，同意目标节点加入；FVP数目为区块链系统中FVP类型共识节点的数目。
在一些实施例中，FVP数目最小要求包括用于表征FVP数目的期望下限值的表达式；以及处理单元1503可以进一步被配置成：基于节点信息和该表达式，确定FVP数目在区块链系统未来新增目标节点后的实际值和期望下限值；在该实际值大于等于该期望下限值时，同意目标节点加入。
在一些实施例中，区块链系统中部署有智能合约，节点信息存储于该智能合约在FVP类型共识节点内的合约状态中；第一交易调用智能合约，当上述装置1500应用于FVP类型共识节点时，上述装置1500还可以包括：第一存储单元(图中未示出)，被配置成基于第一交易的执行结果，在该合约状态中的该节点信息中添加目标节点的信息。
在一些实施例中，当上述装置1500应用于LVP类型共识节点时，该LVP类型共识节点缓存有从FVP类型共识节点接收的读集，该读集包括根据第一交易从上述合约状态读取的节点信息；以及节点信息获取单元1502可以进一步被配置成：从该读集中获取节点信息。
在一些实施例中，上述装置1500还可以包括：验证单元(图中未示出)，被配置成基于存储的验证数据对读集进行验证；节点信息获取单元1502可以进一步被配置成：在读集通过验证后，从读集中获取节点信息。
在一些实施例中，上述装置1500还可以包括：验证数据更新单元(图中未示出)，被配置成基于第一交易的执行结果，更新验证数据。
在一些实施例中，FVP类型共识节点还存储有区块，LVP类型共识节点还存储有该区块的区块头，节点信息存储于区块头中；以及节点信息获取单元1502可以进一步被配置成：从区块头中获取节点信息；上述装置1500还可以包括：第二存储单元(图中未示出)，被配置成在将要生成的区块的区块头中存储更新的节点信息，该更新的节点信息中包括目标节点的信息。
在一些实施例中，当上述装置1500应用于FVP类型共识节点时，上述装置1500还可以包括：数据同步单元(图中未示出)，被配置成在接收到目标节点发送的数据同步请求时，向目标节点同步数据。
图16是本说明书实施例中的交易处理装置的结构示意图。区块链系统中的共识节点包括FVP类型共识节点和LVP类型共识节点，FVP类型共识节点存储有状态数据，该状态数据中包括多个状态，LVP类型共识节点存储有验证数据，该验证数据与该多个状态对应。该装置可以应用于区块链系统中的共识节点(如FVP类型共识节点、LVP类型共识节点)。
如图16所示，本说明书实施例中的交易处理装置1600包括：交易获取单元1601、节点信息获取单元1602和处理单元1603。其中，交易获取单元1601被配置成获取第一交易，第一交易用于删除目标节点；节点信息获取单元1602被配置成获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型；处理单元1603被配置成在基于节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时，同意目标节点退出；FVP数目为所述区块链系统中FVP类型共识节点的数目。
在图15、16分别对应的装置实施例中，关于各单元的进一步解释，可参考前文中相关方法实施例的相关说明，在此不再赘述。
本说明书实施例还提供了一种区块链系统，区块链系统中的共识节点包括FVP类型共识节点和LVP类型共识节点，FVP类型共识节点存储有状态数据，该状态数据中包括多个状态，LVP类型共识节点存储有验证数据，该验证数据与该多个状态对应；区块链系统中的共识节点，用于获取第一交易，第一交易用于新增目标节点，并且包括目标节点的类型；获取区块链系统的节点信息，节点信息包括所述区块链系统中各个共识节点各自的类型；在基于节点信息确定FVP数目在区块链系统未来新增目标节点后的实际值满足预设的FVP数目最小要求时，同意目标节点加入；FVP数目为区块链系统中FVP类型共识节点的数目。
本说明书实施例还提供了一种区块链系统，区块链系统中的共识节点包括FVP类型共识节点和LVP类型共识节点，FVP类型共识节点存储有状态数据，该状态数据中包括多个状态，LVP类型共识节点存储有验证数据，该验证数据与该多个状态对应；区块链系统中的共识节点，用于获取第一交易，第一交易用于删除目标节点；获取区块链系统的节点信息，节点信息包括区块链系统中各个共识节点各自的类型；在基于节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时，同意目标节点退出；FVP数目为区块链系统中FVP类型共识节点的数目。
本说明书实施例还提供了一种计算机可读存储介质，其上存储有计算机程序，其中，当该计算机程序在计算机中执行时，令计算机执行以上方法实施例描述的交易处理方法。
本说明书实施例还提供了一种计算设备，包括存储器和处理器，其中，该存储器中存储有可执行代码，该处理器执行该可执行代码时，实现以上方法实施例描述的交易处理方法。
本说明书实施例还提供了一种计算机程序，其中，当该计算机程序在计算机中执行时，令计算机执行以上方法实施例描述的交易处理方法。
在20世纪90年代，对于一个技术的改进可以很明显地区分是硬件上的改进(例如，对二极管、晶体管、开关等电路结构的改进)还是软件上的改进(对于方法流程的改进)。然而，随着技术的发展，当今的很多方法流程的改进已经可以视为硬件电路结构的直接改进。设计人员几乎都通过将改进的方法流程编程到硬件电路中来得到相应的硬件电路结构。因此，不能说一个方法流程的改进就不能用硬件实体模块来实现。例如，可编程逻辑器件(Programmable Logic Device,PLD)(例如现场可编程门阵列(Field Programmable Gate Array，FPGA))就是这样一种集成电路，其逻辑功能由用户对器件编程来确定。由设计人员自行编程来把一个数字系统“集成”在一片PLD上，而不需要请芯片制造厂商来设计和制作专用的集成电路芯片。而且，如今，取代手工地制作集成电路芯片，这种编程也多半改用“逻辑编译器(logic compiler)”软件来实现，它与程序开发撰写时所用的软件编译器相类似，而要编译之前的原始代码也得用特定的编程语言来撰写，此称之为硬件描述语言(Hardware Description Language，HDL)，而HDL也并非仅有一种，而是有许多种，如ABEL(Advanced Boolean Expression Language)、AHDL(Altera Hardware Description Language)、Confluence、CUPL(Cornell University Programming Language)、HDCal、JHDL(Java Hardware Description Language)、Lava、Lola、MyHDL、PALASM、RHDL(Ruby Hardware Description Language)等，目前最普遍使用的是VHDL(Very-High-Speed Integrated Circuit Hardware Description Language)与Verilog。本领域技术人员也应该清楚，只需要将方法流程用上述几种硬件描述语言稍作逻辑编程并编程到集成电路中，就可以很容易得到实现该逻辑方法流程的硬件电路。
控制器可以按任何适当的方式实现，例如，控制器可以采取例如微处理器或处理器以及存储可由该(微)处理器执行的计算机可读程序代码(例如软件或固件)的计算机可读介质、逻辑门、开关、专用集成电路(Application Specific Integrated Circuit，ASIC)、可编程逻辑控制器和嵌入微控制器的形式，控制器的例子包括但不限于以下微控制器：ARC 625D、Atmel AT91SAM、Microchip PIC18F26K20以及Silicone Labs C8051F320，存储器控制器还可以被实现为存储器的控制逻辑的一部分。本领域技术人员也知道，除了以纯计算机可读程序代码方式实现控制器以外，完全可以通过将方法步骤进行逻辑编程来使得控制器以逻辑门、开关、专用集成电路、可编程逻辑控制器和嵌入微控制器等的形式来实现相同功能。因此这种控制器可以被认为是一种硬件部件，而对其内包括的用于实现各种功能的装置也可以视为硬件部件内的结构。或者甚至，可以将用于实现各种功能的装置视为既可以是实现方法的软件模块又可以是硬件部件内的结构。
上述实施例阐明的系统、装置、模块或单元，具体可以由计算机芯片或实体实现，或者由具有某种功能的产品来实现。一种典型的实现设备为服务器系统。当然，本申请不排除随着未来计算机技术的发展，实现上述实施例功能的计算机例如可以为个人计算机、膝上型计算机、车载人机交互设备、蜂窝电话、相机电话、智能电话、个人数字助理、媒体播放器、导航设备、电子邮件设备、游戏控制台、平板计算机、可穿戴设备或者这些设备中的任何设备的组合。
虽然本说明书一个或多个实施例提供了如实施例或流程图所述的方法操作步骤， 但基于常规或者无创造性的手段可以包括更多或者更少的操作步骤。实施例中列举的步骤顺序仅仅为众多步骤执行顺序中的一种方式，不代表唯一的执行顺序。在实际中的装置或终端产品执行时，可以按照实施例或者附图所示的方法顺序执行或者并行执行(例如并行处理器或者多线程处理的环境，甚至为分布式数据处理环境)。术语“包括”、“包含”或者其任何其他变体意在涵盖非排他性的包含，从而使得包括一系列要素的过程、方法、产品或者设备不仅包括那些要素，而且还包括没有明确列出的其他要素，或者是还包括为这种过程、方法、产品或者设备所固有的要素。在没有更多限制的情况下，并不排除在包括所述要素的过程、方法、产品或者设备中还存在另外的相同或等同要素。例如若使用到第一，第二等词语用来表示名称，而并不表示任何特定的顺序。
为了描述的方便，描述以上装置时以功能分为各种模块分别描述。当然，在实施本说明书一个或多个时可以把各模块的功能在同一个或多个软件和/或硬件中实现，也可以将实现同一功能的模块由多个子模块或子单元的组合实现等。以上所描述的装置实施例仅仅是示意性的，例如，所述单元的划分，仅仅为一种逻辑功能划分，实际实现时可以有另外的划分方式，例如多个单元或组件可以结合或者可以集成到另一个系统，或一些特征可以忽略，或不执行。另一点，所显示或讨论的相互之间的耦合或直接耦合或通信连接可以是通过一些接口，装置或单元的间接耦合或通信连接，可以是电性，机械或其它的形式。
本发明是参照根据本发明实施例的方法、装置(系统)、和计算机程序产品的流程图和/或方框图来描述的。应理解可由计算机程序指令实现流程图和/或方框图中的每一流程和/或方框、以及流程图和/或方框图中的流程和/或方框的结合。可提供这些计算机程序指令到通用计算机、专用计算机、嵌入式处理机或其他可编程数据处理设备的处理器以产生一个机器，使得通过计算机或其他可编程数据处理设备的处理器执行的指令产生用于实现在流程图一个流程或多个流程和/或方框图一个方框或多个方框中指定的功能的装置。
这些计算机程序指令也可存储在能引导计算机或其他可编程数据处理设备以特定方式工作的计算机可读存储器中，使得存储在该计算机可读存储器中的指令产生包括指令装置的制造品，该指令装置实现在流程图一个流程或多个流程和/或方框图一个方框或多个方框中指定的功能。
这些计算机程序指令也可装载到计算机或其他可编程数据处理设备上，使得在计算机或其他可编程设备上执行一系列操作步骤以产生计算机实现的处理，从而在计算机或其他可编程设备上执行的指令提供用于实现在流程图一个流程或多个流程和/或方框图一个方框或多个方框中指定的功能的步骤。
在一个典型的配置中，计算设备包括一个或多个处理器(CPU)、输入/输出接口、网络接口和内存。
内存可能包括计算机可读介质中的非永久性存储器，随机存取存储器(RAM)和/或非易失性内存等形式，如只读存储器(ROM)或闪存(flash RAM)。内存是计算机可读介质的示例。
计算机可读介质包括永久性和非永久性、可移动和非可移动媒体可以由任何方法 或技术来实现信息存储。信息可以是计算机可读指令、数据结构、程序的模块或其他数据。计算机的存储介质的例子包括，但不限于相变内存(PRAM)、静态随机存取存储器(SRAM)、动态随机存取存储器(DRAM)、其他类型的随机存取存储器(RAM)、只读存储器(ROM)、电可擦除可编程只读存储器(EEPROM)、快闪记忆体或其他内存技术、只读光盘只读存储器(CD-ROM)、数字多功能光盘(DVD)或其他光学存储、磁盒式磁带，磁带磁盘存储、石墨烯存储或其他磁性存储设备或任何其他非传输介质，可用于存储可以被计算设备访问的信息。按照本文中的界定，计算机可读介质不包括暂存电脑可读媒体(transitory media)，如调制的数据信号和载波。
本领域技术人员应明白，本说明书一个或多个实施例可提供为方法、系统或计算机程序产品。因此，本说明书一个或多个实施例可采用完全硬件实施例、完全软件实施例或结合软件和硬件方面的实施例的形式。而且，本说明书一个或多个实施例可采用在一个或多个其中包含有计算机可用程序代码的计算机可用存储介质(包括但不限于磁盘存储器、CD-ROM、光学存储器等)上实施的计算机程序产品的形式。
本说明书一个或多个实施例可以在由计算机执行的计算机可执行指令的一般上下文中描述，例如程序模块。一般地，程序模块包括执行特定任务或实现特定抽象数据类型的例程、程序、对象、组件、数据结构等等。也可以在分布式计算环境中实践本说明书一个或多个实施例，在这些分布式计算环境中，由通过通信网络而被连接的远程处理设备来执行任务。在分布式计算环境中，程序模块可以位于包括存储设备在内的本地和远程计算机存储介质中。
本说明书中的各个实施例均采用递进的方式描述，各个实施例之间相同相似的部分互相参见即可，每个实施例重点说明的都是与其他实施例的不同之处。尤其，对于系统实施例而言，由于其基本相似于方法实施例，所以描述的比较简单，相关之处参见方法实施例的部分说明即可。在本说明书的描述中，参考术语“一个实施例”、“一些实施例”、“示例”、“具体示例”、或“一些示例”等的描述意指结合该实施例或示例描述的具体特征、结构、材料或者特点包含于本说明书的至少一个实施例或示例中。在本说明书中，对上述术语的示意性表述不必须针对的是相同的实施例或示例。而且，描述的具体特征、结构、材料或者特点可以在任一个或多个实施例或示例中以合适的方式结合。此外，在不相互矛盾的情况下，本领域的技术人员可以将本说明书中描述的不同实施例或示例以及不同实施例或示例的特征进行结合和组合。
以上所述仅为本说明书一个或多个实施例的实施例而已，并不用于限制本说明书一个或多个实施例。对于本领域技术人员来说，本说明书一个或多个实施例可以有各种更改和变化。凡在本说明书的精神和原理之内所作的任何修改、等同替换、改进等，均应包含在权利要求范围之内。

Claims (14)

  1. 一种区块链系统中的交易处理方法，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述方法应用于所述区块链系统中的共识节点，包括：
    获取第一交易，所述第一交易用于新增目标节点，并且包括所述目标节点的类型；
    获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；
    在基于所述节点信息确定FVP数目在所述区块链系统未来新增所述目标节点后的实际值满足预设的FVP数目最小要求时，同意所述目标节点加入；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
  2. 根据权利要求1所述的方法，其中，所述FVP数目最小要求包括用于表征所述FVP数目的期望下限值的表达式；以及
    所述方法还包括：
    基于所述节点信息和所述表达式，确定所述FVP数目在所述区块链系统未来新增所述目标节点后的实际值和期望下限值；
    所述在基于所述节点信息确定FVP数目在所述区块链系统未来新增所述目标节点后的实际值满足预设的FVP数目最小要求时，同意所述目标节点加入，包括：
    在所述实际值大于等于所述期望下限值时，同意所述目标节点加入。
  3. 根据权利要求1所述的方法，其中，所述区块链系统中部署有智能合约，所述节点信息存储于所述智能合约在FVP类型共识节点内的合约状态中；所述第一交易调用所述智能合约，当所述方法由FVP类型共识节点执行时，所述方法还包括：
    基于所述第一交易的执行结果，在所述合约状态中的所述节点信息中添加所述目标节点的信息。
  4. 根据权利要求3所述的方法，其中，当所述方法由LVP类型共识节点执行时，该LVP类型共识节点缓存有从FVP类型共识节点接收的读集，所述读集包括根据所述第一交易从所述合约状态读取的所述节点信息；以及
    所述获取所述区块链系统的节点信息，包括：
    从所述读集中获取所述节点信息。
  5. 根据权利要求4所述的方法，其中，所述从所述读集中获取所述节点信息，包括：
    基于所述验证数据对所述读集进行验证；
    在所述读集通过验证后，从所述读集中获取所述节点信息。
  6. 根据权利要求5所述的方法，还包括：
    基于所述第一交易的执行结果，更新所述验证数据。
  7. 根据权利要求1所述的方法，其中，所述FVP类型共识节点还存储有区块，所述LVP类型共识节点还存储有所述区块的区块头，所述节点信息存储于区块头中；以及
    所述获取所述区块链系统的节点信息，包括：
    从区块头中获取所述节点信息；
    所述方法还包括：在将要生成的区块的区块头中存储更新的节点信息，所述更新的节点信息中包括所述目标节点的信息。
  8. 根据权利要求3或7所述的方法，其中，当所述方法由FVP类型共识节点执行时，所述方法还包括：
    在接收到所述目标节点发送的数据同步请求时，向所述目标节点同步数据。
  9. 一种区块链系统中的交易处理方法，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述方法应用于所述区块链系统中的共识节点，包括：
    获取第一交易，所述第一交易用于删除目标节点；
    获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；
    在基于所述节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时，同意所述目标节点退出；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
  10. 一种区块链系统中的交易处理装置，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述装置应用于所述区块链系统中的共识节点，包括：
    交易获取单元，被配置成获取第一交易，所述第一交易用于新增目标节点，并且包括所述目标节点的类型；
    节点信息获取单元，被配置成获取所述区块链系统的节点信息，所述节点信息包括所述区块链系统中各个共识节点各自的类型；
    处理单元，被配置成在基于所述节点信息确定FVP数目在所述区块链系统未来新增所述目标节点后的实际值满足预设的FVP数目最小要求时，同意所述目标节点加入；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
  11. 一种区块链系统中的交易处理装置，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应，所述装置应用于所述区块链系统中的共识节点，包括：
    交易获取单元，被配置成获取第一交易，所述第一交易用于删除目标节点；
    节点信息获取单元，被配置成获取所述区块链系统的节点信息，所述节点信息包 括所述区块链系统中各个共识节点各自的类型；
    处理单元，被配置成在基于所述节点信息确定FVP数目的实际值满足预设的FVP数目最小要求时，同意所述目标节点退出；所述FVP数目为所述区块链系统中FVP类型共识节点的数目。
  12. 一种区块链系统，所述区块链系统中的共识节点包括全共识节点FVP类型共识节点和轻共识节点LVP类型共识节点，所述FVP类型共识节点存储有状态数据，所述状态数据中包括多个状态，所述LVP类型共识节点存储有验证数据，所述验证数据与所述多个状态对应；所述区块链系统中的共识节点用于执行权利要求1-9中任一项所述的方法。
  13. 一种计算机可读存储介质，其上存储有计算机程序，当所述计算机程序在计算机中执行时，令计算机执行权利要求1-9中任一项所述的方法。
  14. 一种计算设备，包括存储器和处理器，其特征在于，所述存储器中存储有可执行代码，所述处理器执行所述可执行代码时，实现权利要求1-9中任一项所述的方法。
PCT/CN2022/135347 2022-09-30 2022-11-30 区块链系统中的交易处理方法、装置及区块链系统 WO2024066010A1 (zh)

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