WO2021172778A1

WO2021172778A1 - Method and apparatus for automatically splitting and assigning stock

Info

Publication number: WO2021172778A1
Application number: PCT/KR2021/001317
Authority: WO
Inventors: Eui Joon Kim
Original assignee: Shinhanaitas Co., Ltd.
Priority date: 2020-02-28
Filing date: 2021-02-01
Publication date: 2021-09-02
Also published as: KR102168544B1

Abstract

An apparatus for automatically splitting and assigning stocks according to an embodiment has various assignment functions for a user to efficiently transmit an order to a securities company when a stock order is placed during fund trade, automatically calculates and determines the number of orders of an order stock by using previously stored account information and ratio information, and thus, inefficiency and human risk of manual calculation, split, and assignment may be prevented, and faster trade may be completed, and many stock orders of funds may be efficiently managed.

Description

METHOD AND APPARATUS FOR AUTOMATICALLY SPLITTING AND ASSIGNING STOCK

The present disclosure relates to a method and an apparatus for automatically splitting and assigning stocks.

Because fluctuations of stock prices have recently increased, there is an increasing risk in direct investment, and thus, investors are increasingly interested in various funds which are indirect investment products. Fund managers independently determine investment based on their expertise, adjust investment asset according to changes in financial situation and stock market in managing asset, and plan investment to constantly obtain maximum returns on investment. Therefore, the resulting returns of investors greatly vary depending on how fund managers manage their funds.

A home trading system (HTS) program executed by an asset manager or a fund manager provides various detailed stock-related data. Data is processed to be provided from various viewpoints, which includes data of stocks, industry-specific data, investor-specific data, various periodic data such as daily data, weekly data, or monthly data, and accumulated data. The HTS program includes countless data windows for each of topics, which is quite large data to understand. Because there is too much data, it is necessary to separately process data required for a user.

Asset management companies or fund managers have to monitor accounts, order amounts, and trade amounts of fund stock orders for each securities company and have to place an order and perform trading. There is an increasing demand for service that the asset management companies efficiently manage stock orders through system trade and calculate faster and more accurately stock trade quantity for each securities company.

In addition, when many stock orders for a contract fund are placed, all stocks have to be split in a ratio of contract securities company, and thus, the number of orders managed by a user or a manager is increased.

Various embodiments provide a method and an apparatus for automatically splitting and assigning stocks. The technical problems to be solved by the present disclosure are not limited to the technical problems described above, and other technical problems may be inferred from the following embodiments.

Additional aspects will be set forth in part in the description which follows and, in part, will be apparent from the description, or may be learned by practice of the presented embodiments of the disclosure.

According to an embodiment, a method of automatically splitting and assigning stocks, includes receiving a first trade order including order quantities of a plurality of stocks by using the processor; performing split processing of the received first trade order based on at least one of account information of each of a plurality of previously registered securities companies and contract information of each of the plurality of previously registered securities companies by using the processor; placing a second trade order obtained by splitting the first trade order by using the processor; and assigning split quantity obtained by splitting a total order quantity in which the order quantities of the plurality of stocks are summed to the account information of each of the plurality of securities companies according to the placed second trade order by using the processor, and

wherein the split processing includes at least one of stock split, quantity split, contract split, and complex split for the plurality of stocks, and

the processor performs first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for the account information of each of the plurality of securities companies, and performs second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to the contract information of each of the plurality of securities companies during the complex split.

According to another embodiment, a method of automatically splitting and assigning stocks, includes receiving a first trade order including order quantities of a plurality of stocks by using a processor; performing first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for previously stored account information of each of a plurality of securities companies by using the processor; performing second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to previously stored contract information of each of the plurality of securities companies by using the processor; and assigning a second trade order including split quantity obtained by splitting a total order quantity in which the order quantities are summed to the account information of each of the plurality of securities companies according to the first split processing and the second split processing by using the processor.

According to another embodiment, an apparatus for automatically splitting and assigning stocks includes a memory, a communication unit, and a processor,

wherein the processor receives a first trade order including order quantities of a plurality of stocks, performs first split processing of the received first trade order based on at least one of previously registered account information of each of a plurality of securities companies and previously registered contract information of each of the plurality of securities companies, places a second trade order obtained by splitting the first trade order, and assigns split quantity obtained by splitting a total order quantity in which the order quantities of the plurality of stocks are summed to the account information of each of the plurality of securities companies according to the placed second trade order,

the split processing includes at least one of stock split, quantity split, contract split, and complex split for the plurality of stocks, and

wherein the processor receives a first trade order including order quantities of a plurality of stocks, performs first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for previously stored account information of each of a plurality of securities companies; performs second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to previously stored contract information of each of the plurality of securities companies; and assigns a second trade order including split quantity obtained by splitting a total order quantity in which the order quantities are summed to the account information of each of the plurality of securities companies according to the first split processing and the second split processing.

According to another embodiment, a recording medium includes a program for a computer to perform the method of automatically splitting and assigning stocks.

The above and other aspects, features, and advantages of certain embodiments of the disclosure will be more apparent from the following description taken in conjunction with the accompanying drawings, in which:

FIG. 1 is a schematic diagram of a system for automatically splitting and assigning stocks according to an embodiment;

FIG. 2 is a schematic diagram of a stock trading server illustrated in FIG. 1;

FIGS. 3 to 6 are example diagram of stock split, quantity split, contract split, and complex split among automatic splits according to an embodiment;

FIG. 7 is an example diagram of an asset management company contract registration check screen according to an embodiment;

FIG. 8 is an example diagram of a securities company assignment main screen according to an embodiment;

FIG. 9 is a schematic diagram of an apparatus for automatically splitting and assigning stocks according to another embodiment; and

FIG. 10 is a flowchart illustrating a method of automatically splitting and assigning stocks, according to another embodiment.

Reference will now be made in detail to embodiments, examples of which are illustrated in the accompanying drawings, wherein like reference numerals refer to like elements throughout. In this regard, the present embodiments may have different forms and should not be construed as being limited to the descriptions set forth herein. Accordingly, the embodiments are merely described below, by referring to the figures, to explain aspects of the present description. As used herein, the term "and/or" includes any and all combinations of one or more of the associated listed items. Expressions such as "at least one of," when preceding a list of elements, modify the entire list of elements and do not modify the individual elements of the list.

Terms used in the present embodiments have been selected as currently widely used general terms as possible while considering functions in the embodiments, but the terms may vary according to intention or precedent of a technician working in the art, emergence of new technologies, and so on. In addition, there is a case in which terms are randomly selected, and in this case, meaning thereof will be described in detail in description of the corresponding embodiment. Therefore, the terms used in the present embodiments should be defined based on the meaning of the terms and the content of the present embodiments, not simple names of the terms.

In description of the present embodiments, when it is described that a component is "connected" to another component, it should be interpreted that this includes not only being directly connected thereto but also being electrically connected to thereto via another component interposed therebetween. In addition, when a certain portion includes a certain component, this means that other components may be further included therein rather than excluding other components unless specifically stated to the contrary. In addition, a term "... unit" described in the embodiment refers to a unit that processes at least one function or operation, which may be implemented as hardware or software, or a combination of hardware and software.

Terms "configured" or "includes" used in the present embodiments should not be interpreted as necessarily including all of the various components or various steps described in the specification, and it should be construed that some of the components or steps may not be included or may further include additional components or steps.

The description on the following embodiments should not be construed as limiting the scope of the claims, and what those skilled in the art may easily infer should be construed as belonging to the scope of the claims of the embodiments. Hereinafter, embodiments for illustration only will be described in detail with reference to the accompanying drawings.

There are several stocks or several tens of stocks incorporated into a stock fund, and trade orders for many stocks are placed to maintain the fund's return and to adjust the incorporation ratio of multiple stocks from a viewpoint of portfolio. In addition, unlike general individual investors, fund managers of asset management companies often place orders for multiple stocks, for example, several to several tens of stocks at once, and in this case, information on multiple securities companies or account information of the multiple securities companies has to be checked. In addition, a certain fund has a contract of trade ratio with a securities company and the trade ratio has to be followed.

In the embodiment, a method and an apparatus for automatically splitting and assigning stocks are various assignment functions for a user to efficiently transmit an order to a securities company when a stock order is placed during fund trade. Order quantity of the order stock is automatically calculated and determined by using previously stored account information of a securities company and contract ratio information.

FIG. 1 is a schematic diagram of a system for automatic split and assignment service of stock trade according to an embodiment.

Referring to FIG. 1, an automatic split and assignment service system 100 for stock trade includes an asset management server 110 and a stock trading server 120. The asset management server 110 is a system managed by an asset management company, and is a system that allows a fund manager, a system manager, or a user to perform inquiry, trade, management, and storage of owned funds. Here, although the asset management server 110 and the stock trading server 120 are separately illustrated, functions thereof may be integrated into one server and may be separated for stock trade. In addition, a program provided by the stock trading server 120 may be executed on the asset management server 110 to perform an automatic split and assignment service for stock trade. The automatic split and assignment service system 100 for stock trade according to an embodiment receives a first trade order including the total order quantity of a plurality of stocks from the stock trading server 120 and generates a second trade order by splitting the first trade order based on at least one of a plurality of pieces of securities company account information previously registered and a plurality of pieces of securities company contract information previously registered. In addition, the stock trading server 120 assigns split quantity obtained by splitting a total order quantity of the plurality of stocks to the plurality of pieces of securities company account information and transmits the stock trade order to the corresponding securities company according to the second trade order.

A user or a manager may confirm a split order obtained by splitting a trade order through a stock trading interface provided by the stock trading server 120. In addition, the stock trading server 120 may provide stock order automatic split information to the asset management server 110, and thus, the asset management server 110 may also provide a stock trading service to a user. Hereinafter, an automatic split and assignment service for stock trade performed by the stock trading server 120 will be mainly described.

FIG. 2 is a schematic diagram of the stock trading server 120 illustrated in FIG. 1.

Referring to FIG. 2, the stock trading server 120 includes an order receiving unit 121, a split processing unit 122, and a split quantity display unit 123 and is connected to a securities company account information database (DB) 130 and a securities company contract information DB 140.

The securities company account information DB 130 stores account information of registered securities companies. Here, the account information of the securities companies may be a plurality of pieces of matched information for each asset management company or a plurality pieces of matched information for each fund.

The securities company contract information DB 140 stores contract information of registered securities companies. The contract information refers to a specific fund, that is, a proportion of order quantity of the contract fund. For example, a contract ratio is determined in such a way that an A securities company has 30 % of an ABC fund, a B securities company has 40 % of the ABC fund, and a C securities company has 30 % of the ABC fund A securities company contract ratio check screen is illustrated in FIG. 7. Here, contract information of a securities company may be ratio information of the corresponding securities company for each management company or for each fund.

In the embodiment, although FIG. 2 illustrates that the securities company account information DB 130 and the securities company contract information DB 140 are physically separated from each other, the present disclosure is not limited thereto, and the securities company account information DB 130 and the securities company contract information DB 140 may be constituted as one securities company information database. In addition, although the securities company account information DB 130 and the securities company contract information DB 140 are illustrated to be separated from the stock trading server 120, the securities company account information DB 130 and the securities company contract information DB 140 may be included in the stock trading server 120 or may be included in the asset management server 110 illustrated in FIG. 1.

The order receiving unit 121 receives a first trade order including the total order quantity of a plurality of stocks. Here, the plurality of stocks indicate multiple stocks included in a fund that a user or a manager currently wants to trade, and includes an A stock and order quantity, a B stock and order quantity, a C stock and order quantity, and so on.

The split processing unit 122 extracts a plurality of pieces of securities company account information from the securities company account information DB 130 or a plurality of pieces of securities company contract information from the securities company contract information DB 140. A second trade order is placed by splitting a first trade order transmitted from the order receiving unit 121 based on the extracted account information or contract information. Here, the second trade order includes order information generated as each split quantity to be obtained by splitting the total order quantity according to the securities company account information or the securities company contract information. Here, when quantity split, stock split, contract split, or complex split is determined by selection of a user or manager, the split processing unit 122 assigns an order to be traded to account information of the corresponding securities company with the split quantity of the total order quantity according to the corresponding split method.

The split processing unit 122 includes a stock split processing unit 200, a quantity split processing unit 210, a contract split processing unit 220, and a complex split processing unit 230. Here, although examples of four types of split processing are described, the present disclosure is not limited thereto, and it will be appreciated that the total order quantity may be split by applying various split methods with reference to account information and contract information. In addition, although it is described as being performed by each of the four split processing modules, the present disclosure is not limited thereto, and each split method may also be performed by one split processing module or one processor. Hereinafter, each split method will be described in detail with reference to FIGS. 3 to 6.

The split quantity display unit 123 displays a split trade order. Here, the split quantity display unit 123 may also display the split trade orders together with the trade order for the corresponding fund or may also display assignment results of a securities company accumulated for each hour and for each date. As illustrated in FIG. 8, a securities company quantity screen on which display is performed for each time and date may be displayed, thereby allowing a user or a manager to check whether or not a stock order for fund is correctly processed through the related securities company.

The stock split processing unit 200 automatically performs 1:1 matching of multiple stock orders to multiple securities companies and inquires previously stored account information of a securities company to which the stock order is to be transmitted to assign stocks by the number of inquired accounts. For example, in order to split multiple stocks into a fund stock order for each stock of multiple securities companies, first data for registering securities company accounts for each fund is generated, accounts are verified on a screen by selecting the securities company accounts from the first data, second data corresponding to the selected securities company account is generated, the second data and the number of order stocks are detected and split for each securities company, and the split stocks for each securities company is displayed.

In FIG. 3, a left screen displays multiple pieces of securities company account information registered in stock trade of a specific fund, and a right screen displays stocks currently ordered by a user, the total order quantity, and an estimated amount. As illustrated in FIG. 3, during stock split, when three stocks are ordered, a first order stock and a first order quantity of a first order 300 are assigned to a first securities company, a second order stock and a second order quantity of a second order 310 are assigned to a second securities company, and a third order stock and a third order quantity of a third order 320 are assigned to a third securities company.

The quantity split processing unit 210 automatically splits an order stock for each securities company, that is, splits the total order quantity by the number of inquired accounts by inquiring the previously stored account information of a securities company to which a stock order is to be transmitted. For example, quantity or vertical split is to automatic split for each securities company within one stock order of a fund. Specifically, first data for registering securities company accounts for each fund may be generated, accounts may be verified on a screen by selecting the securities company accounts from the first data, second data corresponding to the selected securities company account may be generated, quantity for each securities company account may be generated by calculating the second data and an order stock, and the generated quantity may be displayed.

FIG. 4 illustrates multiple pieces of account information of three registered securities companies as illustrated in FIG. 3. Here, split ratios of the three securities companies are the same as each other. A case is illustrated in which a user or a manager orders three stocks, for example, 80 shares of an A stock, 100 shares of a B stock, and 100 shares of a C stock. During stock split, stocks obtained by equally splitting 80 shares of an A stock are assigned to three securities companies in a reference number 400, stocks obtained by equally splitting 100 shares of a B stock are assigned to three securities companies in a reference number 410, and stocks obtained by equally splitting 100 shares of a C stock are assigned to three securities companies in a reference number 420.

Because stock order of a contract fund has to be sent at a ratio assigned to each securities company, the contract split processing unit 220 automatically splits the number of order stocks for each corresponding ratio by inquiring a securities company ratio of the previously stored contract fund. As illustrated in FIG. 7, a ratio of 40:30:30 is set for each of three securities companies according to the contract information registered in the contract fund. Specifically, the contract split refers to automatically splitting a stock order of a contract fund at the previously stored contract ratio for each securities company, and first data for registering securities company accounts for each fund and a ratio may be generated, a corresponding ratio from the first data may be displayed on a screen, second data may be generated by calculating a ratio between the first data and the order stocks, a ratio of the second data may be compared with a ratio of the first data, and a split quantity may be displayed based on the comparison result and an error range. In addition, after the ratio of the first data is displayed on a screen, a user or a manager may also directly change the ratio to calculate the ratio for the sake of convenience.

FIG. 5 illustrates a contract ratio of three contracted securities companies of the corresponding fund as a ratio of 30:30:40 on an upper portion of a screen, This is a case in which a user or a manager orders 50 shares, 50 shares, and 100 shares of three stocks, respectively. In this case, 15 shares, 15 shares, and 20 shares obtained by splitting 50 shares of the first stock in a ratio of 30:30:40 are assigned to three securities companies, respectively, and 15 shares, 15 shares, and 20 shares obtained by splitting 50 shares of the second stock in a ratio of 30:30:40 are assigned to the three securities companies, respectively, and 30 shares, 30 shares, and 40 shares obtained by splitting 100 shares of the third stock in a ratio of 30:30:40 are assigned to three securities companies, respectively.

As for the contract-divided trade orders, as illustrated at a lower portion, a total of nine trade orders are shown by splitting the order quantity of each stock in a contract ratio and assigning the split order quantity to each contract securities company. FIG. 5 illustrates a stock name 510, a total order quantity 520, an assigned securities company 530, and a split quantity 540.

When there is a large amount of stock orders of a contract fund, and when all stocks are split in a ratio of contract securities companies, the number of orders managed by a user is increased. Referring to FIG. 5, when there are three contract securities companies and three stocks are ordered, a total of nine trade orders are placed. For example, when there are 10 securities companies contracted to one fund and there are five order stocks at a time, a total of 50 trade orders are placed, and thus, a user or a manager has difficulty in checking and processing each order. A complex split method for efficiently managing this will be described.

The complex split processing unit 230 assigns all stocks other than the stocks with the largest order amount among many stock orders to a contract securities company, and then splits only the stocks with the largest order amount accordingly, thereby automatically splitting the stocks in the contract ratio.

Specifically, the complex split indicates that multiple stock orders of a contract fund are split in the previously stored contract ratio for each securities company to be split at a minimum, first data for registering accounts and ratios of securities companies for each contract fund is generated, second data corresponding to an order amount for each stock is generated by interlocking multiple stock orders with real-time market price data for each stock, and a total order amount of the contract fund and an estimated amount according to the ratio of each contract securities company are displayed on the screen by interlocking the first data with the second data. In addition, third data is generated by splitting a stock for each estimated amount according to the displayed ratio of securities companies, and the ratios of securities companies, the estimated amounts, and the split ratios of the first to third data are compared to each other, and details of the complex-divided trade orders are displayed based on a set error range. In addition, after the ratio of the first data is displayed on the screen, the ratio may be directly changed and calculated for the sake of user convenience. In addition, a method of acquiring the third data may minimize the split for the sake of user convenience. For example, only the stock with the largest amount is split in quantity and adjusted to the estimated amount according to the contract ratio by using the second data using real-time market price data for each stock, and thus, users may have an effect of simplifying data.

Referring to FIG. 6, a result screen on which order stocks are complex-split in real time is displayed on an upper left screen, information on the stock ordered by a user or a manager is displayed on a lower left screen, and the complex-split order information of the contract securities company is displayed on a right screen.

As displayed on a lower left portion, when three stocks 640 are ordered, order amounts in which market price information is reflected in real time are displayed together. According to the complex split, the other stocks excluding Samsung Electronics Co., Ltd. which is a stock of the maximum order amount are assigned to two contract securities companies, respectively, as denoted by

reference numbers

650 and 660 on the right screen. In addition, the order quantity of Samsung Electronics Co., Ltd. which is the stock of the maximum order amount, is split in the contract ratio and assigned to each securities company, but the estimated amounts of stocks previously assigned are summed based on the estimated amount 610 on the upper left screen and is assigned by calculating whether or not to exceed the contract ratio. As displayed on the right screen, 27 shares of Samsung Electronics Co. Ltd. are assigned to a first securities company, and 23 shares thereof are assigned to a second securities company.

Inefficiency and human risk of manual calculation, split, and assignment according to a split process of the embodiment may be prevented, and faster trade of a stock trade order may be completed. In addition, it is possible to efficiently manage a large amount of stock orders of funds.

FIG. 9 is a schematic diagram of an apparatus for automatically splitting and assigning stocks according to another embodiment.

Referring to FIG. 9, an apparatus 900 for automatically splitting and assigning stocks may include a processor 910, a memory 920, and a communication unit 930. Only components relating to the present embodiments are included in the apparatus 900 for automatically splitting and assigning stocks illustrated in FIG. 9. Therefore, it is obvious to a person skilled in the art that other general-purpose components may be further included therein in addition to the components illustrated in FIG. 9.

The processor 910 may operate to provide an automatic split and assignment service for stock trade. The processor 910 receives a first trade order including a total order quantity of a plurality of stocks, splits the received first trade order based on at least one of a plurality of pieces of securities company account information and a plurality of pieces of securities company contract information stored in the memory 920, and places a second trade order obtained by splitting the first trade order. The processor 910 assigns the split quantity obtained by splitting the total order quantity of the plurality of stocks to the plurality of pieces of securities companies account information, according to the second trade order.

In addition, the processor 910 displays trade information including at least one of a plurality of stocks, a total order quantity of each stock, a split quantity of each stock, and an estimated trade amount according to the split quantity. Here, the split processing may include one of stock split, quantity split, contract split, and complex split for the plurality of stocks.

In the embodiment, the processor 910 may be constituted by a central processing unit (CPU), a graphics processing unit (GPU), an application processor (AP), or so on provided in the apparatus 900 for automatically splitting and assigning stocks but is not limited thereto.

The memory 920 may store a plurality of pieces of securities company account information, a plurality of pieces of securities company contract information, data processed by the apparatus 900, and data to be processed. As described above, the memory 920 may function as a database that stores the plurality of pieces of securities company account information and the plurality of pieces of securities company contract information.

The memory 920 may include random access memory (RAM) such as dynamic random access memory (DRAM) or static random access memory (SRAM), read-only memory (ROM), electrically erasable programmable read-only memory (EEPROM), a compact disk (CD)-ROM, Blu-ray or optical disk storage, a hard disk drive (HDD), a solid state drive (SSD), and flash memory, but is not limited thereto.

The communication unit 930 communicates with a trading system, a fund accounting system, an exchange system, an evaluator system, an overseas asset information providing system, and so on to acquire trade details and market price information in real time. In addition, the communication unit 930 may also provide information for the asset management server 110 illustrated in FIG. 1. In the embodiment, the communication unit 930 may receive real-time market price information of a stock and calculate a split estimation amount.

At least a part of an apparatus (for example, modules or functions thereof) or a method (for example, operations) according to various embodiments may be implemented as a command stored in, for example, a computer-readable storage medium in the form of a program module. When the command is executed by a processor (for example, the processor 910), the one or more processors may perform a function corresponding to the command. The computer-readable storage medium may include, for example, the memory 920.

Referring to FIG. 10, in step 1000, a first trade order including a total order quantity of a plurality of stocks is received.

In step 1002, the first trade order is split based on at least one of a plurality of pieces of securities company account information previously registered and a plurality of pieces of securities company contract information previously registered.

In step 1004, a second trade order is placed by splitting the first trade order.

In step 1006, split quantity obtained by splitting a total order quantity of a plurality of stocks is assigned to the plurality of pieces of securities company account information according to the second trade order.

The method of automatically splitting and assigning stocks, according to the embodiment, includes various assignment functions for a user to efficiently transmit an order to a securities company, when a stock order is placed in trading a fund, and automatically calculates and determines the number of orders of an order stock by using previously stored account information and ratio information. Through this, inefficiency and human risk of manual calculation, split, and assignment may be prevented, and faster trade may be completed. In addition, many stock orders of funds may be efficiently managed.

As described above, although the present disclosure is described with reference to some embodiments and drawings, the present disclosure is not limited to the above-described embodiments, and it will be understood that those skilled in the art to which the present disclosure belongs may perform various modification and change from the description. Therefore, the scope of the present disclosure is limited to the embodiments and should be determined by the claims to be described below and equivalents to the claims.

The embodiments of the present disclosure may also be implemented in the form of a recording medium including commands executable by a computer, such as a program module executed by a computer. A computer-readable recording medium may be any available medium that may be accessed by a computer and includes both volatile and nonvolatile media, and detachable and non-detachable media. In addition, the computer-readable recording medium may include both a computer storage medium and a communication medium. The computer storage medium includes both volatile and nonvolatile media and detachable and non-detachable media implemented by any method or technology for storing information such as computer-readable commands, data structures, program modules or other data. The communication medium generally includes computer-readable instructions, data structures, program modules, other data of a modulated data signal such as a carrier wave, or other transmission mechanism, and includes any information transmission medium.

It should be understood that embodiments described herein should be considered in a descriptive sense only and not for purposes of limitation. Descriptions of features or aspects within each embodiment should typically be considered as available for other similar features or aspects in other embodiments. While one or more embodiments have been described with reference to the figures, it will be understood by those of ordinary skill in the art that various changes in form and details may be made therein without departing from the spirit and scope of the disclosure as defined by the following claims.

Claims

A method of automatically splitting and assigning stocks, the method comprising:

receiving a first trade order including order quantities a plurality of stocks by using a processor;

performing split processing of the received first trade order based on at least one of account information of each of a plurality of previously registered securities companies and contract information of each of the plurality of previously registered securities companies by using the processor;

placing a second trade order obtained by splitting the first trade order by using the processor; and

assigning split quantity obtained by splitting a total order quantity in which the order quantities of the plurality of stocks are summed to the account information of each of the plurality of securities companies according to the placed second trade order by using the processor, and

wherein the split processing includes at least one of stock split, quantity split, contract split, and complex split for the plurality of stocks, and

the processor performs first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for the account information of each of the plurality of securities companies, and performs second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to the contract information of each of the plurality of securities companies during the complex split.
The method of claim 1, further comprising:

displaying trade information including at least one of the plurality of stocks, the order quantities of the stocks, the split quantity of the stocks, and an estimated trade amount according to the split quantity by using the processor.
The method of claim 1, wherein the processor

performs split processing by matching the plurality of stocks with the account information of each of the plurality of securities companies in a ratio of 1:1 during the stock split,

splits each of the plurality of stocks by a number of pieces of account information of each of the plurality of securities companies during the quantity split, and

splits each of the plurality of stocks in the contract ratio according to the contract information of each of the plurality of securities companies during the contract split.
The method of claim 1, wherein, in the second split processing, the stock with the largest order amount is assigned to correspond to the contract ratio of the plurality of securities companies based on the first trade order and an order estimation amount of each of the plurality of stocks according to current market price information.
The method of claim 1, wherein the plurality of stocks constitute a fund.
A method of automatically splitting and assigning stocks, the method comprising:

receiving a first trade order including order quantities of a plurality of stocks by using a processor;

performing first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for previously stored account information of each of a plurality of securities companies by using the processor;

performing second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to previously stored contract information of each of the plurality of securities companies by using the processor; and

assigning a second trade order including split quantity obtained by splitting a total order quantity in which the order quantities are summed to the account information of each of the plurality of securities companies according to the first split processing and the second split processing by using the processor.
A recording medium comprising:

a program for a computer to perform the method of automatically splitting and assigning stocks according to any one of claims 1 to 6.
An apparatus for automatically splitting and assigning stocks, the apparatus comprising:

a memory;

a communication unit; and

a processor,

wherein the processor

receives a first trade order including order quantities of a plurality of stocks,

performs first split processing of the received first trade order based on at least one of previously registered account information of each of a plurality of securities companies and previously registered contract information of each of the plurality of securities companies,

places a second trade order obtained by splitting the first trade order, and

assigns split quantity obtained by splitting a total order quantity in which the order quantities of the plurality of stocks are summed to the account information of each of the plurality of securities companies according to the placed second trade order,

the split processing includes at least one of stock split, quantity split, contract split, and complex split for the plurality of stocks, and

the processor performs first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for the account information of each of the plurality of securities companies, and performs second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to the contract information of each of the plurality of securities companies during the complex split.
The apparatus of claim 8, wherein the processor displays trade information including at least one of the plurality of stocks, the order quantities of the stocks, the split quantity of the stocks, and an estimated trade amount according to the split quantity.
The apparatus of claim 8, wherein the processor

performs split processing by matching the plurality of stocks with the account information of each of the plurality of securities companies in a ratio of 1:1 during the stock split,

splits each of the plurality of stocks by a number of pieces of account information of each of the plurality of securities companies during the quantity split, and

splits each of the plurality of stocks in the contract ratio according to the contract information of each of the plurality of securities companies during the contract split.
The apparatus of claim 8, wherein, In the second split processing, the stock with the largest order amount is assigned to correspond to the contract ratio of the plurality of securities companies based on the first trade order and an order estimation amount of each of the plurality of stocks according to current market price information.
An apparatus for automatically splitting and assigning stocks, the apparatus comprising:

a memory;

a communication unit; and

a processor,

wherein the processor

receives a first trade order including order quantities of a plurality of stocks,

performs first split processing of stocks other than a stock with a largest order amount in which current market price information is reflected among the plurality of stocks, for previously stored account information of each of a plurality of securities companies;

performs second split processing of the stock with the largest order amount in a contract ratio which is a ratio of order quantity according to previously stored contract information of each of the plurality of securities companies; and

assigns a second trade order including split quantity obtained by splitting a total order quantity in which the order quantities are summed to the account information of each of the plurality of securities companies according to the first split processing and the second split processing.