WO2018115966A1 - Method and device for performing pre-combining processing on uplink massive mimo signals - Google Patents

Method and device for performing pre-combining processing on uplink massive mimo signals Download PDF

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Publication number
WO2018115966A1
WO2018115966A1 PCT/IB2017/001694 IB2017001694W WO2018115966A1 WO 2018115966 A1 WO2018115966 A1 WO 2018115966A1 IB 2017001694 W IB2017001694 W IB 2017001694W WO 2018115966 A1 WO2018115966 A1 WO 2018115966A1
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sub
array
signal
merging
matrix corresponding
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PCT/IB2017/001694
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French (fr)
Chinese (zh)
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何大中
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阿尔卡特朗讯
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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/08Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station
    • H04B7/0837Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using pre-detection combining
    • H04B7/0842Weighted combining
    • H04B7/0848Joint weighting
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • H04B7/0452Multi-user MIMO systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/08Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station
    • H04B7/0837Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using pre-detection combining

Definitions

  • the present invention relates to the field of mobile communication technologies, and in particular, to a method and apparatus for pre-merging large-scale MIMO signals in a base station. Background technique
  • DSPs digital signal processors
  • ASICs application specific integrated circuits
  • field programmable gate arrays can be used.
  • FPGAs A large amount of signal processing is implemented in (FPGAs).
  • FPGAs frequency synthesizer
  • PA power amplifier
  • PA low noise amplifier
  • LNA low noise amplifiers
  • uplink and downlink conversion circuits uplink and downlink conversion circuits
  • RF front-ends RF front-ends
  • transmit/receive antennas The baseband part of the signal is connected to the RF circuit.
  • the performance of the wireless link can be greatly improved by using multiple antennas at the transmitting and receiving ends. These benefits include increased reliability and high data rates.
  • the physical antenna array and MIMO channel are two-dimensional—such as 2*4 cross-polarized array antennas. Based on this design, horizontal use can only be achieved on the UE side.
  • a method for pre-merging uplink massive MIMO signals in a base station comprises the following steps: a covariance array of uplink channel estimation from a UE The signal is decomposed into a plurality of sub-array signals;
  • a pre-merging apparatus for pre-merging processing an uplink massive MIMO signal in a base station
  • the pre-merging apparatus includes: a decomposing apparatus, configured to: The covariance array signal of the uplink channel estimation is decomposed into a plurality of sub-array signals in a reduced order;
  • a plurality of sub-pre-combining means are respectively used for respectively solving the eigenvalues and eigenvectors of the long-term covariance matrix corresponding to each sub-array signal by a recursive algorithm until recursive to the basic pre-merge device algorithm.
  • a receiver device in a base station comprising one or more pre-merging devices according to the invention.
  • the present invention has the following advantages: Decomposing and grouping the signal array corresponding to the uplink signal, and performing long-term smooth pre-merging processing on each array group respectively, thereby realizing processing of the large array signal, thereby reducing the processing
  • the computational complexity of multi-antenna uplink massive MIMO receivers improves the efficiency of signal processing.
  • FIG. 1 is a flow chart showing a method for pre-merging uplink large-scale MIMO signals in a base station according to the present invention
  • FIG. 2 illustrates a method for uplinking massive MIMO signals in accordance with the present invention.
  • Figure 3a shows a schematic view of an exemplary pre-merging device in accordance with the present invention
  • Figure 3b shows a schematic view of an exemplary basic pre-merging device in accordance with the present invention
  • FIG. 4 is a block diagram showing an exemplary antenna array in accordance with the present invention
  • FIG. 5 is a flowchart showing an exemplary process for solving a channel covariance matrix in accordance with the present invention
  • Figure 6 shows a grouping diagram of an exemplary antenna array in accordance with the present invention
  • Figure 7 shows a schematic diagram of a process for solving a channel covariance matrix in accordance with the present invention.
  • FIG. 1 is a flow chart showing a method for pre-merging uplink massive MIMO signals in a base station in accordance with the present invention.
  • the method according to the invention comprises a step S1 and a step S2.
  • the method according to the invention is implemented by a pre-merging device included in the base station.
  • the base station of the present invention includes, but is not limited to, a macro base station, a micro base station, a pico base station, a home base station, and the like.
  • the user equipment includes electronic devices that can communicate directly or indirectly with the base station in a wireless manner, including but not limited to mobile phones, PDAs, and the like.
  • the base station is included in a MIMO system.
  • step S1 the pre-merge device decomposes the covariance array signal of the uplink channel estimation from the UE into a plurality of sub-array signals.
  • the array signal is a large antenna array signal, such as an array signal of 64x64 or 128x128.
  • the pre-merge device continues to group each group of array signals to obtain more sub-array signals, thereby performing pre-combination operations on the respective sub-array signals in each group of array signals.
  • 128x128 is divided into two sets of 64x64 array signals, and each 64x64 signal is divided into four 16x16 signals, respectively, to pre-merge each 16x16 array signal separately.
  • the pre-merge device can decompose the covariance array signal of the uplink channel estimate multiple times, thereby 264x256 or even higher order antenna array signals.
  • step S2 the pre-merging device separately solves the eigenvalues and eigenvectors of the long-term covariance matrix corresponding to each sub-array signal by a recursive algorithm until the algorithm recursively to the basic pre-merging device can solve.
  • the basic pre-merge device is used to indicate a minimum pre-merging device that processes array signals that cannot be decomposed.
  • FIG. 3a shows a schematic illustration of the structure of each of the basic pre-combining devices of Figure 3a.
  • the array signal input to the pre-merge device is divided into four 16AxC sub-array signals.
  • Each 16AxC sub-array signal is decomposed into 4AxC or 8AxC array signals by sub-pre-merge device.
  • 8 receiver MMSE algorithms 8R x MU
  • the IRC algorithm (4R x IRC) of 4 receivers can be used.
  • the pre-merging device performs pre-merge processing on the array signal in a user specific manner, the method comprising the step S1, the step S201 (not shown) and the step S3 (not shown) ).
  • step S201 the pre-merge device solves the feature values and feature vectors of the long-term channel estimation co-variance matrix corresponding to the specific UE.
  • step S3 the pre-merge device solves the precoding matrix corresponding to the specific UE such that the beamforming gain for the UE is maximized.
  • the method includes the steps
  • step S4 the pre-merging device solves the long-term channel estimation association corresponding to the specific UE.
  • 3 ⁇ 4 represents the receiving end signal
  • 3 ⁇ 4 can be expressed by the following formula:
  • y k P k H k x k + ⁇ j ⁇ k P kj x j ⁇ n k ( 1 )
  • the user k (user k) indicating the signal after the pre-merging process, representing from user k to the base station Upstream channel estimation matrix.
  • the signal power that satisfies the user is the largest, then:
  • the pre-merge device performs pre-merge processing on the array signals in a group specific manner, the method comprising the steps S1, S202 (not shown) and step S5 (Fig. Show).
  • step S202 the pre-merge device solves the feature values and feature vectors of the long-term channel estimation covariance matrix corresponding to a group of UEs.
  • step S5 the pre-merge device solves the precoding matrix corresponding to the group of UEs such that the beamforming gain for the group of UEs is maximized.
  • the method comprises a step S6 (not shown)
  • step S6 the pre-merging device performs a signal scaling operation on the plurality of sub-array signals to perform subsequent equalization and combining processing on the scaled sub-signal matrices.
  • the following description is made by five exemplary algorithms based on the present invention.
  • Example 1 Pre-merging algorithm for a specific user ( user specific )
  • the antenna array is divided into four groups of arrays, the interior of which is highly correlated. specifically:
  • the antenna array is grouped according to the following antenna signals: ⁇ 1,2,...,8, 17,18,...,24 ⁇ , ⁇ 9,10,...,16, 25,26,..., 32 ⁇ ,..., and ⁇ 41,42,...,48,57,58, ...,64 ⁇ ;
  • SRS uplink reference signal
  • is the first eigenvector of ⁇
  • the full-length option weight matrix M im is the block diagonal matrix of w ⁇ ., m .
  • the receiver can use the MMSE algorithm (8R x MU) of 8 receivers.
  • the single-user (SU) scenario 4 receivers can be used.
  • the long-term covariance matrix of each group of antenna arrays is obtained based on the following steps:
  • the covariance matrix of each row is a plurality of rows (columns), and the polarization and physical resource blocks (PRBs) are averaged and filtered in the time domain to obtain a covariance matrix in the horizontal direction;
  • the horizontal covariance matrix of the UE is expressed as R ⁇ [(/ ⁇ )*/ ⁇ ], where h is for each row of antennas per polarized antenna and each PRB, from the UE uplink reference signal (SRS) port to 8 TRX 1x8 channel vector of the eNB;
  • the vertical direction covariance matrix of the UE is expressed as ⁇ /! 7 ) 7 ], where 7 is a 1x4 channel vector for each polarized antenna and each PRB for each column of antennas based on SRS measurements;
  • the receiver can use the MMSE algorithm (8R x MU) of 8 receivers.
  • the IRC algorithm (4RxIRC) of 4 receivers can be used.
  • the precoding matrix of the beamforming (BF) weight can be obtained by the following steps:
  • n is the antenna number and N is the number of TRXs connected to the antenna.
  • N is the number of TRXs connected to the antenna.
  • the number of TRXs in the horizontal direction is 8, and the number of TRXs in the vertical direction is 4.
  • Example 3 Maximum SINR algorithm for a specific user (user specific )
  • the antenna array is divided into four groups of arrays, the interior of which is highly correlated. specifically:
  • the antenna array is grouped according to the following antenna signals: ⁇ 1, 2, ..., 8, 17, 18, ..., 24 ⁇ , ⁇ 9,10,...,16, 25,26,...,32 ⁇ ,..., and ⁇ 41,42,...,48,57,58, ...,64 ⁇ ;
  • the long-term weight matrix M of each sub-array, m is a generalized eigenvector corresponding to the largest generalized eigenvalue of the matrix, expressed as:
  • the receiver can use the MMSE algorithm (8R x MU) of 8 receivers.
  • the IRC algorithm (4RxIRC) of 4 receivers can be used.
  • Example 4 Pre-merging algorithm for a specific group ( group specific )
  • the antenna array is divided into eight sub-arrays, and the interior of the sub-array is highly correlated. specifically:
  • the antenna array according to the following antenna signals: ⁇ 1,2,3,4,5,6,7,8 ⁇ , ⁇ 17,18,19,20,21,22,23,24 ⁇ , ⁇ 33,34 , 35, 36, 37, 38, 39, 40 ⁇ ,..., and ⁇ 41,42,43,44,45,46,47,48 ⁇ , ⁇ 57,58,59,60,61,62, 63,64 ⁇ ;
  • the channel covariance matrix of user i and subarray m is R 3 ⁇ 43 ⁇ 4 , M ⁇ 3 ⁇ 4, ], where 3 ⁇ 4, m
  • (8x8) is a channel estimation matrix of user i and sub-array m based on SRS measurements.
  • the long-term weight matrix ⁇ .TM (8x1) of each sub-array is the first eigenvector of (8x8+8x8);
  • the full length option weight matrix is the block diagonal matrix of ⁇ , ⁇ .
  • the process of solving the de-channel covariance matrix in the algorithm is shown in Fig. 7.
  • the receiver can use the MMSE algorithm (8R x MU) of 8 receivers.
  • the IRC algorithm (4RxIRC) of 4 receivers can be used.
  • Example 5 Gradation algorithm for a group specific
  • the long-term covariance matrix of each group of antenna arrays is obtained based on the following steps:
  • the covariance matrix of each row is a plurality of rows (columns), and the polarization and physical resource block (PRB) are filtered by a long-term average and smoothed in the time domain to obtain a horizontal square covariance matrix;
  • the horizontal covariance matrix of the UE is expressed as ⁇ [(/ ⁇ )*/ ⁇ ], where h is 1 ⁇ 8 of 8 TRX from the UE SRS port to the eNB for each polarized antenna and each PRB for each row of antennas Channel vector
  • the vertical covariance matrix of the UE is expressed as ⁇ E[(/3 ⁇ 4W], where 7 is the SRS measurement based on each polarized antenna and each PRB for each column of antennas.
  • the receiver can use the MMSE algorithm (8R x MU) of 8 receivers.
  • the IRC algorithm (4RxIRC) of 4 receivers can be used.
  • the precoding matrix of the beamforming (BF) weight is obtained such that the step of maximizing the beamforming gain for the group of UEs is the same as or similar to the steps in the example 1, and will not be described herein.
  • the power difference after gradualization of each UE and the pre-combined power difference are considered, wherein for 16 antennas in a sub-array,
  • the ideal antenna signal power of the UE can be expressed as ⁇ ⁇ I; multiplied by the pre-merging matrix of each user to obtain the equivalent antenna power of each UE, expressed as ⁇ h_ ⁇ Ideal * PreComb user .
  • the PUSCH receiving end compensates the final RSSI of the 16 weights used, which is expressed as:
  • the signal array corresponding to the uplink signal is decomposed and grouped, and each array group is subjected to long-term smooth pre-merging processing, thereby realizing processing of large-scale array signals and reducing multi-antenna uplink large-scale.
  • the computational complexity of the MIMO receiver improves the efficiency of signal processing.
  • FIG. 2 is a block diagram showing the structure of a pre-merge device for performing pre-merging processing on an uplink large-scale MIMO signal according to the present invention.
  • the decomposition device decomposes the covariance array signal of the uplink channel estimate from the UE into a plurality of sub-array signals.
  • the array signal is a large array signal, such as a 64x64 or 128x128 array signal.
  • the decomposition means continues to group each set of array signals to obtain more sub-array signals, thereby performing pre-merge operations on the respective sub-array signals in each set of array signals.
  • 128x128 is divided into two sets of 64x64 array signals, and each 64x64 signal is divided into four 16x16 signals, respectively, to pre-merge each 16x16 array signal separately.
  • the decomposing means can decompose the covariance array signal of the uplink channel estimation multiple times, thereby 264x256 or even higher order antenna array signals.
  • the sub-pre-merge device respectively solves the eigenvalues and eigenvectors of the long-term covariance matrix corresponding to each sub-array signal by a recursive algorithm, until the algorithm recursively to the basic pre-merging device can solve.
  • the basic pre-merge device is used to indicate a minimum pre-merging device that processes array signals that cannot be decomposed.
  • FIG. 3a shows a schematic block diagram of each of the basic pre-combining devices of Figure 3a.
  • the array signal input to the pre-merge device is divided into four 16AxC sub-array signals.
  • Each 16AxC sub-array signal is decomposed into 4AxC or 8AxC array signals by sub-pre-merge device, and is used by multiple users (Multiusers) at the receiving end.
  • 8 receivers' MMSE algorithm (8R x MU) can be used.
  • 4 receiver IRC algorithms 4R x IRC ) can be used.
  • the pre-merge device pre-merge the array signals in a user specific manner.
  • the sub-pre-merge device solves the feature values and feature vectors of the long-term channel estimation covariance matrix corresponding to a particular UE.
  • the pre-merge device solves the precoding matrix corresponding to the particular UE such that the beamforming gain for the UE is maximized.
  • the pre-merging device finds the feature value and the feature vector corresponding to the long-term covariance matrix of the specific UE, so that the UE obtains the maximum SINR.
  • the pre-merge device performs pre-merge processing on the array signals in a group specific manner.
  • the sub-pre-merge device solves the feature values and eigenvectors of the long-term channel estimation covariance matrix corresponding to a group of UEs.
  • the pre-merge device solves the precoding matrix corresponding to the set of UEs such that the beamforming gain for the set of UEs is maximized.
  • the signal array corresponding to the uplink signal is decomposed and grouped, and the long-term smooth pre-merge processing is performed on each array group, thereby processing the large-scale array signal, thereby reducing the multi-antenna uplink large-scale.
  • the computational complexity of the MIMO receiver improves the efficiency of signal processing.

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Abstract

Provided are a method and device for performing pre-combining processing on uplink massive MIMO signals in a base station. The method comprises the following steps: breaking down a covariance array signal of an uplink channel estimation from a UE into a plurality of sub-array signals; respectively solving an eigenvalue and an eigenvector of a long-term channel estimation covariance matrix corresponding to each sub-array signal via a recursive algorithm, until the algorithm recursive to a basic pre-combining device can be solved. The present invention has the following advantages compared to the prior art: large-scale array signal processing is performed by breaking down and grouping an array signal corresponding to an uplink signal and respectively performing long-term smooth pre-combining processing on each array group, thereby reducing the computational complexity of a multi-antenna uplink massive MIMO receiver, and increasing signal processing efficiency.

Description

用于对上行大规模 MIM 0信号进行预合并处理的方法和装置 技术领域  Method and apparatus for pre-merging processing of uplink large-scale MIM 0 signals
本发明涉及移动通信技术领域, 尤其涉及一种用于在基站中对上 行大规模 MIMO信号进行预合并处理的方法和装置。 背景技术  The present invention relates to the field of mobile communication technologies, and in particular, to a method and apparatus for pre-merging large-scale MIMO signals in a base station. Background technique
在现有的最好的大规模 ( MASSIVE ) MIMO方案, 这些接收机的 传统设计一般必须遵循三个主要因素:高性能, 低成本, 并且在能够发射 端和接收端使用多天线来处理无线复杂的接收信号。  In the best existing large-scale (MASSIVE) MIMO schemes, the traditional design of these receivers generally must follow three main factors: high performance, low cost, and the use of multiple antennas at the transmitter and receiver to handle wireless complexities. Receive signal.
现有的接收机中, 可以采用数字信号处理器 ( digital signal processors, DSP ), 特定用途集成电路( ASIC ), 和现场可编程门阵列 In existing receivers, digital signal processors (DSPs), application specific integrated circuits (ASICs), and field programmable gate arrays can be used.
( FPGAs ) 中实现大量信号处理。 通过使用频率合成器 (frequency synthesizer, FS )、 功率放大器 ( ower amplifiers , PA ), 低噪声放大器A large amount of signal processing is implemented in (FPGAs). By using a frequency synthesizer (FS), a power amplifier (ower amplifiers, PA), a low noise amplifier
( low noise amplifiers , LNA ), 上下行转换电路、 射频前端和发射 /接 收天线, 基带部分的信号连接到射频电路, 现有接收机的这种处理方式 容易导致过度的信号处理和信号检测, 致使该方式性能差、 成本高、 更 复杂。 (low noise amplifiers, LNA), uplink and downlink conversion circuits, RF front-ends, and transmit/receive antennas. The baseband part of the signal is connected to the RF circuit. This type of processing of existing receivers can easily lead to excessive signal processing and signal detection. This method is poor in performance, high in cost, and more complicated.
在衰落环境中, 通过在发射端和接收端使用多个天线可以大大提高 无线链路的性能.。 这些好处包括可靠性的提升以及高数据速率。  In a fading environment, the performance of the wireless link can be greatly improved by using multiple antennas at the transmitting and receiving ends. These benefits include increased reliability and high data rates.
在传统的单用户或多用户的 MIMO ( 8T8R ) 系统中, 物理天线阵列 和 MIMO信道是二维的——比如 2*4交叉极化阵列天线。基于此种设计, 只能在 UE端实现水平方向的使用。  In traditional single-user or multi-user MIMO (8T8R) systems, the physical antenna array and MIMO channel are two-dimensional—such as 2*4 cross-polarized array antennas. Based on this design, horizontal use can only be achieved on the UE side.
如果使用三维的诸如 64、 128或 256或更多的天线阵列, 则信号处 理过程的复杂度会变高, 同时也会带来成本上的提高。 发明内容 If a three-dimensional antenna array such as 64, 128 or 256 or more is used, the complexity of the signal processing process becomes high, and at the same time, the cost is increased. Summary of the invention
本发明的目的是提供一种用于在基站中对上行大规模 MIMO 信号 进行预合并处理的方法和装置。  It is an object of the present invention to provide a method and apparatus for pre-merging uplink massive MIMO signals in a base station.
根据本发明的一个方面, 提供了一种用于在基站中对上行大规模 MIMO信号进行预合并处理的方法, 其中, 所述方法包括以下步骤: a将来自 UE的上行信道估计的协方差阵列信号分解为多个子阵列 信号;  According to an aspect of the present invention, a method for pre-merging uplink massive MIMO signals in a base station is provided, wherein the method comprises the following steps: a covariance array of uplink channel estimation from a UE The signal is decomposed into a plurality of sub-array signals;
b通过递推算法分别求解各个子阵列信号对应的长期信道估计协方 差矩阵的特征值和特征向量。  b The eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to each sub-array signal are respectively solved by a recursive algorithm.
根据本发明的一个方面, 提供了一种用于在基站中对上行大规模 MIMO信号进行预合并处理的预合并装置,其中,所述预合并装置包括: 分解装置, 用于将来自 UE的高阶上行信道估计的协方差阵列信号 降阶分解为多个子阵列信号;  According to an aspect of the present invention, a pre-merging apparatus for pre-merging processing an uplink massive MIMO signal in a base station is provided, wherein the pre-merging apparatus includes: a decomposing apparatus, configured to: The covariance array signal of the uplink channel estimation is decomposed into a plurality of sub-array signals in a reduced order;
多个子预合并装置, 用于通过递推算法分别求解各个子阵列信号对 应的长期协方差矩阵的特征值和特征向量, 直至递推至基本预合并装置 算法所能求解。  A plurality of sub-pre-combining means are respectively used for respectively solving the eigenvalues and eigenvectors of the long-term covariance matrix corresponding to each sub-array signal by a recursive algorithm until recursive to the basic pre-merge device algorithm.
根据本发明的一个方面, 提供了一种基站中的接收机装置, 所述接 收机装置包括一个或多个才 据本发明的预合并装置。  According to an aspect of the invention, there is provided a receiver device in a base station, the receiver device comprising one or more pre-merging devices according to the invention.
与现有技术相比, 本发明具有以下优点: 通过对上行信号对应的信 号阵列进行分解和分组, 并分别对各个阵列组进行长期平滑预合并处 理, 从而实现对大型阵列信号的处理, 降低了多天线上行大规模 MIMO 接收器的计算复杂度, 提高了信号处理的效率。 附图说明  Compared with the prior art, the present invention has the following advantages: Decomposing and grouping the signal array corresponding to the uplink signal, and performing long-term smooth pre-merging processing on each array group respectively, thereby realizing processing of the large array signal, thereby reducing the processing The computational complexity of multi-antenna uplink massive MIMO receivers improves the efficiency of signal processing. DRAWINGS
通过阅读参照以下附图所作的对非限制性实施例所作的详细描述, 本发明的其它特征、 目的和优点将会变得更明显:  Other features, objects, and advantages of the present invention will become more apparent from the Detailed Description of Description
图 1示出了根据本发明的用于在基站中对上行大规模 MIMO信 号进行预合并处理的方法流程图;  1 is a flow chart showing a method for pre-merging uplink large-scale MIMO signals in a base station according to the present invention;
图 2示出了根据本发明的一种用于对上行大规模 MIMO信号进行 预合并处理的预合并装置的结构示意图; 2 illustrates a method for uplinking massive MIMO signals in accordance with the present invention. Schematic diagram of the pre-merging device of the pre-merging process;
图 3a示出了根据本发明的一个示例性的预合并装置的示意图; 图 3b示出了根据本发明的一个示例性的基本预合并装置的示意 图;  Figure 3a shows a schematic view of an exemplary pre-merging device in accordance with the present invention; Figure 3b shows a schematic view of an exemplary basic pre-merging device in accordance with the present invention;
图 4示出了根据本发明的一个示例性的天线阵列的分组示意图; 图 5示出了根据本发明的一个示例性的求解信道协方差矩阵的过 程示意图;  4 is a block diagram showing an exemplary antenna array in accordance with the present invention; and FIG. 5 is a flowchart showing an exemplary process for solving a channel covariance matrix in accordance with the present invention;
图 6示出了根据本发明的一个示例性的天线阵列的分组示意图; 图 7示出了根据本发明的一个示例性的求解信道协方差矩阵的过 程示意图。  Figure 6 shows a grouping diagram of an exemplary antenna array in accordance with the present invention; Figure 7 shows a schematic diagram of a process for solving a channel covariance matrix in accordance with the present invention.
附图中相同或相似的附图标记代表相同或相似的部件。 具体实施方式  The same or similar reference numerals in the drawings denote the same or similar components. detailed description
下面结合附图对本发明作进一步详细描述。  The invention is further described in detail below with reference to the accompanying drawings.
图 1 示出了根据本发明的用于在基站中对上行大规模 MIMO信 号进行预合并处理的方法流程图。 根据本发明的方法包括步骤 S1和 步骤 S2。  1 is a flow chart showing a method for pre-merging uplink massive MIMO signals in a base station in accordance with the present invention. The method according to the invention comprises a step S1 and a step S2.
其中, 根据本发明的方法通过包含于基站中的预合并装置来实 现。  Therein, the method according to the invention is implemented by a pre-merging device included in the base station.
其中, 本发明所述基站包括但不限于宏基站、微基站、微微基站、 家庭基站等。 所述用户设备包括能以无线方式直接或间接和基站通信 的电子装置, 包括但不限于手机、 PDA等。  The base station of the present invention includes, but is not limited to, a macro base station, a micro base station, a pico base station, a home base station, and the like. The user equipment includes electronic devices that can communicate directly or indirectly with the base station in a wireless manner, including but not limited to mobile phones, PDAs, and the like.
优选地, 所述基站包含于 MIMO系统中。  Preferably, the base station is included in a MIMO system.
参照图 1, 在步骤 S1 中, 预合并装置将来自 UE的上行信道估计 的协方差阵列信号分解为多个子阵列信号。  Referring to FIG. 1, in step S1, the pre-merge device decomposes the covariance array signal of the uplink channel estimation from the UE into a plurality of sub-array signals.
优选地,所述阵列信号为大型天线阵列信号,例如 64x64或 128x128 的阵列信号。  Preferably, the array signal is a large antenna array signal, such as an array signal of 64x64 or 128x128.
优选地, 预合并装置对每组阵列信号继续进行分组来得到更多子阵 列信号, 从而在每组阵列信号中分别对各个子阵列信号执行预合并操 作。例如,将 128x128分为两组 64x64的阵列信号,再分别将每个 64x64 的信号分为 4个 16x16的信号, 从而分别对每个 16x16的阵列信号进行 预合并处理。 Preferably, the pre-merge device continues to group each group of array signals to obtain more sub-array signals, thereby performing pre-combination operations on the respective sub-array signals in each group of array signals. Work. For example, 128x128 is divided into two sets of 64x64 array signals, and each 64x64 signal is divided into four 16x16 signals, respectively, to pre-merge each 16x16 array signal separately.
优选地, 预合并装置可对上行信道估计的协方差阵列信号进行多次 分解, 从而将 256x256甚至更高阶的天线阵列信号。  Preferably, the pre-merge device can decompose the covariance array signal of the uplink channel estimate multiple times, thereby 264x256 or even higher order antenna array signals.
在步骤 S2中,预合并装置通过递推算法分别求解各个子阵列信号对 应的长期协方差矩阵的特征值和特征向量, 直至递推至基本预合并装置 的算法所能求解。  In step S2, the pre-merging device separately solves the eigenvalues and eigenvectors of the long-term covariance matrix corresponding to each sub-array signal by a recursive algorithm until the algorithm recursively to the basic pre-merging device can solve.
其中,所述基本预合并装置用于指示处理不能被分解的阵列信号的、 最小的预合并装置。  Wherein the basic pre-merge device is used to indicate a minimum pre-merging device that processes array signals that cannot be decomposed.
例如, 参照图 3a所示的根据本发明的一个示例性的预合并装置。 其中, 图 3a所示的预合并装置包括 4个子预合并装置 Precombinerl至 Precombiner4及其对应的接史端装置,并且 Precombinerl至 Precombiner4 为基本预合并装置。 图 3b示出了图 3a中每个基本预合并装置的结构示 意图。 参照图 3a, 输入至预合并装置的阵列信号被分为 4个 16AxC的 子阵列信号。 每个 16AxC 的子阵列信号经过子预合并装置被分解为 4AxC或 8AxC的阵列信号,在接收端对于多用户( Multiple Users , MU ) 的场景, 可采用 8个接收端的 MMSE算法 (8R x MU ), 对于单用户 ( Single User, SU )的场景,可采用 4个接收端的 IRC算法( 4R x IRC )。  For example, reference is made to an exemplary pre-merging device in accordance with the present invention as shown in Figure 3a. The pre-merging device shown in FIG. 3a includes four sub-pre-combining devices Precombiner1 to Precombiner4 and their corresponding receiving devices, and Precombiner1 to Precombiner4 are basic pre-merging devices. Figure 3b shows a schematic illustration of the structure of each of the basic pre-combining devices of Figure 3a. Referring to Figure 3a, the array signal input to the pre-merge device is divided into four 16AxC sub-array signals. Each 16AxC sub-array signal is decomposed into 4AxC or 8AxC array signals by sub-pre-merge device. At the receiving end, for multiple users (MU) scenarios, 8 receiver MMSE algorithms (8R x MU) can be used. For the single user (SU) scenario, the IRC algorithm (4R x IRC) of 4 receivers can be used.
根据本发明的一个优选实施方案, 预合并装置以特定用户 (user specific )的方式对阵列信号进行预合并处理, 所述方法包括步骤 Sl、 步 骤 S201 (图未示)和步骤 S3 (图未示) 。  According to a preferred embodiment of the present invention, the pre-merging device performs pre-merge processing on the array signal in a user specific manner, the method comprising the step S1, the step S201 (not shown) and the step S3 (not shown) ).
在步骤 S201, 预合并装置求解对应于特定 UE的长期道估计协协方 差矩阵的特征值和特征向量。  In step S201, the pre-merge device solves the feature values and feature vectors of the long-term channel estimation co-variance matrix corresponding to the specific UE.
接着,在步骤 S3中,预合并装置求解对应于特定 UE的预编码矩阵, 使得对于该 UE的波束赋型增益最大。  Next, in step S3, the pre-merge device solves the precoding matrix corresponding to the specific UE such that the beamforming gain for the UE is maximized.
优选地, 为了减少特定 UE对其他 UE的千扰, 所述方法包括步骤 Preferably, in order to reduce the interference of a specific UE to other UEs, the method includes the steps
S4。 S4.
在步骤 S4中,预合并装置求解对应于特定 UE的长期道估计协协方 差矩阵的特征值和特征向量, 使得该 UE获得最大 SINR In step S4, the pre-merging device solves the long-term channel estimation association corresponding to the specific UE. The eigenvalues and eigenvectors of the difference matrix, such that the UE obtains the maximum SINR
优选地, 假设) ¾表示接收端信号, 则) ¾可用以下公式表示:  Preferably, it is assumed that 3⁄4 represents the receiving end signal, then 3⁄4 can be expressed by the following formula:
yk=PkHkxk+∑j≠kPk jxj^nk ( 1 ) 其中, 表示用户 k (user k) , 表示经过预合并处理后的信号, 表示从 user k至基站的上行信道估计矩阵。 y k =P k H k x k +∑ j≠k P kj x j ^n k ( 1 ) where represents the user k (user k) , indicating the signal after the pre-merging process, representing from user k to the base station Upstream channel estimation matrix.
基于, 公式(1 ) , 满足 user 的信号功率最大, 则得到:  Based on the formula (1), the signal power that satisfies the user is the largest, then:
优选地,为了减少 user 对其他 UE的信号泄露,考虑旁瓣抑制 ( side lobe reduction ) 的渐变 ( tapering ) , 并使得 user k的 SINR最大, 则得
Figure imgf000007_0001
Preferably, in order to reduce the signal leakage of the user to other UEs, considering the tapering of the side lobe reduction and maximizing the SINR of the user k,
Figure imgf000007_0001
A H H 根据本发明的一个优选实施方案, 预合并装置以特定组 (group specific)的方式对阵列信号进行预合并处理, 所述方法包括步骤 Sl、 步 骤 S202 (图未示)和步骤 S5 (图未示) 。  AHH According to a preferred embodiment of the present invention, the pre-merge device performs pre-merge processing on the array signals in a group specific manner, the method comprising the steps S1, S202 (not shown) and step S5 (Fig. Show).
在步骤 S202中,预合并装置求解对应于一组 UE的长期道估计协协 方差矩阵的特征值和特征向量。  In step S202, the pre-merge device solves the feature values and feature vectors of the long-term channel estimation covariance matrix corresponding to a group of UEs.
接着,在步骤 S5中 预合并装置求解对应于该组 UE的预编码矩阵, 使得对于该组 UE的波束赋型增益最大。  Next, in step S5, the pre-merge device solves the precoding matrix corresponding to the group of UEs such that the beamforming gain for the group of UEs is maximized.
优选地, 基于公式(1 ) , 对于一组用户 m} 满足 k,m 的信 号功率最大, 则得到: ma《(Hf H¾ + m HHm)PkJ→ ( 4 ) 优选地, 为了减少 user 对其他 UE的信号泄露, 考虑旁瓣抑制 的渐变。 根据本发明的一个优选实施例,在所述 S2之后,所述方法包括步骤 S6 (图未示) Preferably, based on the formula (1), for a group of users m} satisfying the signal power of k, m is the largest, then: ma "(Hf H 3⁄4 + m H H m ) P k J → (4) preferably, for Reduce user signal leakage to other UEs, considering the gradual change of sidelobe suppression. According to a preferred embodiment of the invention, after the S2, the method comprises a step S6 (not shown)
在步骤 S6 中, 预合并装置对多个多个子阵列信号进行信号缩放操 作, 以将缩放后的各个子信号矩阵进行后续的均衡和合并处理。 下面通过 5种基于本发明的示例性的算法来进行说明。  In step S6, the pre-merging device performs a signal scaling operation on the plurality of sub-array signals to perform subsequent equalization and combining processing on the scaled sub-signal matrices. The following description is made by five exemplary algorithms based on the present invention.
示例 1: 特定用户 ( user specific ) 的预合并算法  Example 1: Pre-merging algorithm for a specific user ( user specific )
参照图 4, 天线阵列被分为 4组阵列, 其阵列内部是高度相关的。 具体地:  Referring to Figure 4, the antenna array is divided into four groups of arrays, the interior of which is highly correlated. specifically:
-天线阵列按照以下天线信号分组: { 1,2,...,8, 17,18,...,24}, {9,10,...,16, 25,26,...,32},..., 和 {41,42, ...,48,57,58, ...,64} ;  - The antenna array is grouped according to the following antenna signals: { 1,2,...,8, 17,18,...,24}, {9,10,...,16, 25,26,..., 32},..., and {41,42,...,48,57,58, ...,64};
- user i和子阵列 m的信道协方差矩阵为 R^^ E ·¾, ], 其中, ¾,m 是基于上行参考信号 ( SRS )测量得到的 user i和子阵列 m的信道估计 矩阵(在该示例中, m=16 ) 。 - The channel covariance matrix of user i and sub-array m is R^^ E · 3⁄4, ], where 3⁄4, m is the channel estimation matrix of user i and sub-array m measured based on the uplink reference signal (SRS) (in this example) Medium, m=16).
-每个子阵列的长期权重矩阵 ,^是 ,^的第一个特征向量;  - the long-term weight matrix of each sub-array, ^ is the first eigenvector of ^;
- 全长期权重矩阵 M i m是 w^.,m的块对角矩阵 ( block diagonal matrix ) 。 - The full-length option weight matrix M im is the block diagonal matrix of w^., m .
其中, 在该算法中求解信道协方差矩阵的过程如图 5所示。  The process of solving the channel covariance matrix in the algorithm is shown in FIG. 5.
接收端对于多用户 (MU ) 的场景, 可采用 8个接收端的 MMSE 算法 (8R x MU ), 对于单用户 (SU ) 的场景, 可采用 4个接收端的 For the multi-user (MU) scenario, the receiver can use the MMSE algorithm (8R x MU) of 8 receivers. For the single-user (SU) scenario, 4 receivers can be used.
IRC算法 (4R x IRC )。 示例 2: 特定用户 ( user specific ) 的渐变算法 IRC algorithm (4R x IRC). Example 2: Gradient algorithm for a specific user ( user specific )
继续参照图 4所示的天线阵列的分组方式, 基于以下步骤得到各组 天线阵列的长期协方差矩阵:  Continuing to refer to the grouping manner of the antenna array shown in FIG. 4, the long-term covariance matrix of each group of antenna arrays is obtained based on the following steps:
- 水平域和垂直域的长期协方差矩阵表示为 和 ;  - The long-term covariance matrix of the horizontal and vertical domains is expressed as and ;
- 基于 SRS 测量得到每一排天线这列的信道协方差矩阵。 每一排 ( 列 ) 的协方差矩阵是多个排 ( 列 ) , 极化和物理资源块 ( hysical resource block, PRB )经过平均并在时域进行滤波, 从而得到 水平方向的协方差矩阵 ; - Find the channel covariance matrix for each row of antennas based on SRS measurements. The covariance matrix of each row (column) is a plurality of rows (columns), and the polarization and physical resource blocks (PRBs) are averaged and filtered in the time domain to obtain a covariance matrix in the horizontal direction;
- UE 的水平方向协方差矩阵表示为 R ≡ [(/^)*/^], 其中, h 是对 于每排天线每个极化天线和每个 PRB, 由 UE上行参考信号( SRS ) 端 口到 eNB的 8 TRX的 1x8的信道向量;  - The horizontal covariance matrix of the UE is expressed as R ≡ [(/^)*/^], where h is for each row of antennas per polarized antenna and each PRB, from the UE uplink reference signal (SRS) port to 8 TRX 1x8 channel vector of the eNB;
- 类似地, UE 的垂直方向协方差矩阵表示为^^ /!7) 7], 其中, 7是基于 SRS 测量得到的对于每列天线每个极化天线和每个 PRB 的 1x4的信道向量; - Similarly, the vertical direction covariance matrix of the UE is expressed as ^^ /! 7 ) 7 ], where 7 is a 1x4 channel vector for each polarized antenna and each PRB for each column of antennas based on SRS measurements;
接收端对于多用户 (MU) 的场景, 可采用 8个接收端的 MMSE 算法 (8R x MU), 对于单用户 (SU) 的场景, 可采用 4个接收端的 IRC算法 (4RxIRC)。  For the multi-user (MU) scenario, the receiver can use the MMSE algorithm (8R x MU) of 8 receivers. For the single-user (SU) scenario, the IRC algorithm (4RxIRC) of 4 receivers can be used.
其中, 可通过以下步骤得到波束赋形 (BF)权重的预编码矩阵:  Among them, the precoding matrix of the beamforming (BF) weight can be obtained by the following steps:
S表示为:
Figure imgf000009_0001
S is expressed as:
Figure imgf000009_0001
其中, n表示天线序号, N表示天线所连 TRX数量, 在该示例中 水平方向的 TRX数量为 8, 垂直方向的 TRX的数量为 4。  Where n is the antenna number and N is the number of TRXs connected to the antenna. In this example, the number of TRXs in the horizontal direction is 8, and the number of TRXs in the vertical direction is 4.
- 切比雪夫窗 ( Chebyshev window, 或可称为 chebwin ), 旁瓣抑 制为 30dB;  - Chebyshev window (or Chebwin window) with a sidelobe suppression of 30dB;
- i§iW→W = {s.*chebwin,sG S];  - i§iW→W = {s.*chebwin,sG S];
- 为 UEi找到最大的波束赋形增益, 则得^ I  - Find the maximum beamforming gain for UEi, then ^ I
水平方向: wf )* R wH \\Horizontal direction: wf )* R w H \\
Figure imgf000009_0002
Figure imgf000009_0002
垂直方向: w = argmax ^ , Gi v wVertical direction: w = argmax ^ , G i v w
- 通过 和 的克罗内克积(kroneckerproduct)得到 BF权重(取 对应于 ® 的 2x1的向量) 。 - Get the BF weight by the Kronecker product of and (take the 2x1 vector corresponding to ®).
示例 3: 特定用户 ( user specific ) 的最大 SINR算法 Example 3: Maximum SINR algorithm for a specific user (user specific )
继续参照图 4所示的天线分组方式, 如图所示, 天线阵列被分为 4 组阵列, 其阵列内部是高度相关的。 具体地:  Continuing with reference to the antenna grouping scheme shown in Figure 4, as shown, the antenna array is divided into four groups of arrays, the interior of which is highly correlated. specifically:
-天线阵列按照以下天线信号分组: {1,2,...,8, 17,18,...,24}, {9,10, ...,16, 25,26,...,32},..., 和 {41,42, ...,48,57,58, ...,64}; - The antenna array is grouped according to the following antenna signals: {1, 2, ..., 8, 17, 18, ..., 24}, {9,10,...,16, 25,26,...,32},..., and {41,42,...,48,57,58, ...,64};
- user i和子阵列 m的信道协方差矩阵为 R¾¾,,,m=E[¾,m ·¾, ], 其中, ¾,m 是基于 SRS测量得到的爾 i和子阵列 m的信道估计矩阵。 - The channel covariance matrix of user i and sub-array m is R 3⁄43⁄4 ,, m = E[3⁄4, m ·3⁄4, ], where 3⁄4, m is the channel estimation matrix based on the SRS measurement and the sub-array m.
-每个子阵列的长期权重矩阵 M ,,m是对应于矩阵的最大广义特征值 的广义特征向量, 表示为: - The long-term weight matrix M of each sub-array, m is a generalized eigenvector corresponding to the largest generalized eigenvalue of the matrix, expressed as:
R y8 R <==> R y 8 R <==>
PowerMethod— f ( ( ^ 'J Rk i' , 即接收功率最大化下的算法 - 长期权重矩阵 M^,m w^,m的块对角矩阵。 PowerMethod—f ( ( ^ A3⁄4 ' J Rk i ' , the algorithm for maximizing received power - the block diagonal matrix of the long-term weight matrix M^, m w^, m .
接收端对于多用户 (MU) 的场景, 可采用 8个接收端的 MMSE 算法 (8R x MU), 对于单用户 (SU) 的场景, 可采用 4个接收端的 IRC算法 (4RxIRC)。 示例 4: 特定组( group specific ) 的预合并算法  For the multi-user (MU) scenario, the receiver can use the MMSE algorithm (8R x MU) of 8 receivers. For the single-user (SU) scenario, the IRC algorithm (4RxIRC) of 4 receivers can be used. Example 4: Pre-merging algorithm for a specific group ( group specific )
参照图 6, 天线阵列被分为 8个子阵列, 子阵列内部是高度相关的。 具体地:  Referring to Figure 6, the antenna array is divided into eight sub-arrays, and the interior of the sub-array is highly correlated. specifically:
- 将 天 线 阵 列 按 照 以 下 天 线 信 号 分 组 : {1,2,3,4,5,6,7,8}, {17,18,19,20,21,22,23,24}, {33,34,35,36,37,38,39,40},..., 和 {41,42,43,44,45,46,47 ,48}, {57,58,59,60,61,62,63,64};  - Group the antenna array according to the following antenna signals: {1,2,3,4,5,6,7,8}, {17,18,19,20,21,22,23,24}, {33,34 , 35, 36, 37, 38, 39, 40},..., and {41,42,43,44,45,46,47,48}, {57,58,59,60,61,62, 63,64};
- user i和子阵列 m的信道协方差矩阵为 R¾¾ ,M
Figure imgf000010_0001
·¾, ], 其中, ¾,m
- The channel covariance matrix of user i and subarray m is R 3⁄43⁄4 , M
Figure imgf000010_0001
·3⁄4, ], where 3⁄4, m
( 8x8 )是基于 SRS测量得到的 user i和子阵列 m的信道估计矩阵。 (8x8) is a channel estimation matrix of user i and sub-array m based on SRS measurements.
-对于用户组 1^61^和 j, 每个子阵列的长期权重矩阵 ^ .™ (8x1) 是 (8x8+8x8)的第一特征向量;  - for user groups 1^61^ and j, the long-term weight matrix ^ .TM (8x1) of each sub-array is the first eigenvector of (8x8+8x8);
-对于用户组 user i和 j,全长期权重矩阵 是^,^的块对角矩阵。 其中, 在该算法中求解解信道协方差矩阵的过程如图 7所示。  - For the user groups user i and j, the full length option weight matrix is the block diagonal matrix of ^,^. The process of solving the de-channel covariance matrix in the algorithm is shown in Fig. 7.
接收端对于多用户 (MU) 的场景, 可采用 8个接收端的 MMSE 算法 (8R x MU), 对于单用户 (SU) 的场景, 可采用 4个接收端的 IRC算法 (4RxIRC)。 示例 5: 特定组( group specific ) 的渐变算法 For the multi-user (MU) scenario, the receiver can use the MMSE algorithm (8R x MU) of 8 receivers. For the single-user (SU) scenario, the IRC algorithm (4RxIRC) of 4 receivers can be used. Example 5: Gradation algorithm for a group specific
参照图 6所示的天线分组方式, 基于以下步骤得到各组天线阵列的 长期协方差矩阵:  Referring to the antenna grouping manner shown in FIG. 6, the long-term covariance matrix of each group of antenna arrays is obtained based on the following steps:
- 水平域和垂直域的长期协方差矩阵表示为 (8x8)和 (4x4);  - The long-term covariance matrices for the horizontal and vertical domains are expressed as (8x8) and (4x4);
- 基于 SRS 测量得到每一行天线这列的信道协方差矩阵。 每一行 ( 列 ) 的协方差矩阵是多个行 ( 列 ) , 极化和物理资源块 ( hysical resource block, PRB ) 经过长期平均并在时域进行滤波平滑, 从而得到水平方协方差矩阵 ;  - Find the channel covariance matrix for each row of antennas based on SRS measurements. The covariance matrix of each row (column) is a plurality of rows (columns), and the polarization and physical resource block (PRB) are filtered by a long-term average and smoothed in the time domain to obtain a horizontal square covariance matrix;
- UE 的水平方向协方差矩阵表示为 ≡ [(/^)*/^], 其中, h 是对 于每行天线每个极化天线和每个 PRB,由 UE SRS 端口到 eNB的 8 TRX 的 1x8的信道向量;  - The horizontal covariance matrix of the UE is expressed as ≡ [(/^)*/^], where h is 1×8 of 8 TRX from the UE SRS port to the eNB for each polarized antenna and each PRB for each row of antennas Channel vector
- 类似地, UE 的垂直方向协方差矩阵表示为 ≡E[(/¾W], 其中, 7是基于 SRS 测量得到的对于每列天线每个极化天线和每个 PRB 的 - Similarly, the vertical covariance matrix of the UE is expressed as ≡E[(/3⁄4W], where 7 is the SRS measurement based on each polarized antenna and each PRB for each column of antennas.
1x4的信道向量; 1x4 channel vector;
-对于用户组 useri j, 设 R =R +R/S - For user group useri j, set R = R + R / S
接收端对于多用户 (MU) 的场景, 可采用 8个接收端的 MMSE 算法 (8R x MU), 对于单用户 (SU) 的场景, 可采用 4个接收端的 IRC算法 (4RxIRC)。  For the multi-user (MU) scenario, the receiver can use the MMSE algorithm (8R x MU) of 8 receivers. For the single-user (SU) scenario, the IRC algorithm (4RxIRC) of 4 receivers can be used.
并且, 在该示例中, 得到波束赋形 (BF) 权重的预编码矩阵使得 对于该组 UE的波束赋型增益最大的步骤与示例 1 中的步骤相同或相 似, 在此不再赘述。  Also, in this example, the precoding matrix of the beamforming (BF) weight is obtained such that the step of maximizing the beamforming gain for the group of UEs is the same as or similar to the steps in the example 1, and will not be described herein.
才艮据本发明的一个优选实施方案, 参照图所示的天线阵列, 考虑每 个 UE经过渐变后的功率差, 和经过预合并后的功率差, 其中对于一子 阵列中的 16个天线, UE的理想天线信号功率可表示为, ∑ I; 通过每个用户的预合并矩阵相乘, 得到每个 UE 的等效天线功率, 表示为 \h_― Ideal * PreCombuserAccording to a preferred embodiment of the present invention, with reference to the antenna array shown in the figure, the power difference after gradualization of each UE and the pre-combined power difference are considered, wherein for 16 antennas in a sub-array, The ideal antenna signal power of the UE can be expressed as ∑ I; multiplied by the pre-merging matrix of each user to obtain the equivalent antenna power of each UE, expressed as \h_― Ideal * PreComb user .
优选地,经过预合并后会产生功率变化, PUSCH接收端会对使用的 16 个 权 重 的 最 终 RSSI 进 行 补 偿 , 表 示 为 : 才艮据本发明的方法, 通过对上行信号对应的信号阵列进行分解和分 组, 并分别对各个阵列组进行长期平滑预合并处理, 从而实现对大型阵 列信号的处理, 降低了多天线上行大规模 MIMO接收器的计算复杂度, 提高了信号处理的效率。 Preferably, after pre-combination, a power change is generated, and the PUSCH receiving end compensates the final RSSI of the 16 weights used, which is expressed as: According to the method of the present invention, the signal array corresponding to the uplink signal is decomposed and grouped, and each array group is subjected to long-term smooth pre-merging processing, thereby realizing processing of large-scale array signals and reducing multi-antenna uplink large-scale. The computational complexity of the MIMO receiver improves the efficiency of signal processing.
图 2示出了根据本发明的一种用于对上行大规模 MIMO信号进行 预合并处理的预合并装置的结构示意图。  2 is a block diagram showing the structure of a pre-merge device for performing pre-merging processing on an uplink large-scale MIMO signal according to the present invention.
参照图 1, 分解装置将来自 UE的上行信道估计的协方差阵列信号 分解为多个子阵列信号。  Referring to Figure 1, the decomposition device decomposes the covariance array signal of the uplink channel estimate from the UE into a plurality of sub-array signals.
优选地, 所述阵列信号为大型阵列信号, 例如 64x64或 128x128的 阵列信号。  Preferably, the array signal is a large array signal, such as a 64x64 or 128x128 array signal.
优选地, 分解装置对每组阵列信号继续进行分组来得到更多子阵列 信号, 从而在每组阵列信号中分别对各个子阵列信号执行预合并操作。 例如, 将 128x128分为两组 64x64的阵列信号, 在分别将每个 64x64的 信号分为 4个 16x16的信号, 从而分别对每个 16x16的阵列信号进行预 合并处理。  Preferably, the decomposition means continues to group each set of array signals to obtain more sub-array signals, thereby performing pre-merge operations on the respective sub-array signals in each set of array signals. For example, 128x128 is divided into two sets of 64x64 array signals, and each 64x64 signal is divided into four 16x16 signals, respectively, to pre-merge each 16x16 array signal separately.
优选地, 分解装置可对上行信道估计的协方差阵列信号进行多次分 解, 从而将 256x256甚至更高阶的天线阵列信号。  Preferably, the decomposing means can decompose the covariance array signal of the uplink channel estimation multiple times, thereby 264x256 or even higher order antenna array signals.
子预合并装置通过递推算法分别求解各个子阵列信号对应的长期协 方差矩阵的特征值和特征向量, 直至递推至基本预合并装置的算法所能 求解。  The sub-pre-merge device respectively solves the eigenvalues and eigenvectors of the long-term covariance matrix corresponding to each sub-array signal by a recursive algorithm, until the algorithm recursively to the basic pre-merging device can solve.
其中,所述基本预合并装置用于指示处理不能被分解的阵列信号的、 最小的预合并装置。  Wherein the basic pre-merge device is used to indicate a minimum pre-merging device that processes array signals that cannot be decomposed.
例如, 参照图 3a所示的根据本发明的一个示例性的预合并装置。 其中, 图 3a所示的预合并装置包括 4个子预合并装置 Precombinerl至 Precombiner4及其对应的接史端装置,并且 Precombinerl至 Precombiner4 为基本预合并装置。 图 3b示出了图 3a中每个基本预合并装置的结构示 意图。 参照图 3a, 输入至预合并装置的阵列信号被分为 4个 16AxC的 子阵列信号。 每个 16AxC 的子阵列信号经过子预合并装置被分解为 4AxC或 8AxC的阵列信号,在接收端对于多用户( Multiple Users , MU ) 的场景, 可采用 8个接收端的 MMSE算法 (8R x MU ), 对于单用户 ( Single User, SU )的场景,可采用 4个接收端的 IRC算法( 4R x IRC )。 For example, reference is made to an exemplary pre-merging device in accordance with the present invention as shown in Figure 3a. The pre-merging device shown in FIG. 3a includes four sub-pre-combining devices Precombiner1 to Precombiner4 and their corresponding history devices, and Precombiner1 to Precombiner4 are basic pre-combining devices. Figure 3b shows a schematic block diagram of each of the basic pre-combining devices of Figure 3a. Referring to Figure 3a, the array signal input to the pre-merge device is divided into four 16AxC sub-array signals. Each 16AxC sub-array signal is decomposed into 4AxC or 8AxC array signals by sub-pre-merge device, and is used by multiple users (Multiusers) at the receiving end. For the scenario, 8 receivers' MMSE algorithm (8R x MU) can be used. For single user (SU) scenarios, 4 receiver IRC algorithms ( 4R x IRC ) can be used.
根据本发明的一个优选实施方案, 预合并装置以特定用户 (user specific ) 的方式对阵列信号进行预合并处理。  In accordance with a preferred embodiment of the present invention, the pre-merge device pre-merge the array signals in a user specific manner.
子预合并装置求解对应于特定 UE的长期信道估计协方差矩阵的特 征值和特征向量。  The sub-pre-merge device solves the feature values and feature vectors of the long-term channel estimation covariance matrix corresponding to a particular UE.
接着, 预合并装置求解对应于特定 UE的预编码矩阵, 使得对于该 UE的波束赋型增益最大。  Next, the pre-merge device solves the precoding matrix corresponding to the particular UE such that the beamforming gain for the UE is maximized.
优选地, 为了减少特定 UE对其他 UE的千扰, 所述预合并装置求 解对应于特定 UE的长期协方差矩阵的特征值和特征向量, 使得该 UE 获得最大 SINR。  Preferably, in order to reduce the interference of the specific UE to other UEs, the pre-merging device finds the feature value and the feature vector corresponding to the long-term covariance matrix of the specific UE, so that the UE obtains the maximum SINR.
根据本发明的一个优选实施方案, 预合并装置以特定组 (group specific ) 的方式对阵列信号进行预合并处理。  In accordance with a preferred embodiment of the present invention, the pre-merge device performs pre-merge processing on the array signals in a group specific manner.
子预合并装置求解对应于一组 UE的长期信道估计协方差矩阵的特 征值和特征向量。  The sub-pre-merge device solves the feature values and eigenvectors of the long-term channel estimation covariance matrix corresponding to a group of UEs.
接着, 预合并装置求解对应于该组 UE的预编码矩阵, 使得对于该 组 UE的波束赋型增益最大。  Next, the pre-merge device solves the precoding matrix corresponding to the set of UEs such that the beamforming gain for the set of UEs is maximized.
才艮据本发明的方案, 通过对上行信号对应的信号阵列进行分解和分 组, 并分别对各个阵列组进行长期平滑预合并处理, 从而实现对大型阵 列信号的处理, 降低了多天线上行大规模 MIMO接收器的计算复杂度, 提高了信号处理的效率。  According to the solution of the present invention, the signal array corresponding to the uplink signal is decomposed and grouped, and the long-term smooth pre-merge processing is performed on each array group, thereby processing the large-scale array signal, thereby reducing the multi-antenna uplink large-scale. The computational complexity of the MIMO receiver improves the efficiency of signal processing.
对于本领域技术人员而言, 显然本发明不限于上述示范性实施例 的细节, 而且在不背离本发明的精神或基本特征的情况下, 能够以其 他的具体形式实现本发明。 因此, 无论从哪一点来看, 均应将实施例 看作是示范性的, 而且是非限制性的, 本发明的范围由所附权利要求 而不是上述说明限定, 因此旨在将落在权利要求的等同要件的含义和 范围内的所有变化涵括在本发明内。 不应将权利要求中的任何附图标 记视为限制所涉及的权利要求。 此外, 显然"包括"一词不排除其他单 元或步骤, 单数不排除复数。 系统权利要求中陈述的多个单元或装置 也可以由一个单元或装置通过软件或者硬件来实现。 第一, 第二等词 语用来表示名称, 而并不表示任何特定的顺序。 It is obvious to those skilled in the art that the present invention is not limited to the details of the above-described exemplary embodiments, and the present invention can be embodied in other specific forms without departing from the spirit or essential characteristics of the invention. Therefore, the present embodiments are to be considered as illustrative and not restrictive, and the scope of the invention is defined by the appended claims All changes in the meaning and scope of equivalent elements are included in the present invention. Any reference signs in the claims should not be construed as limiting the claim. In addition, it is obvious that the word "comprising" does not exclude other elements or steps, and the singular does not exclude the plural. Multiple units or devices as set forth in the system claims It can also be implemented by software or hardware by a unit or device. The first, second, etc. words are used to denote names, and do not denote any particular order.

Claims

权 利 要 求 书 Claim
1. 一种用于在基站中对上行大规模 MIM0 信号进行预合并处理的 方法, 其中, 所述方法包括以下步骤: A method for performing pre-merge processing on an uplink large-scale MIM0 signal in a base station, where the method includes the following steps:
a将来自 UE的上行信道估计的协方差阵列信号分解为多个子阵列 信号;  a decomposing the covariance array signal of the uplink channel estimate from the UE into a plurality of sub-array signals;
b 通过递推算法分别求解各个子阵列信号对应的长期信道估计协方 差矩阵的特征值和特征向量, 直至递推至基本预合并装置的算法所能求 解。  b The eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to each sub-array signal are respectively solved by a recursive algorithm until the algorithm recursively to the basic pre-merging device can be solved.
2.才 据权利要求 1所述的方法, 其中, 所述方法以特定 UE的方式 来对各个阵列信号进行预合并操作, 所述步骤 b包括以下步骤:  2. The method according to claim 1, wherein the method performs a pre-merge operation on each array signal in a manner of a specific UE, and the step b includes the following steps:
- 求解对应于特定 UE 的长期信道估计协方差矩阵的特征值和特征 向量;  - solving eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to a particular UE;
其中, 所述方法还包括以下步骤:  The method further includes the following steps:
- 求解对应于特定 UE的预编码矩阵,使得对于该 UE的波束赋型增 益最大。  - Solving the precoding matrix corresponding to a particular UE such that the beamforming gain for the UE is maximized.
3.根据权利要求 2所述的方法,其中,为了减少特定 UE对其他 UE 的千扰, 所述方法包括以下步骤:  The method according to claim 2, wherein in order to reduce the interference of a specific UE to other UEs, the method comprises the following steps:
- 求解对应于特定 UE 的长期信道估计协方差矩阵的特征值和特征 向量, 使得该 UE获得最大 SINR。  - Solving the eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to a particular UE, such that the UE obtains the maximum SINR.
4.根据权利要求 1所述的方法, 其中, 所述方法以特定组的方式来 对各个子信号矩阵进行预合并, 所述步骤 b包括以下步骤:  The method according to claim 1, wherein the method pre-combines each sub-signal matrix in a specific group manner, and the step b includes the following steps:
- 求解对应于一组 UE 的长期信道估计协方差矩阵的特征值和特征 向量;  - solving eigenvalues and eigenvectors of a long-term channel estimation covariance matrix corresponding to a group of UEs;
其中, 所述方法还包括以下步骤:  The method further includes the following steps:
- 求解对应于该组 UE的预编码矩阵,使得对于该组 UE的波束赋型 增益最大。  - Solving a precoding matrix corresponding to the set of UEs such that the beamforming gain for the set of UEs is maximized.
5. 根据权利要求 1所述的方法, 其中, 在所述步骤 b之后, 所述方 法包括以下步骤: - 对多个多个子阵列信号进行信号缩放操作, 以将缩放后的各个子 信号矩阵进行后续的均衡和合并处理。 5. The method according to claim 1, wherein after the step b, the method comprises the following steps: - Performing a signal scaling operation on a plurality of sub-array signals to perform subsequent equalization and combining processing on the scaled sub-signal matrices.
6. 根据权利要求 1所述的方法, 其中, 所述步骤 a包括以下步骤: 6. The method according to claim 1, wherein the step a comprises the following steps:
-对每组阵列信号继续进行分组来得到更多子阵列信号, 从而在每 组阵列信号中分别对各个子阵列信号进行预合并处理。 - Continuing grouping of each set of array signals to obtain more sub-array signals, thereby pre-combining the respective sub-array signals in each set of array signals.
7. 一种用于在基站中对上行大规模 MIMO 信号进行预合并处理的 预合并装置, 其中, 所述预合并装置用于:  A pre-merging device for pre-merging processing of an uplink large-scale MIMO signal in a base station, wherein the pre-merging device is configured to:
分解装置, 用于将来自 UE的上行信道估计协方差阵列信号分解为 多个子阵列信号;  Decomposing means, configured to decompose an uplink channel estimation covariance array signal from the UE into a plurality of sub-array signals;
多个子预合并装置, 用于通过递推算法分别求解各个子阵列信号对 应的长期信道估计协方差矩阵的特征值和特征向量, 直至递推至基本预 合并装置算法所能求解。  A plurality of sub-pre-merging means are respectively configured to respectively solve the eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to each sub-array signal by a recursive algorithm until recursive to the basic pre-merge device algorithm.
8.根据权利要求 7所述的预合并装置, 其中, 所述预合并装置以特 定 UE的方式来对各个阵列信号进行预合并操作, 所述子预合并装置用 于:  The pre-merging device according to claim 7, wherein the pre-merging device performs a pre-merging operation on each array signal in a manner of a specific UE, wherein the sub-pre-combining device is used to:
- 求解对应于特定 UE 的长期信道估计协方差矩阵的特征值和特征 向量;  - solving eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to a particular UE;
其中, 所述预合并装置还用于:  The pre-merging device is further configured to:
- 求解对应于特定 UE的预编码矩阵,使得对于该 UE的波束赋型增 益最大。  - Solving the precoding matrix corresponding to a particular UE such that the beamforming gain for the UE is maximized.
9.根据权利要求 8所述的预合并装置, 其中, 为了减少特定 UE对 其他 UE的千扰, 所述预合并装置用于:  The pre-merging device according to claim 8, wherein, in order to reduce the interference of a specific UE to other UEs, the pre-merging device is configured to:
- 求解对应于特定 UE的长期信道估计协方差矩阵的特征值和特征 向量, 使得该 UE获得最大 SINR。  - Solving the eigenvalues and eigenvectors of the long-term channel estimation covariance matrix corresponding to a particular UE such that the UE obtains the maximum SINR.
10.根据权利要求 7所述的预合并装置, 其中, 所述预合并装置以 特定组的方式来对各个子信号矩阵进行预合并操作, 所述子预合并装置 用于:  The pre-merging device according to claim 7, wherein the pre-merging device performs a pre-merging operation on each sub-signal matrix in a specific group manner, and the sub-pre-combining device is configured to:
- 求解对应于一组 UE 的长期信道估计协方差矩阵的特征值和特征 向量; 其中, 所述预合并装置还用于: - solving eigenvalues and eigenvectors of a long-term channel estimation covariance matrix corresponding to a group of UEs; The pre-merging device is further configured to:
- 求解对应于该组 UE的预编码矩阵,使得对于该组 UE的波束赋型 增益最大。  - Solving a precoding matrix corresponding to the set of UEs such that the beamforming gain for the set of UEs is maximized.
11.根据权利要求 7所述的预合并装置, 其中, 所述预合并装置包 括:  The pre-merging device according to claim 7, wherein the pre-merging device comprises:
缩放装置, 用于对多个子阵列信号进行信号缩放操作, 以将缩放后 的各个子信号矩阵进行后续的均衡和合并处理。  And a scaling device, configured to perform signal scaling operations on the plurality of sub-array signals to perform subsequent equalization and combining processing on the scaled sub-signal matrices.
12. 根据权利要求 7所述的预合并装置, 其中, 所述分解装置用于: - 对每组阵列信号继续进行分组来得到更多子阵列信号, 从而在每 组阵列信号中分别对各个子阵列信号执行预合并操作。  12. The pre-merging device according to claim 7, wherein the decomposing device is configured to: - continue grouping each group of array signals to obtain more sub-array signals, thereby respectively respectively sub-groups in each group of array signals The array signal performs a pre-merge operation.
13. 一种基站中的接收机装置, 所述接收机装置包含一个或多个如 权利要求 7至 12中任一项所述的预合并装置。  A receiver device in a base station, the receiver device comprising one or more pre-merging devices according to any one of claims 7 to 12.
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CN111294104B (en) * 2020-02-27 2022-10-21 杭州电子科技大学 Beam forming optimization method based on eigenvalue decomposition

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