US11135148B2 - Hair fixatives including starch ester based polyglucose polymers - Google Patents

Hair fixatives including starch ester based polyglucose polymers Download PDF

Info

Publication number
US11135148B2
US11135148B2 US15/100,675 US201415100675A US11135148B2 US 11135148 B2 US11135148 B2 US 11135148B2 US 201415100675 A US201415100675 A US 201415100675A US 11135148 B2 US11135148 B2 US 11135148B2
Authority
US
United States
Prior art keywords
anhydride
hair fixative
fixative composition
polymer
starch ester
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Active
Application number
US15/100,675
Other versions
US20160296454A1 (en
Inventor
Hanamanthsa Bevinakatti
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Nouryon Chemicals International BV
Original Assignee
Nouryon Chemicals International BV
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Nouryon Chemicals International BV filed Critical Nouryon Chemicals International BV
Priority to US15/100,675 priority Critical patent/US11135148B2/en
Assigned to AKZO NOBEL CHEMICALS INTERNATIONAL B.V. reassignment AKZO NOBEL CHEMICALS INTERNATIONAL B.V. ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: BEVINAKATTI, HANAMANTHSA
Publication of US20160296454A1 publication Critical patent/US20160296454A1/en
Assigned to WILMINGTON TRUST (LONDON) LIMITED, AS COLLATERAL AGENT reassignment WILMINGTON TRUST (LONDON) LIMITED, AS COLLATERAL AGENT SECURITY INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: AKZO NOBEL CHEMICALS B.V., AKZO NOBEL CHEMICALS INTERNATIONAL B.V., AKZO NOBEL SURFACE CHEMISTRY LLC, STARFRUIT US MERGER SUB 1 LLC, STARFRUIT US MERGER SUB 2 LLC
Assigned to NOURYON CHEMICALS INTERNATIONAL B.V. reassignment NOURYON CHEMICALS INTERNATIONAL B.V. CHANGE OF NAME (SEE DOCUMENT FOR DETAILS). Assignors: AKZO NOBEL CHEMICALS INTERNATIONAL B.V.
Application granted granted Critical
Publication of US11135148B2 publication Critical patent/US11135148B2/en
Active legal-status Critical Current
Anticipated expiration legal-status Critical

Links

Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/73Polysaccharides
    • A61K8/732Starch; Amylose; Amylopectin; Derivatives thereof
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/02Cosmetics or similar toiletry preparations characterised by special physical form
    • A61K8/04Dispersions; Emulsions
    • A61K8/046Aerosols; Foams
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/30Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds
    • A61K8/33Cosmetics or similar toiletry preparations characterised by the composition containing organic compounds containing oxygen
    • A61K8/34Alcohols
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/73Polysaccharides
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/84Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds obtained by reactions otherwise than those involving only carbon-carbon unsaturated bonds
    • A61K8/85Polyesters
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61QSPECIFIC USE OF COSMETICS OR SIMILAR TOILETRY PREPARATIONS
    • A61Q5/00Preparations for care of the hair
    • A61Q5/06Preparations for styling the hair, e.g. by temporary shaping or colouring
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L1/00Compositions of cellulose, modified cellulose or cellulose derivatives
    • C08L1/08Cellulose derivatives
    • C08L1/32Cellulose ether-esters

Definitions

  • the invention relates to personal care compositions comprising carboxylated starch ester polyglucose polymers. More specifically, the invention relates to hair fixative compositions comprising carboxylated starch ester polyglucose polymers that are soluble in alcohol based solvent systems.
  • Polymers used in personal care applications have conventionally been made using synthetic materials.
  • they In order for the polymers to be suitable in such personal care applications, they must be soluble in alcohol based systems, and in the case of aerosol based hair sprays, they must also be compatible with the propellant.
  • Conventional synthetic polymers are generally inexpensive and provide acceptable performance; however, because they are not made from renewable resources, they are not sustainable. In addition, replicating the cost and performance of synthetic polymers is not easy.
  • the present invention relates to a hair fixative composition
  • a hair fixative composition comprising at least one carboxylated starch ester based polyglucose polymer; an alcohol based solvent system; and a cosmetically acceptable additive.
  • the polyglucose polymer is obtained by reacting at least one starch ester with an anhydride, such as a cyclic anhydride or an acylic anhydride or mixtures thereof, and the polyglucose polymer is soluble in the alcohol based solvent system.
  • the starch ester may be obtained by reacting starch with at least one acyclic anhydride, at least one cyclic anhydride or mixtures thereof.
  • the present invention relates to a method of preparing a hair fixative composition
  • a method of preparing a hair fixative composition comprising reacting at least one starch ester with an anhydride, such as a cyclic anhydride or an acylic anhydride or mixtures thereof, to form a starch ester based polyglucose polymer.
  • the method comprises dissolving or suspending the starch ester based polyglucose polymer in the alcohol based solvent system.
  • the starch ester may be obtained by reacting starch with at least one acyclic anhydride, at least one cyclic anhydride or mixtures thereof.
  • the present invention relates to the use of the carboxylated starch ester based polyglucose polymer as defined herein as a hair fixative polymer in a hair fixative composition, as well as a method of styling hair, comprising applying the carboxylated starch ester based polyglucose polymer as defined herein to hair.
  • the hair fixative compositions of the present invention comprise carboxylated starch ester based polymers that combine the features of having a polysaccharide backbone having attached at least one ester group and at least one carboxyl functional group.
  • carboxylated starch ester based polyglucose polymers can provide hair fixative polymers that are not only made from renewable sources but that can also provide equal to or better hair styling performance, such as spray rate, viscosity, stiffness and high humidity curl retention, especially as hair spray polymers, at comparable costs than their synthetic alternatives.
  • inventive polymers are soluble in an alcohol based system and, optionally, they are also compatible with hair styling propellants.
  • the present invention generally relates to hair fixative compositions including at least one carboxylated starch ester based polyglucose polymer having the following structure (I):
  • R ⁇ H, R H or R A or combinations thereof, wherein at least one R is R A and wherein R H is: —CO—R 1 wherein R 1 is C 1 -C 21 alkyl group, preferably a C 1 to C 10 alkyl group, and more preferably C 1 -C 3 ; and R A is: (a) —CO—CH 2 —CH(R 2 ) —COOH wherein R 2 ⁇ H or C 1 -C 18 alkyl or alkenyl group, preferably a C 6 -C 18 alkenyl group, and more preferably a C 8 , C 12 or C 18 alkenyl group; or b) —CO—CH ⁇ CH—COOH; or c) —CO—CH—C( ⁇ CH 2 ) —COOH; or d) —CO—C 6 H 4 —COOH or e) —CO—C 6 H 8 —COOH; and wherein n 10-500, more preferably 30-400, and still more
  • R H represents hydrophobic groups and R A represents groups having acid functionality and, optionally, hydrophobic functionality.
  • the carboxylated starch ester based polyglucose polymers are formed by reacting an ester of the polysaccharide, such as starch acetate, starch propionate, starch butyrate, starch acetate butyrate and starch acetate propionate with an anhydride, such as a cyclic anhydride or an acyclic anhydride.
  • the anhydride may be a substituted anhydride or an unsubstituted anhydride.
  • the anhydride is more preferably a substituted anhydride.
  • Suitable anhydrides include, but are not limited to such as a succinic anhydride, an alkenyl succinic anhydride, maleic anhydride, itaconic anhydride, phthalic anhydride or tetrahydrophthalic anhydride to give a succinate derivative, a maleate derivative, or an itaconate derivative, phthalate derivative or tetrahydropthalate derivative or combinations thereof.
  • the polysaccharide ester may be modified with a substituted anhydride in an amount from about 15 wt % to about 50 wt % based on weight percent of the polysaccharide ester.
  • the polysaccharide ester preferably may be modified with the substituted anhydride in an amount from about 20 wt % to about 45 wt %, and in yet another embodiment, more preferably from about 25 wt % to about 35 wt %.
  • polyglucose polymers suitable for use in the present invention include, but are not limited to, starch acetate succinate octenyl succinate, starch acetate phthalate octenyl succinate or combinations thereof.
  • the carboxylated starch ester based polyglucose polymers of the present invention may be present in the hair fixative composition in an amount from about 1 weight percent to about 10 weight percent, based on the weight of the hair fixative composition. In another embodiment, the polyglucose polymers are present in an amount from about 2 weight percent to about 8 weight percent. In yet another embodiment, the polyglucose polymers are present in an amount from about 3 weight percent to about 6 weight percent.
  • the present invention provides a polyglucose polymer obtained by reacting a starch with an anhydride, which may be acyclic or cyclic, and then further reacting the reaction mixture with another anhydride, which may also be acyclic or cyclic to obtain the polyglucose polymer.
  • anhydride which may be acyclic or cyclic
  • another anhydride which may also be acyclic or cyclic to obtain the polyglucose polymer.
  • the starch may be reacted with at least one acyclic anhydride to form a starch ester, which may be isolated or further reacted in situ, and then the reaction mixture or the isolated starch ester is further reacted with a cyclic anhydride to form the polyglucose polymer.
  • the starch material that is first reacted with an anhydride which anhydride may be acyclic or cyclic, is not a starch ether ester material.
  • the starch ester is obtained by reacting a starch with at least one acyclic anhydride, such as such as acetic, propionic or butyric anhydride or mixtures thereof, forming starch acetate, starch propionate or starch butyrate and/or mixtures thereof.
  • a cyclic anhydride such as succinic anhydride, an alkenyl succinic anhydride, maleic anhydride, itaconic anhydride, phthalic anhydride or tetrahydrophthalic anhydride and/or mixtures thereof.
  • the polyglucose polymers of the present invention are based on starch or starch derivatives.
  • the starch polymers can be prepared from any starch source, including, but not limited to corn, banana, barley, amaranth, arrowroot, canna, sorghum, wheat, rice, tapioca, potato, sago, pea or sweet potato.
  • the starch is from a corn, potato, wheat, rice or tapioca source.
  • the starch is from potato or corn source.
  • Suitable starches and starch derivatives include, but are not limited to, saccharides or derivatives thereof.
  • Suitable saccharides include, for example, oligosaccharides and polysaccharides (e.g., maltodextrins, corn syrups, pyrodextrins and starches) and their hydrogenated versions, such as hydrogenated starch or hydrogenated hydrolyzed starch.
  • the polyglucose polymers are obtained from maltodextrin, pyrodextrin or a low molecular weight starch or oxidized starch. It has been found that polyglucose polymers based on starch do not work well when the polyglucose polymer is not soluble in the alcohol based solvent system.
  • the weight average molecular weight of the starch is preferably less than about 500,000 daltons. Starches having such exemplary molecular weights are water soluble. In another embodiment, the weight average molecular weight (Mw) of the starch may be less than about 200,000 daltons. In yet another preferred embodiment, the weight average molecular weight of the starch may be less than about 100,000 daltons. In yet another preferred embodiment, the weight average molecular weight of the starch may be less than about 50,000 daltons. In an embodiment, the weight average molecular weight of the starch is about 1,000 daltons or greater, in another embodiment preferably about 5,000 daltons or greater and in yet another embodiment more preferably about 10,000 daltons or greater.
  • the polyglucose polymers may be obtained from maltodextrins, pyrodextrins and chemically modified versions of maltodextrins and pyrodextrins.
  • the polysaccharide is preferably maltodextrin having a dextrose equivalent (DE) of less than about 25, in another embodiment preferably about 20 or less and in yet another embodiment more preferably about 15 or less.
  • DE dextrose equivalent
  • the polysaccharide when it is maltodextrin, it may have a DE of about 1 or more, even more preferably about 5 or more and in yet another embodiment about 10 or more.
  • DE dextrose equivalent
  • dextrose equivalent is a measure of the amount of reducing sugars present in a sugar product, relative to glucose, and is a well known term of art.
  • the starches used as the starting materials may also have a high amylose content.
  • high amylose is intended to include starch containing at least about 50%, in another embodiment preferably at least 70%, and in yet another embodiment more preferably at least 80% by weight amylose.
  • the amylose portions of fractionated starches are also suitable.
  • the starch ester based polyglucose polymer has a total degree of substitution (D.S.) in a range from about 1.0 to about 3.0. In another embodiment, the polyglucose polymer has a total D.S. in a range from about 1.5 to about 3.0, and in yet another embodiment from about 2.0 to about 2.9.
  • the number of substituted hydroxyl groups per anhydroglucose unit is expressed as the degree of substitution (D.S.).
  • the carboxylated starch ester based polyglucose polymers can be used as obtained from their natural source or they can be chemically modified. Chemical modification includes hydrolysis by the action of acids, enzymes, oxidizers or heat, hydrogenation, esterification or etherification.
  • the hair fixative compositions comprise at least one polyglucose polymer and an alcohol based solvent system.
  • an alcohol based solvent system comprises at least one alcohol and may include further optional components, such as water, propellant or other non-alcohol, non aqueous solvents.
  • the polyglucose polymer must be soluble in the alcohol based solvent system.
  • the amount of alcohol present in the solvent system may be about 1 weight percent or greater, in another embodiment preferably about 15 weight percent or greater, and in yet another embodiment, more preferably from about 25 weight percent or greater.
  • the amount of alcohol present in the solvent system may be about 99 weight percent or less, in another embodiment preferably about 50 weight percent or less and in yet another embodiment more preferably about 40 weight percent or less, based on total weight of the solvent system.
  • the alcohol solvent system may be anhydrous.
  • the hair fixative composition will include no more than about 85% of volatile organic compounds (VOC), such as alcohol and/or propellant with the remainder of the solvent being water. In another embodiment, the hair fixative compositions will comprise no more than about 55% volatile organic compounds.
  • VOC volatile organic compounds
  • the term “soluble” means that from about 1 to about 10 weight percent and in another embodiment preferably from about 3 to about 6 weight percent, of the polyglucose polymer is soluble, with or without neutralization, in the alcohol based solvent system.
  • alcohol based solvent systems suitable for use in the present invention comprise at least one C 1 -C 6 straight or branched chain alcohol or mixtures thereof and, optionally, water, optionally one or more propellants and optionally one or more other non-alcohol, non-aqueous solvents.
  • the alcohol solvent in the alcohol based solvent system comprises at least one C 2 or C 3 alcohol or mixtures thereof.
  • the solvent system is substantially free of non-alcohol organic solvents.
  • the solvent system is substantially free of acetone.
  • substantially free means that the solvent system contains less than 50%, alternatively less than 40%, alternatively less than 30%, alternatively less than 20%, alternatively less than 10%, alternatively less than 5%, of the non-alcohol organic solvent or acetone, respectively.
  • the hair fixative compositions further include at least one neutralizing agent.
  • the polyglucose polymer is generally at least about 50% neutralized.
  • the polyglucose polymer is at least about 70% neutralized, and in an even further embodiment, the fixative polymer is 100% neutralized.
  • Suitable basic neutralizing agents compatible with the composition can be employed, even inorganic materials such as sodium or potassium hydroxide. Generally organic amines or alkanolamines are readily used for neutralization.
  • the neutralizing agents include, but are not limited to ammonia; primary, secondary and tertiary amines; alkanolamines; and, hydroxyamines such as 2-amino-2-methyl-propanol and 2-amino-2-methyl-1,3-propanediol, mono-, di- and tri-long chain fatty amines containing a C 4 to C 24 hydrocarbon chain, ethoxylates and propoxylates long chain (C 4 to C 24 ) fatty amines and mixtures thereof.
  • the neutralizing agents include aminomethylpropanol, and di-methyl stearamine, inorganic materials, such as sodium hydroxide and potassium hydroxide, and triethanolamine.
  • the neutralizing agent is an organic amine or alkanolamine. In an embodiment, combinations of neutralizing agents may also be used.
  • the hair fixative compositions have spray rate in a range from about 0.3 to about 1.5 grams/sec. in an 80% VOC system at 3.5% solids and 40% dimethyl ether (DME), in another embodiment, preferably from about 0.5 grams/sec. to about 1.2 grams/sec., and in another embodiment, more preferably from 0.75 about to 0.9 grams/sec.
  • DME dimethyl ether
  • the present invention may further optionally include one or more propellants.
  • the polyglucose polymer is compatible with the propellant.
  • compatible it is meant that the polyglucose polymer in the solvent system does not phase separate when the solution is mixed with the propellant.
  • the polyglucose polymer is preferably compatible with dimethyl ether as the propellant.
  • the term “compatible” means that up to about 10 weight percent of the polyglucose polymer is soluble in the hair fixative composition that includes the propellant.
  • the polyglucose polymer is preferably soluble from about 1 to about 10 weight percent, and in yet another embodiment, from about 2 to about 8 weight percent and in still yet another embodiment from about 3 to about 6 weight percent in the hair fixative composition that includes the propellant.
  • Spray applications of the present invention require a mechanical device or pressurized aerosol container to generate the spray.
  • the devices can be manual such as a pump or squeeze bottle or typical aerosol device such as bag-on-nozzle or pressurized can. If a pressurized can is used then the hair styling formulations of the present invention may further include a propellant.
  • Such propellants include, without limitation, ethers, such as dimethyl ether; one or more lower boiling hydrocarbons such as C 3 -C 6 straight and branched chain hydrocarbons, for example, propane, butane, and isobutane; halogenated hydrocarbons, such as, hydrofluorocarbons, for example, trichlorofluoromethane, dichlorodifluoromethane, 1,1-difluoroethane and 1,1,1,2-tetrafluoroethane, present as a liquefied gas; and the compressed gases, for example, nitrogen, air and carbon dioxide as well as mixtures of these propellants.
  • ethers such as dimethyl ether
  • one or more lower boiling hydrocarbons such as C 3 -C 6 straight and branched chain hydrocarbons, for example, propane, butane, and isobutane
  • halogenated hydrocarbons such as, hydrofluorocarbons, for example, trichlorofluoromethane, dich
  • the propellant is present in an amount of about 25% to about 80% by weight of the hair fixative composition including the solvent system. In a further embodiment, the propellant is present in an amount of about 30% to about 60% by weight. Alternatively, in certain spray applications, such as bag-on-nozzle spray applications or pump spray applications, such optional propellants are not required.
  • the hair fixative compositions of the present invention include, but are not limited, to aerosol and non-aerosol hairsprays.
  • the method for preparing the hair spray formulations of this invention includes dissolving, suspending or diluting the polyglucose polymer in the selected solvents, adding any modifying agents depending on the desired properties, and thereupon combining the resulting solution with the selected aerosol propellant.
  • the final hair fixative compositions may contain the starch ester based polyglucose polymer in a concentration ranging from about 1 to 10%, by weight; the alcohol based solvent in a concentration ranging from about 30 to 90%, by weight; and, if included, the optional propellant concentration in a range from 20 to 75%, by weight.
  • the final hair fixative compositions may contain the polyglucose polymer in a concentration ranging from about 2 to 8%, by weight; the solvent in a concentration ranging from about 25 to 55%, by weight; and, if included, the optional propellant concentration in a range from 25 to 55%, by weight.
  • the present invention relates to the use of the carboxylated starch ester based polyglucose polymer as defined herein as a hair fixative polymer in a hair fixative composition, as well as a method of styling hair, comprising applying the carboxylated starch ester based polyglucose polymer as defined herein to hair.
  • the hair fixative composition is in the form of a spray, in one embodiment the spray is an aerosol spray, in one embodiment the spray is a non-aerosol spray.
  • the hair fixative composition is in the form of a mousse.
  • the hair fixative composition is in the form of a gel.
  • the application of the hair fixative compositions of the present invention may be prior to, during, or after the desired hair style has been achieved.
  • OSA octenyl succinate anhydride
  • AMP aminomethylpropanol
  • cosmetically acceptable additives may be incorporated into the hair fixative compositions of this invention in order to modify certain properties thereof.
  • One such optional additive may, in additional to the polyglucose polymer, a second polymer, such as a hair fixative polymer.
  • Non-limiting examples of these additional hair fixative polymers include: from Akzo Nobel Surface Chemistry LLC, AMPHOMER® 4961, AMPHOMER®, and AMPHOMER® LV-71 polymers (octylacrylamide/acrylates/butylaminoethyl methacrylate copolymer), AMPHOMER® HC polymer (acrylates/octylacrylamide copolymer) and BALANCE® CR polymers (acrylates copolymer), BALANCE® 47 polymer (octylacrylamide/acrylates/butylaminoethyl methacrylate copolymer), RES YN® 28-2930 polymer (VA/crotonates/vinyl neodecanoate copolymer), RESYN® 28-1310 polymer (VA/Crotonates copolymer), FLEXAN® polymers (sodium polystyrene sulfonate), DynamX polymer (polyurethane-14 (and
  • the hair fixative polymer is preferably chosen from octylacrylamide/acrylates/butylaminoethyl methacrylate copolymers, acrylates/octylacrylamide copolymers, acrylates copolymer, octylacrylamide/acrylates/butylaminoethyl methacrylate copolymers, VA/crotonates/vinyl neodecanoate copolymers, VA/Crotonates copolymers, sodium polystyrene sulfonates, polyurethane-14 (and) AMP-Acrylates copolymers, acrylates/octylacrylamide copolymers, acrylates/steareth-20 itaconate copolymers, acrylates/ceteth-20 itaconate copolymers and combinations thereof.
  • the optional hair fixative polymer may be present in the hair fixative composition in an amount of about 0.1 to 10% by weight based on total weight of the composition. In a further embodiment, the fixative polymer is present in an amount of about 1 to 10% by weight and in a further embodiment in an amount of about 1 to 7% by weight.
  • cosmetically acceptable additives may also include: plasticizers, such as glycols, phthalate esters and glycerine; silicones; emollients, lubricants and penetrants such as lanolin compounds, protein hydrolyzates and other protein derivatives, ethylene oxide adducts, and polyoxyethylene cholesterol; UV absorbers; dyes and other colorants; and, perfumes. Mixtures of these optional additives may also be included. As previously noted, the polymeric binders of this invention show little or no tendency to adversely chemically interact with such additives.
  • Further optional ingredients can include, but are not limited to, preservatives, colorants, fragrances, viscosity modifiers, vitamins, herbal extracts such as sterols, triterpenes, flavonoids, coumarins, non-glycosidic diterpenes (sterebins) spathulenol, decanoic acid, 8,11,14-ecosatrienoic acid, 2-methyloctadecane, pentacosane, octacosane, stigmasterol, bsitosterol, a- and b-amyrine, lupeol, b-amyrin acetate, and pentacyclic triterpene, include sunscreen actives such as such as a p-methoxycinnamate or an aminobenzoate (UVB absorber) or benzone or an anthranilate (UVA absorber medicaments, moisturizers, anti-itch or anti-dandruff ingredients and the like.
  • the resulting hair fixative formulations exhibit the characteristics required of such a product. They possess good antistatic properties, adhere well to hair, are easily removed by soapy water or shampoos, allow the hair to be readily recombed, do not yellow on aging, do not become tacky when exposed to high humidities, and have excellent curl retention under high humidity conditions.
  • the method for preparing the hair fixative compositions of the present invention can be performed in a number of different ways, and depends on the polyglucose polymer used.
  • the invention provides a nonlimiting method for preparing the hair fixative composition.
  • the method comprises suspending or dissolving the polyglucose polymer in an alcohol based solvent systems, for example comprising one or more C 1 -C 6 alcohols.
  • the method further includes neutralizing the solution with a neutralizing agent, such as aminomethylpropanol.
  • the one or more alcohols may comprise ethanol in combination with isopropanol or n-propanol, optionally in a weight ratio of about 80:20 to about 20:80 ethanol to isopropanol.
  • the method further includes the step of adding propellant to the composition.
  • the method may also include adding water to the composition either before, during or after suspending the polyglucose polymer in the alcohol or after the neutralizing step.
  • the polyglucose polymers of the present invention are suitable for use in hair fixative compositions, such as hair sprays, mousses or gels.
  • a reaction vessel equipped with an agitator and condenser kept under nitrogen atmosphere and immersed in an oil bath for heating was charged with specified amount of (see Table 2) starch, acetic acid, sodium acetate (or sodium hydroxide) and acetic anhydride (or propionic anhydride).
  • the amount of acetic (or propionic) anhydride was adjusted to take care of the moisture level generally present in the starch.
  • the mixture was heated to 125-130° C. under stirring until the reaction showed completion as monitored by IR for the disappearance of the anhydride peak. Once all the acetic (or propionic) anhydride was reacted, the reaction mixture was cooled to about 100-110° C., OSA was added and the stirring continued at 110-115° C.
  • Table 1 summarizes the various Examples of polyglucose polymers synthesized in accordance with the present invention.
  • c Amount of anhydride used to give the theoretically calculated Degree of Substation (DS) values on starch. The actual DS values obtained were not measured.
  • d Compatibility of 3.5 wt % polymer in 80:20 wt % ethanol:water with 90% neutralization level using AMP at ambient temp.
  • e Compatibility of 3.5 wt % polymer in 80% VOC ethanol system with 40% DME at ambient temp.
  • f Using NaOH instead of NaOAc as catalyst.
  • Dry Comb Comb through each swatch (5) times and evaluate ease of combing. Choose the one that combs more easily.
  • Flake Visually inspect both swatches after combing. Check the teeth of the comb for flake accumulation. Holding the swatch at the bound end run your fingernail down the length of the tress then inspect. Choose the one with more flakes.
  • Anti-Stat Holding swatch at bound end comb through vigorously 10 times then evaluate for extent of fly aways generated. Choose the one with more fly aways.
  • Feel Handle swatches and determine preference. Choose the one that feels more silky/cleaner.
  • the following procedures were used to conduct the evaluations of the objective performance of the polyglucose polymers of the present invention as determined by high humidity curl retention.
  • the high humidity curl retention properties of hair styling compositions including polyglucose polymers of the present invention were measured.
  • the tests were each conducted at 72° F. (22° C.) and 90% Relative Humidity over a period of 24 hours.
  • the tests were performed on 10′′ long ⁇ 2-gram swatches of European virgin brown hair (9 replicate swatches per sample).
  • Curl retention testing is run in a humidity chamber set at 70° F./90% Relative Humidity for a total of 24 hours. Readings for % Curl Retention are read and recorded at time intervals of 15, 30, 60, 90 min, 2, 3, 4, 5, and 24 hrs.
  • the hair styling compositions were tested according to the following procedures:
  • Example 20 had poor HHCR performance compared to AMPHOMER® polymer at 5 hrs, while Examples 20 and 21 each had poor HHCR performance compared to AMPHOMER® polymer at 24 hrs.
  • Examples 24 and 25 provided poor HHCR performance compared to AMPHOMER® polymer, while Example 26 provided performance statistically equal to AMPHOMER® polymer.

Landscapes

  • Health & Medical Sciences (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Veterinary Medicine (AREA)
  • Public Health (AREA)
  • General Health & Medical Sciences (AREA)
  • Animal Behavior & Ethology (AREA)
  • Epidemiology (AREA)
  • Birds (AREA)
  • Chemical & Material Sciences (AREA)
  • Emergency Medicine (AREA)
  • Dispersion Chemistry (AREA)
  • Organic Chemistry (AREA)
  • Polymers & Plastics (AREA)
  • Medicinal Chemistry (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • Cosmetics (AREA)

Abstract

A hair fixative composition includes at least one carboxylated starch ester based polyglucose polymer, an alcohol based solvent system, and a cosmetically acceptable additive, wherein the polyglucose polymer is soluble in the alcohol based solvent system. The polyglucose polymer is obtained by reacting at least one starch ester with at least one anhydride.

Description

This application is a national stage filing under 35 U.S.C. § 371 of PCT/EP2014/078227, filed Dec. 17, 2014, which claims priority to U.S. Provisional Patent Application No. 61/919,066 filed Dec. 20, 2013, and European Patent Application No. 14155145.7, filed Feb. 14, 2014, the contents of which are each incorporated herein by reference in their entireties.
FIELD OF THE INVENTION
The invention relates to personal care compositions comprising carboxylated starch ester polyglucose polymers. More specifically, the invention relates to hair fixative compositions comprising carboxylated starch ester polyglucose polymers that are soluble in alcohol based solvent systems.
BACKGROUND OF THE INVENTION
Polymers used in personal care applications, such as hair styling and hair fixing, have conventionally been made using synthetic materials. In order for the polymers to be suitable in such personal care applications, they must be soluble in alcohol based systems, and in the case of aerosol based hair sprays, they must also be compatible with the propellant. Conventional synthetic polymers are generally inexpensive and provide acceptable performance; however, because they are not made from renewable resources, they are not sustainable. In addition, replicating the cost and performance of synthetic polymers is not easy.
Accordingly, there is a need for personal care polymers made from renewable sources that provide equal to or better performance at comparable costs than their synthetic alternatives and that are soluble in alcohol based systems, such as ethanol based systems and optionally, that are compatible with propellants, such as dimethyl ether.
SUMMARY OF THE INVENTION
In an aspect, the present invention relates to a hair fixative composition comprising at least one carboxylated starch ester based polyglucose polymer; an alcohol based solvent system; and a cosmetically acceptable additive. The polyglucose polymer is obtained by reacting at least one starch ester with an anhydride, such as a cyclic anhydride or an acylic anhydride or mixtures thereof, and the polyglucose polymer is soluble in the alcohol based solvent system. The starch ester may be obtained by reacting starch with at least one acyclic anhydride, at least one cyclic anhydride or mixtures thereof.
In another aspect, the present invention relates to a method of preparing a hair fixative composition comprising reacting at least one starch ester with an anhydride, such as a cyclic anhydride or an acylic anhydride or mixtures thereof, to form a starch ester based polyglucose polymer. In a further step, the method comprises dissolving or suspending the starch ester based polyglucose polymer in the alcohol based solvent system. The starch ester may be obtained by reacting starch with at least one acyclic anhydride, at least one cyclic anhydride or mixtures thereof.
In yet another aspect, the present invention relates to the use of the carboxylated starch ester based polyglucose polymer as defined herein as a hair fixative polymer in a hair fixative composition, as well as a method of styling hair, comprising applying the carboxylated starch ester based polyglucose polymer as defined herein to hair.
DETAILED DESCRIPTION OF THE INVENTION
As used herein, the recitations of numerical ranges by endpoints include all numbers subsumed within that range (e.g., 1 to 5 includes 1, 1.5, 2, 2.75, 3, 3.80, 4, 5, etc.). In addition, it is to be understood that for embodiments including ranges as described herein, the respective lower endpoints and respective upper endpoints described include combinations of the various lower and upper endpoints. For example, for ranges of 1 to 20 and 5 to 10, respectively, the ranges also include, without limitation, 1 to 10 and 5 to 20.
The hair fixative compositions of the present invention comprise carboxylated starch ester based polymers that combine the features of having a polysaccharide backbone having attached at least one ester group and at least one carboxyl functional group.
It has been found that the carboxylated starch ester based polyglucose polymers can provide hair fixative polymers that are not only made from renewable sources but that can also provide equal to or better hair styling performance, such as spray rate, viscosity, stiffness and high humidity curl retention, especially as hair spray polymers, at comparable costs than their synthetic alternatives. The inventive polymers are soluble in an alcohol based system and, optionally, they are also compatible with hair styling propellants.
The present invention generally relates to hair fixative compositions including at least one carboxylated starch ester based polyglucose polymer having the following structure (I):
Figure US11135148-20211005-C00001

wherein R═H, RH or RA or combinations thereof, wherein at least one R is RA and wherein RH is: —CO—R1 wherein R1 is C1-C21 alkyl group, preferably a C1 to C10 alkyl group, and more preferably C1-C3; and RA is: (a) —CO—CH2—CH(R2) —COOH wherein R2═H or C1-C18 alkyl or alkenyl group, preferably a C6-C18 alkenyl group, and more preferably a C8, C12 or C18 alkenyl group; or b) —CO—CH═CH—COOH; or c) —CO—CH—C(═CH2) —COOH; or d) —CO—C6H4—COOH or e) —CO—C6H8—COOH; and wherein n=10-500, more preferably 30-400, and still more preferably 30-150. The hair fixative compositions further include an alcohol based solvent system and a cosmetically acceptable additive wherein the polyglucose polymer is soluble in the alcohol based solvent system.
In the above formula (I), RH represents hydrophobic groups and RA represents groups having acid functionality and, optionally, hydrophobic functionality. In general, the carboxylated starch ester based polyglucose polymers are formed by reacting an ester of the polysaccharide, such as starch acetate, starch propionate, starch butyrate, starch acetate butyrate and starch acetate propionate with an anhydride, such as a cyclic anhydride or an acyclic anhydride. In an embodiment, the anhydride may be a substituted anhydride or an unsubstituted anhydride. In a further embodiment, the anhydride is more preferably a substituted anhydride. Suitable anhydrides include, but are not limited to such as a succinic anhydride, an alkenyl succinic anhydride, maleic anhydride, itaconic anhydride, phthalic anhydride or tetrahydrophthalic anhydride to give a succinate derivative, a maleate derivative, or an itaconate derivative, phthalate derivative or tetrahydropthalate derivative or combinations thereof.
In an embodiment of the present invention, the polysaccharide ester may be modified with a substituted anhydride in an amount from about 15 wt % to about 50 wt % based on weight percent of the polysaccharide ester. In another embodiment, the polysaccharide ester preferably may be modified with the substituted anhydride in an amount from about 20 wt % to about 45 wt %, and in yet another embodiment, more preferably from about 25 wt % to about 35 wt %.
Non-limiting examples of carboxylated starch ester based polyglucose polymers according to the invention include polymers of formula I wherein RH is: —CO—R1 wherein R1 is a C1-C21 alkyl group, preferably a C1 to C10 alkyl group, and more preferably a C1-C3 alkyl group and RA is: (a) —CO—CH2—CH(R2) —COOH wherein R2═H or C1-C18 alkyl or alkenyl group, preferably a C6-C18 alkenyl group, and more preferably a C8, C12 or C18 alkenyl group, and wherein n=10-500, more preferably 30-400, and still more preferably 30-150; wherein RH is: —CO—R1 wherein R1 is a C1-C22 alkyl group, preferably a C1 to C10 alkyl group, and more preferably a C1-C3 alkyl group and RA is: b) —CO—CH═CH—COOH, wherein n=10-500, more preferably 30-400, and still more preferably 30-150; RH is —CO—R1 wherein R1 is a C1-C22 alkyl group, preferably a C1 to C10 alkyl group, and more a preferably C1-C3 alkyl group and RA is: c) —CO—CH—C(═CH2) —COOH, and wherein n=10-500, more preferably 30-400, and still more preferably 30-150; wherein RH is —CO—R1 wherein R1 is a C1-C22 alkyl group, preferably a C1 to C10 alkyl group, and more preferably a C1-C3 alkyl group and RA is: d) —CO—C6H4—COOH, and wherein n=10-500, more preferably 30-400, and still more preferably 30-150; where in RH is —CO—R1 wherein R1 is a C1-C21 alkyl group, preferably a C1 to C10 alkyl group, and more preferably a C1-C3 alkyl group and RA is: (e) —CO—C6H8—COOH, and wherein n=10-500, more preferably 30-400, and still more preferably 30-150. In an embodiment, combinations of the above are also included. In an embodiment, the polyglucose polymers suitable for use in the present invention include, but are not limited to, starch acetate succinate octenyl succinate, starch acetate phthalate octenyl succinate or combinations thereof.
In an embodiment, the carboxylated starch ester based polyglucose polymers of the present invention may be present in the hair fixative composition in an amount from about 1 weight percent to about 10 weight percent, based on the weight of the hair fixative composition. In another embodiment, the polyglucose polymers are present in an amount from about 2 weight percent to about 8 weight percent. In yet another embodiment, the polyglucose polymers are present in an amount from about 3 weight percent to about 6 weight percent.
In a further aspect, the present invention provides a polyglucose polymer obtained by reacting a starch with an anhydride, which may be acyclic or cyclic, and then further reacting the reaction mixture with another anhydride, which may also be acyclic or cyclic to obtain the polyglucose polymer. For example, in an embodiment the starch may be reacted with at least one acyclic anhydride to form a starch ester, which may be isolated or further reacted in situ, and then the reaction mixture or the isolated starch ester is further reacted with a cyclic anhydride to form the polyglucose polymer.
In one embodiment of the invention, the starch material that is first reacted with an anhydride, which anhydride may be acyclic or cyclic, is not a starch ether ester material.
In an embodiment, preferably the starch ester is obtained by reacting a starch with at least one acyclic anhydride, such as such as acetic, propionic or butyric anhydride or mixtures thereof, forming starch acetate, starch propionate or starch butyrate and/or mixtures thereof. In a further embodiment, the polyglucose polymer is obtained by reacting a starch ester with a cyclic anhydride, such as succinic anhydride, an alkenyl succinic anhydride, maleic anhydride, itaconic anhydride, phthalic anhydride or tetrahydrophthalic anhydride and/or mixtures thereof.
The polyglucose polymers of the present invention are based on starch or starch derivatives. The starch polymers can be prepared from any starch source, including, but not limited to corn, banana, barley, amaranth, arrowroot, canna, sorghum, wheat, rice, tapioca, potato, sago, pea or sweet potato. In an embodiment, the starch is from a corn, potato, wheat, rice or tapioca source. In another embodiment, the starch is from potato or corn source. Suitable starches and starch derivatives include, but are not limited to, saccharides or derivatives thereof. Suitable saccharides include, for example, oligosaccharides and polysaccharides (e.g., maltodextrins, corn syrups, pyrodextrins and starches) and their hydrogenated versions, such as hydrogenated starch or hydrogenated hydrolyzed starch. In an embodiment of the invention, the polyglucose polymers are obtained from maltodextrin, pyrodextrin or a low molecular weight starch or oxidized starch. It has been found that polyglucose polymers based on starch do not work well when the polyglucose polymer is not soluble in the alcohol based solvent system. Accordingly, in embodiments of the invention, the weight average molecular weight of the starch is preferably less than about 500,000 daltons. Starches having such exemplary molecular weights are water soluble. In another embodiment, the weight average molecular weight (Mw) of the starch may be less than about 200,000 daltons. In yet another preferred embodiment, the weight average molecular weight of the starch may be less than about 100,000 daltons. In yet another preferred embodiment, the weight average molecular weight of the starch may be less than about 50,000 daltons. In an embodiment, the weight average molecular weight of the starch is about 1,000 daltons or greater, in another embodiment preferably about 5,000 daltons or greater and in yet another embodiment more preferably about 10,000 daltons or greater.
In an even further embodiment, the polyglucose polymers may be obtained from maltodextrins, pyrodextrins and chemically modified versions of maltodextrins and pyrodextrins. In an embodiment, the polysaccharide is preferably maltodextrin having a dextrose equivalent (DE) of less than about 25, in another embodiment preferably about 20 or less and in yet another embodiment more preferably about 15 or less. In an embodiment, when the polysaccharide is maltodextrin, it may have a DE of about 1 or more, even more preferably about 5 or more and in yet another embodiment about 10 or more. The term dextrose equivalent, as used herein, is a measure of the amount of reducing sugars present in a sugar product, relative to glucose, and is a well known term of art.
In an embodiment, the starches used as the starting materials may also have a high amylose content. As used herein, the term “high amylose” is intended to include starch containing at least about 50%, in another embodiment preferably at least 70%, and in yet another embodiment more preferably at least 80% by weight amylose. The amylose portions of fractionated starches are also suitable.
In an embodiment, the starch ester based polyglucose polymer has a total degree of substitution (D.S.) in a range from about 1.0 to about 3.0. In another embodiment, the polyglucose polymer has a total D.S. in a range from about 1.5 to about 3.0, and in yet another embodiment from about 2.0 to about 2.9. The number of substituted hydroxyl groups per anhydroglucose unit is expressed as the degree of substitution (D.S.).
The carboxylated starch ester based polyglucose polymers can be used as obtained from their natural source or they can be chemically modified. Chemical modification includes hydrolysis by the action of acids, enzymes, oxidizers or heat, hydrogenation, esterification or etherification.
In another aspect, the hair fixative compositions comprise at least one polyglucose polymer and an alcohol based solvent system. As used herein, an alcohol based solvent system comprises at least one alcohol and may include further optional components, such as water, propellant or other non-alcohol, non aqueous solvents. The polyglucose polymer must be soluble in the alcohol based solvent system. In an embodiment, the amount of alcohol present in the solvent system may be about 1 weight percent or greater, in another embodiment preferably about 15 weight percent or greater, and in yet another embodiment, more preferably from about 25 weight percent or greater. In an embodiment, the amount of alcohol present in the solvent system may be about 99 weight percent or less, in another embodiment preferably about 50 weight percent or less and in yet another embodiment more preferably about 40 weight percent or less, based on total weight of the solvent system. In another embodiment, the alcohol solvent system may be anhydrous.
In an embodiment of the invention, the hair fixative composition will include no more than about 85% of volatile organic compounds (VOC), such as alcohol and/or propellant with the remainder of the solvent being water. In another embodiment, the hair fixative compositions will comprise no more than about 55% volatile organic compounds.
For purposes of the present invention, the term “soluble” means that from about 1 to about 10 weight percent and in another embodiment preferably from about 3 to about 6 weight percent, of the polyglucose polymer is soluble, with or without neutralization, in the alcohol based solvent system. In an embodiment, alcohol based solvent systems suitable for use in the present invention comprise at least one C1-C6 straight or branched chain alcohol or mixtures thereof and, optionally, water, optionally one or more propellants and optionally one or more other non-alcohol, non-aqueous solvents. In an embodiment, the alcohol solvent in the alcohol based solvent system comprises at least one C2 or C3 alcohol or mixtures thereof. In an embodiment the solvent system is substantially free of non-alcohol organic solvents. In one embodiment the solvent system is substantially free of acetone. As used herein with respect to the solvent system, the term “substantially free” means that the solvent system contains less than 50%, alternatively less than 40%, alternatively less than 30%, alternatively less than 20%, alternatively less than 10%, alternatively less than 5%, of the non-alcohol organic solvent or acetone, respectively.
In an embodiment of the invention, the hair fixative compositions further include at least one neutralizing agent. In an embodiment of the invention, the polyglucose polymer is generally at least about 50% neutralized. In another embodiment, the polyglucose polymer is at least about 70% neutralized, and in an even further embodiment, the fixative polymer is 100% neutralized. Suitable basic neutralizing agents compatible with the composition can be employed, even inorganic materials such as sodium or potassium hydroxide. Generally organic amines or alkanolamines are readily used for neutralization. In an embodiment, the neutralizing agents include, but are not limited to ammonia; primary, secondary and tertiary amines; alkanolamines; and, hydroxyamines such as 2-amino-2-methyl-propanol and 2-amino-2-methyl-1,3-propanediol, mono-, di- and tri-long chain fatty amines containing a C4 to C24 hydrocarbon chain, ethoxylates and propoxylates long chain (C4 to C24) fatty amines and mixtures thereof. In another embodiment, the neutralizing agents include aminomethylpropanol, and di-methyl stearamine, inorganic materials, such as sodium hydroxide and potassium hydroxide, and triethanolamine. In an embodiment of the invention, the neutralizing agent is an organic amine or alkanolamine. In an embodiment, combinations of neutralizing agents may also be used.
In an embodiment, the hair fixative compositions have spray rate in a range from about 0.3 to about 1.5 grams/sec. in an 80% VOC system at 3.5% solids and 40% dimethyl ether (DME), in another embodiment, preferably from about 0.5 grams/sec. to about 1.2 grams/sec., and in another embodiment, more preferably from 0.75 about to 0.9 grams/sec.
In addition to the above-described solvent systems, the present invention may further optionally include one or more propellants. In an embodiment of the invention where the hair fixative composition is a spray application, the polyglucose polymer is compatible with the propellant. By compatible, it is meant that the polyglucose polymer in the solvent system does not phase separate when the solution is mixed with the propellant. In an embodiment, the polyglucose polymer is preferably compatible with dimethyl ether as the propellant. For purposes of the present invention, the term “compatible” means that up to about 10 weight percent of the polyglucose polymer is soluble in the hair fixative composition that includes the propellant. In another embodiment, the polyglucose polymer is preferably soluble from about 1 to about 10 weight percent, and in yet another embodiment, from about 2 to about 8 weight percent and in still yet another embodiment from about 3 to about 6 weight percent in the hair fixative composition that includes the propellant.
Spray applications of the present invention require a mechanical device or pressurized aerosol container to generate the spray. The devices can be manual such as a pump or squeeze bottle or typical aerosol device such as bag-on-nozzle or pressurized can. If a pressurized can is used then the hair styling formulations of the present invention may further include a propellant. Such propellants include, without limitation, ethers, such as dimethyl ether; one or more lower boiling hydrocarbons such as C3-C6 straight and branched chain hydrocarbons, for example, propane, butane, and isobutane; halogenated hydrocarbons, such as, hydrofluorocarbons, for example, trichlorofluoromethane, dichlorodifluoromethane, 1,1-difluoroethane and 1,1,1,2-tetrafluoroethane, present as a liquefied gas; and the compressed gases, for example, nitrogen, air and carbon dioxide as well as mixtures of these propellants. In an embodiment of the invention, the propellant is present in an amount of about 25% to about 80% by weight of the hair fixative composition including the solvent system. In a further embodiment, the propellant is present in an amount of about 30% to about 60% by weight. Alternatively, in certain spray applications, such as bag-on-nozzle spray applications or pump spray applications, such optional propellants are not required. The hair fixative compositions of the present invention include, but are not limited, to aerosol and non-aerosol hairsprays.
In general, in another aspect of the invention, the method for preparing the hair spray formulations of this invention includes dissolving, suspending or diluting the polyglucose polymer in the selected solvents, adding any modifying agents depending on the desired properties, and thereupon combining the resulting solution with the selected aerosol propellant.
With regard to amounts of the various components, in an embodiment the final hair fixative compositions may contain the starch ester based polyglucose polymer in a concentration ranging from about 1 to 10%, by weight; the alcohol based solvent in a concentration ranging from about 30 to 90%, by weight; and, if included, the optional propellant concentration in a range from 20 to 75%, by weight. In another embodiment the final hair fixative compositions may contain the polyglucose polymer in a concentration ranging from about 2 to 8%, by weight; the solvent in a concentration ranging from about 25 to 55%, by weight; and, if included, the optional propellant concentration in a range from 25 to 55%, by weight.
In yet another aspect, the present invention relates to the use of the carboxylated starch ester based polyglucose polymer as defined herein as a hair fixative polymer in a hair fixative composition, as well as a method of styling hair, comprising applying the carboxylated starch ester based polyglucose polymer as defined herein to hair. In one embodiment the hair fixative composition is in the form of a spray, in one embodiment the spray is an aerosol spray, in one embodiment the spray is a non-aerosol spray. In one embodiment the hair fixative composition is in the form of a mousse. In one embodiment the hair fixative composition is in the form of a gel.
The application of the hair fixative compositions of the present invention may be prior to, during, or after the desired hair style has been achieved.
As used herein, the acronym “OSA” means octenyl succinate anhydride; and the acronym “AMP” means aminomethylpropanol.
Optionally, cosmetically acceptable additives may be incorporated into the hair fixative compositions of this invention in order to modify certain properties thereof. One such optional additive may, in additional to the polyglucose polymer, a second polymer, such as a hair fixative polymer. Non-limiting examples of these additional hair fixative polymers include: from Akzo Nobel Surface Chemistry LLC, AMPHOMER® 4961, AMPHOMER®, and AMPHOMER® LV-71 polymers (octylacrylamide/acrylates/butylaminoethyl methacrylate copolymer), AMPHOMER® HC polymer (acrylates/octylacrylamide copolymer) and BALANCE® CR polymers (acrylates copolymer), BALANCE® 47 polymer (octylacrylamide/acrylates/butylaminoethyl methacrylate copolymer), RES YN® 28-2930 polymer (VA/crotonates/vinyl neodecanoate copolymer), RESYN® 28-1310 polymer (VA/Crotonates copolymer), FLEXAN® polymers (sodium polystyrene sulfonate), DynamX polymer (polyurethane-14 (and) AMP-Acrylates copolymer), RESYN® XP polymer (acrylates/octylacrylamide copolymer), STRUCTURE® 2001 (acrylates/steareth-20 itaconate copolymer) and STRUCTURE® 3001 (acrylates/ceteth-20 itaconate copolymer); from Ashland Inc., OMNIREZ-2000® (PVM/MA half ethyl ester copolymer), GANEX P-904® (butylated PVP), GANEX V-216® (PVP/hexadecene copolymer) GANEX® V-220 (PVP/eicosene copolymer), GANEX® WP-660 (tricontanyl PVP), GANTREZ® A425 (butyl ester of PVM/MA copolymer), GANTREZ® AN-119 PVM/MA copolymer, GANTREZ® ES 225 (ethyl ester of PVM/MA copolymer), GANTREZ® ES425 (butyl ester of PVM/MA copolymer), GAFFIX® VC-713 (vinyl caprolactam/PVP/dimethylaminoethyl methacrylate copolymer), GAFQUAT® 755 (polyquatemium-11), GAFQUAT® HS-100 (polyquaternium-28) AQUAFLEX® XL-30 (Polyimide-1), AQUAFLEX® SF-40 (PVP/Vinylcaprolactam/DMAPA Acrylates Copolymer), AQUAFLEX® FX-64 (Isobutylene/Ethylmaleimide/Hydroxyethylmaleimide Copolymer), ALLIANZ® LT-120 (Acrylates/C1-2 Succinates/Hydroxyacrylates Copolymer), STYLEZE® CC-10 (PVP/DMAPA Acrylates Copolymer), STYLEZE® 2000 (VP/Acrylates/Lauryl Methacrylate Copolymer), STYLEZE® W-20 (Polyquaternium-55), Copolymer Series (PVP/Dimethylaminoethylmethacrylate Copolymer), ADVANTAGE® S and ADVANTAGE® LCA (VinylcaprolactamNP/Dimethylaminoethyl Methacrylate Copolymer), ADVANTAGE® PLUS (VA/Butyl Maleate/Isobornyl Acrylate Copolymer); from BASF, The Chemical Company, ULTRAHOLD STRONG (acrylic acid/ethyl acrylate/t-butyl acrylamide), LUVIMER® 100P (t-butyl acrylate/ethyl acrylate/methacrylic acid), LUVIMER® 36D (ethyl acrylate/t-butyl acrylate/methacrylic acid), LUVIQUAT® HM-552 (polyquaternium-16), LUVIQUAT® HOLD (polyquaternium-16), LUVISKOL® K30 (PVP) LUVISKOL® K90 (PVP), LUVISKOL® VA 64 (PVP/VA copolymer) LUVISKOL® VA73W (PVP/VA copolymer), LUVISKOL® VA, LUVISET® PUR (Polyurethane-1), LUVISET® Clear (VP/MethacrylamideNinyl Imidazole Copolymer), LUVIFLEX® SOFT (Acrylates Copolymer), ULTRAHOLD® 8 (Acrylates/Acrylamide Copolymer), LUVISKOL® Plus (Polyvinylcaprolactam), LUVIFLEX® Silk (PEG/PPG-25/25 Dimethicone/Acrylates Copolymer); from The Dow Chemical Company, ACUDYNE® 180, ACUDYNE® 1000, and ACUDYNE® DHR (Acrylates/Hydroxyesters Acrylates Copolymer), ACUDYNE® SCP (Ethylenecarboxyamide/AMPSA/Methacrylates Copolymer), and the ACULYN® rheological modifiers; from Mitsubishi and distributed by Clariant Corporation, DIAFORMER® Z-301, DIAFORMER® Z-SM, and DIAFORMER® Z-400 (methacryloyl ethyl betaine/acrylates copolymer), from Nalco Company, FIXOMER® A-30 and FIXOMER® N-28 (INCI names: methacrylic acid/sodium acrylamidomethyl propane sulfonate copolymer); from The Lubrizol Corporation, FIXATE® G-100 (AMP-Acrylates/Allyl Methacrylate Copolymer), FIXATE PLUS® (Polyacrylates-14), FIXATE® SUPERHOLD (Polyacrylate-2 Crosspolymer), and FIXATE® FREESTYLE (Acrylates Crosspolymer-3) CARBOPOL® Ultrez 10 (Carbomer), CARBOPOL® Ultrez 20 (Acrylates/C10-30 Alkyl Acrylates Copolymer), AVALURE® AC series (Acrylates Copolymer), AVALURE® UR series (Polyurethane-2, Polyurethane-4, PPG-17/IPDI/DMPA Copolymer); polyethylene glycol; water-soluble acrylics; water-soluble polyesters; polyacrylamides; polyamines; polyquaternary amines; styrene maleic anhydride (SMA) resin; polyethylene amine; and other conventional polymer that is polar solvent soluble or that can be made soluble through neutralization with the appropriate base. A combination of one or more of the above hair fixative polymers is also contemplated as within the scope of the present invention. In an embodiment of the invention, the hair fixative polymer is preferably chosen from octylacrylamide/acrylates/butylaminoethyl methacrylate copolymers, acrylates/octylacrylamide copolymers, acrylates copolymer, octylacrylamide/acrylates/butylaminoethyl methacrylate copolymers, VA/crotonates/vinyl neodecanoate copolymers, VA/Crotonates copolymers, sodium polystyrene sulfonates, polyurethane-14 (and) AMP-Acrylates copolymers, acrylates/octylacrylamide copolymers, acrylates/steareth-20 itaconate copolymers, acrylates/ceteth-20 itaconate copolymers and combinations thereof.
In an embodiment of the invention, the optional hair fixative polymer may be present in the hair fixative composition in an amount of about 0.1 to 10% by weight based on total weight of the composition. In a further embodiment, the fixative polymer is present in an amount of about 1 to 10% by weight and in a further embodiment in an amount of about 1 to 7% by weight.
Further optional cosmetically acceptable additives may also include: plasticizers, such as glycols, phthalate esters and glycerine; silicones; emollients, lubricants and penetrants such as lanolin compounds, protein hydrolyzates and other protein derivatives, ethylene oxide adducts, and polyoxyethylene cholesterol; UV absorbers; dyes and other colorants; and, perfumes. Mixtures of these optional additives may also be included. As previously noted, the polymeric binders of this invention show little or no tendency to adversely chemically interact with such additives.
Further optional ingredients can include, but are not limited to, preservatives, colorants, fragrances, viscosity modifiers, vitamins, herbal extracts such as sterols, triterpenes, flavonoids, coumarins, non-glycosidic diterpenes (sterebins) spathulenol, decanoic acid, 8,11,14-ecosatrienoic acid, 2-methyloctadecane, pentacosane, octacosane, stigmasterol, bsitosterol, a- and b-amyrine, lupeol, b-amyrin acetate, and pentacyclic triterpene, include sunscreen actives such as such as a p-methoxycinnamate or an aminobenzoate (UVB absorber) or benzone or an anthranilate (UVA absorber medicaments, moisturizers, anti-itch or anti-dandruff ingredients and the like.
The resulting hair fixative formulations exhibit the characteristics required of such a product. They possess good antistatic properties, adhere well to hair, are easily removed by soapy water or shampoos, allow the hair to be readily recombed, do not yellow on aging, do not become tacky when exposed to high humidities, and have excellent curl retention under high humidity conditions.
The method for preparing the hair fixative compositions of the present invention can be performed in a number of different ways, and depends on the polyglucose polymer used. However, in a further aspect of the invention, the invention provides a nonlimiting method for preparing the hair fixative composition. The method comprises suspending or dissolving the polyglucose polymer in an alcohol based solvent systems, for example comprising one or more C1-C6 alcohols. In an embodiment, the method further includes neutralizing the solution with a neutralizing agent, such as aminomethylpropanol. In an embodiment, the one or more alcohols may comprise ethanol in combination with isopropanol or n-propanol, optionally in a weight ratio of about 80:20 to about 20:80 ethanol to isopropanol. In yet another embodiment, optionally, the method further includes the step of adding propellant to the composition. In a further optional step, the method may also include adding water to the composition either before, during or after suspending the polyglucose polymer in the alcohol or after the neutralizing step.
In an embodiment, the polyglucose polymers of the present invention are suitable for use in hair fixative compositions, such as hair sprays, mousses or gels.
The following examples are intended to exemplify the present invention but are not intended to limit the scope of the invention in any way. The breadth and scope of the invention are to be limited solely by the claims appended hereto.
Examples
General Synthesis Method for Polyglucose Polymers
Starch Acetate (or Propionate) Succinate Octenyl Succinate Polymers
A reaction vessel equipped with an agitator and condenser kept under nitrogen atmosphere and immersed in an oil bath for heating was charged with specified amount of (see Table 2) starch, acetic acid, sodium acetate (or sodium hydroxide) and acetic anhydride (or propionic anhydride). The amount of acetic (or propionic) anhydride was adjusted to take care of the moisture level generally present in the starch. The mixture was heated to 125-130° C. under stirring until the reaction showed completion as monitored by IR for the disappearance of the anhydride peak. Once all the acetic (or propionic) anhydride was reacted, the reaction mixture was cooled to about 100-110° C., OSA was added and the stirring continued at 110-115° C. until the reaction showed completion as monitored by IR for the disappearance of the anhydride peak due to OSA. Succinic anhydride was then added to the reaction mixture and the stirring was continued at 110-115° C. until all the succinic anhydride reacted as monitored by IR. The reaction mixture was then cooled to 70° C. and then poured to a vigorously stirred water (about 5 times the weight of the reaction mixture) at ambient temperature. After stirring for 30 min., the solid separated was filtered, washed with water until all the residual acetic acid was washed off and dried in oven at 45° C. overnight to give solid product.
Several other starch acetate (or propionate) succinate octenyl succinate using different starch source were prepared using essentially the same procedure mentioned above but using different quantities of raw-materials as detailed in Table 2 (Examples 1-13 and 16-26)
Starch Acetate Octenyl Succinate Phthalate Polymers
These were made using essentially the same procedure as described above, except that after all the acetic anhydride was reacted, specified amount of phthalic anhydride was added followed by OSA after 2 hours of addition of phthalic anhydride. Details of the raw-materials to make these products are detailed in Table 2, Examples 14, 15 and 27.
Table 1 summarizes the various Examples of polyglucose polymers synthesized in accordance with the present invention.
TABLE 1
Examples of Polyglucose Polymersa
Compatibility in
DS values (Theoretical)c Acid 80% VOC Spray
Starch Acetic Propionic Succinic Phthalic value ethanol 40% DME Rate
Example # usedb anhydride anhydride anhydride OSA anhydride meq/g systemd systeme g/sec
 1 A 1.62 0 0 0.52 0 1.76 Insoluble
 2 A 1.6 0 1.58 0 0 3.79 Soluble Insoluble
 3 A 0 1.7 1.07 0 0 2.56 Soluble Insoluble
 4 A 2.19 0 1.05 0 0 2.70 Soluble Insoluble
 5 A 2.19 0 0.63 0 0 1.92 Soluble Insoluble
 6 A 2.19 0 0.42 0.21 0 2.20 Soluble Soluble 0.80
 7 A 2.19 0 0.21 0.42 0 2.28 Soluble Soluble 0.83
 8 A 2.19 0 0 0.63 0 2.04 Soluble Soluble 0.76
 9 A 2.19 0 0.32 0.32 0 1.98 Soluble Soluble 0.89
10 A 2.19 0 0.32 0.52 0 2.52 Soluble Soluble 0.86
11f A 2.19 0 0.21 0.42 0 2.02 Soluble Soluble 0.84
12f A 2.19 0 0.21 0.52 0 2.34 Soluble Soluble 0.79
13f A 2.19 0 0.32 0.32 0 1.94 Soluble Soluble 0.78
14 A 2.1 0 0 0 0.6 1.55 Soluble Insoluble
15 A 2.1 0 0 0.3 0.4 2.80 Soluble Soluble 0.71
16 A 2.1 0 0 0.2 0.5 2.67 Soluble Soluble 0.79
17 B 1.8 0 1.54 0 0 3.72 Soluble Insoluble
18 B 0 1.8 1.54 0 0 2.66 Insoluble
19 B 0 1.84 1.05 0 0 2.36 Soluble Insoluble
20 B 2.32 0 0.41 0.2 0 2.24 Soluble Soluble 0.79
21 B 2.32 0 0.2 0.41 0 2.24 Soluble Soluble 0.80
22f C 1.6 0 0 0.6 0 1.97 Insoluble
23f C 2.18 0 0.21 0.42 0 2.08 Insoluble
24f C 2.18 0 0.21 0.52 0 2.03 Soluble Soluble 0.69
25f C 1.89 0 0.21 0.52 0 2.14 Soluble Soluble 0.62
26f C 1.89 0 0.32 0.52 0 2.38 Soluble Soluble 0.74
27 C 2.1 0 0 0 0.6 1.99 Soluble Insoluble
aUnless otherwise mentioned, all reactions were carried out using sodium acetate as catalyst.
bA = Glucidex 1, a potato based maltodextrin from Roquette with DE 5 max;
B = Glucidex-2, a waxy maize based maltodextrin from Roquette with DE 5 max;
C = Star Dri-1, a waxy maize based maltodextrin from Tate & Lyle with DE 1.
cAmount of anhydride used to give the theoretically calculated Degree of Substation (DS) values on starch. The actual DS values obtained were not measured.
dCompatibility of 3.5 wt % polymer in 80:20 wt % ethanol:water with 90% neutralization level using AMP at ambient temp.
eCompatibility of 3.5 wt % polymer in 80% VOC ethanol system with 40% DME at ambient temp.
fUsing NaOH instead of NaOAc as catalyst.
TABLE 2
Details of the raw-materials used to make the Polyglucose polymersa
Example Acetic Sodium Acetic Propionic Succinic Phthalic
No. Starch Acid Acetateb anhydride anhydride Anhydride OSA anhydride
 1 30 45 12.1 37.7 0 0 19.4 0
 2 29.5 41 11.2 37.1 0 27.3 0 0
 3 19.1 19  7.2 0 30.6 11.8 0 0
 4 32.4 32 12.3 51 0 20 0 0
 5 32.4 32 12.3 51 0 12 0 0
 6 32.2 32 12.3 51 0 8 8.4 0
 7 32.4 32 12.3 51 0 4 16.8 0
 8 32.4 32 12.3 51 0 0 26.2 0
 9 64.8 64 24.6 102 0 12 25.2 0
10 64.8 64 24.6 102 0 12 42 0
11 64.8 30  6c 117.3 0 8 33.6 0
12 64.8 30  6c 117.3 0 8 42 0
13 64.8 30  6c 117.3 0 12 25.2 0
14 50.7 30  7.4 76.3 0 0 0 26.6
15 50.7 30  7.4 76.3 0 0 18.9 17.8
16 50.7 30  7.4 76.3 0 0 12.6 22.2
17 32.4 45 12.3 40.8 0 30 0 0
18 32.4 32 12.3 0 52 30 0 0
19 19.1 19  7.2 0 31.2 11.8 0 0
20 32.4 32 12.3 51 0 8 8.4 0
21 32.4 32 12.3 51 0 4 16.8 0
22 64.8 36  6c 94.5 0 0 48.1 0
23 64.8 30  6c 117.3 0 8 33.6 0
24 64.8 30  6c 117.3 0 8 42 0
25 64.8 20  6c 106.1 0 8 42 0
26 64.8 20  6c 106.1 0 12 42 0
27 51.6 80  7.4 81.5 0 0 0 26.6
aWeights shown are in grams.
bUnless otherwise mentioned, sodium acetate was used as a catalyst.
cSodium hydroxide was used as a catalyst instead of sodium acetate.
A. Subjective Test Procedures
Subjective evaluations as provided in the Examples comparing AMPHOMER® polymer, each using 3.5 wt % of the polymers using 80 wt % VOC ethanol-water and 40 wt % DME or as otherwise identified using statistical design method at 95% confidence level were conducted. The results of the Subjective Evaluations conducted are reported in the Tables that follow as indicated.
The following procedures were used to conduct the evaluations of the subjective performance of the polyglucose polymers of the present invention.
Gloss:
Gently handle the swatches so as not to break the films. Visually inspect the swatches to determine which has more shine/gloss.
Stiffness:
Gently handle swatches and feel for differences in stiffness. Using two fingers, hold the middle of the swatch in a horizontal position—does one bend more than the other? Choose the one that is more rigid.
Spring:
While holding the swatch in one hand, gently pull on an edge with the other hand three times only. Look for spring back, and bounce. The more elastic the better the Spring.
Webbing:
While holding the swatch in both hands, gently pull outward on the edges approx. 4″. (Do this three times only to avoid damage to the bonds. If the bonds are destroyed then the dry combing may appear to be easier to comb). The more net like the better the Webbing.
Dry Comb:
Comb through each swatch (5) times and evaluate ease of combing. Choose the one that combs more easily.
Flake:
Visually inspect both swatches after combing. Check the teeth of the comb for flake accumulation. Holding the swatch at the bound end run your fingernail down the length of the tress then inspect. Choose the one with more flakes.
Anti-Stat:
Holding swatch at bound end comb through vigorously 10 times then evaluate for extent of fly aways generated. Choose the one with more fly aways.
Feel:
Handle swatches and determine preference. Choose the one that feels more silky/cleaner.
TABLE 3
Subjective evaluationa of the Polyglucose Polymers of Examples 6-16,
20, 21 and 24-26 compared to AMPHOMER ® polymer using 3.5
wt % polymer using 80% VOC ethanol-water and 40% DME at 95% confidence level
Example Dry
No. Gloss Stiffness Spring Webbing comb Flake Antistat Feel
Glucidex-1 based polymers
 6 = = = = = +
 7 = = = = = =
 8 = = = = =
 9 = = = + + + =
10 = = = = = = = =
11 = = = = =
12 = + + = +
13 = = = = = + +
15b = = = =
15c = = + = + =
16b = = + = =
16c = = = + =
Glucidex-2 based polymers
20 = = = + = = +
21 = = + = = =
Star Dri-1 based polymers
24 = = + = +
25 = = = = + =
26 = = = = = + =
aUnless otherwise mentioned, all polymers were neutralized to 90% level using AMP.
b100% neutralized.
c70% neutralized.
= not statistically different;
+ superior;
− inferior
Based on the results shown in Table 3, all samples were considered to provide adequate subjective performance to warrant further testing of objective performance.
TABLE 10
Shampoo removability of representative starch polymers as compared to
AMPHOMER ® polymer
Stiffness after Flake after Dry feel after
Sample shampooing shampooing shampooing
Example 17 + + +
Example 20 + = =
= not statistically different;
+ superior;
− inferior
Based on the subjective test results shown in Table 10, all samples were considered to provide overall statistically superior shampoo removability compared to AMPHOMER® polymer.
B. Determination of Spray Rate
Materials/Equipment:
Vented fume hood
Safety glasses
Top loading balance (0.01 gram accuracy)
Seconds' timer
PROCEDURE: Run In Duplicate
AEROSOL HAIR SPRAY
1 Weigh can of hair spray and record weight.
2 Place can in fume hood. Using constant pressure, depress actuator for ten seconds.
3 Re-weigh can and record weight.
Calculation: Initial Weight−Weight After Spraying=grams/second
Note: if duplicates do not agree to within 0.03 g/sec, repeat procedure
Non-Aerosol Hair Spray
1 Weigh pump bottle of hair spray and record weight.
2 Place bottle in fume hood. Consistently and completely, depress the actuator ten times (“bursts”).
3 Re-weigh pump bottle and record weight.
Calculation: Initial Weight−Weight After Spraying=grams/“burst”
Note: if duplicates do not agree to within 0.03 g/“burst”, repeat procedure
Valve Specification (procured from a company called Aptar)
Product VX-81
Body: VX Barbed 0.013 NOVT ARIAN
Stem: VX80 0.343 FC 1×0.013 ORIFICE
GASKET: VX 0.045 BUTYL CODE 501
SPRING: VS STAINLESS STEEL 0.018 OPEN C
CUP: HIPRO BNA PGFR GSK AL EP T/B D
TUBE: 0.122 ID
TUBE LENGTH: 09 00/16″
Actuator Specification (from Aptar)
REF NO: XL002838
PRODUCT: XL200 SHIP OUT
LABNUM: XL200 VX MISTY TAP 0.023 MISTY
BUTTON: VX XL 200 MISTY TAP WHITE
INSERT: 0.023 MISTY BLACK
C. Procedure for Determining High Humidity Curl Retention (HHCR)
The following procedures were used to conduct the evaluations of the objective performance of the polyglucose polymers of the present invention as determined by high humidity curl retention. The high humidity curl retention properties of hair styling compositions including polyglucose polymers of the present invention were measured. The tests were each conducted at 72° F. (22° C.) and 90% Relative Humidity over a period of 24 hours. The tests were performed on 10″ long×2-gram swatches of European virgin brown hair (9 replicate swatches per sample). Curl retention testing is run in a humidity chamber set at 70° F./90% Relative Humidity for a total of 24 hours. Readings for % Curl Retention are read and recorded at time intervals of 15, 30, 60, 90 min, 2, 3, 4, 5, and 24 hrs. The hair styling compositions were tested according to the following procedures:
    • 1. Wet hair swatch, comb through to remove tangles and squeeze out excess water (run swatch between thumb and index finger).
    • 2. Apply sample to swatch, gently “work into” swatch and comb through.
    • 3. Roll swatch on ½″ diameter Teflon mandrel. Carefully remove rolled swatch from mandrel and secure with two hair clips.
    • 4. Place curls on tray and dry in oven overnight.
    • 5. Remove dried curls from oven and let cool to room temperature.
    • 6. Suspend curls, from bound end of swatch, on graduated clear, transparent curl retention boards.
    • 7. Remove clips from curls and gently unwind with glass rod making sure to “break” the curl.
    • 8. Take initial curl length readings before placing boards and curls into environmental chamber (70° F., 90% relative humidity).
    • 9. Record curl lengths at the 15, 30, 60, 90, 2, 3, 4, 5, and hour time intervals.
    • 10. At conclusion of test, remove boards and curls from chamber.
    • 11. Clean used hair swatches.
    • 12. Calculate % Curl Retention and comparison of samples.
      The Samples were prepared as follows:
HHCR was run in a constant temperature and humidity chamber. Curls were rolled on a mandrel and allowed to dry overnight. The curls were then sprayed with the polymer solutions (3.5 wt % polymer using 80% VOC ethanol-water and 40% DME) and allowed to dry. Then the curls were hung on a board placed in the oven and the percent of curl loss was tracked over 24 hrs.
The high humidity curl retention properties of hair styling compositions including polyglucose polymers of the present invention according to the Examples as shown in the following Tables as indicated were measured and compared to the use of AMPHOMER® polymer in the same hair styling composition.
TABLE 4
HHCR results of Glucidex-1 based starch acetate succinate octenyl
succinates of Examples 6-10 made using NaOAc as catalyst
(using 3.5 wt % polymer) at 90% neutralization level compared
to AMPHOMER ® polymer using 3.5% polymer using 80%
VOC ethanol-water and 40% DME at 95% confidence level
Example No. 5 hrs 24 hrs
Example 6 82 (=) 82 (=)
Example 7 82 (=) 80 (=)
Example 8 83 (=) 81 (=)
Example 9 81 (=) 78 (=)
Example 10 73 (=) 71 (=)
Amphomer 76 74
= not statistically different;
+ superior;
− inferior
As shown in Table 4, all Examples provided statistically equal HHCR performance compared to AMPHOMER® polymer.
TABLE 5
HHCR results of Glucidex-1 based starch acetate succinate octenyl
succinates of Examples 11-13 made using NaOH as catalyst
(using 3.5 wt % polymer) at 90% neutralization level compared
to AMPHOMER ® polymer using 3.5% polymer using
80% VOC ethanol-water and 40% DME at 95% confidence level
Example No. 5 hrs 24 hrs
Example 11 71 (=) 67 (=)
Example 12 79 (=) 72 (=)
Example 13 72 (=) 70 (=)
Amphomer 72 66
= not statistically different;
+ superior;
− inferior
As shown in Table 5, all Examples provided statistically equal HHCR performance compared to AMPHOMER® polymer.
TABLE 6
HHCR results of Glucidex-1 based starch acetate phthalate octenyl
succinates of Examples 15 and 16 made using NaOAc as catalyst
(using 4 wt % polymer) compared to AMPHOMER ® polymer
using 4.0% polymer using 80% VOC ethanol-water and 40% DME
at 95% confidence level
Example No. 5 hrs 24 hrs
15a 31 (−) 22 (−)
15b 84 (=) 83 (=)
16a 31 (−) 25 (−)
16b 83 (=) 81 (=)
Amphomer 90 89
aPolymer was neutralized to 100% level using AMP;
b70% neutralized.
= not statistically different;
+ superior;
− inferior
As shown in Table 6, the Examples having 70% neutralization provided statistically equal HHCR performance compared to AMPHOMER® polymer. On the other hand, the Examples having 100% neutralization had poor HHCR performance.
TABLE 7
HHCR results of Glucidex-2 based starch acetate succinate octenyl
succinates of Examples 20 and 21 (using 3.5 wt % polymer) at 90%
neutralization level at 90% neutralization level compared to
AMPHOMER ® using 3.5% polymer using 80% VOC
ethanol-water and 40% DME at 95% confidence level
Example No. 5 hrs 24 hrs
Example 20 30 (−) 19 (−)
Example 21 64 (=) 56 (−)
Amphomer 76 74
= not statistically different;
+ superior;
− inferior
As shown in Table 7, Example 20 had poor HHCR performance compared to AMPHOMER® polymer at 5 hrs, while Examples 20 and 21 each had poor HHCR performance compared to AMPHOMER® polymer at 24 hrs.
TABLE 8
HHCR results of Star Dri-1 based starch acetate succinate octenyl
succinates of Examples 24-26 (using 3.5 wt % polymer) at 90%
neutralization level compared to AMPHOMER ® polymer
using 3.5% polymer using 80% VOC ethanol-water and
40% DME at 95% confidence level
Example No. 5 hrs 24 hrs
Example 24 52 (−) 45 (−)
Example 25 52 (−) 48 (−)
Example 26 66 (=) 63 (=)
Amphomer 71 69
As shown in Table 8, Examples 24 and 25 provided poor HHCR performance compared to AMPHOMER® polymer, while Example 26 provided performance statistically equal to AMPHOMER® polymer.
All documents cited in the Detailed Description of the Invention are, in relevant part, incorporated herein by reference; the citation of any document is not to be construed as an admission that it is prior art with respect to the present invention.
While particular embodiments of the present invention have been illustrated and described herein, the invention is not intended to be limited to the details shown. Rather, various modifications may be made in the details within the range and scope of equivalents of the claims and without departing from the spirit and scope of the invention.

Claims (13)

I claim:
1. A hair fixative composition comprising:
(a) at least one carboxylated starch ester based polyglucose polymer having the following structure (I):
Figure US11135148-20211005-C00002
wherein R═H, RH or RA or combinations thereof, wherein at least one R is RA and wherein RH is —CO—R1, wherein R1 is a C1-C3 alkyl group; and RA is (a) —CO—CH2—CH(R2)—COOH, wherein R2═H or a C6-C18 alkenyl group, or b) —CO—CH═CH—COOH, or c) —CO—CH—C(═CH2)—COOH, or d) —CO—C6H4—COOH, or e) —CO—C6H8—COOH; and wherein n=10-150;
said at least one carboxylated starch ester based polyglucose polymer being obtained by reacting:
(a)(i) at least one starch selected from the group consisting of maltodextrins;
(a)(ii) at least one acyclic anhydride; and
(a)(iii) at least two cyclic anhydrides;
(b) an alcohol based solvent system, wherein the alcohol based solvent system comprises at least one C1-C6 straight or branched chain alcohol or mixtures thereof; and
(c) at least one cosmetically acceptable additive;
wherein the at least one carboxylated starch ester based polyglucose polymer (a) is from about 1 to about 10 wt % soluble in the alcohol based solvent system (b).
2. The hair fixative composition of claim 1, wherein the maltodextrin has a dextrose equivalent from 1 to 25.
3. The hair fixative composition of claim 1, wherein the at least one acyclic anhydride is selected from the group consisting of acetic anhydride, propionic anhydride, butyric anhydride, and mixtures thereof.
4. The hair fixative composition of claim 1, wherein the starch is a potato or corn maltodextrin having a dextrose equivalent of about 5 or more, wherein the at least one acyclic anhydride is selected from the group consisting of acetic anhydride, propionic anhydride, butyric anhydride, and mixtures thereof, and wherein the at least two cyclic anhydrides are selected from the group consisting of succinic anhydride, alkenyl succinic anhydrides, maleic anhydride, itaconic anhydride, phthalic anhydride, and tetrahydrophthalic anhydride.
5. The hair fixative composition of claim 1, wherein said solvent system (b) comprises at least of 80% alcohol.
6. The hair fixative composition of claim 1, wherein the alcohol based solvent system of (b) further comprises water, one or more propellants, or one or more non-alcohol, non-aqueous solvents, or mixtures thereof.
7. The hair fixative composition according to claim 1, wherein the alcohol based solvent system comprises ethanol and water.
8. The hair fixative composition according to claim 7, which further comprises dimethyl ether.
9. The hair fixative composition of claim 1, wherein the at least one carboxylated starch ester based polyglucose polymer is present in the hair fixative composition in an amount from 1 weight percent to 10 weight percent, based on the weight of the hair fixative composition.
10. The hair fixative composition of claim 1, wherein the at least one carboxylated starch ester based polyglucose polymer is at least 50% neutralized.
11. The hair fixative composition of claim 1, wherein the at least one cosmetically acceptable additive of (c) is selected from the group consisting of one or more hair fixative polymers, plasticizers, UV absorbers, dyes, perfumes, preservatives, viscosity modifiers, vitamins, sunscreen actives, moisturizers, anti-itch or anti-dandruff ingredients, and mixtures thereof.
12. The hair fixative composition of claim 1, wherein the hair fixative composition is an aerosol hairspray or a non-aerosol hairspray.
13. A method of preparing a hair fixative composition of claim 1, said method comprising:
(a) reacting the at least one starch with the at least one acyclic anhydride to form at least one starch ester;
(b) reacting the at least one starch ester with the at least two cyclic anhydrides to form the at least one carboxylated starch ester based polyglucose polymer;
(c) dissolving or suspending the resulting at least one carboxylated starch ester based polyglucose polymer in the alcohol based solvent system;
(d) optionally neutralizing the at least one carboxylated starch ester polyglucose polymer; and
(e) adding at least one cosmetically acceptable additive.
US15/100,675 2013-12-20 2014-12-17 Hair fixatives including starch ester based polyglucose polymers Active US11135148B2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
US15/100,675 US11135148B2 (en) 2013-12-20 2014-12-17 Hair fixatives including starch ester based polyglucose polymers

Applications Claiming Priority (6)

Application Number Priority Date Filing Date Title
US201361919066P 2013-12-20 2013-12-20
EP14155145.7 2014-02-14
EP14155145 2014-02-14
EP14155145 2014-02-14
US15/100,675 US11135148B2 (en) 2013-12-20 2014-12-17 Hair fixatives including starch ester based polyglucose polymers
PCT/EP2014/078227 WO2015091650A1 (en) 2013-12-20 2014-12-17 Hair fixatives including starch ester based polyglucose polymers

Publications (2)

Publication Number Publication Date
US20160296454A1 US20160296454A1 (en) 2016-10-13
US11135148B2 true US11135148B2 (en) 2021-10-05

Family

ID=50073087

Family Applications (1)

Application Number Title Priority Date Filing Date
US15/100,675 Active US11135148B2 (en) 2013-12-20 2014-12-17 Hair fixatives including starch ester based polyglucose polymers

Country Status (7)

Country Link
US (1) US11135148B2 (en)
EP (1) EP3082965A1 (en)
JP (1) JP6404930B2 (en)
KR (1) KR20160098308A (en)
CN (1) CN105828880A (en)
AU (1) AU2014368768B2 (en)
WO (1) WO2015091650A1 (en)

Cited By (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2023247793A1 (en) 2022-06-24 2023-12-28 Nouryon Chemicals International B.V. Polyvinyl alcohol film-forming polymers for alcohol-based hair fixing formulations and methods of using same
WO2024042237A1 (en) 2022-08-26 2024-02-29 Nouryon Chemicals International B.V. Polyester film-forming polymers for alcohol-based sunscreen formulations

Families Citing this family (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
KR20220080105A (en) * 2019-09-12 2022-06-14 카아길, 인코포레이팃드 Modified starch for home and personal care
CN112022742A (en) * 2020-08-12 2020-12-04 澳宝化妆品(惠州)有限公司 Transparent and high-stability hair styling composition and preparation method thereof

Citations (20)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
GB810306A (en) 1954-10-20 1959-03-11 Upjohn Co Acid esters of starch
US3790664A (en) * 1970-10-16 1974-02-05 Gillette Co Film-forming organic polymer-modified starch material hair setting composition
US4011392A (en) * 1975-09-02 1977-03-08 The Sherwin-Williams Company Mixed starch esters and the use thereof
US4061611A (en) * 1976-09-22 1977-12-06 The Sherwin-Williams Company Aqueous compositions containing starch ester dispersants
US4225476A (en) 1976-05-14 1980-09-30 E. I. Du Pont De Nemours And Company Adhesive blend of wood rosin and thermoplastic graft copolymer
US5789570A (en) * 1994-11-30 1998-08-04 Degussa Aktiengesellschaft Swellable starch ester and methods of its production and use
EP0948958A2 (en) 1998-04-09 1999-10-13 National Starch and Chemical Investment Holding Corporation Non-ionically derivatized starches and their use in aerosol hair fixative compositions
FR2778559A1 (en) 1998-05-18 1999-11-19 Oreal COSMETIC COMPOSITION COMPRISING AT LEAST ONE CELLULOSE ESTER OF THE PHTHALATE, ACETOPHTHALATE OR ACETOTRIMELLITATE TYPE OF CELLULOSE
JPH11322552A (en) 1998-04-09 1999-11-24 Natl Starch & Chem Investment Holding Corp Nonion-derivatized starch and its use in hair cosmetic composition of non-aerosol or low volatile organic compound
US6001473A (en) * 1997-12-30 1999-12-14 National Starch And Chemical Investment Holding Corporation Starch ester release coatings
US20010007655A1 (en) 1998-04-09 2001-07-12 Charles W. Paul Aerosol hair cosmetic compositions containing non-ionically derivatized starches
US6413505B1 (en) 1998-04-09 2002-07-02 Nationa L Starch And Chemical Investment Holding Corporation Nonionically derivatized starches and their use in non-aerosol, low VOC hair cosmetic compositions
US6800675B1 (en) * 1999-10-19 2004-10-05 Südzucker Aktiengesellschaft Mannheim/Ochsenfurt Emulsion polymerization method
US20080146792A1 (en) * 2006-12-18 2008-06-19 Linfu Wang Starch esters, methods of making same, and articles made therefrom
EP1949885A1 (en) 2006-12-13 2008-07-30 KPSS-Kao Professional Salon Services GmbH Aerosol hair styling composition comprising natural starch
US7517924B1 (en) * 1992-10-07 2009-04-14 Japan Corn Starch Co., Ltd. Starch ester blends with linear polyesters
US20100029928A1 (en) * 2005-07-12 2010-02-04 Hendrik Jan De Vries Emulsifier
US20110064678A1 (en) * 2006-09-27 2011-03-17 Henkel Ag & Co. Kgaa Styling agents giving a high degree of hold
CN102206288A (en) 2011-04-26 2011-10-05 华南理工大学 Method for preparing acetic acid esterified modified dextrin and crosslinking acetic acid esterified composite modified dextrin
US20120258052A1 (en) * 2009-12-18 2012-10-11 Burkhard Mueller Aerosol comprising a starch compound and a (c8 to c20) monocarboxylic acid compound

Patent Citations (23)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
GB810306A (en) 1954-10-20 1959-03-11 Upjohn Co Acid esters of starch
US3790664A (en) * 1970-10-16 1974-02-05 Gillette Co Film-forming organic polymer-modified starch material hair setting composition
US4011392A (en) * 1975-09-02 1977-03-08 The Sherwin-Williams Company Mixed starch esters and the use thereof
US4225476A (en) 1976-05-14 1980-09-30 E. I. Du Pont De Nemours And Company Adhesive blend of wood rosin and thermoplastic graft copolymer
US4061611A (en) * 1976-09-22 1977-12-06 The Sherwin-Williams Company Aqueous compositions containing starch ester dispersants
US7517924B1 (en) * 1992-10-07 2009-04-14 Japan Corn Starch Co., Ltd. Starch ester blends with linear polyesters
US5789570A (en) * 1994-11-30 1998-08-04 Degussa Aktiengesellschaft Swellable starch ester and methods of its production and use
US6001473A (en) * 1997-12-30 1999-12-14 National Starch And Chemical Investment Holding Corporation Starch ester release coatings
JPH11335247A (en) 1998-04-09 1999-12-07 Natl Starch & Chem Investment Holding Corp Nonionically derivatized starch and its use in aerosol cosmetic composition
EP0948958A2 (en) 1998-04-09 1999-10-13 National Starch and Chemical Investment Holding Corporation Non-ionically derivatized starches and their use in aerosol hair fixative compositions
JPH11322552A (en) 1998-04-09 1999-11-24 Natl Starch & Chem Investment Holding Corp Nonion-derivatized starch and its use in hair cosmetic composition of non-aerosol or low volatile organic compound
CN1234225A (en) 1998-04-09 1999-11-10 国家淀粉及化学投资控股公司 Non-ionic derived starch and use in airosol type hair-beauty composition
US20010007655A1 (en) 1998-04-09 2001-07-12 Charles W. Paul Aerosol hair cosmetic compositions containing non-ionically derivatized starches
US6344183B2 (en) * 1998-04-09 2002-02-05 National Starch And Chemical Investment Holding Corporation Aerosol hair cosmetic compositions containing non-ionically derivatized starches
US6413505B1 (en) 1998-04-09 2002-07-02 Nationa L Starch And Chemical Investment Holding Corporation Nonionically derivatized starches and their use in non-aerosol, low VOC hair cosmetic compositions
FR2778559A1 (en) 1998-05-18 1999-11-19 Oreal COSMETIC COMPOSITION COMPRISING AT LEAST ONE CELLULOSE ESTER OF THE PHTHALATE, ACETOPHTHALATE OR ACETOTRIMELLITATE TYPE OF CELLULOSE
US6800675B1 (en) * 1999-10-19 2004-10-05 Südzucker Aktiengesellschaft Mannheim/Ochsenfurt Emulsion polymerization method
US20100029928A1 (en) * 2005-07-12 2010-02-04 Hendrik Jan De Vries Emulsifier
US20110064678A1 (en) * 2006-09-27 2011-03-17 Henkel Ag & Co. Kgaa Styling agents giving a high degree of hold
EP1949885A1 (en) 2006-12-13 2008-07-30 KPSS-Kao Professional Salon Services GmbH Aerosol hair styling composition comprising natural starch
US20080146792A1 (en) * 2006-12-18 2008-06-19 Linfu Wang Starch esters, methods of making same, and articles made therefrom
US20120258052A1 (en) * 2009-12-18 2012-10-11 Burkhard Mueller Aerosol comprising a starch compound and a (c8 to c20) monocarboxylic acid compound
CN102206288A (en) 2011-04-26 2011-10-05 华南理工大学 Method for preparing acetic acid esterified modified dextrin and crosslinking acetic acid esterified composite modified dextrin

Non-Patent Citations (11)

* Cited by examiner, † Cited by third party
Title
Ackar et al. Starch Modification by Organic Acids and Their Derivatives: Review . Molecules 2015, 20:19554-19570. (Year: 2015). *
Communication pursuant to Article 94(3) EPC issued in counterpart EP Application No. 14 821 139.4 dated Oct. 2, 2018.
DATABASE GNPD [online] MINTEL; 1 November 2010 (2010-11-01), "Nourisihing Conditioner", XP002723845
European Search Report for EP 14155145.7, dated May 23, 2014.
International Search Report and Written Opinion for PCT/EP2014/078227, dated May 20, 2015.
O.N.A. Investigación, Database Mintel GNPD [Online], Nourishing Conditioner, Nov. 1, 2010, Database Record ID. 1431176, Product Information: Ingredients, 3 pgs., XP-002723845.
Product Specification Sheet, GLUCIDEX® 1, obtained on the website roquette.com, pp. 1-2, revised Jan. 22, 2019.
Product Specification Sheet, GLUCIDEX® 2, obtained on the website roquette.com, pp. 1-2, revised Jul. 5, 2018.
Specification Sheet, STAR-DRI® 1, obtained on the website tateandlyle.com, pp. 1-6, revised Apr. 20, 2018.
Sweedman et al. Structure and physicochemical properties of octenyl succinic anhydride modified starches: A review. Carbohydrate Polymers (2013) 92:905-920 (online Sep. 29, 2012). (Year: 2013). *
Tomasik et al. Chemical Modification of Starch. Advances in Carbohydrate Chemistry and Biochemistry (2004) vol. 59:175-403. (Year: 2004). *

Cited By (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2023247793A1 (en) 2022-06-24 2023-12-28 Nouryon Chemicals International B.V. Polyvinyl alcohol film-forming polymers for alcohol-based hair fixing formulations and methods of using same
WO2023247794A1 (en) 2022-06-24 2023-12-28 Nouryon Chemicals International B.V. Polyvinyl alcohol film-forming polymers for alcohol-based sunscreen formulations and methods of using same
WO2024042237A1 (en) 2022-08-26 2024-02-29 Nouryon Chemicals International B.V. Polyester film-forming polymers for alcohol-based sunscreen formulations

Also Published As

Publication number Publication date
JP2017505757A (en) 2017-02-23
US20160296454A1 (en) 2016-10-13
CN105828880A (en) 2016-08-03
JP6404930B2 (en) 2018-10-17
AU2014368768A1 (en) 2016-06-09
EP3082965A1 (en) 2016-10-26
AU2014368768B2 (en) 2020-03-26
WO2015091650A1 (en) 2015-06-25
KR20160098308A (en) 2016-08-18

Similar Documents

Publication Publication Date Title
US20140219927A1 (en) Hair Fixative Compositions
US10016352B2 (en) Hair fixatives including cellulose ether based polyglucose polymers
ES2710213T3 (en) A polymer suitable for use in hair conditioning
US11135148B2 (en) Hair fixatives including starch ester based polyglucose polymers
RU2700697C1 (en) Hair fixers including poly-glucose polymers based on starch esters
JPH09502456A (en) Hair hardener
US10335359B2 (en) Hair fixatives including cellulose ester based polyglucose polymers
EP4543412A1 (en) Polyvinyl alcohol film-forming polymers for alcohol-based hair fixing formulations and methods of using same
US20150320666A1 (en) Hair Fixative Compositions

Legal Events

Date Code Title Description
AS Assignment

Owner name: AKZO NOBEL CHEMICALS INTERNATIONAL B.V., NETHERLANDS

Free format text: ASSIGNMENT OF ASSIGNORS INTEREST;ASSIGNOR:BEVINAKATTI, HANAMANTHSA;REEL/FRAME:038760/0734

Effective date: 20160427

Owner name: AKZO NOBEL CHEMICALS INTERNATIONAL B.V., NETHERLAN

Free format text: ASSIGNMENT OF ASSIGNORS INTEREST;ASSIGNOR:BEVINAKATTI, HANAMANTHSA;REEL/FRAME:038760/0734

Effective date: 20160427

AS Assignment

Owner name: WILMINGTON TRUST (LONDON) LIMITED, AS COLLATERAL AGENT, ENGLAND

Free format text: SECURITY INTEREST;ASSIGNORS:STARFRUIT US MERGER SUB 1 LLC;STARFRUIT US MERGER SUB 2 LLC;AKZO NOBEL SURFACE CHEMISTRY LLC;AND OTHERS;REEL/FRAME:047231/0001

Effective date: 20181001

Owner name: WILMINGTON TRUST (LONDON) LIMITED, AS COLLATERAL A

Free format text: SECURITY INTEREST;ASSIGNORS:STARFRUIT US MERGER SUB 1 LLC;STARFRUIT US MERGER SUB 2 LLC;AKZO NOBEL SURFACE CHEMISTRY LLC;AND OTHERS;REEL/FRAME:047231/0001

Effective date: 20181001

STPP Information on status: patent application and granting procedure in general

Free format text: NON FINAL ACTION MAILED

STPP Information on status: patent application and granting procedure in general

Free format text: RESPONSE TO NON-FINAL OFFICE ACTION ENTERED AND FORWARDED TO EXAMINER

STPP Information on status: patent application and granting procedure in general

Free format text: FINAL REJECTION MAILED

AS Assignment

Owner name: NOURYON CHEMICALS INTERNATIONAL B.V., NETHERLANDS

Free format text: CHANGE OF NAME;ASSIGNOR:AKZO NOBEL CHEMICALS INTERNATIONAL B.V.;REEL/FRAME:050426/0671

Effective date: 20190601

STPP Information on status: patent application and granting procedure in general

Free format text: DOCKETED NEW CASE - READY FOR EXAMINATION

STPP Information on status: patent application and granting procedure in general

Free format text: NON FINAL ACTION MAILED

STPP Information on status: patent application and granting procedure in general

Free format text: FINAL REJECTION MAILED

STPP Information on status: patent application and granting procedure in general

Free format text: RESPONSE AFTER FINAL ACTION FORWARDED TO EXAMINER

STPP Information on status: patent application and granting procedure in general

Free format text: NOTICE OF ALLOWANCE MAILED -- APPLICATION RECEIVED IN OFFICE OF PUBLICATIONS

STPP Information on status: patent application and granting procedure in general

Free format text: PUBLICATIONS -- ISSUE FEE PAYMENT VERIFIED

STCF Information on status: patent grant

Free format text: PATENTED CASE

MAFP Maintenance fee payment

Free format text: PAYMENT OF MAINTENANCE FEE, 4TH YEAR, LARGE ENTITY (ORIGINAL EVENT CODE: M1551); ENTITY STATUS OF PATENT OWNER: LARGE ENTITY

Year of fee payment: 4