WO1996023038A1 - Water-based adhesives containing thermally-inhibited starches - Google Patents

Water-based adhesives containing thermally-inhibited starches Download PDF

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Publication number
WO1996023038A1
WO1996023038A1 PCT/US1996/000988 US9600988W WO9623038A1 WO 1996023038 A1 WO1996023038 A1 WO 1996023038A1 US 9600988 W US9600988 W US 9600988W WO 9623038 A1 WO9623038 A1 WO 9623038A1
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WIPO (PCT)
Prior art keywords
starch
adhesive
inhibited
flour
thermally
Prior art date
Application number
PCT/US1996/000988
Other languages
French (fr)
Inventor
Timothy C. Koubek
Russell J. Nesiewicz
Michael T. Philbin
Joseph Wieczorek, Jr.
Chung-Wai Chiu
Eleanor Schiermeyer
David J. Thomas
Manish B. Shah
Daniel B. Solarek
Original Assignee
National Starch And Chemical Investment Holding Corporation
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Filing date
Publication date
Application filed by National Starch And Chemical Investment Holding Corporation filed Critical National Starch And Chemical Investment Holding Corporation
Priority to MX9705601A priority Critical patent/MX9705601A/en
Priority to EP96903662A priority patent/EP0805840A1/en
Priority to AU47671/96A priority patent/AU4767196A/en
Priority to JP8522997A priority patent/JPH10503803A/en
Publication of WO1996023038A1 publication Critical patent/WO1996023038A1/en

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    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09JADHESIVES; NON-MECHANICAL ASPECTS OF ADHESIVE PROCESSES IN GENERAL; ADHESIVE PROCESSES NOT PROVIDED FOR ELSEWHERE; USE OF MATERIALS AS ADHESIVES
    • C09J103/00Adhesives based on starch, amylose or amylopectin or on their derivatives or degradation products
    • C09J103/02Starch; Degradation products thereof, e.g. dextrin
    • CCHEMISTRY; METALLURGY
    • C04CEMENTS; CONCRETE; ARTIFICIAL STONE; CERAMICS; REFRACTORIES
    • C04BLIME, MAGNESIA; SLAG; CEMENTS; COMPOSITIONS THEREOF, e.g. MORTARS, CONCRETE OR LIKE BUILDING MATERIALS; ARTIFICIAL STONE; CERAMICS; REFRACTORIES; TREATMENT OF NATURAL STONE
    • C04B28/00Compositions of mortars, concrete or artificial stone, containing inorganic binders or the reaction product of an inorganic and an organic binder, e.g. polycarboxylate cements
    • C04B28/02Compositions of mortars, concrete or artificial stone, containing inorganic binders or the reaction product of an inorganic and an organic binder, e.g. polycarboxylate cements containing hydraulic cements other than calcium sulfates
    • C04B28/04Portland cements
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08BPOLYSACCHARIDES; DERIVATIVES THEREOF
    • C08B30/00Preparation of starch, degraded or non-chemically modified starch, amylose, or amylopectin
    • C08B30/12Degraded, destructured or non-chemically modified starch, e.g. mechanically, enzymatically or by irradiation; Bleaching of starch

Definitions

  • This invention relates to water-based adhesives containing starches and flours.
  • Annealing involves slurrying a granular starch with excess water at temperatures below the starch's or flour's gelatinization temperature.
  • Heat/moisture- treatment involves a semi-dry treatment at temperatures below the starch's or flour's gelatinization temperature, with no added moisture and with the only moisture present being that normally present in a starch granule (which is typically 10% or more) .
  • GB 263.897 discloses an improvement in the heat treatment process of GB 228.829.
  • the process of the '829 patent involves dry heating flour or wheat to a point at which substantially all of the gluten is rendered non-retainable in a washing test and then blending the treated flour or wheat with untreated flour or wheat to provide a blend having superior strength.
  • the improvement of the '897 patent is continuing the dry heating, without, however, gelatinizing the starch, for a considerable time beyond that necessary to render all of the gluten non- retainable.
  • “Dry-heating” excludes heating in a steam atmosphere or an atmosphere containing considerable quantities of water vapor which would tend to gelatinize the starch.
  • the wheat or flour may contain the usual amount of moisture, preferably not greater than 15%.
  • the heat treatment may exceed 7 hours at 77-93°C (170-200°F), e.g., 8 to 14 hours at 82°c (180 ⁇ F) or 6 hours at 100 ⁇ C (212°F) .
  • GB 530.226 discloses a method for drying a starch cake containing about 40-50% water with hot air or another gas at 149°C (300°F) or above without gelatinizing the starch.
  • the starch cake is disintegrated by milling it to a finely divided state prior to drying.
  • GB-595.552 discloses treatment of starch, more particularly a corn starch, which involves drying the starch to a relatively low moisture content of 1-2%, not exceeding 3%, and subsequently dry heating the substantially moisture-free starch at 115-126 * c for 1 to 3 hours.
  • the treatment is intended to render the starch free from thermophilic bacteria.
  • the starch should not be heated longer than necessary to effect the desired sterilization.
  • U.S. 3.490.917 discloses a process for preparing a non-chlorinated cake flour suitable for use in cakes and sponges having a high sugar to flour ratio.
  • the starch or a flour in which the gluten is substantially or completely detached from the starch granules is heated to a temperature of from 100-140°C and then cooled.
  • the conditions are selected so that dextrinization does not occur, e.g., about 15 minutes at 100-115°C and no hold and rapid cooling at the higher temperatures.
  • the heat treatment should be carried out under conditions which allow the water vapor to escape. The reduction in moisture content due to the heat treatment depends upon the temperature employed.
  • the moisture content is reduced from 10-12% to 8-9%, by weight, while at medium and high temperatures the moisture content is typically reduced to 7% or less.
  • the moisture is allowed to reach moisture equilibrium with the atmosphere.
  • the gelatinization temperature of the heat treated starch or flour is approximately 0.5-l°C higher than that of a comparable chlorinated flour or starch.
  • the heating can be carried out in many ways, including heating in a hot air fluidized bed.
  • U.S. 3.578.497 discloses a process for non-chemically improving the paste and gel properties of potato starch and imparting a swelling temperature as much as -7 to - 1°C (20 to 30°F) higher.
  • a concentrated suspension (20- 40% dry solids) at a neutral pH (5.5-8.0, preferably 6- 7.5) is heated either for a long time at a relatively low temperature or for a short time at successively higher temperatures.
  • the suspension is first heated at a temperature below the incipient swelling temperature of the particular batch of starch being treated (preferably 49 ⁇ C - 120°F) . Then the temperature is gradually raised until a temperature well above the original swelling temperature is attained.
  • Amylose-free starches such as waxy corn starch
  • the Brabender viscosity of cooked pastes derived from the treated starch was used to determine the inhibition level. Inhibition was indicated by a delayed peak time in the case of the treated corn starch, by the lack of a peak and a higher final viscosity in the case of the treated achira starch, and by the loss of cohesiveness in the case of the treated tapioca starch.
  • the granular starch is suspended in water in the presence of salts which raise the starch's gelatinization temperature so that the suspension may be heated to high temperatures without causing the starch granules to swell and rupture yielding a gelatinized product.
  • the preferred salts are sodium, ammonium, magnesium or potassium sulfate; sodium, potassium or ammonium chloride; and sodium, potassium or ammonium phosphate.
  • About 10-60 parts of salt are used per 100 parts by weight of starch.
  • Preferably, about 110 to 220 parts of water are used per 100 parts by weight of starch.
  • the suspension is heated at 50-100°C, preferably 60-90 ⁇ C, for about 0.5 to 30 hours.
  • the pH of the suspension is maintained at about 3-9, preferably 4-7. Highly alkaline systems, i.e., pH levels above 9 retard inhibition.
  • U.S. 4.013.799 issued March 22, 1977, to
  • Smalligan et al. discloses heating a tapioca starch above its gelatinization temperature with insufficient moisture (15 to 35% by total weight) to produce gelatinization.
  • the starch is heated to 70-130*C for 1 to 72 hours.
  • the starch is used as a thickener in wet, pre-cooked baby foods having a pH below about 4.5.
  • U.S. 4.303.451 (issued December 1, 1981 to Seidel et al.) discloses a method for preparing a pregelatinized waxy maize starch having improved flavor characteristics reminiscent of a tapioca starch.
  • the starch is heat treated at 120-200°C for 15 to 20 minutes.
  • the pregelatinized starch has gel strength and viscosity characteristics suitable for use in pudding mixes.
  • U.S. 4.303.452 (issued Dec. 1, 1981 to Ohira et al.) discloses smoking a waxy maize starch to improve gel strength and impart a smoky taste.
  • the pH of the starch is raised to pH 9-11 before smoking.
  • the preferred water content of the starch during smoking is 10-20%
  • U.S. 4.391.836 (issued July 5, 1983 to C.-W. Chiu) discloses instant gelling tapioca and potato starches which are non-granular and which have a reduced viscosity. Unmodified potato and tapioca starches do not normally gel.
  • the starches of the patent are rendered non-granular and cold-water-dispersible by forming an aqueous slurry of the native starch at a pH of about 5-12 and then drum-drying the slurry.
  • the starches are rendered gelling by heat treating the drum-dried starch for about 1.5 to 24 hours at 125-180°C to reduce the viscosity to within defined Brabender viscosity limitations.
  • U.S. 4.491.483 (issued January 1, 1985 to W.E.
  • Dudacek et al. discloses subjecting a semi-moist blend of a granular starch with at least 0.25 wt. % of a fatty acid surfactant and sufficient water (about 10-40 wt. %) to a heat-moisture treatment at from about 50-120°C, followed by drying to about 5-15 wt. %, preferably 10 wt. %, moisture.
  • the heat-moisture treated starch-surfactant product is characterized by a hot water dispersibility of from about 60-100% and a higher pasting temperature than the granular starch from which it is derived.
  • the treatment takes place in a closed container so that the moisture can be maintained at a constant level.
  • the preferred conditions are 3 to 16 hours at 60-90°C. Degradation and dextrinization reactions are undesirable as they destroy the thickening ability of the starch.
  • the use of conditions, such as, e.g., 35% moisture at 90°C for 16 hours results in reduced paste viscosity. It is believed the presence of the surfactant during the treatment permits formation of a complex within the partially swollen starch matrix with straight chain portions of the starch molecules. The limited moisture environment allows complex formation without gelatinization.
  • Japanese Patent Publication No. 61-254602. discloses a wet and dry method for heating waxy corn starch and derivatives thereof to impart emulsification properties.
  • the wet or dry starch is heated at 100-200 ⁇ C, preferably 130-150°C, for 0.5 to 6 hours.
  • the water content is 10%, preferably 5%, or less.
  • the water content is 5 to 50%, preferably 20-30%.
  • the pH is 3.5-8, preferably 4-5.
  • a combined treatment involving annealing a heat/moisture-treated potato starch leads to a further increase in gelatinization temperature without detectable changes in gelatinization enthalapy and with retention of the viscosity changes caused by the heat treatment.
  • a combined treatment involving annealing a heat/moisture-treat potato starch does not lower the gelatinization temperature, when compared to the base starch, and increases the gelatinization temperature at higher heat/moisture treatment levels.
  • Starches and flours are chemically modified with difunctional reagents such as phosphorus oxychloride, sodium tri etaphosphate, adipic anhydride, acetic anhydride and epichlorohydrin to produce chemically crosslinked starches having excellent tolerance to processing variables such as heat, shear, and pH extremes.
  • difunctional reagents such as phosphorus oxychloride, sodium tri etaphosphate, adipic anhydride, acetic anhydride and epichlorohydrin to produce chemically crosslinked starches having excellent tolerance to processing variables such as heat, shear, and pH extremes.
  • Such chemically crosslinked starches also referred to as “inhibited starches” provide a desirable smooth texture and possess viscosity stability throughout processing operations and normal shelf life.
  • Starches have long been used as an adhesive material in various applications such as the fabrication of corrugated board, paper bags, paper boxes, laminated paperboard, spiral-wound tubes, gummed labels, gummed tapes and other gumming applications. See the discussion in Starch Chemistry and Technology, 2nd Edition, by R. Whistler et al., 1984, pp. 593-610 and Chapter 22 "Starch and Its Modifications" by M.W. Rutenberg, pp. 22-63 and 22-64 in "Handbook of Water-Soluble Gums and Resins” edited by Robert L. Davidson and published by McGraw-Hill Book Co. (1980).
  • U.S. 2.791.512 (issued 5/7/57 to Hutch et al.) discloses remoistening adhesive compositions which are an intimate mixture of water and dextrinized amylopectin which is substantially free of amylose (e.g., waxy maize). At about 40-60% solids, the viscosity is 2,000- 20,000 cps at about 52-54 ⁇ C (125-130 ⁇ F) . Up to 30% of ordinary converted corn starch or corn dextrine can be included in the adhesive composition.
  • 3.155.527 discloses a water-resistant adhesive suitable for paper board production contains about 1 part of gelatinized starch, about 3-6 parts of ungelatinized starch, about 0.5-2 parts of urea, about 0.25-1 part of formaldehyde, about 15-25 parts of water, and an alkaline material present in an amount sufficient to give a pH of about 10- 12.5.
  • the carrier portion is formed by gelatinizing starch in an alkaline medium, cooling the resulting paste, and mixing with a slurry of ungelatinized starch, water, urea, and formaldehyde.
  • Suitable starches include those normally present in water-resistant adhesives, e.g., corn, potato, waxy maize, sorghum, and/or tapioca.
  • U.S. 3.331.697 discloses an adhesive adapted for bonding gypsum and other cellulosic materials which is an aqueous paste containing about 3-15 wt. % of an alkylene oxide-modified starch (e.g., potato starch reacted with 1-7% ethylene oxide) , about 2-20 wt. % of a fibrous reinforcing filler (e.g., asbestos), about 30-65 wt. % of a particulate filler (e.g., finely divided limestone, and water in an amount sufficient to give a solid content of 45-75 wt. %.
  • an alkylene oxide-modified starch e.g., potato starch reacted with 1-7% ethylene oxide
  • a fibrous reinforcing filler e.g., asbestos
  • a particulate filler e.g., finely divided limestone
  • U.S. 3.408.214 (issued 10/29/68 to Mentzer) discloses a remoistening adhesive which has improved open time and bond time.
  • the adhesive mixture contains an ungelatinized chemically modified starch substantially free of set back propylene or polyethylene glycol (200- 7,000 mol. wt.), water, and optionally a plasticizer.
  • the components are mixed in sufficient water to give a slurry of 30-70% solids, preferably the pH is adjusted to 8-12, and the mixture is heated to gelatinize the starch.
  • U.S. 3.477.903 (issued 11/11/69 to T.S. Semegran et al.) discloses water resistant adhesive compositions which comprise a mixture, in an aqueous medium, of amylose product containing at least 55 wt. % amylose and a peptizing agent selected from the group consisting of alkali metal hydroxides, alkali or alkaline earth metal salts, salts of transition metals, sodium salicylate, and formaldehyde.
  • the amylose product may be an isolated amylose as the whole starch.
  • the amylose may be heat and/or acid treated or oxidized to give thin boiling starches.
  • the amylose may also be chemically derivatized.
  • U.S. 3.640.756 (issued 2/8/72 to Beersma et al.) discloses a remoistenable pregummed paper such as wall paper which are coated with a layer of a high molecular weight polymeric binding agent on which is absorbed a cold-water-swelling, chemically crosslinked granular starch ether or ester containing hydrophilic substituents (e.g., a crosslinked granular starch phosphate prepared by reaction with a phosphorus- containing acid and urea or a crosslinked granualr carboxymethyl starch crosslinked with epichlorohyddrin. The degree of crosslinking should be 1-50 crosslinks per anhydroglucose unit. All starch bases are suitable.
  • U.S. 3.690.938 (issued September 12, 1972 to
  • T.G. Swift discloses a remoistenable adhesive composition with excellent "slip" properties for preparted wall coverings.
  • the adhesive is a blend of 30- 40 wt. % of an acid-hydrolyzed waxy starch (at least 80% amylopectin) , 15-25 wt. % of a slip agent such as methyl, hydroxyethyl, and carboxymethyl cellulose, and 35-55 wt. % (dry solids) of a plasticizer such as sodium or potassium methacrylate.
  • U.S. 3.810.783 (issued 5/14/74 to W.A. Bomball) discloses a starch-based remoistenable prepasted wallcovering adhesive which comprises an oxidized yellow dent corn starch, methyl ether of cellulose, predispersed coating clay, hydrolyzed polyvinyl alcohol, monobasic sodium phosphate, paraffin wax, a sodium salt of sulfonated paraffin wax, a crosslinking agent such as glyoxal, small amounts of a suitable fungicide, and optionally polyvinyl acetate.
  • the oxidation is controlled to give a starch with a Brookfield viscosity of 1,200-2,000 cps (30% solids, 155°F, 20 rpm. No.
  • U.S. 3.844.807 (issued 10/29/74 to G.F. Bramel) discloses water resistant, short tack adhesive paste for bonding paper products such as multi-wall envelope bags, the dry pre-blend comprises two premix blends of acid hydrolyzed starch, hydroxyethylated starch, buffering salts and a specific type of starch modifier (e.g., polyoxyethylene laurate) .
  • the preblends and mixture thereof are slurried with water and a urea-formaldehyde resin (added for water resistance prior to use. The mixture is then cooked.
  • U.S. 3.950.593 discloses adhesive formulations for pregummed remoistenable tape having a long open ime and short tack time.
  • An acid hydrolyzed derivatized waxy maize starch is used as a replacement for animal glue.
  • the major ingredient is a waxy maize starch which is first acid hydrolyzed and then copolymerized with an acrylamide monomer.
  • an acid-hydrolyzed, cyanoethylated waxy maize starch provides the major adhesive ingredient.
  • U.S. 4.329.181 discloses a corrugating adhesive having improved tack where the gelatinized carrier starch is an amylose starch containing at least 40% amylose and an alkali- labile stabilizing groups (e.g., acetyl) which are removed when the carrier starch is incorporated into an alkaline corrugating adhesive.
  • an alkali- labile stabilizing groups e.g., acetyl
  • U.S. 4.366.275 (issued 12/28/82 to M.A. Silano et al.) discloses a water-resistant starch-based alkaline corrugating adhesive composition which contains a crosslinking additive which is low in free formaldehyde.
  • U.S. 5.085.228 (issued 2/4/92 to N.T. Mooney et al.) discloses a starch-based adhesive for cigarette manufacturing which comprises a mixture of a chemically crosslinked starch, a fluidity or converted starch.
  • the starches have an amylopectin content of at least 70 wt. % and are prepared by cooking at high temperature and pressure.
  • Suitable starches include waxy maize, waxy rice, tapioca, potato, maize (corn) , wheat, arrowroot and sago.
  • U.S. 5.087.649 discloses a dry paste, such as a wallpaper paste, which is prepared from a mixture containing carboxymethylated and/or alkoxylated starch, a cellulose ether, a water dispersible or water soluble polymer, other conventional additives (preservatives, wetting agents, and fillers) , and water.
  • the adhesive is dried in a thin layer on surface by heating to 80-200°C.
  • the starch can be optionally treated with a chemical crosslinking agent.
  • U.S. 5.155.140 (issued 10/13/92 to K. Marten et al.) discloses a cigarette gluing adhesive which is an aqueous mixture containing gum arabic, a water soluble starch degradation product (oxidatively or hydrolytically degraded starches and dextrins) and/or carboxymethyl starch and/or gelatinized starch an optionally typical preservatives.
  • U.S. 5.329.004 (issued 7/12/94 to J.L. Eden et al.) discloses a cigarette manufacturing adhesive which is a natural based liquid starch phosphate.
  • the starch phosphate is made from a fluidity or converted starch having a high amylopectin content.
  • the final starch phosphate composition is steam injection cooked at high temperature and pressure.
  • the present invention provides aqueous-based adhesives which comprise an aqueous-based carrier and a cooked or precooked (i.e., pregelatinized) thermally- inhibited starch or flour.
  • the thermally-inhibited starch or flour may be a granular starch or a pregelatinized granular or non-granular starch.
  • the pregelatinization may be carried out prior to or after the thermal inhibition. For some uses modified thermally-inhibited starches or flours may be useful.
  • the starches and flours are thermally inhibited, without the addition of chemical reagents, in a heat treatment process that results in the starch or flour becoming and remaining inhibited.
  • the starches and flours are referred to as “inhibited” or “thermally- inhibited (abbreviated " ⁇ -I") .
  • ⁇ -I thermalally- inhibited
  • thermally- inhibited starches and flours are dispersed and/or cooked in water, they exhibit the textural and viscosity properties characteristic of a chemically-crosslinked starch.
  • the starch granules are more resistant to viscosity breakdown. This resistance to breakdown results in what is subjectively considered a non-cohesive or "short” textured paste, meaning that the gelatinized starch or flour tends to be salve-like and heavy in viscosity rather than runny or gummy.
  • thermally-inhibited starches and flours are non-pregelatinized granular starches or flours
  • the starches or flours exhibit an unchanged or reduced gelatinization temperature.
  • most annealed and heat/moisture treated starches show an increased gelatinization temperature.
  • Chemically- crosslinked starches show an unchanged gelatinization temperature. It is believed the overall granular structure of the thermally-inhibited starches and flours has been altered.
  • the starches and flours that are substantially completely inhibited will resist gelatinization.
  • the starches and flours that are highly inhibited will gelatinize to a limited extent and show a continuing rise in viscosity but will not attain a peak viscosity.
  • the starches and flours that are moderately inhibited will exhibit a lower peak viscosity and a lower percentage breakdown in viscosity compared to the same starch that is not inhibited.
  • the starches and flours that are lightly inhibited will show a slight increase in peak viscosity and a lower percentage breakdown in viscosity compared to the same starch that is not inhibited.
  • the starches and flours are inhibited by a process which comprises the steps of dehydrating the starch or flour until it is anhydrous or substantially anhydrous and then heat treating the anhydrous or substantially anhydrous starch or flour at a temperature and for a period of time sufficient to inhibit the starch or flour.
  • substantially anhydrous means containing less than 1% moisture by weight.
  • the dehydration may be a thermal dehydration or a non-thermal dehydration such alcohol extraction or freeze drying.
  • An optional, but preferred, step is adjusting the pH of the starch or flour to neutral or greater prior to the dehydration step.
  • thermal inhibition will depend on the reason the starch or flour is included in the adhesive, as well as the particular processing conditions used to prepare the adhesive.
  • Adhesives prepared with the thermally-inhibited starches and flours will possess viscosity stability, process tolerance such as resistance to heat, acid, and shear, and improved texture.
  • Aqueous dispersions or cooks of the thermally- inhibited starches exhibit enhanced viscosity stability and, in some cases, increased adhesion which makes them particularly useful in adhesives.
  • lightly inhibited, higher viscosity products with little breakdown, as well as highly inhibited, low viscosity products with no breakdown can be prepared by the thermal inhibition process described herein.
  • the amount of the starch or flour is about 1-20%, preferably 2-5%, by weight based on the weight of the adhesive composition.
  • the amount of the starch or flour is about 1-40%, preferably 10-20%, by weight based on the weight of the adhesive composition.
  • the adhesives can be a liquid adhesive or a paste prepared by cooking the starch or flour in an aqueous medium or a dried film of a remoistenable adhesive.
  • Adhesives containing the thermally-inhibited starches or flours are especially useful for kraft adhesives, cigarette-making adhesives, envelope adhesives, corrugating adhesives, lay-flat laminating adhesives, tube-winding adhesives, bottle labeling adhesives, other packaging and converting adhesives, and in the preparation of ceramic tile cement.
  • the thermally-inhibited starches and flours can be derived from any native source.
  • a native starch or flour is one as it is found in nature in unmodified form.
  • Typical sources for the starches and flours are cereals, tubers, roots, legumes and fruits.
  • the native source can be corn, pea, potato, sweet potato, banana, barley, wheat, rice, sago, amaranth, tapioca, sorghum, waxy maize, waxy tapioca, waxy rice, waxy barley, waxy potato, waxy sorghum, starches containing greater than 40% amylose, and the like.
  • the thermal inhibition process may be carried out prior to or after other starch or flour reactions used to modify starch or flour.
  • the starches may be modified by conversion (i.e., acid-, enzyme-, and/or heat-conversion) , oxidation, phosphorylation, etherification (e.g. , by reaction with propylene oxide) , esterification (e.g., by reaction with acetic anhydride or octenylsuccinic anhydride) , and/or chemical crosslinking (e.g., by reaction with phosphorus oxychloride or sodium trimetaphosphate) .
  • the flours may be modified by bleaching or enzyme conversion.
  • Suitable conditions are thermally dehydrating at low temperatures and the starch's natural pH or thermally dehydrating at higher temperatures after increasing the pH of the starch to neutral or above.
  • neutral covers the range of pH values around pH 7 and is meant to include from about pH 6.5-7.5.
  • a pH of at leat 7 is preferred. More preferably, the pH is 7.5-10.5.
  • the most preferred pH range is above 8 to below 10.
  • gelatinization more easily occurs. Therefore, pH adjustments below 12 are more effective. It should be noted that the textural and viscosity benefits of the thermal inhibition process tend to be enhanced as the pH is increased, although higher pHs tend to increase browning of the starch or flour during the heat treating step.
  • the non-pregelatinized granular starch or flour is typically slurried in water or another aqueous medium, in a ratio of 1.5 to 2.0 parts of water to 1.0 part of starch or flour, and the pH is raised by the addition of any suitable base.
  • Buffers such as sodium phosphate, may be used to maintain the pH if needed.
  • a solution of a base may be sprayed onto the powdered starch or flour until the starch or flour attains the desired pH, or an alkaline gas such as ammonia can be infused into the starch or flour.
  • the slurry is then either dewatered and dried, or dried directly, typically to a 2-15% moisture content.
  • the starches or flours can be pregelatinized prior to or after the thermal inhibition process using methods known in the art.
  • the amount of pregelatinization, and consequently, whether the starch will display a high or a low initial viscosity when dispersed in water, can be regulated by the pregelatinization procedure used, as is known in the art.
  • the resulting pregelatinized starches are useful in applications where cold-water-soluble or cold-water- dispersible starches are used.
  • Pregelatinized granular starches and flours have retained their granular structure but lost their polarization crosses.
  • Pregelatinized non-granular starches and flours have also lost their polarization crossese and have become so swollen that the starches have lost their granular atructure and broken into fragments. They can be prepared according to any of the known physical, chemical or thermal pregelatinization processes that destroy the granule such as drum drying, extrusion, or jet-cooking. See U.S. 1.516.512 (issued Nov. 25, 1924 to R.W. G. Stutzke) ; U.S. 1.901.109. (issued March 14, 1933 to W. Maier) ; US. 2.314.459 (issued March 23, 1943 to A.A. Salzburg; US. 2.582.198 (issued January 8, 1957 to O.R. Ethridge); US.
  • the pH is adjusted by slurrying the pregelatinized granular starch or flour in water in a ratio of 1.5-2.0 parts to 1.0 part starch, and optionally, the pH is adjusted to neutral or greater.
  • the slurry is simultaneously pregelatinized and dried and the dried, starch or flour is thermally inhibited. If the thermal inhibition process is performed first, the starch or flour is slurried in water, the pH of the starch or flour is adjusted to neutral or greater, and the starch or flour is dried to about 2-15% moisture. The dried starch or flour is then dehydrated and heat treated. The inhibited starch or flour is reslurried in water, optionally pH adjusted, and simultaneously pregelatinized and dried.
  • the pH is raised by slurrying the starch or flour in water at 30-40% solids and adding a sufficient amount of a solution of a base until the desired pH is reached.
  • starch or flours prepared by the continuous coupled jet- cooking/spray-drying process of U.S. 5.131.953 or the dual atomization/spray-drying process of U.S. 4.280.851 the starch or flour is slurred at 6-10% solids in water and the pH is adjusted to the desired pH by adding a sufficient amount of a solution of a base until the desired pH is reached.
  • Suitable bases for use in the pH adjustment step include, but are not limited to, sodium hydroxide, sodium carbonate, tetrasodium pyrophosphate, ammonium orthophosphate, disodium orthophosphate, trisodium phosphate, calcium carbonate, calcium hydroxide, potassium carbonate, and potassium hydroxide, and any other bases approved for use under applicable regulatory laws.
  • the preferred base is sodium carbonate. It may be possible to use bases not approved under the above regulations provided they can be washed from the starch so that the final product conforms to good manufacturing practices for the desired end use.
  • a thermal dehydration is carried out by heating the starch or flour heating device for a time and at a temperature sufficient to reduce the moisture content to less than 1%, preferably 0%.
  • the temperatures used are 125°C or less, more preferably 100° to 120°C.
  • the dehydrating temperature can be lower than 100°C, but a temperature of at least 100°C will be more efficient for removing moisture.
  • Representative processes for carrying out the non-thermal dehydration include freeze drying or extracting the water from the starch or flour using a solvent, preferably a hydrophilic solvent, more preferably a hydrophilic solvent which forms an azeotropic mixture with water (e.g. , ethanol) .
  • a solvent preferably a hydrophilic solvent, more preferably a hydrophilic solvent which forms an azeotropic mixture with water (e.g. , ethanol) .
  • the starch or flour (about 4-5% moisture) is placed in a Soxhlet thimble which is then placed in the Soxhlet apparatus.
  • a suitable solvent is placed in the apparatus, heated to the reflux temperature, and refluxed for a time sufficient to dehydrate the starch or flour. Since during the refluxing the solvent is condensed onto the starch or flour, the starch or flour is exposed to a lower temperature than the solvent's boiling point. For example, during ethanol extraction the temperature of the starch is only about 40-50°C even though ethanol's boiling point is above 78°C. When ethanol is used as the solvent, the refluxing is continued for about 17 hours.
  • the extracted starch or flour is removed from the thimble, spread out on a tray, and the excess solvent is allowed to flash off.
  • the time required for ethanol to flash off is about 20-30 minutes.
  • the dehydrated starch or flour is immediately placed in a suitable heating apparatus for the heat treatment. For a commercial scale dehydration any continuous extraction apparatus is suitable.
  • the starch or flour (4-5% moisture) is placed on a tray and put into a freeze dryer.
  • a suitable bulk tray freeze dryer is available from FTS systems of Stone Ridge, New York under the trademark Dura-Tap.
  • the freeze dryer is run through a programmed cycle to remove the moisture.
  • the temperature is held constant at about 20°C and a vacuum is drawn to about 50 milliTorr (mT) .
  • the starch or flour is removed from the freeze dryer and immediately placed into a suitable heating apparatus for the heat treatment. After it is dehydrated, the starch or flour is heat treated for a time and at a temperature sufficient to inhibit the starch or flour.
  • the preferred heating temperatures are greater than about 100°c.
  • the upper limit of the heat treating temperature is about 200°C.
  • Typical temperatures are 120-180°C, preferably 140-160°C, most preferably 160 ⁇ C.
  • the temperature selected will depend upon the amount of inhibition desired and the rate at which it is to be achieved.
  • the time at the final heating temperature will depend upon the level of inhibition desired. When a conventional oven is used, the time ranges from 1 to 20 hours, typically 2-5 hours, usually 3.5 - 4.5 hours. When a fluidized bed is used, the times range from 0 minutes to 20 hours, typically 0.5-3.0 hours. Longer times are required at lower temperatures to obtain more inhibited starches. Different levels of inhibition may be required depending on the adhesive end use application, e.g., to adjust the final viscosity/solids ratio and/or to achieve specific rheological properties. For most applications, the thermal dehydrating and heat treating steps will be continuous and accomplished by the application of heat to the starch or flour beginning from ambient temperature.
  • the moisture will be driven off during the heating and the starch or flour will become anhydrous or substantially anhydrous.
  • the peak viscosities are higher than the peak viscosities of starches or flours heated for longer times, although there will be greater breakdown in viscosity from the peak viscosity. With continued heat treating, the peak viscosities are lower, but the viscosity breakdowns are less.
  • the process may be carried out as part of a continuous process involving the extraction of the starch from a plant material.
  • the source of the starch or flour, initial pH, dehydrating conditions, heating time and temperature, and equipment used are all interrelated variables that affect the amount of inhibition.
  • the heating steps may be performed at normal pressures, under vacuum or under pressure, and may be accomplished by conventional means known in the art.
  • the preferred method is by the application of dry heat in dry air or in an inert gaseous environment.
  • the heat treating step can be carried out in the same apparatus in which the thermal dehydration occurs. Most conveniently, the process is continuous with the thermal dehydration and heat treating occurring in the same apparatus, as when a fluidized bed reactor is used.
  • the dehydrating and heat treating apparatus can be any industrial ovens, conventional ovens, microwave ovens, dextrinizers, dryers, mixers and blenders equipped with heating devices and other types of heaters, provided that the apparatus is fitted with a vent to the atmosphere so that moisture does not accumulate and precipitate onto the starch or flour.
  • the preferred apparatus is a fluidized bed.
  • the apparatus is equipped with a means for removing water vapor, such as, a vacuum or a blower to sweep air or the fluidizing gas from the head-space of the fluidized bed.
  • Suitable fluidizing gases are air and nitrogen. For safety reasons, it is preferable to use a gas containing less than 12% oxygen.
  • Superior inhibited starches and flours having high viscosities with low percentage breakdown in viscosity are obtained in shorter times in the fluidized bed reactor than can be achieved using other conventional heating ovens or dryers.
  • the starches may be inhibited individually or more than one may be inhibited at the same time.
  • the starches may be inhibited in the presence of other materials or ingredients that would not interfere with the thermal inhibition process or alter the properties of the starch product.
  • the resulting starches may be screened to the desired particle size. If the starch is a non-pregelatinized granular starch, the starch can be slurried in water, washed, filtered, dried, and bleached. If the starch is a granular pregelatinized starch, the starch can be washed by any known methods that will maintain granular integrity.
  • the pH may be adjusted.
  • the thermally-inhibited starches and flours can be used wherever starches and flours are conventionally used in adhesives.
  • Typical adhesive categories include liquid adhesives, pastes, cold-water-soluble adhesives, water-resistant adhesives, and numerous other applications.
  • the starch is cooked and solubilized and used as either the only component in addition to water in the adhesive or as an added component in more complex formulations to provide the required tack, overall adhesion, solution viscosity, stability, and/or desired rheological characteristics.
  • Adhesives for specific applications include corrugating adhesives, multiwall bag adhesives, laminating adhesives, tube-winding adhesives, labelling adhesives, side bag seam adhesives, tissue and towel adhesives, cigarette adhesives, wallpaper adhesives, adhesives for disposables, remoistenable adhesives, bookbinding adhesives, cup and plate adhesives, case and carton seal adhesives, carton forming adhesives, glued lap adhesives, and the like.
  • Adhesives containing these starches and dextrins have a Brookfield viscosity of approximately 500-5000 cps. , and they are used in all applications including side seams and tipping.
  • a side seam is the bond produced to facilitate the formation of the tobacco filled cigarette rod.
  • Tipping is the process by which the separate filter section is combined with the tobacco filled section by means of an overlapping bond.
  • Conventional remoistenable envelope adhesives are prepared by the addition of dextrin, plasticizer and other additives to dextrin-emulsified vinyl acetate homopoly ers. These adhesives are characterized by superior drying speeds and high gloss, properties particularly desirable for such applications.
  • Corrugating adhesives are prepared using starch, water, alkali, and other optional ingredients, e.g., a waterproofing agent. Starches used as the carrier portion may contain portions or mixtures of high amylose starch.
  • Adhesives are also used for bottle labelling, tubewinding, lay flat laminating, and tissue/towel and disposable articles.
  • the dextrins utilized in the envelope adhesives may be derived from any available starch base including, but not limited to, waxy maize, waxy sorghum, sago, tapioca, potato, corn, sorghum, rice and wheat as well as the derivatives thereof.
  • starch base should be in ungelatinized form and should remain in that form throughout the subsequent dextrinization process.
  • starch bases In converting these starch bases into dextrins, one may employ any of the usual dextrinization procedures well known to those skilled in the art, including treatment of starch with either heat or acid. It should be noted that when reference is made to “dextrins,” it includes the degraded starch products prepared either by means of a process wherein the applicable starches are converted with acids and/or oxidizing agents, in the presence of water, at superatmospheric pressures and temperatures (in excess of about 212°F) or by means of enzyme conversion procedures utilizing an enzyme such as alpha-amylase. Additional information relating to the dextrinization of starches may be found Chapters XII-XIII of "Chemistry and Industry of Starch" edited by R.W. Kerr, published in 1950 by the Academic Press of New York, New York.
  • the adhesive polymer base is prepared by conventional ethylene vinyl acetate polymerization procedures with the one difference being the use of an aqueous solution of dextrin as the emulsifier or protective colloid.
  • the polymerization is then carried out in an aqueous medium under pressures less than about 130 atmospheres in the presence of a catalyst. If necessary, the system is maintained at a pH of 2 to 6 by using a suitable buffering agent.
  • the polymerization is performed at conventional temperatures from about 70° to 225 ⁇ C, preferably from 120° to 175 ⁇ F, for sufficient time to achieve a low monomer content, e.g., from about 1 to 8 hours, preferably from 3 to 7 hours, and produces a latex having less than 1.5%, preferably less than 0.5% by weight of the free monomer.
  • Conventional batch, semi- continuous or continuous polymerization procedures may be employed. See, for example, U.S. 3.708.388 (issued
  • emulsifiers In addition to the required dextrin solution used as a protective colloid, other emulsifiers, generally of a non-ionic or anionic oil-in-water variety may also be used in the polymerization reaction. When used, the emulsifiers are generally present in amounts of 0.1 to 1% of the monomers used in the polymerization and is added either entirely to the initial charge or added continuously or intermittently during polymerization or as a post-reaction stabilizer.
  • the preferred polymerization procedure is a modified batch processing wherein the major amounts of some or all the comonomers and emulsifier are charged to the reaction vessel after polymerization has been initiated. It is preferred to add the vinyl ester intermittently or continuously over the polymerization period of about 0.5-10 hours, preferably 2-6 hours.
  • the lattices are produced and used at relatively high solids contents, e.g., between 35 and 75%, although they may be diluted with water if desired.
  • the preferred total solids are about 40-70%, most preferably about 50-68%, by weight.
  • solids refers to the combined amounts of ethylene vinyl acetate resin, dextrin and other non-volatiles present in the latex.
  • the particle size of the latex can be regulated by the quantity and type of the emulsifying agent or agents employed. To obtain smaller particles sizes, greater amounts of emulsifying agents are used. As a general rule, the greater the amount of the emulsifying agent employed, the smaller the average particle size.
  • the humectant used herein may be any of those conventionally used in formulating remoistenable "front seal" adhesives, typically sugars, sorbitol, glycerine, propylene glycol, and glycol ethers. These humectants are used in the adhesive formulations at levels of about 0.5-5% by weight of the total adhesive formulation.
  • an aqueous solution of the dextrin is prepared and added to the ethylene vinyl acetate latex or the dry dextrin is added directly to the latex.
  • the adhesive composition is then heated and maintained at a temperature of about 160°-180°F with agitation for a period sufficient to ensure complete dissolution. Any other additives which are to be employed are added at this point.
  • the resulting mixture is then diluted with additional water, if necessary, to the desired viscosity, generally in the range of about 2,000 to 11,000 cps, preferably about 6,000 cps.
  • a thickener e.g., polyacrylamide, carboxymethyl cellulose, or hydroxyethyl cellulose
  • the dextrin will be present in an amount up to about 40%, typically about 8-25%, preferably 15-20%, by weight of the formulation, with the humectant and dextrin- emulsified ethylene vinyl acetate resin comprising the remainder of the composition.
  • Various optional additives, such as plasticizers, preservatives, thickeners, bleaching agents, and the like may also be present in the adhesive compositions in order to modify certain characteristics thereof.
  • humectant component and the optional additional dextrin have been referred to as being "post-added,” it should be recognized that the post-addition is merely the most convenient and generally accepted method of formulating "front" seal adhesives and that it is possible to add the humectant and the additional dextrin directly to the monomer charge prior to the actual polymerization.
  • Corrugating Adhesives The procedures employed in the production of corrugated paperboard usually involve a continuous process whereby a strip of paperboard is first corrugated by means of heated, fluted rolls. The protruding tips on one side of this fluted paperboard strip are then coated with an adhesive, and a flat sheet of paperboard, commonly known in the trade as facing, is thereafter applied to these tips. By applying heat and pressure to the two paperboard strips thus brought together, an adhesive bond is formed.
  • the above-described procedure produces what is known as a single-faced board in that the facing is applied to only one surface.
  • the particular adhesive employed in the corrugating process is selected on the basis of several factors, including the type of bond required in the final application of the finished corrugated product.
  • Starch- based adhesives are most commonly used due to their desirable adhesive properties, low cost and ease of preparation.
  • starch corrugating adhesives The most fundamental of starch corrugating adhesives is an alkaline adhesive which is comprised of ungelatinized starch suspended in an aqueous dispersion of cooked starch.
  • the adhesive is produced by gelatinizing starch in water with sodium hydroxide (caustic soda) to yield a primary mix of gelatinized or cooked carrier starch.
  • the cooked carrier starch is then slowly added to a secondary mix of ungelatinized starch, borax and water to produce the full-formulation adhesive.
  • the adhesive is applied (usually at between 25° and 55°C) to the tips of the fluted paper medium or single-faced board.
  • the ungelatinized starch gelatinizes, resulting in an instantaneous increase in viscosity and the formation of the adhesive bond.
  • the starch component which may be an ungelatinized starch and/or a gelatinized carrier starch may be selected from any of the several starches, native or converted, heretofore employed in starch corrugating adhesive compositions.
  • the ungelatinized starch is usually corn starch.
  • suitable starches include, for example, those starches derived from corn, potato. waxy maize, sorghum, wheat, as well as high-amylose starches, i.e., starches which contain 40% or more by weight of amylose, and the various derivatives of these starches.
  • Suitable starches include various starch derivatives such as ethers, esters, thin-boiling starches prepared by known processes such as mild acid treatments or oxidation, high amylose starch derivatives. Preferred starches are those typically employed in alkaline corrugating adhesives.
  • the starch content of the adhesive can vary considerably depending on several factors such as the intended end-use and the type of starch used.
  • the remainder of the adhesive composition is composed of about 0.3-5% of an alkali such as sodium hydroxide, based on total weight of starch, about 0.3-10% on dry basis of an optional crosslinking additive (based on total weight of starch) , and about 54-89% of water based on total weight of the adhesive.
  • the preferred amounts of all ingredients are 10-35% starch, 1-4% alkali, 60-81% water and, if used, 1-5% of the crosslinking additive.
  • a suitable crosslinking additive is described in U.S. 4.366.275 (issued December 28, 1982 to M.A. Sitano et al.).
  • the alkali employed herein is preferably sodium hydroxide; however, other bases may be employed as partial or full replacement of the sodium hydroxide and include, for example, alkali metal hydroxides such as potassium hydroxide, alkaline earth hydroxides such as calcium hydroxide, alkaline earth oxides such as barium oxide, alkali metal carbonates such as sodium carbonate. and alkali metal silicates such as sodium silicate.
  • alkali may be employed in aqueous or solid form.
  • the controls for the test samples were from the same native source as the test samples, were unmodified or modified in the same manner as the test samples, and were at the same pH unless otherwise indicated.
  • the pH of the samples was raised by slurrying the starch or flour in water at 30-40% solids and adding a sufficient amount of a 5% sodium carbonate solution until the desired pH was reached.
  • the low initial cold viscosity samples were sprayed at a steam:starch ratio of 3.5-4.5:1, and the high initial cold viscosity samples were sprayed at a steam:starch ratio of 5.5-6.5:1.
  • Moisture content of all pregelatinized samples after spray drying and before the dehydration step in the thermal inhibition process was 4- 10%.
  • the pH was raised by slurrying the starch or flour in water at 30-40% solids and adding a sufficient amount of a 5% sodium carbonate solution until the desired pH was reached.
  • a single steam-heated steel drum at about 142- 145°C was used for the drum drying.
  • the starch or flour was slurred at 6-10% solids in water and the pH was adjusted to the desired pH by adding a sufficient amount of 5% sodium carbonate solution until the desired pH was reached.
  • test samples were dehydrated and heat treated in a fluidized bed reactor, model number FDR-100, manufactured by Procedyne Corporation of New Brunswick, New Jersey.
  • the cross-sectional area of the fluidized bed reactor was 0.05 sq meter.
  • the starting bed height was 0.3-0.8 meter, but usually 0.77 meter.
  • the fluidizing gas was air except where otherwise indicated. When granular non-pregelatinized starches were being heat treated, the gas was used at a velocity of 5-15 meter/min. When pregelatinized granular starches were being heat treated, the gas was used at a velocity of 15- 21 meter/min.
  • the side walls of the reactor were heated with hot oil, and the fluidizing gas was heated with an electric heater.
  • the samples were loaded into the reactor and then the fluidizing gas introduced, or the samples were loaded while the fluidizing gas was being introduced. No difference was noted in the samples in the order of loading. Unless otherwise specified, the samples were brought from ambient temperature up to no more than 125°C until the samples became anhydrous and were further heated to the specified heat treating temperatures. When the heating temperature was 160°C, the time to reach that temperature was less than three hours.
  • the moisture level of the samples at the final heating temperature was 0%, except where otherwise stated. Portions of the samples were removed and tested for inhibition at the temperatures and times indicated in the tables.
  • the VISCO ⁇ Amylo ⁇ GRAPH records the torque required to balance the viscosity that develops when a starch slurry is subjected to a programmed heating cycle.
  • the record consists of a curve tracing the viscosity through the heating cycle in arbitrary units of measurement termed Brabender Units (BU) .
  • BU Brabender Units
  • the starch slurry is heated rapidly to 92°C and held for 10 minutes.
  • the peak viscosity and viscosity ten minutes after peak viscosity were recorded in Brabender Units (BU) .
  • the percentage breakdown in viscosity ( ⁇ 2%) was calculated according to the formula:
  • Inhibited starches will show a Brabender curve different from the curve of the same starch that has not been inhibited (hereinafter the control starch) .
  • the control starch At low levels of inhibition, an inhibited starch will attain a peak viscosity somewhat higher than the peak viscosity of the control, and there may be no decrease in percentage breakdown in viscosity compared to the control. As the amount of inhibition increases, the peak viscosity and the breakdown in viscosity decrease.
  • the rate of gelatinization and swelling of the granules decreases, the peak viscosity disappears, and with prolonged cooking the Brabender trace becomes a rising curve indicating a slow continuing increase in viscosity.
  • starch granules no longer gelatinize, and the Brabender curve remains flat.
  • the pregelatinized thermally-inhibited starch to be tested was slurried in a sufficient amount of distilled water to give a 4.6% anhydrous solids starch slurry at pH 3 as follows: 132.75 g sucrose, 26.55 g starch, 10.8 g acetic acid, and 405.9 g water were mixed for three minutes in a standard home Mixmaster at setting #1.
  • the slurry was then introduced to the sample cup of a Brabender VISCO/Amylo/GRAPH fitted with a 350 cm/gram cartridge and the viscosity measured as the slurry was heated to 30°C and held for 10 minutes.
  • the viscosity at 30°C and 10 minutes after hold at 30°C were recorded.
  • the viscosity data at these temperatures are a measurement of the extent of pregelatinization. The higher the viscosity at 30°C, the grater the extent of granular swelling and hydration during the pregelatinization process. Heating was continued to 95°C and held at that temperature for 10 minutes.
  • thermally-inhibited starch is made more conclusively by reference to a measurement of its viscosity after it is dispersed in water and gelatinized using the instrument described above.
  • the level of viscosity when dispersed in cold water will be dependent on the extent to which the starch was initially cooked out during the pregelatinization process. If the granules were not fully swollen and hydrated during pregelatinization, gelatinization will continue when the starch is dispersed in water and heated. Inhibition was determined by a measurement of the starch viscosity when the starch was dispersed at 4.6% solids in water at pH 3 and heated to 95°C.
  • the resulting Brabender traces will be as follows: for a highly inhibited that the starch, the trace will be a flat curve, indicating that the starch is already very swollen and is so inhibited starch it is resisting any further gelatinization or the trace will be a rising curve, indicating that further gelatinization is occurring at a slow rate and to a limited extent; for a less inhibited starch, the trace will he a dropping curve, indicating that some of the granules are fragmenting, but the overall breakdown in viscosity will be lower than that for a non-inhibited control or the trace will show a second peak but the breakdown in viscosity will be lower than that for a non-inhibited control.
  • the resulting Brabender traces will be as follows: for a highly inhibited starch, the trace will be a rising curve, indicating that further gelatinization is occurring at a slow rate and to a limited extent; for a less inhibited starch, the trace will show a peak viscosity as gelatinization occurs and then a drop in viscosity, but with a lower percentage breakdown in viscosity than for a non-inhibited control. If no peak viscosity was reached, that is, the data indicated a rising curve or a flat curve, the viscosity at 95°C and the viscosity at 10 minutes after attaining 95 ⁇ C were recorded.
  • the resulting Brabender traces will be as follows: for a highly inhibited starch the trace will be flat, indicating that the starch is so inhibited that it is resisting any further gelatinization or the trace will be a rising curve, indicating that further gelatinization is occurring at a slow rate and to a limited extent; for a less inhibited starch, the trace will show a dropping curve, but the overall breakdown in viscosity from the peak viscosity will be lower than that for a non- inhibited control.
  • the crosslinked, thermally-inhibited cationic and amphoteric starches (23.0 g) to be tested was combined with 30 ml of an aqueous solution of citric acid monohydrate (prepared by diluting 210.2 g of citric acid monohydrate to 1000 ml in a volumetric flask) and sufficient water was added to make the total charge weight 460.0 g.
  • the slurry is added to the cooking chamber of the Brabender VISCO amylo GRAPH fitted with a 700 cm/gram cartridge and rapidly heated from room temperature to 95°C. The peak viscosity (highest viscosity observed) and the viscosity after 30 minutes at 95°C were recorded.
  • Peak Characterization of Inhibition bv Cooks A dry blend of 7 g of starch or flour (anhydrous basis) and 14 g of sugar were added to 91 ml of water in a Waring blender cup at low speed, then transferred to a cook-up beaker, allowed to stand for 10 minutes, and then evaluated for viscosity, color, clarity and texture.
  • Rapid Visco Analyzer fRVAi This test is used to determine the onset of gelatinization, i.e., the pasting temperature. The onset of gelatinization is indicated by an increase in the viscosity of the starch slurry as the starch granules begin to swell.
  • a 5 g starch sample (anhydrous basis) is placed in the analysis cup of a Model RVA-4 Analyzer and slurried in water at 20% solids. The total charge is 25 g.
  • the cup is placed into the analyzer, rotated at 160 rpm, and heated from an initial temperature of 50°C up to a final temperature of 80°C at a rate of 3°C per minute.
  • a plot is generated showing time, temperature, and viscosity in centipoises (cP) .
  • the pasting temperature is the temperature at which the viscosity reaches 500 cP. Both pasting temperature and pasting time are recorded.
  • the Brookfield Viscometer and the appropriate spindle (the spindle is selected based on the anticipated viscosity of the material) .
  • the test sample usually a cooked starch paste or dextrin, is placed in position and the spindle is lowered into the sample to the appropriate height.
  • the viscometer is turned on and the spindle is rotated at a constant speed (e.g., 10 or 20 rpm) for at least 3 revolutions before a reading is taken. Using the appropriate conversion factors, the viscosity (in centipoises) of the sample is recorded.
  • thermally-inhibited starches and controls in the following examples were prepared as described above and are defined by textural characteristics or in relation to data taken from Brabender curves using the above-described procedures. Unless otherwise specified, the thermally-inhibited starches and flours referred to as "granular" starches are non-pregelatinized granular starches and flours.
  • T-I starches and flours The thermally-inhibited starches and flours are referred to as "T-I" starches and flours and the conditions used for their preparation (i.e., pH to which the starch is adjusted and heat treatment temperature and time at that temperature) are included in parenthesis (pH;temperature/hold time at that temperature) . All pH adjustments are done with sodium carbonate unless specified otherwise.
  • the moisture indicated is the moisture content in the starch before the dehydration and heat treating steps. As indicated above, as the starches were brought from ambient temperature up to the heating temperature, the starches became anhydrous or substantially anhydrous.
  • the unmodified control was a commercial granular waxy maize starch obtained from National Starch and Chemical Company, Bridgewater, New Jersey.
  • the modified control was a commercial crosslinked (phosphorous oxychloride treated) granular waxy maize starch obtained from National Starch and Chemical Company, Bridgewater, New Jersey.
  • Samples were cooked by slurrying 7.0 g of starch (at 12% moisture) in 91 mis water at neutral pHs and heating the starch slurry for 20 minutes in a boiling water bath.
  • the cold evaluation was carried out at 25 * C. TABLE II - Brabender Evaluation
  • EXAMPLE 2 This example illustrates that a variety of granular starches may be processed by the method of this invention to provide a non-cohesive thickener with properties similar to chemically crosslinked starches.
  • V.O. hybrid starch samples were granular starches obtained from National Starch and Chemical Company, Bridgewater, New Jersey.
  • Samples were cooked by slurrying 7.5 g of starch at 12% moisture in 100 mis of water and heating the starch slurry for 20 minutes in a boiling water bath.
  • the viscosity and texture evaluation results show that a non-cohesive, heat-stable starch thickener may be prepared from waxy barley, V.O. hybrid, tapioca and waxy rice starches by the process of this invention.
  • the amount of inhibition (non-cohesive, thickening character in cooked aqueous dispersion) increased with increasing time of heat treatment.
  • This example illustrates the effects of temperature, the pH, and starch moisture content on the viscosity and texture of the treated starch.
  • Control heavy cohesive 12 . 1% H 2 0
  • Samples were obtained from National Starch and Chemical Company, Bridgewater, New Jersey.
  • Process was conducted at pH 5.2.
  • a combination of selected factors including the pH, moisture content and the type of native starch, determine whether a desirable, non-cohesive, heat-stable starch thickener is produced by the process of this invention.
  • the data shows that inhibited anhydrous or substantially anhydrous samples can be obtained at heat treating temperatures between 100-200°c, with more inhibition obtained at higher temperatures or at longer times at lower temperatures.
  • the starch samples heated at 200°C were highly inhibited (rising curves) or completely inhibited (no gelatinization) .
  • Viscosity tBU Viscosity tBUi
  • EXAMPLE 6 This example shows the preparation of pregelatinized granular, thermally-inhibited waxy maize starches. The pregelatinization step was carried out prior to the thermal inhibition. The fluidized bed described previously was used.
  • Starch slurries (30-40% solids) , pH adjusted to 6, 8, and 10, were pregelatinized in a pilot size spray drier (Type-1-KA#4F, from APV Crepaco, Inc., Dryer
  • the spray nozzle had the following configuration: fluid cap, 251376, and air cap, 4691312.
  • the resulting high and low viscosity pregelatinized granular starches were dehydrated and heat treated at the temperature and time indicated.
  • the thermally-inhibited starches were evaluated for inhibition using the Brabender procedure previously described.
  • Control 200 190 615 350 190 69
  • EXAMPLE 7 This example describes the preparation of thermally-inhibited pregelatinized granular starches from additional starch bases as well as a waxy maize starch.
  • the granular starches were adjusted to the indicated pH, pregelatinized using the procedure previously described, and heat treated in an oven at 140°C for the indicated time. The cook evaluation and Brabender results are shown below.
  • thermally-inhibited pregelatinized granular starches can be prepared using other starch bases and that for non-cohesive starches longer times and/or higher pHs are required when an oveno rather than a fluidized bed is used for the dehydration and heat treatment.
  • EXAMPLE 8 This example shows the preparation of pregelatinized, non-granular starches which were pregelatinized by drum-drying and then thermally inhibited. Samples of waxy maize, tapioca and potato starches, at pH 6, 8, and 10, were pregelatinized by drum-drying. The samples were placed in a 140°C oven, dehydrated to anhydrous, and heat treated at 140°C for the indicated times.
  • This example shows the preparation of another pregelatinized non-granular starch which was jet-cooked, spray-dried, and then thermally inhibited.
  • a granular high amylose starch (50% amylose) was jet-cooked and spray-dried using the continuous coupled jet-cooking/spray-drying process described in U.S. 5.131.953 and then thermally inhibited for 8 hours at 140°C.
  • the jet-cooking/spray-drying conditions used were as follows: slurry - pH 8.5-9.0; cook solids - 10%; moyno setting - about 1.5; cooking temperature - about 145°C; excess steam - 20%; boiler pressure - about 85 psi; back pressure - 65 psi; spray-dryer - Niro dryer; inlet temperature - 245 ⁇ C; outlet temperature - 115 ⁇ C; atomizer - centrifugal wheel.
  • the pregelatinized non- granular starch was adjusted to pH 8.7 and dehydrated and heat treated for 8 hours in an oven at 140°C. The characteristics of the resulting thermally-inhibited starches are set out below. Viscosity (BV)
  • Amylose The results show that even a high amylose starch can be inhibited. There was less breakdown for the thermally-inhibited starch and the overall viscosity was higher.
  • thermally-inhibited waxy maize starches can be prepared by drum drying the starches prior to thermal inhibition.
  • the resulting non- granular thermally-inhibited drum-dried starches are compared with the non-granular thermally-inhibited waxy maize starches prepared by the continuous coupled jet- cooking and spray-drying process used in Example 8 and with granular thermally-inhibited starches prepared by the dual atomization/spray drying process described in U.S. 4.280.251 (which was used in Example 6) .
  • the conditions used for the oven dehydration and heat treatment were 8 hours at 140°C.
  • Control 100 1010 1080 340 170 84 T-I 360 950 970 860 650 33
  • results show that after 8 hours heat treatment at 140°C all the pregelatinized thermally- inhibited starches showed much less breakdown. The results also show that a higher degree of inhibition along with a higher peak viscosity can be obtained if the starch granules are completely disrupted as by drum drying or jet cooking.
  • EXAMPLE 11 This example shows that a granular starch can be dehydrated by ethanol extraction and that a better tasting starch is obtained.
  • a granular waxy maize starch was slurried in 1.5 parts water based on the weight of the starch and adjusted to pH 7 and 9.5 with 5% sodium carbonate, held for 30 minutes, filtered, and dried on a tray to a moisture content of about 5-6% moisture.
  • the starch having the pH of 5.3 was a native starch which was not pH adjusted.
  • the dried pH 5.3, pH 7.0, and pH 9.5 starches were each separated into two samples.
  • One sample was dried on trays in a forced draft oven at 80 ⁇ C overnight to thermally dehydrate the starch to ⁇ 1% (0%) moisture.
  • the other sample was placed in a Soxhlet extractor and allowed to reflux overnight (about 17 hours) with anhydrous ethanol (boiling point 78.32°C).
  • the ethanol-extracted sample was placed on paper so that the excess alcohol could flash off which took about 30 minutes.
  • the ethanol-extracted starch was a free flowing powder which was dry to the touch.
  • the oven-dehydrated starches and ethanol-extracted starches were placed on trays in a forced draft oven and heated for 3, 5, and 7 hours at 160 ⁇ C.
  • T-I starches The thermally-inhibited (T-I) starches and the controls were evaluated using the Brabender Procedure previously described was used. The results are shown below:
  • EXAMPLE 12 Granular tapioca, corn, and waxy rice starches and waxy rice flour were adjusted to pH 9.5, dehydrated in an oven and by extraction with ethanol, and heat treated at 160°C for the indicated time. They were evaluated for Brabender viscosity using the procedure previously described. The Brabender results are shown below. Viscositv (BU.
  • EXAMPLE 13 This example compares ethanol extracted granular waxy maize starches and oven-dehydrated granular waxy maize starches heat treated in an oven for 5 and 7 hours at 160°C at the same pH, i.e., pH 8.03.
  • Ethanol 7 hours mod. heavy non- mod. tan to heavy cohesive, smooth * Slightly darker than ethanol-dehydrated samples.
  • EXAMPLE 15 This example shows that thermal inhibition reduced the gelatinization temperature of the granular waxy maize starches.
  • the gelatinization temperature of an untreated waxy maize, a thermally-inhibited (T-I) waxy maize (pH adjusted and not pH adjusted) , and chemically-crosslinked (X-linked) waxy maize starches were determined by Differential Scanning Calorime ry. The starches were thermally dehydrated and heat treated in an oven for the indicated time and temperature.
  • the results show that there was a significant reduction in peak gelatinization temperature of the thermally inhibited (T-I) starches.
  • the heat treatment reduced the enthalpy ( ⁇ H) from 4.3 cal/g for the unmodified starch to 2.8 - 2.9 cal/g for the thermally- inhibited starch.
  • the chemically crosslinked (X-linked) starches are essentially identical to the unmodified waxy starch in peak temperature (72-74°C vs. 74°C) and enthalpy (4.2-4.4 vs 4.3 cal/g).
  • the reduced gelatinization temperature and decrease in enthalpy suggest that the overall granular structure has been altered by the dehydration and heat treatment.
  • EXAMPLE 16 This example shows that the thermal inhibition may begin as early as 110°C (230 ⁇ F) , that it is substantially noticeable at 160° (320°F) , and that the gelatinization is unchanged or reduced.
  • Granular waxy maize starches were pH adjusted to 7.0 and 9.5 and dehydrated and heat treated using air having a Dew point below 9.4°C (15°F) in the fluidized bed previously described at the indicated temperature and time. The Brabender and DSC results are shown below.
  • Waxv Maize tpH 9.5 Waxv Maize tpH 9.5.
  • Control (pH 9.5) 1240 300 75.8 93°C for 0 min. 1200 300 75.0 104 ⁇ C for 0 min. 1205 320 73.4 110°C for 0 min. 1260 400 68.3 121°C for 0 min. 1230 430 65.0 127 ⁇ C for 0 min. 1255 420 66.5 138°c for 0 min. 1245 465 62.7 149 ⁇ C for 0 min. 1300 490 62.3 160°C for 0 min. 1120 910 18.8 160 ⁇ C for 60 min. 750 730 2.7 160°C for 90 min. 690 680 1.4 Dehydration/ Peak
  • EXAMPLE 17 This example shows the correlation between the RVA pasting temperature and time and DSC peak gelatinization temperature and time and the reduction in Brabender viscosity breakdown for various granular starch bases and for granular waxy maize starches dehydrated by various methods including heating, ethanol extraction, and freeze drying.
  • the base starches were unmodified.
  • the starches were all adjusted to pH 9.5 before dehydration.
  • the ethanol-extracted and freeze-dried controls were pH adjusted and dehydrated but not heat treated.
  • the dehydrated starches were all heat treated in an oven at 160°C for the indicated time except for the starches chemically crosslinked with sodium trimetaphosphate (STMP) which were heat treated at 160°C for the indicated time in the fluidized bed previously described.
  • STMP sodium trimetaphosphate
  • EXAMPLE 18 A granular waxy maize starch which had been lightly crosslinked with 0.04% phosphorous oxychloride was thermally-inhibited. The granular starch was jet- cooked and spray-dried using the coupled continuous jet- cooking/spray-drying process and conditions described in Example 8. The spray-dried starch was oven dehydrated and heat treated for 8 hours at 140°C.
  • This example shows the thermal inhibition of converted starches.
  • Samples of waxy maize and tapioca starch were slurried in 1.5 parts water. The slurries were placed in a 52'C water bath, with agitation, and allowed to equilibrate for one hour. Concentrated hydrochloric acid (HCl) was added at 0.8% on the weight of the samples. The samples were allowed to convert at 52°C for one hour. The pH was then adjusted to 5.5 with sodium carbonate, then to pH 8.5 with sodium hydroxide. The samples were recovered by filtering and air drying (approximately 11% moisture) . The starches in 50g amounts were placed in an aluminum tray, covered and placed into a forced draft oven at 140°C for 5.5 hours. The starches were evaluated for inhibition.
  • HCl Concentrated hydrochloric acid
  • PO propylene oxide
  • Waxv Maize (7% PO and natural PH at 160 » C,
  • Waxv Maize (7% PC > and pH 9.5 at 169' ' ⁇ ?)
  • Waxv Maize (3% PQ > and natural oK ⁇ at 160 ⁇ C,
  • EXAMPLE 21 A converted hydroxypropylated waxy maize starch (25 WF starch reacted with 2% propylene oxide) was adjusted to pH 9.5 and thermally inhibited using the fluidized bed previously described. Samples were taken at 110°C, 125 ⁇ C, and 140 ⁇ C, all for 0 minutes.
  • the thermally-inhibited starch samples were cooked in tap water at 88-93 * C (190-200'F) bath temperature for 30-60 minutes to yield solutions having a Brookfield viscosity of approximately 3000 cps. The viscosity stability at room temperature was evaluated. The control was a hydroxy-propylated waxy maize starch which was not thermally-inhibited. The results are tabulated below.
  • Viscosity Viscosity after 3280 2640 24 hours (cps)
  • Waxy Maize (1% Ac 2 Q and natural PH at 160°C, Control — 1480 490 67
  • This example shows the preparation of potato starches modified with an amino-multicarboxylic acid (CEPA) reagent, i.e., 2-chloroethylaminodipropionic acid and their subsequent thermal-inhibition. Overhead stirring was used throughout this reaction.
  • Deionized water 150 ml was added to a liter beaker and heated to 45°C with an external constant temperature bath.
  • a total of 30 g sodium sulfate (30% on starch) was dissolved in the water followed by the addition of 100 g of the potato starch.
  • a solution of 3% aqueous sodium hydroxide (25 ml) was added slowly with good agitation to minimize starch swelling.
  • a 25% aqueous solution of the CEPA reagent 32 ml to give an 8% starch treatment (dry basis) was added simultaneously with a 3% aqueous sodium hydroxide solution (170 ml) .
  • the addition rates used kept the level of caustic high so that pH was about 11.0 to 11.5 during the reaction.
  • the reaction was run at 42-45 * C for 16 hours and then neutralized by adding 3 N hydrochloric acid to adjust pH to about 6.5, followed by stirring for 30 minutes.
  • the starch was then filtered and washed twice with 150 ml of water and allowed to air dry. Analysis of the starch for bound nitrogen showed 0.25% N (dry basis).
  • the starches were adjusted to pH 9.5 and heat treated at 100 ⁇ C, 110 ⁇ C, 120°C, 130 ⁇ C and 140°C for 0 minutes using the fluidized bed previously described.
  • EXAMPLE 24 This example shows the use of thermally- inhibited converted acetylated waxy maize starch as an adhesive for bonding kraft paper.
  • a waxy maize starch converted to a water fluidity of 75-85 and derivatized with 3% acetic anhydride was adjusted to pH 9.5, and thermally-inhibited using the fluidized bed reactor as previously described. Samples were taken at 110°C, 130°C, 150°C, and after 90 minutes at 160°C.
  • the starch samples were cooked at the indicated solids in tap water at 88-93 ⁇ C (190-200°F) bath temperature for 30 minutes to yield a final solution having a Brookfield viscosity of approximately 1200-1500 cps, which is typical of a standard commercial starch cook.
  • the % solids were recorded using a standard optical refractometer.
  • EXAMPLE 25 This example shows the use of a thermally- inhibited, acid converted, hydroxypropylated waxy maize starch as cigarette-making adhesives in the three bonding applications, i.e., cigarette paper to itself for the side seam, tipping paper to itself, and tipping paper to cigarette paper to mimic the tipping bonds.
  • the acid converted, hydroxypropylated waxy maize 25 WF starch reacted with 2% propylene oxide was adjusted to pH 9.5 and thermally inhibited using the fluidized bed previously described. Samples were taken at 110 ⁇ C, 125 ⁇ C, and 140 ⁇ C.
  • the thermally-inhibited starch samples were cooked in tap water at 88-93 ⁇ C (190-200 ⁇ F) bath temperature for 30-60 minutes to yield solutions having a Brookfield viscosity of approximately 3000 cps. The viscosity stability at room temperature and adhesion characteristics were evaluated. The control was the acid-converted, hydroproplated starch which was not thermallly inhibited.
  • the percent fiber tear (FT) following a slow hand pull of the dried bond was evaluated, with 100% indicating a completely destructive bond.
  • EXAMPLE 26 This example shows the use of a thermally- inhibited (T-I) waxy maize starch in an envelope adhesive. A lightly crosslinked starch was used as the control.
  • the waxy maize was adjusted to pH 9.5 and thermally inhibited at 160°C for 180 minutes using the fluidized bed as previously described.
  • the first five ingredients were mixed for 15 minutes, the dextrin-emulsified ethylene vinyl acetate and amioca dextrin were added, and mixture was stirred for 30 minutes at 180-190°F. The remaining ingredients were added and mixed in while cooling.
  • control adhesive 69.2% solids
  • the adhesive containing the thermally-inhibited starch 68.0% solids
  • the respective viscosities were 24,550 cps (control) and
  • EXAMPLE 27 This example shows the use of blends of thermally-inhibited corn starch and thermally-inhibited high amylose corn starch (70% amylose) as the carrier starches of corrugating adhesives.
  • the adhesives were formulated as follows:
  • Borax (5 mole) 17 g 17 g 17 g 17 g 17 g
  • the moisture of the carrier starches and the raw starch was 10% and the water was adjusted accordingly.
  • the water and the carrier starch were heated to 130°F.
  • the sodium hydroxide and the dilution water were mixed. Mixing was continued for 10 minutes.
  • the borax was added and mixing was continued for 20 minutes.
  • the quench water was added and mixing was continued for 5 minutes.
  • the mixture from the primary tank was added to the contents of the secondary tank at medium speed (860 rpm) over a 20-30 minute period. After the addition was completed, the mixer speed was increased to high (1450 rpm) and mixing was continued for 60 minutes.
  • Doubleback samples were prepared for adhesive testing. Using the freshly prepared adhesive, a small quantity (approximately 50 grams) of the adhesive was poured on glass drawdown plate. Using a 6" x 10" bird applicator, an adhesive drawdown was made by pulling the applicator towards oneself to create an adhesive film. A 6" x 10" singleface web was placed over the adhesive drawdown and pressed down uniformly in order to wet the flute tips. A 6" x 12" liner was placed on a hot plate preset at 350°F and the wetted singleface web was quickly transferred onto the liner, covered with a weighted lid, held for five (5) seconds, and removed immediately.
  • the finished board samples were placed in a 72°F/50% relative humidity room to equilibrate for a period of at least 24 hours.
  • the board was cut in the following manner: (a) first, the excess liner was cut off from both ends of the prepared boards; (b) a 1" x 10" strip of doubleback board was cut off using a specially designed cutter and discarded; (c) from the remaining board, two 2" x 10" board samples were cut; and (d) each 2" x 10" strip was cut in half.
  • thermally-inhibited starches can be used as carrier starches in a typical corrugating adhesive, giving bond strengths (as measured by doubleback evaluations) and Stein Hall viscosities comparable to unmodified or chemically crosslinked carrier starches.
  • the viscosity of adhesives prepared with the thermally-inhibited starches as the carrier starch also possessed unique viscosity behavior.
  • the adhesives prepared using the thermally-inhibited starches as the carriers had much higher Brookfield viscosities than the chemically crosslinked or the untreated starches.
  • EXAMPLE 28 This example describes the preparation of a natural-based, lay-flat laminating adhesive.
  • Adhesives A and B are formulated as follows: Parts
  • the resulting adhesives will have better viscosity stability because of the thermal inhibition and better adhesion because of the higher starch solids which can be used since the viscosity of the adhesive will be stable.
  • EXAMPLE 29 This example describes the preparation of an adhesive suitable for use in tissue ply-bonding for the manufacturing of towels and disposables.
  • the adhesive is formulated as follows:
  • T-I Hydroxypropylated Waxy Maize 20 (8% propylene oxide; pH 9.5; 160°C for 180 min.)
  • This example describes the preparation of a typical bottle labeling adhesive.
  • the adhesive formulation (400 g) contains the following ingredients: Ingredient %_
  • the starch is slurried in water and heated to (190°F) . During the heating the urea is added all at once. The slurry is cooked at 88 ⁇ C (190 ⁇ F) for 20 minutes and cooled to 57°C (135°F) .
  • the crosslinker predissolved in 10% water (based on the 400 g. sample) , is slowly added and mixed thoroughly for 10-15 minutes. The resin is slowly added and mixed thoroughly for 10-15 minuts. The preservative is added and mixed thoroughly for 5-10 minutes. The mixture is cooled to 22°C (72°F) and the pH, % solids, and initial viscosity are measured. The pH should be 7-8; the solids should be 40-45%; and the initial viscosity should be 50,000-60,000 cps.
  • EXAMPLE 31 This example describes the preparation of a ceramic tile cement.
  • T-I Pregelatinized Granular Waxy Maize 2.5 Starch (pH 9.5; 160°C for 0 minutes)
  • a total of 225 parts of water are added to the blended dry ingredients and mixed until smooth.
  • the adhesive should have a Brookfield heliopath viscosity of 225,000 cps (TF spindle, 10 rpm).

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Abstract

Thermally-inhibited starches and flours are used in conventional water-based adhesives such as corrugating, cigarette, remoistenable, kraft adhesives. The starches or flours are thermally-inhibited by dehydrating the starch to anhydrous or substantially anhydrous and then heat-treating the starch or flour for a time and at a temperature sufficient to inhibit the starch and improve its viscosity stability. The starch or flour may be thermally or non-thermally dehydrated (e.g., by alcohol extraction or freeze-drying). Preferably, the pH of the starch is adjusted to at least a neutral pH prior to the dehydration.

Description

WATER-BASED ADHESIVES CONTAINING THERMALLY-INHIBITED STARCHES
Technical Field This invention relates to water-based adhesives containing starches and flours.
Background Art Heat Treatment of Starches and Flours Heat/moisture treatment and annealing of starches and/or flours are taught in the literature and distinguished by the amount of water present.
"Annealing" involves slurrying a granular starch with excess water at temperatures below the starch's or flour's gelatinization temperature. "Heat/moisture- treatment" involves a semi-dry treatment at temperatures below the starch's or flour's gelatinization temperature, with no added moisture and with the only moisture present being that normally present in a starch granule (which is typically 10% or more) .
In the following discussion, a history of the various heat/moisture and annealing treatments of starch and/or flour is set out.
GB 263.897 (accepted Dec. 24, 1926) discloses an improvement in the heat treatment process of GB 228.829. The process of the '829 patent involves dry heating flour or wheat to a point at which substantially all of the gluten is rendered non-retainable in a washing test and then blending the treated flour or wheat with untreated flour or wheat to provide a blend having superior strength. The improvement of the '897 patent is continuing the dry heating, without, however, gelatinizing the starch, for a considerable time beyond that necessary to render all of the gluten non- retainable. "Dry-heating" excludes heating in a steam atmosphere or an atmosphere containing considerable quantities of water vapor which would tend to gelatinize the starch. The wheat or flour may contain the usual amount of moisture, preferably not greater than 15%. The heat treatment may exceed 7 hours at 77-93°C (170-200°F), e.g., 8 to 14 hours at 82°c (180βF) or 6 hours at 100βC (212°F) .
GB 530.226 (accepted Dec. 6, 1940) discloses a method for drying a starch cake containing about 40-50% water with hot air or another gas at 149°C (300°F) or above without gelatinizing the starch. The starch cake is disintegrated by milling it to a finely divided state prior to drying. GB-595.552 (accepted December 9, 1947) discloses treatment of starch, more particularly a corn starch, which involves drying the starch to a relatively low moisture content of 1-2%, not exceeding 3%, and subsequently dry heating the substantially moisture-free starch at 115-126*c for 1 to 3 hours. The treatment is intended to render the starch free from thermophilic bacteria. The starch should not be heated longer than necessary to effect the desired sterilization.
U.S. 3.490.917 (issued January 20, 1970 to C.A.F. Doe et al.) discloses a process for preparing a non-chlorinated cake flour suitable for use in cakes and sponges having a high sugar to flour ratio. The starch or a flour in which the gluten is substantially or completely detached from the starch granules is heated to a temperature of from 100-140°C and then cooled. The conditions are selected so that dextrinization does not occur, e.g., about 15 minutes at 100-115°C and no hold and rapid cooling at the higher temperatures. The heat treatment should be carried out under conditions which allow the water vapor to escape. The reduction in moisture content due to the heat treatment depends upon the temperature employed. At treatment temperatures of 100-105°C, the moisture content is reduced from 10-12% to 8-9%, by weight, while at medium and high temperatures the moisture content is typically reduced to 7% or less. Preferably, during cooling the moisture is allowed to reach moisture equilibrium with the atmosphere. The gelatinization temperature of the heat treated starch or flour is approximately 0.5-l°C higher than that of a comparable chlorinated flour or starch. The heating can be carried out in many ways, including heating in a hot air fluidized bed.
U.S. 3.578.497 (issued May 11, 1971 to E. T. Hjermstad) discloses a process for non-chemically improving the paste and gel properties of potato starch and imparting a swelling temperature as much as -7 to - 1°C (20 to 30°F) higher. A concentrated suspension (20- 40% dry solids) at a neutral pH (5.5-8.0, preferably 6- 7.5) is heated either for a long time at a relatively low temperature or for a short time at successively higher temperatures. The suspension is first heated at a temperature below the incipient swelling temperature of the particular batch of starch being treated (preferably 49βC - 120°F) . Then the temperature is gradually raised until a temperature well above the original swelling temperature is attained. It is essential that swelling be avoided during the different heating periods so that gelatinization does not occur. After this steeping treatment the starch has a higher degree of granular stability. It resists rapid gelatinization and produces a rising or fairly flat viscosity curve on cooling. The pastes are very short textured, non-gumming, non-slimy, cloudy and non-cohesive. They form firm gels on cooling and aging. U.S. 3.977.897 (issued August 31, 1976 to Wurzburg et al.) discloses a method for preparing non- chemically inhibited amylose-containing starches. Both cereal and root starches can be inhibited, but the inhibition effects are more observable with root starches. Amylose-free starches, such as waxy corn starch, show no or very slight inhibition. The Brabender viscosity of cooked pastes derived from the treated starch was used to determine the inhibition level. Inhibition was indicated by a delayed peak time in the case of the treated corn starch, by the lack of a peak and a higher final viscosity in the case of the treated achira starch, and by the loss of cohesiveness in the case of the treated tapioca starch. The granular starch is suspended in water in the presence of salts which raise the starch's gelatinization temperature so that the suspension may be heated to high temperatures without causing the starch granules to swell and rupture yielding a gelatinized product. The preferred salts are sodium, ammonium, magnesium or potassium sulfate; sodium, potassium or ammonium chloride; and sodium, potassium or ammonium phosphate. About 10-60 parts of salt are used per 100 parts by weight of starch. Preferably, about 110 to 220 parts of water are used per 100 parts by weight of starch. The suspension is heated at 50-100°C, preferably 60-90βC, for about 0.5 to 30 hours. The pH of the suspension is maintained at about 3-9, preferably 4-7. Highly alkaline systems, i.e., pH levels above 9 retard inhibition. U.S. 4.013.799 (issued March 22, 1977, to
Smalligan et al.) discloses heating a tapioca starch above its gelatinization temperature with insufficient moisture (15 to 35% by total weight) to produce gelatinization. The starch is heated to 70-130*C for 1 to 72 hours. The starch is used as a thickener in wet, pre-cooked baby foods having a pH below about 4.5.
U.S. 4.303.451 (issued December 1, 1981 to Seidel et al.) discloses a method for preparing a pregelatinized waxy maize starch having improved flavor characteristics reminiscent of a tapioca starch. The starch is heat treated at 120-200°C for 15 to 20 minutes. The pregelatinized starch has gel strength and viscosity characteristics suitable for use in pudding mixes.
U.S. 4.303.452 (issued Dec. 1, 1981 to Ohira et al.) discloses smoking a waxy maize starch to improve gel strength and impart a smoky taste. In order to counteract the smoke's acidity and to obtain a final product with a pH of 4-7, the pH of the starch is raised to pH 9-11 before smoking. The preferred water content of the starch during smoking is 10-20%
The article "Differential Scanning Calorimetry of Heat-Moisture Treated Wheat and Potato Starches" by J.W. Donovan et al. in Cereal Chemistry. Vol. 60, No. 5, pp. 381-387 (1983) discloses that the gelatinization temperature of the starches increased as a result of the heat/moisture treatment or annealing. See also the article "A DSC Study Of The Effect Annealing On Gelatinization Behavior Of Corn Starch" by B.R. Krueger et al. in Journal of Food Science, Vol. 52, No. 3, pp. 715-718 (1987).
U.S. 4.391.836 (issued July 5, 1983 to C.-W. Chiu) discloses instant gelling tapioca and potato starches which are non-granular and which have a reduced viscosity. Unmodified potato and tapioca starches do not normally gel. The starches of the patent are rendered non-granular and cold-water-dispersible by forming an aqueous slurry of the native starch at a pH of about 5-12 and then drum-drying the slurry. The starches are rendered gelling by heat treating the drum-dried starch for about 1.5 to 24 hours at 125-180°C to reduce the viscosity to within defined Brabender viscosity limitations. U.S. 4.491.483 (issued January 1, 1985 to W.E.
Dudacek et al.) discloses subjecting a semi-moist blend of a granular starch with at least 0.25 wt. % of a fatty acid surfactant and sufficient water (about 10-40 wt. %) to a heat-moisture treatment at from about 50-120°C, followed by drying to about 5-15 wt. %, preferably 10 wt. %, moisture. The heat-moisture treated starch-surfactant product is characterized by a hot water dispersibility of from about 60-100% and a higher pasting temperature than the granular starch from which it is derived. Preferably, the treatment takes place in a closed container so that the moisture can be maintained at a constant level. The preferred conditions are 3 to 16 hours at 60-90°C. Degradation and dextrinization reactions are undesirable as they destroy the thickening ability of the starch. The use of conditions, such as, e.g., 35% moisture at 90°C for 16 hours results in reduced paste viscosity. It is believed the presence of the surfactant during the treatment permits formation of a complex within the partially swollen starch matrix with straight chain portions of the starch molecules. The limited moisture environment allows complex formation without gelatinization.
Japanese Patent Publication No. 61-254602. (published December 11, 1987) discloses a wet and dry method for heating waxy corn starch and derivatives thereof to impart emulsification properties. The wet or dry starch is heated at 100-200βC, preferably 130-150°C, for 0.5 to 6 hours. In the dry method, the water content is 10%, preferably 5%, or less. In the wet method, the water content is 5 to 50%, preferably 20-30%. The pH is 3.5-8, preferably 4-5.
The article "Hydrother al Modification of Starches: The Difference between Annealing and Heat/Moisture-Treatment", by Rolf Stute, Starch/St rke Vol. 44, No. 6, pp. 205-214 (1992) reports almost identical modifications in the properties of potato starch with annealing and heat/moisture treatments even through the alteration of the granular structure is different. The Brabender curves of the heat/moisture- treated and annealed potato starches show the same typical changes, including a higher gelatinization temperature and a lower peak viscosity or no peak. The DSC curves also show a shift to higher gelatinization temperatures for both treatments. A combined treatment involving annealing a heat/moisture-treated potato starch leads to a further increase in gelatinization temperature without detectable changes in gelatinization enthalapy and with retention of the viscosity changes caused by the heat treatment. A combined treatment involving annealing a heat/moisture-treat potato starch does not lower the gelatinization temperature, when compared to the base starch, and increases the gelatinization temperature at higher heat/moisture treatment levels. Chemical Crosslinking of Starches and Flours
Starches and flours are chemically modified with difunctional reagents such as phosphorus oxychloride, sodium tri etaphosphate, adipic anhydride, acetic anhydride and epichlorohydrin to produce chemically crosslinked starches having excellent tolerance to processing variables such as heat, shear, and pH extremes. Such chemically crosslinked starches (also referred to as "inhibited starches") provide a desirable smooth texture and possess viscosity stability throughout processing operations and normal shelf life. In contrast, when unmodified (i.e., non- crosslinked) starches, particularly waxy-based starches, are gelatinized, they reach a peak viscosity which soon begins to breakdown, loose thickening capacity and textural qualities, and behave unpredictably during storage as a result of the stresses encountered during processing. Heat, shear, and/or an extreme pH, especially an acidic pH, tend to fully disrupt the starch granules and disperse the starch. APflESIVES
Starches have long been used as an adhesive material in various applications such as the fabrication of corrugated board, paper bags, paper boxes, laminated paperboard, spiral-wound tubes, gummed labels, gummed tapes and other gumming applications. See the discussion in Starch Chemistry and Technology, 2nd Edition, by R. Whistler et al., 1984, pp. 593-610 and Chapter 22 "Starch and Its Modifications" by M.W. Rutenberg, pp. 22-63 and 22-64 in "Handbook of Water-Soluble Gums and Resins" edited by Robert L. Davidson and published by McGraw-Hill Book Co. (1980).
U.S. 2.791.512 (issued 5/7/57 to Hutch et al.) discloses remoistening adhesive compositions which are an intimate mixture of water and dextrinized amylopectin which is substantially free of amylose (e.g., waxy maize). At about 40-60% solids, the viscosity is 2,000- 20,000 cps at about 52-54βC (125-130βF) . Up to 30% of ordinary converted corn starch or corn dextrine can be included in the adhesive composition. U.S. 3.155.527 (issued 11/3/64 to Mentzer) discloses a water-resistant adhesive suitable for paper board production contains about 1 part of gelatinized starch, about 3-6 parts of ungelatinized starch, about 0.5-2 parts of urea, about 0.25-1 part of formaldehyde, about 15-25 parts of water, and an alkaline material present in an amount sufficient to give a pH of about 10- 12.5. The carrier portion is formed by gelatinizing starch in an alkaline medium, cooling the resulting paste, and mixing with a slurry of ungelatinized starch, water, urea, and formaldehyde. Suitable starches include those normally present in water-resistant adhesives, e.g., corn, potato, waxy maize, sorghum, and/or tapioca.
U.S. 3.331.697 (issued 7/18/67 to Salamon) discloses an adhesive adapted for bonding gypsum and other cellulosic materials which is an aqueous paste containing about 3-15 wt. % of an alkylene oxide-modified starch (e.g., potato starch reacted with 1-7% ethylene oxide) , about 2-20 wt. % of a fibrous reinforcing filler (e.g., asbestos), about 30-65 wt. % of a particulate filler (e.g., finely divided limestone, and water in an amount sufficient to give a solid content of 45-75 wt. %.
U.S. 3.408.214 (issued 10/29/68 to Mentzer) discloses a remoistening adhesive which has improved open time and bond time. The adhesive mixture contains an ungelatinized chemically modified starch substantially free of set back propylene or polyethylene glycol (200- 7,000 mol. wt.), water, and optionally a plasticizer. The components are mixed in sufficient water to give a slurry of 30-70% solids, preferably the pH is adjusted to 8-12, and the mixture is heated to gelatinize the starch.
U.S. 3.477.903 (issued 11/11/69 to T.S. Semegran et al.) discloses water resistant adhesive compositions which comprise a mixture, in an aqueous medium, of amylose product containing at least 55 wt. % amylose and a peptizing agent selected from the group consisting of alkali metal hydroxides, alkali or alkaline earth metal salts, salts of transition metals, sodium salicylate, and formaldehyde. The amylose product may be an isolated amylose as the whole starch. The amylose may be heat and/or acid treated or oxidized to give thin boiling starches. The amylose may also be chemically derivatized.
U.S. 3.640.756 (issued 2/8/72 to Beersma et al.) discloses a remoistenable pregummed paper such as wall paper which are coated with a layer of a high molecular weight polymeric binding agent on which is absorbed a cold-water-swelling, chemically crosslinked granular starch ether or ester containing hydrophilic substituents (e.g., a crosslinked granular starch phosphate prepared by reaction with a phosphorus- containing acid and urea or a crosslinked granualr carboxymethyl starch crosslinked with epichlorohyddrin. The degree of crosslinking should be 1-50 crosslinks per anhydroglucose unit. All starch bases are suitable. U.S. 3.690.938 (issued September 12, 1972 to
T.G. Swift) discloses a remoistenable adhesive composition with excellent "slip" properties for preparted wall coverings. The adhesive is a blend of 30- 40 wt. % of an acid-hydrolyzed waxy starch (at least 80% amylopectin) , 15-25 wt. % of a slip agent such as methyl, hydroxyethyl, and carboxymethyl cellulose, and 35-55 wt. % (dry solids) of a plasticizer such as sodium or potassium methacrylate.
U.S. 3.810.783 (issued 5/14/74 to W.A. Bomball) discloses a starch-based remoistenable prepasted wallcovering adhesive which comprises an oxidized yellow dent corn starch, methyl ether of cellulose, predispersed coating clay, hydrolyzed polyvinyl alcohol, monobasic sodium phosphate, paraffin wax, a sodium salt of sulfonated paraffin wax, a crosslinking agent such as glyoxal, small amounts of a suitable fungicide, and optionally polyvinyl acetate. The oxidation is controlled to give a starch with a Brookfield viscosity of 1,200-2,000 cps (30% solids, 155°F, 20 rpm. No. 3 spindle) . U.S. 3.844.807 (issued 10/29/74 to G.F. Bramel) discloses water resistant, short tack adhesive paste for bonding paper products such as multi-wall envelope bags, the dry pre-blend comprises two premix blends of acid hydrolyzed starch, hydroxyethylated starch, buffering salts and a specific type of starch modifier (e.g., polyoxyethylene laurate) . The preblends and mixture thereof are slurried with water and a urea-formaldehyde resin (added for water resistance prior to use. The mixture is then cooked.
U.S. 3.950.593 (issued 4/13/76 to W.A. Bomball et al.) discloses adhesive formulations for pregummed remoistenable tape having a long open ime and short tack time. An acid hydrolyzed derivatized waxy maize starch is used as a replacement for animal glue. In one embodiment, the major ingredient is a waxy maize starch which is first acid hydrolyzed and then copolymerized with an acrylamide monomer. In a second embodiment, an acid-hydrolyzed, cyanoethylated waxy maize starch provides the major adhesive ingredient.
U.S. 4.329.181 (issued May 11, 1982 to Chiu et al.) discloses a corrugating adhesive having improved tack where the gelatinized carrier starch is an amylose starch containing at least 40% amylose and an alkali- labile stabilizing groups (e.g., acetyl) which are removed when the carrier starch is incorporated into an alkaline corrugating adhesive.
U.S. 4.366.275 (issued 12/28/82 to M.A. Silano et al.) discloses a water-resistant starch-based alkaline corrugating adhesive composition which contains a crosslinking additive which is low in free formaldehyde.
U.S. 5.085.228 (issued 2/4/92 to N.T. Mooney et al.) discloses a starch-based adhesive for cigarette manufacturing which comprises a mixture of a chemically crosslinked starch, a fluidity or converted starch. The starches have an amylopectin content of at least 70 wt. % and are prepared by cooking at high temperature and pressure. Suitable starches include waxy maize, waxy rice, tapioca, potato, maize (corn) , wheat, arrowroot and sago.
U.S. 5.087.649 (issued 2/11/92 to J. Wegner et al.) discloses a dry paste, such as a wallpaper paste, which is prepared from a mixture containing carboxymethylated and/or alkoxylated starch, a cellulose ether, a water dispersible or water soluble polymer, other conventional additives (preservatives, wetting agents, and fillers) , and water. The adhesive is dried in a thin layer on surface by heating to 80-200°C. The starch can be optionally treated with a chemical crosslinking agent.
U.S. 5.155.140 (issued 10/13/92 to K. Marten et al.) discloses a cigarette gluing adhesive which is an aqueous mixture containing gum arabic, a water soluble starch degradation product (oxidatively or hydrolytically degraded starches and dextrins) and/or carboxymethyl starch and/or gelatinized starch an optionally typical preservatives.
U.S. 5.329.004 (issued 7/12/94 to J.L. Eden et al.) discloses a cigarette manufacturing adhesive which is a natural based liquid starch phosphate. The starch phosphate is made from a fluidity or converted starch having a high amylopectin content. The final starch phosphate composition is steam injection cooked at high temperature and pressure. There is a need in the adhesives industry for non-chemically-crosslinked starches which have the same functional properties as chemically-crosslinked starches.
Disclosure of Invention The present invention provides aqueous-based adhesives which comprise an aqueous-based carrier and a cooked or precooked (i.e., pregelatinized) thermally- inhibited starch or flour. The thermally-inhibited starch or flour may be a granular starch or a pregelatinized granular or non-granular starch. The pregelatinization may be carried out prior to or after the thermal inhibition. For some uses modified thermally-inhibited starches or flours may be useful.
The starches and flours are thermally inhibited, without the addition of chemical reagents, in a heat treatment process that results in the starch or flour becoming and remaining inhibited. The starches and flours are referred to as "inhibited" or "thermally- inhibited (abbreviated "τ-I") . When these thermally- inhibited starches and flours are dispersed and/or cooked in water, they exhibit the textural and viscosity properties characteristic of a chemically-crosslinked starch. The starch granules are more resistant to viscosity breakdown. This resistance to breakdown results in what is subjectively considered a non-cohesive or "short" textured paste, meaning that the gelatinized starch or flour tends to be salve-like and heavy in viscosity rather than runny or gummy.
When the thermally-inhibited starches and flours are non-pregelatinized granular starches or flours, the starches or flours exhibit an unchanged or reduced gelatinization temperature. In contrast, most annealed and heat/moisture treated starches show an increased gelatinization temperature. Chemically- crosslinked starches show an unchanged gelatinization temperature. It is believed the overall granular structure of the thermally-inhibited starches and flours has been altered.
The starches and flours that are substantially completely inhibited will resist gelatinization. The starches and flours that are highly inhibited will gelatinize to a limited extent and show a continuing rise in viscosity but will not attain a peak viscosity. The starches and flours that are moderately inhibited will exhibit a lower peak viscosity and a lower percentage breakdown in viscosity compared to the same starch that is not inhibited. The starches and flours that are lightly inhibited will show a slight increase in peak viscosity and a lower percentage breakdown in viscosity compared to the same starch that is not inhibited. The starches and flours are inhibited by a process which comprises the steps of dehydrating the starch or flour until it is anhydrous or substantially anhydrous and then heat treating the anhydrous or substantially anhydrous starch or flour at a temperature and for a period of time sufficient to inhibit the starch or flour. As used herein, "substantially anhydrous" means containing less than 1% moisture by weight. The dehydration may be a thermal dehydration or a non-thermal dehydration such alcohol extraction or freeze drying. An optional, but preferred, step is adjusting the pH of the starch or flour to neutral or greater prior to the dehydration step.
The amount of thermal inhibition required will depend on the reason the starch or flour is included in the adhesive, as well as the particular processing conditions used to prepare the adhesive. Adhesives prepared with the thermally-inhibited starches and flours will possess viscosity stability, process tolerance such as resistance to heat, acid, and shear, and improved texture. Aqueous dispersions or cooks of the thermally- inhibited starches exhibit enhanced viscosity stability and, in some cases, increased adhesion which makes them particularly useful in adhesives.
Depending on the extent of the heat treatment, various levels of inhibition can be achieved. For example, lightly inhibited, higher viscosity products with little breakdown, as well as highly inhibited, low viscosity products with no breakdown, can be prepared by the thermal inhibition process described herein. Typically, if a highly inhibited starch or flour is used, the amount of the starch or flour is about 1-20%, preferably 2-5%, by weight based on the weight of the adhesive composition. Typically, if a lightly inhibited starch or flour is used, the amount of the starch or flour is about 1-40%, preferably 10-20%, by weight based on the weight of the adhesive composition.
The adhesives can be a liquid adhesive or a paste prepared by cooking the starch or flour in an aqueous medium or a dried film of a remoistenable adhesive. Adhesives containing the thermally-inhibited starches or flours are especially useful for kraft adhesives, cigarette-making adhesives, envelope adhesives, corrugating adhesives, lay-flat laminating adhesives, tube-winding adhesives, bottle labeling adhesives, other packaging and converting adhesives, and in the preparation of ceramic tile cement.
Mode(si For Carrying Out The Invention All starches and flours are suitable for use herein. The thermally-inhibited starches and flours can be derived from any native source. A native starch or flour is one as it is found in nature in unmodified form. Typical sources for the starches and flours are cereals, tubers, roots, legumes and fruits. The native source can be corn, pea, potato, sweet potato, banana, barley, wheat, rice, sago, amaranth, tapioca, sorghum, waxy maize, waxy tapioca, waxy rice, waxy barley, waxy potato, waxy sorghum, starches containing greater than 40% amylose, and the like.
The thermal inhibition process may be carried out prior to or after other starch or flour reactions used to modify starch or flour. The starches may be modified by conversion (i.e., acid-, enzyme-, and/or heat-conversion) , oxidation, phosphorylation, etherification (e.g. , by reaction with propylene oxide) , esterification (e.g., by reaction with acetic anhydride or octenylsuccinic anhydride) , and/or chemical crosslinking (e.g., by reaction with phosphorus oxychloride or sodium trimetaphosphate) . The flours may be modified by bleaching or enzyme conversion. Procedures for modifying starches are described in the Chapter "Starch and Its Modification" by M.W. Rutenberg, pages 22-26 to 22-47, Handbook of Water Soluble Gums and Resins, R.L. Davidson, Editor (McGraw-Hill, Inc., New York, NY 1980) . Native granular starches have a natural pH of about 5.0 to 6.5. When such starches are heated to temperatures above about 125°C in the presence of water acid hydrolysis (i.e., degradation) of the starch occurs. This degradation impedes or prevents inhibition. Therefore, the dehydration conditions need to be chosen so that degradation is avoided. Suitable conditions are thermally dehydrating at low temperatures and the starch's natural pH or thermally dehydrating at higher temperatures after increasing the pH of the starch to neutral or above. As used herein, "neutral" covers the range of pH values around pH 7 and is meant to include from about pH 6.5-7.5. A pH of at leat 7 is preferred. More preferably, the pH is 7.5-10.5. The most preferred pH range is above 8 to below 10. At a pH above 12, gelatinization more easily occurs. Therefore, pH adjustments below 12 are more effective. It should be noted that the textural and viscosity benefits of the thermal inhibition process tend to be enhanced as the pH is increased, although higher pHs tend to increase browning of the starch or flour during the heat treating step.
To adjust the pH, the non-pregelatinized granular starch or flour is typically slurried in water or another aqueous medium, in a ratio of 1.5 to 2.0 parts of water to 1.0 part of starch or flour, and the pH is raised by the addition of any suitable base. Buffers, such as sodium phosphate, may be used to maintain the pH if needed. Alternatively, a solution of a base may be sprayed onto the powdered starch or flour until the starch or flour attains the desired pH, or an alkaline gas such as ammonia can be infused into the starch or flour. After the pH adjustment, the slurry is then either dewatered and dried, or dried directly, typically to a 2-15% moisture content. These drying procedures are to be distinguished from the thermal inhibition process steps in which the starch or flour is dehydrated to anhydrous or substantially anhydrous and then heat treated. The starches or flours can be pregelatinized prior to or after the thermal inhibition process using methods known in the art. The amount of pregelatinization, and consequently, whether the starch will display a high or a low initial viscosity when dispersed in water, can be regulated by the pregelatinization procedure used, as is known in the art. The resulting pregelatinized starches are useful in applications where cold-water-soluble or cold-water- dispersible starches are used. Pregelatinized granular starches and flours have retained their granular structure but lost their polarization crosses. They are pregelatinized in such a way that a majority of the starch granules are swollen, but remain intact. Exemplary processes for preparing pregelatinized granular starches are disclosed in U.S. 4.280.851 (issued July 28, 1981 to E. Pitchon et al.), U.S. 4.465.702 (issued August 14, 1984 to J.E. Eastman et al.), U.S. 5.037.929 (issued August 6, 1991 to S. Rajagopalan) , and U.S. 5.149.799 (issued September 22, 1992 to Roger W. Rubens) , the disclosures of which are incorporated by reference.
Pregelatinized non-granular starches and flours have also lost their polarization crossese and have become so swollen that the starches have lost their granular atructure and broken into fragments. They can be prepared according to any of the known physical, chemical or thermal pregelatinization processes that destroy the granule such as drum drying, extrusion, or jet-cooking. See U.S. 1.516.512 (issued Nov. 25, 1924 to R.W. G. Stutzke) ; U.S. 1.901.109. (issued March 14, 1933 to W. Maier) ; US. 2.314.459 (issued March 23, 1943 to A.A. Salzburg; US. 2.582.198 (issued January 8, 1957 to O.R. Ethridge); US. 2.805.966 (issued September 10, 1957 to O.R. Ethridge); US. 2.919.214 (issued December 29, 1959 to O.R. Ethridge); U.S. 2.940.876 (issued June 14, 1960 to N.E. Elsas) ; U.S. 3.086.890 (issued April 23,
1963 to A. Sarko et al.); U.S. 3.133.836 (issued May 19,
1964 to U.L. Winfrey); U.S. 3.137.592 (issued June 16, 1964 to T.F. Pratzman et al.); U.S. 3.234.046 (issued February 8, 1966 to G.R. Etchison) ; U.S. 3.607.394 (issued September 21, 1971 to F.J. Germino) ; U.S. 3.630.775 (issued December 18, 1971 to A.A. Winkler); and U.S. 5.131.953 (issued July 21, 1992 to J.J. Kasica et al.) ; the disclosures of which are incorporated by reference.
If the pregelatinization process is performed first and the pregelatinized starch or flour is granular, the pH is adjusted by slurrying the pregelatinized granular starch or flour in water in a ratio of 1.5-2.0 parts to 1.0 part starch, and optionally, the pH is adjusted to neutral or greater. In another embodiment, the slurry is simultaneously pregelatinized and dried and the dried, starch or flour is thermally inhibited. If the thermal inhibition process is performed first, the starch or flour is slurried in water, the pH of the starch or flour is adjusted to neutral or greater, and the starch or flour is dried to about 2-15% moisture. The dried starch or flour is then dehydrated and heat treated. The inhibited starch or flour is reslurried in water, optionally pH adjusted, and simultaneously pregelatinized and dried.
For non-granular pregelatinized starches or flours prepared by drum drying, the pH is raised by slurrying the starch or flour in water at 30-40% solids and adding a sufficient amount of a solution of a base until the desired pH is reached.
For non-granular pregelatinized starches or flours prepared by the continuous coupled jet- cooking/spray-drying process of U.S. 5.131.953 or the dual atomization/spray-drying process of U.S. 4.280.851. the starch or flour is slurred at 6-10% solids in water and the pH is adjusted to the desired pH by adding a sufficient amount of a solution of a base until the desired pH is reached. Suitable bases for use in the pH adjustment step include, but are not limited to, sodium hydroxide, sodium carbonate, tetrasodium pyrophosphate, ammonium orthophosphate, disodium orthophosphate, trisodium phosphate, calcium carbonate, calcium hydroxide, potassium carbonate, and potassium hydroxide, and any other bases approved for use under applicable regulatory laws. The preferred base is sodium carbonate. It may be possible to use bases not approved under the above regulations provided they can be washed from the starch so that the final product conforms to good manufacturing practices for the desired end use.
A thermal dehydration is carried out by heating the starch or flour heating device for a time and at a temperature sufficient to reduce the moisture content to less than 1%, preferably 0%. Preferably, the temperatures used are 125°C or less, more preferably 100° to 120°C. The dehydrating temperature can be lower than 100°C, but a temperature of at least 100°C will be more efficient for removing moisture.
Representative processes for carrying out the non-thermal dehydration include freeze drying or extracting the water from the starch or flour using a solvent, preferably a hydrophilic solvent, more preferably a hydrophilic solvent which forms an azeotropic mixture with water (e.g. , ethanol) .
For a laboratory scale dehydration with a solvent, the starch or flour (about 4-5% moisture) is placed in a Soxhlet thimble which is then placed in the Soxhlet apparatus. A suitable solvent is placed in the apparatus, heated to the reflux temperature, and refluxed for a time sufficient to dehydrate the starch or flour. Since during the refluxing the solvent is condensed onto the starch or flour, the starch or flour is exposed to a lower temperature than the solvent's boiling point. For example, during ethanol extraction the temperature of the starch is only about 40-50°C even though ethanol's boiling point is above 78°C. When ethanol is used as the solvent, the refluxing is continued for about 17 hours. The extracted starch or flour is removed from the thimble, spread out on a tray, and the excess solvent is allowed to flash off. The time required for ethanol to flash off is about 20-30 minutes. The dehydrated starch or flour is immediately placed in a suitable heating apparatus for the heat treatment. For a commercial scale dehydration any continuous extraction apparatus is suitable.
For dehydration by freeze drying, the starch or flour (4-5% moisture) is placed on a tray and put into a freeze dryer. A suitable bulk tray freeze dryer is available from FTS systems of Stone Ridge, New York under the trademark Dura-Tap. The freeze dryer is run through a programmed cycle to remove the moisture. The temperature is held constant at about 20°C and a vacuum is drawn to about 50 milliTorr (mT) . The starch or flour is removed from the freeze dryer and immediately placed into a suitable heating apparatus for the heat treatment. After it is dehydrated, the starch or flour is heat treated for a time and at a temperature sufficient to inhibit the starch or flour. The preferred heating temperatures are greater than about 100°c. For practical purposes, the upper limit of the heat treating temperature is about 200°C. Typical temperatures are 120-180°C, preferably 140-160°C, most preferably 160βC. The temperature selected will depend upon the amount of inhibition desired and the rate at which it is to be achieved.
The time at the final heating temperature will depend upon the level of inhibition desired. When a conventional oven is used, the time ranges from 1 to 20 hours, typically 2-5 hours, usually 3.5 - 4.5 hours. When a fluidized bed is used, the times range from 0 minutes to 20 hours, typically 0.5-3.0 hours. Longer times are required at lower temperatures to obtain more inhibited starches. Different levels of inhibition may be required depending on the adhesive end use application, e.g., to adjust the final viscosity/solids ratio and/or to achieve specific rheological properties. For most applications, the thermal dehydrating and heat treating steps will be continuous and accomplished by the application of heat to the starch or flour beginning from ambient temperature. The moisture will be driven off during the heating and the starch or flour will become anhydrous or substantially anhydrous. Usually, at the initial levels of inhibition, the peak viscosities are higher than the peak viscosities of starches or flours heated for longer times, although there will be greater breakdown in viscosity from the peak viscosity. With continued heat treating, the peak viscosities are lower, but the viscosity breakdowns are less.
The process may be carried out as part of a continuous process involving the extraction of the starch from a plant material. As will be seen in the following examples, the source of the starch or flour, initial pH, dehydrating conditions, heating time and temperature, and equipment used are all interrelated variables that affect the amount of inhibition. The heating steps may be performed at normal pressures, under vacuum or under pressure, and may be accomplished by conventional means known in the art. The preferred method is by the application of dry heat in dry air or in an inert gaseous environment. The heat treating step can be carried out in the same apparatus in which the thermal dehydration occurs. Most conveniently, the process is continuous with the thermal dehydration and heat treating occurring in the same apparatus, as when a fluidized bed reactor is used.
The dehydrating and heat treating apparatus can be any industrial ovens, conventional ovens, microwave ovens, dextrinizers, dryers, mixers and blenders equipped with heating devices and other types of heaters, provided that the apparatus is fitted with a vent to the atmosphere so that moisture does not accumulate and precipitate onto the starch or flour. The preferred apparatus is a fluidized bed. Preferably, the apparatus is equipped with a means for removing water vapor, such as, a vacuum or a blower to sweep air or the fluidizing gas from the head-space of the fluidized bed. Suitable fluidizing gases are air and nitrogen. For safety reasons, it is preferable to use a gas containing less than 12% oxygen. Superior inhibited starches and flours having high viscosities with low percentage breakdown in viscosity are obtained in shorter times in the fluidized bed reactor than can be achieved using other conventional heating ovens or dryers. The starches may be inhibited individually or more than one may be inhibited at the same time. The starches may be inhibited in the presence of other materials or ingredients that would not interfere with the thermal inhibition process or alter the properties of the starch product.
Following the thermal inhibition step, the resulting starches may be screened to the desired particle size. If the starch is a non-pregelatinized granular starch, the starch can be slurried in water, washed, filtered, dried, and bleached. If the starch is a granular pregelatinized starch, the starch can be washed by any known methods that will maintain granular integrity.
If desired, the pH may be adjusted. Industrial Applicability
The thermally-inhibited starches and flours can be used wherever starches and flours are conventionally used in adhesives. Typical adhesive categories include liquid adhesives, pastes, cold-water-soluble adhesives, water-resistant adhesives, and numerous other applications. In most applications, the starch is cooked and solubilized and used as either the only component in addition to water in the adhesive or as an added component in more complex formulations to provide the required tack, overall adhesion, solution viscosity, stability, and/or desired rheological characteristics. Adhesives for specific applications include corrugating adhesives, multiwall bag adhesives, laminating adhesives, tube-winding adhesives, labelling adhesives, side bag seam adhesives, tissue and towel adhesives, cigarette adhesives, wallpaper adhesives, adhesives for disposables, remoistenable adhesives, bookbinding adhesives, cup and plate adhesives, case and carton seal adhesives, carton forming adhesives, glued lap adhesives, and the like.
Most cigarette-making adhesives are based on synthetic polymer systems. There is, however, a growing trend to the use of natural products in this area. Modified starches, such as chemically modified starches and dextrins, are being used for such constructions.
Adhesives containing these starches and dextrins have a Brookfield viscosity of approximately 500-5000 cps. , and they are used in all applications including side seams and tipping. A side seam is the bond produced to facilitate the formation of the tobacco filled cigarette rod. Tipping is the process by which the separate filter section is combined with the tobacco filled section by means of an overlapping bond.
Conventional remoistenable envelope adhesives are prepared by the addition of dextrin, plasticizer and other additives to dextrin-emulsified vinyl acetate homopoly ers. These adhesives are characterized by superior drying speeds and high gloss, properties particularly desirable for such applications. Corrugating adhesives are prepared using starch, water, alkali, and other optional ingredients, e.g., a waterproofing agent. Starches used as the carrier portion may contain portions or mixtures of high amylose starch.
Adhesives are also used for bottle labelling, tubewinding, lay flat laminating, and tissue/towel and disposable articles.
Envelope Adhesives The dextrins utilized in the envelope adhesives may be derived from any available starch base including, but not limited to, waxy maize, waxy sorghum, sago, tapioca, potato, corn, sorghum, rice and wheat as well as the derivatives thereof. In all instances the starch base should be in ungelatinized form and should remain in that form throughout the subsequent dextrinization process.
In converting these starch bases into dextrins, one may employ any of the usual dextrinization procedures well known to those skilled in the art, including treatment of starch with either heat or acid. It should be noted that when reference is made to "dextrins," it includes the degraded starch products prepared either by means of a process wherein the applicable starches are converted with acids and/or oxidizing agents, in the presence of water, at superatmospheric pressures and temperatures (in excess of about 212°F) or by means of enzyme conversion procedures utilizing an enzyme such as alpha-amylase. Additional information relating to the dextrinization of starches may be found Chapters XII-XIII of "Chemistry and Industry of Starch" edited by R.W. Kerr, published in 1950 by the Academic Press of New York, New York.
The adhesive polymer base is prepared by conventional ethylene vinyl acetate polymerization procedures with the one difference being the use of an aqueous solution of dextrin as the emulsifier or protective colloid. The polymerization is then carried out in an aqueous medium under pressures less than about 130 atmospheres in the presence of a catalyst. If necessary, the system is maintained at a pH of 2 to 6 by using a suitable buffering agent. The polymerization is performed at conventional temperatures from about 70° to 225βC, preferably from 120° to 175βF, for sufficient time to achieve a low monomer content, e.g., from about 1 to 8 hours, preferably from 3 to 7 hours, and produces a latex having less than 1.5%, preferably less than 0.5% by weight of the free monomer. Conventional batch, semi- continuous or continuous polymerization procedures may be employed. See, for example, U.S. 3.708.388 (issued
January 2, 1973 to Iacoviello et al.) and U.S. 4.164.488 (issued August 14, 1979 to Gregorovich et al.).
In addition to the required dextrin solution used as a protective colloid, other emulsifiers, generally of a non-ionic or anionic oil-in-water variety may also be used in the polymerization reaction. When used, the emulsifiers are generally present in amounts of 0.1 to 1% of the monomers used in the polymerization and is added either entirely to the initial charge or added continuously or intermittently during polymerization or as a post-reaction stabilizer.
The preferred polymerization procedure is a modified batch processing wherein the major amounts of some or all the comonomers and emulsifier are charged to the reaction vessel after polymerization has been initiated. It is preferred to add the vinyl ester intermittently or continuously over the polymerization period of about 0.5-10 hours, preferably 2-6 hours. The lattices are produced and used at relatively high solids contents, e.g., between 35 and 75%, although they may be diluted with water if desired. The preferred total solids are about 40-70%, most preferably about 50-68%, by weight. When used herein the term "solids" refers to the combined amounts of ethylene vinyl acetate resin, dextrin and other non-volatiles present in the latex.
The particle size of the latex can be regulated by the quantity and type of the emulsifying agent or agents employed. To obtain smaller particles sizes, greater amounts of emulsifying agents are used. As a general rule, the greater the amount of the emulsifying agent employed, the smaller the average particle size.
The humectant used herein may be any of those conventionally used in formulating remoistenable "front seal" adhesives, typically sugars, sorbitol, glycerine, propylene glycol, and glycol ethers. These humectants are used in the adhesive formulations at levels of about 0.5-5% by weight of the total adhesive formulation. In preparing the adhesive composition, an aqueous solution of the dextrin is prepared and added to the ethylene vinyl acetate latex or the dry dextrin is added directly to the latex. The adhesive composition is then heated and maintained at a temperature of about 160°-180°F with agitation for a period sufficient to ensure complete dissolution. Any other additives which are to be employed are added at this point. The resulting mixture is then diluted with additional water, if necessary, to the desired viscosity, generally in the range of about 2,000 to 11,000 cps, preferably about 6,000 cps. In the embodiment wherein dextrin is not post-added, it may be necessary to add a thickener (e.g., polyacrylamide, carboxymethyl cellulose, or hydroxyethyl cellulose) in order to obtain a viscosity within these limits. When used in the final adhesive composition, the dextrin will be present in an amount up to about 40%, typically about 8-25%, preferably 15-20%, by weight of the formulation, with the humectant and dextrin- emulsified ethylene vinyl acetate resin comprising the remainder of the composition. Various optional additives, such as plasticizers, preservatives, thickeners, bleaching agents, and the like may also be present in the adhesive compositions in order to modify certain characteristics thereof.
Although the humectant component and the optional additional dextrin have been referred to as being "post-added," it should be recognized that the post-addition is merely the most convenient and generally accepted method of formulating "front" seal adhesives and that it is possible to add the humectant and the additional dextrin directly to the monomer charge prior to the actual polymerization.
Corrugating Adhesives The procedures employed in the production of corrugated paperboard usually involve a continuous process whereby a strip of paperboard is first corrugated by means of heated, fluted rolls. The protruding tips on one side of this fluted paperboard strip are then coated with an adhesive, and a flat sheet of paperboard, commonly known in the trade as facing, is thereafter applied to these tips. By applying heat and pressure to the two paperboard strips thus brought together, an adhesive bond is formed. The above-described procedure produces what is known as a single-faced board in that the facing is applied to only one surface. If a double- faced paperboard is desired, in which an inner fluted layer is sandwiched between two facings, a second operation is performed wherein the adhesive is applied to the exposed tips of the single-faced board and the adhesive-coated tips are then pressed against a second facing in the combining section of the corrugator under the influence of pressure and heat. A typical corrugating process and the use and operation of corrugators are described in U.S. Pat. Nos. 2.102.937 and 2.051.025 (to Bauer) .
The particular adhesive employed in the corrugating process is selected on the basis of several factors, including the type of bond required in the final application of the finished corrugated product. Starch- based adhesives are most commonly used due to their desirable adhesive properties, low cost and ease of preparation.
The most fundamental of starch corrugating adhesives is an alkaline adhesive which is comprised of ungelatinized starch suspended in an aqueous dispersion of cooked starch. The adhesive is produced by gelatinizing starch in water with sodium hydroxide (caustic soda) to yield a primary mix of gelatinized or cooked carrier starch. The cooked carrier starch is then slowly added to a secondary mix of ungelatinized starch, borax and water to produce the full-formulation adhesive. In the corrugating process, the adhesive is applied (usually at between 25° and 55°C) to the tips of the fluted paper medium or single-faced board. Upon the application of heat the ungelatinized starch gelatinizes, resulting in an instantaneous increase in viscosity and the formation of the adhesive bond.
The starch component, which may be an ungelatinized starch and/or a gelatinized carrier starch may be selected from any of the several starches, native or converted, heretofore employed in starch corrugating adhesive compositions. The ungelatinized starch is usually corn starch. Other suitable starches include, for example, those starches derived from corn, potato. waxy maize, sorghum, wheat, as well as high-amylose starches, i.e., starches which contain 40% or more by weight of amylose, and the various derivatives of these starches. Suitable starches include various starch derivatives such as ethers, esters, thin-boiling starches prepared by known processes such as mild acid treatments or oxidation, high amylose starch derivatives. Preferred starches are those typically employed in alkaline corrugating adhesives. The starch content of the adhesive can vary considerably depending on several factors such as the intended end-use and the type of starch used. The total amount of starch employed, including the gelatinized and ungelatinized portions of starch, ordinarily will be in the range of about 10-40% by total weight of the adhesive.
The remainder of the adhesive composition is composed of about 0.3-5% of an alkali such as sodium hydroxide, based on total weight of starch, about 0.3-10% on dry basis of an optional crosslinking additive (based on total weight of starch) , and about 54-89% of water based on total weight of the adhesive. The preferred amounts of all ingredients are 10-35% starch, 1-4% alkali, 60-81% water and, if used, 1-5% of the crosslinking additive. A suitable crosslinking additive is described in U.S. 4.366.275 (issued December 28, 1982 to M.A. Sitano et al.).
The alkali employed herein is preferably sodium hydroxide; however, other bases may be employed as partial or full replacement of the sodium hydroxide and include, for example, alkali metal hydroxides such as potassium hydroxide, alkaline earth hydroxides such as calcium hydroxide, alkaline earth oxides such as barium oxide, alkali metal carbonates such as sodium carbonate. and alkali metal silicates such as sodium silicate. The alkali may be employed in aqueous or solid form.
Sample Preparation Unless indicated otherwise, all the starches and flours used were provided by National Starch and Chemical Company of Bridgewater, New Jersey.
The controls for the test samples were from the same native source as the test samples, were unmodified or modified in the same manner as the test samples, and were at the same pH unless otherwise indicated.
All starches and flours, both test and control samples, were prepared and tested individually.
The pH of the samples was raised by slurrying the starch or flour in water at 30-40% solids and adding a sufficient amount of a 5% sodium carbonate solution until the desired pH was reached.
Measurements of pH, either on samples before or after the thermal inhibition steps, were made on samples consisting of one part starch or flour to four parts water.
After the pH adjustments, if any, all non¬ gelatinized granular samples were spray dried or flash dried as conventional in the art (without gelatinization) to about 2-15% moisture. After the pH adjustment, if any, slurries of the starches to be pregelatinized to granular pregelatinized starches were introduced into a pilot spray dryer. Type 1-KA#4F, from APV Crepaco, Inc., Dryer Division, Attleboro Falls, Massachusetts, using a spray nozzle. Type 1/2J, from Spraying Systems Company of Wheaton, 111. The spray nozzle had the following configurations: fluid cap 251376, air cap 4691312. The low initial cold viscosity samples were sprayed at a steam:starch ratio of 3.5-4.5:1, and the high initial cold viscosity samples were sprayed at a steam:starch ratio of 5.5-6.5:1. Moisture content of all pregelatinized samples after spray drying and before the dehydration step in the thermal inhibition process was 4- 10%. For the samples pregelatinized by drum drying the pH was raised by slurrying the starch or flour in water at 30-40% solids and adding a sufficient amount of a 5% sodium carbonate solution until the desired pH was reached. A single steam-heated steel drum at about 142- 145°C was used for the drum drying.
For the samples pregelatinized by the continuous coupled jet-cooking/spray-drying process of U.S. 5.131.953 or the dual atomization/spray-drying process of U.S. 4.280.851. the starch or flour was slurred at 6-10% solids in water and the pH was adjusted to the desired pH by adding a sufficient amount of 5% sodium carbonate solution until the desired pH was reached.
Except where a conventional oven or dextrinizer is specified, the test samples were dehydrated and heat treated in a fluidized bed reactor, model number FDR-100, manufactured by Procedyne Corporation of New Brunswick, New Jersey. The cross-sectional area of the fluidized bed reactor was 0.05 sq meter. The starting bed height was 0.3-0.8 meter, but usually 0.77 meter. The fluidizing gas was air except where otherwise indicated. When granular non-pregelatinized starches were being heat treated, the gas was used at a velocity of 5-15 meter/min. When pregelatinized granular starches were being heat treated, the gas was used at a velocity of 15- 21 meter/min. The side walls of the reactor were heated with hot oil, and the fluidizing gas was heated with an electric heater. The samples were loaded into the reactor and then the fluidizing gas introduced, or the samples were loaded while the fluidizing gas was being introduced. No difference was noted in the samples in the order of loading. Unless otherwise specified, the samples were brought from ambient temperature up to no more than 125°C until the samples became anhydrous and were further heated to the specified heat treating temperatures. When the heating temperature was 160°C, the time to reach that temperature was less than three hours.
The moisture level of the samples at the final heating temperature was 0%, except where otherwise stated. Portions of the samples were removed and tested for inhibition at the temperatures and times indicated in the tables.
These samples were tested for inhibition using the following Brabender Procedures.
Brabender Procedure - Non-Pregelatinized Granular Starches
Unless other stated, the following Brabender procedure was used. All samples, except for corn, tapioca and waxy rice flour, were slurried in a sufficient amount of distilled water to give a 5% anhydrous solids starch slurry. Corn, tapioca, and waxy rice flour were slurried at 6.3% anhydrous solids. The pH was adjusted to pH 3.0 with a sodium citrate, citric acid buffer and the slurry was introduced into the sample cup of a Brabender VISCO/Amylo/GRAPH (manufactured by C.W. Brabender Instruments, Inc., Hackensack, NJ) fitted with a 350 cm/gram cartridge. The VISCO\Amylo\GRAPH records the torque required to balance the viscosity that develops when a starch slurry is subjected to a programmed heating cycle. The record consists of a curve tracing the viscosity through the heating cycle in arbitrary units of measurement termed Brabender Units (BU) . The starch slurry is heated rapidly to 92°C and held for 10 minutes. The peak viscosity and viscosity ten minutes after peak viscosity were recorded in Brabender Units (BU) . The percentage breakdown in viscosity (± 2%) was calculated according to the formula:
% Breakdown ■ peak - (peak ÷ 10 x 100, peak where "peak" is the peak viscosity in Brabender units, and "(peak + 10•)" is the viscosity in Brabender Units at ten minutes after peak viscosity. If no peak viscosity was reached, i.e., the data indicate a rising (ris.) curve or a flat curve, the viscosity at 92°C and the viscosity at 30 minutes after attaining 92°C were recorded.
Using data from the Brabender curves, inhibition was determined to be present if, when dispersed at 5% or 6.3% solids in water at 92-95°C and pH 3, during the Brabender heating cycle, the Brabender data showed (i) no or almost no viscosity, indicating the starch was so inhibited it did not gelatinize or strongly resisted gelatinization; (ii) a continuous rising viscosity with no peak viscosity, indicating the starch was highly inhibited and gelatinized to a limited extent; (iii) a lower peak viscosity and a lower percentage breakdown in viscosity from peak viscosity compared to a control, indicating a moderate level of inhibition; or (iv) a slight increase in peak viscosity and a lower percentage breakdown compared to a control, indicating a low level of inhibition.
Characterization Of Inhibition of Non- Pregelatinized Granular Starches Bv Brabender Curves Characterization of a thermally-inhibited starch is made more conclusively by reference to a measurement of its Brabender viscosity after it is dispersed in water and gelatinized. For non-inhibited starches, the cycle passes through the initiation of viscosity, usually at about 60- 70°C, the development of a peak viscosity in the range of 67-95°C, and any breakdown in viscosity when the starch is held at an elevated temperature, usually 92-95°C.
Inhibited starches will show a Brabender curve different from the curve of the same starch that has not been inhibited (hereinafter the control starch) . At low levels of inhibition, an inhibited starch will attain a peak viscosity somewhat higher than the peak viscosity of the control, and there may be no decrease in percentage breakdown in viscosity compared to the control. As the amount of inhibition increases, the peak viscosity and the breakdown in viscosity decrease. At high levels of inhibition, the rate of gelatinization and swelling of the granules decreases, the peak viscosity disappears, and with prolonged cooking the Brabender trace becomes a rising curve indicating a slow continuing increase in viscosity. At very high levels of inhibition, starch granules no longer gelatinize, and the Brabender curve remains flat.
Brabender Procedure - Pregelatinized Granular and Non-Granular Starches The pregelatinized thermally-inhibited starch to be tested was slurried in a sufficient amount of distilled water to give a 4.6% anhydrous solids starch slurry at pH 3 as follows: 132.75 g sucrose, 26.55 g starch, 10.8 g acetic acid, and 405.9 g water were mixed for three minutes in a standard home Mixmaster at setting #1. The slurry was then introduced to the sample cup of a Brabender VISCO/Amylo/GRAPH fitted with a 350 cm/gram cartridge and the viscosity measured as the slurry was heated to 30°C and held for 10 minutes. The viscosity at 30°C and 10 minutes after hold at 30°C were recorded. The viscosity data at these temperatures are a measurement of the extent of pregelatinization. The higher the viscosity at 30°C, the grater the extent of granular swelling and hydration during the pregelatinization process. Heating was continued to 95°C and held at that temperature for 10 minutes.
The peak viscosity and viscosity 10 minutes after 95°C were recorded in Brabender Units (BU) . The percentage breakdown was calculated using the previous formula:
If no peak viscosity was reached, that is, the data indicated a rising curve or a flat curve, the viscosity at 95°C and the viscosity at 10 minutes after attaining 95°C were recorded. Characterization of Inhibition of
Pregelatinized Granular Starches bv Brabender Curves
As discussed above, characterization of a thermally-inhibited starch is made more conclusively by reference to a measurement of its viscosity after it is dispersed in water and gelatinized using the instrument described above.
For pregelatinized granular starches, the level of viscosity when dispersed in cold water will be dependent on the extent to which the starch was initially cooked out during the pregelatinization process. If the granules were not fully swollen and hydrated during pregelatinization, gelatinization will continue when the starch is dispersed in water and heated. Inhibition was determined by a measurement of the starch viscosity when the starch was dispersed at 4.6% solids in water at pH 3 and heated to 95°C.
When the pregelatinized granular starch had a high initial cold viscosity, meaning it was highly cooked out in the pregelatinization process, the resulting Brabender traces will be as follows: for a highly inhibited that the starch, the trace will be a flat curve, indicating that the starch is already very swollen and is so inhibited starch it is resisting any further gelatinization or the trace will be a rising curve, indicating that further gelatinization is occurring at a slow rate and to a limited extent; for a less inhibited starch, the trace will he a dropping curve, indicating that some of the granules are fragmenting, but the overall breakdown in viscosity will be lower than that for a non-inhibited control or the trace will show a second peak but the breakdown in viscosity will be lower than that for a non-inhibited control.
When the pregelatinized starch had a low initial cold viscosity, meaning it was not highly cooked out in the pregelatinization process and more cooking is needed to reach the initial peak viscosity, the resulting Brabender traces will be as follows: for a highly inhibited starch, the trace will be a rising curve, indicating that further gelatinization is occurring at a slow rate and to a limited extent; for a less inhibited starch, the trace will show a peak viscosity as gelatinization occurs and then a drop in viscosity, but with a lower percentage breakdown in viscosity than for a non-inhibited control. If no peak viscosity was reached, that is, the data indicated a rising curve or a flat curve, the viscosity at 95°C and the viscosity at 10 minutes after attaining 95βC were recorded.
Characterization of Inhibition of Pregelatinized Non-Granular Starches of Brabender Curves
The resulting Brabender traces will be as follows: for a highly inhibited starch the trace will be flat, indicating that the starch is so inhibited that it is resisting any further gelatinization or the trace will be a rising curve, indicating that further gelatinization is occurring at a slow rate and to a limited extent; for a less inhibited starch, the trace will show a dropping curve, but the overall breakdown in viscosity from the peak viscosity will be lower than that for a non- inhibited control.
Brabender Procedure — Crosslinked Starches
The crosslinked, thermally-inhibited cationic and amphoteric starches (23.0 g) to be tested was combined with 30 ml of an aqueous solution of citric acid monohydrate (prepared by diluting 210.2 g of citric acid monohydrate to 1000 ml in a volumetric flask) and sufficient water was added to make the total charge weight 460.0 g. The slurry is added to the cooking chamber of the Brabender VISCO amylo GRAPH fitted with a 700 cm/gram cartridge and rapidly heated from room temperature to 95°C. The peak viscosity (highest viscosity observed) and the viscosity after 30 minutes at 95°C were recorded. The percentage breakdown in viscosity (±2%) was calculated according to the formula % Breakdown = Peak - fViscositv after 30' at 95°Ci x 100
Peak Characterization of Inhibition bv Cooks A dry blend of 7 g of starch or flour (anhydrous basis) and 14 g of sugar were added to 91 ml of water in a Waring blender cup at low speed, then transferred to a cook-up beaker, allowed to stand for 10 minutes, and then evaluated for viscosity, color, clarity and texture.
Some of the granular non-pregelatinized starch samples were tested for pasting temperature and/or gelatinization temperature using the following procedures.
Rapid Visco Analyzer fRVAi This test is used to determine the onset of gelatinization, i.e., the pasting temperature. The onset of gelatinization is indicated by an increase in the viscosity of the starch slurry as the starch granules begin to swell.
A 5 g starch sample (anhydrous basis) is placed in the analysis cup of a Model RVA-4 Analyzer and slurried in water at 20% solids. The total charge is 25 g. The cup is placed into the analyzer, rotated at 160 rpm, and heated from an initial temperature of 50°C up to a final temperature of 80°C at a rate of 3°C per minute. A plot is generated showing time, temperature, and viscosity in centipoises (cP) . The pasting temperature is the temperature at which the viscosity reaches 500 cP. Both pasting temperature and pasting time are recorded.
Differential scanning ςaioriinetrγ (psς) This test provides a quantitative measurement of the enthalapy (ΛH) of the energy transformation that occurs during the gelatinization of the starch granule. The peak temperature and time required for gelatinization are recorded. A Perkin-Elmer DSC-4 differential scanning calorimeter with data station and large volume high pressure sample cells is used. The cells are prepared by weighing accurately 10 mg of starch (dry basis) and the appropriate amount of distilled water to approximately equal 40 mg of total water weight (moisture of starch and distilled water) . The cells are then sealed and allowed to equilibrate overnight at 4°C before being scanned at from 25-150βC at the rate of 10°C/minute. An empty cell is used as the blank.
Brookfield Viscometer Procedure Test samples are measured using a Model RVT
Brookfield Viscometer and the appropriate spindle (the spindle is selected based on the anticipated viscosity of the material) . The test sample, usually a cooked starch paste or dextrin, is placed in position and the spindle is lowered into the sample to the appropriate height. The viscometer is turned on and the spindle is rotated at a constant speed (e.g., 10 or 20 rpm) for at least 3 revolutions before a reading is taken. Using the appropriate conversion factors, the viscosity (in centipoises) of the sample is recorded.
EXAMPLES The following examples will more fully illustrate the embodiments of this invention. In the examples, all parts are given by weight and all temperatures are in degrees Celsius unless otherwise noted. The thermally-inhibited starches and controls in the following examples were prepared as described above and are defined by textural characteristics or in relation to data taken from Brabender curves using the above-described procedures. Unless otherwise specified, the thermally-inhibited starches and flours referred to as "granular" starches are non-pregelatinized granular starches and flours.
The thermally-inhibited starches and flours are referred to as "T-I" starches and flours and the conditions used for their preparation (i.e., pH to which the starch is adjusted and heat treatment temperature and time at that temperature) are included in parenthesis (pH;temperature/hold time at that temperature) . All pH adjustments are done with sodium carbonate unless specified otherwise.
In the first three examples to follow, the moisture indicated is the moisture content in the starch before the dehydration and heat treating steps. As indicated above, as the starches were brought from ambient temperature up to the heating temperature, the starches became anhydrous or substantially anhydrous.
In the tables the abbreviations "si.", "mod.", "v.", "ris." and "N.D." stand for slight or slightly, moderate or moderatly, very, rising, and not determined. EXAMPLE 1 This example illustrates the preparation of the starches of this invention from a commercial granular waxy maize base starch by the heat treatment process of this invention.
Processing conditions and their effects on viscosity and texture of waxy maize starch are set forth in the Tables below.
To obtain a heat-stable, non-cohesive thickener, samples of granular starch were slurried in 1.5 parts of water, the pH of the slurry was adjusted with the addition of a 5% Na2C03 solution and the slurry was agitated for 1 hour, then filtered, dried, and ground. The dry starch samples (150 g) were placed into an aluminum foil pan (4" x 5" x 1-1/2") and heated in a conventional oven under the conditions described in Tables I and II. Brabender viscosity measurements demonstrated that the most heat-stable starches were obtained by heating at 160'C and a pH of at least 8.0 for about 3.5 to 6.0 hours.
Waxy Cold Evaluation of Maize.* Heating - 16Qβ Gelatinized Samples*1'®
Mois¬
EH ture TJBS Viscosity Texture
(%) (hrs.)
6.0 10.9 2 heavy to v. cohesive heavy
6.0 10.9 4 thin to mod. —
10.6 3.5 heavy to v. cohesive. heavy less than unmodified control 8. 2 10. 6 heavy to v. si. to heavy mod. cohesive
8.2 10. 6 4.5 heavy non- cohesive
8.2 10. 6 5.5 heavy, non- thinnest cohesive
8. 2 10. 6 6 mod. heavy non- cohesive unmod¬ v. heavy cohesive ified1* cross- — — v. heavy non- linked6 cohesive a. All samples were commercial samples of granular waxy maize starch obtained from National starch and
Chemical Company, Bridgewater, New Jersey. b. The unmodified control was a commercial granular waxy maize starch obtained from National Starch and Chemical Company, Bridgewater, New Jersey. c. The modified control was a commercial crosslinked (phosphorous oxychloride treated) granular waxy maize starch obtained from National Starch and Chemical Company, Bridgewater, New Jersey. d. Samples were cooked by slurrying 7.0 g of starch (at 12% moisture) in 91 mis water at neutral pHs and heating the starch slurry for 20 minutes in a boiling water bath. e. The cold evaluation was carried out at 25*C. TABLE II - Brabender Evaluation
Waxy Brabender
MJU - -I Process Variables Viscosityb
(BU)
Viscosity
Heating Peak at 95°C/
EH Temp. T_iffi£ Viscosity 20 mins. (°C) (hrs.)
3 8.2 160 3.5 985 830
4 8.2 160 4.0 805 685
5 8.2 160 4.5 640 635
6 8.2 160 5.5 575 570
Unmodified — none none 1640 630 control
1 6.0 160 2.0 1055 560
2 6.0 160 4.0 140 80 a. See Table I for a description of samples. b. In the Brabender proce< .lure, a sample contalining 5.4% anhydrous solids of starch dispersed in water was heated rapidly to 50°C, then the heat was increased by 1.5°C per minute to 95°C, and held for 20 minutes.
EXAMPLE 2 This example illustrates that a variety of granular starches may be processed by the method of this invention to provide a non-cohesive thickener with properties similar to chemically crosslinked starches.
Processing conditions and their effects on the viscosity and texture of waxy barley, tapioca, V.O. hybrid and waxy rice starches are set forth in the tables below. Cold Evaluation of
Sample* Heating - 160-C Gelatinized Sampleb
Mois- pH ture Time Viscositv/Texture
(%) (hrs.)
Waxy Barley Starch
1 8.7 8.5 1.5 heavy cohesive
2 8.7 8.5 2.5 heavy si. mod. cohesive
8.7 8.5 3.5 mod. heavy non- to heavy cohesive
4 5.2 10.8 1.5 thin
5 5.2 10.8 2.5 thin/ thinnest
Waxy — — 0 heavy cohesive
Barley
Control
Taoioca Starch heavy to v. cohesive heavy
8.8 10.3 heavy to v. cohesive/ heavy less than Sample 6
8 8.8 10.3 heavy to v. si. heavy cohesive to si. lumpy 8 . 8 10. 3 heavy non- cohesive lumpy
10 5.5 10.9 mod. heavy
Tapioca v. heavy cohesive Control
Waxv Rice Starch
1 9.1 9.0 v. heavy cohesive
2 9.1 9.0 heavy si. cohesive
9.1 9.0 heavy si. cohesive
9.1 9.0 mod. heavy non- to heavy cohesive Waxy — — 0 v. heavy cohesive Rice Control a. Tapioca starch samples were commercial granular starch obtained from National Starch and Chemical Company, Bridgewater, New Jersey. Waxy barley starch samples were commercial granular starch obtained from AIKo, Finland. Waxy rice starch samples were commercial granular starch obtained from Mitsubishi Corporation, Japan. b. Samples were cooked by slurring 7.5 g of starch at 12% moisture in 100 mis of water and heating the starch slurry for 20 minutes in a boiling water bath. TABLE IV - Process Variables
Cold Evaluation of
Sample.* Heating - 160°C Gelatinized Sampleb
Mois- EH ture Time Viscosity/Texture
(%) (hrs.) V.O. Hybrid Starch
8.7 10.5 2.0 heavy cohesive v. si. less than control
8.7 10.5 3.0 heavy si. mod. cohesive
8.7 10.5 4.0 mod. heavy smooth, to heavy very si. cohesive
8.7 10.5 5.0 mod. heavy smooth, short, non- cohesive
8.7 10.5 6.0 moderate smooth, short, non- cohesive
V.O. 5.9 11.4 heavy cohesive
Hybrid
Control a. V.O. hybrid starch samples were granular starches obtained from National Starch and Chemical Company, Bridgewater, New Jersey. b. Samples were cooked by slurrying 7.5 g of starch at 12% moisture in 100 mis of water and heating the starch slurry for 20 minutes in a boiling water bath. The viscosity and texture evaluation results show that a non-cohesive, heat-stable starch thickener may be prepared from waxy barley, V.O. hybrid, tapioca and waxy rice starches by the process of this invention. The amount of inhibition (non-cohesive, thickening character in cooked aqueous dispersion) increased with increasing time of heat treatment.
EXAMPLE 3
This example illustrates the effects of temperature, the pH, and starch moisture content on the viscosity and texture of the treated starch.
Part A A waxy maize starch sample (100 g) containing 20.4% moisture was heated in an oven at 100'C for 16 hours in a sealed glass jar. A second sample was heated for 4 hours and a third sample was heated for 7 hours under the same conditions. The product viscosity and texture were compared to a 12.1% moisture granular waxy maize starch control using the cook evaluation method of Example 1, Table I. Results are shown in Table V, below. TABLE V - Effect of Process Moisture
Waxy Process Cold Evaluation of
Maize* variables^ Gelatinized Starch"
Heat Time Viscosity Texture
(hrs. )
1. Test 16 heavy, si. cohesive
(20.4% H20) thinner than control
2. Control 0 heavy cohesive
(12.1% H20)
3. Test 4 heavy cohesive
(20.4% H20) Waxy Process Cold Evaluation of Maize* Variablesb Gelatinized Starchc
Heat Time Viscosity Texture (hrs.)
1. Test 16 heavy, si. cohesive
(20.4% H20) thinner than control
4. Control heavy cohesive (12 . 1% H20)
5. Test heavy cohesive (20.4% H20)
6. Control heavy cohesive ( 12 . 1% H20) a. Samples were obtained from National Starch and Chemical Company, Bridgewater, New Jersey. b. Process was conducted at pH 5.2. c. See Table III for cook conditions.
The results demonstrate that moisture added during the process yields a product which is as cohesive and undesirable as a control starch which had not been heated.
Part B Samples (900 g) of a commercial granular waxy maize starch (obtained from National Starch and Chemical Company, Bridgewater, New Jersey) were placed in a 10" x 15" x 0.75" aluminum tray and heated in an oven at 180*C for 15, 30, 45 and 60 minutes. The pH of the starch was not adjusted and remained at about 5.2 during the heating process. Sample viscosity and texture were evaluated by the method of Example 1.
As shown in Table VI, below, the pH 5.2 samples were characterized by an undesirable, cohesive texture similar to that of a waxy maize starch control which had not been heat treated.
TABLE VI - Effect of Acidic Process PH
Process Cold Evaluation of
Sample Variables* Gelatinized Starchb
Heatinq Time Viscosity Texture
(minutes)
1 15 v. heavy cohesive
2 30 v. heavy cohesive
3 45 v. heavy cohesive
4 60 heavy to cohesive v. heavy control 0 v. heavy cohesive a. The pH was not adjusted from that of the native waxy maize starch (a pH = 5.2) and Samples 1-4 correspond to starch treated by the process of U.S. Pat. No. 4.303.451 (no pH adjustment) . b. See Table III for cook conditions.
Thus, a combination of selected factors, including the pH, moisture content and the type of native starch, determine whether a desirable, non-cohesive, heat-stable starch thickener is produced by the process of this invention.
EXAMPLE 4
This example shows carrying out the thermal inhibition in the fluidized bed previously described. The effects of temperature and time at the indicated temperature on the level of inhibition of waxy maize granular starch at pH 9.5 are shown below. Viscosity fB.U.i
Heating Temperature and Time Peak Break-
Peak + 3,9' down
(%)
Control (none) 1135 730 64.3
110βC for 22 hrs. 1185 970 18.1 l60βC for 0 hr. 1055 880 16.6
160°c for 2 hrs. 665 660 0.7
175°c for 0 hr. 850 755 11.2
180βc for 0 hr. 715 680 4.9
190°C for 0 hr. 555 550 0.9 200βC for 0 hr. ris. __ _..
200βC for 2 hrs. none
The data shows that inhibited anhydrous or substantially anhydrous samples can be obtained at heat treating temperatures between 100-200°c, with more inhibition obtained at higher temperatures or at longer times at lower temperatures. The starch samples heated at 200°C were highly inhibited (rising curves) or completely inhibited (no gelatinization) .
EXAMPLE 5 Samples of a high amylose starch (Hylon V - 50% amylose) at its natural pH and pH 9.5 were evaluated for the effect of the high amylose content on inhibition. The starches were thermally-inhibited at 160°C in the fluidized bed for the indicated time. Due to the high levels of amylose, it was necessary to use a pressurized Visco/amylo/Graph (C.W. Brabender, Hackensack, NJ) to obtain Brabender curves. Samples were slurried at 10% starch solids, heated to 120°C, and held for 30 minutes. The results are shown below:
Natural PH PH 9.5
Viscosity tBU. Viscosity tBUi
Peak Break- Peak Break-
Peak + 10' down peaK + 19' do n
(%) (%) Control 1180 525 55.5 1180 525 55.5
T-I 700 235 66
(0 min.)
T-I 282 25 91 290 225 22
(120 min.) The data show that inhibition was obtained only on the high pH sample.
EXAMPLE 6 This example shows the preparation of pregelatinized granular, thermally-inhibited waxy maize starches. The pregelatinization step was carried out prior to the thermal inhibition. The fluidized bed described previously was used.
Starch slurries (30-40% solids) , pH adjusted to 6, 8, and 10, were pregelatinized in a pilot size spray drier (Type-1-KA#4F, from APV Crepaco, Inc., Dryer
Division, of Attle Boro Falls, Massachusetts) using a spray nozzle. Type 1/2 J, from Spraying Systems Company of Wheaton, Illinois. The spray nozzle had the following configuration: fluid cap, 251376, and air cap, 4691312. The resulting high and low viscosity pregelatinized granular starches were dehydrated and heat treated at the temperature and time indicated. The thermally-inhibited starches were evaluated for inhibition using the Brabender procedure previously described.
The results are shown below: Heat Treatment
Conditions Viscositv tB . U. i
30βC 95βC Break¬
3 βς-» 19V Peak 95»C + 10' down
(%) pH 6.0 - Hioh Initial Viscositv
Control 1280 960 960 170 90 91
160°C for 0 min. 700 980 700 610 370 47
160βc for 30 min. 600 910 720 690 370 49
160βC for 90 min. 450 780 915 740 400 56
160°C for 150 min. 360 590 925 800 500 46 pH 6.0 - Low Initial Viscosity
Control 230 250 750 340 100 87
160°C for 30 min. 100 130 600 370 210 65
160βC for 60 min. 100 140 730 500 260 64
160°C for 120 min. 100 130 630 430 260 59
160°C for 180 min. 90 120 550 390 240 56 oH 8.0 - Hioh Initial Viscositv
Control 1400 1020 1020 270 100 90
160°C for 0 min. 700 1060 1050 760 280 73
160°c for 60 min. 260 600 1340 1200 780 42
160βC for 90 min. 240 440 1280 1240 1000 22
160βC for 120 min. 280 420 1320 1320 1280 3
160βC for 150 min. 120 200 860 860 820 7
160°C for 180 min. 180 260 980 980 920 8 pH 8.0 - Low Initial Viscosity
Control 250 250 820 340 130 84
160°C for 0 min. 50 100 690 460 270 61
160°C for 60 min. 40 50 840 590 320 62
160°C for 120 min. 20 30 720 650 450 38
160°C for 180 min. 20 30 590 570 450 24 H 10 - Hioh Initial Viscosity
Control 1010 740 1010 300 160 84
140°C for 0 min. 550 850 1280 1080 750 41
150βC for 0 min. 270 420 1680 1680 1540 8 160°C for 0 min. 170 240 — 1180 1440 ris.
160°C for 30 min. 80 85 — 410 650 ris.
160°C for 60 min. 60 60 — 150 300 ris.
160βC for 90 min. 50 50 — 80 140 ris.
120°C for 120 min. 40 40 — 80 130 ris.
150°C for 150 min. 40 40 — 60 90 ris.
160°C for 160 min. 40 40 — 45 70 ris.
EH_U2 - Low Initial Viscosity
Control 200 190 615 350 190 69
130pc for 0 min. 110 180 1500 880 530 65
150βC for 0 min. 50 80 1670 1540 1250 25
160°C for 0 min. 30 30 — 1040 1320 ris.
160βC for 30 min. 30 30 — 380 640 ris.
160βC for 60 min. 30 30 — 150 310 ris.
160βC for 90 min. 10 10 — 50 120 ris.
The results show some thermal inhibition was attained in all the dehydrated and heat treated pregelatinized granular starches and that increasing the initial pH and the heat treatment time increased the level of inhibition. For the samples at pH 6.0, at 0 and 30 minutes, the recorded peak was actually a second peak obtained after the initial high viscosity began to breakdown. For some of the samples at pH 10, no peak viscosity was reached, indicating a highly inhibited starch.
EXAMPLE 7 This example describes the preparation of thermally-inhibited pregelatinized granular starches from additional starch bases as well as a waxy maize starch. The granular starches were adjusted to the indicated pH, pregelatinized using the procedure previously described, and heat treated in an oven at 140°C for the indicated time. The cook evaluation and Brabender results are shown below. Cook Evaluation
Heat Treatment
Viscosity
EH Hours at 140»C of Cook Texture of Cook Waxv Maize
6 2 mod. si. cohesive, smooth
6 4 mod. to thin s1. cohesive, smooth
6 6 mod. v. si. cohesive, smooth
8 mod. v. si. cohesive, smooth
8 2 mod. cohesive, smooth
8 4 mod. to heavy si. cohesive, smooth
8 6 mod. v. si. cohesive, smooth
8 8 mod. v. si. cohesive, smooth
10 2 mod. si. cohesive, smooth 10 4 mod. to heavy non-cohesive, short, smooth
10 mod. non-cohesive, short, smooth
10 8 mod. non-cohesive, short, smooth
Taoioca 6 2 mod. to heavy v. cohesive, long 6 4 mod. to heavy cohesive 6 mod. si. cohesive, smooth 8 mod. non-cohesive, short, smooth
8 2 mod. to heavy v. cohesive 8 4 mod. to heavy cohesive 8 6 mod. to heavy non-cohesive, short, smooth
8 mod. to heavy non-cohesive, short, smooth
10 mod. to heavy cohesive, long
10 mod. to heavy v. si. cohesive, smooth
10 mod. non-cohesive, short, smooth
10 8 mod. to heavy non-cohesive, short, smooth
Potato
6 2 heavy to v. cohesive, long v. heavy
6 4 heavy cohesive
6 6 mod. to heavy si. cohesive
6 8 mod. to heavy v. si. cohesive
8 2 heavy to v. cohesive, long v. heavy
8 4 v. heavy si. cohesive
8 6 heavy non-cohesive, si. set, smooth 8 8 mod. non-cohesive, v. si, set, smooth
10 heavy v. cohesive 10 heavy to mod. si. cohesive, v. si. set, smooth
10 heavy to mod. non-cohesive, short, mod. set, smooth
10 8 heavy to mod. non-cohesive, short, mod. set, smooth
Heat Treatment Cpnflitipng Viscositv fBUϊ Breakdown
30°C 30°C+10' Peak 95'C 95°C+10« <*>
Waxy Maize at pH ? and i4 *C 2 hrs 400 1115 1115 515 515 60
6 hrs 400 955 1120 1120 1023 38
Taoioca at PH 8 and 140°C
2 hrs 1140 2685 2685 2685 880 78
6 hrs 370 800 1110 1110 890 46 The results show that thermally-inhibited pregelatinized granular starches can be prepared using other starch bases and that for non-cohesive starches longer times and/or higher pHs are required when an oveno rather than a fluidized bed is used for the dehydration and heat treatment.
EXAMPLE 8 This example shows the preparation of pregelatinized, non-granular starches which were pregelatinized by drum-drying and then thermally inhibited. Samples of waxy maize, tapioca and potato starches, at pH 6, 8, and 10, were pregelatinized by drum-drying. The samples were placed in a 140°C oven, dehydrated to anhydrous, and heat treated at 140°C for the indicated times.
The viscosity and textural characteristics of the thermally-inhibited starches are set out below. lime. Cook Viscositv Cook Texture
Waxv Maize - PH 6
2 hrs heavy v. cohesive, pulpy
4 hrs heavy to v. heavy cohesive, pulpy
6 hrs heavy si. cohesive, pulpy
8 hrs mod. to heavy v. si. cohesive, pulpy
Waxv Maize - PH 8
2 hrs heavy v. cohesive, pulpy
4 hrs heavy si. cohesive, pulpy
6 hrs mod. to heavy v. si. cohesive, pulpy
8 hrs mod. to heavy v. si. cohesive, pulpy
Waxv Maize - PH 10
2 hrs heavy cohesive, pulpy
4 hrs heavy to mod. v. si. cohesive, pulpy
6 hrs mod. non-cohesive, short, pulpy
8 hrs mod. non-cohesive, short, pulpy
Tapioca - PH 6
2 hrs v. heavy cohesive, pulpy
4 hrs heavy to v. heavy si. cohesive, pulpy
6 hrs mod. heavy si. cohesive, pulpy 8 hrs heavy si. cohesive, pulpy
Taoioca - PH 8
2 hrs heavy to v. heavy v. cohesive, pulpy
4 hrs heavy v. cohesive, pulpy
6 hrs N.D. N.D.
8 hrs heavy v. si. cohesive, pulpy
Taoioca 10 - PH
2 hrs heavy cohesive, pulpy
4 hrs heavy to v. heavy si. cohesive, pulpy
6 hrs heavy non-cohesive, short, pulpy
8 hrs mod. heavy non-cohesive, short, pulpy
Potato - PH 6
2 hrs heavy to v. heavy cohesive, pulpy
4 hrs heavy cohesive, pulpy
6 hrs mod. to heavy cohesive, pulpy
8 hrs mod. to heavy cohesive, pulpy
Potato - PH ?
2 hrs heavy to v. heavy v. cohesive, pulpy
4 hrs v. heavy cohesive, pulpy
6 hrs v. heavy cohesive, pulpy
8 hrs v. heavy cohesive, pulpy
Potato - PH 19
2 hrs heavy to v. heavy v. cohesive, pulpy
4 hrs v. heavy slight set, si. chunky
6 hrs heavy slight set, si. chunky 8 hrs mod. heavy moderate set, si. chunky Brabenders were run on some of the above starches. The results are shown below. Viscosity (B.y.)
30βC 95°C Brea ¬
30°C ±IΔI Peak 95°C +19' down
(%)
Waxv Maize - PH 8
2 hrs. 665 3000 4620 1120 300 94
6 hrs. 700 1640 2445 2440 1900 22
Tapioca - oH 8
2 hrs. 1500 3170 3290 680 600 82
6 hrs. 1180 1870 1873 780 600 68
The results show that longer heating times and/or higher pHs are required to prepare non-cohesive starches at 140°C. It is expected that heating at 160°C, preferably in a fluidized bed, will provide non-cohesive starches.
EXAMPLE 9
This example shows the preparation of another pregelatinized non-granular starch which was jet-cooked, spray-dried, and then thermally inhibited.
A granular high amylose starch (50% amylose) was jet-cooked and spray-dried using the continuous coupled jet-cooking/spray-drying process described in U.S. 5.131.953 and then thermally inhibited for 8 hours at 140°C. The jet-cooking/spray-drying conditions used were as follows: slurry - pH 8.5-9.0; cook solids - 10%; moyno setting - about 1.5; cooking temperature - about 145°C; excess steam - 20%; boiler pressure - about 85 psi; back pressure - 65 psi; spray-dryer - Niro dryer; inlet temperature - 245βC; outlet temperature - 115βC; atomizer - centrifugal wheel. The pregelatinized non- granular starch was adjusted to pH 8.7 and dehydrated and heat treated for 8 hours in an oven at 140°C. The characteristics of the resulting thermally-inhibited starches are set out below. Viscosity (BV)
?9βC 30°C+10' Peak 95βQ 95»C+10' Breakdown r%ϊ
Control 200 195 245 245 130 47
High 350 240 420 410 335 20
Amylose The results show that even a high amylose starch can be inhibited. There was less breakdown for the thermally-inhibited starch and the overall viscosity was higher.
EXAMPLE 10 The example shows that thermally-inhibited waxy maize starches can be prepared by drum drying the starches prior to thermal inhibition. The resulting non- granular thermally-inhibited drum-dried starches are compared with the non-granular thermally-inhibited waxy maize starches prepared by the continuous coupled jet- cooking and spray-drying process used in Example 8 and with granular thermally-inhibited starches prepared by the dual atomization/spray drying process described in U.S. 4.280.251 (which was used in Example 6) . The conditions used for the oven dehydration and heat treatment were 8 hours at 140°C.
The characterization of the resulting thermally-inhibited pregelatinized starches is shown below. Drum-Dried/Non-Granular T-I Waxv Maize tpH 8i V gcpgitY (BV)
30°C 30«C+10' PeaK 95°ς ?50C+19' Breakdown
(%) Control 640 2770 3530 1690 1550 56
T-I 700 1640 2440 2365 1860 24 Jet-Cooked/Sprav-Dried/Non-Granular T-I Waxv Maize - PH 8
Control 60 90 100 41 30 70
T-I 485 1540 1545 1330 1230 20 Steam Atomized/Sprav-Dried/Granular T-I Waxv Maize - PH 8
Control 100 1010 1080 340 170 84 T-I 360 950 970 860 650 33
The results show that after 8 hours heat treatment at 140°C all the pregelatinized thermally- inhibited starches showed much less breakdown. The results also show that a higher degree of inhibition along with a higher peak viscosity can be obtained if the starch granules are completely disrupted as by drum drying or jet cooking.
EXAMPLE 11 This example shows that a granular starch can be dehydrated by ethanol extraction and that a better tasting starch is obtained.
A granular waxy maize starch was slurried in 1.5 parts water based on the weight of the starch and adjusted to pH 7 and 9.5 with 5% sodium carbonate, held for 30 minutes, filtered, and dried on a tray to a moisture content of about 5-6% moisture. The starch having the pH of 5.3 was a native starch which was not pH adjusted.
For the dehydration, the dried pH 5.3, pH 7.0, and pH 9.5 starches were each separated into two samples. One sample was dried on trays in a forced draft oven at 80βC overnight to thermally dehydrate the starch to <1% (0%) moisture. The other sample was placed in a Soxhlet extractor and allowed to reflux overnight (about 17 hours) with anhydrous ethanol (boiling point 78.32°C). The ethanol-extracted sample was placed on paper so that the excess alcohol could flash off which took about 30 minutes. The ethanol-extracted starch was a free flowing powder which was dry to the touch.
For the heat treatment, the oven-dehydrated starches and ethanol-extracted starches were placed on trays in a forced draft oven and heated for 3, 5, and 7 hours at 160βC.
The thermally-inhibited (T-I) starches and the controls were evaluated using the Brabender Procedure previously described was used. The results are shown below:
BRAPENPER RESULTS
Viscosity fBU,
Dehydra¬ Heat tion Treat¬ Peak Break¬
Method ment PeaK .+ 19' down
(160βC) (%) waχy ize (PH 5-3)
Control — — 1245 330 74
Dehydrated oven — 1290 350 73
Dehydrated ethanol — 1205 245 80
T-I oven 5 hrs. 95 45 53
T-I ethanol 5 hrs. 255 185 28
T-I oven 7 hrs. 60 35 42
T-I ethanol 7 hrs. 165 105 36 Waxv Maize fpH 7.0ι
Dehydrated oven — 1240 380 69
T-I oven 7 hrs. 298 240 20
T-I ethanol 7 hrs. 400 310 23
Waxv Maize (PH 9,5)
Dehydrated oven — 1250 400 68
Dehydrated ethanol — 1070 350 67
T-I ethanol 3 hrs. 665 635 5
T-I oven 3 hrs. 680 655 4
T-I oven 5 hrs. 245 460 ris.
T-I ethanol 5 hrs. 160 375 ris.
T-I Oven 7 hrs. 110 295 ris.
T-I Ethanol 7 hrs. 110 299 ris.
The results show that the starches can be dehydrated by ethanol extraction. The results also show that dehydration without the subsequent heat treatment did not inhibit the starch. The viscosity breakdown was not significantly different from that of the native waxy maize starch. Both of the thermally-inhibited pH 7 starches were higher in viscosity than the pH 5.3 (as is) thermally-inhibited starches. The starches which were thermally-inhibited at pH 9.5 were moderately highly inhibited or highly inhibited (rising curve) .
EXAMPLE 12 Granular tapioca, corn, and waxy rice starches and waxy rice flour were adjusted to pH 9.5, dehydrated in an oven and by extraction with ethanol, and heat treated at 160°C for the indicated time. They were evaluated for Brabender viscosity using the procedure previously described. The Brabender results are shown below. Viscositv (BU.
Heat Treat- Dehydration ment Peak Break-
Starch Method Time PeaK ±101 down f%ι
Taoioca £PH 9.5 and 160°^
Dehydrated oven — 745 330 58
Dehydrated ethanol — 720 330 54 T-I oven 5 hrs. 270 260 3
T-I ethanol 5 hrs. 260 258 l
T-I oven 7 hrs. 110 155 ris.
T-I ethanol 7 hrs. 100 145 ris. corn (PH 9,5 and 169°C) Dehydrated oven — 330 280 15
Dehydrated ethanol — 290 250 14
T-I oven 5 hrs. 10 80 ris.
T-I ethanol 5 hrs. 10 170 ris.
T-I oven 7 hrs. 10 65 ris. T-I ethanol 7 hrs. 10 45 ris. Waxv Rice fpH 9.5 and 160«C.
Dehydrated oven — 1200 590 50.8
Dehydrated ethanol — 1155 450 61.0
T-I oven 5 hrs. 518 640 ris. T-I oven 7 hrs. 265 458 ris.
T-I ethanol 7 hrs. 395 520 ris. Waxv Rice Flour tPH 9.5 and 160°C.
Dehydrated oven — 895 700 22
Dehydrated ethanol — 870 410 53
T-I oven 5 hrs. 38 73 ris.
T-I ethanol 5 hrs. 140 260 ris.
T-I oven 7 hrs. 10 16 ris.
T-I ethanol 7 hrs. 40 100 ris.
The results show that pH 9.5-adjusted, ethanol- extracted, heat-treated tapioca and corn starches had viscosity profiles generally similar to those of the same thermally-inhibited starches which were oven-dehydrated. The 7 hours heat-treated samples were more inhibited than the 5 hour heat-treated samples.
EXAMPLE 13 This example compares ethanol extracted granular waxy maize starches and oven-dehydrated granular waxy maize starches heat treated in an oven for 5 and 7 hours at 160°C at the same pH, i.e., pH 8.03.
The Brabender results are shown below.
Viscositv tBU.
Dehydration/ Break¬
Heat Treatment PeaK peak + 10' down r%ι
Oven/None 1160 360 69
EtOH/None 1120 370 67
Oven/5 hrs. 510 455 11
EtOH/5 hrs. 490 445 9
Oven/7 hrs. 430 395 8
EtOH/7 hrs. 360 330 8 The thermally-inhibited starches were slurried at 6.6% solids (anhydrous basis), pH adjusted to 6.0-6.5, and then cooked out in a boiling water bath for 20 minutes. The resulting cooks were allowed to cool and then evaluated for viscosity, texture, and color.
Dehydration Time at
Method 169βC Viscositv Texture CPlpr
Oven None heavy to cohesive si. off- v. heavy white
Ethanol None heavy to cohesive si. off- v. heavy white
Oven 5 hours mod. heavy non- si. tan, to heavy cohesive, darker* smooth
Ethanol 5 hours mod. heavy non- si. tan to heavy cohesive, smooth
Oven 7 hours mod. heavy non- mod. tan, to heavy cohesive, darker* smooth
Ethanol 7 hours mod. heavy non- mod. tan to heavy cohesive, smooth * Slightly darker than ethanol-dehydrated samples.
These Brabender results show that highly inhibited starches can be obtained by both thermal and non-thermal dehydration. The cook evaluation results show that there is a benefit for the ethanol-dehydrated, thermally-inhibited starches in terms of reduced color. As will be shown hereafter, there is also a flavor improvement with ethanol dehydration. EXAMPLE 14 A granular waxy maize starch was pH adjusted to pH 9.5 as previously described. The starch was then placed in a freeze dryer and dried for 3 days until it was anhydrous (0% moisture) . The freeze-dried (FD) starch was heat treated for 6 and 8 hours at 160°C in a forced draft oven.
Brabender evaluations were run. The results are shown below: Viscositv (BU,
Waxy Maize Time at Break- fPH 9.5! 160°C Peak Peak + 10' down
(%)
Control — 1260 320 75
F.D. — 1240 320 74 T-I 6 hrs. 340 465 ris.
T-I 8 hrs. 285 325 ris.
The results show that the starch can be dehydrated by freeze drying and that the subsequent heat treatment is necessary to inhibit the starch. The starches are highly inhibited as shown by their rising viscosity.
EXAMPLE 15 This example shows that thermal inhibition reduced the gelatinization temperature of the granular waxy maize starches.
The gelatinization temperature of an untreated waxy maize, a thermally-inhibited (T-I) waxy maize (pH adjusted and not pH adjusted) , and chemically-crosslinked (X-linked) waxy maize starches (0.02%, 0.04%, and 0.06% phosphorus oxychloride) were determined by Differential Scanning Calorime ry. The starches were thermally dehydrated and heat treated in an oven for the indicated time and temperature.
The peak gelatinization temperature and enthalpy (ΔH) are shown below.
Peak Gelatinization
Waxy Maize Temperature («Ci Enthalpy tcal/oi
Unmodified 74 4.3
T-I 68 2.9
(pH 9.5;160βC for 8.5 hrs.)
T-I Waxy Maize 59 2.8 (pH 6;160°c for 8 hrs.)
X-linked 73 4.4 (0.02% P0C13)
X-linked 72 4.2 (0.04% POCI3)
X-linked 74 4.2
(0.06% POCI3)
The results show that there was a significant reduction in peak gelatinization temperature of the thermally inhibited (T-I) starches. The heat treatment reduced the enthalpy (ΔH) from 4.3 cal/g for the unmodified starch to 2.8 - 2.9 cal/g for the thermally- inhibited starch. The chemically crosslinked (X-linked) starches are essentially identical to the unmodified waxy starch in peak temperature (72-74°C vs. 74°C) and enthalpy (4.2-4.4 vs 4.3 cal/g). The reduced gelatinization temperature and decrease in enthalpy suggest that the overall granular structure has been altered by the dehydration and heat treatment. EXAMPLE 16 This example shows that the thermal inhibition may begin as early as 110°C (230βF) , that it is substantially noticeable at 160° (320°F) , and that the gelatinization is unchanged or reduced. Granular waxy maize starches were pH adjusted to 7.0 and 9.5 and dehydrated and heat treated using air having a Dew point below 9.4°C (15°F) in the fluidized bed previously described at the indicated temperature and time. The Brabender and DSC results are shown below.
Waxv Maize tpH 9.5.
Dehydration/ Heat Treatment Conditions Brabender Viscositv tBUi
PeaK Peak + 10' Bre down
(%)
Control (pH 9.5) 1240 300 75.8 93°C for 0 min. 1200 300 75.0 104βC for 0 min. 1205 320 73.4 110°C for 0 min. 1260 400 68.3 121°C for 0 min. 1230 430 65.0 127βC for 0 min. 1255 420 66.5 138°c for 0 min. 1245 465 62.7 149βC for 0 min. 1300 490 62.3 160°C for 0 min. 1120 910 18.8 160βC for 60 min. 750 730 2.7 160°C for 90 min. 690 680 1.4 Dehydration/ Peak
Heat Treatment Gelatinization
Conditions Temperature Enthalpy tcal /oϊ
Control (pH 9.5) 74.82 4.05
127βC for 0 min. 74.84 4.17
160βC for 0 min. 73.04 4.50
160βC for 60 min. 71.84 4.60
160βC for 90 min. 70.86 4.26
* Average of 2 readings. The DSC results show that at the onset of inhibition there was a slight reduction in the peak gelatinization temperature and that as the inhibition temperature and time increased there was a reduction in peak gelatinization temperature. The enthalpy is unchanged or slightly higher, unlike the enthalpy of the more highly inhibited starches of the prior example.
EXAMPLE 17 This example shows the correlation between the RVA pasting temperature and time and DSC peak gelatinization temperature and time and the reduction in Brabender viscosity breakdown for various granular starch bases and for granular waxy maize starches dehydrated by various methods including heating, ethanol extraction, and freeze drying. The base starches were unmodified. The starches were all adjusted to pH 9.5 before dehydration. The ethanol-extracted and freeze-dried controls were pH adjusted and dehydrated but not heat treated. The dehydrated starches were all heat treated in an oven at 160°C for the indicated time except for the starches chemically crosslinked with sodium trimetaphosphate (STMP) which were heat treated at 160°C for the indicated time in the fluidized bed previously described. The results are shown below.
Starch fastin DSC Viscosity (B.U. J
Peak Peak Break
Temp. Time Temp. Time Peak +10' down (βC) (min) (°C) (min) (%) Tapioca 68.20 3.7 70.61 6.6 1595 440 72.41 Control
Dehydrated Thermally/Heat Treated at 160°C
T-I 66.65 3.4 68.31 6.3 1230 560 54.47 (2 hrs. )
T-I 64.20 2.9 65.41 6.0 355 335 5.63
(6 hrs.) Potato 61.05 2.3 62.67 5.8 1825 1010 44.66 Control
Dehydrated Thermally/Heat Treated at 160«C
T-I 60.25 2.1 61.41 5.6 995 810 18.59 (3 hrs.)
T-I 60.20 2.1 61.13 5.6 ris. ris. ris.
(6 hrs.)
Waxy 70.95 4.3 73.86 6.9 1215 350 71.79 Maize
Control Dehydrated Thermally/Heat Treated at 160°C
T-I 68.15 3.7 70.71 6.6 760 720 5.26
(8 hrs.) Waxy 70.95 4.3 74.23 6.9 1250 400 68.00 Maize
Cpntrpl
Ethanol Dehydrated/Heat Treated at 160«C
T-I 65.00 3.1 71.81 6.7 ris. ris. ris. (2 hrs.)
T-I 63.85 2.8 68.12 6.3 ris. ris. ris.
(7 hrs.) Waxy 71.30 4.4 74.16 6.9 1240 320 74.19 Maize Control
Dehydrated bv Freeze Drying/Heat Treated at 160°C
T-I 69.50 4.0 66.09 6.1 ris. ris. ris. (6 hrs.)
T-I 66.75 3.5 64.64 6.0 ris. ris. ris.
(8 hrs.) Cross- 71.70 N.D. 74.33 6.9 ris. ris. ris. linked Waxy Maize Control Thermally Dehydrated Crosslinked Waxy Maize*
T-I 69.10 N.D. 71.66 6.7 ris . ris. ris.
(30 min. )
T-I 66.00 N.D. 67.14 6.2 ris . ris. ris.
(150 min. )
* Fluidized bed.
The results show that heat treatment of thermally and non-thermally dehydrated granular starches reduced the pasting and peak gelatinization temperatures while at the same time inhibiting the viscosity breakdown. Because the gelatinization temperature has been lowered by the heat treatment of the dehydrated starch, less time is required to reach the pasting and gelatinization temperatures. The more highly inhibited starches showed a lower pasting temperature and less breakdown in viscosity.
EXAMPLE 18 A granular waxy maize starch which had been lightly crosslinked with 0.04% phosphorous oxychloride was thermally-inhibited. The granular starch was jet- cooked and spray-dried using the coupled continuous jet- cooking/spray-drying process and conditions described in Example 8. The spray-dried starch was oven dehydrated and heat treated for 8 hours at 140°C.
The Brabender results and viscosity and textural characteristics of the resulting thermally- inhibited starch are set out below. Viscositv (BU,
30°C 95βC Break-
39βC +10' Peak 95βC +10• down (%)
Crosslinked 150 165 215 120 70 67
Waxy Maize
Control
T-I 840 1085 1110 1090 1085 1
Crosslinked
Waxy Maize
Starch
Cook Evaluation
Viscosity of Cook Texture of Cook
Crosslinked Waxy thin to moderate cohesive, pulpy
Maize Control
T-I Crosslinked very heavy non-cohesive ,
Waxy Maize very pulpy, short
Starch
The results show that after the dehydration and heat treatment steps the crosslinked starch was very highly inhibited.
EXAMPLE 19
This example shows the thermal inhibition of converted starches.
Samples of waxy maize and tapioca starch were slurried in 1.5 parts water. The slurries were placed in a 52'C water bath, with agitation, and allowed to equilibrate for one hour. Concentrated hydrochloric acid (HCl) was added at 0.8% on the weight of the samples. The samples were allowed to convert at 52°C for one hour. The pH was then adjusted to 5.5 with sodium carbonate, then to pH 8.5 with sodium hydroxide. The samples were recovered by filtering and air drying (approximately 11% moisture) . The starches in 50g amounts were placed in an aluminum tray, covered and placed into a forced draft oven at 140°C for 5.5 hours. The starches were evaluated for inhibition.
The results set out in the following table. wa y Maize Tapippa
ViSPPSitY (BV) Viscositv (BV)
Peak Break¬ Peak Break¬
Peak + 10' down PeaK + 10' down (%) (%) unmodified 1380 250 81.9 810 225 72.2 acid 640 110 82.3 432 115 73.4 converted
T-I acid 805 728 9.6 495 350 29.3 converted
The results show that converted starches can be thermally inhibited by this process. EXAMPLE 20
Waxy maize samples reacted with 7% and at 3% by weight propylene oxide (PO) , at the naturally occurring pH and at pH 9.5, were evaluated for inhibtion.
The results set out in the following tables. Viscositv (BU,
TejBQ Time. PeaK eak + 92°ς 92 °Q + Breakdown (•C) (min) 1Q1 l≤l (%)
Waxv Maize (7% PO and natural PH at 160»C,
Control — 1420 395 — — 72 160 0 1030 380 — — 63 160 30 800 530 — 34
160 60 685 430 — 37
160 90 635 340 — 46
160 120 620 340 — 45
160 150 565 300 — 47
160 180 540 280 — 48
Waxv Maize (7% PC > and pH 9.5 at 169' '<?)
Control 1420 395 72
160 0 1360 960 — 29
116600 3300 11001100 995500 — — — 6
160 60 1030 930 — 10
160 90 910 890 — 2
160 120 843 830 — 2
160 180 800 792 — 1
Waxv Maize (3% PQ > and natural oKι at 160βC,
Control 1155 280 76
160 0 900 360 — 60
160 30 570 370 — 35
160 60 480 350 — 27
116600 9900 444400 330000 — — — 32
160 120 375 235 — 37
160 150 310 185 — 40
160 180 300 180 — 40
Waxv Maize (3% PQ > and pH 9.5 at 169" »C) C Coonnttrrooll — „ 1 1115555 2 28800 — — 76 77
160 0 1220 960 —— — 21
160 30 1020 950 — — 7
160 60 880 865 — — 2
160 90 — — 750 790 ris
160 120 —_ —_ 620 780 ris
160 150 — — 510 750 ris.
160 180 — — 400 700 ris. The data show that derivatized starches, in this case etherified starches, can be thermally inhibited by this process and that higher inhibition can be achieved at higher pH.
EXAMPLE 21 A converted hydroxypropylated waxy maize starch (25 WF starch reacted with 2% propylene oxide) was adjusted to pH 9.5 and thermally inhibited using the fluidized bed previously described. Samples were taken at 110°C, 125βC, and 140βC, all for 0 minutes.
The thermally-inhibited starch samples were cooked in tap water at 88-93*C (190-200'F) bath temperature for 30-60 minutes to yield solutions having a Brookfield viscosity of approximately 3000 cps. The viscosity stability at room temperature was evaluated. The control was a hydroxy-propylated waxy maize starch which was not thermally-inhibited. The results are tabulated below.
Solution Stability cpntrpl 110»C 125-C 140βC
Water Fluidity 25.0 25.5 20.6 21.8
Solids (%) 18 18 18 18
Initial 3160 2550 2820 2800
Viscosity (cps) Viscosity after 3280 2640 24 hours (cps)
Viscosity after 3020 2475 2730 2810
7 days (cps)
Viscosity after 3000 1980 2140 2940
8 days (cps)
Viscosity after 2850 1990 2230 2870
9 days (cps)
Appearance clear clear clear yellow
EXAMPLE 22
Waxy maize samples at the naturally occurring pH and at pH 8.5, were reacted with 1% by weight acetic anhydride (Ac20) and thermally-inhibited. The control was the non-thermally-inhibited waxy maize starch acetate.
The results are shown below. VJspPSity (BV)
Break¬
Xi e. Peak + 92-C + down
(min) Esak 101 92-C 30' (%)
Waxy Maize (1% Ac2Q and natural PH at 160°C, Control — 1480 490 67
0 1030 570 45
30 880 650 26
60 720 510 29
120 605 490 19
180 545 460 16 Waxy Maize (1% Ac20 and natural PH at 160"C,
Control — 1480 490 87 0 1170 560 — — 52
30 970 725 — — 25
60 875 600 — — 31
120 690 490 — — 29 180 585 545 — — 7
The data show that derivatized starches, in this case esterified starches, can be inhibited to varying degrees and that higher inhibition can be obtained at higher pH. EXAMPLE 23
This example shows the preparation of potato starches modified with an amino-multicarboxylic acid (CEPA) reagent, i.e., 2-chloroethylaminodipropionic acid and their subsequent thermal-inhibition. Overhead stirring was used throughout this reaction. Deionized water (150 ml) was added to a liter beaker and heated to 45°C with an external constant temperature bath. A total of 30 g sodium sulfate (30% on starch) was dissolved in the water followed by the addition of 100 g of the potato starch. A solution of 3% aqueous sodium hydroxide (25 ml) was added slowly with good agitation to minimize starch swelling. A 25% aqueous solution of the CEPA reagent (32 ml) to give an 8% starch treatment (dry basis) was added simultaneously with a 3% aqueous sodium hydroxide solution (170 ml) .
The addition rates used kept the level of caustic high so that pH was about 11.0 to 11.5 during the reaction. The reaction was run at 42-45*C for 16 hours and then neutralized by adding 3 N hydrochloric acid to adjust pH to about 6.5, followed by stirring for 30 minutes. The starch was then filtered and washed twice with 150 ml of water and allowed to air dry. Analysis of the starch for bound nitrogen showed 0.25% N (dry basis). The starches were adjusted to pH 9.5 and heat treated at 100βC, 110βC, 120°C, 130βC and 140°C for 0 minutes using the fluidized bed previously described.
EXAMPLE 24 This example shows the use of thermally- inhibited converted acetylated waxy maize starch as an adhesive for bonding kraft paper.
A waxy maize starch converted to a water fluidity of 75-85 and derivatized with 3% acetic anhydride was adjusted to pH 9.5, and thermally-inhibited using the fluidized bed reactor as previously described. Samples were taken at 110°C, 130°C, 150°C, and after 90 minutes at 160°C.
Preparation Of The Adhesive The starch samples were cooked at the indicated solids in tap water at 88-93βC (190-200°F) bath temperature for 30 minutes to yield a final solution having a Brookfield viscosity of approximately 1200-1500 cps, which is typical of a standard commercial starch cook. The % solids were recorded using a standard optical refractometer.
The viscosity stability at room temperature of the starch cooks was evaluated. Adhesion properties were examined by drawing down a wet film of adhesive using a 3.0 mil bird applicator on kraft paper, followed by mating with a second sheet of kraft paper. This bond was then moderately compressed with a hand roller and allowed to dry overnight. Percent fiber tear following a slow hand pull of the dried bond was evaluated, with 100% indicating a completely destructive bond. The control was the converted acetylated starch which was not thermally inhibited.
The results are tabulated below: 110°C 130°C 150°C 160βC for for for for cpntrp 0 min 9 min 0 min 90 min
Water 71.4 73.7 73.5 74.3 73.7
Fluidity
Solids (%) 17 18 18 18 18
Initial 1300 1460 1490 1350 1320
Viscosity
(cps)
Viscosity 1710 1840 1620 1880 1430 after 24 hours
(cps)
Viscosity 3160 3020 2820 2670 1810 after 6 days (cps)
Viscosity 3050 3270 2940 2750 1710 after 7 days (cps)
Viscosity 3390 3460 3160 2910 1760 after 8 days (cps)
Overall 161 137 112 116 33
Viscosity
Change (%)
Adhesion 100% 100% 100% 100% 100
(film tear)
Appearance white white white gray gray- brown As shown above, the thermal inhibition process tended to impart a slight improvement in overall stability of the solution viscosity versus the control. The more thermally-inhibited starch showed an unusually high level of stability. Under these test conditions, the thermal inhibition did not provide either increased or decreased adhesion characteristics.
EXAMPLE 25 This example shows the use of a thermally- inhibited, acid converted, hydroxypropylated waxy maize starch as cigarette-making adhesives in the three bonding applications, i.e., cigarette paper to itself for the side seam, tipping paper to itself, and tipping paper to cigarette paper to mimic the tipping bonds. The acid converted, hydroxypropylated waxy maize (25 WF starch reacted with 2% propylene oxide) was adjusted to pH 9.5 and thermally inhibited using the fluidized bed previously described. Samples were taken at 110βC, 125βC, and 140βC. The thermally-inhibited starch samples were cooked in tap water at 88-93βC (190-200βF) bath temperature for 30-60 minutes to yield solutions having a Brookfield viscosity of approximately 3000 cps. The viscosity stability at room temperature and adhesion characteristics were evaluated. The control was the acid-converted, hydroproplated starch which was not thermallly inhibited.
The results are tabulated below.
gpiutipn stability
A B C D
110βC 125°C 140°C for for for cpntrpl 0 min 9 min 0 min
Water 25.0 25.5 20.6 21.8
Fluidity
Solids (%) 18 18 18 18
Initial 3160 2550 2820 2800
Viscosity
(cps)
Viscosity 3280 — — 2640 after 24 hours
(cps)
Viscosity 3020 2475 2730 2810 after 7 days (cps)
Viscosity 3000 1980 2140 2940 after 8 days (cps)
Viscosity 2850 1990 2230 2870 after 9 days (cps)
Appearance clear clear clear yellow The percent fiber tear following a slow hand pull of the dried bond was evaluated, with 100% indicating a completely destructive bond. Tear of Samples
Bond A B C D E cig-cig 100 100 100 100 100 cig-tip 100 100 100 100 100 tip-tip 100 100 100 100 100
Since the adhesion characteristics of the above samples were achieved at significantly lower solids contents than a commercial starch material (18% vs. 45%) , studies were carried out comparing the non-thermally- inhibited base starch and Sample D at various solids contents. The results are shown below:
The percent fiber tear (FT) following a slow hand pull of the dried bond was evaluated, with 100% indicating a completely destructive bond.
Film Tear
Bond Control Sample D 140°C for 0 minutes
Cig-cig
15% solids 100% FT 100% FT
10% solids 100% FT 100% FT
5% solids 0% FT 25% FT
Tip-tip
15% solids 100% FT 100% FT
10% solids 100% FT 100% FT
5% solids 15% FT 15% FT Cig-tip
15% solids 100% FT 100% FT 10% solids 100% FT 100% FT 5% solids 0% FT 10% FT
As indicated by the above results, thermal inhibition appears to impart enhanced adhesion. No increase or decrease in solution viscosity stability was noted.
EXAMPLE 26 This example shows the use of a thermally- inhibited (T-I) waxy maize starch in an envelope adhesive. A lightly crosslinked starch was used as the control.
The waxy maize was adjusted to pH 9.5 and thermally inhibited at 160°C for 180 minutes using the fluidized bed as previously described.
The ingredients are listed below.
T-I Waxy Maize
Ingredients ςontrpl
Water 40.00 40.00
Petroleum-based defoamer 0.30 0.30 Dextrin-emulsified vinyl acetate homopolymer 18.29 18.29
Crosslinked amioca 0.80 —
T-I Waxy maize — 0.80
Dextrin-emulsified 18.29 18.29 polyvinyl acetate
Waxy maize dextrin 46.96 46.96
Propylene glycol 1.98 1.98
Polyethylene glycol 2.96 2.96 (Carbowax 600) Dioctyl sulfosuccinate 0.10 0.10 Xathon LX1.5 0.15 0.15
Petroleum-based defoamer 0.20 0.20
Methyl salicylate 0.09 0.09
The first five ingredients were mixed for 15 minutes, the dextrin-emulsified ethylene vinyl acetate and amioca dextrin were added, and mixture was stirred for 30 minutes at 180-190°F. The remaining ingredients were added and mixed in while cooling.
After dilution with 21 mis of water, the control adhesive (69.2% solids) had a Brookfield viscosity of >50,000 cps at 27βc (75βF) whereas the adhesive containing the thermally-inhibited starch (68.0% solids) had a viscosity of 48,050 cps at 22°C (75°F) . After dilution with an additional 11 mis of water, the respective viscosities were 24,550 cps (control) and
22,200 cps (T-I starch). The check chill viscosity after aging overnight was 25,200 cps for the control and 21,800 cps for the T-I starch.
An evaluation of "cottoning" was done on each sample. The results were comparable.
EXAMPLE 27 This example shows the use of blends of thermally-inhibited corn starch and thermally-inhibited high amylose corn starch (70% amylose) as the carrier starches of corrugating adhesives.
The adhesives were formulated as follows:
Primary Tank £1 £2 tl £i
Cook water 2335 g 2335 g 2335 g 2335 g
T-I Corn/T-I High 560 g — — —
Amylose Blend
(60/40) (pH 9.5;
160βC for 60 min) T-I Corn/T-I High 560 g Amylose Blend (60/40) (pH 9.5; 160βC for 180 min)
Unmodified 560 g Corn/High Amylose Blend (Control)
Crosslinked 560 g Corn/High Amylose Blend (0.005% epichlorohydrin)*
Sodium Hydroxide 101 g 101 g 101 g 101 g
Water (for 234 g 234 g 234 g 234 g dilution of NaOH
Borax (5 mole) 17 g 17 g 17 g 17 g
Quench water 75°F 2335 g 2335 g 2335 g 2335 g
Secondary Tank
Water (95βF) 7006 g 7006 g 7006 g 7006 g
Unmodified raw 3640 g 3640 g 3640 g 3640 g corn starch
Borax (5 mole) 67 g 67 g 67 g 67 g Comparative
The moisture of the carrier starches and the raw starch was 10% and the water was adjusted accordingly.
The water and the carrier starch were heated to 130°F. The sodium hydroxide and the dilution water were mixed. Mixing was continued for 10 minutes. The borax was added and mixing was continued for 20 minutes. The quench water was added and mixing was continued for 5 minutes.
The mixture from the primary tank was added to the contents of the secondary tank at medium speed (860 rpm) over a 20-30 minute period. After the addition was completed, the mixer speed was increased to high (1450 rpm) and mixing was continued for 60 minutes.
With the adhesive at 100βF, the Stein-Hall and Brookfield viscosity readings were taken after 0, 30, and 60 minute high speed mixing. The results are shown below:
Adhesive Viscosities
Brookfield Brookfield
Carrier Stein Hall Viscosity Viscosity
Starph Viscositv 20 rpm 100 rpm
(sec) (cps) (cps)
Control - 26 224 228
Unmodified
Starch Blend
Crosslinked 33 286 273
Starch*
T-I Starch 24 2375 784
Blend (pH
9.5; 160βC for 60 min)
T-I Starch 19 1580 502
Blend (pH 9.5; 160βC for 180 min)
Comparative
Doubleback samples were prepared for adhesive testing. Using the freshly prepared adhesive, a small quantity (approximately 50 grams) of the adhesive was poured on glass drawdown plate. Using a 6" x 10" bird applicator, an adhesive drawdown was made by pulling the applicator towards oneself to create an adhesive film. A 6" x 10" singleface web was placed over the adhesive drawdown and pressed down uniformly in order to wet the flute tips. A 6" x 12" liner was placed on a hot plate preset at 350°F and the wetted singleface web was quickly transferred onto the liner, covered with a weighted lid, held for five (5) seconds, and removed immediately. The finished board samples were placed in a 72°F/50% relative humidity room to equilibrate for a period of at least 24 hours. For testing, the board was cut in the following manner: (a) first, the excess liner was cut off from both ends of the prepared boards; (b) a 1" x 10" strip of doubleback board was cut off using a specially designed cutter and discarded; (c) from the remaining board, two 2" x 10" board samples were cut; and (d) each 2" x 10" strip was cut in half.
The 2" by 5" strips were tested for dry pin strength using an appropriate H&D tester.
The adhesive results are shown below:
Adhesive Bond Strength - Doubleback Drv Pins Carrier
££χ£h AYera e (IbS.) Std« Pev, Fiber Tear (%,
Control - 179 9 100
Unmodified
Starch Blend Comparative- 183 6 100
Crosslinked Starch Blend T-I Starch 174 7 100
Blend (pH 9.5; 160βC for 60 min) T-I Starch 182 6 100
Blend (pH 9.5; 160βC for 180 min)
* Average of 16 runs. The results show that the thermally-inhibited starches can be used as carrier starches in a typical corrugating adhesive, giving bond strengths (as measured by doubleback evaluations) and Stein Hall viscosities comparable to unmodified or chemically crosslinked carrier starches. The viscosity of adhesives prepared with the thermally-inhibited starches as the carrier starch also possessed unique viscosity behavior. The adhesives prepared using the thermally-inhibited starches as the carriers had much higher Brookfield viscosities than the chemically crosslinked or the untreated starches.
EXAMPLE 28 This example describes the preparation of a natural-based, lay-flat laminating adhesive. Adhesives A and B are formulated as follows: Parts
Ingredients A B.
Water 60 60
Unmodified waxy maize starch 5 T-I corn starch (pH 9.5; 160°C — 5 for 90 minutes) T-I converted waxy maize (85 — 10
WF; pH 9.5; 160°C for 180 minutes)
Corn syrup (humectant) 30 30 Sodium Nitrate 18 18
Urea 12 12
It is expected that the resulting adhesives will have better viscosity stability because of the thermal inhibition and better adhesion because of the higher starch solids which can be used since the viscosity of the adhesive will be stable.
EXAMPLE 29 This example describes the preparation of an adhesive suitable for use in tissue ply-bonding for the manufacturing of towels and disposables.
The adhesive is formulated as follows:
Ingredients Parts
Water 80
T-I Hydroxypropylated Waxy Maize 20 (8% propylene oxide; pH 9.5; 160°C for 180 min.)
It is expected that the viscosity stability and adhesion will be improved. EXAMPLE 30
This example describes the preparation of a typical bottle labeling adhesive.
The adhesive formulation (400 g) contains the following ingredients: Ingredient %_
Water 41.9 T-I Converted Tapioca Starch (35 WF; 30.0 pH 9.5; 160°C for 120 minutes)
Urea 12.0
Aluminum Sulfate (Crosslinker) 1.0 Ethylene-Vinyl Acetate Resin 15.0
Preservative 0.1
The starch is slurried in water and heated to (190°F) . During the heating the urea is added all at once. The slurry is cooked at 88βC (190βF) for 20 minutes and cooled to 57°C (135°F) . The crosslinker, predissolved in 10% water (based on the 400 g. sample) , is slowly added and mixed thoroughly for 10-15 minutes. The resin is slowly added and mixed thoroughly for 10-15 minuts. The preservative is added and mixed thoroughly for 5-10 minutes. The mixture is cooled to 22°C (72°F) and the pH, % solids, and initial viscosity are measured. The pH should be 7-8; the solids should be 40-45%; and the initial viscosity should be 50,000-60,000 cps.
It is expected that this adhesive will have better tack, good rheological properties such as good flowability, and good adhesion. In addition, the elimination of casein lowers the formulating cost.
EXAMPLE 31 This example describes the preparation of a ceramic tile cement.
The following dry ingredients are blended together:
Ingredient Parts
Type 1 Portland Cement 350 Silica sand (F 65 grade) 620
Lime (Type 5) , Calcium Hydroxide 25 High viscosity hydroxypropylated 2.5 methylcellulose (Dow K15 M)
T-I Pregelatinized Granular Waxy Maize 2.5 Starch (pH 9.5; 160°C for 0 minutes) A total of 225 parts of water are added to the blended dry ingredients and mixed until smooth. The adhesive should have a Brookfield heliopath viscosity of 225,000 cps (TF spindle, 10 rpm).
The advantages of this formulation should be improved workability and lowered trowelling cost.
Now that the preferred embodiments of the present invention have been described in detail, various modifications and improvements thereto will become readily apparent to those skilled in the art. Accordingly, the spirit and scope of the invention are to be limited only by the appended claims and foregoing specification.

Claims

WHAT IS CLAIMED:
1. An adhesive which comprises an aqueous carrier containing an effective amount of a solubilized thermally-inhibited starch or flour, which starch or flour, after dispersion in water, is characterized by its improved viscosity stability in comparison to the non- thermally-inhibited base starch.
2. The adhesive of Claim 1, wherein the thermally-inhibited starch or flour is a non- pregelatinized thermally-inhibited granular starch or flour which has an unchanged or reduced gelatinization temperature.
3. The adhesive of Claim 1, wherein the thermally-inhibited starch or flour is a pregelatinized granular or non-granular thermally-inhibited starch or flour.
4. The adhesive of Claim 1, wherein the thermally-inhibited starch or flour is prepared by thermally or non-thermally dehydrating the starch or flour to anhydrous or substantially anhydrous and heat- treating the anhydrous or substantially anhydrous starch or flour for a time and at a temperature sufficient to inhibit the starch or flour and improve its viscosity stability.
5. The adhesive of Claim 4, wherein the pH of the starch or flour is raised to neutral or greater prior to the dehydration.
6. The adhesive of Claim 1, wherein the starch or flour is a cereal starch or flour, a tuber starch or flour, a root starch or flour, a legume starch or flour, or a fruit starch or flour.
7. The adhesive of Claim 6, wherein the thermally-inhibited starch or flour is selected from the group consisting of corn, pea, oat, potato, sweet potato, banana, barley, wheat, rice, sago, amaranth, tapioca, sorghum, waxy maize, waxy tapioca, waxy rice, waxy barley, waxy potato, waxy sorghum, and a starch or flour having an amylose content of 40% or greater.
8. The adhesive of Claim 1, wherein the thermally-inhibited starch is corn, potato, rice, oat, waxy maize, waxy tapioca, waxy rice, waxy barley, or waxy potato and wherein the thermally-inhibited flour is tapioca flour.
9. The adhesive of Claim 1, wherein the thermally-inhibited starch is a highly inhibited starch present in an amount of about 1-20% by weight or a lightly inhibited starch present in an amount of about 1- 40% by weight, based the weight of the cosmetic composition.
10. The adhesive of Claim 9, wherein the highly inhibited starch is about 2-5% and the lightly inhibited starch is about 10-20%.
11. The adhesive of Claim 1, wherein the adhesive is a liquid or paste adhesive prepared by cooking the thermally-inhibited starch or flour in water.
12. The adhesive of Claim 1, wherein the adhesive is a corrugating adhesive which comprises water, an alkali, a gelatinized thermally-inhibited carrier starch, and an ungelatinized starch or corrugating adhesive which comprises water, an alkali, a gelatinized carrier starch, and an ungelatinized thermally-inhibited starch.
13. The adhesive of Claim 12, wherein the thermally-inhibited gelatinized carrier starch is selected from the group consisting of corn, high amylose corn, potato, wheat and mixtures thereof.
14. The adhesive of Claim 13, wherein the thermally-inhibited gelatinized carrier starch is a mixture of corn starch and high amylose corn starch.
15. The adhesive of Claim 1, which is a remoistenable adhesive comprising an aqueous emulsion of an ethylene-vinyl acetate polymer, an emulsifier or a protective colloid, a dextrin, and the thermally- inhibited starch.
16. The adhesive of Claim 1, which is used for bonding cigarette paper.
17. The adhesive of Claim 1, which is used for bonding bottle labels to glass or plastic bottles.
18. The adhesive of Claim 1, which is used as a laminating adhesive.
19. The adhesive of Claim 1, which is used as a tube-winding adhesive or as a ply bonding adhesive for disposables.
20. The adhesive of Claim 1, which is used as a ceramic tile cement.
PCT/US1996/000988 1995-01-24 1996-01-24 Water-based adhesives containing thermally-inhibited starches WO1996023038A1 (en)

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AU47671/96A AU4767196A (en) 1995-01-24 1996-01-24 Water-based adhesives containing thermally-inhibited starches
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EP0805840A1 (en) 1997-11-12
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US5641349A (en) 1997-06-24
MX9705601A (en) 1997-11-29
JPH10503803A (en) 1998-04-07

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