WO2017210894A1 - Fault monitoring method for electric arc furnace based on operating video information - Google Patents

Fault monitoring method for electric arc furnace based on operating video information Download PDF

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WO2017210894A1
WO2017210894A1 PCT/CN2016/085280 CN2016085280W WO2017210894A1 WO 2017210894 A1 WO2017210894 A1 WO 2017210894A1 CN 2016085280 W CN2016085280 W CN 2016085280W WO 2017210894 A1 WO2017210894 A1 WO 2017210894A1
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function
sub
objective
vector
matrix
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PCT/CN2016/085280
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French (fr)
Chinese (zh)
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张颖伟
王振帮
杜文友
樊云鹏
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东北大学
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01RMEASURING ELECTRIC VARIABLES; MEASURING MAGNETIC VARIABLES
    • G01R22/00Arrangements for measuring time integral of electric power or current, e.g. electricity meters
    • G01R22/06Arrangements for measuring time integral of electric power or current, e.g. electricity meters by electronic methods

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  • the invention belongs to the technical field of industrial process fault monitoring, and particularly relates to an electric arc furnace fault monitoring method based on running video information.
  • Fused magnesia is a kind of refractory material widely used in metallurgical industry, glass industry, cement industry, household heater, chemical industry and other industries.
  • the fused magnesium furnace is one of the most widely used production equipment in the production of fused magnesium oxide. In order to ensure the normal operation of the fused magnesium furnace, we must ensure its safety. If any failure occurs during normal operation and the fault cannot be adjusted or predicted in time, the performance of the control system may be seriously impaired, and even the entire system may be paralyzed and cause huge losses. Therefore, it is necessary to perform fault detection and diagnosis on the fused magnesium furnace.
  • the fused magnesia furnace is a submerged arc furnace in which an electrode for generating a high temperature arc is inserted into a material composed of magnesium carbonate in the furnace. Through the outer surface material, the inside and outside of the furnace are thermally insulated, and a closed heat conducting space is formed inside the material to be heated.
  • magnesium carbonate is decomposed into magnesium oxide and carbon dioxide gas. These gases are usually dissipated through the gap between the particles of the solid material; when some external conditions change, the gas discharge process is affected, for example, if the internal electrode is inserted too deeply or the internal temperature is too high, the generated gas cannot be immediately The release is exhausted, or the molten magnesium oxide blocks the gap between the solid materials and the like.
  • the present invention provides an electric arc furnace fault monitoring method based on running video information, so as to achieve the purpose of reducing the false alarm rate and the leakage alarm rate of the furnace fault.
  • An electric arc furnace fault monitoring method based on running video information comprising the following steps:
  • Step 1 Collecting a video image of the surface layer of the smelting material in the fused magnesium furnace
  • Step 2 dividing each captured image into a plurality of viewpoints, obtaining an RGB color mean value of each viewpoint and storing the data as a sample data according to a row vector;
  • Step 3 Perform data preprocessing on the stored sample data, including standardization processing and whitening processing;
  • Step 4 Based on the Hilbert-Schmidt independence criterion, the estimated signal of the nonlinear independent element signal of the sample data is obtained by the improved FastKICA algorithm, and the specific steps are as follows:
  • Step 4-1 constructing an objective function based on the Hilbert-Schmidt independence criterion
  • Step 4-2 According to the local parameterization process, obtain the objective function and constraint condition from the manifold space to the European space, and decompose the transformed target function to obtain the first stage sub-object optimization function and the second stage.
  • the sub-objective optimization function is as follows:
  • Step 4-2-1 Perform local parameterization processing in the optimal solution neighborhood in the manifold space
  • Step 4-2-2 obtaining a mapping function of the transformation of the manifold space to the European space according to the local parameterization processing, thereby obtaining a constraint condition;
  • Step 4-2-3 According to the mapping function, the objective function is converted from the manifold space to the European space, and the converted objective function is obtained;
  • Step 4-2-4 According to the mapping function, the constraint condition is converted from the manifold space to the European space, and the transformed constraint condition is obtained;
  • Step 4-2-5 decomposing the objective function to obtain a plurality of sub-objective functions
  • Step 4-2-6 determining a sub-objective optimization function in the first stage of the solution process
  • H i,j ( ⁇ ) represents the i-th, j sub-objective functions
  • b is the unmixed vector
  • m is the dimension of the semi-orthogonal de-mixing matrix
  • ⁇ B ( ⁇ ) represents a mapping function
  • u is a de-mixed vector in which b is mapped from a manifold space to a European space
  • u j represents a j-th unmixed vector in a European space
  • E k, l represents about Empirical expectation
  • E k represents the empirical expectation of z k
  • E l represents the empirical expectation of z l
  • ⁇ ( ⁇ ) represents the Gaussian kernel function
  • Step 4-2-7 determining a sub-objective optimization function of the second stage of the solution process
  • Step 4-3 Under the constraint condition, the first-stage sub-objective optimization function and the second-stage sub-objective optimization function are solved by the mapping Newton method, as follows:
  • Step 4-3-1 randomly assigning an initial iteration point u 1 and b 1 , b 1 is a unit vector;
  • Step 4-3-3 obtaining the optimization direction of u j in the first stage sub-objective function:
  • Step 4-3-4 performing a one-dimensional search on u j according to the obtained optimization direction, and substituting the obtained b j(t+1) into the sub-object optimization function of the first stage;
  • ⁇ jt arg min ⁇ H( ⁇ B (u jt + ⁇ jt d jt ))
  • ⁇ jt represents the step size in the t-th optimization direction with respect to u j ;
  • Steps 4-3-5 Determine whether
  • the processed semi-orthogonal de-mixing matrix B is substituted into the second-stage sub-objective optimization function;
  • Step 4-3-8 judge Whether it approaches 0, and if so, obtains the optimal semi-orthogonal de-mixing matrix B; otherwise, obtains the semi-orthogonal de-mixing matrix B and the de-mixing vector b 2 ,..., b m at this time, and gives b 1 Search direction and then obtain updated b 1 and return to step 4-3-2;
  • Step 4-4 obtaining an estimated signal of the non-Gaussian independent element signal of the sample data according to the whitened sample data and the obtained optimal semi-orthogonal demixing matrix B;
  • Step 5 Obtain a probability density of the T 2 and SPE statistic of the sample data according to the estimated signal and perform a density curve fitting to obtain a control upper limit value corresponding to the T 2 and the SPE under the confidence limit;
  • Step 6 Collect the surface video image of the molten material in the fused magnesium furnace in real time, and obtain the T 2 and SPE statistics of the real-time working condition data according to steps 4-4 and 5;
  • Step 7 Determine whether the T 2 and SPE statistics of the real-time working condition data exceed the control limit under the confidence limit. If yes, the fused magnesium furnace fails and alarms; otherwise, returns to step 6.
  • E k,l indicates The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and ⁇ ( ⁇ ) represents the Gaussian kernel function.
  • step 4-2-2 The constraint conditions described in step 4-2-2 are as follows:
  • H(U) represents the objective function in the European space
  • u i represents the i-th unmixed vector in the European space
  • u j represents the j-th unmixed vector in the European space.
  • step 4-2-3 The converted objective function described in step 4-2-3 is as follows:
  • H(U) represents the objective function in the European space
  • u 1 ,..., u m is b 1 ,..., b m is mapped from the manifold space to the unmixed vector of the European space
  • b 1 ,b 2 ,...b m is the first to mth unmixed vector
  • m is the dimension of the semi-orthogonal demixing matrix
  • m ⁇ d is the dimension of the sample data matrix
  • E k,l indicates The empirical expectation
  • E k represents the empirical expectation of z k
  • E l represents the empirical expectation of z l
  • ⁇ ( ⁇ ) represents the Gaussian kernel function.
  • H(B) is the objective function
  • b is the unmixing vector
  • u is the de-mixing vector of b from the manifold space to the European space
  • m is the dimension of the semi-orthogonal de-mixing matrix
  • H ⁇ ( ⁇ ) For the sub-objective function of the first combination case, the value range of ⁇ is 1 ⁇ i, the total number of j combinations; H i,j ( ⁇ ) represents the i, j sub-objective functions, and ⁇ B ( ⁇ ) represents the mapping function.
  • the plurality of viewpoints described in step 2 specifically include: 8, 10, and 12.
  • the present invention divides the complex high-dimensional feature space into several smaller spheres in the optimal solution domain in the mapping Newton method. Space, where each subspace contains each pair of unmixed vectors, so the high-dimensional feature space is transformed into a number of low-dimensional spherical vector spaces containing only two different deconvolution vectors, thus reducing the overall judgment of the independence equation scale;
  • FIG. 1 is a flow chart of an electric arc furnace fault monitoring method based on running video information according to an embodiment of the present invention
  • FIG. 2 is a schematic view of a fused magnesium furnace with a monitoring device according to an embodiment of the present invention
  • FIG. 3 is a schematic diagram of a process monitoring image based on a multi-view method according to an embodiment of the present invention
  • FIG. 4 is a schematic diagram of comparison of monitoring indexes under different viewpoints according to an embodiment of the present invention, wherein (a) is a comparison chart of T 2 statistics under 4, 5, 6, 8, 10, 12, 16, and 20 viewpoints, Figure (b) is a comparison chart of T 2 statistics under 40, 250, 1000 viewpoints, and Figure (c) is a comparison chart of SPE statistics at 4, 5, 6, 8, 10, 12, 16, 20 viewpoints. (d) is a comparison chart of SPE statistics under 40, 250, 1000 viewpoints;
  • FIG. 5 is a schematic diagram showing a distribution of RGB color values of a 3-2th viewpoint according to an embodiment of the present invention.
  • FIG. 6 is a flowchart of a method for solving a semi-orthogonal demixing matrix by a mapping Newton method according to an embodiment of the present invention
  • FIG. 7 is a graph showing a probability density fit curve of T 2 and SPE according to an embodiment of the present invention, wherein (a) is a T 2 statistic probability density fitting curve, and (b) is a SPE statistic probability. Density fitting curve;
  • FIG. 8 is a diagram showing an effect of monitoring a control limit obtained by using a fitting density curve according to an embodiment of the present invention, wherein (a) is a T 2 monitoring diagram, and (b) is an SPE monitoring diagram;
  • FIG. 9 is a comparison diagram of T 2 and SPE statistics of three different monitoring methods according to an embodiment of the present invention, wherein FIG. (a) is a comparison chart of T 2 statistics of three different monitoring methods, and FIG. Comparison of SPE statistics for different monitoring methods;
  • FIG. 10 is a diagram showing the contribution of RGB variables when a fault occurs when monitored by the FastKICA method according to an embodiment of the present invention, wherein (a) is an RGB contribution diagram of the 89th sample point monitoring index, and (b) is 118th. A sample point monitors the RGB contribution map of the indicator.
  • an electric arc furnace fault monitoring method based on running video information wherein the electric arc furnace is an fused magnesia furnace, and the method flow chart is as shown in FIG. 1 , and includes the following steps:
  • Step 1 Collecting a video image of the surface layer of the smelting material in the fused magnesium furnace
  • the embodiment of the present invention installs the camera shown in the figure at the upper end of the electrode of the fused magnesium furnace, and is required to be able to reach a high temperature of 800 ° C and is in the camera. Externally installed with a protective cover made of high temperature refractory material;
  • the temperature control should be placed in the first place; the reason is that the temperature of the entire molten pool is composed of the arc heat release and the molten magnesium oxide heat radiation, and the current and voltage changes are relative to The change in temperature is frequently fluctuating; in addition, the physical manifestation of temperature can be converted into different colored lights; therefore, the present invention achieves the goal of monitoring the fused magnesium furnace by analyzing the change in the color of the molten pool; using this method, real-time acquisition using a camera The image can effectively obtain the change of the color of the molten pool to monitor the temperature change, thus avoiding the occurrence of the furnace accident.
  • the frame image is relatively fuzzy, because the complicated smoke movement appears in the video; these smokes are caused by internal high temperature gas, arc and molten magnesium oxide; but still can be video Color change to judge the operation, and even the color change of the video caused by the change of smoke concentration can be analyzed to distinguish the degree of melting;
  • any frame image that is, the entire surface of the furnace, can be regarded as a whole, and the reference calculus idea can also be regarded as composed of a large number of pixels; that is, each pixel and image The adjacent pixels in it have the same contribution to the entire image.
  • the present invention only considers the complementarity between pixels; therefore, each image is artificially divided into a plurality of viewpoints, which can simulate multiple imaging devices in the monitoring process;
  • the method can be referred to as video information failure monitoring based on a multi-view method. According to the experience of the work site, the area where the furnace accident occurs is shown in Figure 3.
  • This part of the area can be separated into p ⁇ q viewpoints, and the obtained viewpoint can extract the corresponding RGB color values to be used as observation variables for process monitoring. Therefore, 3 ⁇ p ⁇ q variables can be obtained, which are composed of RGB values of respective regions;
  • the embodiment of the present invention divides the area shown in FIG. 3 into 5 ⁇ 2 viewpoints, and obtains 30 process variables in total, that is, 10 sets of RGB data; for every 5 frames of training data and real-time working condition data. Collect data at sampling intervals,
  • the training data of the fault is composed of 200 sets of observation samples
  • the real-time working condition data is composed of 130 sets of observation samples.
  • the embodiment of the present invention gives partial sampling data, and the first 6 variables and 5 sets of data of the modeling data are shown in Table 1.
  • the first 6 variables and 5 groups of data of the real-time working condition data are shown in Table 2:
  • the selected area is divided into 11 kinds of viewpoints shown in the figure according to a certain manner, as shown in (a), (b), (c) and (d) of FIG. 4,
  • viewpoints due to too many variables, the robustness of the algorithm is weakened, resulting in a large number of false positives due to high sensitivity, which is not suitable for online detection; in addition, for 20, 16, 12, 10, 8
  • the comparison images at 6, 5, and 4 viewpoints can be found that their monitoring trends for T 2 and SPE are generally the same, but the corresponding T 2 statistic at 20 and 16 viewpoints is falsely reported;
  • the corresponding monitoring results at 5 and 6 viewpoints are too robust for video and lack of sensitivity.
  • the present invention finds that the T 2 value decreases as the viewpoint increases, and conversely, the SPE monitoring value increases as the viewpoint increases; therefore, the monitoring results under 8, 10, and 12 viewpoints can A satisfactory result is obtained. Therefore, in order to balance the robustness of the enhanced adaptive data and the sensitivity of detecting the fault and reducing the probability of false positives and false negatives during the detection, the above 10 viewpoint acquisition data are selected in the embodiment of the present invention.
  • Step 2 dividing each captured image into a plurality of viewpoints, obtaining an RGB color mean value of each viewpoint and storing the data as a sample data according to a row vector;
  • the data sets of the p ⁇ q group RGB are obtained and the data is stored in the manner of the row vector; any one of the viewpoints is defined as the pqth viewpoint according to the arrangement order; Each of the viewpoints has the same contribution to the color value of the entire image. Therefore, in this embodiment, the sub-images of any one of the viewpoints are randomly selected to display the RGB data distribution of the modeled samples and the faulty samples; Shown, that is, the modeled sample and test sample data distribution of the 3-2th viewpoint; by comparing the distribution of the test sample and the modeled sample, it is found that the test sample has fluctuations compared to the modeled sample, especially after 89 frames. Significant fluctuations occurred and it was observed that two abnormal peaks occurred at the 89th frame and the 118th frame, which is the point at which the fault occurred.
  • Step 3 Perform data preprocessing on the stored sample data, including standardization processing and whitening processing;
  • the sample data set may be represented by a random vector group x 1 , x 2 , . . . , x d .
  • the set of data may be composed of non-Gaussian independent elements s 1 , s 2 , . , s m , ( m ⁇ d) nonlinear combination is expressed;
  • Step 3-1 normalize the stored sample data, that is, remove the mean divided by the standard deviation
  • Step 3-2 whitening the sample data
  • the solution of the whitening vector is realized by singular value decomposition of the covariance matrix of the observed data, namely:
  • is the eigenvalue diagonal matrix of the covariance matrix E ⁇ x'x' T ⁇
  • U is the eigenvector matrix corresponding to the covariance matrix E ⁇ x'x' T ⁇ ;
  • Step 4 Based on the Hilbert-Schmidt independence criterion, the estimated signal of the nonlinear independent element signal of the sample data is obtained by the improved FastKICA algorithm, and the specific steps are as follows:
  • Step 4-1 constructing an objective function based on the Hilbert-Schmidt independence criterion
  • the de-mixing matrix W B T Q, so the de-mixing matrix W can be obtained by the semi-orthogonal de-mixing matrix B (B is an orthogonal matrix between columns) and the whitened data matrix Z, and the source signal can be further estimated.
  • the measured data extracted in complex industrial production processes usually have outliers, nonlinearities, multi-scales, and dynamic characteristics.
  • the present invention will be an independent meta-analysis method. Combined with the Hilbert-Schmidt Independence Criteria (HSIC), it provides an effective method for finding the semi-orthogonal de-mixing matrix B;
  • HSIC is based on the square of the Hilbert Schmidt norm mapped to the covariance between the variables of the regenerative kernel Hilbert space (RKHSs) As a method of judging the independence of binary variables;
  • H(B) is the objective function
  • B is the semi-orthogonal de-mixing matrix
  • B [b 1 , b 2 ,...b m ]
  • b 1 , b 2 ,...b m is the first
  • E k,l indicates The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and ⁇ ( ⁇ ) represents the Gaussian kernel function.
  • Step 4-2 According to the local parameterization process, obtain the objective function and constraint condition from the manifold space to the European space, and decompose the transformed target function to obtain the first stage sub-object optimization function and the second stage. Sub-objective optimization function;
  • Step 4-2-1 Perform local parameterization processing in the optimal solution neighborhood in the manifold space
  • O(m) be a manifold space of m(m-1)/2-dimensional, and there is a smooth mapping for each point B ⁇ O(m) in the manifold:
  • mapping is a differential homeomorphic mapping at 0 ⁇ R m(m-1)/2 , ie regardless of the mapping ⁇ B or its inverse mapping It is locally smooth in the neighborhood of 0 ⁇ R m(m-1)/2 ; this mapping is called local parameterization in the B neighborhood;
  • Step 4-2-2 obtaining a mapping function of the transformation of the manifold space to the European space according to the local parameterization processing, thereby obtaining a constraint condition;
  • Step 4-2-3 According to the mapping function, the objective function is converted from the manifold space to the European space, and the converted objective function is obtained;
  • the above optimization condition is combined with a HSIC based on a regenerated kernel Hilbert space, wherein the regenerative kernel Hilbert space has a Riemannian manifold structure;
  • mapping B ⁇ B (U) can be used to establish mutual interaction between the European space and the reproducing kernel Hilbert space.
  • U U ⁇ R m(m-1)/2 is an element of local parameterization at point B * ;
  • high-dimensional kernel space can be regarded as a high-dimensional sphere space of unit radius, so high-dimensional sphere is utilized in this embodiment
  • the parametric equation represents the above mapping:
  • H(U) represents the objective function in the European space
  • u 1 ,..., u m is b 1 ,..., b m is mapped from the manifold space to the unmixed vector of the European space
  • b 1 ,b 2 ,...b m is the first to mth unmixed vector
  • m is the dimension of the semi-orthogonal demixing matrix
  • m ⁇ d is the dimension of the sample data matrix
  • E k,l indicates The empirical expectation
  • E k represents the empirical expectation of z k
  • E l represents the empirical expectation of z l
  • ⁇ ( ⁇ ) represents the Gaussian kernel function.
  • Step 4-2-4 According to the mapping function, the constraint condition is converted from the manifold space to the European space, and the transformed constraint condition is obtained;
  • H(U) represents the objective function in the European space
  • u i represents the i-th unmixed vector in the European space
  • u j represents the j-th unmixed vector in the European space.
  • Step 4-2-5 decomposing the objective function to obtain a plurality of sub-objective functions
  • HSIC the closer the optimization result of the function H(B) is to zero, the stronger the mutual independence between the de-mixing vectors b i and b j in the semi-orthogonal de-mixing matrix B.
  • H(B) is an accumulated result, and the optimal value of the objective function H(B) is zero, and the square value of the Hilbert Schmidt norm of the covariance operator It is non-negative, so the optimal solution of the optimized function H(B) can be regarded as the accumulation of the optimal solution for each component.
  • the high-dimensional space where B is located is converted into m(m-1)/2 conventional three-dimensional spherical spaces at the non-degenerate critical point B * ; and the objective function H(B) can be rewritten into the following form. :
  • H(B) is the objective function
  • b is the unmixing vector
  • u is the de-mixing vector of b from the manifold space to the European space
  • m is the dimension of the semi-orthogonal de-mixing matrix
  • H ⁇ ( ⁇ ) The sub-objective function of the first combination case, the range of ⁇ is 1 ⁇ i, the total number of j combinations;
  • H i,j ( ⁇ ) represents the i,j sub-objective functions, and the order of i,j is in accordance with i
  • the order to j is arranged in ascending order, and ⁇ B ( ⁇ ) represents a mapping function;
  • Arbitrary sub-objective functions are non-negative, so when each component of the optimized function finds a minimum, then the global optimal solution is also obtained, that is, the entire matrix can be based on the search sub-objective function H i,j (b) obtaining the optimal solution;
  • Step 4-2-6 determining a sub-objective optimization function in the first stage of the solution process
  • H i,j ( ⁇ ) represents the i-th, j sub-objective functions
  • b is the unmixed vector
  • m is the dimension of the semi-orthogonal de-mixing matrix
  • ⁇ B ( ⁇ ) represents a mapping function
  • u is a de-mixed vector in which b is mapped from a manifold space to a European space
  • u j represents a j-th unmixed vector in a European space
  • E k,l indicates Empirical expectation
  • E k represents the empirical expectation of z k
  • E l represents the empirical expectation of z l
  • ⁇ ( ⁇ ) represents the Gaussian kernel function
  • Step 4-2-7 determining a sub-objective optimization function in the first stage of the solution process
  • Step 4-3 Under the constraint condition, the first-stage sub-objective optimization function and the second-stage sub-objective optimization function are solved by the mapping Newton method.
  • the specific flow chart is shown in Figure 6, as follows:
  • Step 4-3-1 randomly assigning an initial iteration point u 1 and b 1 , b 1 is a unit vector;
  • t max 10000
  • Step 4-3-3 obtaining the optimization direction of u j in the first stage sub-objective function:
  • Step 4-3-4 performing a one-dimensional search on u j according to the obtained optimization direction, and substituting the obtained b j(t+1) into the sub-object optimization function of the first stage;
  • ⁇ jt arg min ⁇ H( ⁇ B (u jt + ⁇ jt d jt ))
  • ⁇ jt represents the step size in the t-th optimization direction with respect to u j ;
  • Steps 4-3-5 Determine whether
  • 2 is close to 0 or whether the number of iterations reaches the maximum value. If yes, perform step 4-3-6. Otherwise, the number of iterations t t+ 1 and return to step 4-3-3;
  • the processed semi-orthogonal de-mixing matrix B is substituted into the second-stage sub-objective optimization function;
  • Step 4-3-8 judge Whether it approaches 0, and if so, obtains the optimal semi-orthogonal de-mixing matrix B; otherwise, obtains the semi-orthogonal de-mixing matrix B and the de-mixing vector b 2 ,..., b m at this time, and gives b 1 Search direction Further obtaining the updated b 1 and returning to step 4-3-2;
  • the objective function constructed in the embodiment of the present invention is required. It should contain all the sub-objective functions related to the unmixing vector b 1 so that there will be a great probability of finding the optimal b 1 . Therefore, if you can give a good initial iteration value, it will make the calculation easier and the result more accurate. Therefore, according to this conclusion, in the embodiment of the present invention, the near-optimal solution b 1 obtained each time can be continuously optimized, thereby obtaining a set of more perfect global optimal solutions.
  • step 4-3 if you want to obtain a more accurate semi-orthogonal de-mixing matrix, you need to traverse all the components; divide the sub-optimal targets into (m-1) groups respectively; then the first-stage sub-goals at this time
  • the function group is:
  • the r-th sub-objective function of the second stage is:
  • Step 4-4 obtaining an estimated signal of the non-Gaussian independent element signal of the sample data according to the whitened sample data and the obtained optimal semi-orthogonal demixing matrix B;
  • the sample z and the semi-orthogonal de-mixing matrix B are whitened by the fused magnesium furnace industrial process to obtain a potential independent meta-signal;
  • D is the variance matrix of the high dimensional samples, An estimate of the whitened sample
  • Step 5 Obtain a probability density of the T 2 and SPE statistics of the sample data according to the estimated signal and perform a density curve fitting to obtain a control upper limit value corresponding to the T 2 and the SPE under the confidence limit;
  • the T 2 and SPE control limits of the new sample are determined by the respective T 2 and SPE values corresponding to the fitted probability density obtained by the standard modeling samples, and the set of control limits corresponds to 95% confidence of the density function. Limit, as shown in Figure 7 (a) and Figure (b);
  • Step 6 Collect the surface video image of the molten material in the fused magnesium furnace in real time, and obtain the T 2 and SPE statistics of the real-time working condition data according to steps 4-4 and 5;
  • Step 7 Determine whether the T 2 and SPE statistics of the real-time working condition data exceed the control limit under the confidence limit. If yes, the fused magnesium furnace fails and alarms; otherwise, returns to step 6.
  • the present invention constructs a fitted curve to approximate the distribution of probability densities of all modeling data T 2 and SPE; as shown, the distribution of observed samples T 2 and SPE is represented by blue splines Observing the distribution of samples T 2 and SPE represented by splines, it is generally considered that the statistical indicators of normal data obey the non-Gaussian distribution, so that it can be inferred that the original modeling data or observation data used are consistent with non-Gaussian distribution. This is another reason why KPCA is not suitable for monitoring the failure of the furnace; in addition, in the figure (a) and (b) of Fig. 7, in the embodiment of the present invention, T 2 is inferred by calculation.
  • the probability value of SPE When the probability value of SPE is 95%, it corresponds to T 2 of 20 and SPE of 2.8 respectively.
  • the T 2 and SPE statistics of 89th sample point of real-time working condition data are 379.78 and 38.27, which are greater than the control limit. Therefore, fused
  • the magnesium furnace fails and alarms; the present invention refers to the probability value of 95% as the fault control limit with a 95% confidence limit, and uses this control limit for fault monitoring as shown in Fig. 8 (a) and (b).
  • the value of the test data T 2 and SPE can be monitored by the above-described confidence limits to diagnose whether a fault has occurred.
  • the two-norm value of each sample is selected as the abscissa;
  • the KPCA and KICA algorithms are applied to compare with the algorithm proposed by the present invention, and the monitoring results are as follows:
  • the above variables for monitoring the process are extracted into 10-dimensional row vectors in the same manner as R, G, and B as variables, respectively. Then, the present invention uses abnormal data to test the fault monitoring performance of different algorithms.
  • the statistical indicators T 2 and SPE after fault detection and diagnosis are shown in Fig. 9 (a) and (b), and Fig. 10 (a) and (b).
  • the relative degree of dispersion is defined here (Relative Discrete Degree). , RDD) as a relative trend between the description data, which is defined as the ratio of each sample data to the sample mean, using RDD( ⁇ ) Indicates:
  • n is the number of samples collected
  • the present invention compares the monitoring results of FastKICA, KICA and KPCA in the same coordinate system; from Fig. 9 (a) and (b) Among them, the performance of the algorithm FastKICA and KICA is significantly better than KPCA;
  • KPCA clearly fails to indicate the occurrence of the fault at the 89th sample point compared to FastKICA and KICA. This is due to the fact that KPCA ignores high-order statistics information, and KPCA is in a false positive state for KPCA's SPE monitoring for red values; therefore, for KPCA, using KPCA algorithm to monitor furnace failure is Very difficult; but notably, the other two algorithms are able to detect faults well throughout the process; however, compared to FastKICA, for the T 2 and SPE statistics for blue values, the KICA algorithm is at frame 95 to A false alarm occurred during the 115-frame monitoring process, as shown in Figure (a) and Figure (b) of Figure 9;
  • KICA also cannot clearly distinguish the two fault conditions of the red value T 2 ; the reason why KICA provides false positive information is that the independence constraint function is based on negative entropy, which is approximate and is included in the traditional KICA algorithm.
  • KPCA its dimensionality reduction of data makes some data lost, and it also makes the application of observation information incomplete;
  • the present invention concludes that FastKICA has strong data adaptability and more accurate diagnostic capabilities. Based on the above analysis, it is possible to determine that FastKICA has many advantages for application to the field of fault diagnosis. Therefore, as shown in (a) and (b) of FIG. 10, the present invention only considers the contribution of the red value, the green value, and the blue value change to the occurrence of the fault under the FastKICA method; in FIG. 10, the figure (a) And Figure (b) is a comparison of the contribution of RGB values to the T 2 and SPE statistics at frames 89 and 118; respectively, according to the two figures, the green variable values are decisive for these two statistics; Therefore, in order to reduce the size of the observed data, it is possible to analyze only all the green variables.
  • the improved FastKICA method can effectively improve the fused furnace furnace monitoring process.
  • the FastKICA method can provide accurate and reliable alarm information, which can effectively reduce the unnecessary parking maintenance loss; therefore, the improved FastKICA method is based on Multi-view video information
  • the production operation monitoring of fused magnesium furnace furnace failures will provide full support and assistance to the factory, whether it is accuracy, adaptability or economic budget for the factory.

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Abstract

A fault monitoring method for electric arc furnace based on operating video information. Firstly, video information provided by a process monitoring device is used as a process variable. Then, a mapping Newton method is used for resolution, and an optimal solution of a target function of independent component analysis is obtained based on the Hilbert-Schmidt independence criteria. Finally, according to the solved mixture matrix and electric melting magnesium furnace production video information, the nonlinear characteristics of data in non-Gaussian distribution are realized, so that all the information about the data is fully used, and the adaptability of the data is enhanced in order to achieve the purpose of reducing the false alarm rate and the leakage alarm rate of furnace eruption faults.

Description

基于运行视频信息的一种电弧炉故障监测方法Electric arc furnace fault monitoring method based on running video information 技术领域Technical field
本发明属于工业过程故障监测技术领域,具体涉及一种基于运行视频信息的一种电弧炉故障监测方法。The invention belongs to the technical field of industrial process fault monitoring, and particularly relates to an electric arc furnace fault monitoring method based on running video information.
背景技术Background technique
随着现代工业与科学技术的迅猛发展,特别是计算机技术和工控设备的广泛应用,使得流程工业系统的结构越来越复杂,自动化水平越来越高,逐渐显现出大型化,连续化及智能化的特点。复杂庞大的系统一旦在工业现场发生故障,将造成巨大的人员和财产损失。因此,工业安全问题越来越受到关注。随着传感器技术的发展和工业现场监控设备的普及,现场已经积累了大量的过程变量数据和音频视频信息,所以基于数据的故障检测与诊断越来越受到重视,尤其是提高故障监测的准确性更是重中之重。With the rapid development of modern industry and science and technology, especially the wide application of computer technology and industrial control equipment, the structure of the process industry system is more and more complex, and the level of automation is getting higher and higher, gradually showing large-scale, continuous and intelligent. Characteristics. Once a complex and large system fails at an industrial site, it will cause huge loss of people and property. Therefore, industrial safety issues are receiving increasing attention. With the development of sensor technology and the popularization of industrial field monitoring equipment, a large amount of process variable data and audio and video information have been accumulated in the field, so data-based fault detection and diagnosis are getting more and more attention, especially to improve the accuracy of fault monitoring. It is even more important.
电熔镁砂是一种广泛应用于冶金行业,玻璃行业,水泥行业,家用加热器,化工领域等多行业的耐火材料。电熔镁炉是生产电熔氧化镁行业中最广泛使用的一种生产设备。为了保证电熔镁炉的正常运行,我们必须确保其安全性。如果在正常运行期间出现了任何故障,不能够及时调整或预报故障,控制系统的性能可能受到严重损害,甚至会导致整个系统的瘫痪和造成巨大的损失。因此,对电熔镁炉进行故障检测和诊断是必要的。Fused magnesia is a kind of refractory material widely used in metallurgical industry, glass industry, cement industry, household heater, chemical industry and other industries. The fused magnesium furnace is one of the most widely used production equipment in the production of fused magnesium oxide. In order to ensure the normal operation of the fused magnesium furnace, we must ensure its safety. If any failure occurs during normal operation and the fault cannot be adjusted or predicted in time, the performance of the control system may be seriously impaired, and even the entire system may be paralyzed and cause huge losses. Therefore, it is necessary to perform fault detection and diagnosis on the fused magnesium furnace.
电熔镁炉是一种埋弧炉,用于产生高温电弧的电极插入到炉中碳酸镁组成的材料内部。通过外表面材料,将炉内外热绝缘,并且在被加热材料的内部形成一个封闭的导热空间。在电熔镁炉工作期间,碳酸镁分解成氧化镁和二氧化碳气体。这些气体通常通过固体材料的颗粒之间的间隙耗散释放尽;当一些外部条件有变化时,气体的排出过程会受到影响,例如内部电极插入过深或内部温度过高导致生成气体不能立即被释放耗尽,或熔融的氧化镁堵塞固体材料间的颗粒缝隙等。一旦排气不顺畅,电熔镁炉内部会产生高压,最终导致喷炉故障发生。当喷炉故障发生时,大量喷射而出的高温熔融的氧化镁将带来极大的安全隐患。The fused magnesia furnace is a submerged arc furnace in which an electrode for generating a high temperature arc is inserted into a material composed of magnesium carbonate in the furnace. Through the outer surface material, the inside and outside of the furnace are thermally insulated, and a closed heat conducting space is formed inside the material to be heated. During the operation of the fused magnesium furnace, magnesium carbonate is decomposed into magnesium oxide and carbon dioxide gas. These gases are usually dissipated through the gap between the particles of the solid material; when some external conditions change, the gas discharge process is affected, for example, if the internal electrode is inserted too deeply or the internal temperature is too high, the generated gas cannot be immediately The release is exhausted, or the molten magnesium oxide blocks the gap between the solid materials and the like. Once the exhaust gas is not smooth, high pressure will be generated inside the fused magnesium furnace, which eventually causes the furnace failure to occur. When a furnace failure occurs, a large amount of high-temperature molten magnesium oxide that is ejected will pose a great safety hazard.
常规的电熔镁炉监测过程选用电流、电压等过程数据作为观测数据组的随机变量,然而对于电熔镁炉熔炼这样一个非线性、非高斯的过程,往往上述数据会随着现场环境的变化出现大量的数据抖动,影响监测效果。针对上述的非线性特性,一些学者提出了核独立元分析方法(Kernel Independence Component Analysis,KICA),然而该方法中在利用KPCA进行降维的过程中使得部分次要信息丢失,同时建立的目标函数模型是基于负熵最大化的——这是一种近似手段,因此,一旦模型建立后,所得的解混矩阵将较大偏离最优解,故而对监测的结果产生误报或是漏报的危险,因此需要一种准确而数据适应性强的方法来解决上述非线性问题。 Conventional fused magnesia furnace monitoring process selects process data such as current and voltage as random variables of observation data set. However, for a non-linear, non-Gaussian process of fused magnesium furnace smelting, the above data often changes with the on-site environment. A large amount of data jitter occurs, which affects the monitoring effect. In view of the above nonlinear characteristics, some scholars have proposed Kernel Independence Component Analysis (KICA). However, in the process of using KPCA for dimensionality reduction, some secondary information is lost, and the objective function is established. The model is based on the maximization of negative entropy - this is an approximation. Therefore, once the model is established, the resulting de-mixing matrix will deviate significantly from the optimal solution, thus causing false positives or false negatives on the monitoring results. Dangerous, so an accurate and adaptable method is needed to solve the above nonlinear problem.
发明内容Summary of the invention
针对现有技术的不足,本发明提出一种基于运行视频信息的一种电弧炉故障监测方法,以实现降低对喷炉故障误报警率和漏报警率的目的。In view of the deficiencies of the prior art, the present invention provides an electric arc furnace fault monitoring method based on running video information, so as to achieve the purpose of reducing the false alarm rate and the leakage alarm rate of the furnace fault.
一种基于运行视频信息的一种电弧炉故障监测方法,包括以下步骤:An electric arc furnace fault monitoring method based on running video information, comprising the following steps:
步骤1、采集电熔镁炉炉内熔炼物料表层视频图像; Step 1. Collecting a video image of the surface layer of the smelting material in the fused magnesium furnace;
步骤2、将采集的每帧图像划分为多个视点,获得每个视点的RGB颜色均值并按照行向量的方式进行存储,作为样本数据;Step 2: dividing each captured image into a plurality of viewpoints, obtaining an RGB color mean value of each viewpoint and storing the data as a sample data according to a row vector;
步骤3、对存储的样本数据进行数据预处理,包括标准化处理和白化处理;Step 3: Perform data preprocessing on the stored sample data, including standardization processing and whitening processing;
步骤4、基于希尔伯特-施密特独立性准则,通过所改进的FastKICA算法,获得样本数据非线性独立元信号的估计信号,具体步骤如下:Step 4: Based on the Hilbert-Schmidt independence criterion, the estimated signal of the nonlinear independent element signal of the sample data is obtained by the improved FastKICA algorithm, and the specific steps are as follows:
步骤4-1、基于希尔伯特-施密特独立性准则构建目标函数;Step 4-1, constructing an objective function based on the Hilbert-Schmidt independence criterion;
步骤4-2、根据局部参数化处理,获得由流形空间向欧式空间转换的目标函数和约束条件,并对转换后的目标函数进行分解,获得第一阶段的子目标优化函数和第二阶段的子目标优化函数,具体如下:Step 4-2: According to the local parameterization process, obtain the objective function and constraint condition from the manifold space to the European space, and decompose the transformed target function to obtain the first stage sub-object optimization function and the second stage. The sub-objective optimization function is as follows:
步骤4-2-1、在流形空间中最优解邻域内进行局部参数化处理;Step 4-2-1: Perform local parameterization processing in the optimal solution neighborhood in the manifold space;
步骤4-2-2、根据局部参数化处理,获得流形空间向欧式空间转换的映射函数,进而获得约束条件;Step 4-2-2: obtaining a mapping function of the transformation of the manifold space to the European space according to the local parameterization processing, thereby obtaining a constraint condition;
步骤4-2-3、根据映射函数,将目标函数由流形空间向欧式空间转换,获得转换后的目标函数;Step 4-2-3. According to the mapping function, the objective function is converted from the manifold space to the European space, and the converted objective function is obtained;
步骤4-2-4、根据映射函数,将约束条件由流形空间向欧式空间转换,获得转换后的约束条件;Step 4-2-4. According to the mapping function, the constraint condition is converted from the manifold space to the European space, and the transformed constraint condition is obtained;
步骤4-2-5、将目标函数分解获得多个子目标函数;Step 4-2-5, decomposing the objective function to obtain a plurality of sub-objective functions;
步骤4-2-6、确定求解过程第一阶段的子目标优化函数;Step 4-2-6, determining a sub-objective optimization function in the first stage of the solution process;
具体公式如下:The specific formula is as follows:
Figure PCTCN2016085280-appb-000001
Figure PCTCN2016085280-appb-000001
其中,Hi,j(·)表示第i,j个子目标函数,b为解混向量,m为半正交解混矩阵的维数,
Figure PCTCN2016085280-appb-000002
表示子目标函数Hi,j(b)在局部最小点处的梯度,
Figure PCTCN2016085280-appb-000003
表示映射函数μB在Hi,j(·)对应的点u处的雅克比矩阵;
Where H i,j (·) represents the i-th, j sub-objective functions, b is the unmixed vector, and m is the dimension of the semi-orthogonal de-mixing matrix,
Figure PCTCN2016085280-appb-000002
Representing the gradient of the sub-objective function H i,j (b) at the local minimum point,
Figure PCTCN2016085280-appb-000003
a Jacobian matrix representing a mapping function μ B at a point u * corresponding to H i,j (·);
将i被j替换后,获得如下公式:After i is replaced by j, the following formula is obtained:
Figure PCTCN2016085280-appb-000004
Figure PCTCN2016085280-appb-000004
其中,μB(·)表示映射函数,u为b由流形空间映射到欧式空间的解混向量,uj表示欧式空间下的第j个解混向量;
Figure PCTCN2016085280-appb-000005
为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
Figure PCTCN2016085280-appb-000006
的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数;
Where μ B (·) represents a mapping function, u is a de-mixed vector in which b is mapped from a manifold space to a European space, and u j represents a j-th unmixed vector in a European space;
Figure PCTCN2016085280-appb-000005
As the difference between the sample and the l-th sample of the k-th post-whitening, E k, l represents about
Figure PCTCN2016085280-appb-000006
Empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , φ (·) represents the Gaussian kernel function;
步骤4-2-7、确定求解过程第二阶段的子目标优化函数;Step 4-2-7, determining a sub-objective optimization function of the second stage of the solution process;
具体公式如下:The specific formula is as follows:
Figure PCTCN2016085280-appb-000007
Figure PCTCN2016085280-appb-000007
其中,
Figure PCTCN2016085280-appb-000008
为第二阶段的子目标优化函数;
among them,
Figure PCTCN2016085280-appb-000008
Optimize the function for the sub-target of the second stage;
步骤4-3、在约束条件下,采用映射牛顿法对获得的第一阶段的子目标优化函数和第二阶段的子目标优化函数进行求解,具体如下:Step 4-3. Under the constraint condition, the first-stage sub-objective optimization function and the second-stage sub-objective optimization function are solved by the mapping Newton method, as follows:
步骤4-3-1、随机赋给一个初始迭代点u1和b1,b1为单位向量;Step 4-3-1, randomly assigning an initial iteration point u 1 and b 1 , b 1 is a unit vector;
步骤4-3-2、初始化i=1,t=0,且设置迭代次数t的最大值;Step 4-3-2, initializing i=1, t=0, and setting the maximum value of the iteration number t;
步骤4-3-3、获得第一阶段子目标函数中uj的寻优方向:Step 4-3-3, obtaining the optimization direction of u j in the first stage sub-objective function:
Figure PCTCN2016085280-appb-000009
Figure PCTCN2016085280-appb-000009
其中,djt表示求解uj时的第t次寻优方向,ujt表示所求uj的第t次迭代结果,
Figure PCTCN2016085280-appb-000010
表示对uj第t次寻优时映射μB的雅克比矩阵;
Where d jt represents the t-th optimization direction when u j is solved, and u jt represents the t-th iteration result of the obtained u j ,
Figure PCTCN2016085280-appb-000010
Representing a Jacobian matrix mapping μ B for the tth optimization of u j ;
步骤4-3-4、按照所获的寻优方向对uj进行一维搜索,并将搜索获得的bj(t+1)代入第一阶段的子目标优化函数中;Step 4-3-4, performing a one-dimensional search on u j according to the obtained optimization direction, and substituting the obtained b j(t+1) into the sub-object optimization function of the first stage;
具体公式如下: The specific formula is as follows:
j=i+1j=i+1
ωjt=arg min{H(μB(ujtjtdjt))|ωjt>0}Ω jt = arg min{H(μ B (u jtjt d jt ))|ω jt >0}
                                           (5)(5)
uj(t+1)=ujtjtdjt u j(t+1) =u jtjt d jt
bj(t+1)=μB(uj(t+1))b j(t+1)B (u j(t+1) )
其中,ωjt表示关于uj的第t次寻优方向上的步长;Where ω jt represents the step size in the t-th optimization direction with respect to u j ;
步骤4-3-5、判断||Hj(b)||2是否趋近于0或迭代次数是否到达最大值,若是,则执行步骤4-3-6,否则,迭代次数加1并返回执行步骤4-3-3;Steps 4-3-5. Determine whether ||H j (b)|| 2 is close to 0 or whether the number of iterations reaches the maximum value. If yes, execute step 4-3-6. Otherwise, the number of iterations is increased by 1 and returned. Perform step 4-3-3;
步骤4-3-6、判断i是否等于m,若是,则执行步骤4-3-7;否则,将i加1且t=0,并返回执行步骤4-3-3;Step 4-3-6, determining whether i is equal to m, and if so, performing step 4-3-7; otherwise, adding i to 1 and t=0, and returning to step 4-3-3;
步骤4-3-7、对半正交解混矩阵B=(b1,b2,...,bm)做施密特正交化处理,再对bi做归一化处理,将处理后的半正交解混矩阵B代入第二阶段的子目标优化函数中;Step 4-3-7, doing a Schmidt orthogonalization process on the semi-orthogonal de-mixing matrix B=(b 1 , b 2 , . . . , b m ), and then normalizing the b i The processed semi-orthogonal de-mixing matrix B is substituted into the second-stage sub-objective optimization function;
步骤4-3-8、判断
Figure PCTCN2016085280-appb-000011
是否趋近于0,若是,则获得最优半正交解混矩阵B;否则,获得此时半正交解混矩阵B和解混向量b2,...,bm,同时给出b1搜寻方向进而获得更新后的b1并返回执行步骤4-3-2;
Step 4-3-8, judge
Figure PCTCN2016085280-appb-000011
Whether it approaches 0, and if so, obtains the optimal semi-orthogonal de-mixing matrix B; otherwise, obtains the semi-orthogonal de-mixing matrix B and the de-mixing vector b 2 ,..., b m at this time, and gives b 1 Search direction and then obtain updated b 1 and return to step 4-3-2;
步骤4-4、根据白化处理后的样本数据和求得的最优半正交解混矩阵B,获得样本数据非高斯独立元信号的估计信号;Step 4-4, obtaining an estimated signal of the non-Gaussian independent element signal of the sample data according to the whitened sample data and the obtained optimal semi-orthogonal demixing matrix B;
步骤5、根据估计信号,获得样本数据的T2和SPE统计量的概率密度并进行密度曲线拟合,获得置信限下对应T2和SPE的控制上限值;Step 5: Obtain a probability density of the T 2 and SPE statistic of the sample data according to the estimated signal and perform a density curve fitting to obtain a control upper limit value corresponding to the T 2 and the SPE under the confidence limit;
步骤6、实时采集电熔镁炉炉内熔炼物料表层视频图像,根据步骤4-4和步骤5获得实时工况数据的T2和SPE统计量;Step 6. Collect the surface video image of the molten material in the fused magnesium furnace in real time, and obtain the T 2 and SPE statistics of the real-time working condition data according to steps 4-4 and 5;
步骤7、判断实时工况数据的T2和SPE统计量是否超过置信限下的控制限,若是,则电熔镁炉发生故障,进行报警;否则,返回执行步骤6。 Step 7. Determine whether the T 2 and SPE statistics of the real-time working condition data exceed the control limit under the confidence limit. If yes, the fused magnesium furnace fails and alarms; otherwise, returns to step 6.
步骤4-1所述的基于希尔伯特-施密特独立性准则构建目标函数;Constructing an objective function based on the Hilbert-Schmidt independence criterion as described in step 4-1;
具体公式如下:The specific formula is as follows:
Figure PCTCN2016085280-appb-000012
Figure PCTCN2016085280-appb-000012
其中,H(B)为目标函数,B为半正交解混矩阵,B=[b1,b2,...bm],b1,b2,...bm为第1到 第m个解混向量,m为半正交解混矩阵的维数,m≤d,d为样本数据矩阵的维数;
Figure PCTCN2016085280-appb-000013
为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
Figure PCTCN2016085280-appb-000014
的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数。
Where, H (B) as the objective function, B is a semi-orthogonal unmixing matrix, B = [b 1, b 2, ... b m], b 1, b 2, ... b m is 1 to The mth unmixed vector, m is the dimension of the semi-orthogonal de-mixing matrix, m≤d, and d is the dimension of the sample data matrix;
Figure PCTCN2016085280-appb-000013
For the difference between the kth sample and the lth sample after whitening, E k,l indicates
Figure PCTCN2016085280-appb-000014
The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and φ(·) represents the Gaussian kernel function.
步骤4-2-2所述的约束条件,具体公式如下:The constraint conditions described in step 4-2-2 are as follows:
Figure PCTCN2016085280-appb-000015
Figure PCTCN2016085280-appb-000015
其中,
Figure PCTCN2016085280-appb-000016
表示目标函数H(B)在局部最小点B处的梯度,
Figure PCTCN2016085280-appb-000017
表示映射函数μB在点U处的雅克比矩阵,且B*=μB(U*);
among them,
Figure PCTCN2016085280-appb-000016
Represents the gradient of the objective function H(B) at the local minimum point B * ,
Figure PCTCN2016085280-appb-000017
Representing the Jacobian matrix of the mapping function μ B at point U * , and B * = μ B (U * );
步骤4-2-4所述的转换后的约束条件,具体公式如下:The converted constraint conditions described in Step 4-2-4 are as follows:
Figure PCTCN2016085280-appb-000018
Figure PCTCN2016085280-appb-000018
其中,H(U)表示欧式空间下的目标函数,ui表示欧式空间下的第i个解混向量,uj表示欧式空间下的第j个解混向量。Among them, H(U) represents the objective function in the European space, u i represents the i-th unmixed vector in the European space, and u j represents the j-th unmixed vector in the European space.
步骤4-2-3所述的转换后的目标函数,具体公式如下:The converted objective function described in step 4-2-3 is as follows:
Figure PCTCN2016085280-appb-000019
Figure PCTCN2016085280-appb-000019
其中,H(U)表示欧式空间下的目标函数,u1,...,um为b1,...,bm由流形空间映射到欧式空间的解混向量;b1,b2,...bm为第1到第m个解混向量,m为半正交解混矩阵的维数,m≤d,d为样本数据矩阵的维数;
Figure PCTCN2016085280-appb-000020
为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
Figure PCTCN2016085280-appb-000021
的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数。
Where H(U) represents the objective function in the European space, u 1 ,..., u m is b 1 ,..., b m is mapped from the manifold space to the unmixed vector of the European space; b 1 ,b 2 ,...b m is the first to mth unmixed vector, m is the dimension of the semi-orthogonal demixing matrix, m≤d, and d is the dimension of the sample data matrix;
Figure PCTCN2016085280-appb-000020
For the difference between the kth sample and the lth sample after whitening, E k,l indicates
Figure PCTCN2016085280-appb-000021
The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and φ(·) represents the Gaussian kernel function.
步骤4-2-5所述的将目标函数转为多个子目标函数;Converting the target function into multiple sub-objective functions as described in step 4-2-5;
具体公式如下:The specific formula is as follows:
Figure PCTCN2016085280-appb-000022
Figure PCTCN2016085280-appb-000022
其中,H(B)为目标函数,b为解混向量,u为b由流形空间映射到欧式空间的解混向量, m为半正交解混矩阵的维数,Hξ(·)表示第ξ个组合情况的子目标函数,ξ的取值范围为1~i,j组合总数;Hi,j(·)表示第i,j个子目标函数,μB(·)表示映射函数。Where H(B) is the objective function, b is the unmixing vector, u is the de-mixing vector of b from the manifold space to the European space, m is the dimension of the semi-orthogonal de-mixing matrix, and H ξ (·) For the sub-objective function of the first combination case, the value range of ξ is 1~i, the total number of j combinations; H i,j (·) represents the i, j sub-objective functions, and μ B (·) represents the mapping function.
步骤2所述的多个视点,具体包括:8个、10个和12个。The plurality of viewpoints described in step 2 specifically include: 8, 10, and 12.
本发明优点:The advantages of the invention:
(1)将改进的FastKICA算法应用到电熔镁炉熔炼过程故障监测中,其能够将所有的电熔镁炉数据信息都考虑在内,这样可以更详尽准确地分析非线性过程的数据特征;(1) Applying the improved FastKICA algorithm to the fault monitoring of the fused magnesium furnace smelting process, which can take into account all the data information of the fused magnesia furnace, so that the data characteristics of the nonlinear process can be analyzed more thoroughly and accurately;
(2)因为协方差的希尔伯特-施密特范数平方值是非负的,在映射牛顿法中本发明将复杂的高维特征空间在最优解领域内分成几个较小的球空间,其中每个子空间包含每一对解混向量,因此,高维特征空间被转换成众多只包含两两不同的解混向量的低维球向量空间,这样,可以降低判断独立性方程的整体规模;(2) Because the Hilbert-Schmidt norm squared value of the covariance is non-negative, the present invention divides the complex high-dimensional feature space into several smaller spheres in the optimal solution domain in the mapping Newton method. Space, where each subspace contains each pair of unmixed vectors, so the high-dimensional feature space is transformed into a number of low-dimensional spherical vector spaces containing only two different deconvolution vectors, thus reducing the overall judgment of the independence equation scale;
(3)考虑电熔镁炉视频信息后,并合理选择出所需的多视点获得过程变量后,将FastKICA算法应用到喷炉过程中时,与KPCA和传统KICA相比,过程监测结果表明该方法可以有效地提高非高斯过程预测的准确性并且能够减少误报率,漏报率。(3) After considering the video information of the fused magnesium furnace and reasonably selecting the required multi-viewpoint to obtain the process variable, when applying the FastKICA algorithm to the furnace process, compared with KPCA and traditional KICA, the process monitoring results indicate that The method can effectively improve the accuracy of non-Gaussian process prediction and can reduce false positive rate and false negative rate.
附图说明DRAWINGS
图1为本发明一种实施方式的基于运行视频信息的一种电弧炉故障监测方法流程图;1 is a flow chart of an electric arc furnace fault monitoring method based on running video information according to an embodiment of the present invention;
图2为本发明一种实施方式的具有监控设备电熔镁炉示意图;2 is a schematic view of a fused magnesium furnace with a monitoring device according to an embodiment of the present invention;
图3为本发明一种实施方式的基于多视点方法的过程监测图像示意图;3 is a schematic diagram of a process monitoring image based on a multi-view method according to an embodiment of the present invention;
图4为本发明一种实施方式的不同视点下监测指标比较示意图,其中,图(a)是4,5,6,8,10,12,16,20个视点下T2统计量比较图,图(b)是40,250,1000个视点下T2统计量比较图,图(c)是4,5,6,8,10,12,16,20个视点下SPE统计量比较图,图(d)是40,250,1000个视点下SPE统计量比较图;4 is a schematic diagram of comparison of monitoring indexes under different viewpoints according to an embodiment of the present invention, wherein (a) is a comparison chart of T 2 statistics under 4, 5, 6, 8, 10, 12, 16, and 20 viewpoints, Figure (b) is a comparison chart of T 2 statistics under 40, 250, 1000 viewpoints, and Figure (c) is a comparison chart of SPE statistics at 4, 5, 6, 8, 10, 12, 16, 20 viewpoints. (d) is a comparison chart of SPE statistics under 40, 250, 1000 viewpoints;
图5为本发明一种实施方式的第3-2视点RGB色彩值的分布情况示意图;5 is a schematic diagram showing a distribution of RGB color values of a 3-2th viewpoint according to an embodiment of the present invention;
图6为本发明一种实施方式的映射牛顿法求解半正交解混矩阵方法流程图;6 is a flowchart of a method for solving a semi-orthogonal demixing matrix by a mapping Newton method according to an embodiment of the present invention;
图7为本发明一种实施方式的T2和SPE统计量概率密度拟合曲线图,其中,图(a)是T2统计量概率密度拟合曲线图,图(b)是SPE统计量概率密度拟合曲线图;7 is a graph showing a probability density fit curve of T 2 and SPE according to an embodiment of the present invention, wherein (a) is a T 2 statistic probability density fitting curve, and (b) is a SPE statistic probability. Density fitting curve;
图8为本发明一种实施方式的利用拟合密度曲线所得控制限监测效果图,其中,图(a)是T2监测图,图(b)是SPE监测图;8 is a diagram showing an effect of monitoring a control limit obtained by using a fitting density curve according to an embodiment of the present invention, wherein (a) is a T 2 monitoring diagram, and (b) is an SPE monitoring diagram;
图9为本发明一种实施方式的三种不同监测方法T2和SPE统计量比较图,其中,图(a) 是三种不同监测方法T2统计量比较图,图(b)是三种不同监测方法SPE统计量比较图;FIG. 9 is a comparison diagram of T 2 and SPE statistics of three different monitoring methods according to an embodiment of the present invention, wherein FIG. (a) is a comparison chart of T 2 statistics of three different monitoring methods, and FIG. Comparison of SPE statistics for different monitoring methods;
图10为本发明一种实施方式的用FastKICA方法监测时故障出现时RGB变量的贡献图,其中,图(a)是第89个样本点监测指标的RGB贡献图,图(b)是第118个样本点监测指标的RGB贡献图。FIG. 10 is a diagram showing the contribution of RGB variables when a fault occurs when monitored by the FastKICA method according to an embodiment of the present invention, wherein (a) is an RGB contribution diagram of the 89th sample point monitoring index, and (b) is 118th. A sample point monitors the RGB contribution map of the indicator.
具体实施方式detailed description
下面结合附图对本发明一种实施例做进一步说明。An embodiment of the present invention will be further described below with reference to the accompanying drawings.
本发明实施例中,基于运行视频信息的一种电弧炉故障监测方法,其中所述的一种电弧炉为电熔镁炉,方法流程图如图1所示,包括以下步骤:In the embodiment of the present invention, an electric arc furnace fault monitoring method based on running video information, wherein the electric arc furnace is an fused magnesia furnace, and the method flow chart is as shown in FIG. 1 , and includes the following steps:
步骤1、采集电熔镁炉炉内熔炼物料表层视频图像; Step 1. Collecting a video image of the surface layer of the smelting material in the fused magnesium furnace;
为了很好地避免喷炉发事故的发生,如图2所示,本发明实施例在电熔镁炉的电极上端安装图中所示的摄像头,要求能够达到抗800℃高温,并且在摄像头的外部加装高温耐火材料制成的防护罩;In order to avoid the occurrence of the accident of the spray furnace well, as shown in FIG. 2, the embodiment of the present invention installs the camera shown in the figure at the upper end of the electrode of the fused magnesium furnace, and is required to be able to reach a high temperature of 800 ° C and is in the camera. Externally installed with a protective cover made of high temperature refractory material;
就电熔镁炉控制的平稳而言,温度控制应该被放在首位;这样说原因是,整个熔池的温度由电弧放热及熔融的氧化镁热辐射组成,并且电流和电压的变化相对于温度的变化是频繁波动的;此外,温度的物理显现能够转换成不同的色光;因此,本发明通过分析熔池颜色的变化实现监测电熔镁炉的目标;利用这种方法,使用摄像头实时获取图像可以有效地获得熔池的颜色的变化来监测温度的变化,从而避免喷炉事故的发生。As far as the control of the fused magnesium furnace is concerned, the temperature control should be placed in the first place; the reason is that the temperature of the entire molten pool is composed of the arc heat release and the molten magnesium oxide heat radiation, and the current and voltage changes are relative to The change in temperature is frequently fluctuating; in addition, the physical manifestation of temperature can be converted into different colored lights; therefore, the present invention achieves the goal of monitoring the fused magnesium furnace by analyzing the change in the color of the molten pool; using this method, real-time acquisition using a camera The image can effectively obtain the change of the color of the molten pool to monitor the temperature change, thus avoiding the occurrence of the furnace accident.
由图3可知帧图像是比较模糊的,其原因是复杂的烟气运动出现在视频中;这些烟气是由内部的高温气体,电弧和熔融的氧化镁等引起的;但仍然可通过视频的颜色变化来判断运行情况,甚至可以分析烟气浓度变化导致的视频颜色改变来辨别熔炼程度;It can be seen from Fig. 3 that the frame image is relatively fuzzy, because the complicated smoke movement appears in the video; these smokes are caused by internal high temperature gas, arc and molten magnesium oxide; but still can be video Color change to judge the operation, and even the color change of the video caused by the change of smoke concentration can be analyzed to distinguish the degree of melting;
任意的帧图像,即拍摄的是熔炉的整个表面,可看作是一个整体,同时参照微积分思想也可以被看作是由大量的像素点构成的;也就是说,每个像素点与图像中其相邻的像素点对整张图像具有相同的贡献。为了简化问题的复杂性,本发明只考虑各像素点间的互补性;因此,人为地将每一张图像划分成多个视点,这些视点可以模拟监测过程中的多台摄像设备;这种划分方法可以称为基于多视点方法的视频信息故障监测。根据工作现场的经验,喷炉事故发生的区域如图3所示,这部分区域可以分离成p×q个视点,得到的视点可以提取出相应的RGB颜色值到作为用于过程监测的观测变量;因此,可以得到3×p×q个变量,其由各个区域的RGB值构成;Any frame image, that is, the entire surface of the furnace, can be regarded as a whole, and the reference calculus idea can also be regarded as composed of a large number of pixels; that is, each pixel and image The adjacent pixels in it have the same contribution to the entire image. In order to simplify the complexity of the problem, the present invention only considers the complementarity between pixels; therefore, each image is artificially divided into a plurality of viewpoints, which can simulate multiple imaging devices in the monitoring process; The method can be referred to as video information failure monitoring based on a multi-view method. According to the experience of the work site, the area where the furnace accident occurs is shown in Figure 3. This part of the area can be separated into p × q viewpoints, and the obtained viewpoint can extract the corresponding RGB color values to be used as observation variables for process monitoring. Therefore, 3 × p × q variables can be obtained, which are composed of RGB values of respective regions;
监测过程中,本发明实施例将图3所示区域划分为5×2个视点,共计得到30个过程变量,也就是10组RGB数据;对于训练数据和实时工况数据采用了每5帧的采样间隔采集数据, 故障的训练数据由200组观测样本组成,实时工况数据由130组观测样本组成;本发明实施例给出部分采样数据,选取建模数据的前6个变量和5组数据如表1所示,实时工况数据的前6个变量和5组数据如表2所示:During the monitoring process, the embodiment of the present invention divides the area shown in FIG. 3 into 5×2 viewpoints, and obtains 30 process variables in total, that is, 10 sets of RGB data; for every 5 frames of training data and real-time working condition data. Collect data at sampling intervals, The training data of the fault is composed of 200 sets of observation samples, and the real-time working condition data is composed of 130 sets of observation samples. The embodiment of the present invention gives partial sampling data, and the first 6 variables and 5 sets of data of the modeling data are shown in Table 1. The first 6 variables and 5 groups of data of the real-time working condition data are shown in Table 2:
表1Table 1
Figure PCTCN2016085280-appb-000023
Figure PCTCN2016085280-appb-000023
表2Table 2
Figure PCTCN2016085280-appb-000024
Figure PCTCN2016085280-appb-000024
上述分块方式可由下面的试验得出其可行性:The above block method can be proved by the following test:
本发明实施例中将选中区域按照一定的方式分成图中所显示的11种视点情况,从图4中图(a)、图(b)、图(c)和图(d)中可知,在1000,250,40个视点下,由于变量过多,故而算法的鲁棒性减弱致使灵敏度过高出现了大量的误报,并不适合在线检测;另外,对于20,16,12,10,8,6,5,4个视点下的对比图像可以发现,它们对于T2和SPE的监测趋势大体上相同,然而20和16个视点下对应的T2统计量,有误报的情况出现;4,5和6个视点下对应的监测结果对于视频的鲁棒性又过于强大,灵敏度不足。同时,本发明发现,T2值随着视点的增加而减小,相反的是SPE监测值随着视点的增加而增大;故而,8个,10个和12个视点下的监测结果都能获得比较满意的结果,因此,为了兼顾增强适应数据的鲁棒性和检测故障的灵敏性和检测时降低误报、漏报的概率,本发明实施例中选择了上述的10个视点采集数据。In the embodiment of the present invention, the selected area is divided into 11 kinds of viewpoints shown in the figure according to a certain manner, as shown in (a), (b), (c) and (d) of FIG. 4, At 1000, 250, 40 viewpoints, due to too many variables, the robustness of the algorithm is weakened, resulting in a large number of false positives due to high sensitivity, which is not suitable for online detection; in addition, for 20, 16, 12, 10, 8 The comparison images at 6, 5, and 4 viewpoints can be found that their monitoring trends for T 2 and SPE are generally the same, but the corresponding T 2 statistic at 20 and 16 viewpoints is falsely reported; The corresponding monitoring results at 5 and 6 viewpoints are too robust for video and lack of sensitivity. At the same time, the present invention finds that the T 2 value decreases as the viewpoint increases, and conversely, the SPE monitoring value increases as the viewpoint increases; therefore, the monitoring results under 8, 10, and 12 viewpoints can A satisfactory result is obtained. Therefore, in order to balance the robustness of the enhanced adaptive data and the sensitivity of detecting the fault and reducing the probability of false positives and false negatives during the detection, the above 10 viewpoint acquisition data are selected in the embodiment of the present invention.
步骤2、将采集的每帧图像划分为多个视点,获得每个视点的RGB颜色均值并按照行向量的方式进行存储,作为样本数据;Step 2: dividing each captured image into a plurality of viewpoints, obtaining an RGB color mean value of each viewpoint and storing the data as a sample data according to a row vector;
本发明实施例中,由于应用了多视点的方法,因此获得p×q组RGB的数据集并且将这些数据按照行向量的方式进行存储;定义任意一个视点按照排列顺序作为第p-q个视点;如上 所述,每一个视点对整张图像的色彩值都有相同的贡献,因此本实施例中随机选择其中任意一个视点下的子图像来显示建模样本和故障样本的RGB数据分布;如图5所示,即为第3-2视点的建模样本和测试样本数据分布;通过比较测试样本和建模样本的分布情况,发现测试样本相较于建模样本存在着波动,尤其在89帧之后出现明显的波动变化同时观测到在第89帧和第118帧出现了两次异常峰值,即为故障发生点。In the embodiment of the present invention, since the multi-view method is applied, the data sets of the p×q group RGB are obtained and the data is stored in the manner of the row vector; any one of the viewpoints is defined as the pqth viewpoint according to the arrangement order; Each of the viewpoints has the same contribution to the color value of the entire image. Therefore, in this embodiment, the sub-images of any one of the viewpoints are randomly selected to display the RGB data distribution of the modeled samples and the faulty samples; Shown, that is, the modeled sample and test sample data distribution of the 3-2th viewpoint; by comparing the distribution of the test sample and the modeled sample, it is found that the test sample has fluctuations compared to the modeled sample, especially after 89 frames. Significant fluctuations occurred and it was observed that two abnormal peaks occurred at the 89th frame and the 118th frame, which is the point at which the fault occurred.
步骤3、对存储的样本数据进行数据预处理,包括标准化处理和白化处理;Step 3: Perform data preprocessing on the stored sample data, including standardization processing and whitening processing;
本发明实施例中,样本数据集可用随机向量组x1,x2,...,xd表示,对于非线性过程,这组数据可以由非高斯独立元s1,s2,...,sm,(m≤d)的非线性组合表示出;In the embodiment of the present invention, the sample data set may be represented by a random vector group x 1 , x 2 , . . . , x d . For a nonlinear process, the set of data may be composed of non-Gaussian independent elements s 1 , s 2 , . , s m , ( m ≤ d) nonlinear combination is expressed;
步骤3-1:对存储的样本数据进行标准化处理,即去除均值除以标准差;Step 3-1: normalize the stored sample data, that is, remove the mean divided by the standard deviation;
本发明实施例中,标准化后的样本数据表示为X′=[x′1,x′2,...,x′d];In the embodiment of the present invention, the standardized sample data is represented as X'=[x' 1 , x′ 2 , . . . , x′ d ];
步骤3-2:对样本数据进行白化处理;Step 3-2: whitening the sample data;
所谓白化处理,即对观测数据施加一个线性变换,去除采集到的观测数据之间的相关性,从而简化独立元的提取过程;若白化处理后的数据矩阵满足E{zzT}=I,即零均值向量z的协方差矩阵是单位阵,那么z是白化向量;The so-called whitening process, that is, applying a linear transformation to the observation data, removes the correlation between the acquired observation data, thereby simplifying the extraction process of the independent element; if the whitened data matrix satisfies E{zz T }=I, The covariance matrix of the zero mean vector z is a unit matrix, then z is a whitened vector;
白化向量的求解是通过观测数据的协方差矩阵进行奇异值分解来实现的,即:The solution of the whitening vector is realized by singular value decomposition of the covariance matrix of the observed data, namely:
E{x′x′T}=UΛUT                    (11)E{x'x' T }=UΛU T (11)
其中,Λ为协方差矩阵E{x′x′T}的特征值对角阵;U为协方差矩阵E{x′x′T}对应的特征向量矩阵;Where Λ is the eigenvalue diagonal matrix of the covariance matrix E{x'x' T }; U is the eigenvector matrix corresponding to the covariance matrix E{x'x' T };
若z=Qx′,则E{zzT}=E{Qx′x′TQT}=QE{x′x′T}QT=QUΛUTQT=I,故而白化线性变换可表示为:If z=Qx', then E{zz T }=E{Qx'x' T Q T }=QE{x'x' T }Q T =QUΛU T Q T =I, so the whitening linear transformation can be expressed as:
z=Λ-1/2UTx′=Qx′                 (12)z=Λ -1/2 U T x'=Qx' (12)
式中,z是白化向量,Q=Λ-1/2UT为白化矩阵;Where z is the whitening vector and Q = Λ - 1/2 U T is the whitening matrix;
步骤4、基于希尔伯特-施密特独立性准则,通过所改进的FastKICA算法,获得样本数据非线性独立元信号的估计信号,具体步骤如下:Step 4: Based on the Hilbert-Schmidt independence criterion, the estimated signal of the nonlinear independent element signal of the sample data is obtained by the improved FastKICA algorithm, and the specific steps are as follows:
步骤4-1、基于希尔伯特-施密特独立性准则构建目标函数;Step 4-1, constructing an objective function based on the Hilbert-Schmidt independence criterion;
在无噪声或是有低的加性噪声的假设下,存在一个未知的混合矩阵A=[a1,a2,...,am]∈Rd×m将观测信号和独立的源信号间建立了如下的联系:Under the assumption of no noise or low additive noise, there is an unknown mixing matrix A = [a 1 , a 2 , ..., a m ] ∈ R d × m will observe the signal and independent source signal The following links have been established:
x=As                       (13)x=As (13)
在上式中,一旦混合矩阵被找到,那么就可以直接通过上述关系式利用观测变量确定出 独立的源信号;In the above formula, once the mixing matrix is found, it can be determined directly from the above relationship using the observed variables. Independent source signal;
因此它们间的关系也可以表示为:Therefore, the relationship between them can also be expressed as:
Figure PCTCN2016085280-appb-000025
Figure PCTCN2016085280-appb-000025
其中,
Figure PCTCN2016085280-appb-000026
是独立元信号s的估计;而且当解混矩阵W无限接近混合矩阵A的逆时,被估计的
Figure PCTCN2016085280-appb-000027
将更加接近于真实的源信号s;
among them,
Figure PCTCN2016085280-appb-000026
Is an estimate of the independent meta-signal s; and is estimated when the de-mixing matrix W is infinitely close to the inverse of the mixing matrix A
Figure PCTCN2016085280-appb-000027
Will be closer to the real source signal s;
若令
Figure PCTCN2016085280-appb-000028
则解混矩阵W=BTQ,故解混矩阵W可由半正交解混矩阵B(B为列间正交的矩阵)和白化数据矩阵Z求得,进一步可得源信号的估计
Figure PCTCN2016085280-appb-000029
If
Figure PCTCN2016085280-appb-000028
Then the de-mixing matrix W=B T Q, so the de-mixing matrix W can be obtained by the semi-orthogonal de-mixing matrix B (B is an orthogonal matrix between columns) and the whitened data matrix Z, and the source signal can be further estimated.
Figure PCTCN2016085280-appb-000029
在实际的故障分析的过程中,复杂的工业生产过程中提取的测量数据通常具有异常值,非线性,多尺度,以及动态的特性,为了解决数据的非线性问题,本发明将独立元分析方法与希尔伯特-施密特独立性准则(Hilbert-Schmidt Independence Criteria,HSIC)相结合,从而为找到半正交解混矩阵B提供了有效的方法;In the process of actual fault analysis, the measured data extracted in complex industrial production processes usually have outliers, nonlinearities, multi-scales, and dynamic characteristics. In order to solve the nonlinear problem of data, the present invention will be an independent meta-analysis method. Combined with the Hilbert-Schmidt Independence Criteria (HSIC), it provides an effective method for finding the semi-orthogonal de-mixing matrix B;
HSIC是基于映射到再生核希尔伯特空间(RKHSs)变量间协方差的希尔伯特施密特范数的平方
Figure PCTCN2016085280-appb-000030
作为二元变量独立性的判断方法;
HSIC is based on the square of the Hilbert Schmidt norm mapped to the covariance between the variables of the regenerative kernel Hilbert space (RKHSs)
Figure PCTCN2016085280-appb-000030
As a method of judging the independence of binary variables;
假设的源信号S中的分量si是相互统计独立的,则需要构建一个适用于远多于二元随机变量的基于HSIC判据的ICA参考函数;Assuming that the components s i in the source signal S are statistically independent of each other, it is necessary to construct an ICA reference function based on the HSIC criterion that is far more than the binary random variable;
故而基于希尔伯特-施密特独立性准则的目标函数为:Therefore, the objective function based on the Hilbert-Schmidt independence criterion is:
Figure PCTCN2016085280-appb-000031
Figure PCTCN2016085280-appb-000031
其中,H(B)为目标函数,B为半正交解混矩阵,B=[b1,b2,...bm],b1,b2,...bm为第1到第m个解混向量,m为半正交解混矩阵的维数,m≤d,d为样本数据矩阵的维数;
Figure PCTCN2016085280-appb-000032
为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
Figure PCTCN2016085280-appb-000033
的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数。
Where H(B) is the objective function, B is the semi-orthogonal de-mixing matrix, B=[b 1 , b 2 ,...b m ], b 1 , b 2 ,...b m is the first The mth unmixed vector, m is the dimension of the semi-orthogonal de-mixing matrix, m≤d, and d is the dimension of the sample data matrix;
Figure PCTCN2016085280-appb-000032
For the difference between the kth sample and the lth sample after whitening, E k,l indicates
Figure PCTCN2016085280-appb-000033
The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and φ(·) represents the Gaussian kernel function.
步骤4-2、根据局部参数化处理,获得由流形空间向欧式空间转换的目标函数和约束条件,并对转换后的目标函数进行分解,获得第一阶段的子目标优化函数和第二阶段的子目标优化函数;Step 4-2: According to the local parameterization process, obtain the objective function and constraint condition from the manifold space to the European space, and decompose the transformed target function to obtain the first stage sub-object optimization function and the second stage. Sub-objective optimization function;
等式约束优化问题,可以看作是微分流形上的最优化问题,这种算法可以概括如下:The equality constraint optimization problem can be regarded as the optimization problem on the differential manifold. The algorithm can be summarized as follows:
首先,在流形上附加一个度量结构使之成为黎曼流形;然后在流形上定义一个向量场并且通过测地线搜寻向量场的零点;另外,对于这种算法有几点需要明确说明,第一,除了目 标函数被特别说明以外,目标函数与黎曼几何结构之间并不存在内在联系,而且流形算法附加了一个度量结构;其次,寻找矢量场的零点时,按照测地线搜寻并不是唯一路径;最后,发现在已知流形的条件下,沿测地线方向寻找目标函数的最优解的计算量很大或是由于初始值不好而根本计算不出来;存在局部参数化可以将流形上的优化问题转化为欧式空间下的优化问题;First, attach a metric structure to the manifold to make it a Riemannian manifold; then define a vector field on the manifold and search for the zero point of the vector field through the geodesic; in addition, there are several points that need to be clearly stated for this algorithm. First, in addition to the purpose In addition to the special function, there is no intrinsic relationship between the objective function and the Riemannian geometry, and the manifold algorithm adds a metric structure. Secondly, when searching for the zero point of the vector field, the geodesic search is not the only path. Finally, it is found that under the condition of known manifold, the calculation of the optimal solution of the objective function along the geodesic direction is very large or cannot be calculated because the initial value is not good; there is local parameterization that can flow The shape optimization problem is transformed into an optimization problem in the European space;
具体如下:details as follows:
步骤4-2-1、在流形空间中最优解邻域内进行局部参数化处理;Step 4-2-1: Perform local parameterization processing in the optimal solution neighborhood in the manifold space;
本发明实施例中,求解半正交解混矩阵B前,需要在光滑流形上进行局部参数化,通过局部参数化处理可以实现流形空间和欧式空间间的转换;In the embodiment of the present invention, before solving the semi-orthogonal demixing matrix B, local parameterization needs to be performed on the smooth manifold, and the conversion between the manifold space and the European space can be realized by local parameterization processing;
令O(m)作为一个m(m-1)/2维的流形空间,并且对于流形中的每一个点B∈O(m)都存在一个光滑映射:Let O(m) be a manifold space of m(m-1)/2-dimensional, and there is a smooth mapping for each point B∈O(m) in the manifold:
μB:Rm(m-1)/2→O(m),μB(0)=B            (15)μ B :R m(m-1)/2 →O(m), μ B (0)=B (15)
上述映射是在0∈Rm(m-1)/2处的微分同胚映射,即不论映射μB还是它的逆映射
Figure PCTCN2016085280-appb-000034
在0∈Rm(m-1)/2的邻域内是局部光滑的;这种映射被称为B邻域内的局部参数化;
The above mapping is a differential homeomorphic mapping at 0 ∈ R m(m-1)/2 , ie regardless of the mapping μ B or its inverse mapping
Figure PCTCN2016085280-appb-000034
It is locally smooth in the neighborhood of 0∈R m(m-1)/2 ; this mapping is called local parameterization in the B neighborhood;
步骤4-2-2、根据局部参数化处理,获得流形空间向欧式空间转换的映射函数,进而获得约束条件;Step 4-2-2: obtaining a mapping function of the transformation of the manifold space to the European space according to the local parameterization processing, thereby obtaining a constraint condition;
本发明实施例中,对于二阶及以上实可微函数H(B),如果B是目标优化函数在流形空间的非退化临界点,那么就可以找到局部最小点的领域
Figure PCTCN2016085280-appb-000035
和M上的任意微分同胚映射,则步骤4-2-1中的光滑映射μB满足如下关系:
In the embodiment of the present invention, for the second order and above real differentiable function H(B), if B * is the non-degenerate critical point of the target optimization function in the manifold space, then the domain of the local minimum point can be found.
Figure PCTCN2016085280-appb-000035
And any differential homeomorphic mapping on M, then the smooth mapping μ B in step 4-2-1 satisfies the following relationship:
Figure PCTCN2016085280-appb-000036
Figure PCTCN2016085280-appb-000036
其中,
Figure PCTCN2016085280-appb-000037
表示目标函数H(B)在局部最小点B处的梯度,
Figure PCTCN2016085280-appb-000038
表示映射函数μB在点U处的雅克比矩阵,且B*=μB(U*);
among them,
Figure PCTCN2016085280-appb-000037
Represents the gradient of the objective function H(B) at the local minimum point B * ,
Figure PCTCN2016085280-appb-000038
Representing the Jacobian matrix of the mapping function μ B at point U * , and B * = μ B (U * );
此外,若U*是目标函数在欧式空间下的非退化临界点,并且当且仅当矩阵
Figure PCTCN2016085280-appb-000039
在点U*处是正定的,其中,
Figure PCTCN2016085280-appb-000040
是函数H的Hessian矩阵,
Figure PCTCN2016085280-appb-000041
是函数μB的Hessian矩阵,那么不失一般性,B*=μB(U*)是函数H(B)的绝对局部最小点;
In addition, if U * is the non-degenerate critical point of the objective function in the European space, and if and only if the matrix
Figure PCTCN2016085280-appb-000039
At the point U * is positive, where
Figure PCTCN2016085280-appb-000040
Is the Hessian matrix of function H,
Figure PCTCN2016085280-appb-000041
Is the Hessian matrix of the function μ B , then without loss of generality, B * = μ B (U * ) is the absolute local minimum point of the function H(B);
步骤4-2-3、根据映射函数,将目标函数由流形空间向欧式空间转换,获得转换后的目标函数; Step 4-2-3. According to the mapping function, the objective function is converted from the manifold space to the European space, and the converted objective function is obtained;
本发明实施例中,将上述最优化条件与基于再生核希尔伯特空间的HSIC相结合,其中再生核希尔伯特空间具有黎曼流形结构;In the embodiment of the present invention, the above optimization condition is combined with a HSIC based on a regenerated kernel Hilbert space, wherein the regenerative kernel Hilbert space has a Riemannian manifold structure;
因为在流形空间的非退化临界点B邻域上是紧致的微分流形,那么映射B=μB(U)可以用来在欧式空间与再生核希尔伯特空间之间建立相互转化的桥梁,其中U∈Rm(m-1)/2是点B处局部参数化的一个元素;高维核空间可以看作是一个单位半径的高维球空间,因此本实施例中利用高维球的参数方程表示上述的映射:Since the compact differential manifold is a non-degenerate critical point B * neighborhood in the manifold space, the mapping B = μ B (U) can be used to establish mutual interaction between the European space and the reproducing kernel Hilbert space. Transformed bridge, where U∈R m(m-1)/2 is an element of local parameterization at point B * ; high-dimensional kernel space can be regarded as a high-dimensional sphere space of unit radius, so high-dimensional sphere is utilized in this embodiment The parametric equation represents the above mapping:
Figure PCTCN2016085280-appb-000042
Figure PCTCN2016085280-appb-000042
转换后的目标函数,具体公式如下:The converted objective function, the specific formula is as follows:
Figure PCTCN2016085280-appb-000043
Figure PCTCN2016085280-appb-000043
其中,H(U)表示欧式空间下的目标函数,u1,...,um为b1,...,bm由流形空间映射到欧式空间的解混向量;b1,b2,...bm为第1到第m个解混向量,m为半正交解混矩阵的维数,m≤d,d为样本数据矩阵的维数;
Figure PCTCN2016085280-appb-000044
为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
Figure PCTCN2016085280-appb-000045
的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数。
Where H(U) represents the objective function in the European space, u 1 ,..., u m is b 1 ,..., b m is mapped from the manifold space to the unmixed vector of the European space; b 1 ,b 2 ,...b m is the first to mth unmixed vector, m is the dimension of the semi-orthogonal demixing matrix, m≤d, and d is the dimension of the sample data matrix;
Figure PCTCN2016085280-appb-000044
For the difference between the kth sample and the lth sample after whitening, E k,l indicates
Figure PCTCN2016085280-appb-000045
The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and φ(·) represents the Gaussian kernel function.
步骤4-2-4、根据映射函数,将约束条件由流形空间向欧式空间转换,获得转换后的约束条件;Step 4-2-4. According to the mapping function, the constraint condition is converted from the manifold space to the European space, and the transformed constraint condition is obtained;
转换后的约束条件,具体公式如下:The converted constraints are as follows:
Figure PCTCN2016085280-appb-000046
Figure PCTCN2016085280-appb-000046
其中,H(U)表示欧式空间下的目标函数,ui表示欧式空间下的第i个解混向量,uj表示欧式空间下的第j个解混向量。Among them, H(U) represents the objective function in the European space, u i represents the i-th unmixed vector in the European space, and u j represents the j-th unmixed vector in the European space.
本发明实施例中,定义如下算子以便简化下面的表达式: In the embodiment of the present invention, the following operator is defined to simplify the following expression:
Figure PCTCN2016085280-appb-000047
Figure PCTCN2016085280-appb-000047
Figure PCTCN2016085280-appb-000048
Figure PCTCN2016085280-appb-000048
Figure PCTCN2016085280-appb-000049
Figure PCTCN2016085280-appb-000049
因此函数H(U)关于ui的一阶导数为式(20):Therefore, the first derivative of the function H(U) with respect to u i is equation (20):
Figure PCTCN2016085280-appb-000050
Figure PCTCN2016085280-appb-000050
相似地,得到关于uj的一阶导数如式(21)所示Similarly, the first derivative of u j is obtained as shown in equation (21).
Figure PCTCN2016085280-appb-000051
Figure PCTCN2016085280-appb-000051
显而易见的是,通过上述相同的求导方法就可以分别得到函数H(U)关于ui,uj的二阶偏导数;故而求解H(U)的二阶偏导数公式如式(22):Obviously, the second derivative of the function H(U) with respect to u i , u j can be obtained by the same derivation method described above; therefore, the second-order partial derivative formula for solving H(U) is given by equation (22):
Figure PCTCN2016085280-appb-000052
Figure PCTCN2016085280-appb-000052
步骤4-2-5、将目标函数分解获得多个子目标函数;Step 4-2-5, decomposing the objective function to obtain a plurality of sub-objective functions;
将公式(8)作为优化目标函数最优解的约束条件时,求解整个半正交解混矩阵的计算规模过于巨大;由于基于HSIC的ICA方法是依据协方差算子的希尔伯特施密特范数的平方值
Figure PCTCN2016085280-appb-000053
非负这一准则进行的;
When formula (8) is used as the constraint condition for optimizing the optimal solution of objective function, the calculation scale of solving the whole semi-orthogonal deconvolution matrix is too large; because the HSIC-based ICA method is based on the Hilbert Schmidt of the covariance operator The square of the special norm
Figure PCTCN2016085280-appb-000053
Non-negative criteria;
因此,本发明实施例中,将原优化问题minH(B)=minH(μB(U))转换成m(m-1)/2个子目标优化问题;Therefore, in the embodiment of the present invention, the original optimization problem minH(B)=minH(μ B (U)) is converted into m(m-1)/2 sub-objective optimization problems;
Figure PCTCN2016085280-appb-000054
Figure PCTCN2016085280-appb-000054
具体证明如下:The specific proof is as follows:
根据HSIC,可知函数H(B)的优化结果越是接近零,半正交解混矩阵B中的解混向量bi,bj间的相互独立性就越强。H(B)是一个累加的结果,并且目标函数H(B)的最优值是零,协方差算子的希尔伯特施密特范数的平方值
Figure PCTCN2016085280-appb-000055
是非负的,所以被优化函数H(B)的最优解可以被视为每一个分量的最优解的累加。
According to HSIC, it can be seen that the closer the optimization result of the function H(B) is to zero, the stronger the mutual independence between the de-mixing vectors b i and b j in the semi-orthogonal de-mixing matrix B. H(B) is an accumulated result, and the optimal value of the objective function H(B) is zero, and the square value of the Hilbert Schmidt norm of the covariance operator
Figure PCTCN2016085280-appb-000055
It is non-negative, so the optimal solution of the optimized function H(B) can be regarded as the accumulation of the optimal solution for each component.
依据上述的分解方式,B所在的高维空间在非退化临界点B*处被转换成m(m-1)/2个常规的三维球空间;进而目标函数H(B)可以改写成如下形式:According to the above decomposition method, the high-dimensional space where B is located is converted into m(m-1)/2 conventional three-dimensional spherical spaces at the non-degenerate critical point B * ; and the objective function H(B) can be rewritten into the following form. :
Figure PCTCN2016085280-appb-000056
Figure PCTCN2016085280-appb-000056
其中,H(B)为目标函数,b为解混向量,u为b由流形空间映射到欧式空间的解混向量,m为半正交解混矩阵的维数,Hξ(·)表示第ξ个组合情况的子目标函数,ξ的取值范围为1~i,j组合总数;Hi,j(·)表示第i,j个子目标函数,i,j的排序方式是按照从i到j的顺序成升序方式排列,μB(·)表示映射函数;Where H(B) is the objective function, b is the unmixing vector, u is the de-mixing vector of b from the manifold space to the European space, m is the dimension of the semi-orthogonal de-mixing matrix, and H ξ (·) The sub-objective function of the first combination case, the range of ξ is 1~i, the total number of j combinations; H i,j (·) represents the i,j sub-objective functions, and the order of i,j is in accordance with i The order to j is arranged in ascending order, and μ B (·) represents a mapping function;
Figure PCTCN2016085280-appb-000057
Figure PCTCN2016085280-appb-000057
任意的子目标函数都是非负的,因此,当所优化函数的每一个分量都找到了最小值,那么也同时获得了全局最优解,也就是说整个矩阵能够依据搜寻子目标函数Hi,j(b)最优解的方式获得;Arbitrary sub-objective functions are non-negative, so when each component of the optimized function finds a minimum, then the global optimal solution is also obtained, that is, the entire matrix can be based on the search sub-objective function H i,j (b) obtaining the optimal solution;
通过优化所有的子目标函数都达到零进而求得每一个解混向量是很困难的;为简化问题 的运算规模,本发明实施例将一些子目标函数的组合假想设计成新的优化指标;It is difficult to find each unmixed vector by optimizing all sub-objective functions to zero; to simplify the problem The operation scale of the present invention, the combination hypothesis of some sub-objective functions is designed into a new optimization index;
本发明实施例中,在此步骤中提出一个近似的解法;In the embodiment of the present invention, an approximate solution is proposed in this step;
首先选择原优化函数H(B)中的(m-1)个分量作为第一阶段的子目标函数组,其中分量可以被表示为Hi,j(b)|j=i+1,1≤i≤(m-1);然后构建出一个比较简便的第二阶段子目标函数
Figure PCTCN2016085280-appb-000058
作为接下来的优化目标;故而这两个阶段的优化函数具体如步骤4-2-6和步骤4-2-7;
First, select (m-1) components in the original optimization function H(B) as the sub-objective function group of the first stage, where the components can be expressed as H i,j (b)| j=i+1,1≤ i ≤ (m-1) ; then construct a relatively simple second-stage sub-objective function
Figure PCTCN2016085280-appb-000058
As the next optimization goal; therefore, the optimization functions of these two stages are specifically as step 4-2-6 and step 4-2-7;
步骤4-2-6、确定求解过程第一阶段的子目标优化函数;Step 4-2-6, determining a sub-objective optimization function in the first stage of the solution process;
具体公式如下:The specific formula is as follows:
Figure PCTCN2016085280-appb-000059
Figure PCTCN2016085280-appb-000059
其中,Hi,j(·)表示第i,j个子目标函数,b为解混向量,m为半正交解混矩阵的维数,
Figure PCTCN2016085280-appb-000060
表示子目标函数Hi,j(b)在局部最小点处的梯度,
Figure PCTCN2016085280-appb-000061
表示映射函数μB在Hi,j(·)对应的点u处的雅克比矩阵;
Where H i,j (·) represents the i-th, j sub-objective functions, b is the unmixed vector, and m is the dimension of the semi-orthogonal de-mixing matrix,
Figure PCTCN2016085280-appb-000060
Representing the gradient of the sub-objective function H i,j (b) at the local minimum point,
Figure PCTCN2016085280-appb-000061
a Jacobian matrix representing a mapping function μ B at a point u * corresponding to H i,j (·);
将i被j替换后,获得如下公式:After i is replaced by j, the following formula is obtained:
Figure PCTCN2016085280-appb-000062
Figure PCTCN2016085280-appb-000062
其中,μB(·)表示映射函数,u为b由流形空间映射到欧式空间的解混向量,uj表示欧式空间下的第j个解混向量;
Figure PCTCN2016085280-appb-000063
为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
Figure PCTCN2016085280-appb-000064
的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数;
Where μ B (·) represents a mapping function, u is a de-mixed vector in which b is mapped from a manifold space to a European space, and u j represents a j-th unmixed vector in a European space;
Figure PCTCN2016085280-appb-000063
For the difference between the kth sample and the lth sample after whitening, E k,l indicates
Figure PCTCN2016085280-appb-000064
Empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , φ (·) represents the Gaussian kernel function;
步骤4-2-7、确定求解过程第一阶段的子目标优化函数;Step 4-2-7, determining a sub-objective optimization function in the first stage of the solution process;
当优化求解获得各个解混向量后,将解混向量间实现列正交化得到半正交解混矩阵B,并将其代入到第二阶段子目标函数中,检验是否满足条件,因此,第二阶段的子目标优化函 数具体公式如下:After the optimization solution obtains each of the de-mixing vectors, the orthogonalization of the columns between the de-mixed vectors is performed to obtain the semi-orthogonal de-mixing matrix B, and is substituted into the second-stage sub-objective function to check whether the condition is satisfied. Therefore, Two-stage sub-objective optimization The specific formula is as follows:
Figure PCTCN2016085280-appb-000065
Figure PCTCN2016085280-appb-000065
其中,
Figure PCTCN2016085280-appb-000066
为第二阶段的子目标优化函数;
among them,
Figure PCTCN2016085280-appb-000066
Optimize the function for the sub-target of the second stage;
步骤4-3、在约束条件下,采用映射牛顿法对获得的第一阶段的子目标优化函数和第二阶段的子目标优化函数进行求解,具体流程图如图6所示,具体如下:Step 4-3. Under the constraint condition, the first-stage sub-objective optimization function and the second-stage sub-objective optimization function are solved by the mapping Newton method. The specific flow chart is shown in Figure 6, as follows:
步骤4-3-1、随机赋给一个初始迭代点u1和b1,b1为单位向量;Step 4-3-1, randomly assigning an initial iteration point u 1 and b 1 , b 1 is a unit vector;
本发明实施例中,u1∈Rm(m-1)/2,b1∈O(m),同时b1是单位向量且满足b1=μB(u1);In the embodiment of the present invention, u 1 ∈R m(m-1)/2 , b 1 ∈O(m), and b 1 is a unit vector and satisfies b 1B (u 1 );
步骤4-3-2、初始化i=1,t=0,且设置迭代次数t的最大值;Step 4-3-2, initializing i=1, t=0, and setting the maximum value of the iteration number t;
本发明实施例中,tmax=10000;In the embodiment of the present invention, t max = 10000;
步骤4-3-3、获得第一阶段子目标函数中uj的寻优方向:Step 4-3-3, obtaining the optimization direction of u j in the first stage sub-objective function:
Figure PCTCN2016085280-appb-000067
Figure PCTCN2016085280-appb-000067
其中,djt表示求解uj时的第t次寻优方向,ujt表示所求uj的第t次迭代结果,
Figure PCTCN2016085280-appb-000068
表示对uj第t次寻优时映射μB的雅克比矩阵;
Where d jt represents the t-th optimization direction when u j is solved, and u jt represents the t-th iteration result of the obtained u j ,
Figure PCTCN2016085280-appb-000068
Representing a Jacobian matrix mapping μ B for the tth optimization of u j ;
步骤4-3-4、按照所获的寻优方向对uj进行一维搜索,并将搜索获得的bj(t+1)代入第一阶段的子目标优化函数中;Step 4-3-4, performing a one-dimensional search on u j according to the obtained optimization direction, and substituting the obtained b j(t+1) into the sub-object optimization function of the first stage;
具体公式如下:The specific formula is as follows:
j=i+1j=i+1
ωjt=arg min{H(μB(ujtjtdjt))|ωjt>0}Ω jt = arg min{H(μ B (u jtjt d jt ))|ω jt >0}
                                         (5)(5)
uj(t+1)=ujtjtdjt u j(t+1) =u jtjt d jt
bj(y+1)=μB(uj(t+1))b j(y+1)B (u j(t+1) )
其中,ωjt表示关于uj的第t次寻优方向上的步长;Where ω jt represents the step size in the t-th optimization direction with respect to u j ;
步骤4-3-5、判断||Hj(b)||2是否趋近于0或迭代次数是否到达最大值,若是,则执行步骤4-3-6,否则,迭代次数t=t+1并返回执行步骤4-3-3;Steps 4-3-5. Determine whether ||H j (b)|| 2 is close to 0 or whether the number of iterations reaches the maximum value. If yes, perform step 4-3-6. Otherwise, the number of iterations t=t+ 1 and return to step 4-3-3;
步骤4-3-6、判断i是否等于m,若是,则执行步骤4-3-7;否则,将i加1且t=0,并返回执行步骤4-3-3;Step 4-3-6, determining whether i is equal to m, and if so, performing step 4-3-7; otherwise, adding i to 1 and t=0, and returning to step 4-3-3;
步骤4-3-7、对半正交解混矩阵B=(b1,b2,...,bm)做施密特正交化处理,再对bi做归一化 处理,将处理后的半正交解混矩阵B代入第二阶段的子目标优化函数中;Step 4-3-7, doing a Schmidt orthogonalization process on the semi-orthogonal de-mixing matrix B=(b 1 , b 2 , . . . , b m ), and then normalizing the b i The processed semi-orthogonal de-mixing matrix B is substituted into the second-stage sub-objective optimization function;
步骤4-3-8、判断
Figure PCTCN2016085280-appb-000069
是否趋近于0,若是,则获得最优半正交解混矩阵B;否则,获得此时半正交解混矩阵B和解混和向量b2,...,bm,同时给出b1搜寻方向
Figure PCTCN2016085280-appb-000070
进而获得更新后的b1并返回执行步骤4-3-2;
Step 4-3-8, judge
Figure PCTCN2016085280-appb-000069
Whether it approaches 0, and if so, obtains the optimal semi-orthogonal de-mixing matrix B; otherwise, obtains the semi-orthogonal de-mixing matrix B and the de-mixing vector b 2 ,..., b m at this time, and gives b 1 Search direction
Figure PCTCN2016085280-appb-000070
Further obtaining the updated b 1 and returning to step 4-3-2;
需要补充说明的是,本发明实施例中构建的目标函数
Figure PCTCN2016085280-appb-000071
应该包含所有有关于解混向量b1子目标函数,这样将会有极大的概率寻找到最优的b1。因此,如果能够给出一个比较良好的初始迭代值将会使计算更加容易,结果更加准确。所以根据这一结论,本发明实施例中可以用每一次获得的近优解b1去不断优化,从而得到一组更加完美的全局最优解。
It should be noted that the objective function constructed in the embodiment of the present invention is required.
Figure PCTCN2016085280-appb-000071
It should contain all the sub-objective functions related to the unmixing vector b 1 so that there will be a great probability of finding the optimal b 1 . Therefore, if you can give a good initial iteration value, it will make the calculation easier and the result more accurate. Therefore, according to this conclusion, in the embodiment of the present invention, the near-optimal solution b 1 obtained each time can be continuously optimized, thereby obtaining a set of more perfect global optimal solutions.
针对于步骤4-3,若想要获得更加准确的半正交解混矩阵,则需要遍历所有的分量;把子优化目标分别分成(m-1)组;则此时的第一阶段子目标函数组为:For step 4-3, if you want to obtain a more accurate semi-orthogonal de-mixing matrix, you need to traverse all the components; divide the sub-optimal targets into (m-1) groups respectively; then the first-stage sub-goals at this time The function group is:
i=1,minH1,2(b),minH2,3(b),...,minH(m-1),m(b)i=1,minH 1,2 (b),minH 2,3 (b),...,minH (m-1),m (b)
i=2,minH2,3(b),minH3,4(b),...,minH(m-1),m(b)i=2,minH 2,3 (b),minH 3,4 (b),...,minH (m-1),m (b)
                                                     (25)(25)
    ...              ......
i=(m-1),minH(m-1),m(b)i=(m-1), minH (m-1), m (b)
第二阶段第r个子目标函数为:The r-th sub-objective function of the second stage is:
Figure PCTCN2016085280-appb-000072
Figure PCTCN2016085280-appb-000072
且第一阶段与第二阶段是相互匹配的。And the first phase and the second phase are matched.
步骤4-4、根据白化处理后的样本数据和求得的最优半正交解混矩阵B,获得样本数据非高斯独立元信号的估计信号;Step 4-4, obtaining an estimated signal of the non-Gaussian independent element signal of the sample data according to the whitened sample data and the obtained optimal semi-orthogonal demixing matrix B;
本发明实施例中,通过电熔镁炉工业过程白化样本z和半正交解混矩阵B,获得潜在的独立元信号;In the embodiment of the present invention, the sample z and the semi-orthogonal de-mixing matrix B are whitened by the fused magnesium furnace industrial process to obtain a potential independent meta-signal;
对于一个新的白化样本z,其在特征空间可以的得到源信号的估计
Figure PCTCN2016085280-appb-000073
即所求独立元:
For a new whitened sample z, it can get an estimate of the source signal in the feature space.
Figure PCTCN2016085280-appb-000073
That is, the independent element is sought:
Figure PCTCN2016085280-appb-000074
Figure PCTCN2016085280-appb-000074
故而T2和SPE统计量分别为:Therefore, the T 2 and SPE statistics are:
Figure PCTCN2016085280-appb-000075
Figure PCTCN2016085280-appb-000075
式中,D为高维样本的方差阵,
Figure PCTCN2016085280-appb-000076
为白化样本的估计;
Where D is the variance matrix of the high dimensional samples,
Figure PCTCN2016085280-appb-000076
An estimate of the whitened sample;
步骤5、根据估计信号,获得样本数据的T2和SPE统计量的概率密度并进行密度曲线拟 合,获得置信限下对应T2和SPE的控制上限值;Step 5: Obtain a probability density of the T 2 and SPE statistics of the sample data according to the estimated signal and perform a density curve fitting to obtain a control upper limit value corresponding to the T 2 and the SPE under the confidence limit;
本发明实施例中,新样本的T2和SPE控制限由标准建模样本所得的拟合概率密度所对应的各自T2和SPE值确定,这组控制限值对应于密度函数的95%置信限,如图7中图(a)和图(b)所示;In the embodiment of the present invention, the T 2 and SPE control limits of the new sample are determined by the respective T 2 and SPE values corresponding to the fitted probability density obtained by the standard modeling samples, and the set of control limits corresponds to 95% confidence of the density function. Limit, as shown in Figure 7 (a) and Figure (b);
步骤6、实时采集电熔镁炉炉内熔炼物料表层视频图像,根据步骤4-4和步骤5获得实时工况数据的T2和SPE统计量;Step 6. Collect the surface video image of the molten material in the fused magnesium furnace in real time, and obtain the T 2 and SPE statistics of the real-time working condition data according to steps 4-4 and 5;
步骤7、判断实时工况数据的T2和SPE统计量是否超过置信限下的控制限,若是,则电熔镁炉发生故障,进行报警;否则,返回执行步骤6。 Step 7. Determine whether the T 2 and SPE statistics of the real-time working condition data exceed the control limit under the confidence limit. If yes, the fused magnesium furnace fails and alarms; otherwise, returns to step 6.
在图7中,本发明构建出拟合曲线来近似所有建模数据T2和SPE的概率密度的分布情况;如图所示,观测样本T2和SPE的分布情况由蓝色的样条表示观察由样条表示的样本T2和SPE的分布情况,大致认为正常数据的统计指标服从非高斯分布,从而也就可以推断出所利用的原始建模数据或是观测数据都符合非高斯分布。这就是KPCA并不适用监测喷炉故障的另一原因;另外,在图7中图(a)和图(b)中就拟合曲线而言,本发明实施例中,通过计算推断出T2和SPE的概率值为95%时分别对应于T2为20,SPE为2.8;实时工况数据第89个样本点的T2和SPE统计量是379.78、38.27,大于控制限,因此,电熔镁炉发生故障,进行报警;本发明将95%这个概率值称作置信限为95%的故障控制限,并且利用此控制限进行故障监测如图8中图(a)和图(b)中所示;因此,可以通过上述置信限监测测试数据T2和SPE的数值来诊断故障是否发生。此处,为了方便作图,在图8中选择将每一个样本的二范数值作为横坐标;In Figure 7, the present invention constructs a fitted curve to approximate the distribution of probability densities of all modeling data T 2 and SPE; as shown, the distribution of observed samples T 2 and SPE is represented by blue splines Observing the distribution of samples T 2 and SPE represented by splines, it is generally considered that the statistical indicators of normal data obey the non-Gaussian distribution, so that it can be inferred that the original modeling data or observation data used are consistent with non-Gaussian distribution. This is another reason why KPCA is not suitable for monitoring the failure of the furnace; in addition, in the figure (a) and (b) of Fig. 7, in the embodiment of the present invention, T 2 is inferred by calculation. When the probability value of SPE is 95%, it corresponds to T 2 of 20 and SPE of 2.8 respectively. The T 2 and SPE statistics of 89th sample point of real-time working condition data are 379.78 and 38.27, which are greater than the control limit. Therefore, fused The magnesium furnace fails and alarms; the present invention refers to the probability value of 95% as the fault control limit with a 95% confidence limit, and uses this control limit for fault monitoring as shown in Fig. 8 (a) and (b). As shown, the value of the test data T 2 and SPE can be monitored by the above-described confidence limits to diagnose whether a fault has occurred. Here, for convenience of drawing, in FIG. 8, the two-norm value of each sample is selected as the abscissa;
本发明实施例中,应用KPCA和KICA算法与本发明所提出算法进行对比,监测结果如下:In the embodiment of the present invention, the KPCA and KICA algorithms are applied to compare with the algorithm proposed by the present invention, and the monitoring results are as follows:
在这部分中,上述用于监测过程的变量被分别按照R、G和B作为变量的方式提取成10维的行向量。然后,本发明用异常数据去测试不同算法的故障监测性能。故障检测和诊断后的统计学指标T2和SPE如图9中图(a)和图(b)所示,图10中图(a)和图(b)所示。In this section, the above variables for monitoring the process are extracted into 10-dimensional row vectors in the same manner as R, G, and B as variables, respectively. Then, the present invention uses abnormal data to test the fault monitoring performance of different algorithms. The statistical indicators T 2 and SPE after fault detection and diagnosis are shown in Fig. 9 (a) and (b), and Fig. 10 (a) and (b).
为了将几个数值分散较大的统计图在同一图形中表示,并可以很好地显示出各自的变化趋势以便比较各自的特征,本发明实施例中,在此定义相对离散程度(Relative Discrete Degree,RDD)作为描述数据间的相对变化趋势,其定义为各个样本数据与样本均值的比值,用RDD(·) 表示:In order to compare several statistical charts with large numerical values in the same graph, and to show the respective trend of change so as to compare the respective features, in the embodiment of the present invention, the relative degree of dispersion is defined here (Relative Discrete Degree). , RDD) as a relative trend between the description data, which is defined as the ratio of each sample data to the sample mean, using RDD(·) Indicates:
Figure PCTCN2016085280-appb-000077
Figure PCTCN2016085280-appb-000077
其中,n表示采集样本的数量;Where n is the number of samples collected;
在图9中图(a)和图(b)中,本发明将FastKICA,KICA和KPCA的监测结果进行相对离散处理后画在同一坐标系下;从图9中图(a)和图(b)中,发现算法FastKICA和KICA的性能明显优于KPCA;In Fig. 9 (a) and (b), the present invention compares the monitoring results of FastKICA, KICA and KPCA in the same coordinate system; from Fig. 9 (a) and (b) Among them, the performance of the algorithm FastKICA and KICA is significantly better than KPCA;
如图9中图(b)的红色值和绿色值的SPE统计量时,KPCA相比于FastKICA和KICA明显地未能提示第89个样本点处故障的发生。这是由于KPCA忽略了高阶统计量信息而导致的,同时就KPCA对于红色值的SPE监测而言,KPCA处在误报的状态;因此,对于KPCA而言,利用KPCA算法监测喷炉故障是很困难的;但幸运的是,在整个过程中另外两种算法能够很好地发现故障;然而相较于FastKICA,对于蓝色值的T2和SPE统计量,KICA算法在第95帧到第115帧这段监测过程中出现了误报情况,如图9中图(a)和图(b)中所示;When the SPE statistic of the red value and the green value of Fig. 9(b) is shown, KPCA clearly fails to indicate the occurrence of the fault at the 89th sample point compared to FastKICA and KICA. This is due to the fact that KPCA ignores high-order statistics information, and KPCA is in a false positive state for KPCA's SPE monitoring for red values; therefore, for KPCA, using KPCA algorithm to monitor furnace failure is Very difficult; but fortunately, the other two algorithms are able to detect faults well throughout the process; however, compared to FastKICA, for the T 2 and SPE statistics for blue values, the KICA algorithm is at frame 95 to A false alarm occurred during the 115-frame monitoring process, as shown in Figure (a) and Figure (b) of Figure 9;
KICA同样也不能明显分辨出红色值T2的两次故障情况;KICA提供给误报信息的原因是其独立性的约束函数是基于负熵的,而其是近似的,并且传统KICA算法中包括KPCA,其对数据的降维使得一部分数据丢失,也使对观测信息应用得不全面;KICA also cannot clearly distinguish the two fault conditions of the red value T 2 ; the reason why KICA provides false positive information is that the independence constraint function is based on negative entropy, which is approximate and is included in the traditional KICA algorithm. KPCA, its dimensionality reduction of data makes some data lost, and it also makes the application of observation information incomplete;
基于上述的所有原因,本发明得出FastKICA具有强大的数据适应能力和更准确的诊断能力。基于上述的分析,能够确定FastKICA具有应用到故障诊断领域的诸多优点。因此如图10中图(a)和图(b)中所示,本发明仅仅考虑FastKICA方法下的红色值、绿色值和蓝色值变化对故障出现的贡献;在图10中,图(a)和图(b)分别为RGB值在第89帧和第118帧对T2和SPE统计量的贡献对比;根据这两幅图,得出绿色变量值对于这两个统计量起决定性作用;因此有时为了降低观测数据的规模,可以只分析所有的绿色变量。Based on all of the above reasons, the present invention concludes that FastKICA has strong data adaptability and more accurate diagnostic capabilities. Based on the above analysis, it is possible to determine that FastKICA has many advantages for application to the field of fault diagnosis. Therefore, as shown in (a) and (b) of FIG. 10, the present invention only considers the contribution of the red value, the green value, and the blue value change to the occurrence of the fault under the FastKICA method; in FIG. 10, the figure (a) And Figure (b) is a comparison of the contribution of RGB values to the T 2 and SPE statistics at frames 89 and 118; respectively, according to the two figures, the green variable values are decisive for these two statistics; Therefore, in order to reduce the size of the observed data, it is possible to analyze only all the green variables.
总结:为了更准确地提供预报和监测电熔镁炉动态复杂工业过程的能力,尤其在非线性、非高斯变量出现时,所改进的FastKICA方法能够有效地改善电熔镁炉喷炉监测过程中存在于KICA方法的误报现象和改变KPCA不能诊断非高斯变量的缺陷;通过上述测试,本发明证明了改进的FastKICA在故障监测领域强大的生命力和巨大的应用价值,同时也体现出应用视频信息进行故障监测方面的巨大前景;依据于电熔镁炉视频信息的改进FastKICA方法能够提供准确可靠的报警信息,从而能够有效地降低不必要的停车检修损失;因此,利用改进FastKICA方法,同时依据于多视点视频信息对电熔镁炉喷炉故障进行生产运行监测不论是其准确性,适应性,亦或是对于工厂的经济预算都将为工厂提供全方位的支持与帮助。 Summary: In order to more accurately provide the ability to predict and monitor dynamic and complex industrial processes in fused magnesium furnaces, especially in the presence of nonlinear, non-Gaussian variables, the improved FastKICA method can effectively improve the fused furnace furnace monitoring process. The false positive phenomenon existing in the KICA method and the defect that the KPCA cannot diagnose the non-Gaussian variable; through the above test, the present invention proves the improved vitality and great application value of the improved FastKICA in the field of fault monitoring, and also shows the application video information. Great prospects for fault monitoring; based on the improved video information of the fused magnesium furnace, the FastKICA method can provide accurate and reliable alarm information, which can effectively reduce the unnecessary parking maintenance loss; therefore, the improved FastKICA method is based on Multi-view video information The production operation monitoring of fused magnesium furnace furnace failures will provide full support and assistance to the factory, whether it is accuracy, adaptability or economic budget for the factory.

Claims (6)

  1. 一种基于运行视频信息的一种电弧炉故障监测方法,其特征在于,包括以下步骤:An electric arc furnace fault monitoring method based on running video information, characterized in that the method comprises the following steps:
    步骤1、采集电熔镁炉炉内熔炼物料表层视频图像;Step 1. Collecting a video image of the surface layer of the smelting material in the fused magnesium furnace;
    步骤2、将采集的每帧图像划分为多个视点,获得每个视点的RGB颜色均值并按照行向量的方式进行存储,作为样本数据;Step 2: dividing each captured image into a plurality of viewpoints, obtaining an RGB color mean value of each viewpoint and storing the data as a sample data according to a row vector;
    步骤3、对存储的样本数据进行数据预处理,包括标准化处理和白化处理;Step 3: Perform data preprocessing on the stored sample data, including standardization processing and whitening processing;
    步骤4、基于希尔伯特-施密特独立性准则,通过所改进的FastKICA算法,获得样本数据非线性独立元信号的估计信号,具体步骤如下:Step 4: Based on the Hilbert-Schmidt independence criterion, the estimated signal of the nonlinear independent element signal of the sample data is obtained by the improved FastKICA algorithm, and the specific steps are as follows:
    步骤4-1、基于希尔伯特-施密特独立性准则构建目标函数;Step 4-1, constructing an objective function based on the Hilbert-Schmidt independence criterion;
    步骤4-2、根据局部参数化处理,获得由流形空间向欧式空间转换的目标函数和约束条件,并对转换后的目标函数进行分解,获得第一阶段的子目标优化函数和第二阶段的子目标优化函数,具体如下:Step 4-2: According to the local parameterization process, obtain the objective function and constraint condition from the manifold space to the European space, and decompose the transformed target function to obtain the first stage sub-object optimization function and the second stage. The sub-objective optimization function is as follows:
    步骤4-2-1、在流形空间中最优解邻域内进行局部参数化处理;Step 4-2-1: Perform local parameterization processing in the optimal solution neighborhood in the manifold space;
    步骤4-2-2、根据局部参数化处理,获得流形空间向欧式空间转换的映射函数,进而获得约束条件;Step 4-2-2: obtaining a mapping function of the transformation of the manifold space to the European space according to the local parameterization processing, thereby obtaining a constraint condition;
    步骤4-2-3、根据映射函数,将目标函数由流形空间向欧式空间转换,获得转换后的目标函数;Step 4-2-3. According to the mapping function, the objective function is converted from the manifold space to the European space, and the converted objective function is obtained;
    步骤4-2-4、根据映射函数,将约束条件由流形空间向欧式空间转换,获得转换后的约束条件;Step 4-2-4. According to the mapping function, the constraint condition is converted from the manifold space to the European space, and the transformed constraint condition is obtained;
    步骤4-2-5、将目标函数分解获得多个子目标函数;Step 4-2-5, decomposing the objective function to obtain a plurality of sub-objective functions;
    步骤4-2-6、确定求解过程第一阶段的子目标优化函数;Step 4-2-6, determining a sub-objective optimization function in the first stage of the solution process;
    具体公式如下:The specific formula is as follows:
    Figure PCTCN2016085280-appb-100001
    Figure PCTCN2016085280-appb-100001
    其中,Hi,j(·)表示第i,j个子目标函数,b为解混向量,m为半正交解混矩阵的维数,
    Figure PCTCN2016085280-appb-100002
    表示子目标函数Hi,j(b)在局部最小点处的梯度,
    Figure PCTCN2016085280-appb-100003
    表示映射函数μB在Hi,j(·)对应的点u*处的雅克比矩阵;
    Where H i,j (·) represents the i-th, j sub-objective functions, b is the unmixed vector, and m is the dimension of the semi-orthogonal de-mixing matrix,
    Figure PCTCN2016085280-appb-100002
    Representing the gradient of the sub-objective function H i,j (b) at the local minimum point,
    Figure PCTCN2016085280-appb-100003
    a Jacobian matrix representing a mapping function μ B at a point u * corresponding to H i,j (·);
    将i被j替换后,获得如下公式: After i is replaced by j, the following formula is obtained:
    Figure PCTCN2016085280-appb-100004
    Figure PCTCN2016085280-appb-100004
    其中,μB(·)表示映射函数,u为b由流形空间映射到欧式空间的解混向量,uj表示欧式空间下的第j个解混向量;
    Figure PCTCN2016085280-appb-100005
    为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
    Figure PCTCN2016085280-appb-100006
    的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数;
    Where μ B (·) represents a mapping function, u is a de-mixed vector in which b is mapped from a manifold space to a European space, and u j represents a j-th unmixed vector in a European space;
    Figure PCTCN2016085280-appb-100005
    For the difference between the kth sample and the lth sample after whitening, E k,l indicates
    Figure PCTCN2016085280-appb-100006
    Empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , φ (·) represents the Gaussian kernel function;
    步骤4-2-7、确定求解过程第二阶段的子目标优化函数;Step 4-2-7, determining a sub-objective optimization function of the second stage of the solution process;
    具体公式如下:The specific formula is as follows:
    Figure PCTCN2016085280-appb-100007
    Figure PCTCN2016085280-appb-100007
    其中,
    Figure PCTCN2016085280-appb-100008
    为第二阶段的子目标优化函数;
    among them,
    Figure PCTCN2016085280-appb-100008
    Optimize the function for the sub-target of the second stage;
    步骤4-3、在约束条件下,采用映射牛顿法对获得的第一阶段的子目标优化函数和第二阶段的子目标优化函数进行求解,具体如下:Step 4-3. Under the constraint condition, the first-stage sub-objective optimization function and the second-stage sub-objective optimization function are solved by the mapping Newton method, as follows:
    步骤4-3-1、随机赋给一个初始迭代点u1和b1,b1为单位向量;Step 4-3-1, randomly assigning an initial iteration point u 1 and b 1 , b 1 is a unit vector;
    步骤4-3-2、初始化i=1,t=0,且设置迭代次数t的最大值;Step 4-3-2, initializing i=1, t=0, and setting the maximum value of the iteration number t;
    步骤4-3-3、获得第一阶段子目标函数中uj的寻优方向:Step 4-3-3, obtaining the optimization direction of u j in the first stage sub-objective function:
    Figure PCTCN2016085280-appb-100009
    Figure PCTCN2016085280-appb-100009
    其中,djt表示求解uj时的第t次寻优方向,ujt表示所求uj的第t次迭代结果,
    Figure PCTCN2016085280-appb-100010
    表示对uj第t次寻优时映射μB的雅克比矩阵;
    Where d jt represents the t-th optimization direction when u j is solved, and u jt represents the t-th iteration result of the obtained u j ,
    Figure PCTCN2016085280-appb-100010
    Representing a Jacobian matrix mapping μ B for the tth optimization of u j ;
    步骤4-3-4、按照所获的寻优方向对uj进行一维搜索,并将搜索获得的bj(t+1)代入第一阶段的子目标优化函数中;Step 4-3-4, performing a one-dimensional search on u j according to the obtained optimization direction, and substituting the obtained b j(t+1) into the sub-object optimization function of the first stage;
    具体公式如下: The specific formula is as follows:
    Figure PCTCN2016085280-appb-100011
    Figure PCTCN2016085280-appb-100011
    其中,ωjt表示关于uj的第t次寻优方向上的步长;Where ω jt represents the step size in the t-th optimization direction with respect to u j ;
    步骤4-3-5、判断||Hj(b)||2是否趋近于0或迭代次数是否到达最大值,若是,则执行步骤4-3-6,否则,迭代次数加1并返回执行步骤4-3-3;Steps 4-3-5. Determine whether ||H j (b)|| 2 is close to 0 or whether the number of iterations reaches the maximum value. If yes, execute step 4-3-6. Otherwise, the number of iterations is increased by 1 and returned. Perform step 4-3-3;
    步骤4-3-6、判断i是否等于m,若是,则执行步骤4-3-7;否则,将i加1且t=0,并返回执行步骤4-3-3;Step 4-3-6, determining whether i is equal to m, and if so, performing step 4-3-7; otherwise, adding i to 1 and t=0, and returning to step 4-3-3;
    步骤4-3-7、对半正交解混矩阵B=(b1,b2,...,bm)做施密特正交化处理,再对bi做归一化处理,将处理后的半正交解混矩阵B代入第二阶段的子目标优化函数中;Step 4-3-7, doing a Schmidt orthogonalization process on the semi-orthogonal de-mixing matrix B=(b 1 , b 2 , . . . , b m ), and then normalizing the b i The processed semi-orthogonal de-mixing matrix B is substituted into the second-stage sub-objective optimization function;
    步骤4-3-8、判断
    Figure PCTCN2016085280-appb-100012
    是否趋近于0,若是,则获得最优半正交解混矩阵B;否则,获得此时半正交解混矩阵B和解混向量b2,...,bm,同时给出b1搜寻方向进而获得更新后的b1并返回执行步骤4-3-2;
    Step 4-3-8, judge
    Figure PCTCN2016085280-appb-100012
    Whether it approaches 0, and if so, obtains the optimal semi-orthogonal de-mixing matrix B; otherwise, obtains the semi-orthogonal de-mixing matrix B and the de-mixing vector b 2 ,..., b m at this time, and gives b 1 Search direction and then obtain updated b 1 and return to step 4-3-2;
    步骤4-4、根据白化处理后的样本数据和求得的最优半正交解混矩阵B,获得样本数据非高斯独立元信号的估计信号;Step 4-4, obtaining an estimated signal of the non-Gaussian independent element signal of the sample data according to the whitened sample data and the obtained optimal semi-orthogonal demixing matrix B;
    步骤5、根据估计信号,获得样本数据的T2和SPE统计量的概率密度并进行密度曲线拟合,获得置信限下对应T2和SPE的控制上限值;Step 5: Obtain a probability density of the T 2 and SPE statistic of the sample data according to the estimated signal and perform a density curve fitting to obtain a control upper limit value corresponding to the T 2 and the SPE under the confidence limit;
    步骤6、实时采集电熔镁炉炉内熔炼物料表层视频图像,根据步骤4-4和步骤5获得实时工况数据的T2和SPE统计量;Step 6. Collect the surface video image of the molten material in the fused magnesium furnace in real time, and obtain the T 2 and SPE statistics of the real-time working condition data according to steps 4-4 and 5;
    步骤7、判断实时工况数据的T2和SPE统计量是否超过置信限下的控制限,若是,则电熔镁炉发生故障,进行报警;否则,返回执行步骤6。Step 7. Determine whether the T 2 and SPE statistics of the real-time working condition data exceed the control limit under the confidence limit. If yes, the fused magnesium furnace fails and alarms; otherwise, returns to step 6.
  2. 根据权利要求1所述的基于运行视频信息的一种电弧炉故障监测方法,其特征在于,步骤4-1所述的基于希尔伯特-施密特独立性准则构建目标函数;An electric arc furnace fault monitoring method based on running video information according to claim 1, wherein the objective function is constructed based on the Hilbert-Schmidt independence criterion according to step 4-1;
    具体公式如下:The specific formula is as follows:
    Figure PCTCN2016085280-appb-100013
    Figure PCTCN2016085280-appb-100013
    其中,H(B)为目标函数,B为半正交解混矩阵,B=[b1,b2,...bm],b1,b2,...bm为第1 到第m个解混向量,m为半正交解混矩阵的维数,m≤d,d为样本数据矩阵的维数;
    Figure PCTCN2016085280-appb-100014
    为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
    Figure PCTCN2016085280-appb-100015
    的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数。
    Where H(B) is the objective function, B is the semi-orthogonal de-mixing matrix, B=[b 1 , b 2 ,...b m ], b 1 , b 2 ,...b m is the first to The mth unmixed vector, m is the dimension of the semi-orthogonal de-mixing matrix, m≤d, and d is the dimension of the sample data matrix;
    Figure PCTCN2016085280-appb-100014
    For the difference between the kth sample and the lth sample after whitening, E k,l indicates
    Figure PCTCN2016085280-appb-100015
    The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and φ(·) represents the Gaussian kernel function.
  3. 根据权利要求1所述的基于运行视频信息的一种电弧炉故障监测方法,其特征在于,步骤4-2-2所述的约束条件,具体公式如下:The electric arc furnace fault monitoring method based on running video information according to claim 1, wherein the constraint condition described in step 4-2-2 is as follows:
    Figure PCTCN2016085280-appb-100016
    Figure PCTCN2016085280-appb-100016
    其中,
    Figure PCTCN2016085280-appb-100017
    表示目标函数H(B)在局部最小点B*处的梯度,
    Figure PCTCN2016085280-appb-100018
    表示映射函数μB在点U*处的雅克比矩阵,且B*=μB(U*);
    among them,
    Figure PCTCN2016085280-appb-100017
    Represents the gradient of the objective function H(B) at the local minimum point B * ,
    Figure PCTCN2016085280-appb-100018
    Representing the Jacobian matrix of the mapping function μ B at point U * , and B * = μ B (U * );
    步骤4-2-4所述的转换后的约束条件,具体公式如下:The converted constraint conditions described in Step 4-2-4 are as follows:
    Figure PCTCN2016085280-appb-100019
    Figure PCTCN2016085280-appb-100019
    其中,H(U)表示欧式空间下的目标函数,ui表示欧式空间下的第i个解混向量,uj表示欧式空间下的第j个解混向量。Among them, H(U) represents the objective function in the European space, u i represents the i-th unmixed vector in the European space, and u j represents the j-th unmixed vector in the European space.
  4. 根据权利要求1所述的基于运行视频信息的一种电弧炉故障监测方法,其特征在于,步骤4-2-3所述的转换后的目标函数,具体公式如下:The electric arc furnace fault monitoring method based on running video information according to claim 1, wherein the converted objective function described in step 4-2-3 has the following specific formula:
    Figure PCTCN2016085280-appb-100020
    Figure PCTCN2016085280-appb-100020
    其中,H(U)表示欧式空间下的目标函数,u1,...,um为b1,...,bm由流形空间映射到欧式空间的解混向量;b1,b2,...bm为第1到第m个解混向量,m为半正交解混矩阵的维数,m≤d,d为样本数据矩阵的维数;
    Figure PCTCN2016085280-appb-100021
    为白化处理后的第k个样本与第l个样本之间的差值,Ek,l表示关于
    Figure PCTCN2016085280-appb-100022
    的经验期望值,Ek表示关于zk的经验期望值,El表示关于zl的经验期望值,φ(·)表示高斯核函数。
    Where H(U) represents the objective function in the European space, u 1 ,..., u m is b 1 ,..., b m is mapped from the manifold space to the unmixed vector of the European space; b 1 ,b 2 ,...b m is the first to mth unmixed vector, m is the dimension of the semi-orthogonal demixing matrix, m≤d, and d is the dimension of the sample data matrix;
    Figure PCTCN2016085280-appb-100021
    For the difference between the kth sample and the lth sample after whitening, E k,l indicates
    Figure PCTCN2016085280-appb-100022
    The empirical expectation, E k represents the empirical expectation of z k , E l represents the empirical expectation of z l , and φ(·) represents the Gaussian kernel function.
  5. 根据权利要求1所述的基于运行视频信息的一种电弧炉故障监测方法,其特征在于,步骤4-2-5所述的将目标函数转为多个子目标函数;An electric arc furnace fault monitoring method based on running video information according to claim 1, wherein the objective function is converted into a plurality of sub-objective functions as described in step 4-2-5;
    具体公式如下: The specific formula is as follows:
    Figure PCTCN2016085280-appb-100023
    Figure PCTCN2016085280-appb-100023
    其中,H(B)为目标函数,b为解混向量,u为b由流形空间映射到欧式空间的解混向量,m为半正交解混矩阵的维数,Hξ(·)表示第ξ个组合情况的子目标函数,ξ的取值范围为1~i,j组合总数;Hi,j(·)表示第i,j个子目标函数,μB(·)表示映射函数。Where H(B) is the objective function, b is the unmixing vector, u is the de-mixing vector of b from the manifold space to the European space, m is the dimension of the semi-orthogonal de-mixing matrix, and H ξ (·) For the sub-objective function of the first combination case, the value range of ξ is 1~i, the total number of j combinations; H i,j (·) represents the i, j sub-objective functions, and μ B (·) represents the mapping function.
  6. 根据权利要求1所述的基于运行视频信息的一种电弧炉故障监测方法,其特征在于,步骤2所述的多个视点,具体包括:8个、10个和12个。 The method according to claim 1, wherein the plurality of viewpoints in the step 2 include: 8, 10, and 12.
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CN115905974A (en) * 2022-11-04 2023-04-04 北京科技大学 Method for detecting abnormal furnace condition of blast furnace
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