WO2020262830A1 - Method and apparatus for providing service for verifying aggregated stock trading record - Google Patents

Method and apparatus for providing service for verifying aggregated stock trading record Download PDF

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Publication number
WO2020262830A1
WO2020262830A1 PCT/KR2020/007025 KR2020007025W WO2020262830A1 WO 2020262830 A1 WO2020262830 A1 WO 2020262830A1 KR 2020007025 W KR2020007025 W KR 2020007025W WO 2020262830 A1 WO2020262830 A1 WO 2020262830A1
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Prior art keywords
data
trading record
fee
concluded
tax
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PCT/KR2020/007025
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French (fr)
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Byeong Wha CHOI
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Shinhanaitas Co.,Ltd.
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Publication of WO2020262830A1 publication Critical patent/WO2020262830A1/en

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    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q10/00—Administration; Management
    • G06Q10/06—Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling
    • G06Q10/063—Operations research, analysis or management
    • G06Q10/0637—Strategic management or analysis, e.g. setting a goal or target of an organisation; Planning actions based on goals; Analysis or evaluation of effectiveness of goals
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/10—Tax strategies

Definitions

  • One or more embodiments relate to a method of and an apparatus for providing a service for verifying an aggregated stock trading record.
  • Asset management companies may trade stocks by using system trading, where various trading conditions, such as buying and selling prices, are set and entered into a computer and the computer buys and sells stocks according to given conditions.
  • asset management companies may verify whether stock trading records aggregated on the system trading are correct, and when the verification is completed, the asset management companies may determine the corresponding trading records as the trading records of the day. Therefore, demands from asset management companies for services for verifying stock trading records aggregated on system trading have increased.
  • One or more embodiments provide a method and an apparatus of providing a service for verifying an aggregated stock trading record.
  • the technical objects to be achieved by one or more embodiments are not limited to the technical objects as described above, and other technical problems may be inferred from the following embodiments.
  • a method of providing a service for verifying an aggregated stock trading record after a stock market closes includes generating first data including fee and tax information calculated based on the aggregated stock trading record; obtaining second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input; comparing the first data with the second data; and determining whether to display an error code indicating that there is an error in the aggregated stock trading record based on a result of the comparing and a preset error range.
  • FIX financial information exchange
  • a fee and a tax included in the first data may be respectively compared with a fee and a tax included in the second data.
  • priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server priorities of the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and priorities of the data including fee and tax information based on the trading record concluded through a manual input may be determined, and the fee and the tax of the first data may be respectively compared with a fee and a tax of data having the highest priority in the second data.
  • the error code may be displayed when at least one of a difference between a fee of the first data and a fee of the second data and a difference between a tax of the first data and a tax of the second data is greater than the preset error range.
  • the determining when at least one of the difference between the fee of the first data and the fee of the second data and the difference between the tax of the first data and the tax of the second data is less than the preset error range, it may be determined that the verification of the aggregated stock trading record is completed, and the aggregated stock trading record may be determined as a stock trading record of the day.
  • the determining may further includes displaying an error code different from the error code indicating that there is an error in the aggregated stock trading record in at least one of a case where the second data corresponding to the first data does not exist and a case where the first data corresponding to the second data does not exist.
  • the determining may further include displaying the error code in cases where a sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from a sum of fees calculated based on an aggregated stock trading record or cases where a sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from a sum of taxes calculated based on an aggregated stock trading record.
  • the first data may be generated based on a product of a settled amount included in the aggregated stock trading record and a preset fee basis point.
  • a device for providing a service for verifying an aggregated stock trading record after a stock market closes includes a memory; and a processor configured to generate first data including fee and tax information calculated based on the aggregated stock trading record, obtain second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input, compare the first data with the second data, and determine whether to display an error code indicating that there is an error in the aggregated stock trading record based on a comparison result and a preset error range.
  • FIX financial information exchange
  • the processor may respectively compare a fee and a tax included in the first data with a fee and a tax included in the second data.
  • the processor may determine priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server, priorities of the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and priorities of the data including fee and tax information based on the trading record concluded through a manual input and respectively compare the fee and the tax of the first data with a fee and a tax of data having the highest priority in the second data.
  • the processor may display the error code when at least one of a difference between a fee of the first data and a fee of the second data and a difference between a tax of the first data and a tax of the second data is greater than the preset error range.
  • the processor may determine that the verification of the aggregated stock trading record is completed and determine the aggregated stock trading record as a stock trading record of the day.
  • the processor may display an error code different from the error code indicating that there is an error in the aggregated stock trading record in at least one of a case where the second data corresponding to the first data does not exist and a case where the first data corresponding to the second data does not exist.
  • the processor may display the error code in cases where the sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of fees calculated based on an aggregated stock trading record or cases where the sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of taxes calculated based on an aggregated stock trading record.
  • the first data may be generated based on a product of a settled amount included in the aggregated stock trading record and a preset fee basis point.
  • a computer-readable recording medium having recorded thereon a computer program for executing a method of providing a service for verifying a stock trading record aggregated after a stock market is closed.
  • FIG. 1 is a schematic diagram for describing an example of a system for verifying an aggregated stock trading record
  • FIG. 2 is a flowchart showing an example of a method of providing a service for verifying an aggregated stock trading record
  • FIG. 3 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a deposit settlement server by using a computer program provided from a stock trading verification support server;
  • FIG. 4 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded in the form of FIX protocol messages by using a computer program provided from a stock trading verification support server;
  • FIG. 5 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a manual input by using a computer program provided from a stock trading verification support server;
  • FIG. 6 is a diagram showing an example of a screen for respectively comparing a fee and a tax of first data with a fee and a tax of second data by using a computer program provided from a stock trading verification support server;
  • FIG. 7 is a diagram showing an example of a screen displaying an error code by using a computer program provided from a stock trading verification support server.
  • FIG. 8 is a diagram showing an example of a device for providing a service for verifying an aggregated stock trading record.
  • FIG. 1 is a schematic diagram for describing an example of a system for verifying an aggregated stock trading record.
  • a system 100 for verifying an aggregated stock trading record includes an asset management server 110, a stock trading verification support server 120, and a data transmitting server 130.
  • the system 100 for verifying an aggregated stock trading record may correspond to a system for verifying a stock trading record aggregated after the closing of a stock market.
  • the system 100 for verifying an aggregated stock trading record shown in FIG. 1 only components related to the present embodiment are shown. Therefore, it will be obvious to one of ordinary skill in the art that the system 100 for verifying an aggregated stock trading record may further include other general purpose components in addition to the components shown in FIG. 1.
  • the asset management server 110 may create a fund and professionally manage securities and assets for investment purposes for the benefit of investors.
  • the asset management server 110 may correspond to, for example, an asset management company or an investment consulting company.
  • the asset management server 110 may receive a trading record aggregated after the closing of the stock market.
  • the asset management server 110 may verify whether the aggregated trading record is correct, and when the verification is completed, the asset management server 110 may determine the corresponding trading record as the trading record of a day. On the other hand, when an error is found during a verification process, the corresponding trading record may be determined as the trading record of the day after the error occurring in the corresponding trading record is fixed.
  • the stock trading verification support server 120 may provide a computer program for verifying accuracy of an aggregated stock trading record to the asset management server 110.
  • the asset management server 110 may verify whether the aggregated stock trading record is correct by using a computer program provided from the stock trading verification support server 120, and, when the verification is completed, may determine the corresponding trading record as the trading record of the day.
  • the asset management server 110 may use a computer program provided from stock trading verification support server 120 to compare data including fee and tax information calculated from the aggregated stock trading record with data including fee and tax information obtained from the data transmitting server 130. The asset management server 110 may determine whether the aggregated stock trading record is correct based on a result of the comparison. Alternatively, the asset management server 110 may use a computer program provided from stock trading verification support server 120 to compare data including fee and tax information calculated from the aggregated stock trading record with data including fee and tax information manually input through the asset management server 110 and determine whether the aggregated stock trading record is correct.
  • the data transmitting server 130 may correspond to at least one of a deposit settlement server 131 and a stock trading server 132.
  • the deposit settlement server 131 may perform intensive depositing and settlement of securities, such as stocks or bonds.
  • the deposit settlement server 131 may transmit data including fee and tax information based on a trading record concluded through the deposit settlement server 131 to the asset management server 110.
  • the stock trading server 132 may perform a task of trading securities between the stock market and the asset management server 110.
  • the stock trading server 132 may transmit data including fee and tax information based on a trading record concluded in the form of a financial information exchange (FIX) protocol to the asset management server 110.
  • FIX protocol is a standard protocol for trading various financial instruments, such as stocks, futures, options, and bonds.
  • the FIX protocol standardizes communications among participants involved in stock trading, such as the asset management server 110, the stock trading server 132, and a stock exchange that performs conclusion of securities.
  • FIG. 2 is a flowchart showing an example of a method of providing a service for verifying an aggregated stock trading record.
  • the asset management server 110 may generate first data including fee and tax information calculated based on an aggregated stock trading record.
  • the asset management server 110 may generate the first data based on a stock trading record aggregated during the market hours and a preset basis point.
  • the basis point may be arbitrarily set by the asset management server 110.
  • a fee may be generated based on the product of a settled amount included in the aggregated stock trading record and the preset fee basis point.
  • the asset management server 110 may obtain second data including fee and tax information based on at least one of a trading record concluded through the deposit settlement server 131, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input.
  • the asset management server 110 may receive data including fee and tax information based on a trading record concluded through the deposit settlement server 131 from the deposit settlement server 131.
  • the asset management server 110 may receive data including fee and tax information based on a trading record concluded in the form of FIX protocol messages from the stock trading server 132.
  • the asset management server 110 may obtain data including fee and tax information based on a trading record concluded by the asset management server 110 through a manual input.
  • the asset management server 110 may selectively obtain only a particular type of trading record from among the trading record concluded through the deposit settlement server 131, the trading record concluded in the form of FIX protocol messages, and the trading record concluded through a manual input.
  • the asset management server 110 obtains second data will be described with reference to FIGS. 3 to 5.
  • FIG. 3 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a deposit settlement server by using a computer program provided from a stock trading verification support server.
  • the asset management server 110 may display data including fee and tax information based on a trading record concluded through the deposit settlement server 131 by using a computer program provided from the stock trading verification support server 120 on the screen. For example, when the asset management server 110 is to check data including fee and tax information based on a trading record concluded through the deposit settlement server 131, a trading record, which includes names of trading parties, traded stock items, receiving account numbers, and traded quantities, and fee and tax information based on the same may be displayed on the screen.
  • FIG. 4 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded in the form of FIX protocol messages by using a computer program provided from a stock trading verification support server.
  • the asset management server 110 may display data including fee and tax information based on a trading record concluded in the form of FIX protocol messages by using a computer program provided from the stock trading verification support server 120 on the screen.
  • a trading record which includes names of trading parties, receiving account numbers, item codes of traded stock items, names of traded stock items, traded quantities, and amounts of traded stock items, and fee and tax information based on the same may be displayed on the screen.
  • the data including fee and tax information based on a trading record concluded in the form of FIX protocol messages may be obtained based on an order receipt and conclusion message (Execution Report ⁇ 8>) from among messages included in the FIX protocol messages.
  • the order receipt and conclusion message (Execution Report ⁇ 8>) may include information, such as a type of a concluded trade record, an average conclusion amount, and a quantity of concluded trades.
  • FIG. 5 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a manual input by using a computer program provided from a stock trading verification support server.
  • the asset management server 110 may display data including fee and tax information based on a trading record concluded through a manual input by using a computer program provided from the stock trading verification support server 120 on the screen.
  • a trading record which includes names of trading parties (names of stock trading companies), item codes of traded stock items, names of traded stock items, traded quantities, and amounts of traded stock items, and fee and tax information based on the same may be displayed on the screen.
  • the asset management server 110 may compare the first data with the second data.
  • the asset management server 110 may compare a fee and a tax of the first data with a fee and a tax of the second data, respectively.
  • the asset management server 110 may determine priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server 131, the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and the data including fee and tax information based on the trading record concluded through a manual input.
  • the asset management server 110 may compare the fee and the tax of the first data with a fee and a tax of data having the highest priority in the second data.
  • the asset management server 110 may set a first priority to the data including fee and tax information based on the trading record concluded through the deposit settlement server 131, set a second priority to the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and set a third priority to the data including fee and tax information based on the trading record concluded through a manual input.
  • the asset management server 110 may perform comparison of the first data with the data including fee and tax information based on the trading record concluded through the deposit settlement server 131.
  • the asset management server 110 may compare the first data with the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages.
  • the asset management server 110 may compare the first data with the data including fee and tax information based on the trading record concluded through a manual input.
  • FIG. 6 is a diagram showing an example of a screen for comparing a fee and a tax of first data with a fee and a tax of second data by using a computer program provided from a stock trading verification support server, respectively.
  • the asset management server 110 may display a result of comparing the fee and the tax of the first data with the fee and the tax of the second data by using a computer program provided from the stock trading verification support server 120 on the screen. For example, a difference 630 between a fee 610 of the first data and a fee (verified fee) 620 of the second data may be displayed on the screen. Although not shown in FIG. 6, a difference between the tax of the first data and the tax of the second data may also be displayed on the screen.
  • the asset management server 110 may determine whether to display an error code indicating that there is an error in an aggregated stock trading record based on a result of the comparison and a preset error range.
  • the asset management server 110 may display an error code when at least one of a difference between the fee of the first data and the fee of the second data and a difference between the tax of the first data and the tax of the second data exceeds a preset error range.
  • the preset error range may be indicated by the unit of 'won (KRW)', but is not limited thereto.
  • KRW 'won
  • an error code may be displayed when the difference between the fee of the first data and the fee of the second data or the difference between the tax of the first data and the tax of the second data is 25 won or more.
  • the preset error range may also be displayed in 'percentage (%)'. For example, when the preset error range is '20%', an error code may be displayed when the fee of the first data differs by more than 20% from the fee of the second data or the tax of the first data differs by more than 20% from the tax of the second data.
  • an error code may be displayed when the difference between the fee of the first data and the fee of the second data is greater than a preset first error range or the difference between the tax of the first data and the tax of the second data is greater than a preset second error range.
  • the preset first error range and the preset second error range may correspond to different values, respectively.
  • FIG. 7 is a diagram showing an example of a screen displaying an error code by using a computer program provided from a stock trading verification support server.
  • an error code may be displayed when at least one of a difference between the fee of the first data and the fee of the second data and a difference between the tax of the first data and the tax of the second data exceeds a preset error range.
  • an error code 2 (when an over-the-counter (OTC) odd lot fee is out of a fee VALID range) indicates a case where a difference between an OTC odd lot fee corresponding to the fee of the first data and the fee of the second data is out of a preset error range indicated by the unit of 'percentage (%)'
  • an error code 3 (when an OTC odd lot trading tax is out of a trading tax VALID range) indicates a case where a difference between an OTC odd lot trading tax corresponding to the tax of the first data and the tax of the second data is out of a preset error range indicated by the unit of 'percentage (%)'.
  • an error code 4 (when a received fee (depository/FIX/manual input) is out of a defined fee range) indicates a case where a difference between the fee of the first data and the fee of the second data is out of a preset error range indicated by the unit of 'won'
  • an error code 5 (when a received fee (depository/FIX/manual input) is out of a defined trading tax range) indicates a case where a difference between the tax of the first data and the tax of the second data is out of a preset error range indicated by the unit of 'won'.
  • an error code may be displayed in cases with errors other than the case where at least one of the difference between the fee of the first data and the fee of the second data and the difference between the tax of the first data and the tax of the second data is greater than the preset error range.
  • an error code 1 when there is no order number in an OTC odd lot depository message
  • an error code 6 when there is an aiTrader-concluded amount (stock number) without a fee (tax)
  • an error code 7 when there is a fee (tax) without aiTrader-concluded amount (stock number)
  • error codes 8 to 11 may indicate cases where the sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of fees calculated based on an aggregated stock trading record or cases where the sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of taxes calculated based on an aggregated stock trading record.
  • FIG. 8 is a diagram showing an example of a device that provides a service for verifying an aggregated stock trading record.
  • the device that provides a service for verifying an aggregated stock trading record 800 shown in FIG. 8 includes components for performing a method of providing a service for verifying an aggregated stock trading record described above with reference to FIGS. 1 to 7. Therefore, even omitted below, descriptions given above with reference to FIGS. 1 to 7 may be applied to the device that provides a service for verifying an aggregated stock trading record 800 shown in FIG. 8.
  • the device that provides a service for verifying an aggregated stock trading record 800 may include a processor 810, a memory 820, and a communicator 830.
  • the device that provides a service for verifying an aggregated stock trading record 800 shown in FIG. 8 only components related to the present embodiment are shown. Therefore, it will be obvious to one of ordinary skill in the art that the device that provides a service for verifying an aggregated stock trading record 800 may further include other general purpose components in addition to the components shown in FIG. 8.
  • the processor 810 may be operated to verify a stock trading record aggregated after the closing of the stock market.
  • the processor 810 may generate first data including fee and tax information calculated based on a stock trading record aggregated after the closing of the stock market.
  • the processor 810 may generate the first data based on the aggregated stock trading record and a preset fee basis point.
  • the processor 810 may obtain second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input.
  • the processor 810 may compare the first data with the second data. For example, the processor 810 may compare a fee and a tax of the first data with a fee and a tax of the second data, respectively.
  • the processor 810 may determine priorities of the data including fee and tax information based on at least one of the trading record concluded through a deposit settlement organization (server?), the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and the data including fee and tax information based on the trading record concluded through a manual input and may compare the fee and the tax of the first data with a fee and a tax of data having the highest priority in the second data.
  • the processor 810 may determine whether to display an error code indicating that there is an error in the aggregated stock trading record based on a result of the comparison and a preset error range. For example, the processor 810 may display an error code when at least one of a difference between the fee of the first data and the fee of the second data and a difference between the tax of the first data and the tax of the second data exceeds a preset error range.
  • the processor 810 may determine that the verification of the aggregated stock trading record is completed and determine the corresponding stock trading record as a stock trading record of a day.
  • the processor 810 may be implemented as, but is not limited to, a central processing unit (CPU), a graphics processing unit (GPU), or an application processor (AP) included in the device that provides a service for verifying an aggregated stock trading record 800.
  • CPU central processing unit
  • GPU graphics processing unit
  • AP application processor
  • the memory 820 may store data processed by the device that provides a service for verifying an aggregated stock trading record 800 and data to be processed.
  • the memory 820 may store first data including fee and tax information calculated based on an aggregated stock trading record and second data including fee and tax information calculated based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input.
  • the memory 820 may include, but is not limited to, a random access memory (RAM), such as a dynamic random access memory (DRAM) and a static random access memory (SRAM), a read-only memory (ROM), an electrically erasable programmable read-only memory (EEPROM), a CD- ROM, a Blu-ray or another optical disc storage, a hard disk drive (HDD), a solid state drive (SSD), or a flash memory.
  • RAM random access memory
  • DRAM dynamic random access memory
  • SRAM static random access memory
  • ROM read-only memory
  • EEPROM electrically erasable programmable read-only memory
  • the communicator 830 is for connecting the device that provides a service for verifying an aggregated stock trading record 800 to the stock trading verification support server 120 or the data transmitting server 130 and may correspond to a wire communication interface or a wireless communication interface.
  • the wire communication interface may include, but is not limited to, a high definition multimedia interface (HDMI and a digital visual interface (DVI).
  • HDMI high definition multimedia interface
  • DVI digital visual interface
  • the wireless communication interface may include, but is not limited to, a Bluetooth communication interface, a Bluetooth Low Energy (BLE) communication interface, a short range wireless communication interface, a Wi-Fi communication interface, a Zigbee communication interface, an infrared data association (IrDA) communication interface, a Wi-Fi Direct (WFD) communication interface, an ultra wideband (UWB) communication interface, and an Ant + communication interface.
  • the wireless communication interface may transmit and receive wireless signals to and from at least one of a base station, an external device (e.g., a camera), and a server on a mobile communication network.
  • the wireless signal may include a voice signal, a video call signal, or various types of data according to transmission and reception for a text/multimedia message.
  • At least a portion of an apparatus (e.g., modules or functions thereof) or a method (e.g., operations) may be, for example, implemented as commands stored in a computer-readable storage medium in the form of a program module.
  • a processor e.g., the processor 810
  • one or more processors may perform functions corresponding to the commands.
  • the computer-readable storage medium may be, for example, the memory 820.
  • Computer-readable recording media include hard disks, floppy disks, magnetic media (e.g. magnetic tapes), optical media (e.g. compact disc read only memories (CD-ROM)), DVD (digital versatile discs), magneto-optical media (e.g. floptical disks), and hardware devices (e.g. read only memories (ROM), random access memories (RAM), or flash memories).
  • examples of program commands may include machine language code such as code generated by a compiler, as well as high-level language code that may be executed by a computer using an interpreter or the like.
  • the above-stated hardware device may be configured to operate as one or more software modules to perform the operations of various embodiments, and vice versa.

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Abstract

Provided is a method of providing a service for verifying an aggregated stock trading record after a stock market closes, the method including generating first data including fee and tax information calculated based on the aggregated stock trading record; obtaining second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input; comparing the first data with the second data; and determining whether to display an error code indicating that there is an error in the aggregated stock trading record based on a result of the comparing and a preset error range.

Description

METHOD AND APPARATUS FOR PROVIDING SERVICE FOR VERIFYING AGGREGATED STOCK TRADING RECORD
One or more embodiments relate to a method of and an apparatus for providing a service for verifying an aggregated stock trading record.
Asset management companies may trade stocks by using system trading, where various trading conditions, such as buying and selling prices, are set and entered into a computer and the computer buys and sells stocks according to given conditions.
At this time, asset management companies may verify whether stock trading records aggregated on the system trading are correct, and when the verification is completed, the asset management companies may determine the corresponding trading records as the trading records of the day. Therefore, demands from asset management companies for services for verifying stock trading records aggregated on system trading have increased.
One or more embodiments provide a method and an apparatus of providing a service for verifying an aggregated stock trading record. The technical objects to be achieved by one or more embodiments are not limited to the technical objects as described above, and other technical problems may be inferred from the following embodiments.
Additional aspects will be set forth in part in the description which follows and, in part, will be apparent from the description, or may be learned by practice of the presented embodiments of the disclosure.
According to one or more embodiments, a method of providing a service for verifying an aggregated stock trading record after a stock market closes includes generating first data including fee and tax information calculated based on the aggregated stock trading record; obtaining second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input; comparing the first data with the second data; and determining whether to display an error code indicating that there is an error in the aggregated stock trading record based on a result of the comparing and a preset error range.
In the comparing, a fee and a tax included in the first data may be respectively compared with a fee and a tax included in the second data.
In the comparing, priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server, priorities of the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and priorities of the data including fee and tax information based on the trading record concluded through a manual input may be determined, and the fee and the tax of the first data may be respectively compared with a fee and a tax of data having the highest priority in the second data.
In the determining, the error code may be displayed when at least one of a difference between a fee of the first data and a fee of the second data and a difference between a tax of the first data and a tax of the second data is greater than the preset error range.
In the determining, when at least one of the difference between the fee of the first data and the fee of the second data and the difference between the tax of the first data and the tax of the second data is less than the preset error range, it may be determined that the verification of the aggregated stock trading record is completed, and the aggregated stock trading record may be determined as a stock trading record of the day.
The determining may further includes displaying an error code different from the error code indicating that there is an error in the aggregated stock trading record in at least one of a case where the second data corresponding to the first data does not exist and a case where the first data corresponding to the second data does not exist.
The determining may further include displaying the error code in cases where a sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from a sum of fees calculated based on an aggregated stock trading record or cases where a sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from a sum of taxes calculated based on an aggregated stock trading record.
The first data may be generated based on a product of a settled amount included in the aggregated stock trading record and a preset fee basis point.
According to one or more embodiments, a device for providing a service for verifying an aggregated stock trading record after a stock market closes includes a memory; and a processor configured to generate first data including fee and tax information calculated based on the aggregated stock trading record, obtain second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input, compare the first data with the second data, and determine whether to display an error code indicating that there is an error in the aggregated stock trading record based on a comparison result and a preset error range.
The processor may respectively compare a fee and a tax included in the first data with a fee and a tax included in the second data.
The processor may determine priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server, priorities of the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and priorities of the data including fee and tax information based on the trading record concluded through a manual input and respectively compare the fee and the tax of the first data with a fee and a tax of data having the highest priority in the second data.
The processor may display the error code when at least one of a difference between a fee of the first data and a fee of the second data and a difference between a tax of the first data and a tax of the second data is greater than the preset error range.
When at least one of the difference between the fee included in the first data and the fee included in the second data and the difference between the tax of the first data and the tax of the second data is less than the preset error range, the processor may determine that the verification of the aggregated stock trading record is completed and determine the aggregated stock trading record as a stock trading record of the day.
The processor may display an error code different from the error code indicating that there is an error in the aggregated stock trading record in at least one of a case where the second data corresponding to the first data does not exist and a case where the first data corresponding to the second data does not exist.
The processor may display the error code in cases where the sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of fees calculated based on an aggregated stock trading record or cases where the sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of taxes calculated based on an aggregated stock trading record.
The first data may be generated based on a product of a settled amount included in the aggregated stock trading record and a preset fee basis point.
According to one or more embodiments, there is provided a computer-readable recording medium having recorded thereon a computer program for executing a method of providing a service for verifying a stock trading record aggregated after a stock market is closed.
The above and other aspects, features, and advantages of certain embodiments of the disclosure will be more apparent from the following description taken in conjunction with the accompanying drawings, in which:
FIG. 1 is a schematic diagram for describing an example of a system for verifying an aggregated stock trading record;
FIG. 2 is a flowchart showing an example of a method of providing a service for verifying an aggregated stock trading record;
FIG. 3 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a deposit settlement server by using a computer program provided from a stock trading verification support server;
FIG. 4 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded in the form of FIX protocol messages by using a computer program provided from a stock trading verification support server;
FIG. 5 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a manual input by using a computer program provided from a stock trading verification support server;
FIG. 6 is a diagram showing an example of a screen for respectively comparing a fee and a tax of first data with a fee and a tax of second data by using a computer program provided from a stock trading verification support server;
FIG. 7 is a diagram showing an example of a screen displaying an error code by using a computer program provided from a stock trading verification support server; and
FIG. 8 is a diagram showing an example of a device for providing a service for verifying an aggregated stock trading record.
Reference will now be made in detail to embodiments, examples of which are illustrated in the accompanying drawings, wherein like reference numerals refer to like elements throughout. In this regard, the present embodiments may have different forms and should not be construed as being limited to the descriptions set forth herein. Accordingly, the embodiments are merely described below, by referring to the figures, to explain aspects of the present description. As used herein, the term "and/or" includes any and all combinations of one or more of the associated listed items. Expressions such as "at least one of," when preceding a list of elements, modify the entire list of elements and do not modify the individual elements of the list.
While such terms as "first," "second," etc., may be used to describe various elements, such elements must not be limited to the above terms. The above terms may be used only to distinguish one element from another.
The terms used in the present specification are merely used to describe particular embodiments, and are not intended to limit the disclosure. An expression used in the singular encompasses the expression of the plural, unless it has a clearly different meaning in the context. In the present specification, it is to be understood that the terms such as "including" or "having," etc., are intended to indicate the existence of the features, numbers, steps, actions, components, parts, or combinations thereof disclosed in the specification, and are not intended to preclude the possibility that one or more other features, numbers, steps, actions, components, parts, or combinations thereof may exist or may be added.
Reference will now be made in detail to embodiments, examples of which are illustrated in the accompanying drawings. In the drawings, the same elements are denoted by the same reference numerals, and a repeated explanation thereof will not be given.
FIG. 1 is a schematic diagram for describing an example of a system for verifying an aggregated stock trading record.
Referring to FIG. 1, a system 100 for verifying an aggregated stock trading record includes an asset management server 110, a stock trading verification support server 120, and a data transmitting server 130. The system 100 for verifying an aggregated stock trading record may correspond to a system for verifying a stock trading record aggregated after the closing of a stock market. In the system 100 for verifying an aggregated stock trading record shown in FIG. 1, only components related to the present embodiment are shown. Therefore, it will be obvious to one of ordinary skill in the art that the system 100 for verifying an aggregated stock trading record may further include other general purpose components in addition to the components shown in FIG. 1.
The asset management server 110 may create a fund and professionally manage securities and assets for investment purposes for the benefit of investors. The asset management server 110 may correspond to, for example, an asset management company or an investment consulting company. The asset management server 110 may receive a trading record aggregated after the closing of the stock market. The asset management server 110 may verify whether the aggregated trading record is correct, and when the verification is completed, the asset management server 110 may determine the corresponding trading record as the trading record of a day. On the other hand, when an error is found during a verification process, the corresponding trading record may be determined as the trading record of the day after the error occurring in the corresponding trading record is fixed.
The stock trading verification support server 120 may provide a computer program for verifying accuracy of an aggregated stock trading record to the asset management server 110. The asset management server 110 may verify whether the aggregated stock trading record is correct by using a computer program provided from the stock trading verification support server 120, and, when the verification is completed, may determine the corresponding trading record as the trading record of the day.
For example, the asset management server 110 may use a computer program provided from stock trading verification support server 120 to compare data including fee and tax information calculated from the aggregated stock trading record with data including fee and tax information obtained from the data transmitting server 130. The asset management server 110 may determine whether the aggregated stock trading record is correct based on a result of the comparison. Alternatively, the asset management server 110 may use a computer program provided from stock trading verification support server 120 to compare data including fee and tax information calculated from the aggregated stock trading record with data including fee and tax information manually input through the asset management server 110 and determine whether the aggregated stock trading record is correct.
The data transmitting server 130 may correspond to at least one of a deposit settlement server 131 and a stock trading server 132. The deposit settlement server 131 may perform intensive depositing and settlement of securities, such as stocks or bonds. For example, the deposit settlement server 131 may transmit data including fee and tax information based on a trading record concluded through the deposit settlement server 131 to the asset management server 110. The stock trading server 132 may perform a task of trading securities between the stock market and the asset management server 110. For example, the stock trading server 132 may transmit data including fee and tax information based on a trading record concluded in the form of a financial information exchange (FIX) protocol to the asset management server 110. The FIX protocol is a standard protocol for trading various financial instruments, such as stocks, futures, options, and bonds. The FIX protocol standardizes communications among participants involved in stock trading, such as the asset management server 110, the stock trading server 132, and a stock exchange that performs conclusion of securities.
[0010] Hereinafter, referring to FIGS. 2 to 8, an example in which the asset management server 110 verifies an aggregated stock trading record by using a computer program provided from the stock trading verification support server 120 will be described.
FIG. 2 is a flowchart showing an example of a method of providing a service for verifying an aggregated stock trading record.
In operation 210, the asset management server 110 may generate first data including fee and tax information calculated based on an aggregated stock trading record. For example, the asset management server 110 may generate the first data based on a stock trading record aggregated during the market hours and a preset basis point. In this case, the basis point may be arbitrarily set by the asset management server 110. For example, a fee may be generated based on the product of a settled amount included in the aggregated stock trading record and the preset fee basis point.
In operation 220, the asset management server 110 may obtain second data including fee and tax information based on at least one of a trading record concluded through the deposit settlement server 131, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input. As described above in FIG. 1, the asset management server 110 may receive data including fee and tax information based on a trading record concluded through the deposit settlement server 131 from the deposit settlement server 131. Also, the asset management server 110 may receive data including fee and tax information based on a trading record concluded in the form of FIX protocol messages from the stock trading server 132. Meanwhile, the asset management server 110 may obtain data including fee and tax information based on a trading record concluded by the asset management server 110 through a manual input.
Meanwhile, the asset management server 110 may selectively obtain only a particular type of trading record from among the trading record concluded through the deposit settlement server 131, the trading record concluded in the form of FIX protocol messages, and the trading record concluded through a manual input. Hereinafter, an example in which the asset management server 110 obtains second data will be described with reference to FIGS. 3 to 5.
FIG. 3 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a deposit settlement server by using a computer program provided from a stock trading verification support server.
Referring to FIG. 3, the asset management server 110 may display data including fee and tax information based on a trading record concluded through the deposit settlement server 131 by using a computer program provided from the stock trading verification support server 120 on the screen. For example, when the asset management server 110 is to check data including fee and tax information based on a trading record concluded through the deposit settlement server 131, a trading record, which includes names of trading parties, traded stock items, receiving account numbers, and traded quantities, and fee and tax information based on the same may be displayed on the screen.
FIG. 4 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded in the form of FIX protocol messages by using a computer program provided from a stock trading verification support server.
Referring to FIG. 4, the asset management server 110 may display data including fee and tax information based on a trading record concluded in the form of FIX protocol messages by using a computer program provided from the stock trading verification support server 120 on the screen. For example, when the asset management server 110 is to check data including fee and tax information based on a trading record concluded in the form of FIX protocol messages, a trading record, which includes names of trading parties, receiving account numbers, item codes of traded stock items, names of traded stock items, traded quantities, and amounts of traded stock items, and fee and tax information based on the same may be displayed on the screen. Meanwhile, the data including fee and tax information based on a trading record concluded in the form of FIX protocol messages may be obtained based on an order receipt and conclusion message (Execution Report <8>) from among messages included in the FIX protocol messages. The order receipt and conclusion message (Execution Report <8>) may include information, such as a type of a concluded trade record, an average conclusion amount, and a quantity of concluded trades.
FIG. 5 is a diagram showing an example of a screen for obtaining data including fee and tax information based on a trading record concluded through a manual input by using a computer program provided from a stock trading verification support server.
Referring to FIG. 5, the asset management server 110 may display data including fee and tax information based on a trading record concluded through a manual input by using a computer program provided from the stock trading verification support server 120 on the screen. For example, when the asset management server 110 is to check data including fee and tax information based on a trading record concluded through a manual input, a trading record, which includes names of trading parties (names of stock trading companies), item codes of traded stock items, names of traded stock items, traded quantities, and amounts of traded stock items, and fee and tax information based on the same may be displayed on the screen.
Referring back to FIG. 2, in operation 230, the asset management server 110 may compare the first data with the second data.
The asset management server 110 may compare a fee and a tax of the first data with a fee and a tax of the second data, respectively.
Also, the asset management server 110 may determine priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server 131, the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and the data including fee and tax information based on the trading record concluded through a manual input. The asset management server 110 may compare the fee and the tax of the first data with a fee and a tax of data having the highest priority in the second data.
For example, the asset management server 110 may set a first priority to the data including fee and tax information based on the trading record concluded through the deposit settlement server 131, set a second priority to the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and set a third priority to the data including fee and tax information based on the trading record concluded through a manual input. In this case, the asset management server 110 may perform comparison of the first data with the data including fee and tax information based on the trading record concluded through the deposit settlement server 131. When the second data does not include data including fee and tax information based on a trading record concluded through the deposit settlement server 131, the asset management server 110 may compare the first data with the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages. When the second data does not even include data including fee and tax information based on a trading record concluded in the form of FIX protocol messages, the asset management server 110 may compare the first data with the data including fee and tax information based on the trading record concluded through a manual input.
FIG. 6 is a diagram showing an example of a screen for comparing a fee and a tax of first data with a fee and a tax of second data by using a computer program provided from a stock trading verification support server, respectively.
Referring to FIG. 6, the asset management server 110 may display a result of comparing the fee and the tax of the first data with the fee and the tax of the second data by using a computer program provided from the stock trading verification support server 120 on the screen. For example, a difference 630 between a fee 610 of the first data and a fee (verified fee) 620 of the second data may be displayed on the screen. Although not shown in FIG. 6, a difference between the tax of the first data and the tax of the second data may also be displayed on the screen.
Referring back to FIG. 2, in operation 240, the asset management server 110 may determine whether to display an error code indicating that there is an error in an aggregated stock trading record based on a result of the comparison and a preset error range.
For example, the asset management server 110 may display an error code when at least one of a difference between the fee of the first data and the fee of the second data and a difference between the tax of the first data and the tax of the second data exceeds a preset error range.
[0029] The preset error range may be indicated by the unit of 'won (KRW)', but is not limited thereto. For example, when the preset error range is '25 won', an error code may be displayed when the difference between the fee of the first data and the fee of the second data or the difference between the tax of the first data and the tax of the second data is 25 won or more.
The preset error range may also be displayed in 'percentage (%)'. For example, when the preset error range is '20%', an error code may be displayed when the fee of the first data differs by more than 20% from the fee of the second data or the tax of the first data differs by more than 20% from the tax of the second data.
Alternatively, an error code may be displayed when the difference between the fee of the first data and the fee of the second data is greater than a preset first error range or the difference between the tax of the first data and the tax of the second data is greater than a preset second error range. At this time, the preset first error range and the preset second error range may correspond to different values, respectively.
FIG. 7 is a diagram showing an example of a screen displaying an error code by using a computer program provided from a stock trading verification support server.
As described above, an error code may be displayed when at least one of a difference between the fee of the first data and the fee of the second data and a difference between the tax of the first data and the tax of the second data exceeds a preset error range.
For example, referring to FIG. 7, an error code 2 (when an over-the-counter (OTC) odd lot fee is out of a fee VALID range) indicates a case where a difference between an OTC odd lot fee corresponding to the fee of the first data and the fee of the second data is out of a preset error range indicated by the unit of 'percentage (%)', and an error code 3 (when an OTC odd lot trading tax is out of a trading tax VALID range) indicates a case where a difference between an OTC odd lot trading tax corresponding to the tax of the first data and the tax of the second data is out of a preset error range indicated by the unit of 'percentage (%)'. Also, an error code 4 (when a received fee (depository/FIX/manual input) is out of a defined fee range) indicates a case where a difference between the fee of the first data and the fee of the second data is out of a preset error range indicated by the unit of 'won', and an error code 5 (when a received fee (depository/FIX/manual input) is out of a defined trading tax range) indicates a case where a difference between the tax of the first data and the tax of the second data is out of a preset error range indicated by the unit of 'won'.
Meanwhile an error code may be displayed in cases with errors other than the case where at least one of the difference between the fee of the first data and the fee of the second data and the difference between the tax of the first data and the tax of the second data is greater than the preset error range. For example, an error code 1 (when there is no order number in an OTC odd lot depository message) may indicate a case where, although data including fee and tax information based on a trading record concluded through a deposit settlement server exists, there is no first data corresponding thereto, an error code 6 (when there is an aiTrader-concluded amount (stock number) without a fee (tax)) may indicate a case where, although first data including fee and tax information based on an aggregated stock trading record, there is no second data corresponding thereto, and an error code 7 (when there is a fee (tax) without aiTrader-concluded amount (stock number)) may indicate a case where, although second data including fee and tax information based on at least one of a trading record concluded through the deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input, there is no first data corresponding thereto.
Also, error codes 8 to 11 may indicate cases where the sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of fees calculated based on an aggregated stock trading record or cases where the sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of taxes calculated based on an aggregated stock trading record.
FIG. 8 is a diagram showing an example of a device that provides a service for verifying an aggregated stock trading record.
The device that provides a service for verifying an aggregated stock trading record 800 shown in FIG. 8 includes components for performing a method of providing a service for verifying an aggregated stock trading record described above with reference to FIGS. 1 to 7. Therefore, even omitted below, descriptions given above with reference to FIGS. 1 to 7 may be applied to the device that provides a service for verifying an aggregated stock trading record 800 shown in FIG. 8.
Referring to FIG. 8, the device that provides a service for verifying an aggregated stock trading record 800 may include a processor 810, a memory 820, and a communicator 830. In the device that provides a service for verifying an aggregated stock trading record 800 shown in FIG. 8, only components related to the present embodiment are shown. Therefore, it will be obvious to one of ordinary skill in the art that the device that provides a service for verifying an aggregated stock trading record 800 may further include other general purpose components in addition to the components shown in FIG. 8.
The processor 810 may be operated to verify a stock trading record aggregated after the closing of the stock market.
For example, the processor 810 may generate first data including fee and tax information calculated based on a stock trading record aggregated after the closing of the stock market. The processor 810 may generate the first data based on the aggregated stock trading record and a preset fee basis point.
Also, the processor 810 may obtain second data including fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input.
The processor 810 may compare the first data with the second data. For example, the processor 810 may compare a fee and a tax of the first data with a fee and a tax of the second data, respectively. The processor 810 may determine priorities of the data including fee and tax information based on at least one of the trading record concluded through a deposit settlement organization (server?), the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and the data including fee and tax information based on the trading record concluded through a manual input and may compare the fee and the tax of the first data with a fee and a tax of data having the highest priority in the second data.
Finally, the processor 810 may determine whether to display an error code indicating that there is an error in the aggregated stock trading record based on a result of the comparison and a preset error range. For example, the processor 810 may display an error code when at least one of a difference between the fee of the first data and the fee of the second data and a difference between the tax of the first data and the tax of the second data exceeds a preset error range. On the other hand, when the difference between the fee of the first data and the fee of the second data and the difference between the tax of the first data and the tax of the second data are smaller than the respective preset error ranges, the processor 810 may determine that the verification of the aggregated stock trading record is completed and determine the corresponding stock trading record as a stock trading record of a day.
The processor 810 may be implemented as, but is not limited to, a central processing unit (CPU), a graphics processing unit (GPU), or an application processor (AP) included in the device that provides a service for verifying an aggregated stock trading record 800.
The memory 820 may store data processed by the device that provides a service for verifying an aggregated stock trading record 800 and data to be processed. For example, the memory 820 may store first data including fee and tax information calculated based on an aggregated stock trading record and second data including fee and tax information calculated based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input. The memory 820 may include, but is not limited to, a random access memory (RAM), such as a dynamic random access memory (DRAM) and a static random access memory (SRAM), a read-only memory (ROM), an electrically erasable programmable read-only memory (EEPROM), a CD- ROM, a Blu-ray or another optical disc storage, a hard disk drive (HDD), a solid state drive (SSD), or a flash memory.
The communicator 830 is for connecting the device that provides a service for verifying an aggregated stock trading record 800 to the stock trading verification support server 120 or the data transmitting server 130 and may correspond to a wire communication interface or a wireless communication interface.
The wire communication interface may include, but is not limited to, a high definition multimedia interface (HDMI and a digital visual interface (DVI).
The wireless communication interface may include, but is not limited to, a Bluetooth communication interface, a Bluetooth Low Energy (BLE) communication interface, a short range wireless communication interface, a Wi-Fi communication interface, a Zigbee communication interface, an infrared data association (IrDA) communication interface, a Wi-Fi Direct (WFD) communication interface, an ultra wideband (UWB) communication interface, and an Ant + communication interface. Also, the wireless communication interface may transmit and receive wireless signals to and from at least one of a base station, an external device (e.g., a camera), and a server on a mobile communication network. Here, the wireless signal may include a voice signal, a video call signal, or various types of data according to transmission and reception for a text/multimedia message.
At least a portion of an apparatus (e.g., modules or functions thereof) or a method (e.g., operations) according to various embodiments may be, for example, implemented as commands stored in a computer-readable storage medium in the form of a program module. When the commands are executed by a processor (e.g., the processor 810), one or more processors may perform functions corresponding to the commands. The computer-readable storage medium may be, for example, the memory 820.
Computer-readable recording media include hard disks, floppy disks, magnetic media (e.g. magnetic tapes), optical media (e.g. compact disc read only memories (CD-ROM)), DVD (digital versatile discs), magneto-optical media (e.g. floptical disks), and hardware devices (e.g. read only memories (ROM), random access memories (RAM), or flash memories). Also, examples of program commands may include machine language code such as code generated by a compiler, as well as high-level language code that may be executed by a computer using an interpreter or the like. The above-stated hardware device may be configured to operate as one or more software modules to perform the operations of various embodiments, and vice versa.
It should be understood that embodiments described herein should be considered in a descriptive sense only and not for purposes of limitation. Descriptions of features or aspects within each embodiment should typically be considered as available for other similar features or aspects in other embodiments. While one or more embodiments have been described with reference to the figures, it will be understood by those of ordinary skill in the art that various changes in form and details may be made therein without departing from the spirit and scope of the disclosure as defined by the following claims.

Claims (19)

  1. A method of providing a service for verifying an aggregated stock trading record after a stock market closes, the method comprising:
    generating first data comprising fee and tax information calculated based on the aggregated stock trading record;
    obtaining second data comprising fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input;
    comparing the first data with the second data; and
    determining whether to display an error code indicating that there is an error in the aggregated stock trading record based on a result of the comparing and a preset error range.
  2. The method of claim 1, wherein, in the comparing, a fee and a tax included in the first data are respectively compared with a fee and a tax included in the second data.
  3. The method of claim 1, wherein, in the comparing, priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server, priorities of the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and priorities of the data including fee and tax information based on the trading record concluded through a manual input are determined, and
    the fee and the tax included in the first data are respectively compared with a fee and a tax included in data having the highest priority in the second data.
  4. The method of claim 1, wherein, in the determining, the error code is displayed when at least one of a difference between a fee included in the first data and a fee included in the second data and a difference between a tax included in the first data and a tax included in the second data is greater than the preset error range.
  5. The method of claim 1, wherein, in the determining, when at least one of the difference between the fee included in the first data and the fee included in the second data and the difference between the tax included in the first data and the tax included in the second data is less than the preset error range, it is determined that the verification of the aggregated stock trading record is completed, and the aggregated stock trading record is determined as a stock trading record of a day.
  6. The method of claim 1, wherein the determining further comprises displaying an error code different from the error code indicating that there is an error in the aggregated stock trading record in at least one of a case where the second data corresponding to the first data does not exist and a case where the first data corresponding to the second data does not exist.
  7. The method of claim 1, wherein the determining further comprises displaying the error code in cases where the sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of fees calculated based on an aggregated stock trading record or cases where the sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of taxes calculated based on an aggregated stock trading record.
  8. The method of claim 1, wherein the first data is generated based on a product of a settled amount included in the aggregated stock trading record and a preset fee basis point.
  9. The method of claim 1, wherein the fee and tax information based on the trading records concluded in the form of FIX protocol messages is obtained based on an order receipt and conclusion message (Execution Report<8>) from among messages included in the FIX protocol messages, and the order receipt and conclusion message (Execution Report<8>) comprises information regarding a type, an average conclusion amount, and a concluded quantity of the trading record concluded in the form of FIX protocol messages.
  10. A computer-readable recording medium having recorded thereon a program for executing the method according to any one of claims 1 to 9 on a computer.
  11. A device for providing a service for verifying an aggregated stock trading record after a stock market closes, the device comprising:
    a memory; and
    a processor configured to generate first data comprising fee and tax information calculated based on the aggregated stock trading record, obtain second data comprising fee and tax information based on at least one of a trading record concluded through a deposit settlement server, a trading record concluded in the form of financial information exchange (FIX) protocol messages, and a trading record concluded through a manual input, compare the first data with the second data, and determine whether to display an error code indicating that there is an error in the aggregated stock trading record based on a comparison result and a preset error range.
  12. The device of claim 11, wherein the processor is further configured to respectively compare a fee and a tax included in the first data with a fee and a tax included in the second data.
  13. The device of claim 11, wherein the processor is further configured to
    determine priorities of the data including fee and tax information based on the trading record concluded through the deposit settlement server 131, priorities of the data including fee and tax information based on the trading record concluded in the form of FIX protocol messages, and priorities of the data including fee and tax information based on the trading record concluded through a manual input, and
    respectively compare the fee and the tax included in the first data with a fee and a tax including in data having the highest priority in the second data.
  14. The device of claim 11, wherein the processor is further configured to display the error code when at least one of a difference between a fee of the first data and a fee of the second data and a difference between a tax of the first data and a tax of the second data is greater than the preset error range.
  15. The device of claim 11, wherein, when the difference between the fee included in the first data and the fee included in the second data and the difference between the tax included in the first data and the tax included in the second data are less than the respective preset error ranges, the processor is further configured to determine that the verification of the aggregated stock trading record is completed and determine the corresponding aggregated stock trading record as a stock trading record of a day.
  16. The device of claim 11, wherein the processor is further configured to display an error code different from the error code indicating that there is an error in the aggregated stock trading record in at least one of a case where the second data corresponding to the first data does not exist and a case where the first data corresponding to the second data does not exist.
  17. The device of claim 11, wherein the processor is further configured to display the error code in cases where the sum of fees based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of fees calculated based on an aggregated stock trading record or cases where the sum of taxes based on a trading record concluded through a deposit settlement server, a trading record concluded in the form of FIX protocol messages, and a trading record concluded through a manual input is different from the sum of taxes calculated based on an aggregated stock trading record.
  18. The device of claim 11, wherein the first data is generated based on a product of a settled amount included in the aggregated stock trading record and a preset fee basis point.
  19. The device of claim 11, wherein the fee and tax information based on the trading records concluded in the form of FIX protocol messages is obtained based on an order receipt and conclusion message (Execution Report<8>) from among messages included in the FIX protocol messages, and the order receipt and conclusion message (Execution Report<8>) comprises information regarding a type, an average conclusion amount, and a concluded quantity of the trading record concluded in the form of FIX protocol messages.
PCT/KR2020/007025 2019-06-28 2020-05-29 Method and apparatus for providing service for verifying aggregated stock trading record WO2020262830A1 (en)

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