WO2007090095A2 - Synthesis of carotenoid analogs or derivatives with improved antioxidant characteristics - Google Patents

Synthesis of carotenoid analogs or derivatives with improved antioxidant characteristics Download PDF

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WO2007090095A2
WO2007090095A2 PCT/US2007/061241 US2007061241W WO2007090095A2 WO 2007090095 A2 WO2007090095 A2 WO 2007090095A2 US 2007061241 W US2007061241 W US 2007061241W WO 2007090095 A2 WO2007090095 A2 WO 2007090095A2
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alkyl
aryl
hydrogen
carotenoid
antioxidant
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PCT/US2007/061241
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French (fr)
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WO2007090095A3 (en
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Samuel F Lockwood
Geoff Nadolski
Bente J. Foss
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Cardax Pharmaceuticals, Inc.
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Publication of WO2007090095A2 publication Critical patent/WO2007090095A2/en
Publication of WO2007090095A3 publication Critical patent/WO2007090095A3/en
Priority to US12/120,039 priority Critical patent/US20090099061A1/en

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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C39/00Compounds having at least one hydroxy or O-metal group bound to a carbon atom of a six-membered aromatic ring
    • C07C39/205Compounds having at least one hydroxy or O-metal group bound to a carbon atom of a six-membered aromatic ring polycyclic, containing only six-membered aromatic rings as cyclic parts with unsaturation outside the rings
    • C07C39/21Compounds having at least one hydroxy or O-metal group bound to a carbon atom of a six-membered aromatic ring polycyclic, containing only six-membered aromatic rings as cyclic parts with unsaturation outside the rings with at least one hydroxy group on a non-condensed ring
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P35/00Antineoplastic agents
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P9/00Drugs for disorders of the cardiovascular system
    • A61P9/04Inotropic agents, i.e. stimulants of cardiac contraction; Drugs for heart failure
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P9/00Drugs for disorders of the cardiovascular system
    • A61P9/06Antiarrhythmics
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C45/00Preparation of compounds having >C = O groups bound only to carbon or hydrogen atoms; Preparation of chelates of such compounds
    • C07C45/27Preparation of compounds having >C = O groups bound only to carbon or hydrogen atoms; Preparation of chelates of such compounds by oxidation
    • C07C45/29Preparation of compounds having >C = O groups bound only to carbon or hydrogen atoms; Preparation of chelates of such compounds by oxidation of hydroxy groups
    • C07C45/298Preparation of compounds having >C = O groups bound only to carbon or hydrogen atoms; Preparation of chelates of such compounds by oxidation of hydroxy groups with manganese derivatives
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C47/00Compounds having —CHO groups
    • C07C47/20Unsaturated compounds having —CHO groups bound to acyclic carbon atoms
    • C07C47/21Unsaturated compounds having —CHO groups bound to acyclic carbon atoms with only carbon-to-carbon double bonds as unsaturation

Definitions

  • the invention generally relates to the fields of medicinal and synthetic chemistry. More specifically, the invention relates to the synthesis and use of carotenoids, naturally occurring and synthetic, including analogs, derivatives, and intermediates.
  • Carotenoids are a group of natural pigments produced principally by plants, yeast, and microalgae. The family of related compounds now numbers greater than 700 described members, exclusive of Z and E isomers. At least fifty (50) carotenoids have been found in human sera or tissues. Humans and other animals cannot synthesize carotenoids de novo and must obtain them from their diet. AU carotenoids share common chemical features, such as a polyisoprenoid structure, a long polyene chain forming the chromophore, and near symmetry around the central double bond. Tail-to-tail linkage of two C 2 o geranyl diphosphate molecules produces the parent C 40 carbon skeleton.
  • Carotenoids without oxygenated functional groups are called "carotenes", reflecting their hydrocarbon nature; oxygenated carotenes are known as “xanthophylls.” Cyclization at one or both ends of the molecule yields a variety of end groups (illustrative structures are shown in FIG. 1).
  • astaxanthin and actimoerythrol may exist as 3 possible stereoisomers: 3S, 3'S; 3R, 3'S and 3S, 3' R (identical meso forms); or 32?, 3'.R.
  • the relative proportions of each of the stereoisomers may vary by natural source.
  • Haematococcus pluvialis microalgal meal is 99% 35, 3'S astaxanthin, and is likely the predominant human evolutionary source of astaxanthin.
  • Krill (3R, 3' R) and yeast sources yield different stereoisomer compositions than the microalgal source.
  • Synthetic astaxanthin produced by large manufacturers such as Hoffmann-LaRoche AG, Buckton Scott (USA), or BASF AG, are provided as defined geometric isomer mixtures of a 1:2:1 stereoisomer mixture (3S, 3'S; 3R, 3'S, (meso); 3R, 3'R) of non-esterified (free) astaxanthin.
  • Natural source astaxanthin from salmonid fish is predominantly a single stereoisomer (35, 3'S), but does contain a mixture of geometric isomers. Astaxantliin from the natural source Huemalococcus pluvialis may contain nearly 50% Z isomers.
  • the Z conformational change may lead to a higher steric interference between the two parts of the carotenoid molecule, rendering it less stable, more reactive, and more susceptible to reactivity at low oxygen tensions.
  • the Z forms in relation to the all-£ form, the Z forms: (1) may be degraded first; (2) may better suppress the attack of cells by reactive oxygen species such as superoxide anion; and (3) may preferentially slow the formation of radicals. " Overall, the Z forms may initially be thermodynamically favored to protect the lipophilic portions of the cell and the cell membrane from destruction. It is important to note, however, that the all-Z?
  • astaxanthin unlike ⁇ -carotene, retains significant oral bioavailability as well as antioxidant capacity in the form of its dihydroxy- and diketo-substitutions on the ⁇ -ionone rings, and has been demonstrated to have increased efficacy over ⁇ -carotene in most studies.
  • the & ⁇ -E form of astaxanthin has also been postulated to have the most membrane-stabilizing effect on cells in vivo. Therefore, it is likely that the all-i? form of astaxanthin in natural and synthetic mixtures of stereoisomers is also extremely important in antioxidant mechanisms, and may be the form most suitable for particular pharmaceutical preparations.
  • the antioxidant mechanism(s) of carotenoids includes singlet oxygen quenching, direct radical scavenging, and lipid peroxidation chain breaking.
  • the polyene chain of the carotenoid absorbs the excited energy of singlet oxygen, effectively stabilizing the energy transfer by derealization along the chain, and dissipates the energy to the local environment as heat. Transfer of energy from triplet-state chlorophyll (in plants) or other porphyrins and proto-porphyrins (in mammals) to carotenoids occurs much more readily than the alternative energy transfer to oxygen to form the highly reactive and destructive singlet oxygen ( 1 O 2 ).
  • Carotenoids may also accept the excitation energy from singlet oxygen if any should be formed in situ, and again dissipate the energy as heat to the local environment. This singlet oxygen quenching ability has significant implications in cardiac ischemia, macular degeneration, porphyria, and other disease states in which production of singlet oxygen has damaging effects. In the physical quenching mechanism, the carotenoid molecule may be regenerated (most frequently), or be lost. Carotenoids are also excellent chain-breaking antioxidants, a mechanism important in inhibiting the peroxidation of lipids. Astaxanthin can donate hydrogen (H) to the unstable polyunsaturated fatty acid (PUFA) radical, stopping the chain reaction.
  • H hydrogen
  • PUFA unstable polyunsaturated fatty acid
  • Peroxyl radicals may also, by addition to the polyene chain of carotenoids, be the proximate cause for lipid peroxide chain termination.
  • the appropriate dose of astaxanthin and/or its derivatives has been shown to completely suppress the peroxyl radical chain reaction in liposome systems, and completely inhibit the extent of myocardial damage in canine experimental infarction studies. Astaxanthin shares with vitamin E this dual antioxidant defense system of singlet oxygen quenching and direct radical scavenging, and in most instances (and particularly at low oxygen tension in vivo) is superior to vitamin E as a radical scavenger and physical quencher of singlet oxygen.
  • Carotenoids are potent direct radical scavengers and singlet oxygen quenchers and possess all the desirable qualities of such therapeutic agents for inhibition or amelioration of ischemia-reperfusion injury.
  • Synthesis of novel carotenoid derivatives with "soft-drug” properties e.g., active as antioxidants in the derivatized form
  • physiologically relevant, cleavable linkages to pro-moieties can generate significant levels of free carotenoids in both plasma and solid organs.
  • this is a particularly useful embodiment (characteristics specific to non-esterified, free astaxanthin below):
  • Lipid soluble in natural form may be modified to become more water soluble;
  • BBB blood brain barrier
  • antioxidants that are potent singlet oxygen quenchers and direct radical scavengers, particularly of superoxide anion, should limit hepatic fibrosis and the progression to cirrhosis by affecting the activation of hepatic stellate cells early in the fibrogenetic pathway.
  • Reduction in the level of "Reactive Oxygen Species” (ROS) by the administration of a potent antioxidant can therefore be crucial in the prevention of the activation of both "hepatic stellate cells” (HSC) and Kupffer cells.
  • ROS Reactive Oxygen Species
  • Vitamin E is generally considered the reference antioxidant.
  • carotenoids are more efficient in quenching singlet oxygen in homogeneous organic solvents and in liposome systems. They are better chain-breaking antioxidants as well in liposomal systems. They have demonstrated increased efficacy and potency in vivo. They are particularly effective at low oxygen tension, and in low concentration, making them extremely effective agents in disease conditions in which ischemia is an important part of the tissue injury and pathology.
  • These carotenoids also have a natural tropism for the heart and liver after oral administration. Therefore, therapeutic administration of carotenoids should provide a greater benefit in limiting fibrosis than vitamin E.
  • Synthesis of an appropriate analog or derivative and isomer composition requires a supply of starting materials (e.g., carotenoids, carotenoid synthetic intermediates). Any new synthetic route, which is more efficient for the synthesis of a carotenoid analog or derivative and/or synthetic intermediate, would be beneficial. More efficient synthetic routes would provide a more stable source of starting materials (e.g., carotenoids), which may be difficult or expensive to extract from natural sources.
  • Synthetic routes to natural products may facilitate the synthesis of analogs and derivatives of the natural products. Synthesizing analogs and derivatives of naturally occurring carotenoids may allow for the synthesis of more biologically active analogs and derivatives of carotenoids. Increasing the maximum absorbance of a carotenoid derivative or analog (e.g. increasing its " ⁇ max")-. while retaining other particular characteristics inherent to certain naturally-occurring carotenoids, may increase its biological activity.
  • Naturally-occurring carotenoids may include astaxanthin as well as other carotenoids including, but not limited to, actinioerythrol, capsorubin, renierapurpurin, isorenieratene, violerythrin, astacene, zeaxanthin, carotenediol, nostoxanthin, crustaxanthin, canthaxanthin, isozeaxanthin, hydroxycanthaxanthin, tetrahydroxy- carotene-dione, lutein, lycophyll, and lycopene.
  • astaxanthin as well as other carotenoids including, but not limited to, actinioerythrol, capsorubin, renierapurpurin, isorenieratene, violerythrin, astacene, zeaxanthin, carotenediol, nostoxanthin, crustaxanthin, canthaxanthin, isozeaxant
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 3 may be independently hydrogen or methyl.
  • Each R 1 and R 2 may be independently:
  • Each R 4 may be independently hydrogen, methyl, -OH, or -OR 5 . At least one R 4 group may be -OR 5 .
  • Each R 5 may be independently: hydrogen; alkyl; aryl; -alkyl-NCR 6 ) ⁇ -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -0-C(O)-R 7 ; - P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant.
  • R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n maybe 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 3 may be independently hydrogen or methyl.
  • Each R 1 and R 2 may be independently:
  • Each R 4 may be independently hydrogen, methyl, -OH, or -OR 5 . At least two R 4 groups may be -OR 5 .
  • Each R 5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; - P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R B ; a nucleoside reside, or a co-antioxidant.
  • R 6 may be hydrogen, alkyl, or aryi.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n is 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 3 may be independently hydrogen or methyl.
  • Each R 4 may be independently hydrogen, methyl, -OH, or — OR 5 .
  • At least two R 4 groups may be —OR 5 .
  • Each R s may be independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; - aryl-N(R 6 ) 2 ; -a1kyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 X 1 -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant.
  • R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; - P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n may be 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 3 may be independently hydrogen or methyl.
  • Each R 1 and R 2 may be independently:
  • Each R 4 may be independently hydrogen, methyl, -OH, or -OR 5 . At least one R 4 group may be -OR 5 . Each R 5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R fi ) 2 ; -aryl-NCR-V.
  • R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 )2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n may be 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 3 may be independently hydrogen or methyl, and where each R 1 and R 2 may be independently:
  • Each R 4 may be independently hydrogen, methyl, -OH, or -OR 5 . At least one R 4 group may be —OR 3 .
  • Each R 5 may be independently, hydrogen; alkyl; aryl; -alkyl-N(R fi ) 2 ; -aryl-N(R s ) 2 ; -ancyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; - P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant.
  • R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n may be 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 4 maybe independently hydrogen, methyl, -OH, or -OR 5 .
  • At least one R 4 group may be -OR 5 .
  • Each R 5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; - P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) H -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R R may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n maybe 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 4 may be independently hydrogen, methyl, -OH, or -OR 5 .
  • Each R 5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 X 1 -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant.
  • R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n may be 1 to 9.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • Each R 5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O- C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant.
  • R 6 may be hydrogen, alkyl, or aryl.
  • R 7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant.
  • R 8 may be hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant.
  • n may be 1 to 9.
  • a substituent —OR 5 may include:
  • Each R may be independently H, alkyl, aryl, benzyl, Group IA metal, or co-antioxidant.
  • Some specific embodiments may include phosphate derivatives, succinate derivatives, co-antioxidant derivatives (e.g., Vitamin C, Vitamin C analogs, Vitamin C derivatives, Vitamin E, Vitamin E analogs, Vitamin E derivatives, polyphenolics, flavonoids, flavonoid analogs, or flavonoid derivatives), or combinations thereof.
  • Flavonoids may include, for example, quercetin, xanthohumol, may beoxanthohumol, or genmay betein; polyphenolics may include, for example, resveratrol.
  • FIG. 1 depicts a graphic representation of several examples of "parent" carotenoid structures as found in nature.
  • single stereoisomer refers to a compound having one or more chiral center that, while it can exist as two or more stereoisomers, is isolated in greater than about 95% excess of one of the possible stereoisomers.
  • a compound that has one or more chiral centers is considered to be “optically active" when isolated or used as a single stereoisomer.
  • acyl generally refers to a carbonyl substituent, -C(O)R, where R is allcyl or substituted alkyl, aryl, or substituted aryl, which may be called an alkanoyl substituent when R is alkyl.
  • alkoxy generally refers to an -OR group, where R is an alkyl, substituted lower alkyl, aryl, substituted aryl.
  • Alkoxy groups include, for example, methoxy, ethoxy, phenoxy, substituted phenoxy, benzyloxy, phenethyloxy, t-butoxy, and others.
  • alkyl as used herein generally refers to a chemical substituent containing the monovalent group C n H 2n , where n is an integer greater than zero. Alkyl includes a branched or unbranched monovalent hydrocarbon radical.
  • An "n-mC” alkyl or “(nC-mC)alkyl” refers to all alkyl groups containing from n to m carbon atoms.
  • a 1-4C alkyl refers to a methyl, ethyl, propyl, or butyl group. AU possible isomers of.an indicated alkyl are also included.
  • propyl includes isopropyl, butyl includes n-butyl, isobutyl and t-butyl, and so on.
  • alkyl includes substituted alkyls.
  • alkyl includes, but is not limited to: methyl, ethyl, propyl, isopropyl, butyl, iso-butyl, sec-butyl, pentyl, 3-pentyl, hexyl, heptyl, octyl, nonyl, decyl, undecyl, dodecyl, tridecyl, tetradecyl or pentadecyl;
  • alkenyl includes but is not limited to vinyl, 1 -propenyl, 2-propenyl, 1 -butenyl, 2-butenyl, 3-butenyl, 1-pentenyl, 2-pentenyl, 3-pentenyl, 4-pentenyl, 1-hexenyl, 2-
  • amino generally refers to a group -NRR', where R and R' may independently be hydrogen, lower alkyl, substituted lower alkyl, aryl, substituted aryl or acyl.
  • amphiphile or “amphiphilic” refer to a molecule or species, which exhibits both hydrophilic and lipophilic character. In general, an amphiphile contains a lipophilic moiety and a hydrophilic moiety. The terms “lipophilic” and “hydrophobic” are interchangeable as used herein. An amphiphile may form a Langmuir film. An amphiphile may be surface-active in solution. A bolaamphiphile is a special case in which the hydrophobic spacer is substituted on each end with a hydrophilic moiety.
  • Non-limiting examples of hydrophobic groups or moieties include lower alkyl groups, alkyl groups having 7, 8, 9, 10, 11, 12, or more carbon atoms, including alkyl groups with 14-30, or 30 or more carbon atoms, substituted alkyl groups, alkenyl groups, alkynyl groups, aryl groups, substituted aryl groups, saturated or unsaturated cyclic hydrocarbons, heteroaryl, heteroarylalkyl, heterocyclic, and corresponding substituted groups.
  • a hydrophobic group may contain some hydrophilic groups or substituents insofar as the hydrophobic character of the group is not outweighed.
  • a hydrophobic group may include substituted silicon atoms, and may include fluorine atoms.
  • the hydrophobic moieties may be linear, branched, or cyclic.
  • Non-limiting examples of hydrophilic groups or moieties include hydroxyl, methoxy, phenyl, carboxylic acids and salts thereof, methyl, ethyl, and vinyl esters of carboxylic acids, amides, amino, cyano, isocyano, nitrile, ammonium salts, sulfonium salts, phosphonium salts, mono- and di-alkyl substituted amino groups, polypropyleneglycols, polyethylene glycols, epoxy groups, acrylates, sulfonamides, nitro, -
  • OP(O)(OCH 2 CH 2 N + RRR)O " guanidinium, aminate, acrylamide, pyridinium, piperidine, and combinations thereof, wherein each R is independently selected from H or alkyl.
  • Further examples include polymethylene chains substituted with alcohol, carboxylate, acrylate, or methacrylate.
  • Hydrophilic moieties may also include polycaprolactones, polycaprolactone diols, ⁇ oly(acetic acid)s, poly(vinyl acetates)s, ⁇ oly(2-vinyl ⁇ yridine)s, cellulose esters, cellulose hydroxylethers, ⁇ oly(L- lysine hydrobromide)s, poly(itaconic acid)s, poly(maleic acid)s, poly(styrenesulfo ⁇ ic acid)s, poly(aniline)s, or poly(vinyl phosphonic acid)s.
  • a hydrophilic group may contain some hydrophobic groups or substituents insofar as the hydrophilic character of the group is not outweighed.
  • antioxidant generally refers to any of various substances (e.g., beta-carotene, vitamin C, vitamin E, flavonoids, polyphenolics, and alpha-tocopherol) that inhibit oxidation or reactions promoted by oxygen and peroxides and that include many held to protect the living body from the deleterious effects of free radicals.
  • substances e.g., beta-carotene, vitamin C, vitamin E, flavonoids, polyphenolics, and alpha-tocopherol
  • aryl as used herein generally refers to a chemical substituent containing an aromatic group.
  • An aromatic group may be a single aromatic ring or multiple aromatic rings that are fused together, coupled covalently, or coupled to a common group such as a methylene, ethylene, or carbonyl, and includes polynuclear ring structures.
  • An aromatic ring or rings may include, but is not limited to, substituted or unsubstituted phenyl, naphthyl, biphenyl, diphenylmethyl, and benzophenone groups.
  • aryl includes substituted aryls.
  • co-antioxidant generally refers to an antioxidant that is used and that acts in combination with another antioxidant (e.g., two antioxidants that are chemically and/or functionally coupled, or two antioxidants that are combined and function with each another in a pharmaceutical preparation).
  • the effects of co- antioxidants may be additive (i.e., the anti-oxidative potential of one or more anti-oxidants acting additively is approximately the sum of the oxidative potential of each component anti-oxidant) or synergistic (i.e., the anti- oxidative potential of one or more anti-oxidants acting synergistically may be greater than the sum of the oxidative potential of each component anti-oxidant).
  • Coupled and “coupled” with respect to molecular moieties or species, atoms, synthons, cyclic compounds, and nanoparticles refers to their attachment or association with other molecular moieties or species, atoms, synthons, cyclic compounds, and nanoparticles.
  • the attachment or association may be specific or nonspecific, reversible or non-reversible, the result of chemical reaction, or complexation or charge transfer.
  • the bonds formed by a coupling reaction are often covalent bonds, or polar-covalent bonds, or mixed ionic-covalent bonds, and may sometimes be Couiombic forces, ionic or electrostatic forces or interactions.
  • cycloalkyl includes, but is not limited to, cyclopropyl, cyclobutyl, cyclopentyl, cyclohexyl, cycloheptyl, or cyclooctyl.
  • a functional group may include, but is not limited to, chemical groups, biochemical groups, organic groups, inorganic groups, organometallic groups, aryl groups, heteroaryl groups, cyclic hydrocarbon groups, amino (-NH 2 ), hydroxyl (-OH), cyano (-ON), nitro (NO 2 ), carboxyl (-COOH), formyl (-CHO), keto (-CH 2 C(O)CH 2 -),
  • the functional group is an organic group.
  • heteroaryl generally refers to a completely unsaturated heterocycle.
  • heterocycle generally refers to a closed-ring structure, in which one or more of the atoms in the ring is an element other than carbon.
  • Heterocycle may include aromatic compounds or non- aromatic compounds.
  • Heterocycles may include rings such as thiophene, pyridine, isoxazole, phthalimide, pyrazole, indole, furan, or benzo-fused analogs of these rings. Examples of heterocycles include tetrahydrofuran, morpholine, piperidine, pyrrolidine, and others.
  • heterocycle is intended to mean a stable 5- to 7- membered monocyclic or bicyclic or 7- to 10-men ⁇ bered bicyclic heterocyclic ring which is either saturated or unsaturated, and which consists of carbon atoms and from 1 to 4 heteroatoms (e.g., N, O, and S) and wherein the nitrogen and sulfur heteroatoms may optionally be oxidized, and the nitrogen may optionally be quaternized, and including any bicyclic group in which any of the above-defined heterocyclic rings is fused to a benzene ring.
  • heterocycles may include cyclic rings including boron atoms.
  • the heterocyclic ring may be attached to its pendant group at any heteroatom or carbon atom that results in a stable structure.
  • the heterocyclic rings described herein may be substituted on carbon or on a nitrogen atom if the resulting compound is stable.
  • Examples of such heterocycles include, but are not limited to, lH-indazole, 2-pyrrolidonyl, 2H,6H-l,5,2-dithiazinyl, 2H-pyrrolyl, 3H-indolyl, 4- ⁇ iperidonyl, 4aH-carbazole, 4H-quinolizinyl, 6H-l,2,5-thiadiazinyl, acridinyl, azocinyl, benzofuranyl, benzothiophenyl, carbazole, chromanyl, chromenyl, cinnolinyl, decahydroquinolinyl, furanyl, furazanyl, imidazolidinyl, imidazoliny
  • microbe generally refers to a minute life form; a microorganism. In some embodiments, a microbe may include a bacterium that causes disease.
  • oligomeric and polymeric are used interchangeably herein to generally refer to multimeric structures having more than one component monomer or subunit.
  • pharmaceutically acceptable salts includes salts prepared from by reacting pharmaceutically acceptable non-toxic bases or acids, including inorganic or organic bases, with inorganic or organic acids.
  • Pharmaceutically acceptable salts may include salts derived from inorganic bases include aluminum, ammonium, calcium, copper, ferric, ferrous, lithium, magnesium, manganic salts, manganous, potassium, sodium, zinc, etc. Examples include the ammonium, calcium, magnesium, potassium, and sodium salts.
  • Salts derived from pharmaceutically acceptable organic non-toxic bases include salts of primary, secondary, and tertiary amines, substituted amines including naturally occurring substituted amines, cyclic amines, and basic ion exchange resins, such as arginine, betaine, caffeine, choline, N.N'-dibenzylethylenediamine, diethylamine, 2- dibenzylethylenediamine, 2-diethylaminoethanol, 2-dimethylaminoethanol, ethanolamine, ethylenediamine, N-ethyl- morpholine, N-ethylpiperidine, glucamine, glucosamine, histidine, hydrabamine, isopropylamine, lysine, methylglucamine, morpholine, piperazine, piperidine, polyamine resins, procaine, purines, theobromine, triethylamine, trimethylamine, tripropylamine, tromethamine, etc.
  • polymerizable element generally refers to a chemical substituent or moiety capable of undergoing a self-polymerization and/or co-polymerization reaction (e.g., vinyl derivatives, butadienes, trienes, tetraenes, diolefins, acetylenes, diacetylenes, styrene derivatives).
  • a self-polymerization and/or co-polymerization reaction e.g., vinyl derivatives, butadienes, trienes, tetraenes, diolefins, acetylenes, diacetylenes, styrene derivatives.
  • R n in a chemical formula refer to hydrogen or a functional group, each independently selected, unless stated otherwise.
  • the functional group may be an organic group.
  • the functional group may be an alkyl group.
  • the functional group may be a hydrophobic or hydrophilic group, .
  • the terms "reducing,” “inhibiting” and “ameliorating,” as used herein, when used in the context of modulating a pathological or disease state, generally refers to the prevention and/or reduction of at least a portion of the negative consequences of the disease state.
  • the term(s) When used in the context of an adverse side effect associated with the administration of a drug to a subject, the term(s) generally refer to a net reduction in the severity or seriousness of said adverse side effects.
  • substituted alkyl generally refers to an alkyl group with an additional group or groups attached to any carbon of the alkyl g ⁇ ip.
  • Substitue ⁇ t groups may include one or more functional groups such as alkyl, lower alkyl, aryl, acyl, halogen, alkylhalo, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, mercapto, both saturated and unsaturated cyclic hydrocarbons, heterocycles, and other organic groups.
  • substituted aryl generally refers to an aryl group with an additional group or groups attached to any carbon of the aryl group.
  • Additional groups may include one or more functional groups such as lower alkyl, aryl, acyl, halogen, alkylhalo, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, thioether, heterocycles, both saturated and unsaturated cyclic hydrocarbons which are fused to the aromatic ring(s), coupled covalently or coupled to a common group such as a methylene or ethylene group, or a carbonyl coupling group such as in cyclohexyl phenyl ketone, and others.
  • functional groups such as lower alkyl, aryl, acyl, halogen, alkylhalo, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, thioether, heterocycles, both saturated and unsaturated cyclic hydrocarbons which are fused to the
  • substituted heterocycle generally refers to a heterocyclic group with an additional group or groups attached to any element of the heterocyclic group. Additional groups may include one or more functional groups such as lower alkyl, aryl, acyl, halogen, alkylhalos, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, thioether, heterocycles, both saturated and unsaturated cyclic hydrocarbons which are fused to the heterocyclic ring(s), coupled covalently or coupled to a common group such as a methylene or ethylene group, or a carbonyl coupling group such as in cyclohexyl phenyl ketone, and others.
  • functional groups such as lower alkyl, aryl, acyl, halogen, alkylhalos, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, ary
  • substrate generally refers to a body or base layer or material (e.g., onto which other layers are deposited).
  • thioether generally refers to the general structure R-S-R' in which R and R' are the same or different and may be alkyl, aryl or heterocyclic groups.
  • the group -SH may also be referred to as "sulfhydryl” or “thiol” or “mercapto.”
  • Symmetric and non-symmetric ends of these molecules may contain polar (e.g. oxygen) substitutions, which may maintain a perpendicular or moderately angled orientation in the mammalian membrane.
  • the orientation is non-random, with the polar end groups of the molecules maintaining an interaction with polar end groups of membrane constituents (e.g. phosphatidylcholine) while also spanning the intervening hydrophobic core.
  • membrane constituents e.g. phosphatidylcholine
  • Completely hydrocarbon carotenoids e.g. lycopene, ⁇ -carotene
  • Lateral methyl groups have a small total effect on the X n ⁇ of a polyenic carotenoid (5 nm or less). Therefore, a slight improvement in overall antioxidant potency may be achieved by structural modification (e.g., removal of lateral methyl groups, or changing their positions, either symmetrically or asymmetrically).
  • the ⁇ -ring having the structure: introduces steric hindrance (e.g., methyl groups at C-5 and hydrogen at C-8), preventing fall co-pknarity between the rings and the polyene chain.
  • the resulting angle between the plane of the ring and the plane of the polyene chain is known as the torsion angle.
  • orbital overlap (of the ⁇ electrons) is reduced, and therefore the contribution of the ring double bonds to the overall lambda max (X 1 ⁇ x ) is relatively small.
  • ⁇ max is at shorter wavelength than an acyclic carotenoid with the same number of double bonds.
  • the ⁇ -ring double bond increases X 1 ⁇ x by approximately 5 nm.
  • Ring-chain steric hindrance in this case may be reduced by removing one or both of the groups that contribute to the steric interaction (e.g., methyl at C-5, hydrogen at C-8). In a practical sense, movement of the methyl group is most facile.
  • a general strategy of reducing ring -chain steric hindrance in cyclic carotenoids is highly beneficial towards achieving a greater absorbance in carotenoid analogs and derivatives.
  • extending the conjugation throughout the ring may extend conjugation and increase ⁇ ma x concomitantly.
  • Including an additional double bond in the 3,4 position of the ⁇ -ring, for example, may extend conjugation and increases ⁇ max by about 10 nm.
  • Addition of a third double bond to the ring system may create the maximal situation in terms of conjugation, resulting in an aromatic phenyl ring, at least as regards six-membered cyclic rings.
  • aromatic rings may be used as end groups for carotenoid compounds.
  • the aryl phi ( ⁇ ) and ch ⁇ ( ⁇ ) rings are two such examples.
  • ring contraction may be employed to relieve steric hindrance.
  • 2- nor ⁇ -ring a 5-membered ring
  • ring contraction may be employed to relieve steric hindrance and increase the lambda max of carotenoid analogs and derivatives. Increasing lambda max may vastly improve the antioxidant potency while essentially conserving the absolute molecular length of a carotenoid.
  • water-solubility and/or water-dispersibility may be modulated by introduction of ester- and ether-linked moieties to ring and acyclic end groups.
  • introduction of additional synthetic handles on cyclic and acyclic carotenoids may be accomplished using retrometabolic drug design.
  • introduction of hydroxyl groups at the 1, 2, and 3 positions (or some subset thereof) may facilitate introduction of ester- and ether-linked moieties.
  • Highly hydrophilic moieties e.g. phosphates
  • co-antioxidants e.g.
  • vitamin C vitamin E, polyphenolics, flavonoids
  • carotenoids having a 1,2,3-trimethylphenyl (%) end group for example, a stoichiometric ratio of 6 hydrophilic- and/or co-antioxidant moieties to one polyene chain may be achieved. This has the desired therapeutic and clinical effect of increasing the ratio of co-antioxidant to carotenoid during administration, and increasing the water solubility and/or dispersibility of the novel synthetic compound.
  • novel synthetic carotenoids with improved structural characteristics may be obtained by synthetic modification using one or more of the following principles: removal of ring-chain steric hindrance (e.g., through ring contraction); introduction and/or extension of ring conjugation; and introduction of synthetic handles to increase solubility/dispersibility and stoichiometric ratios of ester/ether moieties.
  • carotenoids analogs and derivatives are presented herein.
  • methods and reactions described herein may be used to synthesize naturally-occurring carotenoids.
  • Naturally- occurring carotenoids may include astaxanthin and actinionerythrol as well as other carotenoids.
  • I 4 carotenoids may include carotenoids such as, for example, zeaxanthin, carotenediol, nostoxanthin, crustaxa ⁇ thin, canthaxanthin, isozeaxanthin, hydroxyca ⁇ thaxanthin, tetxahydroxy-carotene-dione, lutein, and lycopene.
  • carotenoids such as, for example, zeaxanthin, carotenediol, nostoxanthin, crustaxa ⁇ thin, canthaxanthin, isozeaxanthin, hydroxyca ⁇ thaxanthin, tetxahydroxy-carotene-dione, lutein, and lycopene.
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 3 is independently hydrogen or methyl, and where each R 1 and R 2 are independently:
  • each R 4 is independently hydrogen, methyl, -OH, or -OR 5 wherein at least one R 4 group is -OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-NCR 6 ⁇ ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -0-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl; aryl;
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 3 is independently hydrogen or methyl, and where each R 1 and R 2 are independently:
  • each R 4 is independently hydrogen, methyl, -OH, or —OR 5 wherein at least two R 4 groups are —OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -0-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, ' or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 3 is independently hydrogen or methyl
  • each R 4 is independently hydrogen, methyl, -OH, or — OR 5 wherein at least two R 4 groups are —OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl- N(R 6 );,; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CHa) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 3 is independently hydrogen or methyl, and where each R 1 and R 2 are independently:
  • each R 4 is independently hydrogen, methyl, -OH, or —OR 5 wherein at least one R 4 group is -OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside residue, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl;
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 1 and R 2 are independently: where each R 4 is independently hydrogen, methyl, -OH, or -OR 5 wherein at least one R 4 group is -OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) ⁇ -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co -antioxidant
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 4 is independently hydrogen, methyl, -OH, or —OR S wherein at least one R 4 group is —OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO a H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 4 is independently hydrogen, methyl, -OH, or -OR S ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 V, -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-COJrl; -0-C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CHa) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2
  • a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
  • each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R ⁇ ) 2 ; -aryl-N(R 6 ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O- C(O)-R 7 ; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl; aryl; -P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid
  • a substituent —OR may include
  • each R is independently H, alkyl, aryl, benzyl, Group IA metal, or co-antioxidant.
  • -OR 5 may include phosphate derivatives, succinate derivatives, co- antioxidant derivatives (e.g., Vitamin C, Vitamin C analogs, Vitamin C derivatives, Vitamin E, Vitamin E analogs, Vitamin E derivatives, polyphenolics, flavonoids, flavonoid analogs, or flavonoid derivatives), or combinations thereof of derivatives or analogs of carotenoids.
  • Flavonoids may include, for example, quercetin, xanthohumol, isoxanthohumol, or genistein.
  • Polyphenolics may include, for example, resveratrol.
  • Vitamin E may generally be divided into two categories including tocopherols having a general structure
  • the second category of Vitamin E may include tocotrienols having a general structure
  • Quercetin a flavonoid
  • one or more co-antioxidants may be coupled to a carotenoid or carotenoid derivative or analog.
  • Derivatives of one or more carotenoid analogs may be formed by coupling one or more free hydroxy groups of the co-antioxidant to a portion of the carotenoid.
  • Amino acid derivatives or peptides may be coupled to carotenoids or to carotenoid analogs or derivatives. Coupling of the amino acid (e.g., lysine, or a derivative thereof (e.g., a salt of lysine (e.g., a hydrochloride salt)) or the peptide to a carotenoid may be accomplished through an ester linkage.
  • the ester linkage may be formed between a free hydroxyl of the carotenoid and the carboxylic acid of the amino acid or peptide.
  • amino acids, amino acid derivatives or peptides may be coupled through an amide linkage.
  • the amide linkage may be formed between the terminal carboxylic acid group of a linker attached to carotenoid and the amine of the amino acid or peptide.
  • Carbohydrate substituents include, but are not limited to the following side chains:
  • R 10 is hydrogen or OH
  • R 13 is hydrogen or -OH.
  • Nucleoside substituents may have the structure: where R 12 is a purine or pyrimidine base, and R 13 is hydrogen or -OH.
  • Derivatives or analogs may be derived from any known carotenoid (naturally or synthetically derived).
  • specific examples of naturally occurring carotenoids which compounds described herein may be derived from include for example actinioerythrol, capsorubin, renierapurpurin, isorenieratene, violerythrin, astacene, zeaxanfhin, lutein, lycophyll, astaxanthin, and lycopene.
  • carotenoid analogs or derivatives may have increased water solubility and/or water dispersibility relative to some or all known naturally occurring carotenoids. Contradictory to previous research, improved results are obtained with derivatized carotenoids relative to the base carotenoid, wherein the base carotenoid is derivatized with substituents including hydrophilic substituents and/or co-antioxidants.
  • Water-soluble structural carotenoid analogs or derivatives are those analogs or derivatives that may be formulated in aqueous solution, either alone or with one or more excipients.
  • Water-soluble carotenoid analogs or derivatives may include those compounds and synthetic derivatives that form molecular self-assemblies, and may be more properly termed "water dispersible” carotenoid analogs or derivatives. Water-soluble and/or “water- dispersible” carotenoid analogs or derivatives may be preferred in some embodiments.
  • Water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 1 mg/mL in some embodiments. In certain embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 5 mg/ml - 10 mg/mL. In certain embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 20 mg/mL. In certain embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 25 mg/mL. In some embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 50 mg/mL.
  • a composition may include a carotenoid analog or carotenoid derivative having the structure (I):
  • Such a compound may be used as an intermediate to synthesize other carotenoid analogs or carotenoid derivatives.
  • carotenoid analogs and derivatives may be synthesized using the general process shown in Scheme T below.
  • each R 4 is independently hydrogen, methyl, -OH, or —OR 5 wherein at least one R 4 group is —OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R & ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; -P(O)(OR 7 J 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R 8 is hydrogen; alkyl;
  • Coupling of two "head units" with the do - aldehyde yields carotenoid. Coupling may be accomplished using a Wittig coupling (Y is PR 6 3 ), sulphone coupling (Y is SO 2 R 6 ), or condensation reaction (Y is M + ).
  • the Ci 0 aldehyde is commercially available. Described herein are various methods of synthesizing the appropriate headpiece. The following U.S. Patents, all of which are incorporated herein by reference, describe the synthesis of various carotene and carotenoid synthesis intermediates: U.S. Patent Nos.
  • carotenoid analogs and derivatives may be synthesized using the general process shown in Scheme II below.
  • each R 1 is independently: where each R 4 is independently hydrogen, methyl, -OH, or -OR 5 wherein at least one R 4 group is -OR 5 ; wherein each R 5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R 6 ) 2 ; -aryl-N(R ⁇ ) 2 ; -alkyl-CO 2 H; -aryl-CO 2 H; -O-C(O)-R 7 ; - P(O)(OR 7 ) 2 ; -S(O)(OR 7 ) 2 ; an amino acid; a peptide, a carbohydrate; -C(O)-(CH 2 ) n -CO 2 R 8 ; a nucleoside reside, or a co-antioxidant; where R 6 is hydrogen, alkyl, or aryl; wherein R 7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R
  • a carotenoid chemical intermediate may include a compound having the general structure:
  • carotenoid chemical intermediates may be used to synthesize naturally occurring carotenoids as well as carotenoid analogs and carotenoid derivatives.
  • Carotenoid chemical intermediates may be used to synthesize naturally occurring carotenoids such as lycopene and lycopene analogs and lycopene derivatives.
  • carotenoid analogs and derivatives may be synthesized using the general process depicted in Scheme TV below.
  • R may include any appropriate protecting group known to one skilled in the art.
  • R 9 may include, but is not limited to, alkyl, aryl, or silyl.
  • reaction (1) may include protecting any hydroxy groups with a known protecting group (e.g., triethylsilane (TES)).
  • reaction (2) may include reducing the aldehyde to an alcohol. Reduction of the aldehyde to an alcohol may be accomplished via a hydride source (e.g., sodium borohydride).
  • a hydride source e.g., sodium borohydride
  • Reaction (3) may include halogenation of the formed alcohol. Any halogen may be substituted for the alcohol (e.g., Br, Cl, or I). There are many methods of halogenation known to one skilled in the art, but should be chosen based of course on the resiliency of the chosen protecting group (e.g., R 9 ).
  • Reaction (4) may include transformation of the halogen into a triaryl phosphorous derivative (e.g., with triphenyl phosphine (Ph 3 P)).
  • Reaction (5) may include formation of an intermediate zwitter ion. In this instance a zwitter ion may be formed using a base capable of abstracting a hydrogen forming the zwitter ion.
  • Reaction (6) may a coupling reaction (e.g., a Wittig reaction), which couples one or more of the zwitter ions with an aldehyde (e.g., dialdehyde).
  • any protecting groups e.g., R 9
  • PPTS pyridinium p-toluenesulfonate
  • compound (I) may be used as an intermediate for making other carotenoid analogs and carotenoid derivatives described herein.
  • carotenoid analogs and derivatives may be synthesized using the process depicted in Scheme V below.
  • carotenoid analogs and derivatives may be synthesized using the process depicted in Scheme VI below.
  • carotenoid derivatives may be synthesized from naturally-occurring carotenoids.
  • the carotenoids may include structures 2A-2H depicted in FIG. 1.
  • the carotenoid derivatives may be synthesized from a naturally-occurring carotenoid including one or more alcohol substituents.
  • the carotenoid derivatives may be synthesized from a derivative of a naturally-occurring carotenoid including one or more alcohol substituents.
  • the synthesis may result in a single stereoisomer.
  • the synthesis may result in a single geometric isomer of the carotenoid derivative.
  • the synthesis/synthetic sequence may include any prior purification or isolation steps carried out on the parent carotenoid. Synthesis of carotenoid derivatives and analogs can be found in U.S. Published Patent Application Nos. 2004-0162329 and 2005-0113372, both of which are incorporated herein by reference.
  • the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives may inhibit and/or ameliorate the occurrence of diseases in subjects.
  • Diseases that may be treated include any disease that involves production of reactive oxygen species and/or other radical and non-radical species (for example singlet oxygen, a reactive oxygen species but not a radical).
  • carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives may be used to treat a disease that involves production of reactive oxygen species.
  • Oxidation of DNA, proteins, and lipids by reactive oxygen species and other radical and non-radical species has been implicated in a host of human diseases. Radicals may make the body more susceptible to other disease-initiating factors, may inhibit endogenous defenses and repair processes, and/or may enhance the progression of incipient disease(s).
  • the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives by one skilled in the art - including consideration of the pharmacokinetics and pharmacodynamics of therapeutic drug delivery - is expected to inhibit and/or ameliorate said disease conditions.
  • the first category are those disease conditions in which a single organ is primarily affected, and for which evidence exists that radicals and/or non-radicals are involved in the pathology of the disease.
  • the following are diseases that may be inhibited and/or ameliorated by the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives. These examples are not to be seen as limiting, and additional disease conditions will be obvious to those skilled in the art.
  • Age-related macular degeneration AMD
  • retinal detachment hypertensive retinal disease, uveitis, choroiditis, vitreitis, ocular hemorrhage, degenerative retinal damage, cataractogenesis and cataracts, retinopathy of prematurity, Meuniere's disease, drug-induced ototoxicity (including aminoglycoside and furosemide toxicity), infectious and idiopathic otitis, otitis media, infectious and allergic sinusitis, head and neck cancer;
  • Central Nervous System (brain and spinal cord): senile dementia (including Alzheimer's dementia), Neuman- Pick's disease, neurotoxin reactions, hyperbaric oxygen effects, Parkinson's disease, cerebral and spinal cord trauma, hypertensive cerebrovascular injury, stroke (thromboembolic, thrombotic, and hemorrhagic), infectious encephalitis and meningitis, allergic encephalomyelitis and other demyelinating diseases, amyotrophic lateral sclerosis (ALS), multiple sclerosis, neuronal ceroid lipofuscinoses, ataxia-telangiectasia syndrome, aluminum, iron, and other heavy metal(s) overload, primary brain carcinoma/malignancy and brain metastases;
  • senile dementia including Alzheimer's dementia
  • Neuman- Pick's disease neurotoxin reactions
  • hyperbaric oxygen effects Parkinson's disease
  • cerebral and spinal cord trauma hypertensive cerebrovascular injury
  • stroke thromboembolic, thrombotic, and hemorrhagic
  • Cardiovascular arteriosclerosis, atherosclerosis, peripheral vascular disease, myocardial infarction, chronic stable angina, unstable angina, idiopathic surgical injury (during CABG, PTCA), inflammatory heart disease [as measured and influenced by C-reactive protein (CRP) and myeloperoxidase (MPO)], vascular restenosis, Io w- density lipoprotein oxidation (ox-LDL), cardiomyopathies, cardiac arrhythmia (ischemic and post-myocardial infarction induced), congestive heart failure (CHF), drug toxicity (including adriamycin and doxorubicin), Keshan disease (selenium deficiency), trypanosomiasis, alcohol cardiomyopathy, venous stasis and injury (including deep venous thrombosis or DVT), thrombophlebitis;
  • CRP C-reactive protein
  • MPO myeloperoxidase
  • vascular restenosis I
  • Pulmonary asthma, reactive airways disease, chronic obstructive pulmonary disease (COPD or emphysema), hyperoxia, hyperbaric oxygen effects, cigarette smoke inhalation effects, environmental oxidant pollutant effects, acute respiratory distress syndrome (ARDS), bronchopulmonary dysplasia, mineral dust pneumoconiosis, adriamycin toxicity, bleomycin toxicity, paraquat and other pesticide toxicities, chemical pneumonitis, idiopathic pulmonary interstitial fibrosis, infectious pneumonia (including fungal), sarcoidosis, asbestosis, lung cancer (small- and large-cell), anthrax infection, anthrax toxin exposure; • Renal: hypertensive renal disease, end-stage renal disease, diabetic renal disease, infectious glomerulonephritis, nephrotic syndrome, allergic glomerulonephritis, type I-IV hypersensitivity reactions, renal allograft rejection, nephritic antiglomerular basement membrane disease,
  • Hepatic carbon tetrachloride liver injury, endotoxin and lipopolysaccharide liver injury, chronic viral infection (including Hepatitis infection), infectious hepatitis (non- viral etiology), hemachromatosis, Wilson's disease, acetaminophen overdose, congestive heart failure with hepatic congestion, cirrhosis (including alcoholic, viral, and idiopathic etiologies), hepatocellular carcinoma, hepatic metastases;
  • Gastrointestinal inflammatory bowel disease (including Crohn's disease, ulcerative colitis, and irritable bowel syndrome), colon carcinoma, polyposis, infectious diverticulitis, toxic megacolon, gastritis (including Helicobacter pylori infection), gastric carcinoma, esophagitis (including Barrett's esophagus), gastro- esophageal reflux disease (GERD), Whipple's disease, gallstone disease, pancreatitis, abetalipoproteinemia, infectious gastroenteritis, dysentery, nonsteroidal anti-inflammatory drug-induced toxicity;
  • Hematopoietic/Hematologic Pb (lead) poisoning, drug-induced bone marrow suppression, protoporphyrin photo-oxidation, lymphoma, leukemia, porphyria(s), parasitic infection (including malaria), sickle cell anemia, thallasemia, favism, pernicious anemia, Fanconi's anemia, post-infectious anemia, idiopathic thrombocytopenic purpura (ITP), autoimmune deficiency syndrome (AIDS);
  • Musculoskeletal osteoarthritis, rheumatoid arthritis, tendonitis, muscular dystrophy, degenerative disc disease, degenerative joint disease, exercise-induced skeletal muscle injury, carpal tunnel syndrome, Guillan-Barre syndrome, Paget's disease of bone, ankylosing spondilitis, heterotopic bone formation; and
  • Integumentary solar radiation injury (including sunburn), thermal injury, chemical and contact dermatitis (including Rhus dermatitis), psoriasis, Bloom syndrome, leukoplakia (particularly oral), infectious dermatitis, Kaposi's sarcoma.
  • aging including age-related immune deficiency and premature aging disorders, cancer, cardiovascular disease, cerebrovascular disease, radiation injury, alcohol-mediated damage (including Wernicke-Korsakoff s syndrome), ischemia-reperfusion damage, inflammatory and auto-immune disease, drug toxicity, amyloid disease, overload syndromes (iron, copper, etc.), multi-system organ failure, and endotoxemia/sepsis.
  • aging including age-related immune deficiency and premature aging disorders, cancer, cardiovascular disease, cerebrovascular disease, radiation injury, alcohol-mediated damage (including Wernicke-Korsakoff s syndrome), ischemia-reperfusion damage, inflammatory and auto-immune disease, drug toxicity, amyloid disease, overload syndromes (iron, copper, etc.), multi-system organ failure, and endotoxemia/sepsis.
  • Maladies which may be treated with carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives, may include, but are not limited to, cardiovascular inflammation, hepatitis C infection, cancer (hepatocellular carcinoma and prostate), macular degeneration, rheumatoid arthritis, stroke, Alzheimer's disease, and/or osteoarthritis.
  • the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives to a subject may inhibit and/or ameliorate the occurrence of ischemia-reperfusion injury in subjects.
  • carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives may be administered to a subject alone or in combination with other carotenoid analogs or derivatives.
  • ischemia-reperfusion injury in a human subject that is experiencing, or has experienced, or is predisposed to experience myocardial infarction, stroke, peripheral vascular disease, venous or arterial occlusion and/or restenosis, organ transplantation, coronary artery bypass graft surgery, percutaneous ⁇ ⁇ transluminal coronary angioplasty, and cardiovascular arrest and/or death may be inhibited or ameliorated by the administration of therapeutic amounts of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives to the subject.

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Abstract

A method is described for synthesizing and adminisitering carotenoid compounds with improved antioxidant characteristics. In some embodiments, extension or improvement of conjugation may be employed in structural modification of carotenoids. In other embodiments, reduction of ring/chain steric hindrance may improve the lambda max, and hence, the overall antioxidant capability, of particular compounds. In other embodiments, introduction and/or increase in synthetic handles for conjugation may improve the stoichiometric ratios of conjugating moieties to the polyene backbone. The methods may be used to improve natural and/or synthetic compounds for medicinal application in the treatment of disease.

Description

TITLE: SYNTHESIS OF CAROTENOID ANALOGS OR DERIVATIVES WITH IMPROVED
ANTIOXIDANT CHARACTERISTICS
BACKGROUND OF THE INVENTION
1. Field of the Invention
The invention generally relates to the fields of medicinal and synthetic chemistry. More specifically, the invention relates to the synthesis and use of carotenoids, naturally occurring and synthetic, including analogs, derivatives, and intermediates.
2. Description of the Relevant Art
Carotenoids are a group of natural pigments produced principally by plants, yeast, and microalgae. The family of related compounds now numbers greater than 700 described members, exclusive of Z and E isomers. At least fifty (50) carotenoids have been found in human sera or tissues. Humans and other animals cannot synthesize carotenoids de novo and must obtain them from their diet. AU carotenoids share common chemical features, such as a polyisoprenoid structure, a long polyene chain forming the chromophore, and near symmetry around the central double bond. Tail-to-tail linkage of two C2o geranyl diphosphate molecules produces the parent C40 carbon skeleton. Carotenoids without oxygenated functional groups are called "carotenes", reflecting their hydrocarbon nature; oxygenated carotenes are known as "xanthophylls." Cyclization at one or both ends of the molecule yields a variety of end groups (illustrative structures are shown in FIG. 1).
Documented carotenoid functions in nature include light harvesting, photoprotection, and protective and sex-related coloration in microscopic organisms, mammals, and birds, respectively. A relatively recent observation has been the protective role of carotenoids against age-related diseases in humans as part of a complex antioxidant network within cells. This role is dictated by the close relationship between the physicochemical properties of individual carotenoids and their in vivo functions in organisms. The long system of alternating double and single bonds in the central part of the molecule (delocalizing the π-orbital electrons over the entire length of the polyene chain) confers the distinctive molecular shape, chemical reactivity, and light-absorbing properties of carotenoids. Additionally, isomerism around C=C double bonds yields distinctly different molecular structures that may be isolated as separate compounds (known as Z ("cis") and E ("trans"), or geometric, isomers). Of the more than 700 described carotenoids, an even greater number of the theoretically possible mono-Z and poly-Z isomers are sometimes encountered in nature. The presence of a Z double bond creates greater steric hindrance between nearby hydrogen atoms and/or methyl groiips, so that Z isomers are generally less stable thermodynamically, and more chemically reactive, than the corresponding E form. The ail-E configuration is an extended, linear, and rigid molecule. Z-isomers are, by contrast, not simple, linear molecules (the so-called "bent-chain" isomers). The presence of any Z double bonds in the polyene chain creates a bent-chain molecule. The tendency of Z-isomers to crystallize or aggregate is much less than all-i? isomers, and Z isomers may sometimes be more readily solubilized, absorbed, and transported in vivo than their all-/? counterparts. This has important implications for enteral (e.g., oral) and parenteral (e.g., intravenous, intra-arterial, intramuscular, intraperitoneal, intracoronary, and subcutaneous) dosing in mammals. Carotenoids with chiral centers may exist either as the R (rectus) or 5 (sinister) configurations. As examples, astaxanthin and actimoerythrol (with 2 chiral centers at the 3 and 3' carbons) may exist as 3 possible stereoisomers: 3S, 3'S; 3R, 3'S and 3S, 3' R (identical meso forms); or 32?, 3'.R. The relative proportions of each of the stereoisomers may vary by natural source. For example, Haematococcus pluvialis microalgal meal is 99% 35, 3'S astaxanthin, and is likely the predominant human evolutionary source of astaxanthin. Krill (3R, 3' R) and yeast sources yield different stereoisomer compositions than the microalgal source. Synthetic astaxanthin, produced by large manufacturers such as Hoffmann-LaRoche AG, Buckton Scott (USA), or BASF AG, are provided as defined geometric isomer mixtures of a 1:2:1 stereoisomer mixture (3S, 3'S; 3R, 3'S, (meso); 3R, 3'R) of non-esterified (free) astaxanthin. Natural source astaxanthin from salmonid fish is predominantly a single stereoisomer (35, 3'S), but does contain a mixture of geometric isomers. Astaxantliin from the natural source Huemalococcus pluvialis may contain nearly 50% Z isomers. As stated above, the Z conformational change may lead to a higher steric interference between the two parts of the carotenoid molecule, rendering it less stable, more reactive, and more susceptible to reactivity at low oxygen tensions. In such a situation, in relation to the all-£ form, the Z forms: (1) may be degraded first; (2) may better suppress the attack of cells by reactive oxygen species such as superoxide anion; and (3) may preferentially slow the formation of radicals." Overall, the Z forms may initially be thermodynamically favored to protect the lipophilic portions of the cell and the cell membrane from destruction. It is important to note, however, that the all-Z? form of astaxanthin, unlike β-carotene, retains significant oral bioavailability as well as antioxidant capacity in the form of its dihydroxy- and diketo-substitutions on the β-ionone rings, and has been demonstrated to have increased efficacy over β-carotene in most studies. The &Α-E form of astaxanthin has also been postulated to have the most membrane-stabilizing effect on cells in vivo. Therefore, it is likely that the all-i? form of astaxanthin in natural and synthetic mixtures of stereoisomers is also extremely important in antioxidant mechanisms, and may be the form most suitable for particular pharmaceutical preparations. The antioxidant mechanism(s) of carotenoids, (e.g., astaxanthin), includes singlet oxygen quenching, direct radical scavenging, and lipid peroxidation chain breaking. The polyene chain of the carotenoid absorbs the excited energy of singlet oxygen, effectively stabilizing the energy transfer by derealization along the chain, and dissipates the energy to the local environment as heat. Transfer of energy from triplet-state chlorophyll (in plants) or other porphyrins and proto-porphyrins (in mammals) to carotenoids occurs much more readily than the alternative energy transfer to oxygen to form the highly reactive and destructive singlet oxygen (1O2). Carotenoids may also accept the excitation energy from singlet oxygen if any should be formed in situ, and again dissipate the energy as heat to the local environment. This singlet oxygen quenching ability has significant implications in cardiac ischemia, macular degeneration, porphyria, and other disease states in which production of singlet oxygen has damaging effects. In the physical quenching mechanism, the carotenoid molecule may be regenerated (most frequently), or be lost. Carotenoids are also excellent chain-breaking antioxidants, a mechanism important in inhibiting the peroxidation of lipids. Astaxanthin can donate hydrogen (H) to the unstable polyunsaturated fatty acid (PUFA) radical, stopping the chain reaction. Peroxyl radicals may also, by addition to the polyene chain of carotenoids, be the proximate cause for lipid peroxide chain termination. The appropriate dose of astaxanthin and/or its derivatives has been shown to completely suppress the peroxyl radical chain reaction in liposome systems, and completely inhibit the extent of myocardial damage in canine experimental infarction studies. Astaxanthin shares with vitamin E this dual antioxidant defense system of singlet oxygen quenching and direct radical scavenging, and in most instances (and particularly at low oxygen tension in vivo) is superior to vitamin E as a radical scavenger and physical quencher of singlet oxygen.
Carotenoids, (e.g., astaxanthin), are potent direct radical scavengers and singlet oxygen quenchers and possess all the desirable qualities of such therapeutic agents for inhibition or amelioration of ischemia-reperfusion injury. Synthesis of novel carotenoid derivatives with "soft-drug" properties (e.g., active as antioxidants in the derivatized form), with physiologically relevant, cleavable linkages to pro-moieties, can generate significant levels of free carotenoids in both plasma and solid organs. In the case of non-esterified, free astaxanthin, this is a particularly useful embodiment (characteristics specific to non-esterified, free astaxanthin below):
• Lipid soluble in natural form; may be modified to become more water soluble;
• Molecular weight of 597 Daltons (size < 600 daltons (Da) readily crosses the blood brain barrier, or BBB); • Long polyene chain characteristic of carotenoids effective in singlet oxygen quenching and lipid peroxidation chain breaking; and
• No pro-vitamin A activity in mammals (eliminating concerns of hypervitaminosis A and retinoid toxicity in humans).
The administration of antioxidants that are potent singlet oxygen quenchers and direct radical scavengers, particularly of superoxide anion, should limit hepatic fibrosis and the progression to cirrhosis by affecting the activation of hepatic stellate cells early in the fibrogenetic pathway. Reduction in the level of "Reactive Oxygen Species" (ROS) by the administration of a potent antioxidant can therefore be crucial in the prevention of the activation of both "hepatic stellate cells" (HSC) and Kupffer cells. This protective antioxidant effect appears to be spread across the range of potential therapeutic antioxidants, including water-soluble (e.g., vitamin C, glutathione, resveratrol) and lipophilic (e.g., vitamin E, β-carotene, astaxanthin) agents. Therefore, a co-antioxidant derivative strategy in which water-soluble and lipophilic agents are combined synthetically is a particularly useful embodiment. Examples of uses of carotenoid derivatives and analogs are illustrated in U.S. Patent Application Serial No. 10/793,671 filed on March 4, 2004, entitled "CAROTENOID ETHER ANALOGS OR DERIVATIVES FOR THE INHIBITION AND AMELIORATION OF DISEASE" to Lockwood et al. published on January 13, 2005, as Publication No. US-2005 -0009758 and PCT International Application Number PCT/US2003/023706 filed on July 29, 2003, entitled "STRUCTURAL CAROTENOID ANALOGS FOR THE INHIBITION AND AMELIORATION OF DISEASE" to Lockwood et al. (International Publication Number WO 2004/011423 A2, published on February 5, 2004) both of which are incorporated by reference as if fully set forth herein.
Vitamin E is generally considered the reference antioxidant. When compared with vitamin E, carotenoids are more efficient in quenching singlet oxygen in homogeneous organic solvents and in liposome systems. They are better chain-breaking antioxidants as well in liposomal systems. They have demonstrated increased efficacy and potency in vivo. They are particularly effective at low oxygen tension, and in low concentration, making them extremely effective agents in disease conditions in which ischemia is an important part of the tissue injury and pathology. These carotenoids also have a natural tropism for the heart and liver after oral administration. Therefore, therapeutic administration of carotenoids should provide a greater benefit in limiting fibrosis than vitamin E.
Problems related to the use of some carotenoids and structural carotenoid analogs or derivatives include: (1) the complex isomeric mixtures, including non-carotenoid contaminants, provided in natural and synthetic sources leading to costly increases in safety and efficacy tests required by such agencies as the FDA; (2) limited bioavailability upon administration to a subject; and (3) the differential induction of cytochrome P450 enzymes (this family of enzymes exhibits species-specific differences which must be taken into account when extrapolating animal work to human studies). Selection of the appropriate analog or derivative and isomer composition for a particular application increases the utility of carotenoid analogs or derivatives for the uses defined herein.
Synthesis of an appropriate analog or derivative and isomer composition requires a supply of starting materials (e.g., carotenoids, carotenoid synthetic intermediates). Any new synthetic route, which is more efficient for the synthesis of a carotenoid analog or derivative and/or synthetic intermediate, would be beneficial. More efficient synthetic routes would provide a more stable source of starting materials (e.g., carotenoids), which may be difficult or expensive to extract from natural sources. Synthetic routes to natural products may facilitate the synthesis of analogs and derivatives of the natural products. Synthesizing analogs and derivatives of naturally occurring carotenoids may allow for the synthesis of more biologically active analogs and derivatives of carotenoids. Increasing the maximum absorbance of a carotenoid derivative or analog (e.g. increasing its "λmax")-. while retaining other particular characteristics inherent to certain naturally-occurring carotenoids, may increase its biological activity.
SUMMARY
A synthetic route to a carotenoid, carotenoid analog or derivative and/or synthetic intermediate is presented. In some embodiments, methods and reactions described herein may be used to synthesize naturally-occurring carotenoids. Naturally-occurring carotenoids may include astaxanthin as well as other carotenoids including, but not limited to, actinioerythrol, capsorubin, renierapurpurin, isorenieratene, violerythrin, astacene, zeaxanthin, carotenediol, nostoxanthin, crustaxanthin, canthaxanthin, isozeaxanthin, hydroxycanthaxanthin, tetrahydroxy- carotene-dione, lutein, lycophyll, and lycopene.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000006_0001
Each R3 may be independently hydrogen or methyl. Each R1 and R2 may be independently:
Figure imgf000006_0002
Each R4 may be independently hydrogen, methyl, -OH, or -OR5. At least one R4 group may be -OR5. Each R5 may be independently: hydrogen; alkyl; aryl; -alkyl-NCR6)^ -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -0-C(O)-R7; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n maybe 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000006_0003
Each R3 may be independently hydrogen or methyl. Each R1 and R2 may be independently:
Figure imgf000007_0001
Each R4 may be independently hydrogen, methyl, -OH, or -OR5. At least two R4 groups may be -OR5. Each R5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2RB; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryi. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000007_0002
Each R3 may be independently hydrogen or methyl. Each R4 may be independently hydrogen, methyl, -OH, or — OR5. At least two R4 groups may be —OR5. Each Rs may be independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; - aryl-N(R6)2; -a1kyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2X1-CO2R8; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n may be 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000007_0003
Each R3 may be independently hydrogen or methyl. Each R1 and R2 may be independently:
Figure imgf000007_0004
Each R4 may be independently hydrogen, methyl, -OH, or -OR5. At least one R4 group may be -OR5. Each R5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(Rfi)2; -aryl-NCR-V. -alkyl-CO2H; -aryl-CO2H; -Q-C(O)-R7; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2Rs; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n may be 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000008_0001
Each R3 may be independently hydrogen or methyl, and where each R1 and R2 may be independently:
Figure imgf000008_0002
Each R4 may be independently hydrogen, methyl, -OH, or -OR5. At least one R4 group may be —OR3. Each R5 may be independently, hydrogen; alkyl; aryl; -alkyl-N(Rfi)2; -aryl-N(Rs)2; -ancyl-CO2H; -aryl-CO2H; -O-C(O)-R7; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n may be 1 to 9.
Tn some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000008_0003
Each R4 maybe independently hydrogen, methyl, -OH, or -OR5. At least one R4 group may be -OR5. Each R5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)H-CO2R8; a nucleoside reside, or a co-antioxidant R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. RR may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n maybe 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000009_0001
Each R4 may be independently hydrogen, methyl, -OH, or -OR5. Each R5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2X1-CO2R8; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n may be 1 to 9.
In. some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000009_0002
Each R5 may be independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant. R6 may be hydrogen, alkyl, or aryl. R7 may be hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant. R8 may be hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant. n may be 1 to 9.
In some embodiments, a substituent —OR5 may include:
Figure imgf000009_0003
Each R may be independently H, alkyl, aryl, benzyl, Group IA metal, or co-antioxidant.
Some specific embodiments may include phosphate derivatives, succinate derivatives, co-antioxidant derivatives (e.g., Vitamin C, Vitamin C analogs, Vitamin C derivatives, Vitamin E, Vitamin E analogs, Vitamin E derivatives, polyphenolics, flavonoids, flavonoid analogs, or flavonoid derivatives), or combinations thereof. Flavonoids may include, for example, quercetin, xanthohumol, may beoxanthohumol, or genmay betein; polyphenolics may include, for example, resveratrol. BRIEF DESCRIPTION OF THE DRAWINGS
The above brief description as well as further objects, features and advantages of the methods and apparatus of the present invention will be more fully appreciated by reference to the following detailed description of presently preferred but nonetheless illustrative embodiments in accordance with the present invention when taken in conjunction with the accompanying drawings.
FIG. 1 depicts a graphic representation of several examples of "parent" carotenoid structures as found in nature.
While the invention is susceptible to various modifications and alternative forms, specific embodiments thereof are shown by way of example in the drawings and may herein be described in detail. The drawings may not be to scale. It should be understood, however, that the drawings and detailed description thereto are not intended to limit the invention to the particular form disclosed, but on the contrary, the intention is to cover all modifications, equivalents and alternatives falling within the spirit and scope of the present invention as defined by the appended claims.
DETAILED DESCRIPTION
It is to be understood the present invention is not limited to particular devices or biological systems, which may, of course, vary. It is also to be understood that the terminology used herein is for the purpose of describing particular embodiments only, and is not intended to be limiting. As used in this specification and the appended claims, the singular forms "a", "an", and "the" include singular and plural referents unless the content clearly dictates otherwise. Thus, for example, reference to "a linker" includes one or more linkers.
Unless defined otherwise, all technical and scientific terms used herein have the same meaning as commonly understood by one of ordinary skill in the art.
Compounds described herein embrace both racemic and optically active compounds. Chemical structures depicted herein that do not designate specific stereochemistry are intended to embrace all possible stereochemistries. It will be appreciated by those skilled in the art that compounds having one or more chiral center(s) may exist in and be isolated in optically active and racemic forms. Some compounds may exhibit polymorphism. It is to be understood that the present invention encompasses any racemic, optically-active, polymorphic, or stereoisomeric form, or mixtures thereof, of a compound. As used herein, the term "single stereoisomer" refers to a compound having one or more chiral center that, while it can exist as two or more stereoisomers, is isolated in greater than about 95% excess of one of the possible stereoisomers. As used herein a compound that has one or more chiral centers is considered to be "optically active" when isolated or used as a single stereoisomer.
The term "acyl" generally refers to a carbonyl substituent, -C(O)R, where R is allcyl or substituted alkyl, aryl, or substituted aryl, which may be called an alkanoyl substituent when R is alkyl.
The terms "alkenyl" and "olefin" generally refer to any structure or moiety having the unsaturation C=C. As used herein, the term "alkynyl" generally refers to any structure or moiety having the unsaturation C≡C.
The term "alkoxy" generally refers to an -OR group, where R is an alkyl, substituted lower alkyl, aryl, substituted aryl. Alkoxy groups include, for example, methoxy, ethoxy, phenoxy, substituted phenoxy, benzyloxy, phenethyloxy, t-butoxy, and others.
The term "alkyl" as used herein generally refers to a chemical substituent containing the monovalent group CnH2n, where n is an integer greater than zero. Alkyl includes a branched or unbranched monovalent hydrocarbon radical. An "n-mC" alkyl or "(nC-mC)alkyl" refers to all alkyl groups containing from n to m carbon atoms. For example, a 1-4C alkyl refers to a methyl, ethyl, propyl, or butyl group. AU possible isomers of.an indicated alkyl are also included. Thus, propyl includes isopropyl, butyl includes n-butyl, isobutyl and t-butyl, and so on. The term alkyl includes substituted alkyls. For example, alkyl includes, but is not limited to: methyl, ethyl, propyl, isopropyl, butyl, iso-butyl, sec-butyl, pentyl, 3-pentyl, hexyl, heptyl, octyl, nonyl, decyl, undecyl, dodecyl, tridecyl, tetradecyl or pentadecyl; "alkenyl" includes but is not limited to vinyl, 1 -propenyl, 2-propenyl, 1 -butenyl, 2-butenyl, 3-butenyl, 1-pentenyl, 2-pentenyl, 3-pentenyl, 4-pentenyl, 1-hexenyl, 2-hexenyl, 3-hexenyl, 4-hexenyl, 5-hexenyl, 1-heptenyl, 2-heptenyl, 3-heρtenyl, 4-heptenyl, 5-heptenyl, 1-nonenyl, 2-nonenyl, 3-nonenyl, 4-nonenyl, 5-nonenyl, 6-nonenyl, 7-nonenyl, 8-nonenyl, 1-decenyl, 2-decenyl, 3-decenyl, 4-decenyl, 5-decenyl, 6-decenyl, 7-decenyl, 8-decenyl, 9- decenyl; 1-undecenyl, 2-undecenyl, 3-undecenyl, 4-undecenyl, 5-undecenyl, 6-undecenyl, 7-undecenyl, 8-undecenyl, 9-undecenyl, 10-undecenyl, 1-dodecenyl, 2-dodecenyl, 3-dodecenyl, 4-dodecenyl, 5-dodecenyl, 6-dodecenyl, 7- dodecenyl, 8-dodecenyl, 9-dodecenyl, 10-dodecenyl, 11-dodecenyl, 1-tridecenyl, 2-tridecenyl, 3-tridecenyl, 4- tridecenyl, 5-tridecenyl, 6-tridecenyl, 7-tridecenyl, 8-tridecenyl, 9-tridecenyl, 10-tridecenyl, 11-tridecenyl, 12- tridecenyl, 1-tetradecenyl, 2-tetradecenyl, 3-tetradecenyl, 4-tetradecenyl, 5-tetradecenyl, 6-tetradecenyl, 7- tetradecenyl, 8-tetradecenyl, 9-tetradecenyl, 10-tetradecenyl, 11-tetradecenyl, 12-tetradecenyl, 13-tetradeceny, 1- pentadecenyl, 2-pentadecenyl, 3-pentadecenyl, 4-pentadecenyl, 5-pentadecenyl, 6-pentadecenyl, 7-pentadecenyl, 8- pentadecenyl, 9-pentadecenyl, 10-pentadecenyl, 11-pentadecenyl, 12-pentadecenyl, 13-pentadecenyl, 14- pentadecenyl; "alkoxy" includes but is not limited to methoxy, ethoxy, propoxy, isopropoxy, butoxy, iso-butoxy, sec-butoxy, pentoxy, 3-pentoxy, hexoxy, heptyloxy, octyloxy, nonyloxy, decyloxy, undecyloxy, dodecyloxy, tridecyloxy, tetradecyloxy, or pentadecyloxy.
The term "amino" generally refers to a group -NRR', where R and R' may independently be hydrogen, lower alkyl, substituted lower alkyl, aryl, substituted aryl or acyl.
The terms "amphiphile" or "amphiphilic" refer to a molecule or species, which exhibits both hydrophilic and lipophilic character. In general, an amphiphile contains a lipophilic moiety and a hydrophilic moiety. The terms "lipophilic" and "hydrophobic" are interchangeable as used herein. An amphiphile may form a Langmuir film. An amphiphile may be surface-active in solution. A bolaamphiphile is a special case in which the hydrophobic spacer is substituted on each end with a hydrophilic moiety.
Non-limiting examples of hydrophobic groups or moieties include lower alkyl groups, alkyl groups having 7, 8, 9, 10, 11, 12, or more carbon atoms, including alkyl groups with 14-30, or 30 or more carbon atoms, substituted alkyl groups, alkenyl groups, alkynyl groups, aryl groups, substituted aryl groups, saturated or unsaturated cyclic hydrocarbons, heteroaryl, heteroarylalkyl, heterocyclic, and corresponding substituted groups. A hydrophobic group may contain some hydrophilic groups or substituents insofar as the hydrophobic character of the group is not outweighed. In further variations, a hydrophobic group may include substituted silicon atoms, and may include fluorine atoms. The hydrophobic moieties may be linear, branched, or cyclic.
Non-limiting examples of hydrophilic groups or moieties include hydroxyl, methoxy, phenyl, carboxylic acids and salts thereof, methyl, ethyl, and vinyl esters of carboxylic acids, amides, amino, cyano, isocyano, nitrile, ammonium salts, sulfonium salts, phosphonium salts, mono- and di-alkyl substituted amino groups, polypropyleneglycols, polyethylene glycols, epoxy groups, acrylates, sulfonamides, nitro, -
OP(O)(OCH2CH2N+RRR)O", guanidinium, aminate, acrylamide, pyridinium, piperidine, and combinations thereof, wherein each R is independently selected from H or alkyl. Further examples include polymethylene chains substituted with alcohol, carboxylate, acrylate, or methacrylate. Hydrophilic moieties may also include alkyl chains having internal amino or substituted amino groups, for example, internal -NH-, -NC(O)R-, or -NC(O)CH=CH2- groups, wherein R is H or alkyl. Hydrophilic moieties may also include polycaprolactones, polycaprolactone diols, ρoly(acetic acid)s, poly(vinyl acetates)s, ρoly(2-vinyl ρyridine)s, cellulose esters, cellulose hydroxylethers, ρoly(L- lysine hydrobromide)s, poly(itaconic acid)s, poly(maleic acid)s, poly(styrenesulfoαic acid)s, poly(aniline)s, or poly(vinyl phosphonic acid)s. A hydrophilic group may contain some hydrophobic groups or substituents insofar as the hydrophilic character of the group is not outweighed.
The term "antioxidant" as used herein generally refers to any of various substances (e.g., beta-carotene, vitamin C, vitamin E, flavonoids, polyphenolics, and alpha-tocopherol) that inhibit oxidation or reactions promoted by oxygen and peroxides and that include many held to protect the living body from the deleterious effects of free radicals.
The term "aryl" as used herein generally refers to a chemical substituent containing an aromatic group. An aromatic group may be a single aromatic ring or multiple aromatic rings that are fused together, coupled covalently, or coupled to a common group such as a methylene, ethylene, or carbonyl, and includes polynuclear ring structures. An aromatic ring or rings may include, but is not limited to, substituted or unsubstituted phenyl, naphthyl, biphenyl, diphenylmethyl, and benzophenone groups. The term "aryl" includes substituted aryls.
The term "co-antioxidant" as used herein generally refers to an antioxidant that is used and that acts in combination with another antioxidant (e.g., two antioxidants that are chemically and/or functionally coupled, or two antioxidants that are combined and function with each another in a pharmaceutical preparation). The effects of co- antioxidants may be additive (i.e., the anti-oxidative potential of one or more anti-oxidants acting additively is approximately the sum of the oxidative potential of each component anti-oxidant) or synergistic (i.e., the anti- oxidative potential of one or more anti-oxidants acting synergistically may be greater than the sum of the oxidative potential of each component anti-oxidant). The terms "coupling" and "coupled" with respect to molecular moieties or species, atoms, synthons, cyclic compounds, and nanoparticles refers to their attachment or association with other molecular moieties or species, atoms, synthons, cyclic compounds, and nanoparticles. The attachment or association may be specific or nonspecific, reversible or non-reversible, the result of chemical reaction, or complexation or charge transfer. The bonds formed by a coupling reaction are often covalent bonds, or polar-covalent bonds, or mixed ionic-covalent bonds, and may sometimes be Couiombic forces, ionic or electrostatic forces or interactions.
The term "cycloalkyl" includes, but is not limited to, cyclopropyl, cyclobutyl, cyclopentyl, cyclohexyl, cycloheptyl, or cyclooctyl.
The term "functionalized" as used herein generally refers to the presence of a reactive chemical moiety or functionality. A functional group may include, but is not limited to, chemical groups, biochemical groups, organic groups, inorganic groups, organometallic groups, aryl groups, heteroaryl groups, cyclic hydrocarbon groups, amino (-NH2), hydroxyl (-OH), cyano (-ON), nitro (NO2), carboxyl (-COOH), formyl (-CHO), keto (-CH2C(O)CH2-),
ether (-CH2-O-CH2-), thioether (-CH2-S-CH2-), alkenyl (-C=C-), alkynyl, (-C≡C-), epoxy (e.g., A A), metalloids (functionality containing Si and/or B) and halo (F, Cl, Br, and 1) groups. Tn some embodiments, the functional group is an organic group. The term "heteroaryl" generally refers to a completely unsaturated heterocycle.
The term "heterocycle" as used herein generally refers to a closed-ring structure, in which one or more of the atoms in the ring is an element other than carbon. Heterocycle may include aromatic compounds or non- aromatic compounds. Heterocycles may include rings such as thiophene, pyridine, isoxazole, phthalimide, pyrazole, indole, furan, or benzo-fused analogs of these rings. Examples of heterocycles include tetrahydrofuran, morpholine, piperidine, pyrrolidine, and others. In some embodiments, "heterocycle" is intended to mean a stable 5- to 7- membered monocyclic or bicyclic or 7- to 10-menαbered bicyclic heterocyclic ring which is either saturated or unsaturated, and which consists of carbon atoms and from 1 to 4 heteroatoms (e.g., N, O, and S) and wherein the nitrogen and sulfur heteroatoms may optionally be oxidized, and the nitrogen may optionally be quaternized, and including any bicyclic group in which any of the above-defined heterocyclic rings is fused to a benzene ring. In some embodiments, heterocycles may include cyclic rings including boron atoms. The heterocyclic ring may be attached to its pendant group at any heteroatom or carbon atom that results in a stable structure. The heterocyclic rings described herein may be substituted on carbon or on a nitrogen atom if the resulting compound is stable. Examples of such heterocycles include, but are not limited to, lH-indazole, 2-pyrrolidonyl, 2H,6H-l,5,2-dithiazinyl, 2H-pyrrolyl, 3H-indolyl, 4-ρiperidonyl, 4aH-carbazole, 4H-quinolizinyl, 6H-l,2,5-thiadiazinyl, acridinyl, azocinyl, benzofuranyl, benzothiophenyl, carbazole, chromanyl, chromenyl, cinnolinyl, decahydroquinolinyl, furanyl, furazanyl, imidazolidinyl, imidazolinyl, imidazolyl, indolinyl, indolizinyl, indolyl, isobenzofuranyl, isochromanyl, isoindolinyl, isoindolyl, isoquinolinyl (benzimidazolyl), isothiazolyl, isoxazolyl, morpholinyl, naphthyridinyl, octahydroisoquinolinyl, oxazolidinyl, oxazolyl, phenanthridinyl, phenanthrolinyl, phenarsazinyl, phenazinyl, phenothiazinyl, phenoxathiinyl, phenoxazinyl, phthalazinyl, piperazinyl, piperidinyl, pteridinyl, purinyl, pyranyl, pyrazinyl, pyrazolidinyl, pyrazolinyl, pyrazolyl, pyridazinyl, pyridinyl, pyridyl, pyrimidinyl, pyrrolidinyl, pyrrolinyl, pyrrolyl, quinazolinyl, quinolinyl, quinoxalinyl, quinuclidinyl, carbolinyl, tetrahydrofuranyl, tetrahydroisoquinolinyl, tetrahydroquinolinyl, tetrazolyl, thianthrenyl, thiazolyl, thienyl, thiophenyl, triazinyl, xanthenyl. Also included are fused ring and spiro compounds containing, for example, the above heterocycles.
The term "ion" as used herein generally refers to an atom(s), radical, or molecule(s) that has lost or gained one or more electrons and has thus acquired an electric charge. The term "microbe" as used herein generally refers to a minute life form; a microorganism. In some embodiments, a microbe may include a bacterium that causes disease.
The terms "oligomeric" and "polymeric" are used interchangeably herein to generally refer to multimeric structures having more than one component monomer or subunit.
The term "pharmaceutically acceptable salts" includes salts prepared from by reacting pharmaceutically acceptable non-toxic bases or acids, including inorganic or organic bases, with inorganic or organic acids.
Pharmaceutically acceptable salts may include salts derived from inorganic bases include aluminum, ammonium, calcium, copper, ferric, ferrous, lithium, magnesium, manganic salts, manganous, potassium, sodium, zinc, etc. Examples include the ammonium, calcium, magnesium, potassium, and sodium salts. Salts derived from pharmaceutically acceptable organic non-toxic bases include salts of primary, secondary, and tertiary amines, substituted amines including naturally occurring substituted amines, cyclic amines, and basic ion exchange resins, such as arginine, betaine, caffeine, choline, N.N'-dibenzylethylenediamine, diethylamine, 2- dibenzylethylenediamine, 2-diethylaminoethanol, 2-dimethylaminoethanol, ethanolamine, ethylenediamine, N-ethyl- morpholine, N-ethylpiperidine, glucamine, glucosamine, histidine, hydrabamine, isopropylamine, lysine, methylglucamine, morpholine, piperazine, piperidine, polyamine resins, procaine, purines, theobromine, triethylamine, trimethylamine, tripropylamine, tromethamine, etc.
The term "polymerizable element," as used herein, generally refers to a chemical substituent or moiety capable of undergoing a self-polymerization and/or co-polymerization reaction (e.g., vinyl derivatives, butadienes, trienes, tetraenes, diolefins, acetylenes, diacetylenes, styrene derivatives).
The terms "Rn" in a chemical formula refer to hydrogen or a functional group, each independently selected, unless stated otherwise. In some embodiments the functional group may be an organic group. In some embodiments the functional group may be an alkyl group. In some embodiment, the functional group may be a hydrophobic or hydrophilic group, . The terms "reducing," "inhibiting" and "ameliorating," as used herein, when used in the context of modulating a pathological or disease state, generally refers to the prevention and/or reduction of at least a portion of the negative consequences of the disease state. When used in the context of an adverse side effect associated with the administration of a drug to a subject, the term(s) generally refer to a net reduction in the severity or seriousness of said adverse side effects.
The term "substituted alkyl" generally refers to an alkyl group with an additional group or groups attached to any carbon of the alkyl gππip. Substitueαt groups may include one or more functional groups such as alkyl, lower alkyl, aryl, acyl, halogen, alkylhalo, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, mercapto, both saturated and unsaturated cyclic hydrocarbons, heterocycles, and other organic groups. The term "substituted aryl" generally refers to an aryl group with an additional group or groups attached to any carbon of the aryl group. Additional groups may include one or more functional groups such as lower alkyl, aryl, acyl, halogen, alkylhalo, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, thioether, heterocycles, both saturated and unsaturated cyclic hydrocarbons which are fused to the aromatic ring(s), coupled covalently or coupled to a common group such as a methylene or ethylene group, or a carbonyl coupling group such as in cyclohexyl phenyl ketone, and others.
The term "substituted heterocycle" generally refers to a heterocyclic group with an additional group or groups attached to any element of the heterocyclic group. Additional groups may include one or more functional groups such as lower alkyl, aryl, acyl, halogen, alkylhalos, hydroxy, amino, alkoxy, alkylamino, acylamino, acyloxy, aryloxy, aryloxyalkyl, thioether, heterocycles, both saturated and unsaturated cyclic hydrocarbons which are fused to the heterocyclic ring(s), coupled covalently or coupled to a common group such as a methylene or ethylene group, or a carbonyl coupling group such as in cyclohexyl phenyl ketone, and others.
The term "substrate" generally refers to a body or base layer or material (e.g., onto which other layers are deposited).
The term "thioether" generally refers to the general structure R-S-R' in which R and R' are the same or different and may be alkyl, aryl or heterocyclic groups. The group -SH may also be referred to as "sulfhydryl" or "thiol" or "mercapto."
The theoretical maximum absorbance for a linear polyene of infinite length is approximately 608 nm [Vetter et al. 1971 (Isler)]. Modifications to the chromophore of polyenic compounds such as carotenoids can be accomplished, while at the same time preserving the co-evolution of absolute carotenoid length with the mammalian plasma, and other, cellular membranes.
Symmetric and non-symmetric ends of these molecules may contain polar (e.g. oxygen) substitutions, which may maintain a perpendicular or moderately angled orientation in the mammalian membrane. The orientation is non-random, with the polar end groups of the molecules maintaining an interaction with polar end groups of membrane constituents (e.g. phosphatidylcholine) while also spanning the intervening hydrophobic core. This has been shown to be membrane stabilizing, particularly in ischemia. Completely hydrocarbon carotenoids (e.g. lycopene, β-carotene) may float randomly in the hydrophobic core, and this has been demonstrated to be membrane destabilizing.
Lateral methyl groups have a small total effect on the Xn^ of a polyenic carotenoid (5 nm or less). Therefore, a slight improvement in overall antioxidant potency may be achieved by structural modification (e.g., removal of lateral methyl groups, or changing their positions, either symmetrically or asymmetrically).
Of the various end groups on typical C40 and shorter carotenoids, the β-ring, having the structure:
Figure imgf000015_0001
introduces steric hindrance (e.g., methyl groups at C-5 and hydrogen at C-8), preventing fall co-pknarity between the rings and the polyene chain. The resulting angle between the plane of the ring and the plane of the polyene chain is known as the torsion angle. Overall, orbital overlap (of the π electrons) is reduced, and therefore the contribution of the ring double bonds to the overall lambda max (X1^x) is relatively small.
In the absorbance spectrum, spectral fine structure is reduced, and the λmax is at shorter wavelength than an acyclic carotenoid with the same number of double bonds. The β-ring double bond increases X1^x by approximately 5 nm. Ring-chain steric hindrance in this case may be reduced by removing one or both of the groups that contribute to the steric interaction (e.g., methyl at C-5, hydrogen at C-8). In a practical sense, movement of the methyl group is most facile. A general strategy of reducing ring -chain steric hindrance in cyclic carotenoids is highly beneficial towards achieving a greater absorbance in carotenoid analogs and derivatives.
In cyclic carotenoids, extending the conjugation throughout the ring may extend conjugation and increase λmax concomitantly. Including an additional double bond in the 3,4 position of the β-ring, for example, may extend conjugation and increases λmax by about 10 nm. Addition of a third double bond to the ring system may create the maximal situation in terms of conjugation, resulting in an aromatic phenyl ring, at least as regards six-membered cyclic rings.
In some embodiments, aromatic rings may be used as end groups for carotenoid compounds. The aryl phi (Φ) and chϊ (χ) rings are two such examples. The 1,2,5-trimethylphenyl end group (Φ), having the structure:
Figure imgf000015_0002
increases conjugation maximally throughout the ring system. However, steric hindrance remains between the C-I and C-5 methyl groups and the C-8 hydrogen group, causing a decrease in co-planarity between the ring and the chain. The net effect is that the Φ-end group contribution to lambda max is approximately equal to that of the β-ring, having the structure:
Figure imgf000015_0003
However, the 1 ,2,3-trimethylphenyl (χ) end group removes steric hindrance by the C-5 methyl group and the C-I hydrogen. In the case of the naturally-occurring carotenoid renierapurpurin (χ,χ-carotene) having the structure:
Figure imgf000015_0004
this extends the lambda max to that of the acyclic naturally-occurring carotenoid lycopene 2F. Modulation of steric hindrance in ring-chain systems may assist in increasing λ,,^.
In some embodiments, ring contraction may be employed to relieve steric hindrance. For example, the 2- nor β-ring (a 5-membered ring) achieves a shift in ^m of 15 to 20 nm for the cyclic pair zeaxanthin 2C and 2,2' dinor zeaxanthin having the structure:
Figure imgf000016_0001
The same increase in Xn^x is achieved in the cyclic pair astaxanthin 2E and actinioerythrin (actinioerythrol) having the structure:
Figure imgf000016_0002
In some embodiments, ring contraction may be employed to relieve steric hindrance and increase the lambda max of carotenoid analogs and derivatives. Increasing lambda max may vastly improve the antioxidant potency while essentially conserving the absolute molecular length of a carotenoid.
In some embodiments, water-solubility and/or water-dispersibility may be modulated by introduction of ester- and ether-linked moieties to ring and acyclic end groups. In some embodiments, introduction of additional synthetic handles on cyclic and acyclic carotenoids may be accomplished using retrometabolic drug design. For example, in the 1,2,3-trimethylphenyl (χ) end group, introduction of hydroxyl groups at the 1, 2, and 3 positions (or some subset thereof) may facilitate introduction of ester- and ether-linked moieties. Highly hydrophilic moieties (e.g. phosphates) and co-antioxidants (e.g. vitamin C, vitamin E, polyphenolics, flavonoids) may be joined directly or through the use of clinically relevant linkers to carotenoids. For carotenoids having a 1,2,3-trimethylphenyl (%) end group, for example, a stoichiometric ratio of 6 hydrophilic- and/or co-antioxidant moieties to one polyene chain may be achieved. This has the desired therapeutic and clinical effect of increasing the ratio of co-antioxidant to carotenoid during administration, and increasing the water solubility and/or dispersibility of the novel synthetic compound. In addition, in neutral conditions, it has been shown that the phenolic hydroxyl groups in 1,2,5 and 1,2,3 aryl carotenoids have little effect on the absorbance spectrum (and hence X11111x); however, in basic conditions, ionization causes a substantial bathochromic shift. This may be particularly preferable in mammalian systems, where physiological pH is maintained in the slightly basic range (7.35 — 7.45).
In some embodiments, novel synthetic carotenoids with improved structural characteristics may be obtained by synthetic modification using one or more of the following principles: removal of ring-chain steric hindrance (e.g., through ring contraction); introduction and/or extension of ring conjugation; and introduction of synthetic handles to increase solubility/dispersibility and stoichiometric ratios of ester/ether moieties.
The synthesis of certain carotenoids analogs and derivatives is presented herein. In some embodiments, methods and reactions described herein may be used to synthesize naturally-occurring carotenoids. Naturally- occurring carotenoids may include astaxanthin and actinionerythrol as well as other carotenoids. Some of the other
I4 carotenoids may include carotenoids such as, for example, zeaxanthin, carotenediol, nostoxanthin, crustaxaπthin, canthaxanthin, isozeaxanthin, hydroxycaαthaxanthin, tetxahydroxy-carotene-dione, lutein, and lycopene.
Ia some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000017_0001
where each R3 is independently hydrogen or methyl, and where each R1 and R2 are independently:
Figure imgf000017_0002
where each R4 is independently hydrogen, methyl, -OH, or -OR5 wherein at least one R4 group is -OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-NCR6^; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -0-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000017_0003
where each R3 is independently hydrogen or methyl, and where each R1 and R2 are independently:
Figure imgf000017_0004
where each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least two R4 groups are —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -0-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, 'or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000018_0001
where each R3 is independently hydrogen or methyl, where each R4 is independently hydrogen, methyl, -OH, or — OR5 wherein at least two R4 groups are —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl- N(R6);,; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CHa)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is l to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000018_0002
where each R3 is independently hydrogen or methyl, and where each R1 and R2 are independently:
Figure imgf000018_0003
where each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least one R4 group is -OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside residue, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(0)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000018_0004
where each R1 and R2 are independently:
Figure imgf000019_0001
where each R4 is independently hydrogen, methyl, -OH, or -OR5 wherein at least one R4 group is -OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)α-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co -antioxidant; where Rs is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000019_0002
where each R4 is independently hydrogen, methyl, -OH, or —ORS wherein at least one R4 group is —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-COaH; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7^; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000019_0003
where each R4 is independently hydrogen, methyl, -OH, or -ORS; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6V, -aryl-N(R6)2; -alkyl-CO2H; -aryl-COJrl; -0-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CHa)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a composition may include one or more carotenoids, carotenoid analogs, carotenoid derivatives, and pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives having the general structure:
Figure imgf000020_0001
wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(Rδ)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and where n is 1 to 9.
In some embodiments, a substituent —OR may include
Figure imgf000020_0002
wherein each R is independently H, alkyl, aryl, benzyl, Group IA metal, or co-antioxidant.
Some specific embodiments of -OR5 may include phosphate derivatives, succinate derivatives, co- antioxidant derivatives (e.g., Vitamin C, Vitamin C analogs, Vitamin C derivatives, Vitamin E, Vitamin E analogs, Vitamin E derivatives, polyphenolics, flavonoids, flavonoid analogs, or flavonoid derivatives), or combinations thereof of derivatives or analogs of carotenoids. Flavonoids may include, for example, quercetin, xanthohumol, isoxanthohumol, or genistein. Polyphenolics may include, for example, resveratrol.
Vitamin E may generally be divided into two categories including tocopherols having a general structure
Figure imgf000020_0003
/4/pΛα-tocopherol is used to designate when R1 = R2 = CH3. Betø-tocopherol is used to designate when R1 = CH3 and R2 = H. Gαλrønα-tocopherol is used to designate when R1 = H and R2 = CH3. Detø-tocopherol is used to designate when R1 = R2 = H.
The second category of Vitamin E may include tocotrienols having a general structure
Figure imgf000021_0001
Alpha- tocotxienol is used to designate when R1 = R2 = CH3. Beta- tocotrienol is used to designate when R1 = CH3 and R2 = H. Gamma- tocotxienol is used to designate when R1 = H and R2 = CH3. Delta- tocotrienol is used to designate when R1 = R2 = H.
Quercetin, a flavonoid, has the structure
Figure imgf000021_0002
In some embodiments, one or more co-antioxidants may be coupled to a carotenoid or carotenoid derivative or analog. Derivatives of one or more carotenoid analogs may be formed by coupling one or more free hydroxy groups of the co-antioxidant to a portion of the carotenoid.
Amino acid derivatives or peptides may be coupled to carotenoids or to carotenoid analogs or derivatives. Coupling of the amino acid (e.g., lysine, or a derivative thereof (e.g., a salt of lysine (e.g., a hydrochloride salt))) or the peptide to a carotenoid may be accomplished through an ester linkage. The ester linkage may be formed between a free hydroxyl of the carotenoid and the carboxylic acid of the amino acid or peptide. In other embodiments, amino acids, amino acid derivatives or peptides, may be coupled through an amide linkage. The amide linkage may be formed between the terminal carboxylic acid group of a linker attached to carotenoid and the amine of the amino acid or peptide.
Carbohydrate substituents include, but are not limited to the following side chains:
-CH2-(CHOH)n-CO2H;
-CH2-(CHOH)n-CHO;
-CH2-(CHOH)n-CH2OH;
-CH2-(CHOH)n-C(O)-CH2OH;
where R10 is hydrogen or
Figure imgf000021_0003
OH
Figure imgf000021_0004
here R13 is hydrogen or -OH.
Nucleoside substituents may have the structure:
Figure imgf000021_0005
where R12 is a purine or pyrimidine base, and R13 is hydrogen or -OH.
Derivatives or analogs may be derived from any known carotenoid (naturally or synthetically derived). Specific examples of naturally occurring carotenoids which compounds described herein may be derived from include for example actinioerythrol, capsorubin, renierapurpurin, isorenieratene, violerythrin, astacene, zeaxanfhin, lutein, lycophyll, astaxanthin, and lycopene.
In some embodiments, carotenoid analogs or derivatives may have increased water solubility and/or water dispersibility relative to some or all known naturally occurring carotenoids. Contradictory to previous research, improved results are obtained with derivatized carotenoids relative to the base carotenoid, wherein the base carotenoid is derivatized with substituents including hydrophilic substituents and/or co-antioxidants.
"Water-soluble" structural carotenoid analogs or derivatives are those analogs or derivatives that may be formulated in aqueous solution, either alone or with one or more excipients. Water-soluble carotenoid analogs or derivatives may include those compounds and synthetic derivatives that form molecular self-assemblies, and may be more properly termed "water dispersible" carotenoid analogs or derivatives. Water-soluble and/or "water- dispersible" carotenoid analogs or derivatives may be preferred in some embodiments.
Water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 1 mg/mL in some embodiments. In certain embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 5 mg/ml - 10 mg/mL. In certain embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 20 mg/mL. In certain embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 25 mg/mL. In some embodiments, water-soluble carotenoid analogs or derivatives may have a water solubility of greater than about 50 mg/mL.
In some embodiments, a composition may include a carotenoid analog or carotenoid derivative having the structure (I):
Figure imgf000022_0001
Such a compound may be used as an intermediate to synthesize other carotenoid analogs or carotenoid derivatives.
In some embodiments, carotenoid analogs and derivatives may be synthesized using the general process shown in Scheme T below.
Figure imgf000022_0002
Figure imgf000022_0003
SCHEME I Where each R1 is independently:
Figure imgf000023_0001
where each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least one R4 group is —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R&)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7J2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; where n is 1 to 9; where Y is PR6 3, SO2R6, or M+; and M is Li, Na, or MgBr.
Coupling of two "head units" with the do - aldehyde yields carotenoid. Coupling may be accomplished using a Wittig coupling (Y is PR6 3), sulphone coupling (Y is SO2R6), or condensation reaction (Y is M+). The Ci0 aldehyde is commercially available. Described herein are various methods of synthesizing the appropriate headpiece. The following U.S. Patents, all of which are incorporated herein by reference, describe the synthesis of various carotene and carotenoid synthesis intermediates: U.S. Patent Nos. 4,245,109 to Mayer et al., 4,283,559 to Broger et al, 4,585,885 to Bernhard et al., 4,952,716 to Lukac et al., and 6,747,177 to Ernst et al.
In some embodiments, carotenoid analogs and derivatives may be synthesized using the general process shown in Scheme II below.
Figure imgf000023_0002
Figure imgf000023_0003
SCHEME II
Where each R1 is independently:
Figure imgf000024_0001
where each R4 is independently hydrogen, methyl, -OH, or -OR5 wherein at least one R4 group is -OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(Rδ)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; - P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; where R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; where R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; where n is 1 to 9; where Y is PR6 3, SO2R6, or M+; and M is Li, Na, or MgBr.
Tn some embodiments, a carotenoid chemical intermediate (i.e., as depicted in Scheme TT) may include a compound having the general structure:
Figure imgf000024_0002
In some embodiments, carotenoid chemical intermediates may be used to synthesize naturally occurring carotenoids as well as carotenoid analogs and carotenoid derivatives. Carotenoid chemical intermediates may be used to synthesize naturally occurring carotenoids such as lycopene and lycopene analogs and lycopene derivatives.
In some embodiments, a synthetic sequence which may be used to make the chemical intermediate pictured above is depicted in Scheme III.
Figure imgf000024_0003
SCHEME III
In some embodiments, carotenoid analogs and derivatives (e.g., compound (I)) may be synthesized using the general process depicted in Scheme TV below.
Figure imgf000025_0001
SCHEME IV
R may include any appropriate protecting group known to one skilled in the art. R9 may include, but is not limited to, alkyl, aryl, or silyl. For example reaction (1) may include protecting any hydroxy groups with a known protecting group (e.g., triethylsilane (TES)). Reaction (2) may include reducing the aldehyde to an alcohol. Reduction of the aldehyde to an alcohol may be accomplished via a hydride source (e.g., sodium borohydride).
Reaction (3) may include halogenation of the formed alcohol. Any halogen may be substituted for the alcohol (e.g., Br, Cl, or I). There are many methods of halogenation known to one skilled in the art, but should be chosen based of course on the resiliency of the chosen protecting group (e.g., R9). Reaction (4) may include transformation of the halogen into a triaryl phosphorous derivative (e.g., with triphenyl phosphine (Ph3P)). Reaction (5) may include formation of an intermediate zwitter ion. In this instance a zwitter ion may be formed using a base capable of abstracting a hydrogen forming the zwitter ion. Reaction (6) may a coupling reaction (e.g., a Wittig reaction), which couples one or more of the zwitter ions with an aldehyde (e.g., dialdehyde). Upon formation of the carotenoid intermediate, any protecting groups (e.g., R9) may be removed during reaction (7) using a reagent appropriate to the protecting group (e.g., pyridinium p-toluenesulfonate (PPTS)). In some embodiments, compound (I) may be used as an intermediate for making other carotenoid analogs and carotenoid derivatives described herein.
In some embodiments, carotenoid analogs and derivatives (e.g., compound (I)) may be synthesized using the process depicted in Scheme V below.
Figure imgf000025_0002
Figure imgf000026_0001
SCHEME V
Iu some embodiments, carotenoid analogs and derivatives (e.g., compound (I)) may be synthesized using the process depicted in Scheme VI below.
PPh3- ∞U
Figure imgf000026_0002
Figure imgf000026_0003
potassium bis(trimethylsityl) amide
Figure imgf000026_0004
SCHEME VI
Experimentals for the above numbered compounds may be found herein below. In an embodiment, carotenoid derivatives may be synthesized from naturally-occurring carotenoids. The carotenoids may include structures 2A-2H depicted in FIG. 1. In some embodiments, the carotenoid derivatives may be synthesized from a naturally-occurring carotenoid including one or more alcohol substituents. In other embodiments, the carotenoid derivatives may be synthesized from a derivative of a naturally-occurring carotenoid including one or more alcohol substituents. The synthesis may result in a single stereoisomer. The synthesis may result in a single geometric isomer of the carotenoid derivative. The synthesis/synthetic sequence may include any prior purification or isolation steps carried out on the parent carotenoid. Synthesis of carotenoid derivatives and analogs can be found in U.S. Published Patent Application Nos. 2004-0162329 and 2005-0113372, both of which are incorporated herein by reference.
In some embodiments, the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives may inhibit and/or ameliorate the occurrence of diseases in subjects. Diseases that may be treated include any disease that involves production of reactive oxygen species and/or other radical and non-radical species (for example singlet oxygen, a reactive oxygen species but not a radical). In some embodiments, carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives may be used to treat a disease that involves production of reactive oxygen species. Oxidation of DNA, proteins, and lipids by reactive oxygen species and other radical and non-radical species has been implicated in a host of human diseases. Radicals may make the body more susceptible to other disease-initiating factors, may inhibit endogenous defenses and repair processes, and/or may enhance the progression of incipient disease(s). The administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives by one skilled in the art - including consideration of the pharmacokinetics and pharmacodynamics of therapeutic drug delivery - is expected to inhibit and/or ameliorate said disease conditions. In the first category are those disease conditions in which a single organ is primarily affected, and for which evidence exists that radicals and/or non-radicals are involved in the pathology of the disease. The following are diseases that may be inhibited and/or ameliorated by the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives. These examples are not to be seen as limiting, and additional disease conditions will be obvious to those skilled in the art.
• Head, Eyes, Ears, Nose, and Throat: age-related macular degeneration (ARMD), retinal detachment, hypertensive retinal disease, uveitis, choroiditis, vitreitis, ocular hemorrhage, degenerative retinal damage, cataractogenesis and cataracts, retinopathy of prematurity, Meuniere's disease, drug-induced ototoxicity (including aminoglycoside and furosemide toxicity), infectious and idiopathic otitis, otitis media, infectious and allergic sinusitis, head and neck cancer;
• Central Nervous System (brain and spinal cord): senile dementia (including Alzheimer's dementia), Neuman- Pick's disease, neurotoxin reactions, hyperbaric oxygen effects, Parkinson's disease, cerebral and spinal cord trauma, hypertensive cerebrovascular injury, stroke (thromboembolic, thrombotic, and hemorrhagic), infectious encephalitis and meningitis, allergic encephalomyelitis and other demyelinating diseases, amyotrophic lateral sclerosis (ALS), multiple sclerosis, neuronal ceroid lipofuscinoses, ataxia-telangiectasia syndrome, aluminum, iron, and other heavy metal(s) overload, primary brain carcinoma/malignancy and brain metastases;
• Cardiovascular: arteriosclerosis, atherosclerosis, peripheral vascular disease, myocardial infarction, chronic stable angina, unstable angina, idiopathic surgical injury (during CABG, PTCA), inflammatory heart disease [as measured and influenced by C-reactive protein (CRP) and myeloperoxidase (MPO)], vascular restenosis, Io w- density lipoprotein oxidation (ox-LDL), cardiomyopathies, cardiac arrhythmia (ischemic and post-myocardial infarction induced), congestive heart failure (CHF), drug toxicity (including adriamycin and doxorubicin), Keshan disease (selenium deficiency), trypanosomiasis, alcohol cardiomyopathy, venous stasis and injury (including deep venous thrombosis or DVT), thrombophlebitis;
• Pulmonary: asthma, reactive airways disease, chronic obstructive pulmonary disease (COPD or emphysema), hyperoxia, hyperbaric oxygen effects, cigarette smoke inhalation effects, environmental oxidant pollutant effects, acute respiratory distress syndrome (ARDS), bronchopulmonary dysplasia, mineral dust pneumoconiosis, adriamycin toxicity, bleomycin toxicity, paraquat and other pesticide toxicities, chemical pneumonitis, idiopathic pulmonary interstitial fibrosis, infectious pneumonia (including fungal), sarcoidosis, asbestosis, lung cancer (small- and large-cell), anthrax infection, anthrax toxin exposure; • Renal: hypertensive renal disease, end-stage renal disease, diabetic renal disease, infectious glomerulonephritis, nephrotic syndrome, allergic glomerulonephritis, type I-IV hypersensitivity reactions, renal allograft rejection, nephritic antiglomerular basement membrane disease, heavy metal nephrotoxicity, drug-induced (including • aminoglycoside, furosemide, and non-steroidal anti-inflammatory) nephrotoxicity, rhabdomyolisis, renal carcinoma;
• Hepatic: carbon tetrachloride liver injury, endotoxin and lipopolysaccharide liver injury, chronic viral infection (including Hepatitis infection), infectious hepatitis (non- viral etiology), hemachromatosis, Wilson's disease, acetaminophen overdose, congestive heart failure with hepatic congestion, cirrhosis (including alcoholic, viral, and idiopathic etiologies), hepatocellular carcinoma, hepatic metastases;
• Gastrointestinal: inflammatory bowel disease (including Crohn's disease, ulcerative colitis, and irritable bowel syndrome), colon carcinoma, polyposis, infectious diverticulitis, toxic megacolon, gastritis (including Helicobacter pylori infection), gastric carcinoma, esophagitis (including Barrett's esophagus), gastro- esophageal reflux disease (GERD), Whipple's disease, gallstone disease, pancreatitis, abetalipoproteinemia, infectious gastroenteritis, dysentery, nonsteroidal anti-inflammatory drug-induced toxicity;
• Hematopoietic/Hematologic: Pb (lead) poisoning, drug-induced bone marrow suppression, protoporphyrin photo-oxidation, lymphoma, leukemia, porphyria(s), parasitic infection (including malaria), sickle cell anemia, thallasemia, favism, pernicious anemia, Fanconi's anemia, post-infectious anemia, idiopathic thrombocytopenic purpura (ITP), autoimmune deficiency syndrome (AIDS);
• Genitourinary: infectious prostatitis, prostate carcinoma, benign prostatic hypertrophy (BPH), urethritis, orchitis, testicular torsion, cervicitis, cervical carcinoma, ovarian carcinoma, uterine carcinoma, vaginitis, vaginismus;
• Musculoskeletal: osteoarthritis, rheumatoid arthritis, tendonitis, muscular dystrophy, degenerative disc disease, degenerative joint disease, exercise-induced skeletal muscle injury, carpal tunnel syndrome, Guillan-Barre syndrome, Paget's disease of bone, ankylosing spondilitis, heterotopic bone formation; and
• Integumentary: solar radiation injury (including sunburn), thermal injury, chemical and contact dermatitis (including Rhus dermatitis), psoriasis, Bloom syndrome, leukoplakia (particularly oral), infectious dermatitis, Kaposi's sarcoma. In the second category are multiple-organ conditions whose pathology has been linked convincingly in some way to radical and non-radical injury: aging, including age-related immune deficiency and premature aging disorders, cancer, cardiovascular disease, cerebrovascular disease, radiation injury, alcohol-mediated damage (including Wernicke-Korsakoff s syndrome), ischemia-reperfusion damage, inflammatory and auto-immune disease, drug toxicity, amyloid disease, overload syndromes (iron, copper, etc.), multi-system organ failure, and endotoxemia/sepsis.
Maladies, which may be treated with carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives, may include, but are not limited to, cardiovascular inflammation, hepatitis C infection, cancer (hepatocellular carcinoma and prostate), macular degeneration, rheumatoid arthritis, stroke, Alzheimer's disease, and/or osteoarthritis. Tn an embodiment, the administration of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives to a subject may inhibit and/or ameliorate the occurrence of ischemia-reperfusion injury in subjects. In some embodiments, carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives may be administered to a subject alone or in combination with other carotenoid analogs or derivatives. The occurrence of ischemia-reperfusion injury in a human subject that is experiencing, or has experienced, or is predisposed to experience myocardial infarction, stroke, peripheral vascular disease, venous or arterial occlusion and/or restenosis, organ transplantation, coronary artery bypass graft surgery, percutaneous ■ ■ transluminal coronary angioplasty, and cardiovascular arrest and/or death may be inhibited or ameliorated by the administration of therapeutic amounts of carotenoids, carotenoid analogs, carotenoid derivatives, or pharmaceutically acceptable derivatives of carotenoids, carotenoid analogs, and carotenoid derivatives to the subject.
EXAMPLES
Having now described the invention, the same will be more readily understood through reference to the following example(s), which are provided by way of illustration, and are not intended to be limiting of the present invention.
Regarding the synthesis and characterization of compounds described herein, reagents were purchased from commercial sources and used as received unless otherwise indicated. Solvents for reactions and isolations were reagent grade and used without purification unless otherwise indicated. All of the following reactions were performed under nitrogen (N2) atmosphere. LC/MS was recorded on an Agilent 1100 LC/MSD VL system; column: Zorbax Eclipse XDB-C18 Rapid Resolution (4.6 x 75 mm, 3.5 μm); temperature: 25 0C; starting pressure: 128 bar, flow rate: 1.0 mL/min; mobile phase (A = 0.025% TFA in H3O, B = 0.025% TFA in acetonitrile); PDA Detector: 470 nm. Gradient program: 70% A/ 30% B (start), step gradient to 50% B over 5 min, step gradient to 98% B over 3.3 min, hold at 98% B over 16.9 min. Example 1: Preparation of 102
Figure imgf000029_0001
To a solution of chlorotriethylsilane (4 mL, 23.3 mrnol) in Λf,iV-dimethylforniamide (20 mL) at room temperature, was added imidazole (1.56 g, 23.32 mmol). The reaction was stirred for 15 min, then 2,3,4- trihydroxybenzaldehyde (1.0 g, 6.48 mmol) and N,N-dimethylarninopyridine (712 mg, 5.84 mmol) were added. The reaction was stirred at room temperature under nitrogen atmosphere for 12 hr, at which time the solution was diluted with diethyl ether, quenched with aqueous NH+Cl, and stirred for 5 min. The organic layer was washed with aqueous NH4CI, brine, and water. The combined organic layers were then dried over MgSCU, filtered and concentrated to yield crude TES-protected phenolic benzaldehyde. Rf (hexane/diethyl ether 7:3) = 0.88. Example 2: Preparation of 104
Figure imgf000029_0002
To a solution of crude TES-protected phenolic benzaldehyde (6.48 mmol) in CH2Cl2 (12 mL) at -78 0C, diisobutylaluminum hydride (13 mL, 12.96 mmol, 1.0 M in CHjCl2) was added dropwise. The solution was stirred at -78 0C under nitrogen atmosphere for 1 hr for complete conversion of the aldehyde. The solution was then quenched with water (9.1 mL), warmed to room temperature, and solid NaHCCh and ethyl acetate (69.2 mL) were added. The solution was stirred for 30 min at room temperature, dried over MgSCU, filtered, and concentrated down to yield crude TES-protected phenolic benzylic alcohol. R+ (hexane/diethyi ether 7:3) = 0.66. Example 3: Preparation of 106
Figure imgf000029_0003
To a solution of crude TES-protected phenolic benzylic alcohol (1.0 g, 1.99 mmol) in CCl4 (7 mL) was added PPh3 (2.0 g, 7.63 mmol). The solution was stirred for 15 min at room temperature then refluxed for 2 hr at which time all solvents were removed. The residue was then re-suspended in hexane and filtered two times. After removing the solvents, crude TES-protected phenolic benzylic chloride was afforded. Rf (hexane/diethyl ether 9:1 ) = 0.89. Example 4: Preparation of 108
Figure imgf000030_0001
To a solution of TES-protected phenolic benzylic chloride (1.99 mmol) in benzene (10 mL) was added PPh3
(5.2 g, 19.9 mmol). The solution was stirred for 15 min at room temperature under N2, then refluxed for 12 hr at which time the solution was concentrated down to yield crude TES-protected phenolic benzylic triphenylphosphonium salt. Example 5: Preparation of 110
Figure imgf000030_0002
To a suspension of the TES-protected phenolic benzylic triphenylphosphonium salt (0.633 mmol) in tetrahydrofuran (4 mL) at 0 °C was added dropwise under nitrogen atmosphere potassium bis(trimethylsilyl) amide (1.25 mL, 0.633 mmol, 0.5 M in toluene). Crocetin dialdehyde (19 mg, 0.063 mmol) was then added, the solution was warmed to room temperature, and stirred for 12 hr. The solution was diluted with CH2CIj and the organic layer washed with aqueous NH4Cl, brine, and water. The organic phase was dried over MgSC>4, the solution was filtered and concentrated down. After purification on a silica flash column with hexane/CH2Cl2 (4:1), and 1% triethylamine as the eluent system, four fractions were collected. Fraction 1 (dialdehyde, mono-triphenolic headgroup carotenoid): Rf (hexane/CH2Cl22:3) = 0.46 (yellow), 0.36 (orange); LC/MS (APCI): 9.30 min (7.71%), Xn^ 466 nm (100%), 445 nm (92%), 265 nm (18%), m/e: 295 (M+) (33%), 294 (100%), 240 (30%); 9.77 min (92.29%), X1^x 484 nm (91%), 460 nm (100%), 279 nm (10%), m/e: 418 (M+) (38%), 417 (100%), 372 (10%); Fraction 2 (mono- triphenolic headgroup carotenoid, di-triphenolic headgroup carotenoid): Rf (hexane/CH2Cl22:3) = 0.36 (orange), 0.28 (red); LC/MS (APCI): 9.57 min (10.91 %), X1113x 484 nrn (89%), 460 nm (100%), 279 nm (12%), m/e: 418 (M+) (34%), 417 (100%), 372 (11%); 10.01 min (89.08%), Xn^x 500 nm (80%), 469 nm (100%), 295 nm (18%); Fraction 3 (di-triphenolic headgroup carotenoid, mono-TES protected di-triphenolic headgroup carotenoid): R£ (hexane/CH2Cl22:3) = 0.28 (red), 0.18 (purple) LC/MS (APCI): 10.03 min (23.05%), λlnax 500 nm (82%), 469 nm (100%), 294 nm (20%); 13.58 min (76.95%), λ∞∞ 502 nm (92%), 467 nm (100%), m/e: 654 (M+) (18%), 653 (20%), 606 (70%), 276 (66%), 240 (100%).
In this patent, certain U.S. patents, U.S. patent applications, and other materials (e.g., articles) have been incorporated by reference. The text of such U.S. patents, U.S. patent applications, and other materials is, however, only incorporated by reference to the extent that no conflict exists between such text and the other statements and drawings set forth herein. In the event of such conflict, then any such conflicting text in such incorporated by reference U.S. patents, U.J patent applications, and other materials is specifically not incorporated by reference in this patent.
Further modifications and alternative embodiments of various aspects of the invention may be apparent to those skilled in the art in view of this description. Accordingly, this description is to be construed as illustrative only and is for the purpose of teaching those skilled in the art the general manner of carrying out the invention. It is to be understood that the forms of the invention shown and described herein are to be taken as the presently preferred embodiments. Elements and materials may be substituted for those illustrated and described herein, parts and processes may be reversed, and certain features of the invention may be utilized independently, all as would be apparent to one skilled in the art after having the benefit of this description to the invention. Changes may be made in the elements described herein without departing from the spirit and scope of the invention as described in the following claims. In addition, it is to be understood that features described herein independently may, in certain embodiments, be combined.

Claims

WHAT IS CLAIMED IS:
1. A composition comprising a carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative having the structure:
Figure imgf000032_0001
wherein each R3 is independently hydrogen or methyl, and wherein each R1 and R2 are independently:
Figure imgf000032_0002
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least one R4 group is —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; SiR6 3; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside residue, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(0)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
2. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000032_0003
wherein each R3 is independently hydrogen or methyl, and wherein each R1 and R2 are independently:
Figure imgf000033_0001
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least two R4 groups are — OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl- CO2H; -O-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
3. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a caϊotenoid analog or a carotenoid derivative has the structure:
Figure imgf000033_0002
wherein each R3 is independently hydrogen or methyl, wherein each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least two R4 groups are -OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; - alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryi-CO2H; -0-C(O)-R7;
Figure imgf000033_0003
-S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co- antioxidant; and wherein n is 1 to 9.
4. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000033_0004
wherein each R3 is independently hydrogen or methyl, and wherein each R1 and R2 are independently:
3i
Figure imgf000034_0001
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least one R4 group is —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside residue, or a co-antioxidant; wherein R5 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
5. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000034_0002
wherein each R3 is independently hydrogen or methyl, and wherein each R1 and R2 are independently:
Figure imgf000034_0003
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5, wherein at least one R4 group is —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2X1-CO2R8; a nucleoside reside, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group TA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR 7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
6. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000034_0004
wherein each R3 is independently hydrogen or methyl, and wherein each R1 and R2 are independently:
Figure imgf000035_0001
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5, wherein at least one R4 group is —OR5; wherein each R5 is independently: -alkyl-N(R6)2; -aryl-N(R6)2; -alkyI-CO2H; -aryI-CO2H; -O-C(O)-R7; ~P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2RB; a nucleoside reside, or a co- antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alley!, aryl, benzyl, Group TA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
7. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000035_0002
wherein each R4 is independently hydrogen, methyl, -OH, or -OR5 wherein at least one R4 group is -OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)U-CO2R8; a nucleoside reside, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, aikyl, aryl, benzyl, Group TA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
8. The composition of any one of (he above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000036_0001
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5; wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O-C(O)-R7; -P(O)(OR7)2; - S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-C02R8; a nucleoside reside, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co- antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
9. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000036_0002
wherein each R5 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl- CO2H; -0-C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside reside, or a co-antioxidant; wherein Rδ is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
10. The composition of any one of the above claims, wherein the substituent —OR is:
Figure imgf000036_0003
Figure imgf000036_0004
and wherein each R is independently H, alkyl, aryl, benzyl, Group IA metal, or co-antioxidant.
11. The composition of any one of the above claims, wherein the substituent —OR5 is:
Figure imgf000037_0001
12. The composition of any one of the above claims 1, wherein R5 is an amino acid, amino acid derivative, or amino acid analog.
13. The composition of any one of the above claims, wherein R1 comprises at least one —OR5, and wherein R2 comprises at least one —OR .
14. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000037_0002
15. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000037_0003
16. The composition of any one of the above claims, wherein the carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative has the structure:
Figure imgf000037_0004
17. The composition of any one of the above claims, wherein the co-antioτridant comprises Vitamin C, Vitamin
C analogs, Vitamin C derivatives, Vitamin E, Vitamin E analogs, Vitamin E derivatives, polyphenolics, flavonoids, flavonoid derivatives, or flavonoid analogs.
18. The composition of claim 17, wherein the flavonoids comprise quercetin, xanthohumol, isoxanthohumol, or genistein.
19. The composition of claim 17, wherein the polyphenolics comprise resveratrol.
20. A compound having the structure:
Figure imgf000038_0001
wherein each R3 is independently hydrogen or methyl, and wherein each R1 and R2 are independently:
Figure imgf000038_0002
wherein each R4 is independently hydrogen, methyl, -OH, or —OR5 wherein at least one R4 group is —OR5; wherein each R3 is independently: hydrogen; alkyl; aryl; -alkyl-N(R6)2; -aryl-N(R6)2; -alkyl-CO2H; -aryl-CO2H; -O- C(O)-R7; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; -C(O)-(CH2)n-CO2R8; a nucleoside residue, or a co-antioxidant; wherein R6 is hydrogen, alkyl, or aryl; wherein R7 is hydrogen, alkyl, aryl, benzyl, Group IA metal or a co-antioxidant; wherein R8 is hydrogen; alkyl; aryl; -P(O)(OR7)2; -S(O)(OR7)2; an amino acid; a peptide, a carbohydrate; a nucleoside, or a co-antioxidant; and wherein n is 1 to 9.
21. A method of inhibiting and/or ameliorating a disease associated with reactive oxygen species and/or other radical and non-radical species comprising administering to a subject a carotenoid analog, carotenoid derivative, or pharmaceutically acceptable derivative of a carotenoid analog or a carotenoid derivative having the structure as described in any one of claims 1 - 20.
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