WO2019184176A1 - Method for evaluating patent value, method for constructing patent value evaluation model, and readable storage medium - Google Patents

Method for evaluating patent value, method for constructing patent value evaluation model, and readable storage medium Download PDF

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Publication number
WO2019184176A1
WO2019184176A1 PCT/CN2018/098245 CN2018098245W WO2019184176A1 WO 2019184176 A1 WO2019184176 A1 WO 2019184176A1 CN 2018098245 W CN2018098245 W CN 2018098245W WO 2019184176 A1 WO2019184176 A1 WO 2019184176A1
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value
evaluation
model
parameters
patents
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PCT/CN2018/098245
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French (fr)
Chinese (zh)
Inventor
何佳
陈伟然
郭永红
辛莹
王希桢
姜庭欣
杨冠梅
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北京合享智慧科技有限公司
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Priority claimed from CN201810276652.6A external-priority patent/CN108629708A/en
Priority claimed from CN201810296511.0A external-priority patent/CN108694462B/en
Priority claimed from CN201810277160.9A external-priority patent/CN108460698A/en
Application filed by 北京合享智慧科技有限公司 filed Critical 北京合享智慧科技有限公司
Publication of WO2019184176A1 publication Critical patent/WO2019184176A1/en

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    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q50/00Information and communication technology [ICT] specially adapted for implementation of business processes of specific business sectors, e.g. utilities or tourism
    • G06Q50/10Services
    • G06Q50/18Legal services

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  • the present disclosure relates to the field of patent analysis technology, and in particular, to a method for constructing a patent value evaluation model, a patent value evaluation method, and a computer readable storage medium.
  • the evaluation model calculation method mainly adopts expert scoring method, hierarchical method, decision tree method and fuzzy comprehensive evaluation method.
  • Wan Xiaoli and Zhu Xuezhong constructed a patent evaluation index system from the perspectives of technology, market and rights. They included 17 evaluation indicators and used the hierarchical method and fuzzy comprehensive theory to establish an evaluation model.
  • the Patent Value Analysis Index System Operation Manual jointly published by the State Intellectual Property Office and the China Technology Exchange, established a patent value analysis index from the perspective of patent legal value, technical value and economic value, and contained 18 evaluation indicators.
  • the present disclosure provides a patent value evaluation method, a method for constructing a patent value evaluation model, and a computer readable storage medium, which can generate an objective and accurate evaluation model in a targeted manner, and improve the evaluation of patent value. accuracy.
  • a method for constructing a patent value evaluation model comprises: selecting parameters affecting patent value; selecting patent data samples according to a preset patent value evaluation standard; The selected patent data samples establish an evaluation formula that reflects the relationship between the selected parameters and the patent value.
  • the parameters include at least one of: parameters related to the type, status, content, review process of the patent; parameters related to the citation and citation of the patent; parameters related to the layout of the patent; Parameters related to the maintenance of patents; parameters related to the inventor and applicant of the patent; parameters related to the operation of the patent; and parameters related to patent disputes and disputes.
  • the selecting parameters affecting the patent value includes: selecting a factor affecting the patent value and a sub-parameter for evaluating the factor; evaluating the factor according to the sub-parameter, and using the evaluation result as the selected one. parameter.
  • the method further comprises: after selecting the patent sample, establishing a relationship map between the selected parameter and the patent value based on the selected patent data sample; and the evaluation formula is established based on the relationship map of.
  • the selecting the patent data sample according to the preset patent value evaluation standard comprises: selecting a patent that meets the preset first condition as the first group of patent data samples; and selecting a patent that meets the preset second preset condition As a second set of patent data samples.
  • the second set of patent data samples are selected from a first set of patent data samples, the first condition including all inventions and utility models described in the national patent database, the second condition including the following At least one of: a patent infringement lawsuit and a successful patent; a patent that maintains the payment until the expiration of the patent period; a patent that is put into operation and receives a return; a Chinese patent that is requested to be invalid and sentenced to remain valid; and an industry-standardized patent; A patent that has been used more than a preset number of times; a patent applied for in multiple countries.
  • the evaluating formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample comprises: calculating a distribution of the selected parameter in the first set of patent data samples; calculating the selected The distribution of parameters in the second set of patent data samples; the comparison between the distribution of the selected parameters in the first set of patent data samples and the distribution of the selected parameters in the second set of patent data samples; The comparison result fits the relationship between the selected parameter and the comparison result as an evaluation formula that reflects the relationship between the selected parameter and the patent value.
  • the evaluation formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample comprises: extracting a patent corresponding to each value of the parameter; performing a patent corresponding to each value The evaluation of patent value, and based on the evaluation result, the influence of the value of the parameter on the patent value; the evaluation formula of the relationship between the parameter and the patent value based on the influence of each value of the parameter on the patent value .
  • the patent data sample comprises a patent data sample of a single patent or a patent data sample of a composite patent converted from a plurality of patents.
  • the evaluation formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample includes: selecting, for each selected parameter, respectively
  • the patent data sample establishes a sub-evaluation formula that reflects the relationship between the parameter and the patent value; the weighted sum of the sub-evaluation formula is used as an evaluation formula for the selected all parameters.
  • the selected parameters are divided into multiple groups, and the evaluation formula for establishing a relationship between the selected parameters and the patent value based on the selected patent data samples includes: for each selected group of parameters, Based on the selected patent data samples, a sub-evaluation formula reflecting the relationship between the set of parameters and the patent value is established; the weighted sum of the sub-evaluation formulas is used as an evaluation formula for all selected parameters.
  • the method further comprises: receiving other parameters; establishing at least one other model for evaluating the patent value based on the other parameters, combining the other models with the established evaluation formula to obtain a final constructed patent value evaluation model.
  • a computer readable storage medium for storing instructions that, when executed by a processor, cause a processor to perform a build patent value evaluation model according to any of the above Methods.
  • a patent value evaluation method which comprises: constructing a patent value evaluation model; evaluating a target patent according to the constructed patent value evaluation model; The patent evaluation result is used to optimize the patent value evaluation model, wherein the construction patent value evaluation model includes: selecting parameters affecting the patent value; selecting patent data samples according to the preset patent value evaluation criteria; The patent data sample establishes an evaluation formula that reflects the relationship between the selected parameters and the patent value.
  • the constructed patent value evaluation model includes a first model and a second model different from the first model, and the patent value evaluation model is optimized according to the evaluation result of the target patent, including: the first model and And/or the second model is evaluated as a target patent whose value is in the desired range as a reference patent; and the reference patent is used to update the patent data sample for constructing the first model and/or the second model.
  • the constructed patent value evaluation model includes a first model
  • the optimization of the patent value evaluation model according to the evaluation result of the target patent includes: the first model is evaluated as a target patent whose value is within a desired range. Reference patents; and using the reference patents to update patent data samples used to construct the first model.
  • the constructed patent value evaluation model includes a first model and a second model different from the first model
  • the patent value evaluation method further includes: pre-selecting the first model and the second model respectively
  • the verification data is evaluated to obtain a first evaluation result and a second evaluation result; the first evaluation result is compared with the second evaluation result; and the first model and/or the second model are adjusted based on the comparison result.
  • the constructed patent value evaluation model includes a first model
  • the patent value evaluation method further includes: using the first model to evaluate the pre-selected verification data to obtain the first evaluation result;
  • the patent data sample used by the model obtains a second evaluation result;
  • the first evaluation result is compared with the second evaluation result; and the first model is adjusted based on the comparison result.
  • the patent value evaluation method further comprises: after evaluating the target patent according to the constructed patent value evaluation model, normalizing the evaluation result to be converted into an evaluation score value within a preset range. .
  • the target patent includes a patent group
  • the evaluation of the target patent according to the constructed patent value evaluation model includes: evaluating each patent in the patent group according to the constructed patent value evaluation model; The evaluation results of each patent in the group were mathematically calculated to obtain evaluation results for the patent group.
  • a computer readable storage medium storing instructions that, when executed by a processor, cause a processor to perform the patent value evaluation method according to any of the above .
  • FIG. 1 shows a schematic flow chart of a method of constructing a patent value evaluation model in accordance with an embodiment of the present disclosure.
  • 2A is a diagram showing the probability that a number of patents of different claims in the Chinese patent appear in the first patent data sample according to an embodiment of the present disclosure.
  • 2B is a diagram showing the probability that a number of patents of different claims in the Chinese patent appear in the second patent data sample according to an embodiment of the present disclosure.
  • 2C shows a comparison of the probability of occurrence of patents of different claims in the Chinese patent in the first and second patent data samples in accordance with an embodiment of the present disclosure.
  • 3A illustrates the probability of occurrence of a number of patents of different claims in a first patent data sample in accordance with an embodiment of the present disclosure.
  • 3B illustrates the probability of occurrence of a number of patents of different claims in a U.S. patent in a second patent data sample in accordance with an embodiment of the present disclosure.
  • 3C illustrates a comparison of the probabilities of the number of patents of different claims in the U.S. patents in the first and second patent data samples in accordance with an embodiment of the present disclosure.
  • Figure 4 shows the fitting curve of the relationship between the number distribution of Chinese high-value patents and ordinary patent claims.
  • FIG. 5 shows a schematic flow chart of a patent value evaluation method according to an embodiment of the present disclosure.
  • FIG. 6 shows a schematic diagram of a comprehensive evaluation result of patent value according to an embodiment of the present disclosure.
  • FIG. 7A is a graph showing the value analysis of the patents of the first to the eighteenth China Patent awards by using the patent value evaluation method of the embodiment of the present disclosure.
  • FIG. 7B is a graph showing the value analysis of the ETSI Chinese standard essential patent by the patent value evaluation method of the embodiment of the present disclosure.
  • FIG. 7C illustrates the evaluation of the comprehensive value of a single patent and the evaluation of the patent price of each dimension by the patent value evaluation method according to an embodiment of the present disclosure.
  • FIG. 8A shows a schematic diagram of a user interface for patent value evaluation using a patent value evaluation method according to an embodiment of the present disclosure.
  • FIG. 8B shows a schematic diagram of the applicant's patent layout using the patented value evaluation method according to an embodiment of the present disclosure.
  • the present disclosure provides a method for constructing a patent value evaluation model, a patent value evaluation method, and a computer readable storage medium.
  • the method of using big data analysis separately obtains the patent value of each parameter. Influence, and thus establish an evaluation formula of patent value, and obtain a patent value model.
  • it can generate objective and accurate evaluation models in a targeted manner, and on the other hand, it can improve the accuracy of patent value evaluation.
  • FIG. 1 shows a schematic flow chart of a method of constructing a patent value evaluation model in accordance with an embodiment of the present disclosure.
  • step S101 parameters affecting the patent value are selected.
  • Table 1 An example of the parameters affecting the patent value is given in Table 1 below.
  • the desired parameters can be selected from Table 1 as needed.
  • all kinds of factors that may affect the patent value should be found out, including the evaluation indicators commonly used internationally, and also according to the Chinese patent protection.
  • the indicators summed up by the characteristics of the situation include both direct parameters directly related to the patent itself, as well as indirect parameters related to the technical fields of the applicant, the agency and the patent.
  • step S102 a patent data sample is selected according to a preset patent value evaluation standard.
  • the patent that meets the preset first condition may be selected as the first group of patent data samples, and the patent that meets the preset second preset condition is selected as the second group of patent data samples.
  • samples of known high-value patents and samples of common patents may be selected according to the general criteria for evaluation of patent value.
  • a patent that meets at least one of the following criteria may be selected as a patent sample of known high value: 1. a patent that has participated in an infringement lawsuit and obtained a substantial victory; 2. a longevity patent that maintains the payment until the expiration of the patent period; 3. the patentee Putting patents into operation and obtaining high-value patents through implementation, licensing, or transfer; 4. Patentes that are submitted for invalidation and are judged to remain valid; 5. Be incorporated into standards or form factual standards through practical application to become industry norms Basic patents; 6. patents that have been used more than a predetermined number of times; 7. patents filed in multiple countries, such as patents filed in multiple countries through the PCT, Paris Convention or other means; 8. Other technologies for the industry or Patents that have a significant impact on the market.
  • the present embodiment uses 2,305 invention patents selected in the Chinese patent database that are invalid and maintained effective as a simplified sample of high-value patent analysis. Relatively speaking, the Chinese patent is invalidated and the number of patents that have been validated is sufficient. The cost of human and financial resources is invalid. It indicates that the patent has been applied in the industry or has an impact on the industry. value.
  • the embodiment of the present disclosure is not limited thereto, and the selection criteria of the patent data sample may be adjusted according to requirements. For example, all patents of an applicant may be selected as a sample of common value patent data, and all patents of the applicant are selected. A patent that meets the pre-determined conditions is used as a sample of high or low value patent data. In some embodiments, the selection of high or low value patent data samples may also be selected from a range of generic value patent data samples, or may be selected from other ranges.
  • the above patent data sample may be a data sample of a common single-piece patent, or may be processed into a single-piece patent form of a composite patent data sample by a plurality of patents.
  • a family of patents typically includes multiple pieces of patents that are related to each other, such as patents that are filed in multiple countries based on the same priority.
  • the feature parameters of each patent in the family patent can be integrated in the database to be converted into a single patent form for retrieval and analysis.
  • an applicant for a single patent converted from a family patent may be a collection of individual applicants of the same family patent, and the number of claims may be the sum or average of the number of claims of each family patent.
  • the patent data sample of this embodiment covers this situation.
  • the patent data sample of the same family patent converted into a single patent form can be extracted to establish a patent value evaluation model to evaluate the value of the family patent.
  • this embodiment can be used to evaluate the patent family data of the global family for the value evaluation model of the same family patent. Based on the analysis, it is not a simple accumulation of the individual patent value scores in the family or simply accumulating the corresponding parameters of all patents in the patent family and then evaluating them according to the value evaluation model of a single patent.
  • step S103 a relationship map between the selected parameter and the patent value is established.
  • the association relationship with the patent value can be calculated one by one according to the previously selected evaluation parameter list.
  • the number of claims is selected as a parameter affecting the patent value, and this is taken as an example for explanation.
  • n is The number of patents with a natural number greater than or equal to 1, and the proportion of the number of patents in high-value patents and ordinary patents, respectively.
  • 2A is a diagram showing the probability of occurrence of patents of different claims in the Chinese patent in the first patent data sample (general patent) according to an embodiment of the present disclosure.
  • 2B is a diagram showing the probability of occurrence of patents of different claims in the Chinese patent in the second patent data sample (high value patent sample) according to an embodiment of the present disclosure.
  • 2C shows a comparison of the probability of occurrence of patents of different claims in the Chinese patent in the first and second patent data samples in accordance with an embodiment of the present disclosure.
  • 3A illustrates the probability of occurrence of a number of patents of different claims in a first patent data sample in accordance with an embodiment of the present disclosure.
  • 3B illustrates the probability of occurrence of a number of patents of different claims in a U.S. patent in a second patent data sample in accordance with an embodiment of the present disclosure.
  • 3C illustrates a comparison of the probabilities of the number of patents of different claims in the U.S. patents in the first and second patent data samples in accordance with an embodiment of the present disclosure.
  • step S104 an evaluation formula for constructing a relationship between patent parameters and patent value is constructed.
  • the next step is to analyze the actual characteristics of each parameter and construct an evaluation formula for the relationship between the parameter and the patent value.
  • the following is still taking the claim quantity parameter as an example to illustrate the construction process of the number of claims and the evaluation formula of the patent value.
  • Figure 4 shows the fitting curve of the relationship between the number distribution of Chinese high-value patents and ordinary patent claims.
  • Vi refers to the contribution of the i-th patent parameter to the patent value.
  • M is the maximum value that Vi can take
  • p is the parameter value
  • K is the value of p when Vi tends to be gentle.
  • p can represent the number of current patent claims
  • M represents the maximum value of the influence of the claim parameters on the patent value, that is, when When the number of claims p is greater than the threshold K, the increase in the number of claims is no longer reflected in the value of the patent.
  • the value of K is 50.
  • equation (2) can more accurately reflect the influence of the number parameter of the Chinese patent claim on the patent value.
  • the above fitting method can also be used for other parameters such as the number of patent citations and the number of patents of the same family. It should be noted that the shape of the influence curve on the patent value exhibited by different parameters and the reasons for the influence are different, and need to be separately performed. Targeted analysis and design, in some cases even need to be segmented to give the corresponding functional relationship.
  • the patent corresponding to each value of the parameter can be extracted, and the patent value evaluation of the patent corresponding to each value can be performed (here, the established model can be used for evaluation, for example, according to the above satisfaction curve)
  • the established model can be used for evaluation, for example, according to the above satisfaction curve
  • a preliminary model of other parameters of the relationship is constructed to evaluate, or otherwise evaluated), and based on the evaluation result, the weight of the value of the parameter is added to the patent value, based on the influence of each value of the parameter on the patent value
  • the weights are used to obtain an evaluation formula that reflects the relationship between parameters and patent value.
  • the applicant can be divided into groups according to the applicant, the enterprise, the college, other institutions, and individuals, and the preliminary model constructed by parameters such as the number of claims, the number of patent citations, and the number of patents of the same family can be used.
  • Obtaining the value of each patent in each group, and obtaining the comprehensive value of the patent of the group, the manner of obtaining the comprehensive value may refer to the following content described in step S105.
  • the influence weight of the corresponding parameter value can be designed according to the comprehensive value of each group, and the influencing factors of the parameter are included in the patent value evaluation model.
  • V1, V2, V3 and V4 respectively represent the contribution of the four applicant types of enterprises, universities, other institutions and individuals to the patent value.
  • each indirect parameter is obtained by comprehensively calculating a number of sub-parameters affecting its value.
  • each indirect parameter is also obtained by a different value evaluation model.
  • the indirect parameter of the “Patent Agency Comprehensive Patent Application Quality Index” is the score of the patent comprehensive value scored by the agency, the number of invention patents represented by the agency and its proportion, the patent grant rate of the invention, and the average of the patent.
  • a plurality of parameters such as the number of claims are comprehensively evaluated.
  • the evaluation formula for indirect parameters the factors affecting the patent value can be selected.
  • the sub-parameters for evaluating the factors can be selected, and the factors are evaluated according to the sub-parameters, and the evaluation results are taken as the selected indirect parameters.
  • indirect parameters can be obtained by the following equation:
  • p i represents the i-th indirect parameter
  • s represents the number of sub-parameters affecting the number of indirect parameters
  • r t refers to the contribution of the t-th sub-parameter to the indirect parameter value
  • w t represents the weight of the t-th sub-parameter .
  • V i f(p i ) (4)
  • V i represents the contribution of the i-th indirect parameter to the patent value
  • f() represents the functional relationship
  • the indirect parameters listed in the attached table of this chapter also include the “Preliminary Value Evaluation Index of a Single Patent”.
  • the method for obtaining this parameter is as follows: 1. Initial use of other indicators except this indicator to construct the patent value.
  • the evaluation model obtains the preliminary value evaluation index of the patent; 2. Iteratively optimizes some direct parameters or indirect parameters for the preliminary value evaluation index, and obtains the optimization model of patent value evaluation; 3. Use the optimization model to obtain the patent final Patent value.
  • step S105 a comprehensive evaluation formula of patent value is established.
  • the current parameter system for evaluating patent value is roughly divided into several structural types such as one-dimensional structure, linear structure and tower structure.
  • the one-dimensional structure is evaluated by a single parameter, which is obviously not suitable for evaluating the value of the patent.
  • Linear structures use multiple parameters, but these parameters are in a side-by-side relationship with each other. Because there are many factors affecting the judgment of patent value, the linear structure will make the system too complicated, and it is difficult to grasp the relationship between the parameters, and it may cause the partiality of the situation to reduce the reliability of the analysis results.
  • the tower evaluation structure can be selected, that is, all the evaluation parameters are divided into multiple levels according to the angle of the patent value.
  • parameters can be divided into groups, each group corresponding to one evaluation dimension.
  • the parameters can be divided into three groups according to three dimensions: technology (technical advancement), law (technical stability), and market (protection scope).
  • the technical stability mainly considers whether the patent has undergone substantive review and Obtain authorization or maintain effective, whether it has been tested by market infringement litigation, pledge and other market operation activities, and whether there are overseas-licensed family patents; technological advancement mainly considers the citation of patents and their family patents worldwide, patent investment
  • V i represents technology (technical advancement), law (technical stability), The contribution of patent parameters in the three dimensions of the market (protection scope) to the patent value.
  • the value of each dimension can be controlled within the desired range by means of extreme value definition.
  • a value evaluation model for a patent collection (such as all Chinese patents applied for by an applicant) can be established, thereby integrating the multiple different sets. The value of patents is evaluated and compared.
  • user-defined parameters can also be set. In this case, the user can select other parameter types as desired, and if necessary, provide a corresponding data list as a patent data sample. portion.
  • some or all of the parameters can be selected from Table 1 to construct the preliminary patent value model, and another patent value evaluation model based on user-defined parameters can be constructed to make it and the preliminary patent. The value model is combined to obtain the final constructed patent value evaluation model.
  • the value of the patent is reflected in the strategic value, technical value, legal value, market value and economic value of the patent.
  • the patent value evaluation model of the above embodiment can give the value evaluation result at least part of the level.
  • the patent value evaluation model can be given by other means or even the evaluation result can be directly obtained, and the final patent value evaluation is obtained by combining with the patent value evaluation model of the above embodiment.
  • the evaluation of the relevant evaluation dimension of strategic value or economic value can be increased, thereby expanding the application scope from macro analysis to case-specific. The value of the analysis.
  • the above embodiment is only for explaining the principle of constructing the patent value evaluation model, and more complicated influencing factors should be considered in the actual construction process. For example, there may be strong correlations between some parameters (such as the patent authorization and the authorization of the same family patent), which may cause repeated weighting.
  • the model in this embodiment is a comprehensive evaluation model for invention and utility model patents, wherein the parameters of the invention application and the utility model that have not been actually examined and the invention patents after the trial are different, the same parameter The value of the patents reflected is not the same. For these complicated situations, multi-angle judgments can be made on the logical relationship, and selective merger or appropriate adjustment of the weights can be made according to different situations. Therefore, in the actual operation, the relevant indicators can be traded off and integrated in combination with the results of the correlation test.
  • FIG. 5 shows a schematic flow chart of a patent value evaluation method according to an embodiment of the present disclosure.
  • a patent value evaluation model is constructed.
  • the patent value evaluation model can be constructed by the method described above with reference to FIGS. 1 to 3.
  • the number of models built can be one or more. For example, a first model can be constructed based on a set of patent data samples, and a second model can be constructed based on another set of patent data samples for use in subsequent steps.
  • step S202 the patent value evaluation model is optimized. Ways to optimize include but are not limited to iterations and comparisons.
  • the target patent evaluated as the value in the desired range by the first model can be used as a reference patent, and the reference patent is used to update the first model.
  • the desired range here may be selected as needed, for example, above a preset value, below a preset value, and/or within a preset range.
  • patents above the default value can be used as reference patents to update patent data samples; for models used to screen low-value patents, patents below the default value can be used as reference patents.
  • the model can also be optimized by using the model to evaluate pre-selected verification data to obtain a first evaluation result, and to evaluate the construction of the model.
  • the patent data sample used is used to obtain a second evaluation result, the first evaluation result is compared with the second evaluation result, and the model is adjusted based on the comparison result.
  • the operation of evaluating the patent data sample to obtain the second evaluation result may be performed according to experience or a preset standard, or may be performed by other means or by using other tools.
  • the model is optimally adjusted according to the deviation between the two evaluation results, thereby improving the accuracy.
  • the target patent evaluated by the first model and/or the second model as the value range can be used as a reference patent.
  • the reference patent updates a patent data sample for constructing a first model and/or a second model.
  • the so-called desired range can also be selected as needed, and will not be described again here.
  • a set of patent data for verifying the model may also be prepared, and the first model and the second model are respectively used to evaluate the patent data and obtain the evaluation result, and the evaluation result of the first model and the evaluation of the second model are obtained. The results are compared to find out the cause of the difference and the first model and/or the second model are adjusted accordingly.
  • the weight of the corresponding sub-evaluation formula in the model used for the target patent is increased or decreased.
  • the weight of the corresponding sub-evaluation formula in the model used for the target patent is increased or decreased.
  • step S203 the value of the target patent is evaluated using the constructed patent value evaluation model.
  • the patent value evaluation model obtained in step S201 is constructed based on three sets of parameters, the three sets of parameters respectively correspond to the evaluation criteria of the three levels of technical stability, technological advancement, and protection scope.
  • the model can be used to obtain the evaluation results of the target patents at the three levels, and the evaluation results are weighted and summed to obtain the comprehensive evaluation result, according to which the search results can be sorted according to the patent value.
  • the appropriate model can be used to evaluate the value of the target patent as needed.
  • the target patents here include, but are not limited to, a single patent or patent group.
  • the target patent is an ordinary single-piece patent
  • the value of the patent value evaluation model constructed by the data sample of the single patent can be used to evaluate the value.
  • the target patent is a composite patent in the form of a single piece processed by the same family patent
  • the value of the patent value evaluation model constructed with the corresponding composite patent data sample can be used to evaluate the value.
  • the target patent is a patent group (such as a patent group divided by the applicant, IPC classification number, applicant territory, family patent, etc.), each patent in the group can be individually evaluated, and the evaluation result can be mathematically calculated.
  • results of the evaluation for the patent group are obtained, including but not limited to averaging, geometric averaging, square averaging (root mean square mean, rms), harmonic mean, weighted average, and the like.
  • Statistical tools such as box plot statistics tools can also be used to process the evaluation results of individual patents in the group in order to obtain more accurate and reasonable evaluation results for the patent group.
  • the patent grading can be performed before or after the mathematical operation (ie, the calculation result is normalized into the score within the preset range as described above), and if it is the former, the value of each patent is first graded, and then Mathematical operations are performed on the value scores of each patent to obtain the evaluation results for the patent group, and then the evaluation results for the patent group are rounded; if the latter, the mathematical results of each patent evaluation result are first obtained.
  • the evaluation result of the patent group is then normalized into the scores within the preset range, that is, the value of the patent group is graded.
  • FIG. 6 shows a schematic diagram of a comprehensive evaluation result of patent value according to an embodiment of the present disclosure.
  • the above comprehensive evaluation scores are normalized. For example, according to the distribution of the comprehensive evaluation scores of patents in the whole library, the comprehensive evaluation scores of patents are segmented according to the 10-point scoring mechanism to ensure that the patent data of each score is in the whole library. The proportion of the distribution is distributed according to certain rules, and the probability distribution of the patent value decreases from 10 points to 1 minute. Similarly, for each category of evaluation scores, the same method can be used for 10-point processing.
  • the model in this embodiment is an evaluation model for the comprehensive value design of Chinese invention and utility model patents.
  • the obtained patent value reflects the probability distribution of patent value as a whole, if the core influence factor of patent value is to be quickly judged
  • the comprehensive evaluation scores of the three evaluation dimensions of the patent value can also be hierarchically designed in a manner similar to the above. On the basis of obtaining the comprehensive value of the patent, the user can comprehensively understand the specific value of the patent based on the comprehensive score of the value of each dimension displayed in the list of relevant evaluation basis.
  • the embodiments of the present disclosure are not limited thereto, and the optimization of the model will be further described in detail below.
  • the above embodiment introduces the establishment process of the patent value evaluation model for the actual model of the comprehensive value evaluation of Chinese high-value patents.
  • the user needs to quickly identify the high patent value in the retrieval process, and fully utilize the patent document information and relevant patent laws and operational information that have been published since the implementation of the patent system in China in 1985, in a large number of experiments and analysis.
  • the basic model of China's authorized invention patents was established.
  • the design adjustments were made for Chinese patent applications, Chinese utility models and Chinese design patents. Objective evaluation and grading of the comprehensive value of Chinese patents. From the actual verification effect of the model, this model can achieve the desired recognition and resolution effect on Chinese high-value patents.
  • the parameters of the model and the weighting of the models can be adjusted according to the characteristics of patents in different countries and regions, so that they can be integrated with the Chinese patent value evaluation model to form a complete system for the evaluation of patent comprehensive value.
  • patent information can be applied to technical intelligence analysis, novelty analysis of technology or patents, free implementation (FTO) analysis, competitive intelligence analysis, patent operation analysis, anti-infringement analysis, technical cooperation, talent introduction and other scenarios.
  • FTO free implementation
  • competitive intelligence analysis patent operation analysis
  • anti-infringement analysis technical cooperation
  • talent introduction talent introduction
  • the purpose of different application scenarios is different, and the understanding or demand for “high-value patents” is different. Therefore, on the basis of the above comprehensive evaluation model, we need to adjust the corresponding parameters and weights in the model for different application scenarios to form a refined value evaluation model.
  • the weight of the parameter can be increased in the evaluation formula, and vice versa.
  • the following is a brief description of the different application scenarios and the focus of the patent value evaluation model.
  • the patent technology value analysis is mostly used for research activities aimed at acquiring technical solutions and their technological evolution processes and development trends, such as basic research and analysis of special technologies, technical research before project establishment, and technical solutions during project establishment. Scenes related to technical solution query in project development. In such application scenarios, the focus of users' attention is on the innovation of the technology solution itself and its origin, evolution, and application, especially those technologies that have not been of long origin, high novelty, rapid development, and high influence. patent. Therefore, in the design of the patent value evaluation model for the purpose of designing technical information, the direct parameters should focus on the patent application date (patent age), novelty, type and authorization of patents, average age of cited documents, and number of IPC classifications.
  • the infringement risk analysis includes patent infringement retrieval analysis for specific technical solutions and early warning analysis of patent infringement risks for specific technical fields.
  • Patent infringement search is also called patent infringement investigation, that is, the process of identifying a patent that may have a risk of infringement by searching for a specific technical solution, and analyzing whether the existing technical solution falls within its protection scope.
  • the patent infringement search also belongs to the micro-search for specific technical content.
  • the main content of the patent infringement is whether there is a patent similar to the technical content of the technical solution being analyzed. Whether the current legal status of the patent is valid, if effective, relevant technology Whether the program falls within its scope of protection.
  • the infringement search is also a non-directional micro-search for specific technical solutions
  • the content of the infringement analysis involves the protection of patent rights, the quality of patent writing, the scope of protection of rights, the nature of rights subjects, and the protection of patents and rights protection strategies. Etc., it will affect the probability of patent infringement risk. Therefore, when conducting infringement search, it is necessary to distinguish the risk probability of patent infringement risk, that is, it is necessary to design a set for the purpose of infringement search. Patent risk value assessment model.
  • Patent risk warning refers to the process of patent search and analysis for the technical field of interest in order to detect or circumvent possible infringement risks in advance, identify patents that may be at risk, and classify, monitor and take countermeasures. Unlike patent infringement retrieval, patent risk warnings are not specific technical solutions, but all technologies related to the technology, product or business of interest. However, as with infringement retrieval, the focus of attention is on the protection of rights of related patents and the probability of occurrence of risks.
  • the patent value analysis model of patent risk warning can refer to the model of patent infringement retrieval.
  • patent operation analysis is to quickly find high-value patents with operational value. Therefore, we should first pay attention to the operation of patents, namely, licensing, transfer, pledge and other activities. Among them, patent licensing and transfer are divided into internal transfer. And the licensing and licensing and transfer outside the organization, the former is more focused on the internal strategic management of the organization, while the latter is more objective to reflect the market operating value of the patent. Because patent litigation, invalidation and other activities can also reflect the impact of patents on the market from another aspect, and thus reflect its operational value, it should also be our focus.
  • patents reflects the technical influence of patents, while patents that have significant technical impact are often patents with relatively large operational value; in addition, the validity of patents, the scope of protection, the operation of the same family of patents, and the invalidity of litigation And the applicant's comprehensive operational capability index, etc., also has an important reference role for the operational value of the patent, and can be used as an important index of the patent operation value analysis model.
  • Patent value is a comprehensive manifestation of technical value, legal value and market value.
  • the technical value is the basis for the formation of high-value patents, while the patent application is the key to transforming the technical value into legal value.
  • the combination of technical value and legal value becomes the support of market value. Therefore, the management and monitoring of the quality of patent applications is also one of the focuses of the public.
  • the patent application quality evaluation model can be used to examine the quality of the applicant's own or competitors, partner patent applications, and in particular to examine the quality of service of patent agencies.
  • a patent is a legally exclusive right granted to a patentee by law, but such a right is conditional.
  • patent protection is regional. After a patent is filed abroad, if it does not apply for protection in China within the time prescribed by law, it will lose its priority in China. If the application has been disclosed before, the patent corresponds to The technical solution will lose the opportunity to be authorized in China; secondly, after the patent application, it needs to be reviewed before authorization. If the patent is rejected or withdrawn after the disclosure, the applicant will also lose the monopoly right; again, after the patent is granted, the application The person must pay the annual fee on time to maintain normal rights, and the patent protection period is limited.
  • invalid patents have little value.
  • the purpose of the patent system is to enable the public to obtain the fruits of technological innovation and to promote social progress through application and improvement.
  • a large number of invalid patents are a free treasure trove of knowledge that the public can easily access.
  • Invalid patents can be directly used without risk when it is determined that there are no other legal rights, which greatly saves research and development time and R&D investment, and its value is also understandable. Therefore, it is of great significance to specifically classify and evaluate the value of the use of invalid patents.
  • the value evaluation of invalid patents and patent operation analysis are quite different in terms of application purposes and scenarios. However, except for the fact that the patents currently have the same judgment conditions as to whether the target country is invalid, the other principles for high-value patent judgment are basically the same.
  • the value evaluation model can be obtained by slightly modifying the patent operation value evaluation model.
  • any patent value evaluation system formed by the mathematical model established by the patent's own parameters is to evaluate the probability of occurrence of the relevant event, rather than the absolute judgment of the value of the patent itself. in conclusion.
  • the above models can be used alone or in combination with each other. For example, the patented value analysis of the search results can be carried out first, and then the operational value analysis can be carried out. The results of the two can be combined to quickly find out the patents with higher operational value and patented technology value.
  • the indicators used in the evaluation model are all objective parameters extracted from the patent information.
  • the weight of each parameter's influence on the value is calculated based on the results of the big data analysis of the current Chinese patent database.
  • the patent value reflected by the patent value is the patent.
  • the actual expression of each objective parameter is basically not affected by human factors, except for minor adjustments based on actual conditions in the later iteration stage.
  • the evaluation indicators in the evaluation model are dynamic indicators collected in real time in the database, and are updated in real time with the announcement of patents, changes in legal status, and the appearance of new citation information.
  • the patent value model itself will be adaptively adjusted according to the changes of the database. To ensure that the current value of the patent is truly reflected.
  • the evaluation model is designed according to the characteristics and laws of Chinese patent information, which can truly reflect the value distribution of Chinese patents. Its accuracy has been verified in long-term practical applications.
  • the weights of the various parameters in the evaluation model are automatically calculated by the computer.
  • the participation of experts is not required (especially without the need for experts to separately evaluate the indicators for each parameter).
  • the construction of the model is convenient and fast.
  • the evaluation model is based on the comparison between the selected high-value patent sample parameters and the average parameters of the database patent. Therefore, the user can select different analysis targets and high-value patent samples according to actual needs, and quickly construct the corresponding model. For example, users can use the Chinese invention and utility model patent applications of the applicant type after the year 2000 as the basic data, and select some high-value patent samples from them to construct the value evaluation of the patents of Chinese universities after 2000. Models, and objectively compare and analyze the value of these patents.
  • the weight of each parameter's influence on the value of the model depends on the distribution of the relevant parameters of the high-value patent sample.
  • the selected high-value patent sample is different, and the weight of the parameter in the model will also be different, which will lead to the patent value.
  • the results of the evaluation vary. Therefore, the strategy of selecting high-value patent samples is a key factor in the construction of the value model.
  • an appropriate implementation manner may be selected according to requirements, for example, it may be performed manually or automatically.
  • the patent value evaluation model of the embodiment of the present disclosure is based on the industry's accepted standard for evaluating the patent value, using the statistical analysis results of the big data of the Chinese patent database, and the value evaluation model for the tailor-made design of the characteristics of the Chinese patent information.
  • the patent value can be screened and sorted according to the distribution probability of high-value patents, which enables users to quickly focus on high-value patents in a large number of patents, and significantly improve the efficiency and effectiveness of patent information utilization.
  • the embodiments of the present disclosure quickly understand the important information hidden in the patent by analyzing the quantity and distribution law of the high-value patents in the patent search results, thereby more accurately and comprehensively grasping the overall situation of the analysis object, and further formulating relevant decisions or Provide a strategic reference for response measures. For example, it is possible to screen and analyze a company's high-value patents, obtain the number and trend of their applications, the distribution of technology fields, technical impacts, application countries, inventor inputs, litigation, invalidation, licensing and transfer characteristics. Its intelligence in terms of technology and market competitiveness, development strategy, core talents and offensive and defensive characteristics, and then objectively assess its competitive threats to its own market, or find opportunities for cooperation in a timely manner, and develop corresponding Respond or take appropriate action.
  • the embodiment of the present disclosure enables the user to quickly understand the patent value level of each relevant dimension of the patent by viewing the detailed information of the patent value on the basis of generally understanding the comprehensive value of the patent. The value, as well as the details of each important parameter affecting it, quickly determine the actual value of the patent.
  • the evaluation effect can be verified through the actual application scenario.
  • a high-value patent is selected to verify the patent value evaluation model.
  • a search is performed to obtain a verification sample.
  • the selected high patent value should have a certain degree of credibility, for example, the patent value has been verified by the market or widely recognized by the industry.
  • it is considered to select a verification sample from a sample selection criterion different from that at the time of model establishment.
  • FIG. 7A is a graph showing the value analysis of the patents of the first to the eighteenth China Patent awards by using the patent value evaluation method of the embodiment of the present disclosure.
  • the China Patent Award is a joint evaluation activity between the State Intellectual Property Office of China (SIPO) and the United Nations World Intellectual Property Organization (WIPO). It is also the only government department award in China that rewards inventions and inventions for granting patents. It has been successfully held so far. Eighteenth.
  • the award criteria not only emphasize the patent technology level and innovation level of the project, but also pay attention to its application in the market transformation process, and also put forward requirements for its protection status and management.
  • the awards are recommended by local IP Offices, State Council units, state-level industry associations, or academicians of the Chinese Academy of Sciences/Chinese Academy of Engineering. They are selected by the IP Office and senior experts from various industries, and have high credibility. Can be used as a verification sample for the value model.
  • FIG. 7A A total of 3,175 invention and utility model patents were obtained from the first to the 18th China Patent awards (including the China Patent Award and the China Patent Gold Award). After grading the patent value, the derived analysis chart is shown in Fig. 7A. As can be seen from Figure 7A, there are 871 patents with a full value of value, accounting for 27.4% of the total sample (only 4.5% of patents with a score of 10 in ordinary patents), and 2664 patents with a value greater than or equal to 8.
  • FIG. 7B is a graph showing the value analysis of the ETSI Chinese standard essential patent by the patent value evaluation method of the embodiment of the present disclosure.
  • the International Telecommunication Union defines it as "any patent or patent application that may cover, in whole or in part, the draft standard.”
  • the standard essential patents have significant application value because they may cover the draft standard in whole or in part.
  • FIG. 7C illustrates the evaluation of the comprehensive value of a single patent and the evaluation of the patent price of each dimension by the patent value evaluation method according to an embodiment of the present disclosure.
  • the patent publication number is CN102868498B
  • the patent name is "codebook generation method, data transmission method and device”.
  • the technical stability and technological advancement are extracted from the patent with the patent value equal to 10.
  • the key parameters and scoring conditions of sex and protection range are shown in Figure 7C.
  • the indicators displayed in the list are only some of the common parameter indicators used in the patent value evaluation model, but the “standard essential patent” factor is not taken into account under the premise that the patent value evaluation model affects the parameters.
  • high-value patents with a patent value of 9 or 10 account for less than 10% of all patents, but contain more than half of the patents that have been litigated, licensed or pledged, and 40%.
  • FIG. 8A shows a schematic diagram of a user interface for patent value evaluation using a patent value evaluation method according to an embodiment of the present disclosure.
  • the enterprise that produces soybean milk machine intends to understand the important patents of soymilk in this industry.
  • Figure 8A Shown.
  • this patent has experienced various legal events such as litigation, transfer, licensing, customs filing and invalidation review.
  • FIG. 8B shows a schematic diagram of the applicant's patent layout using the patented value evaluation method according to an embodiment of the present disclosure.
  • Figure 8B among the Chinese patents applied by Jiuyang Co., Ltd., there were 4, 19, 21, 6, 6 and 8 cases involving litigation, transfer, licensing, customs filing, review and invalidation;
  • the patents of Chinese patents applied by Jiuyang Company are equal to 9 or 10 patents, and 4, 8, 20, 3, 4 and 8 cases have been found in the above legal incidents, including most of the above-mentioned laws. An important case of the incident. It can be seen that the applicant has more high-value patents.
  • Embodiments of the present disclosure also provide a computer readable storage medium for storing instructions that, when executed by a processor, cause a processor to perform the above method.
  • embodiments of the present disclosure may also be described in the context of machine-executable instructions, such as in a program module that is executed in a device on a real or virtual processor of a target.
  • program modules include routines, programs, libraries, objects, classes, components, data structures, and the like that perform particular tasks or implement particular abstract data structures.
  • the functionality of the program modules may be combined or divided between the described program modules.
  • Machine-executable instructions for program modules can be executed within a local or distributed device. In a distributed device, program modules can be located in both local and remote storage media.
  • Computer program code for implementing the methods of the present disclosure can be written in one or more programming languages.
  • the computer program code can be provided to a general purpose computer, a special purpose computer or a processor of other programmable data processing apparatus such that the program code, when executed by a computer or other programmable data processing apparatus, causes a flowchart and/or block diagram.
  • the functions/operations specified in are implemented.
  • the program code can execute entirely on the computer, partly on the computer, as a stand-alone software package, partly on the computer and partly on the remote computer or entirely on the remote computer or server.
  • a machine-readable medium can be any tangible medium that contains or stores a program for or relating to an instruction execution system, apparatus, or device.
  • the machine readable medium can be a machine readable signal medium or a machine readable storage medium.
  • a machine-readable medium can include, but is not limited to, an electronic, magnetic, optical, electromagnetic, infrared, or semiconductor system, apparatus, or device, or any suitable combination thereof. More detailed examples of machine readable storage media include electrical connections with one or more wires, portable computer disks, hard disks, random access memory (RAM), read only memory (ROM), erasable programmable read only Memory (EPROM or flash memory), optical storage device, magnetic storage device, or any suitable combination thereof.

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Abstract

A method for evaluating patent value, and a method for constructing a patent value evaluation model, comprising: selecting parameters influencing patent value (S101); selecting a patent data sample according to preset patent value evaluation standards (S102); and establishing an evaluation formula reflecting the relationship between the selected parameters and the patent value on the basis of the selected patent data sample (S104). Also provided is a computer-readable medium that performs the method for evaluating patent value and the method for constructing a patent value evaluation model. With the present invention, an objective and accurate patent value evaluation model may be generated in a targeted manner, and the accuracy of patent value evaluation may be improved.

Description

专利价值度评价方法及其模型构建方法和可读存储介质Patent value evaluation method, model construction method thereof and readable storage medium
本申请要求了2018年3月30日提交的、中国专利申请号No.2018102771609、No.2018102766526以及No.2018102965110的优先权,并且通过参照上述中国专利申请的全部说明书、权利要求、附图和摘要的方式,将其引用于本申请。The present application claims the priority of the Chinese Patent Application No. 2018102771609, No. 2018102766526, and No. 2018102965110, filed on March 30, 2018, the entire specification, the The way it is cited in this application.
技术领域Technical field
本公开涉及专利分析技术领域,具体涉及一种构建专利价值度评价模型的方法、专利价值度评价方法和计算机可读存储介质。The present disclosure relates to the field of patent analysis technology, and in particular, to a method for constructing a patent value evaluation model, a patent value evaluation method, and a computer readable storage medium.
背景技术Background technique
中国研究者对中国高价值专利的评价指标及模型进行了大量的研究,其基本思路是从影响专利价值的三大要素:技术、市场和法律出发,构建专利价值评价的指标体系。评价模型计算方法主要采用专家打分法、层次法、决策树法以及模糊综合评价法等。万小丽和朱雪忠从技术、市场和权利角度构建专利评价指标体系,共包含17个评价指标,利用层次法和模糊综合理论建立评价模型。2012年,由国家知识产权局和中国技术交易所联合出版的《专利价值分析指标体系操作手册》,从专利法律价值、技术价值和经济价值角度建立专利价值分析指标,共包含18个评价指标。然而,上述专利价值评价体系中的影响价值的指标及其重要性的确定主要来自于专家对指标重要程度的逻辑推测但未经检验的假设,其主观因素影响较大。因此有必要建立更有针对性的高价值专利评价体系。Chinese researchers have done a lot of research on the evaluation indicators and models of high-value patents in China. The basic idea is to construct an index system for patent value evaluation based on the three major factors affecting patent value: technology, market and law. The evaluation model calculation method mainly adopts expert scoring method, hierarchical method, decision tree method and fuzzy comprehensive evaluation method. Wan Xiaoli and Zhu Xuezhong constructed a patent evaluation index system from the perspectives of technology, market and rights. They included 17 evaluation indicators and used the hierarchical method and fuzzy comprehensive theory to establish an evaluation model. In 2012, the Patent Value Analysis Index System Operation Manual, jointly published by the State Intellectual Property Office and the China Technology Exchange, established a patent value analysis index from the perspective of patent legal value, technical value and economic value, and contained 18 evaluation indicators. However, the indicators of the impact value and the importance of the above patent value evaluation system are mainly determined by the experts' assumptions about the importance of the indicators but not tested. The subjective factors have a greater impact. Therefore, it is necessary to establish a more targeted high-value patent evaluation system.
发明内容Summary of the invention
有鉴于此,本公开提供了一种专利价值度评价方法、构建专利价值度评价模型的方法和计算机可读存储介质,能够有针对性地生成客观、准确的评价模型,提高专利价值度评价的准确性。In view of this, the present disclosure provides a patent value evaluation method, a method for constructing a patent value evaluation model, and a computer readable storage medium, which can generate an objective and accurate evaluation model in a targeted manner, and improve the evaluation of patent value. accuracy.
根据本公开的第一方面,提供了一种构建专利价值度评价模型的方 法,其特征在于,包括:选取影响专利价值度的参数;根据预设的专利价值度评价标准选取专利数据样本;基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式。According to a first aspect of the present disclosure, a method for constructing a patent value evaluation model is provided, which comprises: selecting parameters affecting patent value; selecting patent data samples according to a preset patent value evaluation standard; The selected patent data samples establish an evaluation formula that reflects the relationship between the selected parameters and the patent value.
优选地,所述参数包括以下中的至少一种:与专利的类型、状态、内容、审查过程有关的参数;与专利的引证和被引证情况有关的参数;与专利的布局有关的参数;与专利的维持有关的参数;与专利的发明人和申请人有关的参数;与专利的运营有关的参数;以及与专利的争议和纠纷有关的参数。Preferably, the parameters include at least one of: parameters related to the type, status, content, review process of the patent; parameters related to the citation and citation of the patent; parameters related to the layout of the patent; Parameters related to the maintenance of patents; parameters related to the inventor and applicant of the patent; parameters related to the operation of the patent; and parameters related to patent disputes and disputes.
优选地,所述选取影响专利价值度的参数包括:选取影响专利价值度的因素和用于评价所述因素的子参数;根据所述子参数来评价所述因素,将评价结果作为所选取的参数。Preferably, the selecting parameters affecting the patent value includes: selecting a factor affecting the patent value and a sub-parameter for evaluating the factor; evaluating the factor according to the sub-parameter, and using the evaluation result as the selected one. parameter.
优选地,所述方法还包括:在选取专利样本之后,基于所选取的专利数据样本建立所选取的参数与专利价值度之间的关系图谱;并且所述评价公式是基于所述关系图谱来建立的。Preferably, the method further comprises: after selecting the patent sample, establishing a relationship map between the selected parameter and the patent value based on the selected patent data sample; and the evaluation formula is established based on the relationship map of.
优选地,所述根据预设的专利价值度评价标准选取专利数据样本包括:选取符合预设的第一条件的专利作为第一组专利数据样本;选取符合预设的第二预设条件的专利作为第二组专利数据样本。Preferably, the selecting the patent data sample according to the preset patent value evaluation standard comprises: selecting a patent that meets the preset first condition as the first group of patent data samples; and selecting a patent that meets the preset second preset condition As a second set of patent data samples.
优选地,所述第二组专利数据样本是从第一组专利数据样本中选取的,所述第一条件包括记载于国专利数据库中的全部发明和实用新型,所述第二条件包括以下中的至少一个:发生过专利侵权诉讼并获得胜诉的专利;维持缴费至专利期届满的专利;投入运营并获取回报的专利;被请求无效并且被判维持有效的中国专利;形成行业规范的专利;被用超过预设次数的专利;多国申请的专利。Preferably, the second set of patent data samples are selected from a first set of patent data samples, the first condition including all inventions and utility models described in the national patent database, the second condition including the following At least one of: a patent infringement lawsuit and a successful patent; a patent that maintains the payment until the expiration of the patent period; a patent that is put into operation and receives a return; a Chinese patent that is requested to be invalid and sentenced to remain valid; and an industry-standardized patent; A patent that has been used more than a preset number of times; a patent applied for in multiple countries.
优选地,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:计算所选取的参数在第一组专利数据样本中的分布;计算所选取的参数在第二组专利数据样本中的分布;计算所选取的参数在第一组专利数据样本中的分布与所选取的参数在第二组专利数据样本中的分布之间的比较结果;以及基于所述比较结果拟合所选取的参数与所述比较结果之间的关系式,作为体现所选取的参数与专利价值度之间的关系的评价公式。Preferably, the evaluating formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample comprises: calculating a distribution of the selected parameter in the first set of patent data samples; calculating the selected The distribution of parameters in the second set of patent data samples; the comparison between the distribution of the selected parameters in the first set of patent data samples and the distribution of the selected parameters in the second set of patent data samples; The comparison result fits the relationship between the selected parameter and the comparison result as an evaluation formula that reflects the relationship between the selected parameter and the patent value.
优选地,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:提取参数的每个值所对应的专利;对每个值所对应的专利进行专利价值度评价,并基于评价结果来设定参数的该值对专利价值度的影响力;基于参数的各个值对专利价值度的影响力来获得体现参数与专利价值度之间关系的评价公式。Preferably, the evaluation formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample comprises: extracting a patent corresponding to each value of the parameter; performing a patent corresponding to each value The evaluation of patent value, and based on the evaluation result, the influence of the value of the parameter on the patent value; the evaluation formula of the relationship between the parameter and the patent value based on the influence of each value of the parameter on the patent value .
优选地,所述专利数据样本包括单件专利的专利数据样本或者由多件专利转换成的复合专利的专利数据样本。Preferably, the patent data sample comprises a patent data sample of a single patent or a patent data sample of a composite patent converted from a plurality of patents.
优选地,所选取的参数有多个,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:针对每个所选取的参数,分别基于所选取的专利数据样本建立体现该参数与专利价值度之间关系的子评价公式;将子评价公式的加权和,作为针对所选取的全体参数的评价公式。Preferably, there are multiple selected parameters, and the evaluation formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample includes: selecting, for each selected parameter, respectively The patent data sample establishes a sub-evaluation formula that reflects the relationship between the parameter and the patent value; the weighted sum of the sub-evaluation formula is used as an evaluation formula for the selected all parameters.
优选地,所选取的参数分为多组,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:针对每个所选取的每一组参数,分别基于所选取的专利数据样本建立体现该组参数与专利价值度之间关系的子评价公式;将子评价公式的加权和,作为针对所选取的全体参数的评价公式。Preferably, the selected parameters are divided into multiple groups, and the evaluation formula for establishing a relationship between the selected parameters and the patent value based on the selected patent data samples includes: for each selected group of parameters, Based on the selected patent data samples, a sub-evaluation formula reflecting the relationship between the set of parameters and the patent value is established; the weighted sum of the sub-evaluation formulas is used as an evaluation formula for all selected parameters.
优选地,还包括:接收其他参数;基于所述其他参数建立用于从评价专利价值度的至少一个其他模型,将所述其他模型与所建立的评价公式组合以得到最终构建的专利价值度评价模型。Preferably, the method further comprises: receiving other parameters; establishing at least one other model for evaluating the patent value based on the other parameters, combining the other models with the established evaluation formula to obtain a final constructed patent value evaluation model.
根据本公开的第二方面,提供了一种计算机可读存储介质,用于存储指令,所述指令在被处理器执行时使处理器执行根据上面任一项所述的构建专利价值度评价模型的方法。According to a second aspect of the present disclosure, a computer readable storage medium is provided for storing instructions that, when executed by a processor, cause a processor to perform a build patent value evaluation model according to any of the above Methods.
根据本公开的第三方面,提供了一种专利价值度评价方法,其特征在于,包括:构建专利价值度评价模型;根据所构建的专利价值度评价模型对目标专利进行评价;以及根据对目标专利的评价结果来优化专利价值度评价模型,其中,所述构建专利价值度评价模型包括:选取影响专利价值度的参数;根据预设的专利价值度评价标准选取专利数据样本;基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式。According to a third aspect of the present disclosure, a patent value evaluation method is provided, which comprises: constructing a patent value evaluation model; evaluating a target patent according to the constructed patent value evaluation model; The patent evaluation result is used to optimize the patent value evaluation model, wherein the construction patent value evaluation model includes: selecting parameters affecting the patent value; selecting patent data samples according to the preset patent value evaluation criteria; The patent data sample establishes an evaluation formula that reflects the relationship between the selected parameters and the patent value.
优选地,所构建的专利价值度评价模型包括第一模型以及与第一模型不同的第二模型,所述根据对目标专利的评价结果来优化专利价值度评价模型包括:将被第一模型和/或第二模型评价为价值度在期望范围的目标专利作为参考专利;以及利用所述参考专利来更新用于构建第一模型和/或第二模型的专利数据样本。Preferably, the constructed patent value evaluation model includes a first model and a second model different from the first model, and the patent value evaluation model is optimized according to the evaluation result of the target patent, including: the first model and And/or the second model is evaluated as a target patent whose value is in the desired range as a reference patent; and the reference patent is used to update the patent data sample for constructing the first model and/or the second model.
优选地,所构建的专利价值度评价模型包括第一模型,所述根据对目标专利的评价结果来优化专利价值度评价模型包括:将被第一模型评价为价值度在期望范围的目标专利作为参考专利;以及利用所述参考专利来更新用于构建第一模型的专利数据样本。Preferably, the constructed patent value evaluation model includes a first model, and the optimization of the patent value evaluation model according to the evaluation result of the target patent includes: the first model is evaluated as a target patent whose value is within a desired range. Reference patents; and using the reference patents to update patent data samples used to construct the first model.
优选地,所构建的专利价值度评价模型包括第一模型以及与第一模型不同的第二模型,所述专利价值度评价方法还包括:分别使用第一模型和第二模型对预先选定的验证数据进行评价以得到第一评价结果和第二评价结果;将第一评价结果与第二评价结果相比较;基于比较结果来调整第一模型和/或第二模型。Preferably, the constructed patent value evaluation model includes a first model and a second model different from the first model, and the patent value evaluation method further includes: pre-selecting the first model and the second model respectively The verification data is evaluated to obtain a first evaluation result and a second evaluation result; the first evaluation result is compared with the second evaluation result; and the first model and/or the second model are adjusted based on the comparison result.
优选地,所构建的专利价值度评价模型包括第一模型,所述专利价值度评价方法还包括:使用第一模型对预先选定的验证数据进行评价以获得第一评价结果;评价构建第一模型所使用的专利数据样本以获得第二评价结果;将第一评价结果与第二评价结果相比较;基于比较结果来调整第一模型。Preferably, the constructed patent value evaluation model includes a first model, and the patent value evaluation method further includes: using the first model to evaluate the pre-selected verification data to obtain the first evaluation result; The patent data sample used by the model obtains a second evaluation result; the first evaluation result is compared with the second evaluation result; and the first model is adjusted based on the comparison result.
优选地,所述专利价值度评价方法还包括:在根据所构建的专利价值度评价模型对目标专利进行评价之后,将评价结果进行归一化处理以转换成在预设范围内的评价分数值。Preferably, the patent value evaluation method further comprises: after evaluating the target patent according to the constructed patent value evaluation model, normalizing the evaluation result to be converted into an evaluation score value within a preset range. .
优选地,所述目标专利包括专利组,所述根据所构建的专利价值度评价模型对目标专利进行评价包括:根据所构建的专利价值度评价模型来评价专利组中的每件专利;对专利组中各件专利的评价结果进行数学运算以得到针对所述专利组的评价结果。Preferably, the target patent includes a patent group, and the evaluation of the target patent according to the constructed patent value evaluation model includes: evaluating each patent in the patent group according to the constructed patent value evaluation model; The evaluation results of each patent in the group were mathematically calculated to obtain evaluation results for the patent group.
根据本公开的第四方面,还提供了一种计算机可读存储介质,用于存储指令,所述指令在被处理器执行时使处理器执行根据上面任一项所述的专利价值度评价方法。According to a fourth aspect of the present disclosure, there is also provided a computer readable storage medium storing instructions that, when executed by a processor, cause a processor to perform the patent value evaluation method according to any of the above .
附图说明DRAWINGS
为了更清楚地说明本公开实施例的技术方案,下面将对实施例的附图作简单介绍,显而易见地,下面的描述中的附图仅涉及本公开的一些实施例,而非对本公开的限制。In order to more clearly illustrate the technical solutions of the embodiments of the present disclosure, the drawings of the embodiments will be briefly described below. It is obvious that the drawings in the following description relate only to some embodiments of the present disclosure, and are not to limit the disclosure. .
图1示出了根据本公开实施例的构建专利价值度评价模型的方法的示意流程图。FIG. 1 shows a schematic flow chart of a method of constructing a patent value evaluation model in accordance with an embodiment of the present disclosure.
图2A示出了根据本公开实施例的中国专利中不同权利要求数量的专利在第一专利数据样本中出现的概率的示意图。2A is a diagram showing the probability that a number of patents of different claims in the Chinese patent appear in the first patent data sample according to an embodiment of the present disclosure.
图2B示出了根据本公开实施例的中国专利中不同权利要求数量的专利在第二专利数据样本中出现的概率的示意图。2B is a diagram showing the probability that a number of patents of different claims in the Chinese patent appear in the second patent data sample according to an embodiment of the present disclosure.
图2C示出了根据本公开实施例的中国专利中不同权利要求数量的专利在第一和第二专利数据样本中出现的概率的比较。2C shows a comparison of the probability of occurrence of patents of different claims in the Chinese patent in the first and second patent data samples in accordance with an embodiment of the present disclosure.
图3A示出了根据本公开实施例的美国专利中不同权利要求数量的专利在第一专利数据样本中出现的概率。3A illustrates the probability of occurrence of a number of patents of different claims in a first patent data sample in accordance with an embodiment of the present disclosure.
图3B示出了根据本公开实施例的美国专利中不同权利要求数量的专利在第二专利数据样本中出现的概率。3B illustrates the probability of occurrence of a number of patents of different claims in a U.S. patent in a second patent data sample in accordance with an embodiment of the present disclosure.
图3C示出了根据本公开实施例的美国专利中不同权利要求数量的专利在第一和第二专利数据样本中出现的概率的比较。3C illustrates a comparison of the probabilities of the number of patents of different claims in the U.S. patents in the first and second patent data samples in accordance with an embodiment of the present disclosure.
图4示出了中国高价值专利与普通专利权利要求数量分布情况关系拟合曲线。Figure 4 shows the fitting curve of the relationship between the number distribution of Chinese high-value patents and ordinary patent claims.
图5示出了根据本公开实施例的专利价值度评价方法的示意流程图。FIG. 5 shows a schematic flow chart of a patent value evaluation method according to an embodiment of the present disclosure.
图6示出了根据本公开实施例的专利价值度的综合评价结果的示意图。FIG. 6 shows a schematic diagram of a comprehensive evaluation result of patent value according to an embodiment of the present disclosure.
图7A示出了利用本公开实施例的专利价值度评价方法对第一届至第十八届中国专利奖获奖专利的价值度分析图表。FIG. 7A is a graph showing the value analysis of the patents of the first to the eighteenth China Patent Awards by using the patent value evaluation method of the embodiment of the present disclosure.
图7B示出了用本公开实施例的专利价值度评价方法对ETSI中国标准必要专利的价值度分析图表。FIG. 7B is a graph showing the value analysis of the ETSI Chinese standard essential patent by the patent value evaluation method of the embodiment of the present disclosure.
图7C示出了用根据本公开实施例的专利价值度评价方法对单件专利的综合价值度评价及各维度专利价度评价的展示。FIG. 7C illustrates the evaluation of the comprehensive value of a single patent and the evaluation of the patent price of each dimension by the patent value evaluation method according to an embodiment of the present disclosure.
图8A示出了利用根据本公开的实施例的专利价值度评价方法进行专利价值度评价的用户界面的示意图。FIG. 8A shows a schematic diagram of a user interface for patent value evaluation using a patent value evaluation method according to an embodiment of the present disclosure.
图8B示出了利用根据本公开的实施例的专利价值度评价方法筛选出的高价值专利的申请人的专利布局的示意图。FIG. 8B shows a schematic diagram of the applicant's patent layout using the patented value evaluation method according to an embodiment of the present disclosure.
具体实施方式detailed description
为使本公开实施例的目的、技术方案和优点更加清楚,下面将结合本公开实施例的附图,对本公开实施例的技术方案进行清楚、完整的描述。显然所描述的实施例是本公开的一部分实施例,而不是全部的实施例。基于所描述的本公开的实施例,本领域普通技术人员在无需创造性劳动的前提下所获得的所有其他实施例,都属于本公开保护的范围。The technical solutions of the embodiments of the present disclosure will be clearly and completely described in the following description of the embodiments of the present disclosure. It is apparent that the described embodiments are part of the embodiments of the present disclosure, and not all of the embodiments. All other embodiments obtained by a person of ordinary skill in the art based on the described embodiments of the present disclosure without departing from the scope of the invention are within the scope of the disclosure.
本公开提供了一种构建专利价值度评价模型的方法、专利价值度评价方法和计算机可读存储介质,没有采用专家打分的方法,而是利用大数据分析的方法分别获取各参数对专利价值的影响,从而建立专利价值度的评价公式,得到专利价值度模型。一方面能够有针对性地生成客观、准确的评价模型,另一方面能提高专利价值度评价的准确性。The present disclosure provides a method for constructing a patent value evaluation model, a patent value evaluation method, and a computer readable storage medium. Instead of using an expert scoring method, the method of using big data analysis separately obtains the patent value of each parameter. Influence, and thus establish an evaluation formula of patent value, and obtain a patent value model. On the one hand, it can generate objective and accurate evaluation models in a targeted manner, and on the other hand, it can improve the accuracy of patent value evaluation.
图1示出了根据本公开实施例的构建专利价值度评价模型的方法的示意流程图。FIG. 1 shows a schematic flow chart of a method of constructing a patent value evaluation model in accordance with an embodiment of the present disclosure.
在步骤S101,选取影响专利价值度的参数。In step S101, parameters affecting the patent value are selected.
以下表1给出了影响专利价值度的参数的示例。可以根据需要从表1中选取期望的参数。为确保模型建立的全面性,在建立专利价值度评价模型之初,应尽量将可能影响专利价值度的各类因素都找出来,其中既包括国际普遍采用的评价指标,也包括根据中国专利保护状况特点总结出来的指标,既包括与专利本身直接相关的直接参数,也包括与申请人、代理机构和专利所属技术领域相关的间接参数。An example of the parameters affecting the patent value is given in Table 1 below. The desired parameters can be selected from Table 1 as needed. In order to ensure the comprehensiveness of the model establishment, at the beginning of the establishment of the patent value evaluation model, all kinds of factors that may affect the patent value should be found out, including the evaluation indicators commonly used internationally, and also according to the Chinese patent protection. The indicators summed up by the characteristics of the situation include both direct parameters directly related to the patent itself, as well as indirect parameters related to the technical fields of the applicant, the agency and the patent.
表1Table 1
Figure PCTCN2018098245-appb-000001
Figure PCTCN2018098245-appb-000001
Figure PCTCN2018098245-appb-000002
Figure PCTCN2018098245-appb-000002
Figure PCTCN2018098245-appb-000003
Figure PCTCN2018098245-appb-000003
Figure PCTCN2018098245-appb-000004
Figure PCTCN2018098245-appb-000004
Figure PCTCN2018098245-appb-000005
Figure PCTCN2018098245-appb-000005
Figure PCTCN2018098245-appb-000006
Figure PCTCN2018098245-appb-000006
Figure PCTCN2018098245-appb-000007
Figure PCTCN2018098245-appb-000007
Figure PCTCN2018098245-appb-000008
Figure PCTCN2018098245-appb-000008
Figure PCTCN2018098245-appb-000009
Figure PCTCN2018098245-appb-000009
在步骤S102,根据预设的专利价值度评价标准选取专利数据样本。In step S102, a patent data sample is selected according to a preset patent value evaluation standard.
在本步骤中,可以选取符合预设的第一条件的专利作为第一组专利数据样本,选取符合预设的第二预设条件的专利作为第二组专利数据样本。例如可以根据人们对专利价值评价的一般标准选取已知高价值专利的样本和普通专利的样本。In this step, the patent that meets the preset first condition may be selected as the first group of patent data samples, and the patent that meets the preset second preset condition is selected as the second group of patent data samples. For example, samples of known high-value patents and samples of common patents may be selected according to the general criteria for evaluation of patent value.
例如可以选取符合以下至少一个标准的专利作为已知高价值的专利样本:1.参与过侵权诉讼并获得实质性胜诉的专利;2.维持缴费至专利期届满的长寿专利;3.专利权人通过实施、许可或转让等方式将专利投入 运营并获取高额价值的专利;4.被提出无效请求且被判维持有效的专利;5.被纳入标准或通过实际应用形成事实标准而成为行业规范的基础专利;6.被用超过预设次数的专利;7.多国申请的专利,例如通过国际合作条约PCT、巴黎公约或其他方式向多个国家申请的专利;8.其他对行业的技术或市场产生重大影响的专利。For example, a patent that meets at least one of the following criteria may be selected as a patent sample of known high value: 1. a patent that has participated in an infringement lawsuit and obtained a substantial victory; 2. a longevity patent that maintains the payment until the expiration of the patent period; 3. the patentee Putting patents into operation and obtaining high-value patents through implementation, licensing, or transfer; 4. Patentes that are submitted for invalidation and are judged to remain valid; 5. Be incorporated into standards or form factual standards through practical application to become industry norms Basic patents; 6. patents that have been used more than a predetermined number of times; 7. patents filed in multiple countries, such as patents filed in multiple countries through the PCT, Paris Convention or other means; 8. Other technologies for the industry or Patents that have a significant impact on the market.
一方面由于中国专利诉讼发展水平与美国相比相差甚远,无论从可选取的数据样本数量还是质量上都不能满足分析需求。以专利的维护期限为例,维持缴费至专利期届满的中国发明专利截至2017年12月共有2156件,其中20%都属于中国石化集团,可见中国当前的专利期届满的专利主要来自于国企,与具体价值关系较小。另一方面,相关数据的缺失也会造成高价值专利数据样本提取的障碍。例如,专利权人能够明确专利应用情况及运营价值的专利在中国并不多,缺乏足够的有效数据支撑。因此,我们在选择中国高价值专利数据样本时,应当从实际出发,不能照搬理论。On the one hand, because the level of development of patent litigation in China is far from that in the United States, it is impossible to meet the analytical needs in terms of the number and quality of data samples that can be selected. Taking the maintenance period of patents as an example, the number of Chinese invention patents that have been paid until the expiration of the patent period has reached 2,156 as of December 2017, 20% of which belong to Sinopec Group. It can be seen that the patents expired in China's current patent period mainly come from state-owned enterprises. Less relevant to specific values. On the other hand, the lack of relevant data can also cause obstacles in the extraction of high-value patent data samples. For example, patent holders can clarify the patent application and operational value of patents in China, and there is not enough effective data support. Therefore, when we choose China's high-value patent data samples, we should proceed from reality and cannot copy the theory.
作为示意,本实施例以中国专利数据库中选取的发生无效且被维持有效的2305个发明专利作为简化的高价值专利分析样本。相对而言,中国专利被提出无效请求且被判维持有效的专利数量样本充足,花费人力财力对专利提起无效说明该专利在产业中已经应用或对产业产生了一定影响,可以从侧面印证专利的价值。As an illustration, the present embodiment uses 2,305 invention patents selected in the Chinese patent database that are invalid and maintained effective as a simplified sample of high-value patent analysis. Relatively speaking, the Chinese patent is invalidated and the number of patents that have been validated is sufficient. The cost of human and financial resources is invalid. It indicates that the patent has been applied in the industry or has an impact on the industry. value.
而作为对比用的普通专利样本,可以直接选取中国专利数据库的全部发明及实用新型专利,其统计数据全面反映了全库专利中权利要求数量的分布情况。As a common patent sample for comparison, all inventions and utility model patents of the Chinese patent database can be directly selected, and the statistical data fully reflects the distribution of the number of claims in the whole library patent.
当然,本公开的实施例不限于此,专利数据样本的选择标准可以根据需要来调整,例如可以选取某个申请人的全部专利作为普通价值专利数据样本,而从该申请人的全部专利中选取符合预设条件的专利作为高或低价值专利数据样本。在一些实施例中,高或低价值专利数据样本的选择也可以不限于普通价值专利数据样本的范围,也可以从其他范围内进行选取。Certainly, the embodiment of the present disclosure is not limited thereto, and the selection criteria of the patent data sample may be adjusted according to requirements. For example, all patents of an applicant may be selected as a sample of common value patent data, and all patents of the applicant are selected. A patent that meets the pre-determined conditions is used as a sample of high or low value patent data. In some embodiments, the selection of high or low value patent data samples may also be selected from a range of generic value patent data samples, or may be selected from other ranges.
另外,上述专利数据样本可以是关于普通单件专利的数据样本,也 可以由多件专利处理成单件专利形式的复合专利的数据样本。例如,同族专利通常包括多件彼此关联的专利,例如基于相同的优先权分别向多个国家申请的专利。在一些情况下,可以在数据库中将同族专利中各个专利的特征参数进行整合,从而转化成单件专利的形式,以便于检索和分析。举例来说,由同族专利转化成的单件专利的申请人可以是同族专利的各个申请人的合集,权利要求个数可以是各个同族专利的权利要求数目之和或者平均值等等。本实施例的专利数据样本涵盖了这种情况,例如可以针对这种转换成单件专利形式的同族专利提取专利数据样本,以便建立专利价值度评价模型来评价同族专利的价值度。在这种情况下,由于单一专利与专利族在参数、权重以及各个参数之间的关系等方面存在差异,本实施例可以针对同族专利的价值度评价模型可以在对全球的专利家族数据进行统计、分析的基础上来构建,而不是对家族中单个专利价值评分的简单累加或者将专利家族中所有专利的相应参数进行简单地累计后按照单个专利的价值度评价模型进行评价。In addition, the above patent data sample may be a data sample of a common single-piece patent, or may be processed into a single-piece patent form of a composite patent data sample by a plurality of patents. For example, a family of patents typically includes multiple pieces of patents that are related to each other, such as patents that are filed in multiple countries based on the same priority. In some cases, the feature parameters of each patent in the family patent can be integrated in the database to be converted into a single patent form for retrieval and analysis. For example, an applicant for a single patent converted from a family patent may be a collection of individual applicants of the same family patent, and the number of claims may be the sum or average of the number of claims of each family patent. The patent data sample of this embodiment covers this situation. For example, the patent data sample of the same family patent converted into a single patent form can be extracted to establish a patent value evaluation model to evaluate the value of the family patent. In this case, because of the difference in the relationship between the single patent and the patent family in terms of parameters, weights, and various parameters, this embodiment can be used to evaluate the patent family data of the global family for the value evaluation model of the same family patent. Based on the analysis, it is not a simple accumulation of the individual patent value scores in the family or simply accumulating the corresponding parameters of all patents in the patent family and then evaluating them according to the value evaluation model of a single patent.
在步骤S103,建立所选参数与专利价值度的关系图谱。In step S103, a relationship map between the selected parameter and the patent value is established.
高价值专利的分析样本确定后,就可根据前面预先选定的评价参数列表逐一计算其与专利价值度的关联关系了。本实施例中,选取权利要求数量作为影响专利价值度的参数,以此为例来进行说明。After the analysis sample of the high-value patent is determined, the association relationship with the patent value can be calculated one by one according to the previously selected evaluation parameter list. In this embodiment, the number of claims is selected as a parameter affecting the patent value, and this is taken as an example for explanation.
根据专利法的规定,发明或者实用新型专利权的保护范围以其权利要求的内容为准。实际上,每个权利要求的范围都是通过文字描述的,很难具体量化。虽然权利要求的数量不能直接反映专利要求保护的范围,但权利要求的数量可以从一定程度上反映专利要求的保护范围和权利的稳定性。一方面,权利要求数量多,可能说明专利的技术方案更加复杂,或发明内容更加丰富。其中独立权利要求数量越多,说明对同一发明构思进行保护的视角越大,或者根据这一发明构思衍生出来的技术方案越多,相对来说专利的保护范围也就越大;从属权利要求数量越多,也说明相应独立权利要求衍生出来的技术方案越多,或者对技术方案的改进更加细致,在独立权利要求不能维持的情况下,可尽可能保留更大的保护范围,尽可能维持权利的稳定性。另一方面,如前所述,根据中国专 利法的规定,权利要求数量超过10个时,在申请时需要缴纳附加费,同时,代理人在撰写过程中付出的劳动更多,支付的专利代理费用也可能会随之升高,导致申请人在申请专利时付出的代价也相对提高。因此,从理论上分析,权利要求数量多的专利,其形成高价值专利的概率也会更大。According to the provisions of the Patent Law, the scope of protection of patents for inventions or utility models is subject to the contents of the claims. In fact, the scope of each claim is described by words and is difficult to quantify. Although the number of claims does not directly reflect the scope of patent claims, the number of claims may reflect the scope of protection of patent claims and the stability of rights to some extent. On the one hand, the number of claims is large, which may indicate that the technical solution of the patent is more complicated, or the invention content is more abundant. The greater the number of independent claims, the greater the perspective of protecting the same inventive concept, or the more technical solutions derived from the inventive concept, the greater the scope of patent protection; the number of dependent claims The more the number of technical solutions derived from the corresponding independent claims, or the more detailed the improvement of the technical solutions, the greater the scope of protection can be retained as far as the independent claims cannot be maintained, and the rights should be maintained as much as possible. Stability. On the other hand, as mentioned above, according to the provisions of the Chinese Patent Law, when the number of claims exceeds 10, the surcharge is required at the time of application, and at the same time, the agent pays more labor in the writing process, and the patent agent pays. Fees may also increase, resulting in a relatively high cost to the applicant when applying for a patent. Therefore, theoretically, patents with a large number of claims will have a higher probability of forming high-value patents.
为了验证上述理论,下面以中国专利和美国专利为例进行说明。In order to verify the above theory, the following is an example of a Chinese patent and a US patent.
在本步骤中,可以针对权利要求的数量分布情况建立高价值专利与普通专利的对比关系表。分别计算高价值专利样本和全库专利(注:本实施例中采用的全库专利包括截至2017年10月25日前中国的全部发明申请和全部实用新型专利)中权利要求数等于n(n是大于等于1的自然数)的专利数量,以及该专利数量分别在高价值专利和普通专利中所占的比例。In this step, a comparison table between the high value patent and the ordinary patent can be established for the quantity distribution of the claims. Calculate high-value patent samples and whole-library patents separately (Note: The total library patents used in this example include all invention applications and all utility model patents in China as of October 25, 2017). The number of claims is equal to n (n is The number of patents with a natural number greater than or equal to 1, and the proportion of the number of patents in high-value patents and ordinary patents, respectively.
图2A示出了根据本公开实施例的中国专利中不同权利要求数量的专利在第一专利数据样本(普通专利)中出现的概率的示意图。图2B示出了根据本公开实施例的中国专利中不同权利要求数量的专利在第二专利数据样本(高价值专利样)中出现的概率的示意图。图2C示出了根据本公开实施例的中国专利中不同权利要求数量的专利在第一和第二专利数据样本中出现的概率的比较。2A is a diagram showing the probability of occurrence of patents of different claims in the Chinese patent in the first patent data sample (general patent) according to an embodiment of the present disclosure. 2B is a diagram showing the probability of occurrence of patents of different claims in the Chinese patent in the second patent data sample (high value patent sample) according to an embodiment of the present disclosure. 2C shows a comparison of the probability of occurrence of patents of different claims in the Chinese patent in the first and second patent data samples in accordance with an embodiment of the present disclosure.
从图2A和2B可以看出,无论对于普通专利,还是对于高价值专利,当权利要求数量从1开始递增时,图标均呈现先上升再下降的趋势。只是普通专利在权利要求数量大于3时就开始下降了,而高价值专利,在权利要求数量大于10以后才开始下降。As can be seen from Figures 2A and 2B, for both the general patent and the high value patent, when the number of claims increases from 1, the icons all show a tendency to rise first and then decrease. Only ordinary patents begin to decline when the number of claims is greater than 3, while high-value patents begin to decline after the number of claims is greater than 10.
接下来分别计算专利权利要求数量为n的高价值专利在高价值专利中出现的概率与专利权利要求数量为n的普通专利在全库中出现的概率倍数,得出二者之间的关系,如图2C所示。从图2C可以看出,当权利要求数量小于等于6时,高价值专利的权利要求数量占比小于普通专利的数量,当权利要求数量大于6时,高价值专利的数量占比总体高于普通价值,且高出的倍数基本呈线性增长的趋势。说明相对于普通专利而言,高价值专利的权利要求数量相对较多,且权利要求数量越大,高价 值专利发生的概率也越大,这与我们当初的预期趋势是相符的。Next, the probability of occurrence of high-value patents with a number n of patent claims in high-value patents and the probability multiples of ordinary patents with a number of patent claims n in the whole library are calculated, and the relationship between the two is obtained. As shown in Figure 2C. As can be seen from FIG. 2C, when the number of claims is less than or equal to 6, the number of claims of high-value patents is less than the number of common patents. When the number of claims is greater than 6, the proportion of high-value patents is generally higher than ordinary. The value, and the multiples that are higher, tend to increase linearly. Compared with ordinary patents, the number of claims for high-value patents is relatively large, and the greater the number of claims, the greater the probability that high-value patents will occur, which is consistent with our original expected trend.
为更清楚地表示专利价值与权利要求数量的关系,我们可以将以上散点图简单拟合成一维的线性曲线:y=0.085x+1.0695,其斜率0.085则代表了权利要求数量这一参数对专利价值度的关联度。To more clearly show the relationship between the patent value and the number of claims, we can simply fit the above scatter plot into a one-dimensional linear curve: y=0.085x+1.0695, and its slope of 0.085 represents the number of claims. The degree of relevance of patent value.
事实上,专利的价值与权利要求数量的关系并非一直呈现线性增长的趋势。从上图可以看出,当权利要求数量较少时(如权利要求数量小于10时),专利价值随权利要求数量增长的变化趋势比较陡峭,而随着权利要求数量的继续增大,数量对专利价值的影响会逐步降低并趋于平缓。因此,在构建专利参数与专利价值的关系时,我们会给出一个更加复杂准确的拟合策略。In fact, the relationship between the value of patents and the number of claims does not always show a linear growth trend. As can be seen from the above figure, when the number of claims is small (if the number of claims is less than 10), the trend of patent value increases with the number of claims is steep, and as the number of claims continues to increase, the number is The impact of patent value will gradually decrease and tend to be flat. Therefore, when constructing the relationship between patent parameters and patent value, we will give a more complex and accurate fitting strategy.
通过图2A至2C可以看出,当权利要求数量上升到一定数量时(本例中,当n大于23时),数据的分布呈现离散的趋势。这是由于上述高价值专利样本仅仅是作为案例演示用的,因此样本数量较少,当权利要求数量较大时,存在样本数量缺失的情况。如果高价值专利的数据样本足够大,上述的离散现象就会逐渐弱化,但不会消失,因为实际上高价值专利也有权利要求较少的情形,低价值专利也有权利要求数量较多的情况,权利要求的数量只能反映高价值专利发生的概率,不能绝对代表专利价值的高低。As can be seen from Figures 2A through 2C, when the number of claims rises to a certain number (in this example, when n is greater than 23), the distribution of data presents a discrete trend. This is because the above-mentioned high-value patent samples are only used as case demonstrations, so the number of samples is small, and when the number of claims is large, there is a case where the number of samples is missing. If the data sample of a high-value patent is large enough, the above-mentioned discrete phenomenon will gradually weaken, but it will not disappear, because in fact, high-value patents also have fewer claims, and low-value patents also have a larger number of claims. The number of claims can only reflect the probability of a high-value patent occurring, and cannot absolutely represent the level of patent value.
此外,从图2A至2C可以看出,当权利要求数为10时,高价值专利分布占比与普通专利相比出现“跳水”的现象,按照前后数据的趋势,当权利要求数为10时,高价值专利的占比应当是普通专利的2倍左右,而统计图中则仅为0.75,比权利要求数量是6、7、8、9的权利要求数值均小,更小于权利要求数量大于10的高价值专利占比。并非是权利要求数量为10的专利的价值从概率上讲一定会小,问题仍然出自于专利样本。根据上面所述的高价值专利的筛选条件,得到的样本中绝大多数都是授权的发明专利。发明专利在授权之前需要经过实质审查,在实质审查中,多数专利的权利要求都会遭遇审查员的质疑而进行局部修改,导致最终授权的专利的权利要求数与最初申请时的数量有差异(通常是减少)。而代表普通专利样本的“全库”的专利则包括了中国全部的发明申请和实用 新型专利,这些专利是没有经过实质审查的。而鉴于中国专利收费标准中对权利要求附加费的规定,很多申请人或代理人习惯于将权利要求的数量限于10项或10项以内,因此导致了未经实审的专利中,权利要求数量为10的专利分布概率较高,而使统计数据看起来异常。类似地,在上述散点图中,权利要求数量分别为20、30、40等个位为0的统计数值也都或多或少呈现异常现象,也均与此或多有一些关系(有些人在撰写权利要求时喜欢“凑整数”)。我们在实际构建专利价值度评价公式时,可以通过忽略这些异常的数据点,从而更加真实地还原专利参数与专利价值的关系。In addition, as can be seen from FIGS. 2A to 2C, when the number of claims is 10, the proportion of the distribution of high-value patents is "diving" compared with the ordinary patent, according to the trend of the data before and after, when the number of claims is 10 The proportion of high-value patents should be about 2 times that of ordinary patents, while the statistical chart is only 0.75, which is smaller than the claims number of 6, 7, 8, and 9, and less than the number of claims. 10% of high-value patents. The value of a patent that is not a claim number of 10 is necessarily small in probability, and the problem still arises from the patent sample. According to the screening conditions of the high-value patents described above, the vast majority of the samples obtained are authorized invention patents. Invention patents need to undergo substantive examination before authorization. In the substantive examination, most patent claims will be partially modified by the examiner's question, resulting in a difference in the number of patents for the final authorization from the original application (usually Is reduced). The “full library” patent representing the common patent sample includes all the invention applications and utility model patents in China, and these patents have not been substantively examined. In view of the provisions of the Chinese patent charging standard for the surcharge of claims, many applicants or agents are accustomed to limit the number of claims to 10 or 10, thus resulting in the number of claims in unlicensed patents. A patent with a probability of 10 has a higher distribution probability, making the statistics look abnormal. Similarly, in the above scatter plot, the statistical values of the number of claims of 20, 30, 40, etc., which are 0, are more or less anomalous, and all have some relationship with this or some (some people I like to "make integers" when writing claims. When we actually construct the patent value evaluation formula, we can more realistically restore the relationship between patent parameters and patent value by ignoring these abnormal data points.
当然,仅靠一个简单的高价值专利样本模型反映出来的函数不一定十分精确,解决的办法有以下几种:一是提高高价值专利样本的数量和其中包含的高价值专利的纯度;二是构建不同的高价值专利样本模型,分别进行背对背的计算,之后分别进行对比,找出原因并进行相应调整;三是利用初步构建的高价值专利模型对多组随机抽样的专利样本进行分组,通过对分组结果的准确性进行分析,对相关参数的权重进行人工调整。总之,高价值专利的样本模型的构建是一个非常复杂的过程,需要反复计算、对比、调整、验证。Of course, the function reflected by a simple high-value patent sample model is not necessarily very precise. The solutions are as follows: one is to increase the number of high-value patent samples and the purity of the high-value patents contained therein; Construct different high-value patent sample models, perform back-to-back calculations separately, and then compare them separately to find out the causes and adjust accordingly. Third, use the preliminary constructed high-value patent model to group multiple sets of randomly sampled patent samples. The accuracy of the grouping results is analyzed, and the weights of related parameters are manually adjusted. In short, the construction of a sample model of high-value patents is a very complex process that requires repeated calculations, comparisons, adjustments, and verifications.
此外,考虑到专利数据库整体上是一个动态变化、不断增长的数据集合,随着时间的推移,大数据统计的结果和反映的规律也会不断发生变化,因此,在建立专利价值度评价模型时,还需定期对模型进行校验和调整。In addition, considering that the patent database as a whole is a dynamic and ever-increasing data set, the results of the big data statistics and the laws of reflection will continue to change over time. Therefore, when establishing the patent value evaluation model It is also necessary to periodically check and adjust the model.
在上述专利数量和评价参数的关系图谱的建立过程中,我们并没有根据中国专利的参数特点通过专家打分的方法进行特别设置,但这个关系图谱却真实反映了中国专利的真实特点,其原因在于图谱建立的基础是中国的专利数据及从中国专利数据中抽取出来的高价值专利,因此,不会受到其他国家和地区专利特点的影响。In the process of establishing the relationship between the number of patents and the evaluation parameters, we did not make special settings based on the parameters of Chinese patents by expert scoring. However, this relationship map truly reflects the true characteristics of Chinese patents. The basis for the establishment of the map is China's patent data and high-value patents extracted from Chinese patent data, so it will not be affected by the characteristics of patents in other countries and regions.
我们可以以同样的方法,创建美国专利数量和评价参数的关系图谱,并通过比较,发现这两个不同国家在专利数量和专利价值度关系上的差异。下面参考图3A至图3C来说明这一点。作为示例,我们选取美国 2000年以后至今申请并公开的全部专利作为基础样本,并选取其中与ETSI(European Telecommunications Standards Institute,欧洲电信标准化协会)标准相关的标准必要专利(共计18393件)作为高价值专利样本,利用上述方法进行分析后,得到以下关系图谱:In the same way, we can create a relationship map between the number of US patents and evaluation parameters, and by comparison, find the difference in the relationship between the number of patents and the value of patents in these two different countries. This will be explained below with reference to Figs. 3A to 3C. As an example, we select all patents filed and published in the US since 2000, as a basic sample, and select the standard essential patents (a total of 18,393) related to the ETSI (European Telecommunications Standards Institute) standard as high value. The patent sample, after analysis using the above method, obtains the following relationship map:
图3A示出了根据本公开实施例的美国专利中不同权利要求数量的专利在第一专利数据样本中出现的概率。图3B示出了根据本公开实施例的美国专利中不同权利要求数量的专利在第二专利数据样本中出现的概率。图3C示出了根据本公开实施例的美国专利中不同权利要求数量的专利在第一和第二专利数据样本中出现的概率的比较。3A illustrates the probability of occurrence of a number of patents of different claims in a first patent data sample in accordance with an embodiment of the present disclosure. 3B illustrates the probability of occurrence of a number of patents of different claims in a U.S. patent in a second patent data sample in accordance with an embodiment of the present disclosure. 3C illustrates a comparison of the probabilities of the number of patents of different claims in the U.S. patents in the first and second patent data samples in accordance with an embodiment of the present disclosure.
从图3C可以看出,高价值专利与普通专利权利要求数量分布的概率关系为:As can be seen from Figure 3C, the probability relationship between the distribution of high-value patents and common patent claims is:
y=0.0297x+0.5452      (1)y=0.0297x+0.5452 (1)
从等式(1)可以得出权利要求数量这一参数对专利价值度的关联度为0.0297。From equation (1), it can be concluded that the number of claims has a relevance to patent value of 0.0297.
对比图2和图3可以看出:Comparing Figure 2 with Figure 3 can be seen:
(1)对比中美两国权利要求为n的专利在全部样本中出现的概率可以看出,中国专利多数分布在权利要求数小于等于10的区间内,且权利要求数量分别为1和2的专利数量占比分别达到了9.6%和9.8%。除了权利要求等于10之外,出现概率最多的是权利要求数等于3的专利,专利数量在权利要求数量等于3至9的区间内呈逐渐下降趋势,但当权利要求数量大于10时,专利数量出现断崖式突降,当权利要求数大于12时占比基本保持在1%以下。而美国专利,当权利要求数量小于10时,专利数量呈较缓慢的上升趋势,在权利要求等于10至20的区间内基本呈平缓的直线,当权利要求数量大于20时,呈现缓慢的下降趋势,权利要求在20至30的区间内的专利占比基本均大于1%。说明美国普通专利的权利要求数量多数保持在一个较大的数值范围,总体的专利撰写水平要高于中国专利。此外,在权利要求数量等于20时,美国高价值专利及普通专利的分布都呈现明显的突然上升情况,这显然与美国专利权利要求附加费的收取规则有直接关系。(1) Comparing the probability that the patents of China and the United States with the claim n appear in all samples, it can be seen that the majority of Chinese patents are distributed in the interval of the number of claims less than or equal to 10, and the number of claims is 1 and 2 respectively. The proportion of patents reached 9.6% and 9.8% respectively. Except for the claim equal to 10, the most probable occurrence is the patent with the number of claims equal to 3. The number of patents is gradually decreasing in the range of the number of claims equal to 3 to 9, but when the number of claims is greater than 10, the number of patents A cliff-like sudden drop occurs, and when the number of claims is greater than 12, the proportion remains substantially below 1%. In the case of US patents, when the number of claims is less than 10, the number of patents shows a slower upward trend. In the interval where the claims are equal to 10 to 20, the line is basically flat. When the number of claims is greater than 20, the number of patents is slow. The proportion of patents in the range of 20 to 30 is basically greater than 1%. It shows that the number of claims for common patents in the United States is mostly kept in a large range of values, and the overall level of patent writing is higher than that of Chinese patents. In addition, when the number of claims is equal to 20, the distribution of high-value patents and ordinary patents in the United States has a clear sudden rise, which is obviously directly related to the collection rules of the US patent claims surcharge.
(2)对比中美两国权利要求为n的高价值专利的分布概率,可以看到中国高价值专利权利要求的数量在10个以内基本呈上升趋势,当权利要求数量大于10时,虽然在数量分布上有较明显的突降,但后面会从3%左右缓慢下降,当权利要求数量等于21时,依然保持在1%以上。美国的高价值专利随着权利要求数量的增加,依然基本保持先上升后下降的趋势,但总体上,权利要求数量多的专利占比要高于中国的高价值专利。说明中国的高价值专利虽然在平均权利要求数量上比中国的普通专利有了较大提供,但与美国高价值专利相比,仍有一定差距。(2) Comparing the distribution probabilities of high-value patents with Chinese and American claims n, we can see that the number of Chinese high-value patent claims is basically increasing within 10, when the number of claims is greater than 10, although There is a significant drop in the quantity distribution, but it will slowly decrease from around 3%. When the number of claims is equal to 21, it will remain above 1%. With the increase in the number of claims, the number of high-value patents in the United States still basically rises and then declines. However, in general, the proportion of patents with a large number of claims is higher than that of high-value patents in China. It shows that although China's high-value patents have a larger number of average claims than Chinese ordinary patents, there is still a certain gap compared with US high-value patents.
(3)从总体上看,随着权利要求数量的增加,美国高价值专利的平均占比也在提高,但增长速度(斜率)明显低于中国专利,特别是当权利要求数量小于20时,高价值专利与普通专利的数量在概率分布上并无明显优势,说明对于中国专利,权利要求的数量在专利价值方面的表现更为明显,或者说,相对于普通专利,中国高价值专利在权利要求数量上的差别更为显著。(3) Generally speaking, with the increase in the number of claims, the average proportion of high-value patents in the United States is also increasing, but the growth rate (slope) is significantly lower than that of Chinese patents, especially when the number of claims is less than 20, The number of high-value patents and ordinary patents has no obvious advantage in probability distribution, indicating that for Chinese patents, the number of claims is more obvious in terms of patent value, or that Chinese high-value patents are in rights relative to ordinary patents. The difference in the number of requirements is more significant.
在步骤S104,构建专利参数与专利价值关系的评价公式In step S104, an evaluation formula for constructing a relationship between patent parameters and patent value is constructed.
虽然从理论上讲,模型中包含的相关参数越多,对专利价值的概括和描述就会越细致,评价结果应该越准确。但应当考虑到,评价指标的增多也会增大模型的复杂度和运算量,并且有些指标(如专利审查时长)与专利价值的关联关系十分复杂,需要针对具体的情况具体分析,仅仅机械地套用系统数据统计的结果有时反而会对专利价值的判断产生背道而驰的效果;而一些对研究问题有影响但暂时难以全面获得的指标(如部分无效审查决定中被无效权利要求的重要性)也会降低这一研究方法的可行性。对这些专利需要在对实验结果进行认真分析的基础上进行有选择地舍弃。因此,我们需要综合考虑以上因素及实际的图谱测试结果对模型采用的评价参数进行选择。Although in theory, the more relevant parameters are included in the model, the more detailed and detailed the patent value will be, the more accurate the evaluation results should be. However, it should be considered that the increase of evaluation indicators will increase the complexity and calculation of the model, and the relationship between some indicators (such as patent examination duration) and patent value is very complicated. It needs to be analyzed specifically for specific situations, only mechanically. The results of applying systematic data statistics sometimes have the opposite effect on the judgment of patent value; and some indicators that have an impact on research problems but are temporarily difficult to fully obtain (such as the importance of invalid claims in partial invalid review decisions) will also Reduce the feasibility of this research method. These patents need to be selectively discarded on the basis of careful analysis of the experimental results. Therefore, we need to consider the above factors and the actual map test results to select the evaluation parameters used in the model.
确定选用的评价参数后,接下来是分析各参数的实际特点,构建该参数与专利价值关系的评价公式。下面仍以权利要求数量参数为例,说明权利要求数量与专利价值评价公式的构建过程。After determining the selected evaluation parameters, the next step is to analyze the actual characteristics of each parameter and construct an evaluation formula for the relationship between the parameter and the patent value. The following is still taking the claim quantity parameter as an example to illustrate the construction process of the number of claims and the evaluation formula of the patent value.
(1)满足曲线关系的直接参数的专利价值评价公式的构建(1) Construction of patent value evaluation formula for direct parameters satisfying curve relationship
图4示出了中国高价值专利与普通专利权利要求数量分布情况关系拟合曲线。通过对图4的散点图进行深度分析,可以拟合出以下非线性的数学模型:Figure 4 shows the fitting curve of the relationship between the number distribution of Chinese high-value patents and ordinary patent claims. By performing an in-depth analysis of the scatter plot of Figure 4, the following nonlinear mathematical model can be fitted:
Figure PCTCN2018098245-appb-000010
Figure PCTCN2018098245-appb-000010
其中,Vi即指第i个专利参数对专利价值的贡献。M为Vi能取到的最大值,p为参数值,K为Vi趋于平缓时p的取值。Among them, Vi refers to the contribution of the i-th patent parameter to the patent value. M is the maximum value that Vi can take, p is the parameter value, and K is the value of p when Vi tends to be gentle.
图4所示的中国高价值专利与普通专利权利要求数量分布情况关系拟合曲线而言,p可以表示当前专利权利要求的数量,M表示权利要求参数对专利价值度影响的最大值,即当权利要求数量p大于阈值K时,权利要求数量的增加对专利价值度影响不再体现。本实施例中K的取值为50。In the fitting curve of the relationship between the number distribution of Chinese high-value patents and ordinary patent claims shown in FIG. 4, p can represent the number of current patent claims, and M represents the maximum value of the influence of the claim parameters on the patent value, that is, when When the number of claims p is greater than the threshold K, the increase in the number of claims is no longer reflected in the value of the patent. In this embodiment, the value of K is 50.
相比于上述等式(1)这种线性拟合结果,等式(2)能够更准确地反映中国专利的权利要求数量参数对专利价值的影响情况。Compared with the linear fitting result of the above equation (1), equation (2) can more accurately reflect the influence of the number parameter of the Chinese patent claim on the patent value.
当然上述拟合方式还可用于专利引证数量、同族专利数量等其他参数,需要说明的是,不同的参数呈现出的对专利价值的影响曲线的形状及造成这种影响的原因不同,需要分别进行有针对性的分析和设计,在一些情况下甚至需要分段给出相应的函数关系。Of course, the above fitting method can also be used for other parameters such as the number of patent citations and the number of patents of the same family. It should be noted that the shape of the influence curve on the patent value exhibited by different parameters and the reasons for the influence are different, and need to be separately performed. Targeted analysis and design, in some cases even need to be segmented to give the corresponding functional relationship.
(2)不满足曲线关系的直接参数的专利价值评价公式的构建(2) Construction of patent value evaluation formula for direct parameters that do not satisfy the curve relationship
并非所有可能影响专利价值度的参数都能通过上述曲线的拟合构建。例如,申请人类型(企业、大专院校、其他机构、个人)、专利的类型(发明、实用新型)、有效性(有效、审中、失效)或法律状态(诉讼、许可、转让、无效等)都会对专利的价值度产生影响,但这些参数很难通过对变量的统计进行分析。对于此种类型的参数,同样可以通过大数据分析的方式,对参数在高价值专利及一般专利中的分布概率进行统计,并估算每种情况对价值度的影响并给出相应的影响权重。例如,以申请人类型为例,可以提取参数的每个值所对应的专利,对每个值所对应的专利进行专利价值度评价(这里可以使用已建立的模型来评价,例如根据上述满足曲线关系的其他参数构建的初步模型来评价,或者以其他方式来 评价),并基于评价结果来设定参数的该值对专利价值度的影响的权重,基于参数的各个值对专利价值度的影响的权重来获得体现参数与专利价值度之间关系的评价公式。Not all parameters that may affect the value of a patent can be constructed by fitting the above curves. For example, the type of applicant (enterprise, college, other institution, individual), the type of patent (invention, utility model), validity (effective, trial, invalid) or legal status (litigation, licensing, transfer, invalid, etc.) ) will have an impact on the value of the patent, but these parameters are difficult to analyze through the statistics of the variables. For this type of parameter, the distribution probability of the parameters in high-value patents and general patents can also be statistically analyzed by means of big data analysis, and the influence of each case on the value of the value is estimated and the corresponding influence weight is given. For example, taking the applicant type as an example, the patent corresponding to each value of the parameter can be extracted, and the patent value evaluation of the patent corresponding to each value can be performed (here, the established model can be used for evaluation, for example, according to the above satisfaction curve) A preliminary model of other parameters of the relationship is constructed to evaluate, or otherwise evaluated), and based on the evaluation result, the weight of the value of the parameter is added to the patent value, based on the influence of each value of the parameter on the patent value The weights are used to obtain an evaluation formula that reflects the relationship between parameters and patent value.
以申请人类型参数为例,可以按照申请人是企业、大专院校、其他机构、个人将专利分成组,利用以诸如权利要求个数、专利引证数量、同族专利数量等参数构建的初步模型来获取每组中各个专利的价值度,进而得到该组专利的综合价值度,具体获得综合价值度的方式可以参考以下在步骤S105中描述的内容。可以根据每组的综合价值度设计相应参数值的影响权重,并将该参数的影响因素纳入专利价值度评价模型。Taking the applicant type parameter as an example, the applicant can be divided into groups according to the applicant, the enterprise, the college, other institutions, and individuals, and the preliminary model constructed by parameters such as the number of claims, the number of patent citations, and the number of patents of the same family can be used. Obtaining the value of each patent in each group, and obtaining the comprehensive value of the patent of the group, the manner of obtaining the comprehensive value may refer to the following content described in step S105. The influence weight of the corresponding parameter value can be designed according to the comprehensive value of each group, and the influencing factors of the parameter are included in the patent value evaluation model.
仍以申请人类型参数为例,假设通过上述方式设定了企业、大专院校、其他机构、个人这四种申请人类型对专利价值的影响力分别为a、b、c、d四个值,则可以在专利价值度评价时按照以下规则来进行评价:Taking the applicant type parameter as an example, it is assumed that the influence of the four types of applicants, such as enterprises, universities, other institutions and individuals, on the patent value is a, b, c, and d, respectively. , in the evaluation of patent value, according to the following rules:
If申请人类型=企业:V1=aIf applicant type = business: V1 = a
If申请人类型=大专院校:V2=bIf applicant type = college: V2 = b
If申请人类型=其他机构:V3=cIf applicant type = other institutions: V3 = c
If申请人类型=个人:V4=dIf applicant type = individual: V4 = d
其中V1、V2、V3和V4分别表示企业、大专院校、其他机构、个人这四种申请人类型对专利价值的贡献。Among them, V1, V2, V3 and V4 respectively represent the contribution of the four applicant types of enterprises, universities, other institutions and individuals to the patent value.
(3)间接参数的专利价值评价公式的构建(3) Construction of patent value evaluation formula for indirect parameters
上述表1中除直接参数外,还列出了“专利代理机构综合专利申请质量指数”等14个间接参数。每个间接参数都是通过对影响其数值的若干个子参数进行综合计算获得,在一些实施例中,每个间接参数也是由不同的价值评价模型获得。例如,“专利代理机构综合专利申请质量指数”这一间接参数,是通过对代理机构代理的专利综合价值度评分、代理机构代理的发明专利数量及其占比、发明专利授权率、专利的平均权利要求数量等多个参数进行综合评价得到。在针对间接参数构建评价公式时,可以选取影响专利价值度的因素,同时还可以选取用于评价该因素的子参数,根据子参数来评价该因素,将评价结果作为所选取的间接参数。具体地,可以通过以下等式获得间接参数:In addition to the direct parameters, the above Table 1 also lists 14 indirect parameters such as the “Patent Agency Comprehensive Patent Application Quality Index”. Each indirect parameter is obtained by comprehensively calculating a number of sub-parameters affecting its value. In some embodiments, each indirect parameter is also obtained by a different value evaluation model. For example, the indirect parameter of the “Patent Agency Comprehensive Patent Application Quality Index” is the score of the patent comprehensive value scored by the agency, the number of invention patents represented by the agency and its proportion, the patent grant rate of the invention, and the average of the patent. A plurality of parameters such as the number of claims are comprehensively evaluated. When constructing the evaluation formula for indirect parameters, the factors affecting the patent value can be selected. At the same time, the sub-parameters for evaluating the factors can be selected, and the factors are evaluated according to the sub-parameters, and the evaluation results are taken as the selected indirect parameters. Specifically, indirect parameters can be obtained by the following equation:
Figure PCTCN2018098245-appb-000011
Figure PCTCN2018098245-appb-000011
其中,p i表示第i个间接参数,s表示影响该间接参数数的子参数的数量,r t指其中第t个子参数对该间接参数数值产生的贡献,w t表示第t个子参数的权重。 Where p i represents the i-th indirect parameter, s represents the number of sub-parameters affecting the number of indirect parameters, r t refers to the contribution of the t-th sub-parameter to the indirect parameter value, and w t represents the weight of the t-th sub-parameter .
间接参数与专利价值度之间之间的关系可以表示成:The relationship between indirect parameters and patent value can be expressed as:
V i=f(p i)         (4) V i =f(p i ) (4)
其中V i表示第i个间接参数对专利价值度的贡献,f()表示函数关系。 Where V i represents the contribution of the i-th indirect parameter to the patent value, and f() represents the functional relationship.
需要指出的是,在本章附表中列出的间接参数中还包括“单个专利的初步价值评价指标”,该参数的获得方法如下:1、利用除本指标外的其他指标构建专利价值的初步评价模型,获得专利的初步价值评价指标;2、针对该初步价值评价指标对部分直接参数或间接参数进行迭代、优化,获得专利价值度评价的优化模型;3、利用该优化模型获取专利最终的专利价值度。It should be pointed out that the indirect parameters listed in the attached table of this chapter also include the “Preliminary Value Evaluation Index of a Single Patent”. The method for obtaining this parameter is as follows: 1. Initial use of other indicators except this indicator to construct the patent value. The evaluation model obtains the preliminary value evaluation index of the patent; 2. Iteratively optimizes some direct parameters or indirect parameters for the preliminary value evaluation index, and obtains the optimization model of patent value evaluation; 3. Use the optimization model to obtain the patent final Patent value.
在步骤S105,建立专利价值度的综合评价公式。In step S105, a comprehensive evaluation formula of patent value is established.
上述直接参数和间接参数的评价公式均确立之后,便可着手构建专利价值度的综合评价公式。After the above evaluation formulas of direct parameters and indirect parameters are established, a comprehensive evaluation formula for patent value can be constructed.
现行用于评价专利价值度的参数体系,大致分为一元结构、线性结构和塔式结构等几种结构类型。其中一元结构采用单一参数进行评价,显然不适合对专利的价值度进行评价。线性结构采用多个参数,但这些参数相互之间为并列关系。由于影响专利价值度判断的因素较多,采用线性结构会使得体系变得过于复杂,难以把握各参数之间的关系,并且可能会造成以偏概全的情况,使分析结果的可靠性降低。根据用于评价专利价值度的参数的特点,可以选用塔式的评价结构,即将所有的评价参数根据体现专利价值的角度不同,将参数分成多个层次。例如,可以将参数分成多个组,每组对应一个评价维度。在本实施例中可以按照技术(技术先进性)、法律(技术稳定性)、市场(保护范围)等三个维度将参数分成组三组,其中技术稳定性主要考虑专利是否经过实质性审查并获得授权或维持有效,是否经过专利侵权诉讼、质押等市场运营活动 的检验,以及是否有海外授权的同族专利等;技术先进性主要考虑到专利及其同族专利在全球的被引证情况、专利投入的研发人员数量、专利技术涉及的技术领域(IPC分类数量)、专利的转让或许可情况等;保护范围主要参考专利的权利要求数、剩余保护期限、专利布局的国家或地区数量等。由于选取的参数具有层次性,每个层次中各项的权重可控,并可以随着参数的增多而进行相应的扩充,因而更加灵活,局限性也比较小。The current parameter system for evaluating patent value is roughly divided into several structural types such as one-dimensional structure, linear structure and tower structure. The one-dimensional structure is evaluated by a single parameter, which is obviously not suitable for evaluating the value of the patent. Linear structures use multiple parameters, but these parameters are in a side-by-side relationship with each other. Because there are many factors affecting the judgment of patent value, the linear structure will make the system too complicated, and it is difficult to grasp the relationship between the parameters, and it may cause the partiality of the situation to reduce the reliability of the analysis results. According to the characteristics of the parameters used to evaluate the patent value, the tower evaluation structure can be selected, that is, all the evaluation parameters are divided into multiple levels according to the angle of the patent value. For example, parameters can be divided into groups, each group corresponding to one evaluation dimension. In this embodiment, the parameters can be divided into three groups according to three dimensions: technology (technical advancement), law (technical stability), and market (protection scope). The technical stability mainly considers whether the patent has undergone substantive review and Obtain authorization or maintain effective, whether it has been tested by market infringement litigation, pledge and other market operation activities, and whether there are overseas-licensed family patents; technological advancement mainly considers the citation of patents and their family patents worldwide, patent investment The number of R&D personnel, the technical field involved in patent technology (the number of IPC classifications), the transfer or licensing of patents, etc.; the scope of protection mainly refers to the number of patent claims, the remaining protection period, the number of countries or regions where the patent is laid out, and so on. Since the selected parameters are hierarchical, the weights of the items in each level are controllable, and can be expanded correspondingly as the parameters increase, so it is more flexible and less restrictive.
专利的综合价值度即由上述三个维度的综合价值之和获得:The comprehensive value of a patent is obtained by the sum of the combined values of the above three dimensions:
Figure PCTCN2018098245-appb-000012
Figure PCTCN2018098245-appb-000012
其中,当i取值范围分别在[1,n1]、[n1+1,n2],[n2+1,n]时,V i分别表示技术(技术先进性)、法律(技术稳定性)、市场(保护范围)三个维度下的专利参数对专利价值度的影响力贡献。可通过极值限定的方法把每个维度的数值控制在希望的范围内。 Wherein, when i ranges from [1, n1], [n1+1, n2], [n2+1, n], respectively, V i represents technology (technical advancement), law (technical stability), The contribution of patent parameters in the three dimensions of the market (protection scope) to the patent value. The value of each dimension can be controlled within the desired range by means of extreme value definition.
此外,也可在上述中国专利价值度评价模型的基础上,建立针对一个专利集合(如某一申请人申请的所有中国专利)的价值度评价模型,藉此来对多个不同集合中的综合专利价值进行评价、比较。In addition, based on the above-mentioned Chinese patent value evaluation model, a value evaluation model for a patent collection (such as all Chinese patents applied for by an applicant) can be established, thereby integrating the multiple different sets. The value of patents is evaluated and compared.
另外,除了表1所列参数之外,还可以设置用户自定义参数,这种情况下,用户可以根据需要选择期望的其他参数类型,在必要时还可以提供相应的数据列表作为专利数据样本的一部分。在构建专利价值度评价模型时,可以默认从表1中选取部分或全部参数来构建初步专利价值度模型,而基于用户自定义的参数来构建另外的专利价值度评价模型,将其与初步专利价值度模型组合,从而得到最终构建的专利价值度评价模型。In addition, in addition to the parameters listed in Table 1, user-defined parameters can also be set. In this case, the user can select other parameter types as desired, and if necessary, provide a corresponding data list as a patent data sample. portion. When constructing the patent value evaluation model, some or all of the parameters can be selected from Table 1 to construct the preliminary patent value model, and another patent value evaluation model based on user-defined parameters can be constructed to make it and the preliminary patent. The value model is combined to obtain the final constructed patent value evaluation model.
另外,专利的价值度体现为专利的战略价值、技术价值、法律价值、市场价值和经济价值等多个层面,上述实施例的专利价值度评价模型能够在至少部分层面给出价值度评价结果,对于上述实施例不能覆盖的层面,可以通过其他方式给出专利价值度评价模型或者甚至直接获得评价结果,与上述实施例的专利价值度评价模型相结合获得最终的专利价值 度评价。例如,可以在上述专利价值的评价模型对技术价值、法律价值和市场价值的评价结果的基础上,增加战略价值或经济价值的相关评价维度的评价,从而将应用范围从宏观分析拓展到针对个案的价值分析上。专利的战略价值和经济价值很大程度上依赖于专利本身的一些特殊属性,例如专利相关技术或产品的实施应用情况、专利的技术的可规避性、可保密性或可替代性、专利侵权证据获取的难易程度,以及对申请人的以及专利的资产重置成本、市场上同样的或者类似资产的近期交易价格、专利资产带来的超额收益等,而这些属性很多是个性化的,往往难以通过传统的专利信息或法律信息中获取,需要针对具体情况单独赋值。In addition, the value of the patent is reflected in the strategic value, technical value, legal value, market value and economic value of the patent. The patent value evaluation model of the above embodiment can give the value evaluation result at least part of the level. For the level that cannot be covered by the above embodiment, the patent value evaluation model can be given by other means or even the evaluation result can be directly obtained, and the final patent value evaluation is obtained by combining with the patent value evaluation model of the above embodiment. For example, based on the evaluation results of the above-mentioned patent value evaluation model on technical value, legal value and market value, the evaluation of the relevant evaluation dimension of strategic value or economic value can be increased, thereby expanding the application scope from macro analysis to case-specific. The value of the analysis. The strategic value and economic value of a patent depend to a large extent on some special attributes of the patent itself, such as the implementation and application of patent-related technologies or products, the circumvention of patent technology, confidentiality or substitutability, evidence of patent infringement. The difficulty of obtaining, as well as the cost of asset replacement for the applicant and the patent, the recent transaction price of the same or similar assets on the market, the excess return from the patent assets, etc., and many of these attributes are personalized, often It is difficult to obtain through traditional patent information or legal information, and it is necessary to assign values separately for specific situations.
需要注意的是,以上实施例仅仅是为了说明专利价值度评价模型构建的原理,实际构建过程中应当考虑的更多复杂的影响因素。例如,部分参数之间可能存在较强的相关性(例如专利的授权情况和同族专利的授权情况等),可能造成重复加权的情况。另外,本实施例中的模型是针对发明和实用新型专利的综合评价模型,其中,未经实审的发明申请和实用新型以及经过实审后的发明专利所涉及的参数有所不同,同一参数反映的专利价值情况也不尽相同,针对这些错综复杂的情况,可以在逻辑关系上进行多角度判断,并根据不同的情况进行选择性合并或对所占权重进行适当调整。因此,在实际的操作中,可以结合关联度测试的结果,对相关指标进行取舍、整合。It should be noted that the above embodiment is only for explaining the principle of constructing the patent value evaluation model, and more complicated influencing factors should be considered in the actual construction process. For example, there may be strong correlations between some parameters (such as the patent authorization and the authorization of the same family patent), which may cause repeated weighting. In addition, the model in this embodiment is a comprehensive evaluation model for invention and utility model patents, wherein the parameters of the invention application and the utility model that have not been actually examined and the invention patents after the trial are different, the same parameter The value of the patents reflected is not the same. For these complicated situations, multi-angle judgments can be made on the logical relationship, and selective merger or appropriate adjustment of the weights can be made according to different situations. Therefore, in the actual operation, the relevant indicators can be traded off and integrated in combination with the results of the correlation test.
图5示出了根据本公开实施例的专利价值度评价方法的示意流程图。FIG. 5 shows a schematic flow chart of a patent value evaluation method according to an embodiment of the present disclosure.
在步骤S201,构建专利价值度评价模型。在本步骤中,可以通过以上参考图1至图3描述的方法来构建专利价值度评价模型。所构建的模型的数量可以是一个或多个。例如,可以基于一组专利数据样本来构建第一模型,而基于另一组专利数据样本来构建第二模型,以供后续步骤使用。In step S201, a patent value evaluation model is constructed. In this step, the patent value evaluation model can be constructed by the method described above with reference to FIGS. 1 to 3. The number of models built can be one or more. For example, a first model can be constructed based on a set of patent data samples, and a second model can be constructed based on another set of patent data samples for use in subsequent steps.
在步骤S202,对专利价值度评价模型进行优化。优化的方式包括但不限于迭代和比较。In step S202, the patent value evaluation model is optimized. Ways to optimize include but are not limited to iterations and comparisons.
例如,假设在步骤S201构建了一个模型,即第一模型,则可以将被第一模型评价为价值度在期望范围的目标专利作为参考专利,利用所 述参考专利来更新用于构建第一模型的专利数据样本。这里所谓期望范围可以根据需要来选择,例如高于预设值、低于预设值和/或在一个预设的范围内。对于用来筛选高价值专利的模型,可以将高于预设值的专利作为参考专利来更新专利数据样本;对于用来筛选低价值专利的模型,可以将低于预设值的专利作为参考专利来更新专利数据样本。在一些实施例中,同样在构建了一个模型的情况下,还可以通过以下方式来优化该模型:使用该模型对预先选定的验证数据进行评价以获得第一评价结果,评价构建该模型所使用的专利数据样本以获得第二评价结果,将第一评价结果与第二评价结果相比较,并基于比较结果来调整该模型。这里,评价专利数据样本以获得第二评价结果的操作可以根据经验或者预设的标准来执行,或者通过其他方式或者利用其他工具来执行。比较之后根据两个评价结果之间的偏差,来优化调整该模型,从而提高其准确度。For example, assuming that a model is constructed in step S201, that is, the first model, the target patent evaluated as the value in the desired range by the first model can be used as a reference patent, and the reference patent is used to update the first model. Patent data sample. The desired range here may be selected as needed, for example, above a preset value, below a preset value, and/or within a preset range. For models used to screen high-value patents, patents above the default value can be used as reference patents to update patent data samples; for models used to screen low-value patents, patents below the default value can be used as reference patents. To update the patent data sample. In some embodiments, also in the case of constructing a model, the model can also be optimized by using the model to evaluate pre-selected verification data to obtain a first evaluation result, and to evaluate the construction of the model. The patent data sample used is used to obtain a second evaluation result, the first evaluation result is compared with the second evaluation result, and the model is adjusted based on the comparison result. Here, the operation of evaluating the patent data sample to obtain the second evaluation result may be performed according to experience or a preset standard, or may be performed by other means or by using other tools. After the comparison, the model is optimally adjusted according to the deviation between the two evaluation results, thereby improving the accuracy.
类似地,假设在步骤S201构建了两个模型,即第一模型和第二模型,则可以将被第一模型和/或第二模型评价为价值度在期望范围的目标专利作为参考专利,利用所述参考专利来更新用于构建第一模型和/或第二模型的专利数据样本。类似地,所谓期望范围同样可以根据需要来选择,在此不再赘述。作为另一示例,还可以准备一组用于验证模型的专利数据,分别使用第一模型和第二模型来评价该专利数据并获得评价结果,将第一模型的评价结果和第二模型的评价结果相比较,找出差异的原因,据此来调整第一模型和/或第二模型。Similarly, assuming that two models, namely the first model and the second model, are constructed in step S201, the target patent evaluated by the first model and/or the second model as the value range can be used as a reference patent. The reference patent updates a patent data sample for constructing a first model and/or a second model. Similarly, the so-called desired range can also be selected as needed, and will not be described again here. As another example, a set of patent data for verifying the model may also be prepared, and the first model and the second model are respectively used to evaluate the patent data and obtain the evaluation result, and the evaluation result of the first model and the evaluation of the second model are obtained. The results are compared to find out the cause of the difference and the first model and/or the second model are adjusted accordingly.
在一些实施例中,还可以在利用模型来评价目标专利时,如果所述目标专利符合预设的条件,则评价该目标专利所使用的模型中相应的子评价公式的权重增大或减小。例如对于高价值专利而言,显然剩余有效期越长,专利价值越高。但是对于低价值专利而言,其专利的价值与剩余有效期的长短并无明显的关联关系,如果按照与高价值专利同样的方法进行加权,则势必会影响评价结果的客观性。因此,可通过上述迭代的方法,在目标专利被评价为高价值专利后,认为有必要加强剩余寿命这一参数对专利价值度的贡献,将其对应的子公式的权重增大,反之减小,然后再使用优化后的模型来重新评价目标专利,从而得到更准确的 价值度评价结果。In some embodiments, when the target patent is evaluated by using the model, if the target patent meets the preset condition, the weight of the corresponding sub-evaluation formula in the model used for the target patent is increased or decreased. . For example, for high-value patents, it is clear that the longer the remaining validity period, the higher the patent value. However, for low-value patents, the value of the patent has no obvious correlation with the length of the remaining validity period. If the weight is applied in the same way as the high-value patent, it will inevitably affect the objectivity of the evaluation result. Therefore, through the above iterative method, after the target patent is evaluated as a high-value patent, it is considered necessary to strengthen the contribution of the remaining life parameter to the patent value, and increase the weight of the corresponding sub-formula, and vice versa. Then, use the optimized model to re-evaluate the target patent, and get a more accurate value evaluation result.
在步骤S203,利用所构建的专利价值度评价模型来评价目标专利的价值度。例如,如果在步骤S201获得的专利价值度评价模型是基于三组参数构建的,这三组参数分别对应于技术稳定性、技术先进性、保护范围这三个层面的评价标准。那么在本步骤中可以利用该模型获得目标专利分别在这三个层面的评价结果,将这些评价结果加权求和,即可获得综合评价结果,据此可以对检索结果按照专利价值度排序。In step S203, the value of the target patent is evaluated using the constructed patent value evaluation model. For example, if the patent value evaluation model obtained in step S201 is constructed based on three sets of parameters, the three sets of parameters respectively correspond to the evaluation criteria of the three levels of technical stability, technological advancement, and protection scope. Then, in this step, the model can be used to obtain the evaluation results of the target patents at the three levels, and the evaluation results are weighted and summed to obtain the comprehensive evaluation result, according to which the search results can be sorted according to the patent value.
本步骤中,可以根据需要利用合适的模型来评价目标专利的价值度。这里目标专利包括但不限于单件专利或者专利组。In this step, the appropriate model can be used to evaluate the value of the target patent as needed. The target patents here include, but are not limited to, a single patent or patent group.
例如,如果目标专利是普通的单件专利,可以利用以单件专利的数据样本来构件的专利价值度评价模型来评价其价值度。如果目标专利是以同族专利处理成的单件形式的复合专利,则可以利用以相应的复合专利数据样本构建的专利价值度评价模型来评价其价值度。如果目标专利是专利组(如以申请人、IPC分类号、申请人地域、同族专利等作为条件分成的专利组),则可以对组中每件专利单独评价,并将评价结果进行数学运算以得到针对专利组的评价结果,这里所述数学运算包括但不限于求平均、几何平均,平方平均(均方根平均值,rms)、调和平均、加权平均等等。也可以利用诸如箱型图统计工具等统计工具来处理组中各个专利的评价结果,以便得到针对专利组的更为准确合理的评价结果。For example, if the target patent is an ordinary single-piece patent, the value of the patent value evaluation model constructed by the data sample of the single patent can be used to evaluate the value. If the target patent is a composite patent in the form of a single piece processed by the same family patent, the value of the patent value evaluation model constructed with the corresponding composite patent data sample can be used to evaluate the value. If the target patent is a patent group (such as a patent group divided by the applicant, IPC classification number, applicant territory, family patent, etc.), each patent in the group can be individually evaluated, and the evaluation result can be mathematically calculated. The results of the evaluation for the patent group are obtained, including but not limited to averaging, geometric averaging, square averaging (root mean square mean, rms), harmonic mean, weighted average, and the like. Statistical tools such as box plot statistics tools can also be used to process the evaluation results of individual patents in the group in order to obtain more accurate and reasonable evaluation results for the patent group.
可以在该数学运算之前或之后进行专利分级(即,如上所述将计算结果归一化处理成预设范围内的分值),如果是前者,则首先将每件专利的价值度分级,然后对各个专利的价值度分值进行数学运算以得到针对专利组的评价结果,然后将针对专利组的评价结果取整;如果是后者,则首先对每件专利的评价结果进行数学运算得到针对专利组的评价结果,然后将专利组的评价结果归一化处理成预设范围内的分值,即,将专利组的价值度分级。The patent grading can be performed before or after the mathematical operation (ie, the calculation result is normalized into the score within the preset range as described above), and if it is the former, the value of each patent is first graded, and then Mathematical operations are performed on the value scores of each patent to obtain the evaluation results for the patent group, and then the evaluation results for the patent group are rounded; if the latter, the mathematical results of each patent evaluation result are first obtained. The evaluation result of the patent group is then normalized into the scores within the preset range, that is, the value of the patent group is graded.
图6示出了根据本公开实施例的专利价值度的综合评价结果的示意图。如图6所示,为了使用户更加直观、快捷地获取价值度的评价结果,并实现对专利价值的筛选和统计,对上述综合评价分值进行了归一化处 理。例如,可以根据专利在全库中的综合评价分值的分布情况,对专利的综合评价分值按照10分制的打分机制进行分段处理,保证每个分值的专利数据在全库中所占的比例按照一定的规则分布,专利价值的概率分布从10分至1分递减。同样,对于每个类别的评价分值也可按照同样的方法进行10分制处理。FIG. 6 shows a schematic diagram of a comprehensive evaluation result of patent value according to an embodiment of the present disclosure. As shown in Fig. 6, in order to enable the user to obtain the evaluation result of the value more intuitively and quickly, and to realize the screening and statistics of the patent value, the above comprehensive evaluation scores are normalized. For example, according to the distribution of the comprehensive evaluation scores of patents in the whole library, the comprehensive evaluation scores of patents are segmented according to the 10-point scoring mechanism to ensure that the patent data of each score is in the whole library. The proportion of the distribution is distributed according to certain rules, and the probability distribution of the patent value decreases from 10 points to 1 minute. Similarly, for each category of evaluation scores, the same method can be used for 10-point processing.
此外,本实施例中的模型是针对中国发明和实用新型专利的综合价值设计的评价模型,获得的专利价值度虽然从整体上反映专利价值的概率分布,如果要快速判断专利价值的核心影响因素,可以采用类似上述的方式对专利价值的三个评价维度的综合评价分值也进行10分制的分级设计。用户在获取专利综合价值度的基础上,结合相关评价依据的列表展示的和各维度价值的综合分值,即可全面了解专利的价值具体情况。In addition, the model in this embodiment is an evaluation model for the comprehensive value design of Chinese invention and utility model patents. Although the obtained patent value reflects the probability distribution of patent value as a whole, if the core influence factor of patent value is to be quickly judged The comprehensive evaluation scores of the three evaluation dimensions of the patent value can also be hierarchically designed in a manner similar to the above. On the basis of obtaining the comprehensive value of the patent, the user can comprehensively understand the specific value of the patent based on the comprehensive score of the value of each dimension displayed in the list of relevant evaluation basis.
中国外观设计专利与发明和实用新型相比,保护的客体不同,在参数的选取和价值的判断方面存在区别,在模型构建和评价中可以考虑这些区别,但其基本的设计思路和方法是相同的,在此不再赘述。Compared with inventions and utility models, Chinese design patents have different objects of protection. There are differences in parameter selection and value judgment. These differences can be considered in model construction and evaluation, but the basic design ideas and methods are the same. , no longer repeat them here.
以上虽然给出了一些对专利价值度评价模型进行优化的示例实现方式,然而本公开的实施例不限于此,下面将对模型的优化进一步详细说明。以上实施例针对中国高价值专利的综合价值评价的实际模型为例介绍了专利价值度评价模型的建立过程。在上述实施例中,针对用户在检索过程中快速识别高专利价值的需求,充分利用中国自1985年实施专利制度以来公开的专利文献信息以及相关的专利法律和运营信息,在大量实验和分析的基础上,以中国授权的发明专利为基础,建立了中国授权发明专利的基础模型,并在此基础上,针对中国专利申请和中国实用新型、中国外观设计专利分别进行了设计调整,实现了对中国专利的综合价值的客观评价和分级。从该模型的实际验证效果来看,这个模型对中国高价值专利能够达到期望的识别和分辨效果。Although some example implementations for optimizing the patent value evaluation model are given above, the embodiments of the present disclosure are not limited thereto, and the optimization of the model will be further described in detail below. The above embodiment introduces the establishment process of the patent value evaluation model for the actual model of the comprehensive value evaluation of Chinese high-value patents. In the above embodiments, the user needs to quickly identify the high patent value in the retrieval process, and fully utilize the patent document information and relevant patent laws and operational information that have been published since the implementation of the patent system in China in 1985, in a large number of experiments and analysis. On the basis of this, based on the invention patents granted by China, the basic model of China's authorized invention patents was established. On this basis, the design adjustments were made for Chinese patent applications, Chinese utility models and Chinese design patents. Objective evaluation and grading of the comprehensive value of Chinese patents. From the actual verification effect of the model, this model can achieve the desired recognition and resolution effect on Chinese high-value patents.
此外,用户在检索过程中,除希望能够快速识别中国的高价值专利,往往也希望能同时对其他国家和地区的专利的价值进行分级,并在检索结果中同时展示。为此,还可以针对不同国家和地区的专利特点,对模型中的参数及其权重的设置进行调整,使其与中国专利价值度评价模型 融为一体,形成专利综合价值评估的一个完整体系。In addition, in the search process, in addition to hoping to quickly identify high-value patents in China, users often hope to simultaneously classify the value of patents in other countries and regions and display them simultaneously in the search results. To this end, the parameters of the model and the weighting of the models can be adjusted according to the characteristics of patents in different countries and regions, so that they can be integrated with the Chinese patent value evaluation model to form a complete system for the evaluation of patent comprehensive value.
在此基础上,还可进行更加精细的个性化模型设计设计,例如针对中国化工材料领域的专题数据库,在基础数据库建成之后,可选取其中的高价值专利样本,通过分析,形成专业领域的专利价值度评估模型。On this basis, more detailed and personalized model design can be carried out. For example, for the special database in the field of chemical materials in China, after the completion of the basic database, high-value patent samples can be selected and analyzed to form patents in professional fields. Value assessment model.
具体地,专利信息可应用于技术情报分析、技术或专利的新颖性分析、自由实施(FTO)分析、竞争情报分析、专利运营分析、防侵权分析、技术合作、人才引进等多种场景。不同的应用场景检索的目的不同,对“高价值专利”的理解或需求也是不同的。因此,我们还需要在上述综合评价模型的基础上,可以针对不同的应用场景对模型中的相应参数及权重进行相应的调整,形成精细化的价值度评价模型。Specifically, patent information can be applied to technical intelligence analysis, novelty analysis of technology or patents, free implementation (FTO) analysis, competitive intelligence analysis, patent operation analysis, anti-infringement analysis, technical cooperation, talent introduction and other scenarios. The purpose of different application scenarios is different, and the understanding or demand for “high-value patents” is different. Therefore, on the basis of the above comprehensive evaluation model, we need to adjust the corresponding parameters and weights in the model for different application scenarios to form a refined value evaluation model.
当侧重某个参数对专利价值度的贡献时,可以在评价公式中将该参数的权重增大,反之减小。以下针对不同的应用场景及其专利价值度评价模型的侧重点进行简要说明。When focusing on the contribution of a parameter to the patent value, the weight of the parameter can be increased in the evaluation formula, and vice versa. The following is a brief description of the different application scenarios and the focus of the patent value evaluation model.
(1)专利技术(1) Patented technology
专利技术价值分析多用于以获取技术解决方案及其技术演化过程、发展趋势为目的的研究活动,例如专项技术的基础研究和分析、项目立项之前的技术调研、项目立项过程中的技术方案选取及项目研发中的相关技术解决方案查询等场景。在此类应用场景中,用户关注的重点是技术方案本身的创新性及其起源、演化、应用情况,特别是那些技术起源时间不长、新颖度较高且发展较迅速、影响力较大的专利。为此,在设计技术情报利用为目的的专利价值度评价模型时,直接参数应当重点关注专利的申请日期(专利年龄)、新颖度、专利的类型及授权情况、引证文献平均年龄、IPC分类数量、专利或专利家族被引证数量(特别是被他引专利数量)及其涉及的IPC分类数量、引证专利涉及的IPC分类数量、独立权利要求对应的从属权利要求数量、说明书数量及发明人数量等;间接参数应当重点关注申请人的综合技术先进性指数、所属行业的技术关联度、技术新兴度、技术热度和技术生命周期等。The patent technology value analysis is mostly used for research activities aimed at acquiring technical solutions and their technological evolution processes and development trends, such as basic research and analysis of special technologies, technical research before project establishment, and technical solutions during project establishment. Scenes related to technical solution query in project development. In such application scenarios, the focus of users' attention is on the innovation of the technology solution itself and its origin, evolution, and application, especially those technologies that have not been of long origin, high novelty, rapid development, and high influence. patent. Therefore, in the design of the patent value evaluation model for the purpose of designing technical information, the direct parameters should focus on the patent application date (patent age), novelty, type and authorization of patents, average age of cited documents, and number of IPC classifications. Number of citations of patents or patent families (especially the number of patents cited by him) and the number of IPC classifications involved, the number of IPC classifications involved in citation patents, the number of subordinate claims corresponding to independent claims, the number of specifications and the number of inventors, etc. Indirect parameters should focus on the applicant's comprehensive technology advancement index, the technical relevance of the industry, the technology emerging degree, the technical heat and the technology life cycle.
(2)侵权风险分析(2) Analysis of infringement risk
侵权风险分析包括针对具体技术方案的专利侵权检索分析及针对特 定技术领域的专利侵权风险预警分析。The infringement risk analysis includes patent infringement retrieval analysis for specific technical solutions and early warning analysis of patent infringement risks for specific technical fields.
专利侵权检索也称专利侵权排查,即指针对特定的技术方案,通过检索找出可能有侵权风险的专利,并分析判断现有的技术方案是否落入其保护范围的过程。专利侵权检索也属于针对具体的技术内容的微观检索,其所关注的主要内容是是否存在与被分析的技术方案技术内容相近的专利,该专利当前的法律状态是否有效,如果有效,相关的技术方案是否落入其保护范围。Patent infringement search is also called patent infringement investigation, that is, the process of identifying a patent that may have a risk of infringement by searching for a specific technical solution, and analyzing whether the existing technical solution falls within its protection scope. The patent infringement search also belongs to the micro-search for specific technical content. The main content of the patent infringement is whether there is a patent similar to the technical content of the technical solution being analyzed. Whether the current legal status of the patent is valid, if effective, relevant technology Whether the program falls within its scope of protection.
侵权检索虽然也是针对特定技术方案进行的不定向微观检索,但侵权分析的内容涉及到专利权利的保护,专利的撰写质量、权利的保护范围、权利主体的性质及其对专利的保护、维权策略等,均会影响到专利侵权风险可能发生的概率,因此,在进行侵权检索时,有必要对可能发生专利侵权风险的风险概率进行区分,也就是说,有必要针对侵权检索的目的设计一套专利风险价值评估模型。该模型在直接参数的设计上更注重于与法律因素相关的当前专利的有效性、专利类型、独立权要求数量、从属权利要求数量、独立权利要求字数或技术特征数、说明书页数、专利诉讼及同族专利诉讼情况、专利的许可和转让情况、专利及同族专利被无效情况、同族专利的授权情况等,间接参数应更关注申请人的技术关联性、综合专利申请质量指数、申请人综合攻击性指数等。Although the infringement search is also a non-directional micro-search for specific technical solutions, the content of the infringement analysis involves the protection of patent rights, the quality of patent writing, the scope of protection of rights, the nature of rights subjects, and the protection of patents and rights protection strategies. Etc., it will affect the probability of patent infringement risk. Therefore, when conducting infringement search, it is necessary to distinguish the risk probability of patent infringement risk, that is, it is necessary to design a set for the purpose of infringement search. Patent risk value assessment model. In the design of direct parameters, the model pays more attention to the validity of current patents related to legal factors, the type of patents, the number of independent claims, the number of dependent claims, the number of independent claims or technical features, the number of manual pages, patent litigation And the case of the same family patent litigation, the licensing and transfer of patents, the invalidation of patents and family patents, the authorization of the same family patents, etc. Indirect parameters should pay more attention to the applicant's technical relevance, comprehensive patent application quality index, and applicant's comprehensive attack. Sex index and so on.
专利风险预警是指用户为了提前发现或规避可能发生的侵权风险,针对关注的技术领域进行专利检索分析,找出可能发生风险的专利并进行分类、监视并采取应对措施的过程。与专利侵权检索不同的是,专利风险预警针对的不是特定的技术方案,而是与关注的技术、产品或业务相关的所有技术。但其与侵权检索一样,关注的重点都是相关专利的权利保护情况以及风险发生的概率,专利风险预警的专利价值度分析模型可参照专利侵权检索的模型。Patent risk warning refers to the process of patent search and analysis for the technical field of interest in order to detect or circumvent possible infringement risks in advance, identify patents that may be at risk, and classify, monitor and take countermeasures. Unlike patent infringement retrieval, patent risk warnings are not specific technical solutions, but all technologies related to the technology, product or business of interest. However, as with infringement retrieval, the focus of attention is on the protection of rights of related patents and the probability of occurrence of risks. The patent value analysis model of patent risk warning can refer to the model of patent infringement retrieval.
(3)专利运营分析(3) Analysis of patent operations
专利运营分析的目的是快速找到有运营价值的高价值专利,因此,我们首先应当关注的专利的运营情况,即许可、转让、质押等活动,其中,专利许可和转让又分为组织内部的转让和许可以及组织外部的许可 和转让,前者更加侧重于组织内部的策略管理,后者则更能客观体现专利的市场运营价值。由于专利的诉讼、无效等活动也能从另一侧面反映专利对市场的影响,进而反映其运营价值,也应当作为我们关注的重点。另外,专利的被引证情况反映了专利的技术影响力,而在技术上有重大影响的专利往往也是运营价值比较大的专利;此外专利的有效性、保护范围、同族专利的运营和诉讼无效情况,以及申请人的综合运营能力指数等,也对专利的运营价值有重要的参考作用,可以作为专利运营价值分析模型的重要指数。The purpose of patent operation analysis is to quickly find high-value patents with operational value. Therefore, we should first pay attention to the operation of patents, namely, licensing, transfer, pledge and other activities. Among them, patent licensing and transfer are divided into internal transfer. And the licensing and licensing and transfer outside the organization, the former is more focused on the internal strategic management of the organization, while the latter is more objective to reflect the market operating value of the patent. Because patent litigation, invalidation and other activities can also reflect the impact of patents on the market from another aspect, and thus reflect its operational value, it should also be our focus. In addition, the citation of patents reflects the technical influence of patents, while patents that have significant technical impact are often patents with relatively large operational value; in addition, the validity of patents, the scope of protection, the operation of the same family of patents, and the invalidity of litigation And the applicant's comprehensive operational capability index, etc., also has an important reference role for the operational value of the patent, and can be used as an important index of the patent operation value analysis model.
(4)专利申请质量控制(4) Quality control of patent applications
专利价值是技术价值、法律价值和市场价值的综合体现。其中技术价值是高价值专利形成的基础,而专利申请则是将技术价值转化为法律价值的关键,技术价值和法律价值的结合,成为市场价值的支撑。因此,对专利申请质量的管理和监控,也是公众关注的重点之一。专利申请质量评价模型,可以用来检视申请人自身或者竞争对手、合作伙伴专利申请的质量,特别可以用以考察专利代理机构的服务质量。Patent value is a comprehensive manifestation of technical value, legal value and market value. The technical value is the basis for the formation of high-value patents, while the patent application is the key to transforming the technical value into legal value. The combination of technical value and legal value becomes the support of market value. Therefore, the management and monitoring of the quality of patent applications is also one of the focuses of the public. The patent application quality evaluation model can be used to examine the quality of the applicant's own or competitors, partner patent applications, and in particular to examine the quality of service of patent agencies.
在构建专利申请质量价值度评价模型时,可重点考虑独立权利要求数量、独立权利要求对应的从属权利要求数量、独立权利要求字数(或技术特征数)、说明书页数、说明书附图数量等与专利撰写相关的直接参数,如有可能,也可参考相应技术领域中以上各指标的的平均指标。申请人综合专利申请质量指数、专利代理机构综合专利申请质量指数、间接参数虽然都与专利的申请质量相关,但属于专利申请质量的综合评价指标,这些指标在进行专利综合价值分析或竞争对手分析、运营分析时,可作为相关方专利质量能力的参考依据,但在对具体专利的申请质量评价时,不建议赋予过高的权重。When constructing the patent application quality value evaluation model, the number of independent claims, the number of dependent claims corresponding to independent claims, the number of independent claims (or technical features), the number of manual pages, the number of drawings, etc. For direct parameters related to patent writing, if possible, refer to the average indicators of the above indicators in the corresponding technical fields. Applicant's comprehensive patent application quality index, patent agency comprehensive patent application quality index, and indirect parameters are all related to the quality of patent applications, but they are comprehensive evaluation indicators of patent application quality. These indicators are used for comprehensive value analysis or competitor analysis. In the case of operational analysis, it can be used as a reference for the patent quality of related parties, but it is not recommended to give excessive weight when evaluating the quality of specific patent applications.
(5)失效专利(5) invalid patent
专利是法律赋予专利权人的合法的专有权利,但这种权利是有条件限制的。首先,专利保护是有地域性的,一个专利在国外提出申请后,如果未在法律规定的时间内在中国提出申请保护,将在中国失去优先权,如该申请此前已被公开,则该专利对应的技术方案将失去在中国授权的 机会;其次,专利申请后,需要经过审查才能授权,如果专利在公开后被驳回或撤回,则申请人也会失去垄断的权利;再次,专利授权后,申请人必须要按期缴纳年费才能维持正常的权利,并且专利的保护期限是有限的,一旦保护期限届满,申请人将失去相应权利;另外,授权的专利可能会受到他人的无效挑战,如果被全部或部分无效,专利权人也会失掉全部或部分权利。这些失去权利的专利则会在本国进入公有技术领域,供公众自由使用。我们将上述几种情形统称为失效专利(注:需要注意的是,某一申请人或权利人权利的丧失并不意味着该专利一定成为公有技术,公众在使用前还应注意排查是否存在被申请人或他人合法有效拥有的相应权利;鉴于专利保护是有地域性的,一个专利在一个国家或地区的失效,并不等同于其在其他国家或地区的保护也失去效力)。A patent is a legally exclusive right granted to a patentee by law, but such a right is conditional. First of all, patent protection is regional. After a patent is filed abroad, if it does not apply for protection in China within the time prescribed by law, it will lose its priority in China. If the application has been disclosed before, the patent corresponds to The technical solution will lose the opportunity to be authorized in China; secondly, after the patent application, it needs to be reviewed before authorization. If the patent is rejected or withdrawn after the disclosure, the applicant will also lose the monopoly right; again, after the patent is granted, the application The person must pay the annual fee on time to maintain normal rights, and the patent protection period is limited. Once the protection period expires, the applicant will lose the corresponding rights; in addition, the authorized patent may be challenged by others, if it is all Or partially invalid, the patentee will also lose all or part of the rights. These patents that lose their rights will enter the public domain in the country and be freely available to the public. We refer to the above several situations as invalid patents. (Note: It should be noted that the loss of the rights of an applicant or a right holder does not mean that the patent must become a public technology. The public should also pay attention to whether there is any The corresponding right of the applicant or other person to be legally and effectively owned; in view of the fact that the patent protection is territorial, the invalidation of a patent in one country or region does not mean that its protection in other countries or regions also loses its effectiveness).
在某些应用场景下(例如专利侵权风险分析和专利运营分析),失效专利几乎没有利用价值。另一方面,专利制度设立的目的是让公众获得技术创新的成果,并通过应用和改进推动社会进步。大量的失效专利,正是公众可以便捷获得的免费的知识宝库。失效专利在确定没有其他合法权利的情况下,可毫无风险地直接利用,大大节省研发时间和研发投入,其价值体现也是无可厚非的。因此,专门对失效专利的利用价值进行分级、评价也是极有意义的。In some application scenarios (such as patent infringement risk analysis and patent operation analysis), invalid patents have little value. On the other hand, the purpose of the patent system is to enable the public to obtain the fruits of technological innovation and to promote social progress through application and improvement. A large number of invalid patents are a free treasure trove of knowledge that the public can easily access. Invalid patents can be directly used without risk when it is determined that there are no other legal rights, which greatly saves research and development time and R&D investment, and its value is also understandable. Therefore, it is of great significance to specifically classify and evaluate the value of the use of invalid patents.
失效专利的价值评价与专利运营分析在应用目的和场景方面有较大区别,但除了对专利当前有是否在目标国家失效的判断条件恰好相反外,针对高价值专利判断的其他原则基本是一致的,其价值度评价模型可在专利运营价值度评价模型的基础上稍加修改后得到。The value evaluation of invalid patents and patent operation analysis are quite different in terms of application purposes and scenarios. However, except for the fact that the patents currently have the same judgment conditions as to whether the target country is invalid, the other principles for high-value patent judgment are basically the same. The value evaluation model can be obtained by slightly modifying the patent operation value evaluation model.
需要特别强调的是,上述价值度评价模型的优化仅仅是针对用户的实际应用场景来增加某个或某些参数在专利价值度贡献中的权重,对专利的优先级别进行了分别设置,以方便快速检索浏览,不应将其理解为一种专利筛选或排除的模式。鉴于专利文献信息以及专利价值本身的复杂性和不确定性,任何利用专利自身参数建立的数学模型形成的专利价值评价体系都是对相关事件发生概率的评测,而非对专利本身价值的绝对判定结论。此外,上述模型可以单独使用,也可以互相结合起来综合 使用。例如,可以先对检索结果进行专利技术价值分析,再对其进行运营价值分析,综合二者的结果,可以快速找出运营价值和专利技术价值都比较高的专利。It is particularly emphasized that the optimization of the above-mentioned value evaluation model is only to increase the weight of one or some parameters in the patent value contribution for the user's actual application scenario, and the patent priority levels are separately set to facilitate Quick search browsing should not be understood as a model for patent screening or exclusion. In view of the complexity and uncertainty of the patent document information and the patent value itself, any patent value evaluation system formed by the mathematical model established by the patent's own parameters is to evaluate the probability of occurrence of the relevant event, rather than the absolute judgment of the value of the patent itself. in conclusion. In addition, the above models can be used alone or in combination with each other. For example, the patented value analysis of the search results can be carried out first, and then the operational value analysis can be carried out. The results of the two can be combined to quickly find out the patents with higher operational value and patented technology value.
另外,上述专利价值度评价模型的适应性合计和精细化设计分别针对不同客体的专利类型、申请地域、应用场景等进行了相应设计,使得评价结果更有针对性,因而也更加科学、合理。In addition, the adaptive total and refined design of the above patent value evaluation model are designed according to the patent type, application area and application scenario of different objects, which makes the evaluation result more targeted and therefore more scientific and reasonable.
在以上提到的专利价值度评价模型中,各参数的选择及其权重的设置均是在对样本数据进行分析的基础上,采用相应的分析赋值方法得出的。从整体上而言,评价和分级的结果符合高价值专利的概率分布的规律,因而能够满足多数常用的检索、分析场景。通常情况下,一个价值度评价模型一旦确定,除偶尔会进行一些局部的优化调整之外,这些参数及其权重一般是固定的,用户仅有使用的权利,而没有自由选择调整的权利。这样的价值度评价模型虽然能够满足通用的检索分析需求,但对于更高端的用户而言,还需要针对不用的应用场景和不同的需求对模型进行个性化调整,实现模型的柔性化设计。In the patent value evaluation model mentioned above, the selection of each parameter and the setting of its weight are based on the analysis of the sample data, and the corresponding analysis assignment method is used. On the whole, the results of evaluation and grading are consistent with the law of probability distribution of high-value patents, and thus can satisfy most commonly used retrieval and analysis scenarios. Usually, once a value evaluation model is determined, except for occasional local optimization adjustments, these parameters and their weights are generally fixed, and the user has only the right to use, and has no right to choose adjustments freely. Although such a value evaluation model can meet the requirements of general search and analysis, for higher-end users, it is necessary to personalize the model for different application scenarios and different needs, and realize flexible design of the model.
(1)针对不同特点的专利类别的柔性设计(1) Flexible design of patent categories for different characteristics
技术的发展是不平衡的,例如,同一技术领域的不同时期,技术热度、技术生命周期、市场竞争情况等可能会有很大的差别,如果用同样一个模型来分析专利的价值,未免会出现偏颇。此时,可以允许用户自行输入检索条件,指定基础数据及其中的高价值专利样本,分别统计相应的专利参数,将这些参数与原有的模型进行对比之后,重新赋予新的权重,从而形成针对所述技术领域而言更加科学、准确的价值度评价模型。The development of technology is unbalanced. For example, in different periods of the same technology field, technical heat, technology life cycle, market competition, etc. may vary greatly. If the same model is used to analyze the value of patents, it will appear. Biased. At this time, the user can be allowed to input the search conditions, specify the basic data and the high-value patent samples therein, respectively calculate the corresponding patent parameters, compare these parameters with the original model, and then re-assign new weights to form a targeted A more scientific and accurate value evaluation model in the technical field.
同样,也可对不同的申请人类型(如企业、大专院校、个人等)、不同时期申请的专利甚至不同申请人申请的专利的特点进行分析,从而形成相应的个性化的价值度评价模型。Similarly, it is also possible to analyze the characteristics of different applicant types (such as enterprises, colleges, individuals, etc.), patents applied in different periods, and even patents applied by different applicants, so as to form a corresponding personalized value evaluation model. .
(2)针对不同用户的个性化需求的柔性设计(2) Flexible design for individualized needs of different users
用户的需求是多种多样的,无论怎样完美的固化模型都无法适应用户不同的个性化需求。例如,用户在进行专利技术价值的分析时,如果 更关心新出现的专利技术,则可能希望将专利的申请日期和新颖度所占的权重上调;如果更关心技术的影响力,则希望加大专利或专利家族的被引证情况的权重。因此,在已有的价值度评价模型的基础上,允许用户对相应指标进行调整,实现专利价值度评价模型的柔性化设计,将会使模型更加富有人性化,从而灵活地适应各种不同的应用场景。The needs of users are varied, no matter how perfect the curing model can not adapt to different individual needs of users. For example, if users are more concerned about emerging patent technologies when analyzing the value of patented technology, they may wish to increase the weight of the patent application date and novelty; if they are more concerned with the influence of technology, they hope to increase The weight of the cited case of a patent or patent family. Therefore, on the basis of the existing value evaluation model, allowing users to adjust the corresponding indicators and realize the flexible design of the patent value evaluation model will make the model more humanized and flexibly adapt to different kinds of Application scenario.
专利价值度评价模型的特点、局限性及适用的应用场景The characteristics, limitations and applicable application scenarios of the patent value evaluation model
(1)客观性(1) Objectivity
评价模型中采用的指标全部为从专利信息中提取出来的客观参数,各参数对价值度的影响权重依据当前中国专利数据库的大数据分析的结果运算得出,专利价值度反映的专利价值是专利各客观参数的真实体现,除在后期迭代阶段根据实际情况进行细微调整外,基本不受人为因素影响。The indicators used in the evaluation model are all objective parameters extracted from the patent information. The weight of each parameter's influence on the value is calculated based on the results of the big data analysis of the current Chinese patent database. The patent value reflected by the patent value is the patent. The actual expression of each objective parameter is basically not affected by human factors, except for minor adjustments based on actual conditions in the later iteration stage.
(2)全面性(2) Comprehensiveness
在评价模型的构建过程中,针对可能影响专利价值度的各个参数进行了全面的测试和验证,针对专利价值的各个维度进行了全面分析,模型的构建过程中充分考虑到专利参数的各种影响因素,最终得出的评价结果为多个参数的综合应用,效果明显优于单一参数的评价。In the process of constructing the evaluation model, the various parameters that may affect the patent value are tested and verified comprehensively. The various dimensions of patent value are comprehensively analyzed. The various influences of patent parameters are fully considered in the process of model construction. Factors, the final evaluation results are the comprehensive application of multiple parameters, the effect is significantly better than the single parameter evaluation.
(3)实时性(3) Real-time
评价模型中的评价指标为数据库中实时采集的动态指标,随专利的公告、法律状态变化、新的引证信息出现等事件实时更新,专利价值模型本身也会定期根据数据库的变化情况进行适应性调整,保证真实地反映专利当前的价值情况。The evaluation indicators in the evaluation model are dynamic indicators collected in real time in the database, and are updated in real time with the announcement of patents, changes in legal status, and the appearance of new citation information. The patent value model itself will be adaptively adjusted according to the changes of the database. To ensure that the current value of the patent is truly reflected.
(4)准确性(4) Accuracy
评价模型在世界先进的信用卡价值度评价模型的基础上,根据中国专利信息的特点和规律精心设计,能够真实反映中国专利的价值分布情况,其准确性已在长期的实践应用中得到验证。Based on the world's advanced credit card value evaluation model, the evaluation model is designed according to the characteristics and laws of Chinese patent information, which can truly reflect the value distribution of Chinese patents. Its accuracy has been verified in long-term practical applications.
(5)方便性(5) Convenience
评价模型中各个参数的权重通过计算机自动计算得出,在高价值专利样本选取适当的情况下,基本不需要专家的参与(特别是不需要专家 针对每个参数的指标进行分别评价)即可完成模型的构建,方便快捷。The weights of the various parameters in the evaluation model are automatically calculated by the computer. In the case of selecting high-value patent samples, the participation of experts is not required (especially without the need for experts to separately evaluate the indicators for each parameter). The construction of the model is convenient and fast.
(6)灵活性(6) Flexibility
评价模型是依据选取的高价值专利样本参数和数据库专利的平均参数进行对比得出的,因此,用户可根据实际需要,选取不同的分析目标及高价值专利样本,迅速构建出相应的模型。例如,用户可将2000年以后、申请人类型为高校的中国发明和实用新型专利申请作为基础数据,并从中选出部分高价值专利样本,从而构建出中国高校专利2000年以后专利的价值度评价模型,并对这些专利的价值进行客观的比较、分析。The evaluation model is based on the comparison between the selected high-value patent sample parameters and the average parameters of the database patent. Therefore, the user can select different analysis targets and high-value patent samples according to actual needs, and quickly construct the corresponding model. For example, users can use the Chinese invention and utility model patent applications of the applicant type after the year 2000 as the basic data, and select some high-value patent samples from them to construct the value evaluation of the patents of Chinese universities after 2000. Models, and objectively compare and analyze the value of these patents.
模型中各参数对价值度的影响权重取决于高价值专利样本的相关参数的分布情况,选取的高价值专利样本不同,该参数在模型中的权重也会随之不同,从而会导致专利价值度的评价结果产生差异。因此,高价值度专利样本选取的策略是价值度模型构建过程中的关键因素。以上实施例中提到的权重调整,可以根据需要选择合适的实现方式,例如可以手动执行,也可以自动执行。The weight of each parameter's influence on the value of the model depends on the distribution of the relevant parameters of the high-value patent sample. The selected high-value patent sample is different, and the weight of the parameter in the model will also be different, which will lead to the patent value. The results of the evaluation vary. Therefore, the strategy of selecting high-value patent samples is a key factor in the construction of the value model. For the weight adjustment mentioned in the above embodiments, an appropriate implementation manner may be selected according to requirements, for example, it may be performed manually or automatically.
本公开实施例的专利价值度评价模型是根据业界对专利价值度评价的公认标准,利用中国专利数据库的大数据统计分析结果,针对中国专利信息的特点量身设计的价值度评价模型。可以真实地按照高价值专利的分布概率对专利价值度进行筛选和排序,可以使用户在海量的专利中快速聚焦高价值专利,显著地提升专利信息利用的效率和效果。The patent value evaluation model of the embodiment of the present disclosure is based on the industry's accepted standard for evaluating the patent value, using the statistical analysis results of the big data of the Chinese patent database, and the value evaluation model for the tailor-made design of the characteristics of the Chinese patent information. The patent value can be screened and sorted according to the distribution probability of high-value patents, which enables users to quickly focus on high-value patents in a large number of patents, and significantly improve the efficiency and effectiveness of patent information utilization.
本公开的实施例以通过解析专利检索结果中高价值专利的数量和分布规律,快速了解隐含在其中的一些重要信息,从而更加准确、全面地把握分析对象的整体情况,为进一步制定相关决策或应对措施提供战略参考。例如,可以对一个公司高价值专利进行筛选、分析,获取其申请数量和趋势、技术领域分布情况、技术影响情况、申请国别、发明人投入、诉讼、无效、许可及转让特点,通过分析了解其在技术和市场等方面的竞争实力、发展战略、核心人才及攻防特点等方面的情报信息,进而客观评估其对自身市场的竞争威胁,或及时发现彼此之间的合作机会,并制定相应的应对措施或采取相应的行动。The embodiments of the present disclosure quickly understand the important information hidden in the patent by analyzing the quantity and distribution law of the high-value patents in the patent search results, thereby more accurately and comprehensively grasping the overall situation of the analysis object, and further formulating relevant decisions or Provide a strategic reference for response measures. For example, it is possible to screen and analyze a company's high-value patents, obtain the number and trend of their applications, the distribution of technology fields, technical impacts, application countries, inventor inputs, litigation, invalidation, licensing and transfer characteristics. Its intelligence in terms of technology and market competitiveness, development strategy, core talents and offensive and defensive characteristics, and then objectively assess its competitive threats to its own market, or find opportunities for cooperation in a timely manner, and develop corresponding Respond or take appropriate action.
本公开的实施例在针对具体专利的价值分析方面,使用户可以在大 体了解其综合价值度的基础上,通过查看专利价值度的详情信息,快速了解该专利的各相关维度的专利价值级别分值,以及对其产生影响的各个重要参数的详细情况,从而迅速对该专利的实际价值体现进行初步判断。In the aspect of value analysis for a specific patent, the embodiment of the present disclosure enables the user to quickly understand the patent value level of each relevant dimension of the patent by viewing the detailed information of the patent value on the basis of generally understanding the comprehensive value of the patent. The value, as well as the details of each important parameter affecting it, quickly determine the actual value of the patent.
下面参考图7A至7C来介绍本公开实施例的验证结果。The verification results of the embodiments of the present disclosure are described below with reference to FIGS. 7A through 7C.
在构建专利价值度评价模型,可以通过实际应用场景对其评价效果进行验证。本实施例中选择高价值专利来验证专利价值度评价模型。为了保证验证结果的客观性,在选择效果验证的数据样本时,避免与模型的建立规则相耦合,即不以建立模型时选取的高价值专利样本作为验证样本,亦不以模型中的相关参数进行检索获得验证样本。另外,确保选取的高专利价值应具有一定的公信度,例如专利价值已经得到市场验证或被业界广泛认可。在本实施例中,考虑从不同于模型建立时的样本选取标准来选取验证样本。In the construction of the patent value evaluation model, the evaluation effect can be verified through the actual application scenario. In this embodiment, a high-value patent is selected to verify the patent value evaluation model. In order to ensure the objectivity of the verification result, when selecting the data sample of the effect verification, avoid coupling with the establishment rule of the model, that is, not using the high-value patent sample selected when the model is established as the verification sample, nor the relevant parameters in the model. A search is performed to obtain a verification sample. In addition, to ensure that the selected high patent value should have a certain degree of credibility, for example, the patent value has been verified by the market or widely recognized by the industry. In the present embodiment, it is considered to select a verification sample from a sample selection criterion different from that at the time of model establishment.
图7A示出了利用本公开实施例的专利价值度评价方法对第一届至第十八届中国专利奖获奖专利的价值度分析图表。中国专利奖是中国国家知识产权局(SIPO)与联合国世界知识产权组织(WIPO)共同开展的评选活动,也是我国唯一的专门对授予专利权的发明创造给予奖励的政府部门奖,至今已成功举办了十八届。评奖标准不仅强调项目的专利技术水平和创新高度,也注重其在市场转化过程中的运用情况,同时还对其保护状况和管理情况提出要求。奖励由各地知识产权局、国务院单位、国家级行业协会或者中国科学院院士/中国工程学院院士推荐,分别经由知识产权局和各行业的资深专家进行多级评审后选出,具有较高的公信力,可以作为价值度模型的验证样本。FIG. 7A is a graph showing the value analysis of the patents of the first to the eighteenth China Patent Awards by using the patent value evaluation method of the embodiment of the present disclosure. The China Patent Award is a joint evaluation activity between the State Intellectual Property Office of China (SIPO) and the United Nations World Intellectual Property Organization (WIPO). It is also the only government department award in China that rewards inventions and inventions for granting patents. It has been successfully held so far. Eighteenth. The award criteria not only emphasize the patent technology level and innovation level of the project, but also pay attention to its application in the market transformation process, and also put forward requirements for its protection status and management. The awards are recommended by local IP Offices, State Council units, state-level industry associations, or academicians of the Chinese Academy of Sciences/Chinese Academy of Engineering. They are selected by the IP Office and senior experts from various industries, and have high credibility. Can be used as a verification sample for the value model.
获得第一届至第十八届中国专利奖(包括中国专利奖和中国专利金奖)的发明和实用新型专利共计3175件。对其进行专利价值度分级后,导出分析图表如图7A所示。从图7A可以看出,其中价值度为满分的专利为871件,占到样本总数的27.4%(普通专利中分值为10的专利仅占4.5%),价值度大于等于8的专利共计2664件,占到样本总数的83.9%,而专利价值度小于等于5的合计仅127件,仅占样本总数的4%(普通 专利中专利价值度分值为1~5的专利占比为55.5%),而通过查看专利当前的法律状态可知,这127件专利当前已经全部失效(根据中国专利奖的评选条件,这些专利在入选时应当全部是授权有效的)。以上案例充分说明,我们当前构建的专利价值度模型与中国专利奖的评选结果有非常好的匹配度,可以用来筛选高价值专利。A total of 3,175 invention and utility model patents were obtained from the first to the 18th China Patent Awards (including the China Patent Award and the China Patent Gold Award). After grading the patent value, the derived analysis chart is shown in Fig. 7A. As can be seen from Figure 7A, there are 871 patents with a full value of value, accounting for 27.4% of the total sample (only 4.5% of patents with a score of 10 in ordinary patents), and 2664 patents with a value greater than or equal to 8. Pieces, accounting for 83.9% of the total number of samples, and the total value of patents less than or equal to 5 is only 127, accounting for only 4% of the total number of samples (the percentage of patents with a patent value of 1 to 5 in ordinary patents is 55.5%). By looking at the current legal status of patents, these 127 patents have all expired at present (according to the selection criteria of the Chinese Patent Award, these patents should all be authorized and valid at the time of selection). The above cases fully demonstrate that the patent value model we are currently building has a very good match with the results of the China Patent Awards and can be used to screen high-value patents.
当然,其中也有一些专利价值度为6、7、8的所谓中价值专利,这其中的原因一部分是由于其中部分专利失效导致专利价值度降低,同时,也应当考虑到中国专利奖的评选条件中包括了经济效益、市场转化等仅仅依靠专利价值度模型无法预测的因素。另一方面,专利价值度评价模型并不是一个鉴别具体专利是否绝对为高价值专利的“神器”,它虽然不能保证百发百中,但其对高价值专利判断的概率还是相当靠谱的,完全可以作为我们在工作中识别高价值专利的得力助手。Of course, there are also some so-called medium-value patents with patent value of 6, 7, and 8. Some of the reasons are due to the partial patent invalidation, which leads to the reduction of patent value. At the same time, it should also consider the selection criteria of the Chinese Patent Award. It includes economic benefits, market transformation, and other factors that cannot be predicted by relying solely on the patent value model. On the other hand, the patent value evaluation model is not an “artifact” to identify whether a specific patent is absolutely a high-value patent. Although it cannot guarantee a hundred patents, its probability of judging high-value patents is quite reliable. We are a competent assistant in identifying high-value patents at work.
图7B示出了用本公开实施例的专利价值度评价方法对ETSI中国标准必要专利的价值度分析图表。FIG. 7B is a graph showing the value analysis of the ETSI Chinese standard essential patent by the patent value evaluation method of the embodiment of the present disclosure.
关于标准必要专利(Standards-Essential Patents,SEP),国际电信联盟(ITU)将其定义为“任何可能完全或部分覆盖标准草案的专利或专利申请”。标准必要专利由于可能全部或部分覆盖标准草案,因而其应用价值十分显著。我们在中国授权发明及实用新型的专利中选取与ETSI(European Telecommunications Standards Institute,欧洲电信标准化协会)标准相关的标准必要专利(共计6851件),对其当前的价值度分布情况分析如图7B所示。从图7B可以看出,专利价值度大于等于9的专利共6129件,占样本总数的89.5%,专利价值度小于等于7的仅有151件,占样本总数的2.2%,且这些专利中有64.9%是当前已失效的专利。Regarding Standards-Essential Patents (SEP), the International Telecommunication Union (ITU) defines it as "any patent or patent application that may cover, in whole or in part, the draft standard." The standard essential patents have significant application value because they may cover the draft standard in whole or in part. We selected the standard essential patents (6851 pieces) related to the ETSI (European Telecommunications Standards Institute) standard for patents for inventions and utility models in China, and analyzed the current value distribution as shown in Figure 7B. Show. As can be seen from Figure 7B, there are 6,129 patents with a patent value greater than or equal to 9, accounting for 89.5% of the total number of samples, and only 151 patents with a value of less than or equal to 7, accounting for 2.2% of the total number of samples, and these patents have 64.9% is a patent that has expired.
图7C示出了用根据本公开实施例的专利价值度评价方法对单件专利的综合价值度评价及各维度专利价度评价的展示。在图7的示例中,从专利价值度等于10的专利中抽取专利公开号为CN102868498B,专利名称为“码本生成方法、数据传输方法及装置“的授权发明专利,其技术稳定性、技术先进性、保护范围的相关关键参数及评分情况如图7C所示。从图7C可以看出,列表中显示的指标仅仅是专利价值度评价模 型中采用的部分常见的参数指标,但“标准必要专利”因素没有被考虑到专利价值度评价模型影响参数的前提下,能够被自动识别为高价值专利,说明本模型在构建过程中,能够合理地运用各个专利参数的大数据统计信息,并将其进行科学合理的组配,从而形成可信的专利价值度评价体系。FIG. 7C illustrates the evaluation of the comprehensive value of a single patent and the evaluation of the patent price of each dimension by the patent value evaluation method according to an embodiment of the present disclosure. In the example of FIG. 7, the patent publication number is CN102868498B, and the patent name is "codebook generation method, data transmission method and device". The technical stability and technological advancement are extracted from the patent with the patent value equal to 10. The key parameters and scoring conditions of sex and protection range are shown in Figure 7C. As can be seen from Figure 7C, the indicators displayed in the list are only some of the common parameter indicators used in the patent value evaluation model, but the “standard essential patent” factor is not taken into account under the premise that the patent value evaluation model affects the parameters. Can be automatically identified as a high-value patent, indicating that the model can reasonably use the big data statistical information of each patent parameter in the construction process, and scientifically and rationally combine it to form a credible patent value evaluation system. .
从前面的高价值专利的分级效果验证实验中,可以看出本公开实施例的专利价值度模型在客观上对于快速识别高价值专利具有非常显著的效果。下面我们再利用这个模型对中国专利的运营、诉讼等数据进行统计,从中了解其中的一些分布规律。From the previous high-value patent grading effect verification experiment, it can be seen that the patent value model of the embodiment of the present disclosure objectively has a very significant effect on quickly identifying high-value patents. Below we use this model to calculate the statistics of Chinese patent operations, litigation and other data, and learn some of the distribution rules.
对中国专利数据库中的专利申请文献(包括发明申请、实用新型和外观设计,不包括授权发明文本)数量进行统计,获取每个法律事件发生的数量占比,如以下表2所示。The number of patent applications (including invention applications, utility models and designs, excluding authorized invention texts) in the Chinese patent database is counted, and the proportion of each legal event occurs, as shown in Table 2 below.
表2Table 2
Figure PCTCN2018098245-appb-000013
Figure PCTCN2018098245-appb-000013
从表2可以看出,专利价值度为9或10的高价值专利在所有专利中的总数占比不足10%,但却包含了半数以上的发生过诉讼、许可或质押 的专利,以及40%以上的发生过复审或海关备案的专利、30%以上的发生过转让或无效的专利。进一步对专利价值度较低(专利价值度小于等于4)的上述专利进行分析,发现其中多数有被驳回或全部无效、专利稳定性差、保护范围窄等问题。因此,利用专利价值度模型可以帮助用户有效筛选高价值专利。As can be seen from Table 2, high-value patents with a patent value of 9 or 10 account for less than 10% of all patents, but contain more than half of the patents that have been litigated, licensed or pledged, and 40%. The above-mentioned patents that have undergone review or customs filing, and more than 30% of patents that have been transferred or invalidated. Further analysis of the above-mentioned patents with low patent value (patent value less than or equal to 4) found that most of them were rejected or totally invalid, patent stability was poor, and protection scope was narrow. Therefore, the patent value model can help users effectively screen high-value patents.
下面参考表3进一步分析各价值度的专利发生各种法律事件的概率:The probability of occurrence of various legal events for patents of various values is further analyzed below with reference to Table 3:
表3table 3
Figure PCTCN2018098245-appb-000014
Figure PCTCN2018098245-appb-000014
由表3可以清楚地看出,专利价值度高的专利发生诉讼、质押、转让、许可、海关备案、复审、无效等法律事件的概率远远大于价值度比较低的专利。It can be clearly seen from Table 3 that the probability of legal events such as litigation, pledge, transfer, license, customs filing, review, invalidation, etc. of patents with high patent value is far greater than that of patents with lower value.
以下参考图8A和8B结合具体的示例简要地对专利价值度在专利检 索和分析实务中的应用进行示意性的说明。The application of patent value in patent retrieval and analysis practices is briefly illustrated below with reference to specific examples with reference to Figures 8A and 8B.
图8A示出了利用根据本公开的实施例的专利价值度评价方法进行专利价值度评价的用户界面的示意图。假设生产豆浆机的企业打算了解本行业中豆浆机方面的重要专利,可以在标题或摘要中搜索包含关键词“豆浆机”的专利,并在检索结果中选择按照专利价值度排序,如图8A所示。图8A中排在首位的是一件实用新型专利“一种双层下盖豆浆机”(申请号:CN201414387Y)。在专利旁边的标签中可以看到,这个专利曾经经历过诉讼、转让、许可、海关备案和无效审查等多种法律事件。就此专利进行进一步调查发现,该专利是九阳股份有限公司购买的步步高的专利,在此后的专利侵权诉讼中,九阳公司获得胜诉并或赔偿540万元。小小实用新型不让发明,在专利维权中发挥了大作用。FIG. 8A shows a schematic diagram of a user interface for patent value evaluation using a patent value evaluation method according to an embodiment of the present disclosure. Assume that the enterprise that produces soybean milk machine intends to understand the important patents of soymilk in this industry. You can search for the patent containing the keyword “Soya-bean milk machine” in the title or abstract, and choose the sorting according to the patent value in the search results, as shown in Figure 8A. Shown. In the first place in Figure 8A is a utility model patent "a double-layer under-cover soymilk machine" (application number: CN201414387Y). As can be seen in the label next to the patent, this patent has experienced various legal events such as litigation, transfer, licensing, customs filing and invalidation review. Further investigation of this patent found that the patent was a BBK patent purchased by Jiuyang Co., Ltd. In the subsequent patent infringement lawsuit, Jiuyang Company won the case and compensated 5.4 million yuan. Small utility models do not allow inventions and play a major role in patent rights protection.
接下来我们对申请人专利的价值度分布情况进行分析。Next, we analyze the distribution of the value of the applicant's patent.
图8B示出了利用根据本公开的实施例的专利价值度评价方法筛选出的高价值专利的申请人的专利布局的示意图。从图8B可以看出,九阳股份有限公司申请的中国专利当中,发生过诉讼、转让、许可、海关备案、复审、无效的案件分别有4、19、21、6、6及8件;筛选九阳公司申请的中国专利中专利价值度等于9或10的专利,发现其发生过上述法律事件的案件分别有4、8、20、3、4及8件,包括了上述大部分发生过法律事件的重要案件。可见该申请人拥有较多的高价值专利。FIG. 8B shows a schematic diagram of the applicant's patent layout using the patented value evaluation method according to an embodiment of the present disclosure. As can be seen from Figure 8B, among the Chinese patents applied by Jiuyang Co., Ltd., there were 4, 19, 21, 6, 6 and 8 cases involving litigation, transfer, licensing, customs filing, review and invalidation; The patents of Chinese patents applied by Jiuyang Company are equal to 9 or 10 patents, and 4, 8, 20, 3, 4 and 8 cases have been found in the above legal incidents, including most of the above-mentioned laws. An important case of the incident. It can be seen that the applicant has more high-value patents.
以上仅是专利价值度模型应用的一个简单示意,实践中,应根据需要对专利进行细致检索之后,利用专利价值度模型对检索结果进行筛选,并结合专利的实际内容和技术、市场的应用情况进行深入、具体的分析。The above is only a simple indication of the application of the patent value model. In practice, the patent should be carefully searched according to the needs, and the patent value model should be used to screen the search results, combined with the actual content and technology of the patent and the application of the market. Conduct in-depth, specific analysis.
本公开的实施例还提供了一种计算机可读存储介质,用于存储指令,所述指令在被处理器执行时使处理器执行上述方法。Embodiments of the present disclosure also provide a computer readable storage medium for storing instructions that, when executed by a processor, cause a processor to perform the above method.
作为示例,本公开的实施例也可以在机器可执行指令的上下文中被描述,机器可执行指令诸如包括在目标的真实或者虚拟处理器上的器件中执行的程序模块中。一般而言,程序模块包括例程、程序、库、对象、类、组件、数据结构等,其执行特定的任务或者实现特定的抽象数据结构。在各实施例中,程序模块的功能可以在所描述的程序模块之间合并 或者分割。用于程序模块的机器可执行指令可以在本地或者分布式设备内执行。在分布式设备中,程序模块可以位于本地和远程存储介质二者中。By way of example, embodiments of the present disclosure may also be described in the context of machine-executable instructions, such as in a program module that is executed in a device on a real or virtual processor of a target. Generally, program modules include routines, programs, libraries, objects, classes, components, data structures, and the like that perform particular tasks or implement particular abstract data structures. In various embodiments, the functionality of the program modules may be combined or divided between the described program modules. Machine-executable instructions for program modules can be executed within a local or distributed device. In a distributed device, program modules can be located in both local and remote storage media.
用于实现本公开的方法的计算机程序代码可以用一种或多种编程语言编写。这些计算机程序代码可以提供给通用计算机、专用计算机或其他可编程的数据处理装置的处理器,使得程序代码在被计算机或其他可编程的数据处理装置执行的时候,引起在流程图和/或框图中规定的功能/操作被实施。程序代码可以完全在计算机上、部分在计算机上、作为独立的软件包、部分在计算机上且部分在远程计算机上或完全在远程计算机或服务器上执行。Computer program code for implementing the methods of the present disclosure can be written in one or more programming languages. The computer program code can be provided to a general purpose computer, a special purpose computer or a processor of other programmable data processing apparatus such that the program code, when executed by a computer or other programmable data processing apparatus, causes a flowchart and/or block diagram. The functions/operations specified in are implemented. The program code can execute entirely on the computer, partly on the computer, as a stand-alone software package, partly on the computer and partly on the remote computer or entirely on the remote computer or server.
在本公开的上下文中,机器可读介质可以是包含或存储用于或有关于指令执行系统、装置或设备的程序的任何有形介质。机器可读介质可以是机器可读信号介质或机器可读存储介质。机器可读介质可以包括但不限于电子的、磁的、光学的、电磁的、红外的或半导体系统、装置或设备,或其任意合适的组合。机器可读存储介质的更详细示例包括带有一根或多根导线的电气连接、便携式计算机磁盘、硬盘、随机存储存取器(RAM)、只读存储器(ROM)、可擦除可编程只读存储器(EPROM或闪存)、光存储设备、磁存储设备,或其任意合适的组合。In the context of the present disclosure, a machine-readable medium can be any tangible medium that contains or stores a program for or relating to an instruction execution system, apparatus, or device. The machine readable medium can be a machine readable signal medium or a machine readable storage medium. A machine-readable medium can include, but is not limited to, an electronic, magnetic, optical, electromagnetic, infrared, or semiconductor system, apparatus, or device, or any suitable combination thereof. More detailed examples of machine readable storage media include electrical connections with one or more wires, portable computer disks, hard disks, random access memory (RAM), read only memory (ROM), erasable programmable read only Memory (EPROM or flash memory), optical storage device, magnetic storage device, or any suitable combination thereof.
以上所述仅为本公开的优选实施例,并不用于限制本公开,对于本领域技术人员而言,本公开可以有各种改动和变化。凡在本公开的精神和原理之内所作的任何修改、等同替换、改进等,均应包含在本公开的保护范围之内。The above description is only a preferred embodiment of the present disclosure, and is not intended to limit the disclosure, and various changes and modifications may be made to the present disclosure. Any modifications, equivalents, improvements, etc. made within the spirit and scope of the present disclosure are intended to be included within the scope of the present disclosure.

Claims (21)

  1. 一种构建专利价值度评价模型的方法,其特征在于,包括:A method for constructing a patent value evaluation model, which comprises:
    选取影响专利价值度的参数;Select parameters that affect the value of the patent;
    根据预设的专利价值度评价标准选取专利数据样本;Selecting patent data samples according to the preset patent value evaluation criteria;
    基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式。Based on the selected patent data samples, an evaluation formula reflecting the relationship between the selected parameters and the patent value is established.
  2. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,所述参数包括以下中的至少一种:The method of constructing a patent value evaluation model according to claim 1, wherein the parameter comprises at least one of the following:
    与专利的类型、状态、内容、审查过程有关的参数;Parameters related to the type, status, content, and review process of the patent;
    与专利的引证和被引证情况有关的参数;Parameters related to the citation and citation of the patent;
    与专利的布局有关的参数;Parameters related to the layout of the patent;
    与专利的维持有关的参数;Parameters related to the maintenance of patents;
    与专利的发明人和申请人有关的参数;Parameters related to the inventor and applicant of the patent;
    与专利的运营有关的参数;以及Parameters related to the operation of the patent;
    与专利的争议和纠纷有关的参数。Parameters related to patent disputes and disputes.
  3. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,所述选取影响专利价值度的参数包括:The method for constructing a patent value evaluation model according to claim 1, wherein the selecting parameters affecting the patent value includes:
    选取影响专利价值度的因素和用于评价所述因素的子参数;Selecting factors that affect the value of the patent and sub-parameters used to evaluate the factors;
    根据所述子参数来评价所述因素,将评价结果作为所选取的参数。The factors are evaluated based on the sub-parameters, and the evaluation results are taken as the selected parameters.
  4. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,所述方法还包括:在选取专利样本之后,基于所选取的专利数据样本建立所选取的参数与专利价值度之间的关系图谱;并且The method for constructing a patent value evaluation model according to claim 1, wherein the method further comprises: after selecting the patent sample, establishing a selected parameter and a patent value based on the selected patent data sample. Relationship map; and
    所述评价公式是基于所述关系图谱来建立的。The evaluation formula is established based on the relationship map.
  5. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,所述根据预设的专利价值度评价标准选取专利数据样本包括:The method for constructing a patent value evaluation model according to claim 1, wherein the selecting a patent data sample according to a preset patent value evaluation standard comprises:
    选取符合预设的第一条件的专利作为第一组专利数据样本;Selecting a patent that meets the preset first condition as the first set of patent data samples;
    选取符合预设的第二预设条件的专利作为第二组专利数据样本。A patent that meets the preset second preset condition is selected as the second set of patent data samples.
  6. 根据权利要求5所述的构建专利价值度评价模型的方法,其特征在于,所述第二组专利数据样本是从第一组专利数据样本中选取的,所述第一条件包 括记载于国专利数据库中的全部发明和实用新型,所述第二条件包括以下中的至少一个:The method for constructing a patent value evaluation model according to claim 5, wherein the second group of patent data samples are selected from the first group of patent data samples, and the first condition includes the patents recorded in the country. All inventions and utility models in the database, the second condition comprising at least one of the following:
    发生过专利侵权诉讼并获得胜诉的专利;a patent infringement lawsuit and a successful patent;
    维持缴费至专利期届满的专利;Maintain the payment of the patent until the expiration of the patent period;
    投入运营并获取回报的专利;a patent that is put into operation and receives returns;
    被请求无效并且被判维持有效的中国专利;a Chinese patent that has been requested to be invalid and has been sentenced to remain valid;
    形成行业规范的专利;Forming industry-standard patents;
    被用超过预设次数的专利;a patent that has been used more than a preset number of times;
    多国申请的专利。Patent applied for in multiple countries.
  7. 根据权利要求5所述的构建专利价值度评价模型的方法,其特征在于,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:The method for constructing a patent value evaluation model according to claim 5, wherein the evaluation formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample comprises:
    计算所选取的参数在第一组专利数据样本中的分布;Calculating the distribution of the selected parameters in the first set of patent data samples;
    计算所选取的参数在第二组专利数据样本中的分布;Calculating the distribution of the selected parameters in the second set of patent data samples;
    计算所选取的参数在第一组专利数据样本中的分布与所选取的参数在第二组专利数据样本中的分布之间的比较结果;以及Calculating a comparison between the distribution of the selected parameters in the first set of patent data samples and the distribution of the selected parameters in the second set of patent data samples;
    基于所述比较结果拟合所选取的参数与所述比较结果之间的关系式,作为体现所选取的参数与专利价值度之间的关系的评价公式。The relationship between the selected parameter and the comparison result is fitted based on the comparison result as an evaluation formula reflecting the relationship between the selected parameter and the patent value.
  8. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:The method for constructing a patent value evaluation model according to claim 1, wherein the evaluation formula for establishing a relationship between the selected parameter and the patent value based on the selected patent data sample comprises:
    提取参数的每个值所对应的专利;Extracting the patent corresponding to each value of the parameter;
    对每个值所对应的专利进行专利价值度评价,并基于评价结果来设定参数的该值对专利价值度的影响力;Patent value evaluation for each patent corresponding to each value, and based on the evaluation result, the influence of the value of the parameter on the patent value is set;
    基于参数的各个值对专利价值度的影响力来获得体现参数与专利价值度之间关系的评价公式。Based on the influence of each value of the parameter on the patent value, the evaluation formula that reflects the relationship between the parameter and the patent value is obtained.
  9. 根据权利要求8所述的构建专利价值度评价模型的方法,其特征在于,所述专利数据样本包括单件专利的专利数据样本或者由多件专利转换成的复合专利的专利数据样本。The method for constructing a patent value evaluation model according to claim 8, wherein the patent data sample comprises a patent data sample of a single patent or a patent data sample of a composite patent converted from a plurality of patents.
  10. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于, 所选取的参数有多个,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:The method for constructing a patent value evaluation model according to claim 1, wherein there are a plurality of selected parameters, and the relationship between the selected parameters and the patent value is established based on the selected patent data samples. The evaluation formula includes:
    针对每个所选取的参数,分别基于所选取的专利数据样本建立体现该参数与专利价值度之间关系的子评价公式;For each selected parameter, a sub-evaluation formula embodying the relationship between the parameter and the patent value is established based on the selected patent data samples;
    将子评价公式的加权和,作为针对所选取的全体参数的评价公式。The weighted sum of the sub-evaluation formulas is taken as an evaluation formula for the selected overall parameters.
  11. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,所选取的参数分为多组,所述基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式包括:The method for constructing a patent value evaluation model according to claim 1, wherein the selected parameters are divided into a plurality of groups, and the selected patent data sample is established based on the selected parameter and the patent value. The evaluation formula for the relationship includes:
    针对每个所选取的每一组参数,分别基于所选取的专利数据样本建立体现该组参数与专利价值度之间关系的子评价公式;For each selected group of parameters, a sub-evaluation formula reflecting the relationship between the set of parameters and the patent value is established based on the selected patent data samples;
    将子评价公式的加权和,作为针对所选取的全体参数的评价公式。The weighted sum of the sub-evaluation formulas is taken as an evaluation formula for the selected overall parameters.
  12. 根据权利要求1所述的构建专利价值度评价模型的方法,其特征在于,还包括:The method for constructing a patent value evaluation model according to claim 1, further comprising:
    接收其他参数;Receive other parameters;
    基于所述其他参数建立用于从评价专利价值度的至少一个其他模型,将所述其他模型与所建立的评价公式组合以得到最终构建的专利价值度评价模型。Based on the other parameters, at least one other model for evaluating the patent value is established, and the other models are combined with the established evaluation formula to obtain a finally constructed patent value evaluation model.
  13. 一种计算机可读存储介质,用于存储指令,所述指令在被处理器执行时使处理器执行根据权利要求1至12中任一项所述的构建专利价值度评价模型的方法。A computer readable storage medium for storing instructions that, when executed by a processor, cause a processor to perform the method of constructing a patent value evaluation model according to any one of claims 1 to 12.
  14. 一种专利价值度评价方法,其特征在于,包括:A patent value evaluation method, characterized in that it comprises:
    构建专利价值度评价模型;Construct a patent value evaluation model;
    根据所构建的专利价值度评价模型对目标专利进行评价;以及Evaluation of the target patent based on the constructed patent value evaluation model;
    根据对目标专利的评价结果来优化专利价值度评价模型,Optimize the patent value evaluation model based on the evaluation results of the target patent.
    其中,所述构建专利价值度评价模型包括:Wherein, the construction patent value evaluation model includes:
    选取影响专利价值度的参数;Select parameters that affect the value of the patent;
    根据预设的专利价值度评价标准选取专利数据样本;Selecting patent data samples according to the preset patent value evaluation criteria;
    基于所选取的专利数据样本建立体现所选取的参数与专利价值度之间关系的评价公式。Based on the selected patent data samples, an evaluation formula reflecting the relationship between the selected parameters and the patent value is established.
  15. 根据权利要求14所述的专利价值度评价方法,其特征在于,所构建的专利价值度评价模型包括第一模型以及与第一模型不同的第二模型,所述根 据对目标专利的评价结果来优化专利价值度评价模型包括:The patent value evaluation method according to claim 14, wherein the constructed patent value evaluation model comprises a first model and a second model different from the first model, the evaluation result based on the target patent The evaluation model for optimizing patent value includes:
    将被第一模型和/或第二模型评价为价值度在期望范围的目标专利作为参考专利;以及a target patent to be evaluated by the first model and/or the second model as having a value in a desired range as a reference patent;
    利用所述参考专利来更新用于构建第一模型和/或第二模型的专利数据样本。The patent data sample used to construct the first model and/or the second model is updated using the reference patent.
  16. 根据权利要求14所述的专利价值度评价方法,其特征在于,所构建的专利价值度评价模型包括第一模型,所述根据对目标专利的评价结果来优化专利价值度评价模型包括:The patent value evaluation method according to claim 14, wherein the constructed patent value evaluation model comprises a first model, and the evaluation model for optimizing the patent value according to the evaluation result of the target patent comprises:
    将被第一模型评价为价值度在期望范围的目标专利作为参考专利;以及The target patent to be evaluated by the first model as having a value in the desired range as a reference patent;
    利用所述参考专利来更新用于构建第一模型的专利数据样本。The patent data sample used to construct the first model is updated using the reference patent.
  17. 根据权利要求14所述的专利价值度评价方法,其特征在于,所构建的专利价值度评价模型包括第一模型以及与第一模型不同的第二模型,所述专利价值度评价方法还包括:The patent value evaluation method according to claim 14, wherein the constructed patent value evaluation model comprises a first model and a second model different from the first model, and the patent value evaluation method further comprises:
    分别使用第一模型和第二模型对预先选定的验证数据进行评价以得到第一评价结果和第二评价结果;The pre-selected verification data is evaluated using the first model and the second model, respectively, to obtain a first evaluation result and a second evaluation result;
    将第一评价结果与第二评价结果相比较;Comparing the first evaluation result with the second evaluation result;
    基于比较结果来调整第一模型和/或第二模型。The first model and/or the second model are adjusted based on the comparison results.
  18. 根据权利要求14所述的专利价值度评价方法,其特征在于,所构建的专利价值度评价模型包括第一模型,所述专利价值度评价方法还包括:The patent value evaluation method according to claim 14, wherein the constructed patent value evaluation model comprises a first model, and the patent value evaluation method further comprises:
    使用第一模型对预先选定的验证数据进行评价以获得第一评价结果;The pre-selected verification data is evaluated using the first model to obtain a first evaluation result;
    评价构建第一模型所使用的专利数据样本以获得第二评价结果;Evaluating a patent data sample used in constructing the first model to obtain a second evaluation result;
    将第一评价结果与第二评价结果相比较;Comparing the first evaluation result with the second evaluation result;
    基于比较结果来调整第一模型。The first model is adjusted based on the comparison result.
  19. 根据权利要求14所述的专利价值度评价方法,其特征在于,所述专利价值度评价方法还包括:The patent value evaluation method according to claim 14, wherein the patent value evaluation method further comprises:
    在根据所构建的专利价值度评价模型对目标专利进行评价之后,将评价结果进行归一化处理以转换成在预设范围内的评价分数值。After evaluating the target patent according to the constructed patent value evaluation model, the evaluation result is normalized to be converted into an evaluation score value within a preset range.
  20. 根据权利要求14所述的专利价值度评价方法,其特征在于,所述目标专利包括专利组,所述根据所构建的专利价值度评价模型对目标专利进行评价包括:The patent value evaluation method according to claim 14, wherein the target patent includes a patent group, and the evaluation of the target patent according to the constructed patent value evaluation model includes:
    根据所构建的专利价值度评价模型来评价专利组中的每件专利;Evaluate each patent in the patent group based on the constructed patent value evaluation model;
    对专利组中各件专利的评价结果进行数学运算以得到针对所述专利组的评价结果。Mathematical calculations were performed on the evaluation results of each patent in the patent group to obtain evaluation results for the patent group.
  21. 一种计算机可读存储介质,用于存储指令,所述指令在被处理器执行时使处理器执行根据权利要求14至20中任一项所述的专利价值度评价方法。A computer readable storage medium for storing instructions that, when executed by a processor, cause a processor to perform the patent value evaluation method according to any one of claims 14-20.
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