TWI223759B - Order centric tracking system and protocol for communications with handheld trading units - Google Patents

Abstract

A computerized method and system for tracking orders implemented on a trading floor exchange is disclosed. The system is order-centric and is configured to route orders to a booth and floor broker in accordance with a symbol associated with the particular security being traded. Floor brokers communicate with the trading system through handheld devices connected to a handheld server via a wireless interface. A specific protocol for communication between the handheld devices and the handheld server is also disclosed.

Description

1223759 A7 Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs 5. Description of the invention (1) Invention collar: The present invention is directed to a situation for allocating, tracking, and reporting a transaction, such as an offender on the New York Stock Exchange. The method and system for ordering and trading executed in China support the use of wireless handheld trading devices used by market brokers on the exchange market. Ben: The Ming further points to a special communication language and protocol used to communicate between those handheld devices and trading systems. ", Relevant Application Statement: This application requires US Provisional Application No. 60 / 157,987, which is pending on October 6, 1999, and is entitled "Based on Extensible Marking Details (XML) Agreement ", under review on October 6, 1999. U.S. Patent Application Serial No. 09 / 413,270, entitled " Order-Based Tracking System, " and U.S. Patent Application Serial No. 09 / No. 413,150 is entitled "Priority of Handheld Trading Interface". The entire contents of these three applications are specifically incorporated herein by reference. BACKGROUND OF THE INVENTION: There are several types of financial markets for buying and selling securities, commodities, and other convertible instruments. An auction market, such as a stock market, is one such financial market. In an auction market, buyers and sellers converge on an exchange market and announce their respective bid prices (bid to buy and ask (receivable selling price). One sale on any particular marketable securities, It will happen when no buyer is willing to pay less than the highest price, and no seller is willing to receive lower than the lowest price. The system of the system makes this more read the note and fill out this page. Standard (CNS) A4 specification (21 × 297 mm) 丄 仏 759, invention description (2 people. Among those competitors on the field, there are experts and market brokers, to ensure that = received from various brokers It is best to bid and ask for price. Go out and take action to ensure that mobile investors (two = people patrol the exchange market) and act as agents to process orders on behalf of the changers (Beiwan and the seller). Price; Bayamt puts an order to buy or sell-specifically there-the typical process starts. Then the salesbill sends the order to the staff of 7 Exchange, which records the parameters of the order, including the order Is a buy or sell order, the symbol of the securities, the quantity 'price, any special conditions related to the clearance, and the time at which the order was placed. The staff member maintains on or near the buying and selling market from the buying and selling organization. Various stall operations 0 —After proper processing, the staff sends the order to the _ market broker to carry out the second-upload, recharge, and the bill is copied and delivered to the market clerk, messenger, and others by the waiter or messenger. On the order voucher, a market broker executes an order, records the executed order on a note, and thereafter, the messenger returns the recorded note to the staff. In addition to buy and sell orders In addition, an investor may request one, wait and see from the market of an exchange. "After a" wait and see "request, a broker records his or her observations in the market about what is happening with a particular securities. The "quotation and wait and see" information recorded by the broker can be particularly sighed by Jiren and what he has observed to change. For example, the "hunt and hope" information may include the latest buyer and seller status, the size of the transaction Price, estimated market gains, a broker comments and any other information according to brokers might want to offer -5 * (Please read the notes and then fill in the back of this page)

It is printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs ^ 23759 V. Description of Invention (3) Once the order reaches the market of the exchange, there is a significant manual part to process an order. Normally, an order will be entered into the computer ^ order processing system of a trading circle. For example, these orders can be entered by a merchant 1 2 0 on a listed table. The order is then sent to an order management system based on the securities listed by the parent. The order is displayed via an order management system application in a trading booth that processes orders for specific securities. An order voucher is then automatically printed at the appropriate booth. After the order is printed, an employee obtains the subpoena and prepares to hand it out, sings a broker, and returns the order in the order management system. The agent, when being roll-call, must return to the booth to obtain a machine-printed voucher and may briefly discuss any special operating instructions with the staff. Or the agent may call the booth to get the necessary information and write it on a piece of paper. A broker must also update the ongoing total of how many shares of a particular marketable securities are to be bought or sold on behalf of a combination of both pending and new orders. After the broker executes all or part of the sale of various orders, the broker must communicate all or some of the purchases to the booth. The broker can communicate the information over the phone, or write the information on a piece of paper and bring it back to the booth. Alternatively, the broker can deliver the paper to the booth via a exchange messenger. Therefore, as will be discovered, a market manager must inevitably interrupt their business by returning to a booth or calling a staff member. This introduces a lack of efficiency in the buying and selling system, and can also cause the broker to be in a position that will be particularly beneficial to the clients of those brokers, a situation of absence in the buying and selling situation. An employee usually records the verbal execution in an online management system, and executes a portion of the purchase or sale of a security in a variety of orders -------- pen (please read the first Please fill in this page for attention) 丨 Order --------- · Printed by the Consumers 'Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs -6- Printed A7 by the Consumers' Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs ^ --- V. Invention Explanation (4) The knife was matched with 0 to whom I bought and sold. I opponents chased after each other, %% they were not attached to the oral communication, and finally arrived at the booth on a piece of paper. This information is usually written by a broker or an expert. The staff proposes those counterparty items in a special position to be collected by an office messenger. Those rival items were then taken to a group of office typists located near the exchange market. Those typists enter information into a firm's trading system. Generally, the opponent's information should be entered within one hour after a sale occurs. Those typists came up with papers containing oral and written information. Keep this paper in your hand for a few days and then archive it. The information entered is used by both the trading firm's system and the exchange's order matching system (OCS). It would be useful to have a system capable of achieving greater order processing efficiency. Orders need to be sent faster to brokers operating on the exchange's marketplace, resulting in more timely customer service. In addition, it is useful to save some order information digitally at the point of sale to reduce expensive typographical errors. It would be even more useful if orders and wait-and-see information could be communicated directly to market brokers via wireless handheld communication devices, thereby eliminating the need for brokers and / or messengers to continuously interrupt sales to visit or call booth staff. In such a wireless system, if a communication protocol modified according to the customer's needs is used to communicate with the handheld device, the protocol supports and simplifies the analysis and processing of the transmitted information, and also reduces the format of the required transmission bandwidth. All necessary types of data communication will be particularly advantageous. Summary of the invention: The above and various other defects in the traditional manual trading system are for the use of this paper size to apply the Chinese National Standard (CNS) A4 specification (21 × 297 mm) I I -I I --- 丨! i —! i order ----! !! '(Please read the precautions on the back before filling out this page) 1223759 A7 B7 V. Description of the invention (5) (Please read the precautions on the back before filling out this page) to track down the implementation on a trading market exchange Orders are processed by order-centric methods and systems. The system is configured to automatically send an order to a suitable booth and a market broker via a wireless handheld device 'according to a symbol associated with the particular securities being traded. In one aspect of the invention, a set of symbols is assigned to a particular securities, and each member of that set of symbols is assigned to a described stall and market broker identification (ID). An order is entered into a computer and associated with a described security symbol. The order is sent to a computer server. The order is sent via a verb server to one of the computerized booth workstations associated with the booth to which the order symbol is assigned. In addition, the order is sent to the login system through the server and the market broker assigned with the order-related symbol identifies one of the handheld devices. In addition, a record of one of the actions related to the order can be sent to the server and stored in a memory of the feeder. This record can also be sent to the booth workstation associated with the booth to which the order symbol is assigned via the shrine server. Usually, each stall station is assigned a unique set of symbols to take advantage of multiple stalls. The set of symbols assigned to a market broker is a unique subset of the set of symbols associated with a stall. Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs According to another aspect of the present invention, the heartbeat signal goes from the handheld device to the server in a predetermined period of time. In a specific embodiment, any communication between the handheld device and the server is sufficient as a heartbeat. In the event that the server does not receive a predetermined number of heartbeats, a market broker can log out of the server automatically. For example, the predetermined number of missed heartbeats could be -8- one

This New Zealand Standard iSffi National Standard (CNS) A4 Specification (210 X 297 male tT 1223759 A7 B7 Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs 5. Description of the Invention (6 In another aspect, an order is made of— The equity of a marketable stock π described by the symbol 'counts the total number of equity in long-term orders related to a specific symbol. In addition, the system can calculate the total number of orders under consideration that meet a threshold price. The order can be Including buyer's order or sell order. The present invention may also include-computerized system to handle orders in a trading exchange. The system may include a computerized booth workstation and a computerized server The handheld computing device linked to the device. The software that works with the computer server can send an order to a special booth workstation in accordance with an order symbol related to the order. In addition, it can follow the order-related order securities The symbol sends the order to a specific handheld computing device. In another aspect, the computerized system can be linked to a computerized order management system and a Brain-based recording workstation. Various communication protocols can be used to communicate with those handheld devices. The best information is compressed according to a protocol based on a special extensible markup language, which has been designed to allow communication to those market brokers. Various messages and data types are easily formatted. The syntax of the messaging protocol is implemented as _ XML file type definitions, which can be stored on one or both of the handheld device and the server. The protocol includes support for wait and see and order processing functions Opcodes for both. In addition, it also supports special functions that are not easily reached using traditional technology. Such functions include easily communicating the last sale price of a group of securities to a broker at a given time, such as The broker has a collection of securities for the Z closed order, and if the order is found to have become erroneous or otherwise should not be completed, immediately cancel the previous via a handheld device —; ----------- ----- ^ --------- ^ (Please read the notes on the back before filling out this page) -9-Printed by the Consumer Consumption Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs 1223759 A7 B7 __ 5. Description of the invention (7) Order given to a broker. Schematic overview: The foregoing and other features of the present invention will be made easier from the following detailed descriptions and schematics of exemplary embodiments of the present invention. Obviously: FIG. 1 is an example of a high-level architecture of a specific embodiment of an order-centric tracking system; FIG. 2 is a flowchart illustrating the order processing steps; FIG. 3 is a flowchart of a heartbeat synchronization program; 4 illustrates an example of a process of allocating stocks to be bought and sold; FIG. 5 is another possible representation of the architecture of an order-centric tracking system according to the present invention; FIG. 6 is an illustration of a handheld device in a buying and selling network A diagram of the example wait-and-see and order request communication process between a server and other components; and Fig. 7-20 is an example sale-related message formatted according to a preferred messaging protocol. Detailed description of the specific embodiment of the threshold: Starting from FIG. 1, an example of a high-level architecture of a specific embodiment of a computer system 100 which is used to track a network connection of an order executed on an exchange market is shown. . A merchant 120 can start an order to be executed on the market of an exchange. The order is entered into an online management system i 3 0. The online management system 130 can send the order to a handheld server (HHS) 113 and to one or more computerized booth workstations 161-163. HHS 113 can route the order to a suitable handheld computing device (HHD) 114-116. -10- _ China National Standard (CNS) A4 Specification (210 X 297 Public Love)-(Please read the precautions on the back before filling this page)

· I_l —Bi 1 i ^ i I ϋ l I ϋ I i-ϋ n I 1223759 A7 B7__ V. Description of the invention (8) (Please read the notes on the back before filling this page) Order-centric trading system 1 0 0 includes a network that connects a computerized handheld server 113 and handheld computing devices 114-116. The system can also include computerized booth workstations 161-163, computerized merchant workstations 16, computerized recording workstations 150, computerized client workstations 140, and a computerized online management system. 3 〇. Each computerized device 114-116, 130, 140, 150, 161-166 may include a processor, memory, a user input device such as a keyboard and / or mouse, and a user output device such as a Image display and / or listing machine. Those computerized devices 114-116, 130, 140, 150, 161-166 can communicate with each other to exchange data. The interaction with the handheld server i 500 and the online management system 130 can be performed as if each is a single entity in the network 100. However, HHS 113 and online management systems 130 may include multiple processing and database subsystems, such as cooperative or redundant processing and / or database servers 164 that may be geographically distributed throughout the network 100 -165. A regional server 164_165 may be a proxy server or a cache server. HHS 113 may also include one or more databases 1 4 5 that store information related to orders. Appropriate hardware and software that can be appropriately modified to implement the various aspects of the network described herein will be known to those skilled in the art when appropriate. Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs Now referring to FIG. 2, a merchant, a customer or other person who can access the order management system 130, enters an order 2 1 0, for example, a Start a sale within the network access device. The order management system 13 processes the order by registering the order as appropriate and associating it with a broker identification and a booth based on the symbols of the securities included in the order. -11- This paper size applies to Zhongguanjia Standard (CNS) A4 size mo X 297 mm) '------- 1223759 A7

. -------- Order --------- ^ (Please read the notes on the back before filling out this page) 1223759 Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs Α7 Β7 V. Description of the invention (10) In a specific embodiment, the handheld computing devices 114-116 used in an exchange market can perform TCP / IP communication over a wireless network II9. Wireless networks are usually supported by trading exchanges. However, those hand-held computing devices 114-116 can also establish a direct TCP / IP socket connection 'to a hand-held server 1 丨 3 and do not require the use of an exchange mediator wireless network 119. Various communication methods can be used to transfer data between the buying and selling system and those handheld devices. A particularly preferred interface protocol implemented as a xml layer on a TCP / IP socket is discussed in detail below. A broker may execute a sale based on an open order that has been transmitted to the handheld computing device i 14β116. An order-centric system allows a broker to know how much equity to buy and sell a particular portfolio of securities, and what price levels are acceptable. By keeping a list of open orders and totaling the remaining of those same orders, the handheld device 11476 can be used to assist in this: active-broker. The handheld device is configured to allow the broker to record execution on the device 6. In a specific embodiment, the order processing function may include semantically related execution information, such as symbols, squares, quantities, and prices related to buying and selling. The information includes opponent information, time of day, special instructions, and almost any other information related to an order. It can also be recorded via handheld computing devices 114-116. -Historical records can provide important events related to the order-centric system, which is related to ICS. "History records are available. Records can provide a method, a broker: media group

Mb bh, ^ ^ J hunting in retrospect I can do it in business—a kind that will be implemented and ordered by the user__ 13 _ This paper size is based on the home standard (CI ^ 4 specifications ⑵0 χ tear public hair) ______ I- ---------- 1— Order --------- (Please read the notes on the back before filling this page) 1223759 A7

Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs or a group of users who have a quick overview of what actions are related to orders. By order-based system, riding and tracking, or according to it and classification functions, users can include one of the order-centric systems 120,-booth staff,-broker , — Typist or others. In the specific implementation, the user can be a customer 14 with remote access to the order-centric system. . Customer 14. May be given access to see orders they have placed. In addition, if necessary, the customer can be given the ability to follow the buying and selling offered by others, and the customer can obtain the "feel" of the buying and selling environment at any given time without having to specifically request a market Wait and see. In a specific embodiment, the work history data is also stored on the handheld computing devices 114-116. Data is preferably cleared from the handheld computing device 114 116 at the beginning of each new trading day, or more often when needed based on device memory constraints. Cleanup can also be subject to network failure recovery, as discussed in more detail below. In addition to the general history, a separate database can be saved on the HHS113 to store the executions that have been entered during the course of the day. A separate database will allow brokers to match and execute booths in the event of a failed recovery. For added security, the order-centric system can encode the flow of information between a handheld device 114-116 and HHS 113. The handheld server 1 1 3 is configured to communicate between the existing trading office system i 3 0, the trading exchange system, and those handheld computing devices 114-116. Each handheld device 114-116 can be built on a wireless network with HHS 113-14 This paper size applies to China National Standard (CNS) A4 (210 X 297 mm) "j -------- f- ------ — Order --------- (Please read the note on the back? Matters before filling out this page} 1223759 A7 B7

5. Description of the invention (12) Establish a communication activity, and HHS 113 will participate in the order processing system on behalf of those handheld computing devices. HHS 113 can also maintain the login activity of the handheld computing device 114_116. HHS 113 can be used as a delivery window to perform an agreement conversion between an order management structure of a trading firm and a handheld messaging agreement, one form of which is discussed in detail below. An order-centric system allows an order to be entered into a computerized order management system. Usually, an order is entered by a merchant on the listed table of a firm. The order is sent to the order management system of the securities listed on the exchange. The order can also be displayed in an order management system application in a booth that processes orders for specific securities. In a specific embodiment, an order-centric system automatically sends the order to a broker who processes that particular securities. In another embodiment, a staff member or merchant starts sending orders to the appropriate broker. In a particular implementation, an order-centric system calls the market broker. Advantageously, no paper tickets need to be generated. When the broker is paged, he can retrieve new orders on his handheld devices 114-116. If the broker receives the order, the order is added to the list of valid orders. The online management system displays updates and presents the designated broker who has received the order. A broker can perform all or part of an order on the exchange market. The broker can program the handheld device's screen by tapping or vice versa. The user interface device records symbols, sides, prices, and quantities. Brokers can also use hand drawn images or "digital ink" to record the details of those opponents. Images recorded with digital ink can be processed for character recognition or sent out as a simple image. When the broker is satisfied with the content of the record, he can choose one. -15 · The national standard (CNS) A4 specification (210 X 297) for this paper size .-------- € (Please read the notes on the back before filling out this page) Order -------- Printed by the Consumer Property Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs Print 1223759 A7 '---------- B7______ 5. Description of Invention (13) " Send " Option to send the recorded to the server. According to a specific embodiment of the invention, the handheld units 114-116 are planned to generate an estimated allocation of equity in the securities being traded, and update the order balance to reflect the allocation. This execution is transferred to the online management system. A staff member, usually in a booth, has access to the execution displays that have been transmitted to the online management system. If appropriate, staff members can perform a distribution with the securities they buy and sell. Opportunity images will also be available to staff. The assignment performed by the staff is then transferred to HHS 13 and recorded. Those allocations are also transmitted from the HHS 113 to the market broker via the handheld computing device u'116. The handheld devices 114-116 receive the updated surplus and display the effect of the π assignment in accordance with the staff assignment. In addition, the assigned execution is also transmitted to those typists with any written details, which they can write down and write. Files containing detailed images can also be archived. The file can be completed, for example, in an electronic storage medium, such as a disk drive or optical disc. In a specific embodiment, a trading office may use one of the 7F and / or print applications to display a large number of detailed images by handwriting. In a specific embodiment, the order-centric trading system may also include a failed takeover procedure. In the event of a major network failure, the handheld devices 114-116 may attempt to connect to a backup server 131. In addition, the order-centric sell-only system 〇〇 may include additional features in various specific embodiments, such as digitally receiving all execution information at the point of sale on the handheld device of the broker, Enhanced newsletters between merchants, businessmen, and employees. Electronic deposits for specialized orders, useful for completing an empirical sale such as market data, statistics, trends, or other information. -16-This paper applies Zhongguanjia Standard (CNi ^ ⑽χ 297) ---- (Please read the precautions on the back before filling this page)

Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs 1223759 V. Invention Capability (14). In addition, the system with orders of φ ,,, and 乌 can be operated on an intermediary network system, such as installed in an air tool. Tables are exchanged with the exchange's帀% communication network system. In the order-centric system, the login activity may include any action entered by them after the broker enters the computerized handheld device 114_116. An execution history database can be used to record order requests, executions, and other details about the -login period. In a specific embodiment, a history may be cleared whenever a new login period begins, or more often when needed based on available random access memory. An execution history database can be used in a restoration situation (for example, when an activity ends abnormally) to match those entered on the handheld device u116 with those received by the online management system. Once entered on the handheld device 114 · 116, an execution can be stored in this execution history database. For example, the information about an execution that can be stored in the database may include: HHD execution identification-the execution identifier generated by the HHD during the establishment of the execution, online Mgmt. Execution identification-assigned by the online management system Identifier, market indicator symbol of party, quantity, price, time stamp, and status including unsent, sent, confirmed, allocated, and failed. The database items remain valid until they are manually removed by the user or until the handheld device n4-116 receives the assigned data. In a specific embodiment, the execution history database is implemented in a Windows CE database as opposed to being stored in a volatile application memory to allow data to exist across those applications. In another specific embodiment, -17 This paper size is applicable to the Chinese National Standard (CNS) A4 specification (210 X 297 mm); -------- Order --------- (Please (Please read the notes on the back before filling this page) 1223759 A7 B7___ 5. Description of the Invention (15) Every day when the 114-116 application is started for the first time on the handheld device, the contents of the database will be deleted. In another specific embodiment, after the handheld devices 114-116 receive a finger not to execute the assigned message, the digital ink image may be discarded to save memory. The on-line management system can communicate with the server in an event situation. An event uniquely identifies a handheld device 114-116 and a message that has been sent to a particular handheld device 114-116. Any response or message from the handheld devices 114-116 (when the identifier is not yet available, in addition to the initial login-request message) will include the event identifier so that the server can process the message correctly. Similarly, all messages from HHS 113 will also include an activity identifier. Both HHS 113 and HHD can compare activity identifiers and other tracking information in the headers of all messages with their internal numbers to help determine if there has been a communication or application error. Referring now to FIG. 3, the system can use a transmitted heartbeat mechanism to determine whether a current activity is still valid. Upon login, the system can start a heartbeat 3 1 0 between a handheld computing device 114-116 and HHS 113. Usually, the online management will send a heartbeat information packet to the HHS 113 during the inactivity period. HHS 113 can record the heartbeat 3 1 1 time interval. The server can also interpret the reception of a heartbeat or any other message as an indication that HHD activity is still valid. A test can be performed at the completion of the maximum heartbeat interval. The system can test one heartbeat received during the predetermined time 3 1 2. η HD will similarly interpret the reception of a server heartbeat or any other message as an indication that the activity is still one of the 3 1 3. A successful heartbeat loops the program back to the beginning of a heartbeat and starts the interval recording. In a specific embodiment, if -18-this paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 mm) (Please read the precautions on the back before filling this page) · · ϋ III ϋ I ^ OJ · I ϋ I ϋ ϋ I n I · Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs A7 1223759 ______________________________________ B7___ V. Invention Description (16) A message was not received during the stated timeout period, the online management system will The event is assumed to have ended and the user will be notified of the failure 314. Except for executions stored in the execution history database, unsent information will be lost. Once the data thread is submitted, it can wait for the SendData event, the Terminate event, or wait for the timeout. The Terminate event informs the thread that it should close. The SendData event indicates that there is data to send. If a wait timeout occurs for one of these two events, no traffic is directed to the server. Therefore, the thread will send a heartbeat to the server according to the design of connection maintenance. In a specific embodiment, a receiving data thread blocks the socket reading. The socket can be configured with a read timeout set equal to two, or other multiple heartbeat intervals. If a socket read fails due to a timeout error in which no message was received from the server during the required interval, the connection from the handheld device 114_116 to the server is assumed to be ended. The thread can then call a routine, such as CloseSocket, and the user will be notified of the failure. Communication failures can be caused by end sockets, network failures, servo network latency, or a server or handheld application error. In the case of communication termination, the user interface can notify the broker of the failure. The handheld devices 114-116 may make an automatic attempt to re-establish communication with the server. In addition, the broker can manually instruct the handheld device 114_116 to attempt to re-establish communication with the server. In addition, a user can be allowed to operate in an "offline mode" with limited application functionality. For example, an important moment (such as when executing an order among a crowd) can cause Can this mode, in order to cause the loss -19- This paper size applies Chinese National Standard (CNS) A4 specifications (210 X 297 public love) First printed on Sr Intellectual Property Bureau employee consumer cooperative

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1223759 A7 B7 V. Description of the invention (17 η when it fails) to allow a broker to continue working. In offline mode, the broker will not be able to send or receive sidelines or messages or orders. However, the broker will have enough The executions are recorded on the devices 114-116. In this state, the handheld devices 114-116 basically act as a recording device for the executions. These executions can be stored in the execution history database, and the user will need to, for example, A manual process is coordinated with the staff. Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs. If HHS 113 finds a communication failure, it can automatically send a new order, otherwise it will be sent to one of the ending handheld devices 114-110 To the stall of the symbol opposite to the securities containing the order. When the broker logs in back to the same or a different Η HD, then the broker will automatically receive all the still assigned to them in the online management system Valid orders. Orders under review can again be shown as being under review; accepted orders will automatically be accepted on Η HD. However, In the embodiment, if the " Order Acceptance " message is lost during the communication failure, the order accepted on ΗH d can be returned to the state under review. For orders that have been returned to the booth during the communication failure, the & quot Manually " HHD sent back to the broker from the online management system. An exchange wireless infrastructure can be configured to provide two redundant networks. If a connection cannot be established on a current network, HIiD can drive the broker Within the “failed takeover” modal, HHD will log into a backup network. The broker can agree or refuse to perform a failed takeover. Now referring to FIG. 4, the allocation judgment is used to assign buy and sell to suitable A program that participates in a specific number of stocks for those orders in a sale. When a broker enters an execution 4 10 into a handheld computing device 114-116, a program in the handheld device can be estimated in the handheld device 114- Assigned to -20 on 116! 223759

A7B7I 5. Description of the invention (18) The number of stocks suitable for order 4 1 1. This allocation will estimate the number of shares available to fulfill the various remaining orders. Along with the judgment 4 1 1-from 'the handheld device 114-116 transmits the order information 4 1 2 to the relevant booth workstations 161-163. A staff member can perform a final assignment in booth 413. After the staff has completed one of those assignments, the assignments can be transmitted to HHS 113 and recorded 4 1 4. In addition, distributions can be transmitted to handheld devices 114-116. When a solid allocation is received, the handheld device can "unlock" those estimates by replacing the estimated allocation of the handheld devices 114-116 with the final allocation determined in the booth. The execution quantity may exceed the total number of remaining quantities of the applicable order. In such a case, the excess allocation amount can be stored in an execution object. Until the execution is resolved from the stalls with a solid allocation, the excess amount can be maintained and broken down into the total surplus of the affected securities. One of the estimates that can be used to calculate the allocation is to first determine the set of orders that are appropriate, and to evenly distribute each order's allocation qtys to the number of qty / suitable orders to be allocated. The number of shares allocated to an order may be limited to a multiple of i 00. If the average qty < 100 then the average qty = 100. The system sorts the appropriate orders from the remaining quantity in ascending order. The system can estimate an allocation for each order = the average estimated minimum 値 'and order a remaining quantity if the estimated allocation is less than the average. A recalculation of the new average based on the remaining stock can be allocated to the remaining suitable orders. If the remaining quantity to be allocated is 0 then the allocation routine can be stopped. Typical buying and selling office business rules and S E C regulations place the priority of receiving agency orders over major orders. For example, if there are 700 shares to be allocated that differ only in capacity -21-This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 mm) ----: ------- -(Please read the notes on the back before filling out this page) Order: ------------ Fruit Cooperative Cooperative of Intellectual Property Bureau of the Ministry of Economic Affairs prints fruit 1223759 V. Description of the invention (two copies of 19) ^ Stocks. The agent order must receive 400 shares and the main order works in the 300-line mode: the second order Λ to the second server. Even though: the second and second lines are the same for the same securities and the order is executed, count, Because i:-When an order will receive a pair-execution allocation, the long and short duty-free sell orders can be eligible to participate in any sell: But short sells are only suitable for short sell executions. Therefore, if the price is 2 or 22, then the execution price should be small or equal to the order price. If the stomach A — square then the & line price should be greater than or equal to the order price. One order can satisfy any execution price. I. The order-centric system can also track an order timestamp. At the time of order: 1 cut U orders Time to market. An execution timestamp can be the execution time for an order that is participating in an allocation. The order timestamp should be earlier than the execution time stamp, indicating that the market will be reached before execution is executed. As mentioned above, if The handheld computing device 114-76 lost its connection to the server. 'The handheld devices 114-116 can be operated with limited functionality. In addition,' if a major data error occurs, the application can enter the offline mode. The offline mode is available. Implemented in all layers of an online order application. For example, a communication manager can detect the lack of a heartbeat and notify the data manager. The data manager can interrupt the communication manager and notify the user interface, the order function And wait-and-see function and messaging are not available. User interface-"---------------- Order --------- (Please read the precautions on the back first (Fill in this page again) Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs-22 1223759

V. Description of the invention (20) It is also possible to notify the broker and take necessary actions to make proper features ineffective (please read the notes on the back before filling this page). For example, disabling may include disabling certain windows and / or ignoring user input such as a pen tap. In a specific embodiment, the submit button included in, for example, an order dialog on an execution input page, will remain usable even if the order system is unavailable. When a broker or other user enters and sends an execution when the order system is closed, the execution can continue to exist in the execution history database, and the user can receive a memo that they must match with the booth. Failure recovery can be performed on the login time of a handheld computing device 116. An optional part of a login_response message is a server_status element, which optionally includes a restore-order and restore-execution element. The reverted β order component contains order-request messages for all orders currently assigned to a logged-in user. These orders can be used to move to a profile manager. This may be useful in a situation where a broker logs in after a failure and his / her order is still assigned to him / her; assuming the order has not been changed in the online management system due to failure, the handheld device 114_116 will be able to display basically the same information as when the failure occurred. Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs. The restore-execution message may contain the execution history that has been entered into the online management system by the broker during the day. The data manager can use this data to update and / or rebuild the execution history database. The data manager can handle execution, and if that data is more recent, bring the status of the execution history database back to the connection with the data currently in the online management system. However, items that are already in the database and do not appear in this message will not be removed. If the status of such a project is confirmed or assigned, it is considered -23-This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 mm) 1223759 A7

V. Description of Invention (21) Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs. The data manager can migrate its contents with the contents of the restore-order component. After the migration is completed, the handheld devices 114-116 can perform an allocation estimate on any execution that has not yet been allocated. In the event that there are unmatched executions stored on a handheld computing device 114-116, such as in the event of a network failure, the order-centric system can keep the execution history database in the database and reject further Use until the database is matched. The handheld computing device 114-116 can be planned to record the user identification of a broker after a successful login, and compare this number to a user identification related to an unmatched database stored in the handheld device 114-116 . If the user identification registered by the current broker is different from the user identification associated with the unmatched database, the current access will not be allowed. This will effectively prevent execution from being overwritten. The handheld computing devices 114-116 can enter various states during normal use with an order-centric tracking system. Table 1 illustrates specific examples of the status of various handheld computing devices 114 · 116 and actions that a programmable user interface (UI) may have with the specific examples listed. In addition, Table 1 below illustrates examples of programmable functions, such as the DataManager function, storage function, and a handheld computing device that can be used in a specific embodiment of an order-centric tracking system, and CommManager function. The programmable actions associated with each state are listed to further illustrate the features of the invention. This paper size applies to China National Standard (CNS) A4 specifications (210 n 1 ί M M · MmMW I ϋ · ϋ ϋ ϋ δ, I nlin I (Please read the precautions on the back before filling this page) -I λ— --24- 1223759 A7B7 V. Description of the invention (22) Printed by the Intellectual Property Bureau of the Ministry of Economic Affairs, Consumer Consumption Cooperative Printing User Interface DataManager Store CommManager Application Startup Display + Application Starts and Starts The Securities Screen Generates Communication Manager and Initializes The internal material structure is initialized and stored to ensure that all the necessary data libraries are initialized to connect to HHS 113, either through the socket or through the 1D rescue user login display 7F login log and save the user's qualifications and pass the user certificate The communication manager WA connects to HHS 113 by sending a login request message. Waiting for the login response or over, whichever one comes first successfully clears the connection status, displays the main application screen to collect user profile information. Notifies the user interface about Login successfully. Conditionally remove previous saved information. Save the login response and profile information in the activity history. Return the login response received from HHS 113 to the data manager. Login failure shows the login failure dialog to retrieve the login response from the communication manager. ▲ Know the user interface about the login failure The N / A retrieves the login response from the book S 113 and sends it back to the data manager. 0 The order request is processed with a visual prompt to display the order to identify it as the processing of a new order request from the communication manager during the process. Added to the internal data structure. Update securities when needed. Notify the user interface about the arrival of a new order request. Store the order information, record the history, retrieve the order request from HHS 113, and forward it to the data manager. The update of the order acceptance request is to indicate that the order has been accepted instead of the change in the status of the shipping order during the review to the communication processor. Mark the stored order information as accepted, record to the history and retrieve the order from the delivery queue -Respond to HHS 113 and reject the order Order-response (rejected) message to the communication manager to remove the order, record the history, retrieve the order-response from the delivery queue, and send it to HHS. 113 According to the situation, some internal data are provided. After the user completes the execution, the internal data structure is updated. The remaining calculations are performed. The newly executed Mm message processor is sent. An execution record is created in the historical database and executed Establish an item in the database to retrieve the order from the delivery queue-execute and send it to HHS 113 〇-25-this paper size _ + @ S 家 标 f (CNS) A4ii ^ 1〇x 297 public love) --- --------------- Order --------- (Please read the notes on the back before filling out this page) 1223759 A7 _____— —__ B7 V. Description of the invention (23 )

Receiving order changes Display updated information Update internal information, pass to user interface 0 Update order information N / A selected Order details Display order details form Instruct the user interface to display order details form. Retrieve order data N / A Job history display shows 7F A list of completed jobs Instructs the user interface to display job history ^ Information Retrieved completed job information N / A Display * ^ Unassigned execution display has been sent but not yet Assigned execution orders _ means to retrieve the execution information without displaying the information on the user interface. WA User logout to display the logout confirmation dialog means to display the logout status without the user interface, and send the current profile information to the communication manager. Notify it of the end of the event N / A Retrieve the storage · side bird 'logout message from the delivery queue and send it to HHS 113 Network failure takeover A display showing the user's instructions for network failure and device reset to modify the registration, Ready to reset and instruct the user interface to provide user instructions. N / A WA 'Application-type error Each application runs an error message or displays a status indicator before displaying the user interface. Appropriate messages are displayed. Go offline as much as possible. Errors are recorded regionally WA Table 1 Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs The present invention can be implemented in digital electronic circuits, or computer hardware, firmware, software, or a combination thereof. The device of the present invention can be implemented in a computer program product that is embodied in a machine-readable storage device for execution by a programmable processor; and the method steps of the present invention can be programmatically processed by one of the programs executing instructions The processor executes the functions of the present invention by operating on input data and generating output. As will be discovered, there are many ways in which specific high-level instructions and data are available on the handheld device (" HHD ") client application and a handheld server-26- Paper size applies to China National Standard (CNS) A4 specifications (210 X 297 public love) 1223759

2. Description of Invention (24) It is better to print by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs. The following is a definition of the developed protocol, and is particularly suitable for use in one of the markets such as the New York Exchange (NYSE ") trading market, such as Gorman / gram Windows CE handheld devices-HHS and various HHD Users * I (specially designed to provide enhancements compared to existing, but more general agreements designed to assist in the electronic exchange of information related to: securities processing, such as the " FIX ") agreement And more streaming communications. Figure 5: A wooden structure of an order-centric tracking system 100 according to the present invention < another possible notation for the discussion on those handheld devices The information system is useful. As illustrated, this specific embodiment of the system 100 includes an electronic market order management system cluster i 3 g (or private " FOMAD "), which is connected to the merchant and is located at One or more market order management systems 161, 163 (" FOMS ") in each of the respective buying and selling booths 110, 112 configured by the booth staff. Also connected to the FQmad 13〇's Handheld Server System (HHS) 11 3, which is connected to various handheld devices (HHDs) 114, 116 through a wireless network 502 to allow communication with the respective brokers 5 1 4, 5 1 6. In addition to placing orders, a merchant 12 〇 It is also possible to request a wait-and-see of one or more securities. Although they may be a precursor to an order, wait-and-see and order are usually independent. Therefore, although wait-and-see can be handled through FOMAD 130, these wait-and-see are usually related to the order Independent. Therefore, as shown in Figure 5, a separate Market Watch System (FLS) 504 can be provided and connected directly to HHS 113 to allow watch to transfer via the handheld devices of those brokers. 27- This paper standard applies to China National Standard (CNS) A4 Specification (210 X 297 mm) — ιί Province ------- 丨 Order --------- (Please read the precautions on the back before filling this page) Ministry of Economy Printed by the Intellectual Property Bureau's Consumer Cooperative Cooperative 1223759 A7 ---- — — __B7 _ V. Presentation of the invention (25) to them. Figure 6 is an illustration of various types in an HHD 114, HHS 113, and Internet 100. Sample program and news of sample wait and order request between other components Flow diagram. When connecting to the system for the first time, the HHD initiates a socket connection to the HHS. Once the socket is established, a login-request is sent from the HHD to the HHS. The login request is processed and jjHS sends an appropriate login -Response. If the login is successful, the HHD is now valid on the system and marked as being used by a specific broker. From a merchant 1 2 0 via FLS 504 to query the current market conditions of a particular securities The wait-and-see request is processed by HHS 113 and forwarded to the appropriate broker, for example, based on a search list indicating which broker is assigned to a particular securities. A wait-and-see response indicating whether the merchant operating the HHD has accepted or rejected the wait-and-see request is passed back to the merchant via HHS and FLS. If wait-and-see is accepted, a further wait-and-see containing information entered by the merchant is sent back to the merchant in an encrypted graphical format via HHS and FLS after the wait-and-see. Once it has been decided to initiate a process, an order is transmitted from the merchant to the FOMAD system 130 and then to the booth's fMS system, which specializes in processing specific securities at the time the order is issued. Automatically, or as directed by the booth staff, the order is forwarded to the HHS, which then transmits it as an order-request message to the .HHD of the appropriate broker. An order response message was sent back to HHS and sent to FOMS, and the booth staff indicated whether the order had been accepted by the market merchant. If the order has been rejected, the order can be re-delivered to a different merchant. -28- This paper size is in accordance with China National Standard (CNS) A4 (210 X 297 mm) — — — — — — ϋ IIII · 1111111 «— — — — — — I—. (Please read the notes on the back first (Fill in this page again) Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs 1223759 A7 ----------- B7 __— V. Description of Invention (26) When the sale has been executed, the broker enters the appropriate information into their HHD within. This information is transmitted to FOMS via an execution message containing details about the purchases and sales sent to HHS. An execution-report message is returned to the HHD indicating the status of the process when it is processed by the appropriate electronic order management system. If the execution is to be split among some orders, for example, the order assigned by the booth staff, and the execution details are sent to ΗHS through FOMs. This information is then transferred to H HD in the form of an execution / allocation message, indicating the integration of the order affected by the identified execution order and allocation. Once the broker has completed their buying and selling activity, the activity ends. This is done as a logout / notification message from ΗHS to ΗHD. After logging out, HHD closes the data socket. The specific protocol disclosed herein is preferably implemented using an extensible markup language (XML) to allow the protocol to be easily superimposed on a traditional ΗΤΤρ data communication network. However, the agreement can also be mapped to other data transmission linguists. In addition, and as will be found, various lower-level communication protocols will also be used in the communication system, and intermediary hardware components, such as the infrastructure components of N γ S Ε can appear in HDD and Η HS between. In addition, from the perspective of the scalability and maintainability of X M L-based communication, and the ability to improve debugging communication problems, it is best that all messages are suitable for general text transmission, for example, base64 encoded data. However, other data encoding techniques may be used in other possible embodiments. In a preferred XML implementation, the contract syntax is detailed in an xml file type definition (nDTD "). This allows an xml syntax in the communication path to be divided into 29-. This paper size is applicable to the Chinese National Standard (CNS) A4 specification (210 X 297 public love) '----- T ------------ --- 丨 Order --------- (Please read the precautions on the back before filling this page} 1223759 A7 V. Description of the invention (27) (Please read the precautions on the back before completing this page) The server automatically detects and reports syntax errors in those messages. A complete implementation of the DTD for the best implementation of the protocol is appended as Appendix A. The general signaling format is discussed below, followed by specific signaling opcodes and protocols. Detailed description of the various semantic sequences. Figure 7 is an example of the same message printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs. In this and other message examples, the zigzag arrangement is for readability. In practice, branches or additional The blank characters do not need to appear in the data stream. In the XML framework and referring to the sample message in Figure 7, each message in the handheld device agreement includes an identification tag, such as " < GSHP > ", Followed by a standard set of attributes directly at the end Attached to the GSHP tab. These attributes include tracking information in the form of an event identification (" SID "), a sequence number (" Seq "), and a last received sequence number (" LRSeq "). The workstation generates its own sequence number 'This number is incremented for each outgoing message. When viewed from a frame η d', the starting sequence number is included in the login-request, and is sent for each The message is incremented. The LRSeq block contains the last received sequence number. For example, for each outgoing message from HHD to HHS, HHD will fill the LRSeq with the sequence number of the last message received from ΗHS. Η HS pair A new serial number is generated for each new event. This allows detection of tags in the message flow by HHd and 讯息 HS. It should be noted that event identification is assigned as part of the login-response, and therefore the initial login-request The message will have — SID =, On 〇 After the initial GSHP tag, the message may include one or more opcodes, described as an XML tag in the message. Attributes and opcodes are associated as name-number pairs . Into one The sub-items can also be included in each operation code. • 30-This paper size applies the Chinese National Standard (CNS) A4 specification (21〇χ 297 mm). 1223759 V. Description of invention (28).竑 原 ， 和 信息 的 可 二 V4？ Treasing, wrong, in the sub-items under the sign, and correct ::-A single operation code is included in the essential components of the main companion. In addition, all properties of # 自 code ambiguity Because of the message, no item in t ^ will have an implicit number. 2: =: Rigorous: In other possible implementations, multiple operations can be transmitted. In addition to this I, the defined attributes can be omitted. The number is defined by other methods or to be further simplified. All the messages transmitted between the two protocols between HHS and HHD are preceded by the main XML block with the following insignificant envelopes: ------ (Please read the notes on the back before filling this page)

n I n H I ^ «— — — — — — I — · CRLF is printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs. The length coded into the header corresponds to the length of the main GSHP message that follows CRLF. By describing the length of the message in this envelope, HHD and HHS do not need to scan the incoming message to find a terminator character, thus simplifying input processing. We will now discuss support in a preferred implementation of the XML communication protocol. 31-This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 public love) 1223759 A7

V. Description of the Invention (29) Various operation codes. In general, unless otherwise stated, each opcode is transmitted in a message. In addition, in a preferred embodiment, the protocol is implemented with the complete opcode instruction set disclosed below. However, as those skilled in the art will find, the various opcodes defined can be omitted without actually affecting the overall functionality and usability of the system, such as commonly used to handle erroneous messages or provide additional flexibility for brokers For example, the operation code of the "Do Not Disturb" option. For a specific attribute or sub-coding paradigm that is not explicitly discussed above, it is generally believed that the definition of such attributes or sub-codings refers to the use of context and the various specific examples provided. Many opcodes use names- The number-to-first-name field is related to the-or more data items contained in the first and last bit. To implement this pairing, a pairing opcode is defined. This opcode can be used in a message, but cannot be used as a separate message. For example, it puts ^ in the login-response and logout-notification messages. The pairing opcode includes two attributes, 'name', which describes the name when it was issued, and data, which contains information related to the data of the data. For example, refer to: <Pair Name = &quot; Stocks ·, Value = ,, IBM, DEC, GE, ATTn / &gt; The beginning "Stocks" is related to the stock symbol described. Printed by the Consumer Affairs Cooperative of the Intellectual Property Office of the Ministry of Economic Affairs. Logout-Request This message starts in an HHD and is used to initiate the _login procedure. The defined attributes include: * UserID, describing a valid broker user identification; * Password, which is the user's access password; and -32-

1223759 A7 __B7 _ V. Description of the invention (30) * Force is used to indicate to the system whether to force a new login when the status of the server shows that the user has already logged in. The valid attributes of Force are: 丨 γ · or quot; N &quot; 〇 It also defines the following optional sub-items; <Logon-Request-Version Value = &quot; xxxn / &gt;. This sub-item can be used to indicate the version of XML DTD to be used during the new login activity. This project simplifies the use of multiple versions of an agreement DTD in the system and simplifies changing from one agreement to another. A sample login · request message is shown below: &lt; Logon-Request UserID =, fBryanV &quot; Password =, fStocksRUs &quot; Force =, fN, f / &gt; Login-Response This message starts at HHS and is directed after a login-request HHD. In the login response, HHS indicates whether the login was successful in the defined attribute Success, which contains a number &quot; Y &quot; for a successful login or a number &quot; N &quot; for a failed login. Some sub-items are also defined and can be used to indicate heartbeat, various timeouts, predefined profiles of the user who is logging in, specific special instructions, current official time, and various hardware systems in the network status. In the status information, various restoration messages can be described to resend orders in progress and execution until HHD. These messages may have been removed or lost when the broker previously logged out using HHD. A sample login-response message is illustrated in Figure 8. The sub-items specifically defined for this opcode are as follows: * <Heartbeat-Period Seconds = &quot; ss &quot; / &gt;: The frequency of identifying network maintenance messages in seconds. If this amount of time has not elapsed and no delivery -33-W's scale is applicable to Chinese National Standard (CNS) A4 (210 X 297 mm) (Please read the precautions on the back before filling out this page) ---- ---- tr --------- Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs printed 1223759 A7 B7_ V. Description of the invention (31) Information, Η HD and Η Each HS will send a heartbeat message. * &lt; Look-Reply-Timeout Seconds = &quot; ss &quot; / &gt; · The device should provide the user with a visual feedback on a new wait-and-see request. If the user does not take action to accept or reject during this period, the request is negatively rejected. * &lt; Look-Data-Timeout Minutes = Mmm ,, &gt;: The device can "stagnate in" an accepted wait-and-see minute. In an example scenario, the broker agrees to perform a wait-and-see, but then does not Take action to implement that agreement. After the stated timeout, the wait-and-see in the trial will simply be taken off the handheld device, and the accepted request will be negatively rejected. * &Lt; Timeset Time = nUTC'7 &gt;: Current server time A format consistent with world time. Preferably, the Heartbeat-Period, Look-Reply-Timeout, and Look-Data-Timeout sub-items are a necessary element of a login-response. However, a predefined number can be described to use in them When not in. It is best that Timeset is also a necessary sub-item. However, other possible mechanisms known to those skilled in the art to coordinate the time between the server and various handheld units can also be used, such as in a trading environment. A pre-defined radio channel provides a UTC time signal and includes an appropriate receiver in each HHD. The following optional sub-items are also defined: * &lt; Pro file_Data &...; &lt; / &gt;: This sub-item is an opcode containing one or more name / number pairs (which can be used in a message, but not as a separate message), described by the user previously The stated and selected storage -34- This paper size is applicable to the Chinese National Standard (CNS) A4 specification (210 X 297 mm) (Please read the precautions on the back before filling this page). 1 ---- --- -Order --------- 1223759 A7 B7 V. Description of the invention (32) Custom settings stored in the system. These name / number pairs are described in the pairing opcode. * &Lt; Sp- Instr &gt;: This item contains the abbreviated name / number pairs that describe the various special execution instructions defined in the pairing opcode. * &Lt; Server_Status &gt;: This is used to describe the status of various hardware files in the buying and selling system. In addition, various restore messages can be embedded as sub-items of the Server_Status item. This item is discussed in more detail below. Logout-Notification This message starts in ΗHD and is used to inform the system broker that it is logging out. Among them No necessary attributes. Preferably, a Pr0file-Data sub-project is defined in the case where HHD can provide a name / number pair that describes the custom settings that have been selected by the broker using hd. This profile information can be stored in the system 'and Return to Η HD under the Pr0 file-Data item in the login-response message. A sample logout_notification message is illustrated in FIG. 9. Wait-and-see request This information begins in HHS (after a merchant requests a wait-and-see and is forwarded to jjHS). A sample wait-and-see message is shown in Figure 10. Those message attributes are ReqlD, which describes an assigned wait-and-see request identification number 'Symbol, which identifies the stock symbol of the requested wait-and-see, and FromAddr, which indicates the address of the wait-and-see request sender. In addition, one or more of the following optional sub-items may be included in the message: * &lt; Look-RePly-Timeout Seconds = &quot; ss &quot; / &gt;: Used to override the issue in login-response Default timeout. If provided, it only waits and sees this -35- This paper size applies Chinese National Standard (CNS) A4 (210 X 297 mm) Glue &quot; &quot; (Please read the precautions on the back before filling this page) · _ III _ I _ ^ 1111111 Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs 1223759 A7 B7_ V. Description of the invention (33) Function. * &lt; Text &gt; ·. · &lt; / &gt;: — This article is provided as a wait-and-see request. * <Priority value = &quot; highn / &gt;: indicates the priority of the request. Valid items include "high π" and "normal π". If this stop does not exist, it can be assumed to be a general or default priority. * &lt; Look-Data-Timeout Minutes = &quot; mm &quot; / &gt;: If the broker has neither implemented nor actively rejected the request, the number of minutes an accepted wait-and-see request will exist before it is passively rejected . This number overrides the default number received in the login-response message on a per-wait-request basis. 0 The wait-and-reply message begins in HHD and is used to indicate whether a broker has accepted or rejected a Specific wait-and-see requests. The following definitions are preferably necessary, attributes: * ReqlD: wait and see request identification. * ToAddr: the address of the recipient. * Symbol: Stock symbol. * Accept: The accepted attribute may be π Y ··, &quot; N ", or &quot; PR &quot;. (PR stands for Passive-Reject) There is no specific sub-item defined for this opcode. The same wait-and-see response message is shown below : &Lt; Look_Reply ReqID = n123 ,, ToAddr = nFLS ”Symbol = ,, GE ,, Accept = ,, Y ,, / &gt; Watch-data This message also starts in HHD and is used to return the results of watch- 36-This paper size applies to Chinese National Standard (CNS) A4 (210 X 297 mm) (Please read the precautions on the back before filling this page)

I ϋ i ^ ii ^ i I— I— i ^ i ϋ II n ^^ 1 i ^ i IB I Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs U759 A7 &quot; --------- B7_____ 5 The invention description (34) goes to the system and is finally passed to the requesting merchant. Information related to a specific wait-and-see request, and its transmission is described by the following attributes: * hMD: wait-and-see request identification.

ToAddr: the address of the recipient. * Symbol: Stock symbol. A necessary Ink sub-project is also defined and used to contain specific wait-and-see information. In order to simplify the data input and processing on HHD, it is better to wait and see the data as opposed to the general text. The input is graphic data and transmitted in a coded graphic image format. The specific image format used in the transfer is described as an attribute of this sub-item. For example, &lt; 1 Spit! ^ 咖 卜 ”此 〇1 ^ Vector &quot; &gt; ·· [[! &Amp; (&amp;] ·· &&; / &gt; Narrative embedded data is a stroke-vector format. It also supports other possible Format, such as GIF89a. Preferably, the graphic data is a base64-encoded digital ink format, which allows the image data to be represented as a valid native character. It can also include a <Priority value = &quot; xxx &quot; / &gt; sub-item to indicate Priority of information. Valid items include "high" and, general. If this field is not present, then general priority is assumed. The same wait-and-see information message is shown in Figure 11.

Msg-Request This opcode is used to transmit a textual description from a merchant, for example, via HHS, and directly to the HHD of a broker. This message includes the attributes of ReqlD, which describes the request identification, and FromAddr, which identifies the address of the sender. The sub-items &lt; Text &gt; ... &lt; / &gt; are necessary and contain a message text. It can also include an optional priority sub-item. A sample request message shows Tjt in Figure 12. 0_ 37 _ This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 mm) ------------------- Order ------ 1— (Please read the note on the back? Matters before filling out this page) 1223759 A7 B7_ V. Description of the invention (35)

Msg-response (Please read the notes on the back before filling out this page) This message is used to respond to a previously received Msg-request. It can also be used to send a new message to a described identity. Those necessary attributes are ReqlD and ToAddr, which identify the destination address of the message. The following optional sub-items can also be included in the message: * &lt; Ink &gt; ... &lt; / &gt;: Msg-responding digital ink * &lt; Text &gt; ... &gt; &lt; / &gt;: message 0 * <Priority value = &quot; xxxn / &gt;: indicates the priority of the response. An example Msg_ response message is shown in Figure 13. DND_Notice This message starts at the HHD and is used to indicate to the system whether the π Do Not Disturb HHD switch is on or off. Acceptable numbers are π ON ”and •• Off”. An example of this message is: &lt; DND-Notify Switch = &quot; 0n'7 &gt; Heartbeat-Notification This message can start in any of HHD and HHS, and is used to send a heartbeat signal to indicate that the sending device is still active middle. This message was sent without any related attributes or sub-items, for example: &lt; Heartbeat-Notify / &gt; Printed by the Consumer Consumption Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs

NACK This message can start at one of HHD and HHS, and is used for error recording and debugging when the received message is wrong. The opcode includes a Reason attribute indicating the condition that caused the NACK message to be generated and a single necessary sub-item, Original, which contains the entire body of the text in violation of the rules. 38- _ This paper size is in accordance with Chinese National Standard (CNS) A4 (210 X 297 mm) Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economy 1223759 A7 B7_ V. Description of the invention (36) The original text, as it may be Abnormal types can be enclosed in an escaped character data "quotation, indicating that the parser should not try to understand that particular paragraph. A sample NACK message is shown in Figure 14. Set-Profile-Request This message starts in HHD and is used to pass a set of name-number pairs, which contains user profile information to the system for storage via a necessary pair sub-item. There may be any number of pairs. If the message is sent without a match, it can be interpreted as requesting the user's profile to be deleted. For example: &lt; Set-Profile-Request &gt; &lt; PairName = uStocks &quot; Value = ', IBM, DEC, GE, ATT, 7 &gt; &lt; / &gt; Settings-Profile-Respond to this message in Settings-side The write-request message is sent back from HHS to HHD. Its single attribute Success contains ΠΥ "or" N "as one of the status indications of the set-profile-request message. A successful response message will be: &lt; Set -Profile-Reply Success = H Y'7 &gt; Order-Request This message is generated in HHS after an order request. The message includes the following attributes: * ID: FOMAD order identification. * Stat: Handheld device status related to the current order .Possible values include &quot; OK ", &quot; CORRECT-PENDING", &quot; CANCEL &quot;, or NULL. This is usually consistent with the FOMAD HHD-state block. A state number other than NULL indicates that the broker has previously Accepted the order, and somehow lost the connection with the server and did not log out correctly. (Various other operations-39- This paper size applies to China National Standard (CNS) A4 specifications (210 X 297 mm) ___-- I —1 ---------------- Order --------- (Please first Read the notes on the back and fill out this page) 1223759 A7 _____ Β7 V. Description of the invention (37) The code also includes a state attribute. A set of valid state numbers used by this and other opcodes is provided in Figure 15 (It should be noted that not all status numbers are suitable for a particular opcode) * Sym: Symbol of a securities transaction. * Price: Price: The order price. This can be a specific price or the current "market" price An instruction to complete the process. Possible examples are "100 3/16 ·, and, ΜΚΊΓ. * Qty: (initial) order quantity. * Side: indicates the position of the order. Possible figures are &quot; buy &quot; and &quot; sell &quot;. * RemQty: the remaining quantity of the order (where the order may have been partially processed before). * Timestamp: The FOMAD time of the order. * FVer: FOMAD version number. * CaP: The capacity or role of the party for which the order has been proposed. * Num: Order number * Booth: Booth identifier * Trader: Merchant identifier * Ticket: In addition to these attributes, one or more other attributes can be defined to pass special instructions, indicate specific order flags, Expiration time, or other special instructions. In a preferred embodiment, the following additional attributes are also defined: * Execlnst · • Execution Instructions * Flags: Order Flags -40-This paper size depends on the specifications (210 X 297 mm) (Please read the back first Please fill in this page for the matters needing attention) Packing -------- Order --------- Printed by the Employees 'Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs Printed by the Employees' Cooperatives of the Intellectual Property Bureau of the Ministry of Economy 1223759 A7 B7_____ V. Description of the invention (38) * T IF: Effective time * SPInst: Special instruction containing the completion of the order. An example order_request message is illustrated in Figure 16. Order-Response This is a message that starts in HHD and indicates whether the broker has accepted or rejected a specific previous order. The opcode contains the following attributes: * ID: FOMAD order identification. * Stat: The status of the order. This indicates whether HHD has accepted or rejected the order. Possible numbers include "OK", "Reject", and "Passive-Reject", which indicates when an order has been processed on HHD for a predetermined period of time without being clearly accepted or rejected by the broker. Additional status is pending Bits can include &quot; correction_acceptance &quot;, and &quot; correction_rejection &quot; to use in situations where a previously transmitted order must be corrected. If the broker has not taken action on the order, it may accept the correction. If order processing has already begun, it may not be correctable, in which case the correction must be rejected. In the implementation of multiple versions of the FOMAD system in use, an FVer · · attribute can be provided to describe the FOMAD version number. An example order_ response message is: <Order-Reply ID = &quot; 123 &quot; Stat = &quot; 〇K &quot; FVer = 丨 丨 2 &quot; / &gt; Order-Revocation This message is entered by an employee, businessman, or other appropriate person The action started at HHS. The purpose after this opcode is to start the action on hd, the narrated order has been removed from D HD, thus removing it from the broker. When this action has been taken, the appropriate notice may be -41-This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 public love) (Please read the precautions on the back before filling out this page)-* — Order ---------. 1223759 A7 V. Description of Invention (39) HHD is generated for the broker. The attributes of this opcode may include ⑺, FOMAD order identification, and if multiple versions of F0MAD are in use ‘Fver’ FOMAD version number. For example: &lt; Order_Recall 1〇 = ”123 丨 丨 FVer = &quot; 2 丨 7 &gt;

&amp; JL This message is generated by the HHD and used to convey the execution of a process, such as buying or selling a group of securities. Execution messages can be generated without specific reference to a specific order. The attributes defined for this opcode include: * ID: 识别 H D The execution identification generated. * sym: Symbol for securities trading. * Price: The execution price. * Qty: number of executions. * Slde: indicates where to execute. The possible numbers are &quot; buy &quot; and &quot; sell .... * Timestamp: Timestamp of execution. In addition, an Ink sub-item is defined, it is best necessary to use it in the transmission by the broker A graphically coded message containing humans, including the Λ message 1 nk sub-item about the execution is discussed above. An example of the execution message is shown in Figure 17. Execution-Ack: This message is transmitted from the ΗHS and sent to the HHD Indicates that the described execution message has been received and reported back. Execution — Ack opcodes include one or more identifier fields as attributes to uniquely identify execution across multiple HHDs when reissued (because two separate HHDs are very May generate the same execution identification number): In the preferred embodiment, an ID sub-item contains the relevant 42- 丨 X 297 mm)! | 1 -------- • Jun Please read the back (&Gt; I will fill in this page again) —Order --------- Printed by the Intellectual Property Bureau of the Ministry of Economic Affairs's Consumer Cooperative 1223759 A7 B7___ V. Description of Invention (4〇) (Please read the back Zhuyin? Please fill in this page again.) FID sub-item that performs identification on behalf of FOMAD. A -1 number can be included in this block to indicate that a FOMAD processing error has occurred, and a representation of the error code will be placed in a status attribute, Stat, which represents The status of FOMAD processing. Possible values include • Έ × —ERR &quot; and NULL. A NULL value indicates a case where there is no error. If appropriate, a Fver attribute can be defined to describe a FOMAD version number. For example: ; Execution-AckID = &quot; 123 &quot; FID = &quot; 3876402 &quot; Stat = nEX—0K'Fver = &quot; 2 &quot; &gt; Execution-Assignment As discussed above, when an execution is executed, the result of the execution may be allocated in some Among the orders under review. The distribution information is generated by the FOMS staff and transmitted to the broker via ΗHS. The defined attributes include an ID, which performs identification on behalf of HHD, and a FID, which performs identification on behalf of FOMAD. Wisdom of the Ministry of Economic Affairs Printed by the Consumer Cooperative of the Property Bureau. In addition, it includes a necessary sub-item <Allocations> .. &lt; / &gt;, and is used to refer to one or more of the included Allocation operation codes. Order form of communication is affected by this distribution integration .Allocations opcodes which may be used in a message, but can not be used as a separate message to its particular use in the performance - which allocation message. The assignment opcode includes the following attributes: * ID: Performs identification on behalf of the HHD. * QtyAlloc: The number of shares allocated to this order. * Q t y: The current remaining of this order. * FVer: FOMAD version number. -43- ~ This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 mm) ~ 1223759 Α7 Β7 V. Description of the invention (41) With the A11〇cati〇ns block containing the sample Allocation reference — An example of an Execution-Allocation message is shown in Figure J 8.

Timeset: In addition to being a separate message, this opcode can also be included as a sub-item to another message, such as the login_response message discussed above. This attribute is the official time, such as the U τ c format time of the server. For example: &lt; Timeset Time = &quot; 19980106174100 ,, &&gt; Price: This message is sent from ΗHS and used to communicate to the broker the latest price related to one or more securities. The price opcode includes a time attribute containing a time tick of the indicated price. At least one &lt; Price &gt; ... &lt; / &gt; sub-page must be included to describe the price of a particular security. A sample Prices message is shown in Figure 19. Advantageously, this information can be used to quickly, via 经纪 HD of a broker, give them a snapshot of the last sale price of all securities associated with that broker. For example, the system can send price information to a broker in a cyclical manner. For example, all the securities they have described in their user profile, or only the broker has open orders or wait-and-see. Securities. Server-Status: The purpose of this opcode is to use the message as a sub-item in another message. As discussed above in relation to the login-response message, the server-status message is used to indicate the initial server status, and it also passes order and execution restore messages to the HHD. The defined attributes include: -44- This paper size applies to Chinese National Standard (CNS) A4 (210 X 297 mm) C Please read the precautions on the back before filling this page} · 丨 丨 丨 丨 丨 -Order · 1 丨! !! Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs. Printed by the Consumer Cooperative of the Intellectual Property Bureau of the Ministry of Economic Affairs. 1223759 A7 B7_ V. Description of the Invention (42) * F L S: Status of the F L S system. Possible numbers are "up" or "down". * FOMAD: The status of the FOMAD system. Possible numbers are "up" or "down". * Already-Logged-On: Indicates that the user has logged in to On the system. Additional optional sub-items include: * &lt; Recovery-Orders &gt; ··· &lt; / &gt;: Zero or more order request messages can be embedded in the server status message. Embedded messages Appears only when the server status message is included in the login response message. The Recovery-Orders opcode can be used in a message, but preferably not as a separate message, and most preferably only when the server-status message is embedded Used in a server-status message in a login-response message. This opcode indicates that the current login is in a restored state, and a previously accepted order is being re-sent to the HHD. One or more &lt; Order-Request &...; &lt; / &gt; Messages can be embedded in the restore-order operation code and used to retransmit the included orders. * <Recovery-Executions> ... &lt; / &gt;: Zero or More execution news The information can be embedded in the server status message. The embedded message appears only when the server status message is included in the login response message. As with the Recovery-Orders opcode, it is best to restore and execute the opcode to be used in another The message cannot be used as a separate message, and is only used in the server-status message when the server-status message is embedded in a login-response message. This opcode indicates that the current login is in a restored state , And the previously executed execution is re-sent to HD. The Recover-Executions opcode does not define attributes. One or more <executes>> ... &lt; / &gt; -45- This paper standard applies to Chinese national standards ( CNS) A4 specification (210 X 297 mm) (Please read the precautions on the back before filling out this page) · 丨 丨 丨 丨 丨 丨 Order · ------- 1223759 A7 B7 V. Description of the invention (43 ) The sub-items can be embedded in the restore-execute operation code. An example of a server-status message with a welcome Recovery-Orders and Recover-Executions message is shown in Figure 20. Although this The invention is particularly shown and described with reference to the relevant preferred embodiments. Those skilled in the art will understand various changes in form and details that can be accomplished without departing from the spirit and scope of the present invention. (Please read the note on the back first Please fill in this page for more information) ----- 丨 丨 丨 Order ------- 11 Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs-46- This paper size applies to China National Standard (CNS) A4 Specification (210 X 297 mm) 1223759 A7B7 V. Description of the invention (44) MM: Protocol XML file type definition for hand cup

&lt;!-Define what is allowed inside of the GSHP tags &lt;! ELEMENT GSHP (Logon-Request Logon-Reply Logoff-Notify DND-Notify Heartbeat-Notify NACK Msg-Request Msg-Reply Look-Request Look-Reply Look- Data Profile-Data Proflie-Data-Reply Order-Request Order-Reply Order-Recall Execution Execution-Ack Execution-Allocation Timeset Server-Status, Prices Page-Request Sp-Instr | Version) &gt; &lt;! ATTLIST GSHP SID CDATA Seq CDATA LRSeq CDATA «REQUIRED ^ REQUIRED # REQUIRED &gt; &lt;! ELEMENT Logon-Request (Logon-Request-Version?) &Gt; &lt;! ATTLIST Logon-Request Userid CDATA}» REQUIRED Password CDATA {(REQUIRED Force CDATA # REQUIRED &gt; &lt;! --I ------- install -------- order --------- AWVI (Please read the precautions on the back before filling this page) Employees of the Intellectual Property Bureau of the Ministry of Economic Affairs Printed by Consumer Cooperatives

If the Logon is unsuccessful f none of the sub-items are required-&gt; &lt;! ELEMENT Logon-Reply (Heartbeat-Period ?, Order-Reply-Timeout ?, Look-Reply-Timeout ?, Look-Data-Timeout ?, Profile-Data ?, Server-Status ?, Sp-Instr ?, Timeset?) &Gt; &lt;! ATTLIST Logon-Reply Success (Y | N) # REQUIRED &gt; &lt;! ELEMENT Logoff-Notify (Profile-Data) ?> • 47 This paper size applies the Chinese National Standard (CNS) A4 specification (210 X 297 mm) 1223759 A7 B7 V. Description of the invention (45) &lt; iELEMENT DND-Notify EMPTY &gt; &lt;! ATTLIST DND-Notify Switch ( On I Off) # REQUIRED &gt; &lt;! ELEMENT Heartbeat-Notify EMPTY〉 &lt;! ELEMENT Look-Request Data-Timeout?) &Gt; &lt;! ATTLIST Look-Request ReqlD CDATA «REQUIRED Symbol CDATA #REQUIRED FromAddr CDATA # REQUIRED &gt; &lt;! ELEMENT Look-Reply EMPTY &gt; &lt;! ATTLIST Look-Reply ReqlD CDATA jfREQUIRED ToAddr CDATA «REQUIRED Symbol CDATA #REQUIRED Accept (Y | NI PR) jfREQUIRED> &lt;! ELEMENT Look-Data (Ink, Priority? &gt; &gt; &lt;! ATTLIST Look-Data ReqlD CDATA #REQUIRED ToAddr CDATA ( fREQUIRED Symbol CDATA fREQUIRED &gt; (Look-Reply-Timeout? / Text ?, Priority? / Look- &lt;! ELEMENT NACK (Original) &gt; &lt;! ATTLIST NACK Reason (malformed) # REQUIRED &gt; (Please read the back first Please fill out this page again) Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs &lt;! ELEMENT Profile-Data-Reply EMPTY &gt; &lt;! ATTLIST Profile-Data-Reply Success CDATA ffREQUIRED &gt; &lt; iELEMENT Msg-Request (Priority ?, Text) &gt; &lt;! ATTLIST Msg-Request ReqlD CDATA ((REQUIRED FromAddr CDATA j | REQUIRED &gt; &lt;! ELEMENT Msg-Reply (Ink ?, Priority?, Text?) &Gt; &lt;! ATTLIST Msg-Reply ReqlD CDATA #REQUIRED • ToAddr CDATA # REQUIRED &gt;

&lt;! ELEMENT Order-Request EMPTY> &lt;! ATTLIST Order-Request ID CDATA It REQUIRED Stat CDATA ^ REQUIRED Sym CDATA «REQUIRED Price CDATA« REQUIRED Qty CDATA «REQUIRED Side CDATA« REQUIRED RemQty CDATA #REQUIRED Timestamp CDATA «REQUIRED FVer «REQUIRED 48 This paper size is applicable to the Chinese National Standard (CNS) A4 (210 X 297 mm) I — — — — — — I — ^ · 11111111 · 1223759 A7 B7 V. Description of the invention (46)

Cap CDATA #REQUIRED

Num CDATA «REQUIRED

Booth CDATA #REQUIRED

Trader CDATA «REQUIRED

Ticket CDATA #REQUIRED

Execlnst CDATA «REQUIRED

Flags CDATA #REQUIRED

Splnst CDATA if REQUIRED TIF CDATA # REQUIRED &gt; &lt; I ELEMENT Order-Reply EMPTY &gt; &lt;! ATTLIST Order-Reply

ID CDATA #REQUIRED

Stat CDATA #REQUIRED FVer CDATA #REQUIRED〉 &lt;! ELEMENT Order-Recall EMPTY> &lt; IATTLIST Order-Recall

ID CDATA #REQUIRED FVer CDATA # REQUIRED &gt; &lt;! ELEMENT Execution (Ink?) &Gt; &lt;! ATTLIST Execution

ID CDATA «REQUIRED

FID CDATA #REQUIRED Sym CDATA ft REQUIRED

Price CDATA «REQUIRED • Qty CDATA ^ REQUIRED.

Side CDATA ^ REQUIRED

.Stat CDATA «REQUIRED

Timestamp CDATA # REQUIRED &gt; &lt;! ELEMENT Execution-Ack EMPTY &gt; &lt;! ATTLIST Execution-Ack

ID CDATA #REQUIRED

FID CDATA #REQUIRED

Stat CDATA «REQUIRED FVer CDATA # REQUIRED &gt; &lt;! ELEMENT Execution-Allocation (A1 locations-f) &gt;

&lt;! ATTLIST Execution-Allocation ID CDATA #REQUIRED FID CDATA # REQUIRED &gt; &lt;! ELEMENT Server-Status (Recovery-Orders ?, Recovery-Executions?) &gt; &lt;! ATTLIST Server-Status

FLS CDATA «REQUIRED

FOMAD CDATA #REQUIRED

Already-Logged-On CDATA j | REQUIRED &gt; &lt;! ELEMENT'Page-Request EMPTY &gt; &lt;! ATTLIST Page-Request

Look (Y | N) # REQUIRED &gt; &lt;! ELEMENT Timeset EMPTY &gt; &lt;! ATTLIST Timeset Time CDATA # REQUIRED &gt; -49- This paper size applies the Chinese National Standard (CNS) A4 specification (210 χ 297 public love) (Please (Read the precautions on the back before filling this page) ▼ Install -------- Order --------- ^ 1 ^ · Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economy 1223759 A7B7 V. Invention Explanation (47) Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs &lt;! ELEMENT Prices (Price »-) &gt; &lt;! ATTLIST Prices Time CDATA # REQUIRED &gt; &lt;! ELEMENT Sp-Instr (Pair +) &gt; &lt; ! —— The following can only be used as sub-items —— &gt; &lt; I ELEMENT Heartbeat-Period EMPTY &gt; &lt;! ATTLIST Heartbeat-Period Seconds CDATA # REQUIRED &gt; &lt;! ELEMENT Order-Reply-Timeout EMPTY〉 &lt;! ATTLIST Order-Reply-Timeout Seconds CDATA ifREQUIREb &gt; &lt;! ELEMENT Look-Reply-Timeout EMPTY &gt; &lt;! ATTLIST Look-Reply-Timeout Seconds CDATA # REQUIRED &gt; &lt;! ELEMENT Look-Data-Ti ineout EMPTY〉 ClATTLIST Look-Data-Timeout Minutes CDATA # REQUIRED &gt; &lt;! ELEMENT Logon-Request-Version EMPTY &gt; &lt; IATTLIST Logon-Request-Version Value CDATA # REQUIRED &gt; &lt;! ELEMENT Pair EMPTY〉 &lt; IATTLIST Pair Name CDATA «REQUIRED Value CDATA # REQUIRED &gt; &lt;! ELEMENT Recovery-Orders (Order-Request +) &gt; &lt;! ELEMENT Recovery-Executions (Execution.) &Gt; &lt;! ELEMENT Allocations (A1locations) &gt; &lt;! ELEMENT Allocation EMPTY &gt; &lt; IATTLIST Allocation ID CDATA #REQUIRED QtyAlloc CDATA ttREQUIRED Qty CDATA «REQUIRED FVer CDATA # REQUIRED &gt; &lt; I ELEMENT Priority EMPTY &gt; &lt; IATTLIST Priority Value (Normal | High) # REQUIRED &gt; &lt;! ELEMENT Price EMPTY &gt; &lt; IATTLIST Price Sym CDATA« REQUIRED Price CDATA # REQUIRED &gt; &lt;! ELEMENT Profile-Data (Pair +) &gt; &lt; 1 ELEMENT Text (#PCDATA) &gt; &lt;! ELEMENT Ink (#PCDATA) &gt; &lt;! ATTLIST Ink Format (Stroke-Vector | GIF89a) # REQUIRED &gt; &lt;! ELEMENT Original («PCDATA)> 50- This paper size applies to Chinese National Standard (CNS) A4 (210 x 297 mm) (Please read the precautions on the back before filling in this ) I equipment -------- Order --------- AVI. 1223759 A7B7 V. Description of the invention (48) &lt;! — MsBroker compares its internal DTD version to the value here-&gt; &lt; I ELEMENT Version EMPTY〉 &lt;! ATTLIST Version MsBroker (0200) # REQUIRED &gt; (Please read the notes on the back before filling this page) 7 Pack -------- Order -------- -. Printed by the Employees 'Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs 51-This paper size applies the Chinese National Standard (CNS) A4 (210 X 297 mm) 1223759 V. Description of the invention (49 Printed by the Employees' Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs The wording of general buying and selling terms spans the rationing of shares suitable for participation in buying and selling. I ca n’t make up a completed order, but I do n’t care about it for a while. It ’s between member firms. Business information about-detailed execution information, including reductions and counterparties. — Execution consists of one or more items. Differing-in-trading relative brokers, for example, as identified by brokers and badge numbers. A graphical representation of nitrogen-hand socket information is somewhat similar to a scanned / transmitted image. Digital inks may be compressed for transmission in a leak-free manner. The cooked iL performs an action of buying and selling, and / or information describing its price (price and quantity). EQMAD • A market-specific order management architecture that implements a specific OMA. -A customer application as part of an order management system used by employees at the booth to assist in order management. — A handheld device, such as the hardware used by a broker to access a wireless network. MS-A server application that routes communications between HHDs and other system components. HHS also stands for the interface between HHDs and FOMAD. Remaining-the remaining quantity of a valid order. Wait-and-see-a group of information, usually written on a small piece of paper or stored digitally on a handheld device, which provides the current market conditions of a particular marketable securities in the execution of some orders ------ ----- · Installation ------ (Please read the precautions on the back before filling out this page) tTi ------- 0. 52 This paper size applies to China National Standard (CNS) A4 specifications ( 210 X 297 mm) 1223759 A7 ^-.. -------- -___ ---___ V. Description of the invention (50)-Instructions. This information may include current requirements and estimates of bid prices and quantities, parties involved in the sale, and brokerage opinions. It is written in a generally understood format. Also called a &quot; market description &quot;. QMA-Order Management Architecture. iii-Instruction to buy or sell a securities. An order contains all the information a broker needs to perform a sale. This term is also related to the presentation of this information, such as digitally or on a piece of paper. uic-Coordinated Universal Time, which is called the time set by the Universal Time Standard. Formerly known as Greenwich Mean Time or GMT. Oral-The price and quantity of the execution, as in "Oral Verification". Written-those details that fully describe an implementation, as in &quot; Written Confirmation &quot; 0 n ϋ I mM§ II l · ϋ · 1 mmm§ IJ t ϋ i ^ i ϋ ϋ 11 I— I Please read the notes on the back before filling out this page} Printed by the Consumer Cooperatives of the Intellectual Property Bureau of the Ministry of Economic Affairs -53- This paper size applies to China National Standard (CNS) A4 (210 X 297 mm)

Claims (1)

1223759 A BCD Patent Application No. 089120897 Chinese Application for Patent Scope Replacement (February 1993) VI. Scope of Patent Application A computer-implemented method for processing an order for a marketable securities, the method includes the following steps: Receive an incoming computerized order The securities order of the management system; The securities order is presented in the computerized order management system with a symbol; The member #prints whether to change the original substance after the amendment of this case. 2 · The Symbol to a booth, where the allocation is performed by an automated processing in the computerized order management system; allocation of the symbol to a market broker identifying identity, where the allocation is by one of the computerized order management systems Automated processing is completed; sending the order to a computer server; connecting a computerized booth workstation to the booth; sending the order via the computer server to the computerized booth workstation associated with the booth allocated by the symbol; Login to the market broker to identify to a handheld computing Set; and a symbol of the order is sent through the allocation of the computer server is registered brokers to identify the identity of the market handheld computing device. For example, the method of claim 1 in the patent scope further includes a step of sending a record of the action of the marking to the computer server, and registering the record to a memory of the computer server. If the method of applying for the second item of patent scope, 1 includes-the step is to send the action record via the computer server to the computerized booth workstation associated with the booth to which the order symbol is allocated. This paper size applies the Chinese National Standard (CNS) A4 specification (21〇χ 297 mm)! 223759 A8 B8 C8 D8 Patent Application Scope 4. If the method of the first scope of patent application is applied, multiple booths are used and one unique Symbol groups are assigned to each booth workstation. 5. If the method of claim 4 is applied, the unique symbol group assigned to a market broker's identity is a unique sub-group of a symbol group associated with a booth. 6. The method according to claim 1 of the patent scope further includes transmitting a heartbeat signal from the handheld device to the server within a predetermined period of time. ? As in the method of claim 6 of the patent scope, any communication between the handheld device and the server is sufficient as a heartbeat. 8. The method according to item 6 of the patent application, further comprising a step of logging off a market broker from the server in response to the server not receiving a predetermined number of heartbeats. 9. The method according to item 8 of the patent application scope, wherein the predetermined number of heartbeats is two. 10. The method according to item 丨 of the scope of patent application, wherein an order contains the number of shares described by the relevant symbol. U · As for the method of applying for item 10 in the scope of patent application, it further includes a step of calculating the total number of shares to be related to a specific symbol with a fixed order. 12. If the method of claim 11 of the patent scope includes a step of calculating the total number of shares, a fixed order is related to a specific symbol, where the order meets the fixed price. 13. The method of claim 12 of the May patent scope, where the order includes a buy order. -2-This paper size is applicable to China National Standard (CNS) A4 (210X297mm) / jy Among them, the order includes a sell. 14 · The method order of item 12 in the scope of patent application. 15. A computerized system for processing an order in a trading exchange. The computerization of the order includes at least one computerized booth workstation, at least one handheld computing device, and the electrical at least one handheld computing device. A computer server Connected to the brainened booth workstation; and operating software in a computer server to send an order to a specific booth workstation of the at least one computerized booth workstation based on a securities symbol associated with the early evaluation ; And sending an order to a specific one of the at least one computerized booth workstation according to the securities symbol associated with the order. 16. If the computerized system of item 15 of the scope of patent application includes a computerized order management system linked to the computer server. 17. Such as the scope of patent application! The computerized system of item 5 further includes a computerized record workstation linked to the computer server. 18 · —A computer-readable medium having computer-executable software code stored therein, the software code causing a computer server to: present a portfolio with a symbol; assign a symbol group to a booth; assign a symbol The group identifies a market broker who logs in to a handheld computing device; -3- This paper size applies to China National Standard (CNS) A4 (210 X 297 mm) 1223759 Inputting an order related to a symbol to a computer; transmitting the order to a computer server; sending the order via the server to a computerized booth workstation associated with the booth to which the order symbol is assigned; and The order is sent via the server to the handheld computing device associated with the market broker identity, where the market broker identity is associated with the order to which the symbol is assigned. 19. If the computer-readable media of item 18 of the scope of patent application, the software code at the same time leads to a handheld computing device, in which the identity of the market broker is registered to calculate an allocation of the number of securities traded to the order With the execution of an order, the order is suitable for joining Yiyi. Parent 20. If you apply for the method of item 11 or 12 in the scope of patent application, the total number of shares in a fixed order will be displayed on the handheld computing device. -4- The paper size is suitable for domestic use (CNS) A4 specification (210 X 297 public love) '&quot; -----