WO2018170371A1 - Polyaromatic compounds and high refractive index, light stable, yellowing resistant resins containing same - Google Patents

Polyaromatic compounds and high refractive index, light stable, yellowing resistant resins containing same Download PDF

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Publication number
WO2018170371A1
WO2018170371A1 PCT/US2018/022819 US2018022819W WO2018170371A1 WO 2018170371 A1 WO2018170371 A1 WO 2018170371A1 US 2018022819 W US2018022819 W US 2018022819W WO 2018170371 A1 WO2018170371 A1 WO 2018170371A1
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formulation
acrylate
epoxy
nanoparticles
range
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PCT/US2018/022819
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French (fr)
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Puwei Liu
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Henkel IP & Holding GmbH
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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C69/00Esters of carboxylic acids; Esters of carbonic or haloformic acids
    • C07C69/52Esters of acyclic unsaturated carboxylic acids having the esterified carboxyl group bound to an acyclic carbon atom
    • C07C69/533Monocarboxylic acid esters having only one carbon-to-carbon double bond
    • C07C69/54Acrylic acid esters; Methacrylic acid esters
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B82NANOTECHNOLOGY
    • B82YSPECIFIC USES OR APPLICATIONS OF NANOSTRUCTURES; MEASUREMENT OR ANALYSIS OF NANOSTRUCTURES; MANUFACTURE OR TREATMENT OF NANOSTRUCTURES
    • B82Y30/00Nanotechnology for materials or surface science, e.g. nanocomposites
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C67/00Preparation of carboxylic acid esters
    • C07C67/14Preparation of carboxylic acid esters from carboxylic acid halides
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B1/00Optical elements characterised by the material of which they are made; Optical coatings for optical elements
    • G02B1/04Optical elements characterised by the material of which they are made; Optical coatings for optical elements made of organic materials, e.g. plastics
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09JADHESIVES; NON-MECHANICAL ASPECTS OF ADHESIVE PROCESSES IN GENERAL; ADHESIVE PROCESSES NOT PROVIDED FOR ELSEWHERE; USE OF MATERIALS AS ADHESIVES
    • C09J133/00Adhesives based on homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and at least one being terminated by only one carboxyl radical, or of salts, anhydrides, esters, amides, imides, or nitriles thereof; Adhesives based on derivatives of such polymers
    • C09J133/04Homopolymers or copolymers of esters

Definitions

  • the present invention relates to polyaromatic compounds and high refractive index formulations containing same. Formulations containing these polyaromatic compounds have excellent light stability and good optical properties. In certain aspects, the invention also relates to methods for the preparation of novel polyaromatic compounds and high refractive index formulations containing same. In certain aspects, the present invention also relates to assemblies and articles prepared using invention formulations and methods.
  • novel polyaromatic compounds which, upon cure, produce high refractive index polymers, which are useful in among such things as adhesive products, particularly those having optical clarity and good light stability.
  • high refractive index formulations containing these polyaromatic compounds, where the formulations are light stable and demonstrate good optical properties.
  • polyaromatic compounds having the structure:
  • FG 1 is optionally present, and when present is a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy,
  • n 0 or 1
  • Ar 1 is an optionally substituted aromatic ring
  • each of Ar 2 , Ar 3 and Ar 4 are independently optionally substituted polyvalent
  • each of L 1 , L 2 and L 3 are independently non-conjugating linkers
  • FG 2 is a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy.
  • aromatic rings are poly-substituted.
  • Exemplary, optionally substituted aromatic rings include a 2,4-disubstituted phenyl ring (e.g., 2,4-dimethyl phenyl), a 2,5-disubstituted phenyl ring (e.g., 2,5-dimethyl phenyl), a 2,3,4-trisubstituted phenyl ring (e.g., 2,3,4-trimethyl phenyl), and the like.
  • Exemplary optionally substituted polyvalent aromatic rings include a 2,4,5- trisubstituted phenyl ring (e.g., a 2,4,5-trimethyl phenyl ring), a 2,3,4-trisubstituted phenyl ring (e.g., a 2,3,4-trimethyl phenyl ring), and the like.
  • Exemplary polyaromatic compounds contemplated for use herein include compounds having the structure: wherein the terminal -OH is replaced and/or functionalized with a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy.
  • Additional exemplary polyaromatic compounds contemplated for use herein include compounds havin the structure:
  • R is H, lower alkyl, or alkyloxy
  • stable, high refractive index, non-yellowing, optically transparent formulations comprising:
  • the resulting formulation upon cure, has a refractive index in the range of about
  • test materials are exposed to alternating cycles of UV light and moisture at controlled, elevated temperatures for at least 500 hours without a significant increase in its yellow index value.
  • Invention formulations are further defined as having a yellow index value, B*, of ⁇ 1.0 and/or a thickness in the range of about ⁇ up to about ⁇ and/or said formulation is at least 97% transparent.
  • invention formulations have a yellow index value, B*, of ⁇ 2.0; in some embodiments, invention formulations have a yellow index value, B*, of ⁇ 3.0.
  • invention formulations have a thickness in the range of about ⁇ up to about ⁇ . In some embodiments, invention formulations have a thickness in the range of about ⁇ up to about 500 ⁇ .
  • invention formulations are at least 98% transparent; in some embodiments, invention formulations are at least 99% transparent; in some embodiments, invention formulations are at least 99.5% transparent.
  • invention formulations further comprise one or more monomers with carbon-carbon double bonds that can be free-radically polymerized, i.e., monomers which undergo addition polymerization.
  • monomers include acrylates, methacrylates, dimethacrylates, epoxies, vinyl ethers, divinyl ethers, diallyl ethers, dipropargyl ethers, mixed propargyl allyl ethers, vinyl esters, cyanoacrylates, silicones, silicone-containing acrylates, silicone- containing vinyl ethers, monomaleimides, bismaleimides, nadimides, itaconimides, as well as mixtures of any two or more thereof.
  • acrylate resins contemplated for use herein are derived from an aliphatic acrylate selected from isodecyl acrylate, 2-ethylhexyl acrylate,
  • acrylate resins contemplated for use herein are derived from an aromatic acrylate that does not contain any fused/conjugated aromatic rings, or any aromatic rings directly linked with more than one carbon l groups, and is selected from benzyl acrylate,
  • acrylate contemplated for use herein are derived from compounds having non-fused/non- conjugated aromatic rings:
  • acrylate contemplated for use herein are derived from:
  • formulations of the present invention further comprise nanoparticles.
  • nanoparticles typically have an average particle size of less than 40 nm. In some embodiments, said nanoparticles have an average particle size of less than 25 nm; in some embodiments, the particle size distribution on said
  • nanoparticles is less than 10 nm; in some embodiments, said nanoparticles have an average particle size in the range of 4-10 nm.
  • nanoparticles employed in invention formulations are stabilized metal oxide nanoparticles.
  • nanoparticles employed in invention formulations are stabilized by the presence of one or more capping agents.
  • the refractive index of invention formulations fall in the range of about 1.55 up to about 1.74.
  • invention formulations comprise:
  • invention formulations optionally further comprise one or more flow additives, adhesion promoters, rheology modifiers, toughening agents, fluxing agents, film flexibilizers, phenol-novolac hardeners, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), photo-initiators, , as well as mixtures of any two or more thereof.
  • flow additives e.g., adhesion promoters, rheology modifiers, toughening agents, fluxing agents, film flexibilizers, phenol-novolac hardeners, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), photo-initiators, , as well as mixtures of any two or more thereof.
  • resins comprising a cured aliquot of the polyaromatic compounds of the invention.
  • assemblies comprising a first transparent component and a second transparent component separated only by an aliquot of a formulation according to the present invention.
  • the aliquot when applied to said first and/or second transparent component has a thickness of about ⁇ ⁇ up to about ⁇ .
  • articles comprising a first transparent component and a second transparent component adhered thereto with a cured aliquot of a formulation according to the present invention.
  • light emitting elements wherein at least a light transmitting portion thereof is adhered thereto with a cured aliquot of a formulation according to the present invention.
  • the refractive index of the resulting formulation falls in the range of about 1.55 up to about 2.0. In some embodiments, the refractive index of the resulting formulation falls in the range of about 1.55 up to about 1.80. In some embodiments, the refractive index of the resulting formulation falls in the range of about 1.55 up to about 1.74.
  • invention formulations comprise:
  • invention formulations comprise:
  • invention formulations comprise:
  • invention formulations comprise:
  • non-yellowing, light stable resin(s) are contemplated for use herein; exemplary non-yellowing, light stable resin(s) contemplated for use herein are derived from acrylates, methacrylates, epoxies, vinyl ethers, vinyl esters, cyanoacrylates, silicones, silicone-containing acrylates, silicone-containing vinyl ethers, one or more monomers that can be free-radically polymerized, as well as mixtures of any two or more thereof.
  • Non-yellowing light stable resins contemplated for use herein are typically not derived from unsaturated sulfur-containing compounds, which tend to yellow upon aging and/or exposure to light, moisture, heat and the like.
  • non-yellowing light stable resins contemplated for use herein are typically not derived from polyaromatic compounds having substantial conjugation between the aromatic rings thereof as such materials are also prone to yellowing upon aging and/or exposure to light, moisture, heat and the like.
  • Exemplary acrylates contemplated for use herein include monofunctional
  • (meth)acrylates difunctional (meth)acrylates, trifunctional (meth)acrylates, polyfunctional (meth)acrylates, and the like.
  • Exemplary monofunctional (meth)acrylates include phenylphenol acrylate, methoxypolyethylene acrylate, acryloyloxyethyl succinate, fatty acid acrylate,
  • methacryloyloxyethylphthalic acid phenoxyethylene glycol methacrylate, fatty acid methacrylate, ⁇ -carboxyethyl acrylate, isobornyl acrylate, isobutyl acrylate, t-butyl acrylate, hydroxyethyl acrylate, hydroxypropyl acrylate, dihydrocyclopentadiethyl acrylate, cyclohexyl methacrylate, t-butyl methacrylate, dimethylaminoethyl methacrylate, diethylaminoethyl methacrylate, t-butylaminoethyl methacrylate, 4-hydroxybutyl acrylate, tetrahydrofurfuryl acrylate, benzyl acrylate, ethylcarbitol acrylate, phenoxyethyl acrylate, methoxytriethylene glycol acrylate, monopentaerythritol
  • Exemplary difunctional (meth)acrylates include hexanediol dimethacrylate, hydroxyacryloyloxypropyl methacrylate, hexanediol diacrylate, urethane acrylate, epoxyacrylate, bisphenol A-type epoxyacrylate, modified epoxyacrylate, fatty acid- modified epoxyacrylate, amine-modified bisphenol A-type epoxyacrylate, allyl methacrylate, ethylene glycol dimethacrylate, diethylene glycol dimethacrylate, ethoxylated bisphenol A dimethacrylate, tricyclodecanedimethanol dimethacrylate, glycerin dimethacrylate, polypropylene glycol diacrylate, propoxylated ethoxylated bisphenol A diacrylate, 9,9-bis(4-(2-acryloyloxyethoxy)phenyl) fluorene, tricyclodecane diacrylate, dipropylene glycol diacrylate, polypropylene glycol diacryl
  • Exemplary trifunctional (meth)acrylates include trimethylolpropane
  • trimethacrylate trimethylolpropane triacrylate, trimethylolpropane ethoxy triacrylate, polyether triacrylate, glycerin propoxy triacrylate, and the like.
  • Exemplary polyfunctional (meth)acrylates include dipentaerythritol polyacrylate, dipentaerythritol hexaacrylate, pentaerythritol tetraacrylate, pentaerythritolethoxy tetraacrylate, ditrimethylolpropane tetraacrylate, and the like.
  • Additional exemplary acrylates contemplated for use in the practice of the present invention include those described in US Pat. No. 5,717,034, the entire contents of which are hereby incorporated by reference herein.
  • a wide variety of epoxy-functionalized resins are contemplated for use herein, e.g., liquid-type epoxy resins based on bisphenol A, solid-type epoxy resins based on bisphenol A, liquid-type epoxy resins based on bisphenol F (e.g., Epiclon EXA-835LV), multifunctional epoxy resins based on phenol-novolac resin, dicyclopentadiene-type epoxy resins (e.g., Epiclon HP-7200L), naphthalene-type epoxy resins, and the like, as well as mixtures of any two or more thereof.
  • liquid-type epoxy resins based on bisphenol A solid-type epoxy resins based on bisphenol A
  • liquid-type epoxy resins based on bisphenol F e.g., Epiclon EXA-835LV
  • multifunctional epoxy resins based on phenol-novolac resin e.g., dicyclopentadiene-type epoxy resins (e.g., Epiclon HP-7200L),
  • Exemplary epoxy-functionalized resins contemplated for use herein include the diepoxide of the cycloaliphatic alcohol, hydrogenated bisphenol A (commercially available as Epalloy 5000), a difunctional cycloaliphatic glycidyl ester of
  • the epoxy component may include the combination of two or more different bisphenol based epoxies.
  • These bisphenol based epoxies may be selected from bisphenol A, bisphenol F, or bisphenol S epoxies, or combinations thereof.
  • two or more different bisphenol epoxies within the same type of resin such A, F or S may be used.
  • bisphenol epoxies contemplated for use herein include bisphenol-F-type epoxies (such as RE-404-S from Nippon Kayaku, Japan, and EPICLON 830 (RE1801), 830S (RE1815), 830A (RE1826) and 830W from Dai Nippon Ink & Chemicals, Inc., and RSL 1738 and YL-983U from Resolution) and bisphenol-A-type epoxies (such as YL-979 and 980 from Resolution).
  • bisphenol-F-type epoxies such as RE-404-S from Nippon Kayaku, Japan
  • EPICLON 830 (RE1801), 830S (RE1815), 830A (RE1826) and 830W from Dai Nippon Ink & Chemicals, Inc., and RSL 1738 and YL-983U from Resolution
  • bisphenol-A-type epoxies such as YL-979 and 980 from Resolution
  • the bisphenol epoxies available commercially from Dai Nippon and noted above are promoted as liquid undiluted epichlorohydrin-bisphenol F epoxies having much lower viscosities than conventional epoxies based on bisphenol A epoxies and have physical properties similar to liquid bisphenol A epoxies.
  • Bisphenol F epoxy has lower viscosity than bisphenol A epoxies, all else being the same between the two types of epoxies, which affords a lower viscosity and thus a fast flow underfill sealant material.
  • the EEW of these four bisphenol F epoxies is between 165 and 180.
  • the viscosity at 25°C is between 3,000 and 4,500 cps (except for RE1801 whose upper viscosity limit is 4,000 cps).
  • the hydrolyzable chloride content is reported as 200 ppm for RE1815 and 830W, and that for RE 1826 as 100 ppm.
  • the bisphenol epoxies available commercially from Resolution and noted above are promoted as low chloride containing liquid epoxies.
  • the bisphenol A epoxies have a EEW (g/eq) of between 180 and 195 and a viscosity at 25°C of between 100 and 250 cps.
  • the total chloride content for YL-979 is reported as between 500 and 700 ppm, and that for YL-980 as between 100 and 300 ppm.
  • the bisphenol F epoxies have a EEW (g/eq) of between 165 and 180 and a viscosity at 25°C of between 30 and 60.
  • the total chloride content for RSL-1738 is reported as between 500 and 700 ppm, and that for YL-983U as between 150 and 350 ppm.
  • epoxy component of invention formulations In addition to the bisphenol epoxies, other epoxy compounds are contemplated for use as the epoxy component of invention formulations.
  • cycloaliphatic epoxies such as 3,4-epoxycyclohexylmethyl-3,4-epoxycyclohexylcarbonate, can be used.
  • monofunctional, difunctional or multifunctional reactive diluents may be used to adjust the viscosity and/or lower the Tg of the resulting resin material.
  • Exemplary reactive diluents include butyl glycidyl ether, cresyl glycidyl ether, polyethylene glycol glycidyl ether, polypropylene glycol glycidyl ether, and the like.
  • Epoxies suitable for use herein include polyglycidyl derivatives of phenolic compounds, such as those available commercially under the tradename EPON, such as EPON 828, EPON 1001, EPON 1009, and EPON 1031 from Resolution; DER 331, DER 332, DER 334, and DER 542 from Dow Chemical Co.; and BREN-S from Nippon Kayaku.
  • Other suitable epoxies include polyepoxides prepared from polyols and the like and polyglycidyl derivatives of phenol-formaldehyde novolacs, the latter of such as DEN 431, DEN 438, and DEN 439 from Dow Chemical.
  • Cresol analogs are also available commercially under the tradename ARALDITE, such as ARALDITE ECN 1235, ARALDITE ECN 1273, and ARALDITE ECN 1299 from Ciba Specialty Chemicals Corporation.
  • SU-8 is a bisphenol- A-type epoxy novolac available from Resolution.
  • Polyglycidyl adducts of amines, aminoalcohols and polycarboxylic acids are also useful in this invention, commercially available resins of which include GLYAMINE 135, GLYAMINE 125, and GLYAMINE 115 from F.I.C. Corporation; ARALDITE MY-720, ARALDITE 0500, and ARALDITE 0510 from Ciba Specialty Chemicals and PGA-X and PGA-C from the Sherwin-Williams Co.
  • Appropriate monofunctional epoxy coreactant diluents for optional use herein include those that have a viscosity which is lower than that of the epoxy component, ordinarily, less than about 250 cps.
  • the monofunctional epoxy coreactant diluents should have an epoxy group with an alkyl group of about 6 to about 28 carbon atoms, examples of which include C 6-28 alkyl glycidyl ethers, C 6-28 fatty acid glycidyl esters, C 6-28 alkylphenol glycidyl ethers, and the like.
  • such coreactant diluent should be employed in an amount from about 0.5 percent by weight to about 10 percent by weight, based on the total weight of the composition; in some embodiments, such coreactant diluent should be employed in an amount from about 0.25 percent by weight to about 5 percent by weight, based on the total weight of the composition.
  • the epoxy component should be present in the composition in an amount in the range of about 1 percent by weight to about 40 percent by weight; in some embodiments, invention formulations comprise about 2 percent by weight to about 18 percent by weight epoxy; in some embodiments, invention formulations comprise about 5 to about 15 percent by weight epoxy.
  • the epoxy component employed herein is a silane modified epoxy, e.g., a composition of matter that includes:
  • Y may or may not be present and when Y present is a direct bond, CH 2 ,
  • Ri is alkyl, alkenyl, hydroxy, carboxy and halogen, and x here is 1-4;
  • R 1 is an oxirane-containing moiety
  • R 2 is an alkyl or alkoxy-substituted alkyl, aryl, or aralkyl group having from one to ten carbon atoms;
  • silane-modified epoxy is formed as the reaction product of an aromatic epoxy, such as a bisphenol A, E, F or S epoxy or biphenyl epoxy, and epoxy silane where the epoxy silane is embraced by the following structure:
  • R 1 is an oxirane-containing moiety, examples of which include 2-
  • R 2 is an alkyl or alkoxy-substituted alkyl, aryl, or aralkyl group having from one to ten carbon atoms.
  • R 1 is 2-(ethoxymethyl)oxirane and R 2 is methyl.
  • Y may or may not be present, and when Y is present, it is a direct bond, CH 2 ,
  • Ri is alkyl, alkenyl, hydroxy, carboxy or halogen
  • x is 1-4.
  • the siloxane modified epoxy resin has the structure:
  • Z is -0-(CH 2 ) 3 -0-Ph-CH 2 -Ph-0-(CH 2 -CH(OH)-CH 2 -0-Ph-CH 2 -Ph-0-) n -CH 2 - oxirane, and
  • n falls in the range of about 1-4.
  • the siloxane modified epoxy resin is produced by contacting a combination of the following components under conditions suitable to promote the reaction thereof:
  • the silane modified epoxy may also be a combination of the aromatic epoxy, the epoxy silane, and reaction products of the aromatic epoxy and the epoxy silane.
  • the reaction products may be prepared from the aromatic epoxy and epoxy silane in a weight ratio of 1 : 100 to 100: 1, such as a weight ratio of 1 :10 to 10: 1.
  • Epoxy cure agents are optionally employed in combination with epoxy monomer(s).
  • Exemplary epoxy cure agents include ureas, aliphatic and aromatic amines, amine hardeners, polyamides, imidazoles, dicyandiamides, hydrazides, urea-amine hybrid curing systems, free radical initiators (e.g., peroxy esters, peroxy carbonates,
  • hydroperoxides alkylperoxides, arylperoxides, azo compounds, and the like
  • organic bases transition metal catalysts, phenols, acid anhydrides, Lewis acids, Lewis bases, and the like.
  • invention compositions comprise in the range of about 0.1 - 2 wt % thereof. In certain embodiments, invention compositions comprise in the range of about 0.5 - 5 wt % of epoxy cure agent.
  • Maleimides, nadimides or itaconimides contemplated for use herein are compounds having the structure:
  • n 1-15
  • p 0-15
  • each R 2 is independently selected from hydrogen or lower alkyl (such as C 1-5 ), and J is a monovalent or a polyvalent radical comprising organic or organosiloxane radicals, and
  • J is a monovalent or polyvalent radical selected from:
  • hydrocarbyl or substituted hydrocarbyl species typically having in the range of about 6 up to about 500 carbon atoms, where the hydrocarbyl species is selected from alkyl, alkenyl, alkynyl, cycloalkyl, cycloalkenyl, aryl, alkylaryl, arylalkyl, aryalkenyl, alkenylaryl, arylalkynyl or alkynylaryl, provided, however, that X can be aryl only when X comprises a combination of two or more different species;
  • hydrocarbylene or substituted hydrocarbylene species typically having in the range of about 6 up to about 500 carbon atoms, where the hydrocarbylene species are selected from alkylene, alkenylene, alkynylene, cycloalkylene, cycloalkenylene, arylene, alkylarylene, arylalkylene, arylalkenylene, alkenylarylene, arylalkynylene or alkynylarylene,
  • heterocyclic or substituted heterocyclic species typically having in the range of about 6 up to about 500 carbon atoms
  • linker selected from covalent bond, -0-, - S-, -NR-, -NR-C(O)-, -NR-C(0)-0-, -NR-C(0)-NR-, -S-C(O)-, -S-C(0)-0-, -S-C(0)-NR- , -0-S(0) 2 -, -0-S(0) 2 -0-, -0-S(0) 2 -NR-, -O-S(O)-, -0-S(0)-0-, -0-S(0)-NR- , -O-NR-C(O)-, -0-NR-C(0)-0-, -0-NR-C(0)-NR-NR-
  • compositions include those wherein J is oxyalkyl, thioalkyl, aminoalkyl, carboxylalkyl, oxyalkenyl, thioalkenyl, aminoalkenyl, carboxyalkenyl, oxyalkynyl, thioalkynyl, aminoalkynyl, carboxyalkynyl, oxycycloalkyl, thiocycloalkyl, aminocycloalkyl, carboxycycloalkyl, oxycloalkenyl, thiocycloalkenyl, aminocycloalkenyl, carboxycycloalkenyl, heterocyclic, oxyheterocyclic, thioheterocyclic, aminoheterocyclic, carboxyheterocyclic, oxyaryl, thioaryl, aminoaryl, carboxyaryl, heteroaryl, oxyheteroaryl, thioheteroaryl, aminoheteroaryl, carboxyheterocyclic, oxy
  • Silicones contemplated for use in the practice of the present invention are well known in the art. See, for example, US Pat. No. 5,717,034, the entire contents of which are hereby incorporated by reference herein.
  • Oxetanes i.e., 1,3 -propylene oxides
  • Oxetanes are heterocyclic organic compounds with the molecular formula C 3 H 6 0, having a four-membered ring with three carbon atoms and one oxygen atom.
  • the term oxetane also refers generally to any organic compound containing an oxetane ring. See, for example, Burkhard et al, in Angew. Chem. Int. Ed. 2010, 49, 9052 - 9067, the entire contents of which are hereby incorporated by reference herein.
  • Polyesters contemplated for use in the practice of the present invention refer to condensation polymers formed by the reaction of polyols (also known as polyhydric alcohols), with saturated or unsaturated dibasic acids.
  • polyols also known as polyhydric alcohols
  • Typical polyols used are glycols such as ethylene glycol; acids commonly used are phthalic acid and maleic acid.
  • Water, a by-product of esterification reactions, is continuously removed, driving the reaction to completion.
  • unsaturated polyesters and additives such as styrene lowers the viscosity of the resin.
  • the initially liquid resin is converted to a solid by cross-linking chains. This is done by creating free radicals at unsaturated bonds, which propagate to other unsaturated bonds in adjacent molecules in a chain reaction, linking the adjacent chains in the process.
  • Polyurethanes contemplated for use in the practice of the present invention refer to polymers composed of a chain of organic units joined by carbamate (urethane) links. Polyurethane polymers are formed by reacting an isocyanate with a polyol. Both the isocyanates and polyols used to make polyurethanes contain on average two or more functional groups per molecule.
  • compositions described herein may further comprise one or more flow additives, adhesion promoters, rheology modifiers, toughening agents, film flexibilizers, UV stabilizers, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), and the like, as well as mixtures of any two or more thereof.
  • flow additives e.g., adhesion promoters, rheology modifiers, toughening agents, film flexibilizers, UV stabilizers, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), and the like, as well as mixtures of any two or more thereof.
  • flow additives refers to compounds which modify the viscosity of the formulation to which they are introduced.
  • exemplary compounds which impart such properties include silicon polymers, ethyl acrylate/2-ethylhexyl acrylate copolymers, alkylol ammonium salts of phosphoric acid esters of ketoxime, and the like, as well as combinations of any two or more thereof.
  • adheresion promoters refers to compounds which enhance the adhesive properties of the formulation to which they are introduced.
  • rheology modifiers refers to additives which modify one or more physical properties of the formulation to which they are introduced.
  • toughening agents refers to additives which enhance the impact resistance of the formulation to which they are introduced.
  • UV stabilizers refers to additives which can inhibit or absorb the harmful UV radiation that causes degradation of polymers.
  • UV absorbers and Hindered Amine Light Stabilizers (HALS).
  • HALS Hindered Amine Light Stabilizers
  • UV absorbers work by absorbing the UV rays and dissipating them into thermal energy.
  • UV absorber chemistries include benzophenones, benzotriazoles, hydroxyphenyl triazines, and the like.
  • HALS work by scavenging free radical intermediates generated by the UV rays to neutralize the degradation. In both cases, the damaging effect of UV light is directed away from the base polymer and colorants due to interaction with the UV additive present in the base polymer.
  • film flexibilizers refers to agents which impart flexibility to the films prepared from formulations containing same.
  • phenol-novolac hardeners refers to materials which participate in the further interaction of reactive groups so as to increase the cross-linking thereof— thereby enhancing the stiffness thereof.
  • epoxy-curing catalysts refers to reactive agents which promote oligomerization and/or polymerization of epoxy-containing moieties, e.g., imidazole.
  • curing agents refers to reactive agents such as dicumyl peroxide which promote the curing of monomeric, oligomeric or polymeric materials.
  • Nanoparticles contemplated for use herein include Zr0 2 , Ti0 2 , A1 2 0 3 , Sb 2 0 4 (or Sb 2 0 3 Sb 2 0 5 ), CdO, Ca0 2 , Cu 2 0, FeO, Fe 2 0 3 , PbO, MnOMn0 3 , Sn0 2 , ZnO, ZnS, ZnSe, ZnTe, and the like, or mixtures of any two or more thereof.
  • said nanoparticles have an average particle size of less than 40 nm; in some embodiments, said nanoparticles have an average particle size of less than 25 nm; in some embodiments, said nanoparticles have an average particle size in the range of 4-10 nm.
  • the nanoparticles are stabilized metal oxide nanoparticles.
  • the nanoparticles are stabilized by the presence of one or more surface active agents, e.g., capping agents (which serve to stop growth of nanoparticles and stabilize them from aggregation).
  • Exemplary capping agents include polyvinyl alcohol, poly(N-vinyl-2-pyrrolidone), gum arabic, a-methacrylic acid, l l-mercaptoundecanoic acid or the disulfide derivative thereof, citric acid, trisodium citrate, stearic acid, palmitic acid, octanoic acid, decanoic acid, polyethylene glycol and derivatives thereof, polyacrylic acid and aminomodified polyacrylic acid, 2-mercaptoethanol, starch, and the like, as well as mixtures of any two or more thereof.
  • the amount of capping agent contemplated to stabilize said nanoparticles falls in the range of about 1 up to about 40 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 30 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 20 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 10 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 5 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 40 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 30 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 20 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the
  • non-reactive organic diluent may optionally be employed, e.g., to facilitate handling of invention formulations as a result, for example, of lower viscosity, improved dispensibility, and the like.
  • exemplary organic diluents are selected from the group consisting of aromatic hydrocarbons (e.g., benzene, toluene, xylene, and the like), saturated hydrocarbons (e.g., hexane, cyclohexane, heptane, tetradecane), chlorinated hydrocarbons (e.g., methylene chloride, chloroform, carbon tetrachloride, dichloroethane, trichloroethylene, and the like), ethers (e.g., diethyl ether, tetrahydrofuran, dioxane, glycol ethers, monoalkyl or dialkyl ethers of ethylene glycol, and the like), polyols (e.g., polyethylene glycol, propylene glycol, polypropylene glycol, and the like), esters (e.g., ethyl acetate, butyl acetate, me
  • heteroaromatic compounds e.g., N-methylpyrrolidone, and the like
  • heteroaromatic compounds e.g., N-methylpyrrolidone, and the like
  • mixtures of any two or more thereof e.g., N-methylpyrrolidone, and the like
  • articles/assemblies comprising a first transparent component and a second transparent component separated only by an aliquot of a formulation according to the present invention and/or a cured aliquot of such a formulation.
  • the aliquot of invention formulation can be applied to said first and/or second transparent component at a thickness of about ⁇ up to about ⁇ .
  • Suitable substrates contemplated for use herein include polyethylene
  • terephthalates polymethyl methacrylates, polyethylenes, polypropylenes, polycarbonates, epoxy resins, polyimides, polyamides, polyesters, glass, Si die with silicon nitride passivation, Si die with polyimide passivation, BT substrates, bare Si, SR4 substrates, SR5 substrates, and the like.
  • adhesion between invention fomulations and a substrate therefor can be determined in a variety of ways, e.g., by ASTM standard cross-cut tape test pursuant to test method D 3359-97.
  • the adhesion between the formulation and the substrate is at least level IB, as determined by ASTM standard cross-cut tape test pursuant to test method D 3359-97.
  • adhesion comparable to at least ASTM level IB is observed (i.e., at least 35% of the originally adhered film surface remains attached to the substrate after being subjected to the tape test).
  • adhesion comparable to at least ASTM level 2B is observed (i.e., at least 65% of the originally adhered formulation remains attached to the substrate after being subjected to the tape test).
  • adhesion comparable to at least ASTM level 3B is observed (i.e., at least 85%> of the originally adhered formulation remains attached to the substrate after being subjected to the tape test).
  • adhesion comparable to at least ASTM level 4B is observed (i.e., at least 95% of the originally adhered formulation remains attached to the substrate after being subjected to the tape test).
  • adhesion comparable to at least ASTM level 5B is observed (i.e., 100%) of the originally adhered formulation remains attached to the substrate after being subjected to the tape test).
  • reaction mixture was then washed 2-times with aqueous baking soda solution, then 2 times with distilled water.
  • the organic layer was dried with magnesium sulfate and filtered with filter paper.
  • the toluene solvent was then removed by vacuum to give a colorless low viscosity liquid 94.2 g.
  • This resin exhibits a RI value of 1.56 at 589 nm.
  • Compound II is prepared as follows. Nikanol Y-50 (100.0 g), toluene 100 ml, trimethylamine 4.041 g, and metharyloyl chloride 5.12 g were put into a three neck round bottom flask. The synthesis procedure was similar to the procedure described above.
  • the reaction product is a colorless low viscosity liquid 89.6 g. This resin exhibits a RI value of 1.56 at 589 nm.
  • Another exemplary formulation according to the present invention is prepared by combining the following components:
  • a comparative formulation based on a highly aromatic resin is prepared by combining the following components:
  • Patents and publications mentioned in the specification are indicative of the levels of those skilled in the art to which the invention pertains. These patents and publications are incorporated herein by reference to the same extent as if each individual application or publication was specifically and individually incorporated herein by reference.

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Abstract

Provided herein are novel polyaromatic compounds which, upon cure, produce high refractive index polymers. In accordance with certain aspects of the present invention, there are provided high refractive index formulations containing the above-referenced polyaromatic compounds; the resulting formulations have excellent light stability and good optical properties. In accordance with additional aspects of the present invention, there are also provided assemblies and articles prepared using invention compounds, formulations and methods.

Description

POLYAROMATIC COMPOUNDS AND HIGH REFRACTIVE INDEX, LIGHT STABLE, YELLOWING RESISTANT RESINS CONTAINING
SAME
FIELD
[0001] The present invention relates to polyaromatic compounds and high refractive index formulations containing same. Formulations containing these polyaromatic compounds have excellent light stability and good optical properties. In certain aspects, the invention also relates to methods for the preparation of novel polyaromatic compounds and high refractive index formulations containing same. In certain aspects, the present invention also relates to assemblies and articles prepared using invention formulations and methods.
BACKGROUND
[0002] There are currently no known commercially available adhesive products that have a high refractive index (>1.70) and which are optically clear with good light stability under the test conditions employed for the QUV accelerated weathering test (which reproduces the damage caused by sunlight, rain and dew; in a few days or weeks, the QUV UV tester can reproduce the damage that occurs over months or years outdoors). Several products exist, however, that claim to have high refractive index value. Such materials have, however, been shown to have poor optical properties and light stability problems (poor QUV performance), which are extremely important properties for optical products for electronic applications.
[0003] These and other limitations of state of the art adhesive products are hereby addressed by the present invention.
SUMMARY
[0004] In accordance with certain embodiments of the present invention, there are provided novel polyaromatic compounds which, upon cure, produce high refractive index polymers, which are useful in among such things as adhesive products, particularly those having optical clarity and good light stability. [0005] Thus, in accordance with certain embodiments of the present invention, there are provided high refractive index formulations containing these polyaromatic compounds, where the formulations are light stable and demonstrate good optical properties.
[0006] In accordance with certain aspects of the present invention, there are also provided assemblies and articles prepared using invention formulations and methods.
[0007] In accordance with the present invention, the limitations of the state of the art have been overcome and the excellent performance of these compounds, formulations, and methods for preparing and using same, have been demonstrated.
DETAILED DESCRIPTION
[0008] In accordance with the present invention, there are provided polyaromatic compounds having the structure:
(FG' A^-L -L^A^-IAA^-FG2
wherein:
FG1 is optionally present, and when present is a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy,
n = 0 or 1,
Ar1 is an optionally substituted aromatic ring,
each of Ar2, Ar3 and Ar4 are independently optionally substituted polyvalent
aromatic rings,
each of L1, L2 and L3 are independently non-conjugating linkers, and
FG2 is a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy.
[0009] When polyaromatic compounds according to the present invention are substituted, such substitution includes lower alkyl, alkyloxy, and the like. In certain embodiments of the present invention, the aromatic rings thereof are poly-substituted. [0010] Exemplary, optionally substituted aromatic rings include a 2,4-disubstituted phenyl ring (e.g., 2,4-dimethyl phenyl), a 2,5-disubstituted phenyl ring (e.g., 2,5-dimethyl phenyl), a 2,3,4-trisubstituted phenyl ring (e.g., 2,3,4-trimethyl phenyl), and the like.
[0011] Exemplary optionally substituted polyvalent aromatic rings include a 2,4,5- trisubstituted phenyl ring (e.g., a 2,4,5-trimethyl phenyl ring), a 2,3,4-trisubstituted phenyl ring (e.g., a 2,3,4-trimethyl phenyl ring), and the like.
[0012] Exemplary non-conjugating linkers contemplated for use herein
include -CH2-, -CH2-0-CH2-, and the like.
[0013] Exemplary polyaromatic compounds contemplated for use herein include compounds having the structure:
Figure imgf000004_0001
wherein the terminal -OH is replaced and/or functionalized with a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy.
[0014] Additional exemplary polyaromatic compounds contemplated for use herein include compounds havin the structure:
Figure imgf000004_0002
wherein:
R is H, lower alkyl, or alkyloxy, and
one or both of the hydroxyl groups (-OH) is replaced and/or functionalized with a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy. [0015] In accordance with another aspect of the present invention, there are provided stable, high refractive index, non-yellowing, optically transparent formulations comprising:
one or more of the above-described polyaromatic compounds, optionally other resins, and
optionally a photo-initiator, a catalyst and/or a hardener; wherein:
the resulting formulation, upon cure, has a refractive index in the range of about
1.55 up to about 1.90, and
the resulting formulation, after curing, passes the standard industrial QUV test
(wherein test materials are exposed to alternating cycles of UV light and moisture at controlled, elevated temperatures) for at least 500 hours without a significant increase in its yellow index value.
[0016] Invention formulations are further defined as having a yellow index value, B*, of <1.0 and/or a thickness in the range of about Ιμιη up to about ΙΟΟΟμηι and/or said formulation is at least 97% transparent.
[0017] In some embodiments, invention formulations have a yellow index value, B*, of <2.0; in some embodiments, invention formulations have a yellow index value, B*, of <3.0.
[0018] In some embodiments, invention formulations have a thickness in the range of about ΙΟμηα up to about ΙΟΟΟμιη. In some embodiments, invention formulations have a thickness in the range of about ΙΟμιη up to about 500μιη.
[0019] In some embodiments, invention formulations are at least 98% transparent; in some embodiments, invention formulations are at least 99% transparent; in some embodiments, invention formulations are at least 99.5% transparent.
[0020] In accordance with certain embodiments of the present invention, invention formulations further comprise one or more monomers with carbon-carbon double bonds that can be free-radically polymerized, i.e., monomers which undergo addition polymerization. Such monomers include acrylates, methacrylates, dimethacrylates, epoxies, vinyl ethers, divinyl ethers, diallyl ethers, dipropargyl ethers, mixed propargyl allyl ethers, vinyl esters, cyanoacrylates, silicones, silicone-containing acrylates, silicone- containing vinyl ethers, monomaleimides, bismaleimides, nadimides, itaconimides, as well as mixtures of any two or more thereof.
[0021] In accordance with certain embodiments of the present invention, acrylate resins contemplated for use herein are derived from an aliphatic acrylate selected from isodecyl acrylate, 2-ethylhexyl acrylate,
Figure imgf000006_0001
1 ,4-cyclohexanediol monoacrylate.
[0022] In accordance with certain embodiments of the present invention, acrylate resins contemplated for use herein are derived from an aromatic acrylate that does not contain any fused/conjugated aromatic rings, or any aromatic rings directly linked with more than one carbon l groups, and is selected from benzyl acrylate,
Figure imgf000006_0002
Phenoxybutyl acrylate.
[0023] In accordance with certain embodiments of the present invention, acrylate contemplated for use herein are derived from compounds having non-fused/non- conjugated aromatic rings:
Figure imgf000007_0001
SR 540
[0024] In accordance with certain embodiments of the present invention, acrylate contemplated for use herein are derived from:
Figure imgf000007_0002
[0025] In accordance with certain embodiments, formulations of the present invention, further comprise nanoparticles. Typically said nanoparticles have an average particle size of less than 40 nm. In some embodiments, said nanoparticles have an average particle size of less than 25 nm; in some embodiments, the particle size distribution on said
nanoparticles is less than 10 nm; in some embodiments, said nanoparticles have an average particle size in the range of 4-10 nm.
[0026] In accordance with certain embodiments, nanoparticles employed in invention formulations are stabilized metal oxide nanoparticles.
[0027] In accordance with certain embodiments, nanoparticles employed in invention formulations are stabilized by the presence of one or more capping agents.
[0028] In accordance with certain embodiments of the present invention, the refractive index of invention formulations fall in the range of about 1.55 up to about 1.74.
[0029] In accordance with certain embodiments of the present invention, invention formulations comprise:
in the range of about 5 up to about 98 wt % of said light stable resin and in the range of about 2 up to about 95 wt % of said nanoparticles having high refractive index.
[0030] In accordance with certain embodiments of the present invention, invention formulations optionally further comprise one or more flow additives, adhesion promoters, rheology modifiers, toughening agents, fluxing agents, film flexibilizers, phenol-novolac hardeners, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), photo-initiators, , as well as mixtures of any two or more thereof.
[0031] In accordance with certain embodiments of the present invention, there are provided resins comprising a cured aliquot of the polyaromatic compounds of the invention.
[0032] In accordance with certain embodiments of the present invention, there are provided methods for curing invention formulations, e.g., by exposure to electromagnetic energy of sufficient energy, such as UV, LED, and the like), or heat sufficient to promote curing, and the like.
[0033] In accordance with certain embodiments of the present invention, there are provided assemblies comprising a first transparent component and a second transparent component separated only by an aliquot of a formulation according to the present invention.
[0034] In accordance with certain embodiments of the invention assemblies, the aliquot when applied to said first and/or second transparent component has a thickness of about Ι μπι up to about ΙΟΟΟμιη.
[0035] In accordance with certain embodiments of the present invention, there are provided articles comprising a first transparent component and a second transparent component adhered thereto with a cured aliquot of a formulation according to the present invention. [0036] In accordance with certain embodiments of the present invention, there are provided light emitting elements wherein at least a light transmitting portion thereof is adhered thereto with a cured aliquot of a formulation according to the present invention.
[0037] In some embodiments, the refractive index of the resulting formulation falls in the range of about 1.55 up to about 2.0. In some embodiments, the refractive index of the resulting formulation falls in the range of about 1.55 up to about 1.80. In some embodiments, the refractive index of the resulting formulation falls in the range of about 1.55 up to about 1.74.
[0038] In some embodiments, invention formulations comprise:
in the range of about 5 up to about 98 wt % of said light stable resin and in the range of about 2 up to about 95 wt % of said nanoparticles having high refractive index.
[0039] In some embodiments, invention formulations comprise:
in the range of about 10 up to about 50 wt % of said light stable resin and in the range of about 50 up to about 90 wt % of said nanoparticles having high refractive index.
[0040] In some embodiments (e.g., when the refractive index is about 1.55), invention formulations comprise:
in the range of about 5 up to about 50 wt % of said light stable resin and in the range of about 2 up to about 40 wt % of said nanoparticles having high refractive index.
[0041] In some embodiments (e.g., when the refractive index is about 1.74), invention formulations comprise:
in the range of about 5 up to about 30 wt % of said light stable resin and in the range of about 70 up to about 95 wt % of said nanoparticles having high refractive index. Nonryellowing, light stable resin(s)
[0042] A wide variety of non-yellowing, light stable resin(s) are contemplated for use herein; exemplary non-yellowing, light stable resin(s) contemplated for use herein are derived from acrylates, methacrylates, epoxies, vinyl ethers, vinyl esters, cyanoacrylates, silicones, silicone-containing acrylates, silicone-containing vinyl ethers, one or more monomers that can be free-radically polymerized, as well as mixtures of any two or more thereof.
[0043] Non-yellowing light stable resins contemplated for use herein are typically not derived from unsaturated sulfur-containing compounds, which tend to yellow upon aging and/or exposure to light, moisture, heat and the like. Similarly, non-yellowing light stable resins contemplated for use herein are typically not derived from polyaromatic compounds having substantial conjugation between the aromatic rings thereof as such materials are also prone to yellowing upon aging and/or exposure to light, moisture, heat and the like.
Acrylates
[0044] Acrylates contemplated for use in the practice of the present invention are well known in the art. See, for example, US Pat. No. 5,717,034, the entire contents of which are hereby incorporated by reference herein.
[0045] Exemplary acrylates contemplated for use herein include monofunctional
(meth)acrylates, difunctional (meth)acrylates, trifunctional (meth)acrylates, polyfunctional (meth)acrylates, and the like.
[0046] Exemplary monofunctional (meth)acrylates include phenylphenol acrylate, methoxypolyethylene acrylate, acryloyloxyethyl succinate, fatty acid acrylate,
methacryloyloxyethylphthalic acid, phenoxyethylene glycol methacrylate, fatty acid methacrylate, β-carboxyethyl acrylate, isobornyl acrylate, isobutyl acrylate, t-butyl acrylate, hydroxyethyl acrylate, hydroxypropyl acrylate, dihydrocyclopentadiethyl acrylate, cyclohexyl methacrylate, t-butyl methacrylate, dimethylaminoethyl methacrylate, diethylaminoethyl methacrylate, t-butylaminoethyl methacrylate, 4-hydroxybutyl acrylate, tetrahydrofurfuryl acrylate, benzyl acrylate, ethylcarbitol acrylate, phenoxyethyl acrylate, methoxytriethylene glycol acrylate, monopentaerythritol acrylate, dipentaerythritol acrylate, tripentaerythritol acrylate, polypentaerythritol acrylate, and the like.
[0047] Exemplary difunctional (meth)acrylates include hexanediol dimethacrylate, hydroxyacryloyloxypropyl methacrylate, hexanediol diacrylate, urethane acrylate, epoxyacrylate, bisphenol A-type epoxyacrylate, modified epoxyacrylate, fatty acid- modified epoxyacrylate, amine-modified bisphenol A-type epoxyacrylate, allyl methacrylate, ethylene glycol dimethacrylate, diethylene glycol dimethacrylate, ethoxylated bisphenol A dimethacrylate, tricyclodecanedimethanol dimethacrylate, glycerin dimethacrylate, polypropylene glycol diacrylate, propoxylated ethoxylated bisphenol A diacrylate, 9,9-bis(4-(2-acryloyloxyethoxy)phenyl) fluorene, tricyclodecane diacrylate, dipropylene glycol diacrylate, polypropylene glycol diacrylate, PO-modified neopentyl glycol diacrylate, tricyclodecanedimethanol diacrylate, 1,12-dodecanediol dimethacrylate, and the like.
[0048] Exemplary trifunctional (meth)acrylates include trimethylolpropane
trimethacrylate, trimethylolpropane triacrylate, trimethylolpropane ethoxy triacrylate, polyether triacrylate, glycerin propoxy triacrylate, and the like.
[0049] Exemplary polyfunctional (meth)acrylates include dipentaerythritol polyacrylate, dipentaerythritol hexaacrylate, pentaerythritol tetraacrylate, pentaerythritolethoxy tetraacrylate, ditrimethylolpropane tetraacrylate, and the like.
[0050] Additional exemplary acrylates contemplated for use in the practice of the present invention include those described in US Pat. No. 5,717,034, the entire contents of which are hereby incorporated by reference herein.
Epoxies
[0051] A wide variety of epoxy-functionalized resins are contemplated for use herein, e.g., liquid-type epoxy resins based on bisphenol A, solid-type epoxy resins based on bisphenol A, liquid-type epoxy resins based on bisphenol F (e.g., Epiclon EXA-835LV), multifunctional epoxy resins based on phenol-novolac resin, dicyclopentadiene-type epoxy resins (e.g., Epiclon HP-7200L), naphthalene-type epoxy resins, and the like, as well as mixtures of any two or more thereof. [0052] Exemplary epoxy-functionalized resins contemplated for use herein include the diepoxide of the cycloaliphatic alcohol, hydrogenated bisphenol A (commercially available as Epalloy 5000), a difunctional cycloaliphatic glycidyl ester of
hexahydrophthallic anhydride (commercially available as Epalloy 5200), Epiclon EXA- 835LV, Epiclon HP-7200L, and the like, as well as mixtures of any two or more thereof.
[0053] In certain embodiments, the epoxy component may include the combination of two or more different bisphenol based epoxies. These bisphenol based epoxies may be selected from bisphenol A, bisphenol F, or bisphenol S epoxies, or combinations thereof. In addition, two or more different bisphenol epoxies within the same type of resin (such A, F or S) may be used.
[0054] Commercially available examples of the bisphenol epoxies contemplated for use herein include bisphenol-F-type epoxies (such as RE-404-S from Nippon Kayaku, Japan, and EPICLON 830 (RE1801), 830S (RE1815), 830A (RE1826) and 830W from Dai Nippon Ink & Chemicals, Inc., and RSL 1738 and YL-983U from Resolution) and bisphenol-A-type epoxies (such as YL-979 and 980 from Resolution).
[0055] The bisphenol epoxies available commercially from Dai Nippon and noted above are promoted as liquid undiluted epichlorohydrin-bisphenol F epoxies having much lower viscosities than conventional epoxies based on bisphenol A epoxies and have physical properties similar to liquid bisphenol A epoxies. Bisphenol F epoxy has lower viscosity than bisphenol A epoxies, all else being the same between the two types of epoxies, which affords a lower viscosity and thus a fast flow underfill sealant material. The EEW of these four bisphenol F epoxies is between 165 and 180. The viscosity at 25°C is between 3,000 and 4,500 cps (except for RE1801 whose upper viscosity limit is 4,000 cps). The hydrolyzable chloride content is reported as 200 ppm for RE1815 and 830W, and that for RE 1826 as 100 ppm.
[0056] The bisphenol epoxies available commercially from Resolution and noted above are promoted as low chloride containing liquid epoxies. The bisphenol A epoxies have a EEW (g/eq) of between 180 and 195 and a viscosity at 25°C of between 100 and 250 cps. The total chloride content for YL-979 is reported as between 500 and 700 ppm, and that for YL-980 as between 100 and 300 ppm. The bisphenol F epoxies have a EEW (g/eq) of between 165 and 180 and a viscosity at 25°C of between 30 and 60. The total chloride content for RSL-1738 is reported as between 500 and 700 ppm, and that for YL-983U as between 150 and 350 ppm.
[0057] In addition to the bisphenol epoxies, other epoxy compounds are contemplated for use as the epoxy component of invention formulations. For instance, cycloaliphatic epoxies, such as 3,4-epoxycyclohexylmethyl-3,4-epoxycyclohexylcarbonate, can be used. Also monofunctional, difunctional or multifunctional reactive diluents may be used to adjust the viscosity and/or lower the Tg of the resulting resin material. Exemplary reactive diluents include butyl glycidyl ether, cresyl glycidyl ether, polyethylene glycol glycidyl ether, polypropylene glycol glycidyl ether, and the like.
[0058] Epoxies suitable for use herein include polyglycidyl derivatives of phenolic compounds, such as those available commercially under the tradename EPON, such as EPON 828, EPON 1001, EPON 1009, and EPON 1031 from Resolution; DER 331, DER 332, DER 334, and DER 542 from Dow Chemical Co.; and BREN-S from Nippon Kayaku. Other suitable epoxies include polyepoxides prepared from polyols and the like and polyglycidyl derivatives of phenol-formaldehyde novolacs, the latter of such as DEN 431, DEN 438, and DEN 439 from Dow Chemical. Cresol analogs are also available commercially under the tradename ARALDITE, such as ARALDITE ECN 1235, ARALDITE ECN 1273, and ARALDITE ECN 1299 from Ciba Specialty Chemicals Corporation. SU-8 is a bisphenol- A-type epoxy novolac available from Resolution. Polyglycidyl adducts of amines, aminoalcohols and polycarboxylic acids are also useful in this invention, commercially available resins of which include GLYAMINE 135, GLYAMINE 125, and GLYAMINE 115 from F.I.C. Corporation; ARALDITE MY-720, ARALDITE 0500, and ARALDITE 0510 from Ciba Specialty Chemicals and PGA-X and PGA-C from the Sherwin-Williams Co.
[0059] Appropriate monofunctional epoxy coreactant diluents for optional use herein include those that have a viscosity which is lower than that of the epoxy component, ordinarily, less than about 250 cps.
[0060] The monofunctional epoxy coreactant diluents should have an epoxy group with an alkyl group of about 6 to about 28 carbon atoms, examples of which include C6-28 alkyl glycidyl ethers, C6-28 fatty acid glycidyl esters, C6-28 alkylphenol glycidyl ethers, and the like.
[0061] In the event such a monofunctional epoxy coreactant diluent is included, such coreactant diluent should be employed in an amount from about 0.5 percent by weight to about 10 percent by weight, based on the total weight of the composition; in some embodiments, such coreactant diluent should be employed in an amount from about 0.25 percent by weight to about 5 percent by weight, based on the total weight of the composition.
[0062] The epoxy component should be present in the composition in an amount in the range of about 1 percent by weight to about 40 percent by weight; in some embodiments, invention formulations comprise about 2 percent by weight to about 18 percent by weight epoxy; in some embodiments, invention formulations comprise about 5 to about 15 percent by weight epoxy.
[0063] In some embodiments, the epoxy component employed herein is a silane modified epoxy, e.g., a composition of matter that includes:
(A) an epoxy component embraced by the following structure:
Figure imgf000014_0001
where:
Y may or may not be present and when Y present is a direct bond, CH2,
CH(CH3)2, C=0, or S,
Ri here is alkyl, alkenyl, hydroxy, carboxy and halogen, and x here is 1-4;
(B) an epoxy-functionalized alkoxy silane embraced by the following structure:
R Si(OR2)3
wherein R1 is an oxirane-containing moiety and
R2 is an alkyl or alkoxy-substituted alkyl, aryl, or aralkyl group having from one to ten carbon atoms; and
(C) reaction products of components (A) and (B).
[0064] An example of one such silane-modified epoxy is formed as the reaction product of an aromatic epoxy, such as a bisphenol A, E, F or S epoxy or biphenyl epoxy, and epoxy silane where the epoxy silane is embraced by the following structure:
R1 Si(OR2)3
wherein
R1 is an oxirane-containing moiety, examples of which include 2-
(ethoxymethyl)oxirane, 2-(propoxymethyl)oxirane, 2-(methoxymethyl)oxirane, and 2-(3-methoxypropyl)oxirane and
R2 is an alkyl or alkoxy-substituted alkyl, aryl, or aralkyl group having from one to ten carbon atoms.
In one embodiment, R1 is 2-(ethoxymethyl)oxirane and R2 is methyl.
[0065] Idealized structures of the aromatic epoxy used to prepare the silane modified epoxy include
Figure imgf000015_0001
wherein
Y may or may not be present, and when Y is present, it is a direct bond, CH2,
CH(CH3)2, C=0, or S,
Ri is alkyl, alkenyl, hydroxy, carboxy or halogen, and
x is 1-4.
Of course, when x is 2-4, chain extended versions of the aromatic epoxy are also contemplated as being embraced by this structure.
[0066] For instance, a chain extended version of the aromatic epoxy may be embraced by the structure below
Figure imgf000016_0001
[0067] In some embodiments, the siloxane modified epoxy resin has the structure:
-(0-Si(Me)2-0-Si(Me)(Z)-0-Si(Me)2-0-Si(Me)2)n- wherein:
Z is -0-(CH2)3-0-Ph-CH2-Ph-0-(CH2-CH(OH)-CH2-0-Ph-CH2-Ph-0-)n-CH2- oxirane, and
n falls in the range of about 1-4.
[0068] In some embodiments, the siloxane modified epoxy resin is produced by contacting a combination of the following components under conditions suitable to promote the reaction thereof:
Me2Si(OMe)2
+
(MeO)3Si-(CH2)3-0-CH2-oxirane
+
oxirane-CH2-0-Ph-CH2-Ph-0-(CH2-CH(OH)-CH2-0-Ph-CH2-Ph-0-)n-CH2-oxirane, wherein "n" falls in the range of about 1-4.
[0069] The silane modified epoxy may also be a combination of the aromatic epoxy, the epoxy silane, and reaction products of the aromatic epoxy and the epoxy silane. The reaction products may be prepared from the aromatic epoxy and epoxy silane in a weight ratio of 1 : 100 to 100: 1, such as a weight ratio of 1 :10 to 10: 1.
[0070] Quantities of epoxy monomer(s) contemplated for use in invention compositions are sufficient so that the resulting formulation comprises in the range of about 1 - 20 wt % of said epoxy. In certain embodiments, the resulting formulation comprises in the range of about 2-18 wt % of said epoxy. In certain embodiments, the resulting formulation comprises in the range of about 5-15 wt % of said epoxy. [0071] Epoxy cure agents are optionally employed in combination with epoxy monomer(s). Exemplary epoxy cure agents include ureas, aliphatic and aromatic amines, amine hardeners, polyamides, imidazoles, dicyandiamides, hydrazides, urea-amine hybrid curing systems, free radical initiators (e.g., peroxy esters, peroxy carbonates,
hydroperoxides, alkylperoxides, arylperoxides, azo compounds, and the like), organic bases, transition metal catalysts, phenols, acid anhydrides, Lewis acids, Lewis bases, and the like.
[0072] When epoxy cure agents are present, invention compositions comprise in the range of about 0.1 - 2 wt % thereof. In certain embodiments, invention compositions comprise in the range of about 0.5 - 5 wt % of epoxy cure agent.
Maleimides, nadimides or itaconimides
[0073] Maleimides, nadimides or itaconimides contemplated for use herein are compounds having the structure:
Figure imgf000017_0001
respectively, wherein:
m is 1-15,
p is 0-15,
each R2 is independently selected from hydrogen or lower alkyl (such as C1-5), and J is a monovalent or a polyvalent radical comprising organic or organosiloxane radicals, and
combinations of two or more thereof.
[0074] In some embodiments of the present invention, J is a monovalent or polyvalent radical selected from:
- hydrocarbyl or substituted hydrocarbyl species typically having in the range of about 6 up to about 500 carbon atoms, where the hydrocarbyl species is selected from alkyl, alkenyl, alkynyl, cycloalkyl, cycloalkenyl, aryl, alkylaryl, arylalkyl, aryalkenyl, alkenylaryl, arylalkynyl or alkynylaryl, provided, however, that X can be aryl only when X comprises a combination of two or more different species;
- hydrocarbylene or substituted hydrocarbylene species typically having in the range of about 6 up to about 500 carbon atoms, where the hydrocarbylene species are selected from alkylene, alkenylene, alkynylene, cycloalkylene, cycloalkenylene, arylene, alkylarylene, arylalkylene, arylalkenylene, alkenylarylene, arylalkynylene or alkynylarylene,
- heterocyclic or substituted heterocyclic species typically having in the range of about 6 up to about 500 carbon atoms,
- polysiloxane, or
- polysiloxane-polyurethane block copolymers, as well as
combinations of one or more of the above with a linker selected from covalent bond, -0-, - S-, -NR-, -NR-C(O)-, -NR-C(0)-0-, -NR-C(0)-NR-, -S-C(O)-, -S-C(0)-0-, -S-C(0)-NR- , -0-S(0)2-, -0-S(0)2-0-, -0-S(0)2-NR-, -O-S(O)-, -0-S(0)-0-, -0-S(0)-NR- , -O-NR-C(O)-, -0-NR-C(0)-0-, -0-NR-C(0)-NR-
, -NR-O-C(O)-, -NR-0-C(0)-0-, -NR-0-C(0)-NR-, -O-NR-C(S)-, -0-NR-C(S)-0-, -O-N R-C(S)-NR-, -NR-O-C(S)-, -NR-0-C(S)-0-, -NR-0-C(S)-NR-, -O-C(S)-, -0-C(S)-0- , -0-C(S)-NR-, -NR-C(S)-, -NR-C(S)-0-, -NR-C(S)-NR-, -S-S(0)2-, -S-S(0)2-0-, -S- S(0)2-NR-, -NR-O-S(O)-, -NR-0-S(0)-0-, -NR-0-S(0)-NR-, -NR-0-S(0)2-, -NR-O- S(0)2-0-, -NR-0-S(0)2-NR-, -O-NR-S(O)-, -0-NR-S(0)-0-, -0-NR-S(0)-NR-, -O-NR- S(0)2-0-, -0-NR-S(0)2-NR-, -0-NR-S(0)2-, -0-P(0)R2-, -S-P(0)R2-, or -NR-P(0)R2-; where each R is independently hydrogen, alkyl or substituted alkyl.
[0075] Exemplary compositions include those wherein J is oxyalkyl, thioalkyl, aminoalkyl, carboxylalkyl, oxyalkenyl, thioalkenyl, aminoalkenyl, carboxyalkenyl, oxyalkynyl, thioalkynyl, aminoalkynyl, carboxyalkynyl, oxycycloalkyl, thiocycloalkyl, aminocycloalkyl, carboxycycloalkyl, oxycloalkenyl, thiocycloalkenyl, aminocycloalkenyl, carboxycycloalkenyl, heterocyclic, oxyheterocyclic, thioheterocyclic, aminoheterocyclic, carboxyheterocyclic, oxyaryl, thioaryl, aminoaryl, carboxyaryl, heteroaryl, oxyheteroaryl, thioheteroaryl, aminoheteroaryl, carboxyheteroaryl, oxyalkylaryl, thioalkylaryl, aminoalkylaryl, carboxyalkylaryl, oxyarylalkyl, thioarylalkyl, aminoarylalkyl, carboxyarylalkyl, oxyarylalkenyl, thioarylalkenyl, aminoarylalkenyl, carboxyarylalkenyl, oxyalkenylaryl, thioalkenylaryl, aminoalkenylaryl, carboxyalkenylaryl, oxyarylalkynyl, thioarylalkynyl, aminoarylalkynyl, carboxyarylalkynyl, oxyalkynylaryl, thioalkynylaryl, aminoalkynylaryl or carboxyalkynylaryl, oxyalkylene, thioalkylene, aminoalkylene, carboxyalkylene, oxyalkenylene, thioalkenylene, aminoalkenylene, carboxyalkenylene, oxyalkynylene, thioalkynylene, aminoalkynylene, carboxyalkynylene, oxycycloalkylene, thiocycloalkylene, aminocycloalkylene, carboxycycloalkylene, oxycycloalkenylene, thiocycloalkenylene, aminocycloalkenylene, carboxycycloalkenylene, oxyarylene, thioarylene, aminoarylene, carboxyarylene, oxyalkylarylene, thioalkylarylene, aminoalkylarylene, carboxyalkylarylene, oxyarylalkylene, thioarylalkylene,
aminoarylalkylene, carboxyarylalkylene, oxyarylalkenylene, thioarylalkenylene, aminoarylalkenylene, carboxyarylalkenylene, oxyalkenylarylene, thioalkenylarylene, aminoalkenylarylene, carboxyalkenylarylene, oxyarylalkynylene, thioarylalkynylene, aminoarylalkynylene, carboxy arylalkynylene, oxyalkynylarylene, thioalkynylarylene, aminoalkynylarylene, carboxyalkynylarylene, heteroarylene, oxyheteroarylene, thioheteroarylene, aminoheteroarylene, carboxyheteroarylene, heteroatom-containing di- or polyvalent cyclic moiety, oxyheteroatom-containing di- or polyvalent cyclic moiety, thioheteroatom-containing di- or polyvalent cyclic moiety, aminoheteroatom-containing di- or polyvalent cyclic moiety, or a carboxyheteroatom-containing di- or polyvalent cyclic moiety.
Silicones
[0076] Silicones contemplated for use in the practice of the present invention are well known in the art. See, for example, US Pat. No. 5,717,034, the entire contents of which are hereby incorporated by reference herein.
Oxetanes
[0077] Oxetanes (i.e., 1,3 -propylene oxides) are heterocyclic organic compounds with the molecular formula C3H60, having a four-membered ring with three carbon atoms and one oxygen atom. The term oxetane also refers generally to any organic compound containing an oxetane ring. See, for example, Burkhard et al, in Angew. Chem. Int. Ed. 2010, 49, 9052 - 9067, the entire contents of which are hereby incorporated by reference herein.
Polyester-based resins
[0078] Polyesters contemplated for use in the practice of the present invention refer to condensation polymers formed by the reaction of polyols (also known as polyhydric alcohols), with saturated or unsaturated dibasic acids. Typical polyols used are glycols such as ethylene glycol; acids commonly used are phthalic acid and maleic acid. Water, a by-product of esterification reactions, is continuously removed, driving the reaction to completion. The use of unsaturated polyesters and additives such as styrene lowers the viscosity of the resin. The initially liquid resin is converted to a solid by cross-linking chains. This is done by creating free radicals at unsaturated bonds, which propagate to other unsaturated bonds in adjacent molecules in a chain reaction, linking the adjacent chains in the process.
Polvurethane-based resins
[0079] Polyurethanes contemplated for use in the practice of the present invention refer to polymers composed of a chain of organic units joined by carbamate (urethane) links. Polyurethane polymers are formed by reacting an isocyanate with a polyol. Both the isocyanates and polyols used to make polyurethanes contain on average two or more functional groups per molecule.
Optional additives
[0080] In accordance with some embodiments of the present invention, the compositions described herein may further comprise one or more flow additives, adhesion promoters, rheology modifiers, toughening agents, film flexibilizers, UV stabilizers, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), and the like, as well as mixtures of any two or more thereof.
[0081] As used herein, the term "flow additives" refers to compounds which modify the viscosity of the formulation to which they are introduced. Exemplary compounds which impart such properties include silicon polymers, ethyl acrylate/2-ethylhexyl acrylate copolymers, alkylol ammonium salts of phosphoric acid esters of ketoxime, and the like, as well as combinations of any two or more thereof.
[0082] As used herein, the term "adhesion promoters" refers to compounds which enhance the adhesive properties of the formulation to which they are introduced.
[0083] As used herein, the term "rheology modifiers" refers to additives which modify one or more physical properties of the formulation to which they are introduced.
[0084] As used herein, the term "toughening agents" refers to additives which enhance the impact resistance of the formulation to which they are introduced.
[0085] As used herein, the term "UV stabilizers" refers to additives which can inhibit or absorb the harmful UV radiation that causes degradation of polymers. There are two primary types of stabilizers commonly used today: UV absorbers and Hindered Amine Light Stabilizers (HALS).
[0086] UV absorbers work by absorbing the UV rays and dissipating them into thermal energy. UV absorber chemistries include benzophenones, benzotriazoles, hydroxyphenyl triazines, and the like.
[0087] HALS work by scavenging free radical intermediates generated by the UV rays to neutralize the degradation. In both cases, the damaging effect of UV light is directed away from the base polymer and colorants due to interaction with the UV additive present in the base polymer.
[0088] As used herein, the term "film flexibilizers" refers to agents which impart flexibility to the films prepared from formulations containing same.
[0089] As used herein, the term "phenol-novolac hardeners" refers to materials which participate in the further interaction of reactive groups so as to increase the cross-linking thereof— thereby enhancing the stiffness thereof.
[0090] As used herein, the term "epoxy-curing catalysts" refers to reactive agents which promote oligomerization and/or polymerization of epoxy-containing moieties, e.g., imidazole. [0091] As used herein, the term "curing agents" refers to reactive agents such as dicumyl peroxide which promote the curing of monomeric, oligomeric or polymeric materials.
Nanoparticles
[0092] Nanoparticles contemplated for use herein include Zr02, Ti02, A1203, Sb204 (or Sb203Sb205), CdO, Ca02, Cu20, FeO, Fe203, PbO, MnOMn03, Sn02, ZnO, ZnS, ZnSe, ZnTe, and the like, or mixtures of any two or more thereof. Typically said nanoparticles have an average particle size of less than 40 nm; in some embodiments, said nanoparticles have an average particle size of less than 25 nm; in some embodiments, said nanoparticles have an average particle size in the range of 4-10 nm.
[0093] In some embodiments, the nanoparticles are stabilized metal oxide nanoparticles. When stabilized, the nanoparticles are stabilized by the presence of one or more surface active agents, e.g., capping agents (which serve to stop growth of nanoparticles and stabilize them from aggregation). Exemplary capping agents include polyvinyl alcohol, poly(N-vinyl-2-pyrrolidone), gum arabic, a-methacrylic acid, l l-mercaptoundecanoic acid or the disulfide derivative thereof, citric acid, trisodium citrate, stearic acid, palmitic acid, octanoic acid, decanoic acid, polyethylene glycol and derivatives thereof, polyacrylic acid and aminomodified polyacrylic acid, 2-mercaptoethanol, starch, and the like, as well as mixtures of any two or more thereof.
[0094] The amount of capping agent contemplated to stabilize said nanoparticles falls in the range of about 1 up to about 40 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 30 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 20 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 10 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 1 up to about 5 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 40 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 30 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 20 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 10 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 2 up to about 5 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 3 up to about 40 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 3 up to about 30 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 3 up to about 20 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 3 up to about 10 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 3 up to about 5 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 4 up to about 40 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 4 up to about 30 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 4 up to about 20 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 4 up to about 10 weight percent of the composition; in some embodiments, the amount of capping agent employed falls in the range of about 4 up to about 5 weight percent of the composition.
Diluent
[0095] While not required for the practice of certain embodiments of the present invention, non-reactive organic diluent may optionally be employed, e.g., to facilitate handling of invention formulations as a result, for example, of lower viscosity, improved dispensibility, and the like.
[0096] When present, exemplary organic diluents are selected from the group consisting of aromatic hydrocarbons (e.g., benzene, toluene, xylene, and the like), saturated hydrocarbons (e.g., hexane, cyclohexane, heptane, tetradecane), chlorinated hydrocarbons (e.g., methylene chloride, chloroform, carbon tetrachloride, dichloroethane, trichloroethylene, and the like), ethers (e.g., diethyl ether, tetrahydrofuran, dioxane, glycol ethers, monoalkyl or dialkyl ethers of ethylene glycol, and the like), polyols (e.g., polyethylene glycol, propylene glycol, polypropylene glycol, and the like), esters (e.g., ethyl acetate, butyl acetate, methoxy propyl acetate, and the like); dibasic esters (e.g., DBE-9), alpha-terpineol, beta-terpineol, kerosene, dibutylphthalate, butyl carbitol, butyl carbitol acetate, carbitol acetate, ethyl carbitol acetate, hexylene glycol, high boiling alcohols and esters thereof, glycol ethers, ketones (e.g., acetone, methyl ethyl ketone, and the like), amides (e.g., dimethylformamide, dimethylacetamide, and the like),
heteroaromatic compounds (e.g., N-methylpyrrolidone, and the like), and the like, as well as mixtures of any two or more thereof.
Articles/Assemblies
[0097] In accordance with another aspect of the present invention, there are provided articles/assemblies comprising a first transparent component and a second transparent component separated only by an aliquot of a formulation according to the present invention and/or a cured aliquot of such a formulation.
[0098] The aliquot of invention formulation can be applied to said first and/or second transparent component at a thickness of about Ιμηι up to about ΙΟΟΟμηι.
[0099] Suitable substrates contemplated for use herein include polyethylene
terephthalates, polymethyl methacrylates, polyethylenes, polypropylenes, polycarbonates, epoxy resins, polyimides, polyamides, polyesters, glass, Si die with silicon nitride passivation, Si die with polyimide passivation, BT substrates, bare Si, SR4 substrates, SR5 substrates, and the like.
[0100] As readily recognized by those of skill in the art, adhesion between invention fomulations and a substrate therefor can be determined in a variety of ways, e.g., by ASTM standard cross-cut tape test pursuant to test method D 3359-97. Typically, the adhesion between the formulation and the substrate is at least level IB, as determined by ASTM standard cross-cut tape test pursuant to test method D 3359-97. In some embodiments, adhesion comparable to at least ASTM level IB is observed (i.e., at least 35% of the originally adhered film surface remains attached to the substrate after being subjected to the tape test). In certain embodiments of the present invention, adhesion comparable to at least ASTM level 2B is observed (i.e., at least 65% of the originally adhered formulation remains attached to the substrate after being subjected to the tape test). In certain embodiments of the present invention, adhesion comparable to at least ASTM level 3B is observed (i.e., at least 85%> of the originally adhered formulation remains attached to the substrate after being subjected to the tape test). In certain embodiments of the present invention, adhesion comparable to at least ASTM level 4B is observed (i.e., at least 95% of the originally adhered formulation remains attached to the substrate after being subjected to the tape test). In certain embodiments of the present invention, adhesion comparable to at least ASTM level 5B is observed (i.e., 100%) of the originally adhered formulation remains attached to the substrate after being subjected to the tape test).
[0101] In accordance with still another aspect of the present invention, there are provided light emitting elements wherein at least a light transmitting portion thereof is adhered thereto with a cured aliquot of a formulation according to the present invention.
[0102] Various aspects of the present invention are illustrated by the following non- limiting examples. The examples are for illustrative purposes and are not a limitation on any practice of the present invention. It will be understood that variations and modifications can be made without departing from the spirit and scope of the invention. One of ordinary skill in the art readily knows how to synthesize or commercially obtain the reagents and components described herein.
EXAMPLES
EXAMPLE 1
Synthesis procedure for Compound I
[0103] An exemplary polyaromatic compound according to the present invention (Compound I) is prepared as follows.
Figure imgf000026_0001
[0104] Nikanol Y-100 from Fudow Co. Ltd. (100.0 g, 0.04464 mol) and 100 ml of toluene was added into a three-neck round bottom flask with a magnetic stirrer.
[0105] The resulting mixture was cooled to 0 - 10°C using an ice bath. To this mixture trimethylamine 4.041g (0.04464 mol) was added. Then acryloyl chloride (5.01 g, 0.0494 mol) was introduced into the mixture dropwise via an addition funnel. The addition speed was controlled to allow the temperature of the reaction mixture to remain below 10°C all the time. After all ingredients were introduced, the mixture was allowed to naturally rise to room temperature and reaction was allowed to proceed for another 6 hours.
[0106] The reaction mixture was then washed 2-times with aqueous baking soda solution, then 2 times with distilled water. The organic layer was dried with magnesium sulfate and filtered with filter paper. The toluene solvent was then removed by vacuum to give a colorless low viscosity liquid 94.2 g. This resin exhibits a RI value of 1.56 at 589 nm.
EXAMPLE 2
Synthesis procedure for Compound II
[0107] An exemplary polyaromatic compound according to the present invention
(Compound II) is prepared as follows. Nikanol Y-50 (100.0 g), toluene 100 ml, trimethylamine 4.041 g, and metharyloyl chloride 5.12 g were put into a three neck round bottom flask. The synthesis procedure was similar to the procedure described above.
[0108] The reaction product is a colorless low viscosity liquid 89.6 g. This resin exhibits a RI value of 1.56 at 589 nm.
EXAMPLE 3
Synthesis procedure for invention formulations [0109] An exemplary formulation according to the present invention is prepared by combining the following components:
Figure imgf000027_0001
[0110] Various performance properties were evaluated for the resulting formulation. Review of the preceding table reveals that an exemplary formulation according to the present invention has excellent transparency and refractive index; and these desirable properties are substantially maintained even upon exposure to 1000 hours of QUV aging.
EXAMPLE 4
[0111] Another exemplary formulation according to the present invention is prepared by combining the following components:
Figure imgf000027_0002
[0112] Various performance properties were evaluated for the resulting formulation, as summarized in the following table:
Figure imgf000028_0001
[0113] Review of the preceding table reveals that an exemplary formulation according to the present invention has excellent transparency and refractive index; and these desirable properties are substantially maintained even upon exposure to 1000 hours of QUV aging.
EXAMPLE 5
[0114] A comparative formulation based on a highly aromatic resin is prepared by combining the following components:
Figure imgf000028_0002
[0115] Various performance properties were evaluated for the resulting formulation, as summarized in the following table:
Figure imgf000028_0003
[0116] Review of the preceding table reveals that the transparency and yellow index of a formulation based on the highly aromatic resin, 2-phenyl phenoxyethyl acrylate, do not fare well upon exposure to 500 hours of QUV aging.
[0117] Various modifications of the present invention, in addition to those shown and described herein, will be apparent to those skilled in the art of the above description. Such modifications are also intended to fall within the scope of the appended claims.
[0118] Patents and publications mentioned in the specification are indicative of the levels of those skilled in the art to which the invention pertains. These patents and publications are incorporated herein by reference to the same extent as if each individual application or publication was specifically and individually incorporated herein by reference.
[0119] The foregoing description is illustrative of particular embodiments of the invention, but is not meant to be a limitation upon the practice thereof. The following claims, including all equivalents thereof, are intended to define the scope of the invention.

Claims

That which is claimed is:
1. A polyaromatic compound having the structure:
(FG 1 )n- Ar 1 -L1 - Ai^-L2- Ar3 -L3 - Ar4-FG2
wherein:
FG1 is optionally present, and when present is a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy,
n = 0 or 1 ,
Ar1 is an optionally substituted aromatic ring,
each of Ar2, Ar3 and Ar4 are independently optionally substituted polyvalent aromatic rings,
each of L1, L2 and L3 are independently non-conjugating linkers, and
FG2 is a reactive functional group selected from (meth)acrylate, vinyl ether, vinyl ester, maleimide, nadimide, itaconimide or epoxy.
2. The polyaromatic compound of claim 1 wherein said optional substitution is lower alkyl or lower alkyloxy.
3. The polyaromatic compound of claim 1 wherein said optional substitution is methyl.
4. The polyaromatic compound of claim 1 wherein said non-conjugating linker is -CH2-, or -CH2-0-CH2-.
5. A stable, high refractive index, non-yellowing, optically transparent formulation comprising:
one or more of the above-described polyaromatic compounds, optionally other resins, and
optionally a photo-initiator, a catalyst and/or a hardener; wherein:
the resulting formulation, upon cure, has a refractive index in the range of about 1.55 up to about 1.90, and the resulting formulation, after curing thereof, passes the standard industrial QUV test for at least 500 hours without a significant increase in its yellow index value.
6. The formulation of claim 5, wherein said formulation, upon cure, has a yellow index value, B*, of <1.0.
7. The formulation of claim 5 wherein said formulation, upon cure, has a thickness in the range of about 0.1 μπι up to about ΙΟΟΟμιη.
8. The formulation of claim 5 wherein said formulation, upon cure, is at least 97% transparent.
9. The formulation of claim 5 wherein said formulation further comprises an acrylate, a methacrylate, an epoxy, a vinyl ether, a vinyl ester, a cyanoacrylate, a silicone, a silicone-containing acrylate, a silicone-containing vinyl ether, one or more monomers with carbon-carbon double bonds that can be free-radically polymerized, as well as mixtures of any two or more thereof.
10. The formulation of claim 5 wherein said acrylate resin is derived from an aliphatic acrylate selected from isodecyl acrylate, 2-ethylhexyl acrylate,
Figure imgf000031_0001
1 ,4-cyclohexanediol monoacrylate.
11. The formulation of claim 5 wherein said acrylate resin is derived from an aromatic acrylate that does not contain any fused/conjugated aromatic rings, or any aromatic rings directly linked with more than one carbonyl groups, and is selected from benzyl acrylate, or:
Figure imgf000032_0001
Acryloyloxyethyl
cl i ph enyl phosph i n ate (ADP)
Figure imgf000032_0002
Phenoxybutyl acrylate.
12. The formulation of claim 5 wherein said acrylate resin is derived from compounds having non-fused/non-conjugated aromatic rings:
Figure imgf000032_0003
Figure imgf000032_0004
ation of claim 5 wherein said acrylate resin is derived from:
Figure imgf000032_0005
14. The formulation of claim 5 further comprising nanoparticles.
15. The formulation of claim 14 wherein said nanoparticles have an average particle size of less than 40 nm.
16. The formulation of claim 14 wherein said nanoparticles are stabilized metal oxide nanoparticles.
17. The formulation of claim 14 wherein said nanoparticles are Zr02, Ti02, or mixtures of any two or more thereof.
18. The formulation of claim 16 wherein said nanoparticles are stabilized by the presence of one or more capping agents.
19. The formulation of claim 18 wherein said capping agent is polyvinyl alcohol, poly(N-vinyl-2-pyrrolidone), gum arabic, a-methacrylic acid, 11- mercaptoundecanoic acid or the disulfide derivative thereof, citric acid, trisodium citrate, stearic acid, palmitic acid, octanoic acid, decanoic acid, polyethylene glycol and derivatives thereof, polyacrylic acid and aminomodified polyacrylic acid,
2-mercaptoethanoL starch, and the like, as well as mixtures of any two or more thereof.
20. The formulation of claim 18 wherein the amount of capping agent contemplated to stabilize said nanoparticles falls in the range of about 1 up to about 40 weight percent of the composition.
21. The formulation of claim 5 wherein the refractive index of said formulation falls in the range of about 1.55 up to about 1.74.
22. The formulation of claim 5 wherein the formulation comprises:
in the range of about 5 up to about 98 wt % of said light stable resin and in the range of about 2 up to about 95 wt % of said nanoparticles having high refractive index.
23. The formulation of claim 5 further comprising one or more flow additives, adhesion promoters, rheology modifiers, toughening agents, fluxing agents, film flexibilizers, phenol-novolac hardeners, epoxy-curing catalysts (e.g., imidazole), curing agents (e.g., dicumyl peroxide), photo-initiators, , as well as mixtures of any two or more thereof.
24. A resin comprising a cured aliquot of the compound of claim 1.
25. An assembly comprising a first transparent component and a second transparent component separated only by an aliquot of the formulation of claim 5.
26. The assembly of claim 25 wherein the aliquot when applied to said first and/or second transparent component has a thickness of about Ι μπι up to about ΙΟΟΟμηι.
27. An article comprising a first transparent component and a second transparent component adhered thereto with a cured aliquot of the formulation of claim 5.
28. A light emitting element wherein at least a light transmitting portion thereof is adhered thereto with a cured aliquot of the formulation of claim 5.
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