TW201244717A - Treatment of attention deficit/hyperactivity disease - Google Patents

Treatment of attention deficit/hyperactivity disease Download PDF

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Publication number
TW201244717A
TW201244717A TW101109949A TW101109949A TW201244717A TW 201244717 A TW201244717 A TW 201244717A TW 101109949 A TW101109949 A TW 101109949A TW 101109949 A TW101109949 A TW 101109949A TW 201244717 A TW201244717 A TW 201244717A
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adhd
study
week
doc
test
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TW101109949A
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Chinese (zh)
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Merouane Bencherif
Geoffrey Charles Dunbar
David A Hosford
Gregory J Gatto
Terry Hauser
Kristen Jordan
Anthony Carl Segreti
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Targacept Inc
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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K45/00Medicinal preparations containing active ingredients not provided for in groups A61K31/00 - A61K41/00
    • A61K45/06Mixtures of active ingredients without chemical characterisation, e.g. antiphlogistics and cardiaca
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K31/00Medicinal preparations containing organic active ingredients
    • A61K31/33Heterocyclic compounds
    • A61K31/395Heterocyclic compounds having nitrogen as a ring hetero atom, e.g. guanethidine or rifamycins
    • A61K31/435Heterocyclic compounds having nitrogen as a ring hetero atom, e.g. guanethidine or rifamycins having six-membered rings with one nitrogen as the only ring hetero atom
    • A61K31/44Non condensed pyridines; Hydrogenated derivatives thereof
    • A61K31/4427Non condensed pyridines; Hydrogenated derivatives thereof containing further heterocyclic ring systems
    • A61K31/444Non condensed pyridines; Hydrogenated derivatives thereof containing further heterocyclic ring systems containing a six-membered ring with nitrogen as a ring heteroatom, e.g. amrinone
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P25/00Drugs for disorders of the nervous system
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P25/00Drugs for disorders of the nervous system
    • A61P25/26Psychostimulants, e.g. nicotine, cocaine

Abstract

The present invention relates to methods and uses for (2S, 3R)-N-(2-((3-pyridinyl)methyl)-1-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof.

Description

201244717 六、發明說明: 【發明所屬之技術領域】 本發明係關於(23,3尺)-义(2-((3-°比咬基)曱基)-1-氮雜雙 環[2.2_2]辛-3-基)苯并咴喃_2_曱酿胺或其醫藥上可接受之 鹽之方法及用途。 【先前技術】 化合物(2S,3R)-N-(2-((3- °比啶基)甲基)-1-氮雜雙環 [2.2.2]辛-3-基)苯并吱喃曱醯胺(包括合成方法)闡述於 公開美國專利申請案第12/184,312號(公開案第1^ 2009/ 0048290 A1號)中,且係美國專利第6,953,855號中所述群 屬之一部分,該兩個專利皆係以引用方式全文併入本文 中。該化合物可稱作TC-5619。 注意力不足過動症(ADHD或ad/HD或ADD)係神經行為 發育病症。ADHD之特徵主要在於注意力與過動之問題共 同存在,其中每一行為極少單獨出現。ADHD係慢性病 症,其中30%至50%在兒童時期確診之個體進入成年期持 續顯現症狀。患有ADHD之青少年及成年人傾向於發展因 應機制來抵消一些或所有損害。ADHD係經由精神病評價 來診斷以排除其他潛在原因或共病,但可使用身體檢查、 放射學成像及實驗室測試。 在北美洲,DSM準則通常係診斷之基礎,例如美國精神 醫學學會(American Psychiatric Association)在其精神病之 診斷及統計手冊(Diagnostic and Statistical Manual of Mental Disorders (DSM-IV))’第4版中所主張之準則。基 163062.doc 201244717 於以下所列示之DSM-IV準則,目前將ADHD分為三種類 型:(i)合併型ADHD ; (ii)主要為注意力不足型 (Predominantly Inattentive Type) ADHD ;及(iii)主要為過 動衝動型(Predominantly Hyperactive-Impulsive Type) ADHD。根據DSM之最近修訂,先前使用之片語ADD (注 意力不足症(Attention Deficit Disorder))已不再使用。因 此,目前使用術語ADHD以將此病症闡述為一種其自身可 表現為導致過動/衝動(主要為過動衝動型ADHD)或注意力 不足(主要為注意力不足型ADHD型)或二者(合併型ADHD) 之主要不足之不同病症。在第十版之/«ierwaiiowa/ Statistical Classification of Diseases and Related Health (ICD-10)中,將ADHD之符號命名為「過動病 症」。當存在行為規範病症(如由ICD_10所定義)時,將病 況稱為「過動性行為規範病症(Hyperkinetic conduct disorder)」。否則,將病症分類為「活動及注意力障礙 (Disturbance of Activity and Attention)」、「其他過動症」 或「未分類過動症(Hyperkinetic Disorders,Unspecified)」。 後者有時稱為「過動症候群(Hyperkinetic Syndrome) j。 DSM-IV及ICD-10中之每一者關於該等病症之該診斷、症 狀及術語以引用的方式併入本文中。無論術語如何,本發 明係關於與該等病症相關聯之治療。 參照DSM-IV,若個體呈現所定義一系列注意力不足症 狀中之六者或更多者至少六個月達到認為具有干擾性且不 適當之程度,則適用ADHD之主要為注意力不足亞型之診 163062.doc 201244717 斷。類似地’若個體在達到認為具有干擾性且不適當之程 度之則至少六個月呈現所定義測試套組之所定義一系列過 動/衝動症狀中之六者或更多者,則適用ADHD之主要為過 動-衝動亞型之診斷。同樣地,當個體呈現兩個系列之症 狀時’則適用合併型之診斷。 刺激劑(無論·長效還是短效)起作用相對較快(當天起作 用)其中效應值(即’治療效應之量值)為大約〇.8至〇.9。 该等藥劑呈現高濫用傾向且通常係管制藥物(scheduled drug)。此外,該等藥劑通常伴有較不理想之耐受性曲線, 其包括高血壓、心搏過速、失眠、藥物效應、興奮性或情 緒波動。非刺激劑起作用較慢,其中效應值為大約〇5。 儘管&用傾向得以解決,但耐受性曲線與刺激劑類似。具 有最小化濫用傾向异合意耐受性曲線之相對較快發揮作用 藥劑將極大地有益於患ADHD之患者。 【發明内容】 本發明包括藉由投與治療有效量之(2S 3r)_n_(2_((3 i^ 咬基)甲基)-1·氮雜雙環[2·2·2]辛_3_基)苯并。夫喃·2_曱酿胺 或其醫藥上可接受之鹽治療ADHD之方法。 本發明包括治療經診斷患有注意力不足亞型ADHD之患 者的方法,其包含投與治療有效量之(28,3Κ)·ν·(2·((3-〇λ 啶基)曱基)_1 -氮雜雙環[2_2.2]辛-3-基)苯并呋喃_2·甲醯胺 或其醫藥上可接受之鹽。 本發明包括改善有需要患者之注意力的方法,其包含投 與治療有效量之(2S,3R)-N-(2-((3·啦啶基)甲基)_卜氮雜雙 163062.doc 201244717 環[2.2.2]辛·3-基)笨并呋喃_2_曱醯胺或其醫藥上可接受之 鹽°本發明之一態樣包括治療注意力不足之方法,其包含 投與治療有效量之(2S,3R)-N-(2-((3-。比啶基)甲基)-1-氮雜 雙環[2.2.2]辛·3-基)苯并呋喃_2_曱醯胺或其醫藥上可接受 之鹽。 本發明包括對與ADHD相關聯之症狀早期發生之效應 (即,服藥一週内)之(2S,3R)_N_(2_((3_„比啶基)甲基)_丨·氮雜 雙環[2.2.2]辛-3-基)苯并呋喃_2_甲醯胺或其醫藥上可接受 之鹽’該等症狀包括(但不限於)康納爾成人ADHD評量表 (Conners Adult ADHD Rating Scale, CAARS)之總體表現、 過動' 衝動及ADHD指數子量表。 本發明包括持續作用(即,服藥後維持4週或更多週)之 (28.311) ->1-(2-((3-°比啶基)甲基)-1_氮雜雙環[2.2.2]辛_3-基) 苯并吱喃-2-甲醯胺或其醫藥上可接受之鹽對與ADHD相關 聯之症狀’其包括(但不限於)過動、注意力不足、自我概 念、憤怒、敵意、錯亂及困惑》 本發明包括(2S,3R)-N-(2-((3-«比啶基)曱基)-1-氮雜雙環 [2.2.2]辛-3-基)苯并呋喃-2-甲醯胺或其醫藥上可接受之 鹽、或另一種α7激動劑與一或多種刺激劑之組合用以治療 合併型、注意力不足型或過動/衝動型ADHD。本發明包括 (23.311) -;^-(2-((3-«比啶基)甲基)-1-氮雜雙環[2.2_2]辛-3-基) 苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽、或另一種以激 動劑與一或多種抗抑鬱劑之組合用以治療合併型、注意力 不足型或過動/衝動型ADHD »本發明包括(2S,3R)-N-(2- 163062.doc -6 - 201244717 ⑼μ基)甲基)小氮雜雙環[2.22]辛_3•基 醯胺或其醫藥上可接受之鹽、 ^ τ 戍另一種cx7激動劑與一戋多 種抗抗高血壓劑之組合用以治療合併型、注意力不足型或 過動/衝動型ADHD。本發明包括(2S,3R)-N-(2-((3㈣基) „雙環[2.2.2]辛.3_基)笨并咳,士甲酿胺或其醫 藥上可接党之鹽、或另一種7激勤布 激動劑與—或多種刺激劑、 -或多種抗抑營劑及一或多種抗高血壓劑中之一或多者的 組合用1治療合併型、&意力不足型或過動/衝動型 A D H D °就此而言,本發明句杯γ 乃匕括(2S,3R)-N-(2-((3·吡啶基) 甲基H-氮雜雙環[2.2.2]辛_3-基)苯并咳…酿胺或其醫 藥上可接受之鹽與用於治療ADHD (包括合併型、注意力 不足型或過動/衝動型)之另一種治療劑之組合。 本文中所用但未另外定義之各個術語可參口照方案部分來 定義。 【實施方式】 (2S’3R)-N-(2-((3-錢基)甲基 Μ·氮雜雙環[2.2.2]辛 _3· 基)苯并咬喃-2-甲酿胺或其醫藥上可接受之鹽、(2s,3r)_n· (2·((3“比咬基)甲基氮雜雙環[2 2 2]辛_3·基)笨并咬喃· 2-曱酿胺(包括合成方法)闡述於美國專利第7,981,嶋號(先 前作為公開案第US 2009/0048290 Μ號公開)中,且係美國 專利第6,953,855號中所述群屬之一部分,該兩個專利皆以 引用方式全文併入本文中。 (2S,3R)-N-(2-((3-n比啶基)曱基)-1_ 氤雜雙環[2 2 2]辛-3_ 基)苯并。夫喃-2-曱酿胺或其醫藥上可接受之鹽係選擇性… 163062.doc 201244717 NNR激動劑》(2S,3R)_N-(2-((3-吡啶基)甲基)·1·氮雜雙環 [2.2.2]辛-3-基)笨并呋喃-2-甲醯胺或其醫藥上可接受之鹽 在記憶之臨床前模型中具有效能且在健康志願者之1期試 驗中具有普遍良好之耐受,該等志願者在投與67 mg (2S,3R)-N-(2-((3-。比啶基)甲基)_ι_氮雜雙環[2 2 2]辛_3基) 苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽時顯示注意力穩 健改善。參見Hauser TA、Kucinski A、Jordan KG、Gatto GJ ^ Lippiello PM > Bencherif M : (2S,3R)-N-(2-((3-pyridinyl) methyl)-l-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof: An a7 NNR selective agonist that demonstrates efficacy in animal models of schizophrenia, Biochem. Pharmacol. 1009; 78: 803-812,其以引用的方式併入本文中。 本發明係源於在患有ADHD之成年人中測試(2s,3R)-N-(2-((3-。比啶基)曱基)-i-氮雜雙環[2 2 2]辛_3 •基)苯并呋喃 -2-曱醯胺或其醫藥上可接受之鹽之作用所實施之臨床試 驗。此研究將來自美國各個地點根據DSM-IV-TR準則經診 斷患有ADHD之135名男性或女性成年人(年齡18·65歲)隨 機化。受試者經隨機化以使用安慰劑(η = 67)或(23,311)_1^ (2-((3〃比啶基)曱基)_1-氮雜雙環[222]辛_3_基)苯并呋 味2-曱醢胺或其醫藥上可接受之鹽(n=68 : 1 mg po qd持 續4週,然後5 mg po qd持續4週,且最後25 mg p〇 qd持續4 週)治療達12週。 163062.doc 201244717 主要結果量度(康納爾成人ADHD評量表-試驗主持人 (Investigator) [CAARS-Inv]總分)在第 4週、第 8週或第 12週 並未顯示支持(2S,3R)-N-(2-((3-吡啶基)甲基)-卜氮雜雙環 [2.2.2]辛-3-基)苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽 的統計學顯著益處(p<〇. 10);且因此該研究並不符合預先 定義之成功準則。然而,CAARS-Inv在第1週顯示支持 (28,311)-:^-(2-((3-°比啶基)甲基)-1-氮雜雙環[2.2.2]辛-3-基) 苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽之顯著益處 (p=0.0191)。在次要結果量度中,(2S,3R)-N-(2-((3-吡啶 基)曱基)-1-氮雜雙環[2.2.2]辛-3-基)苯并呋喃-2-甲酿胺或 其醫藥上可接受之鹽在不同時間在以下量表中顯示統計學 顯著益處:CAARS-Inv過動-衝動量表;CAARS-受試者 (CAARS-S) ADHD指數、過動量表、注意力不足量表、及 自我概念問題量表(Problems with Self-Concept scale); CogState ADHD成套測試(CogState ADHD Test Battery)中 之客觀量度[CATB :停止信號反應時間(Stop Signal Reaction Time)(行為抑制測試)、格羅頓迷宮學習測試 (Groton Maze Learning Test,GMLT)、檢測任務(Detection task)(心理動作歷程測試)及國際購物清單任務(the International Shopping List Task)(語文學習測試)];總體臨 床整體印象(overall clinical global impression, CGI),CGI-嚴重性(CGI-S)及CGI·改善(CGM)量表;及行為項目,關 於憤怒-敵意及錯亂-困惑之情緒狀況評量表(Profile of ]63062.doc 201244717201244717 VI. Description of the invention: [Technical field to which the invention pertains] The present invention relates to (23, 3 ft)-meaning (2-((3-° ratio) thiol)-1-azabicyclo[2.2_2] Method and use of oct-3-yl)benzopyran-2-ylamine or a pharmaceutically acceptable salt thereof. [Prior Art] Compound (2S,3R)-N-(2-((3- °-pyridyl)methyl)-1-azabicyclo[2.2.2]oct-3-yl)benzopyrene Indoleamine (including a method of synthesis) is described in the disclosure of U.S. Patent Application Serial No. 12/184,312, the disclosure of which is incorporated herein by reference. Each patent is incorporated herein by reference in its entirety. This compound can be referred to as TC-5619. Attention deficit hyperactivity disorder (ADHD or ad/HD or ADD) is a neurobehavioral developmental disorder. The main feature of ADHD is that the problem of attention and overactivity coexist, with each behavior rarely appearing alone. ADHD is a chronic condition in which 30% to 50% of individuals diagnosed in childhood enter the adulthood and continue to develop symptoms. Adolescents and adults with ADHD tend to develop mechanisms to counteract some or all of the damage. ADHD is diagnosed by psychiatric evaluation to rule out other underlying causes or comorbidities, but physical examination, radiological imaging, and laboratory testing can be used. In North America, DSM guidelines are often the basis of diagnosis, such as the American Psychiatric Association's 4th edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV). The principle of advocacy. Base 163062.doc 201244717 In the DSM-IV guidelines listed below, ADHD is currently divided into three types: (i) combined ADHD; (ii) predominantly intenttent type ADHD; Iii) is mainly a Predominantly Hyperactive-Impulsive Type ADHD. According to a recent revision of DSM, the previously used phrase ADD (Attention Deficit Disorder) is no longer used. Therefore, the term ADHD is currently used to describe this condition as either manifesting itself as causing hyperactivity/impulsivity (mainly hyperactive impulsive ADHD) or under-attention (mainly under-attention ADHD type) or both ( The main deficiencies of the combined ADHD) are different conditions. In the tenth edition / «ierwaiiowa/ Statistical Classification of Diseases and Related Health (ICD-10), the symbol of ADHD is named "overactive disease". When a behavioral disorder (as defined by ICD_10) is present, the condition is referred to as "hyperkinetic conduct disorder." Otherwise, the illness is classified as "Disturbance of Activity and Attention", "Other Overactive Disorders" or "Hyperkinetic Disorders (Unspecified)". The latter is sometimes referred to as "Hyperkinetic Syndrome". The diagnosis, symptoms and terminology of each of DSM-IV and ICD-10 are incorporated herein by reference. The present invention relates to treatments associated with such conditions. With reference to DSM-IV, if an individual presents six or more of the defined deficit deficit symptoms for at least six months, it is considered to be interfering and inappropriate. The extent to which ADHD is applied is mainly for the diagnosis of under-reported subtypes 163062.doc 201244717. Similarly, 'if the individual reaches the defined test set at least six months if it is considered to be interfering and inappropriate. The six or more of a series of hyperactive/impulsive symptoms defined by ADHD are primarily diagnosed as hyperactive-impulsive subtypes. Similarly, when an individual presents two series of symptoms, then the application is combined. Type of diagnosis. Stimulators (whether long-acting or short-acting) work relatively quickly (acting on the day) where the effect value (ie the amount of 'therapeutic effect) is about 〇.8 to 〇.9. Presents a high tendency to abuse and is usually a scheduled drug. In addition, these agents are often accompanied by a less desirable tolerance curve including hypertension, tachycardia, insomnia, drug effects, excitability or mood Fluctuations. Non-irritants act slower, with an effect value of about 〇 5. Although the & propensity is resolved, the tolerance curve is similar to the stimulator. The relative disability tolerance curve with minimal abuse tendency is relatively The fast acting agent will greatly benefit patients suffering from ADHD. SUMMARY OF THE INVENTION The present invention encompasses the administration of a therapeutically effective amount of (2S 3r)_n_(2_((3 i^ dimethyl)methyl)-1· A method for the treatment of ADHD with azabicyclo[2·2·2]octyl-3-yl)benzofuran-2-amine or a pharmaceutically acceptable salt thereof. The present invention encompasses the treatment of diagnosed attention A method of insufficiency in a subtype of ADHD, comprising administering a therapeutically effective amount of (28,3Κ)·ν·(2·((3-〇λ 1,3-yl)indolyl)-1-azabicyclo[2_2.2] Oct-3-yl)benzofuran-2-carbamamine or a pharmaceutically acceptable salt thereof. The present invention includes an improvement in need A method of attention, comprising administering a therapeutically effective amount of (2S,3R)-N-(2-((3)-hexidyl)methyl)_ azabi 163062.doc 201244717 ring [2.2. 2] 辛·3-yl) benzofuran-2-amine or a pharmaceutically acceptable salt thereof. One aspect of the present invention includes a method for treating attention deficit, which comprises administering a therapeutically effective amount (2S) , 3R)-N-(2-((3-)pyridyl)methyl)-1-azabicyclo[2.2.2]octyl-3-yl)benzofuran-2-amine or its medicine Acceptable salt. The present invention encompasses the early onset of symptoms associated with ADHD (i.e., within one week of administration) of (2S,3R)_N_(2_((3_„pyridyl)methyl)-丨·azabicyclo[2.2. 2] oct-3-yl)benzofuran-2-carbamide or a pharmaceutically acceptable salt thereof. These symptoms include, but are not limited to, the Conners Adult ADHD Rating Scale (Conners Adult ADHD Rating Scale, CAARS) Overall Performance, Overdrive 'Impact and ADHD Index Subscale. The present invention includes a sustained effect (ie, maintained for 4 weeks or more after administration) (28.311) -> 1-(2-((3) -°-pyridyl)methyl)-1 -azabicyclo[2.2.2]oct-3-yl)benzopyran-2-carboxamide or a pharmaceutically acceptable salt thereof associated with ADHD Symptoms 'which include (but are not limited to) hyperactivity, lack of attention, self-concept, anger, hostility, confusion, and confusion. The present invention includes (2S,3R)-N-(2-((3-«-pyridyl)) Mercapto)-1-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof, or another alpha 7 agonist and one or more irritants Combination for treating combined and under-focused Over/impact type ADHD. The present invention includes (23.311)-;^-(2-((3-«-pyridyl)methyl)-1-azabicyclo[2.2_2]oct-3-yl)benzo Furan-2-carboxamide or a pharmaceutically acceptable salt thereof, or another combination of an agonist and one or more antidepressants for the treatment of combined, underpowered or overactive/impulsive ADHD » 本The invention includes (2S,3R)-N-(2- 163062.doc -6 - 201244717 (9) μ group) methyl) small azabicyclo[2.22] osin-3 guanamine or a pharmaceutically acceptable salt thereof, ^ Another combination of a cx7 agonist and a plurality of anti-hypertensive agents for the treatment of combined, underpowered or overactive/impulsive ADHD. The invention includes (2S,3R)-N-(2- ((3 (four) base) „bicyclo[2.2.2] 辛.3_基) stupid and cough, snail amine or its medicinally acceptable salt of the party, or another 7 agonist agonist and — or a variety of stimuli a combination of one or more of the agent, or a plurality of anti-suppressants and one or more antihypertensive agents, the treatment of combined, & sufficiency or overdrive/impulsive ADHD °, in this regard, Invented sentence cup γ is included (2S, 3R)-N-(2- ((3·pyridyl)methyl H-azabicyclo[2.2.2]oct-3-yl)benzoxyl...the amine or its pharmaceutically acceptable salt and for the treatment of ADHD (including combination type, attention A combination of another therapeutic agent of insufficient or overactive/impulsive type. The various terms used herein, but not otherwise defined, may be defined in the section of the protocol. [Embodiment] (2S'3R)-N-(2-((3-Chloryl)methylhydrazinium] azabicyclo[2.2.2]octyl-3-yl)benzoquinone-2-cartoamine Or a pharmaceutically acceptable salt thereof, (2s, 3r)_n· (2·((3" than dimethyl) methyl azabicyclo[2 2 2] octyl _3·yl) The brewing amine (including the synthetic method) is described in U.S. Patent No. 7,981, the entire disclosure of which is hereby incorporated by reference in its entirety in its entirety in its entirety in Each of the patents is incorporated herein by reference in its entirety. (2S, 3R)-N-(2-((3-n-Byridinyl)indolyl)-1_indobicyclo[2 2 2]oct-3-yl) Benzophenan-2-amine or its pharmaceutically acceptable salt selectivity... 163062.doc 201244717 NNR Agonist (2S,3R)_N-(2-((3-pyridyl)methyl) ····azabicyclo[2.2.2]oct-3-yl) benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof is effective in a preclinical model of memory and is in healthy volunteers There was generally good tolerance in phase 1 trials in which 67 mg (2S,3R)-N-(2-((3-)pyridyl)methyl was administered. _ι_azabicyclo[2 2 2]oct-3-yl) benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof exhibits a steady improvement in attention. See Hauser TA, Kucinski A, Jordan KG, Gatto GJ ^ Lippiello PM > Bencherif M : (2S,3R)-N-(2-((3-pyridinyl) methyl)-l-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a A pharmaceutically acceptable salt thereof: An a7 NNR selective agonist that demonstrates efficacy in animal models of schizophrenia, Biochem. Pharmacol. 1009; 78: 803-812, which is incorporated herein by reference. The present invention is derived from ADHD Tested in adults (2s, 3R)-N-(2-((3-)pyridyl)indolyl)-i-azabicyclo[2 2 2]oct-3-yl)benzofuran-2 - Clinical trials conducted by the action of guanamine or its pharmaceutically acceptable salt. This study will be 135 male or female adults (age 18) diagnosed with ADHD according to DSM-IV-TR guidelines at various locations in the United States. · 65 years old) randomized. Subjects were randomized to place placebo (η = 67) or (23,311)_1^(2-((3〃pyridyl)indolyl)-1-azabicyclo[222]oct-3-yl)benzene And furan 2-amine or its pharmaceutically acceptable salt (n=68: 1 mg po qd for 4 weeks, then 5 mg po qd for 4 weeks, and the last 25 mg p〇qd for 4 weeks) Up to 12 weeks. 163062.doc 201244717 Main Outcome Measures (Connor Adult ADHD Rating Scale - Investigator [CAARS-Inv] Total Score) No support was shown at Week 4, Week 8 or Week 12 (2S, 3R)-N-(2-((3-pyridyl)methyl)-oxazabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a pharmaceutically acceptable compound thereof A statistically significant benefit of salt (p < 〇. 10); and therefore the study did not meet the pre-defined success criteria. However, CAARS-Inv showed support (28,311)-:^-(2-((3-)pyridyl)methyl)-1-azabicyclo[2.2.2]oct-3-yl) at week 1. A significant benefit of benzofuran-2-carbamide or a pharmaceutically acceptable salt thereof (p=0.0191). In the secondary yield measure, (2S,3R)-N-(2-((3-pyridyl)indolyl)-1-azabicyclo[2.2.2]oct-3-yl)benzofuran-2 - The brewin or its pharmaceutically acceptable salt shows statistically significant benefits at different times on the following scales: CAARS-Inv Hyper-Motion Scale; CAARS-Subject (CAARS-S) ADHD Index, Objective Meter, Self-Concept Scale, and Objective Measurement in CogState ADHD Test Battery [CATB: Stop Signal Reaction Time) (Behavioral inhibition test), Groton Maze Learning Test (GMLT), Detection task (Psychological Action History Test) and International Shopping List Task (Chinese Learning List Task) )]; overall clinical global impression (CGI), CGI-severity (CGI-S) and CGI·improvement (CGM) scales; and behavioral items, on anger-hostility and confusion-confused emotional state Evaluation Table (Profile of )63062.doc 201 244717

Mood States, POMS)。 在檢查ADHD亞型之事後分析(p〇st hoc analysis)中,發 現注意力不足型(n=3〇)不僅驅動支持(2S,3r)n(2_((3吡啶 基)甲基)-1·氮雜雙環[2.2.2]辛_3_基)苯并呋喃_2_甲醯胺或 其醫藥上可接受之鹽之顯著益處,而且亦顯著改善 CAARS-In總分。 因此’儘管主要結果量度在第4週、第8週或第12週並未 顯不支持(2S,3R)-N-(2-((3-吡啶基)曱基)-1-氮雜雙環[2.2.2] 辛-3-基)笨并吱喃·2-甲醯胺或其醫藥上可接受之鹽之益 處’但在各種CAARS-Inv及CAARS-S量表、CATB項目、 CGI-S、CGI-Ι及POMS項目中觀察到支持該化合物之積極 益處。而且’在患有主要為注意力不足型ADHD之患者的 事後分析中,不僅主要結果量度(CAARS-In總分)而且各種 次要結果量度均顯示支持(2S,3R)_N_(2-((3-"比啶基)甲基)_ 1-氮雜雙環[2.2.2]辛-3·基)苯并呋喃-2-甲醯胺或其醫藥上 可接受之鹽之統計學顯著益處。總之,該等結果表明, (28,311)-;^_(2-((3-吡啶基)甲基)_1-氮雜雙環[2.2.2]辛_3-基) 苯并吱喃-2-甲醯胺或其醫藥上可接受之鹽在患有ADHD之 成年人中產生認知及臨床益處。 L化合物 本發明化合物係(2S,3R)-N(2-((3-°比啶基)曱基)-1-氮雜雙 環[2.2.2]辛-3-基)苯并呋喃_2-甲醯胺(下文中表示為化合物 A)或化合物A之醫藥上可接受之鹽形式。 163062.doc •10· 201244717Mood States, POMS). In the post-analysis of the ADHD subtype (p〇st hoc analysis), it was found that the attention deficit type (n=3〇) not only drives the support of (2S,3r)n(2_((3-pyridyl)methyl)-1 • A significant benefit of azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamide or a pharmaceutically acceptable salt thereof, and also a significant improvement in the CAARS-In total score. Therefore 'although the main result measure did not support (2S,3R)-N-(2-((3-pyridyl)indolyl)-1- azabicyclo ring at week 4, week 8 or week 12 [2.2.2] oct-3-yl) stupid and carbamoyl 2-carbalamine or its pharmaceutically acceptable salt benefits 'but in various CAARS-Inv and CAARS-S scales, CATB projects, CGI- The positive benefits of supporting this compound were observed in the S, CGI-Ι and POMS projects. Moreover, in the post hoc analysis of patients with predominantly under-focused ADHD, not only the primary outcome measure (CAARS-In total score) but also various secondary outcome measures were shown to support (2S, 3R)_N_(2-(( Statistically significant benefit of 3-"pyridyl)methyl)- 1-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof . In summary, these results indicate that (28,311)-;^_(2-((3-pyridyl)methyl)_1-azabicyclo[2.2.2]oct-3-yl)benzopyran-2- Formamide or a pharmaceutically acceptable salt thereof produces cognitive and clinical benefits in adults with ADHD. L compound The compound of the invention is (2S,3R)-N(2-((3-)pyridyl)indolyl-1-azabicyclo[2.2.2]oct-3-yl)benzofuran_2 - Methionamine (hereinafter referred to as Compound A) or a pharmaceutically acceptable salt form of Compound A. 163062.doc •10· 201244717

(2S,3R)-N(2-((3-»比啶基)曱基)-1-氮雜雙環[2.2·2]辛 _3_ 基)苯并呋喃-2-曱醯胺(化合物A)係a7 NNR受體之高選擇 性完全激動劑,其具有極低EC5〇(對於活化)值且^<:50與 IC5〇(對於殘留抑制)間之良好分離,從而在較寬治療有用 濃度範圍中提供功能激動作用。 II. (2S,3R)-N-(2-((3-咕啶基)甲基)-1-氮雜雙環[2.22] 辛-3-基)笨并呋喃_2_甲醯胺之可放大合成 特定合成步驟對放大之順從性各不相同。人們發現反應 因多種原因而缺少放大之能力,該等原因包括安全性問 通、試劑費用、難以處理(w〇rk_Up)或純化、反應能量學 (熱力學或動力學)及反應產率。 已使用本文所闡述(2S,3R)-N-(2-((3-吡啶基)甲基-1-氮雜 雙環[2.2.2]辛-3-基)苯并吱〇南_2_甲醢胺之合成來產生公斤 級數量之材料’且已按照數公斤規模以高產率來實施組份 反應。 可放大合成利用可外消旋酮(2-((3-<>比啶基)曱基)-1-氮雜 163062.doc 201244717 雙環[2.2.2]辛-3-酮)之動態拆分及經拆分酮之甲基苄 胺亞胺衍生物之立體選擇性還原(還原胺化)二者。本文所 報告之合成序列可容易地放大且無需層析純化。 III· (2S,3R)-N-(2-((3-吡啶基)甲基 _1_ 氮雜雙環[2 2 2] 辛-3-基)苯并呋喃_2_甲醢胺之鹽形式之製備 呈游離驗形式之(2S,3R)_N_(2_((3_e比啶基)甲基小氮雜雙 環[2.2.2]辛-3-基)苯并呋喃_2_甲醯胺係水溶性極為有限之 非晶形粉末。該游離鹼可與無機酸及有機酸二者反應以產 生某些酸加成鹽,該等酸加成鹽具有有利於製備醫藥組合 物之物理及化學性質,纟包括(但不限於)結晶& '水溶性 及穩定性。本發明鹽之化學計量可有所變化。 缟視形成本文所述鹽之方式,該等鹽可具有封閉在鹽形 成期間存在之溶劑之晶體結構。因此,該等鹽可以水合物 及其他命劑合物形式存在,其中溶劑相對於 ((3·。比啶基)甲基·i•氮雜雙環[2 2 2]辛_3•基)苯并吱喃_2•甲 醢胺之化學計量可有所變化。 製備鹽形式之方法可有所變化。(2S,3r)_n_(2_((3_d比啶 基)甲基1氮雜雙環[2.2.2]辛_3-基)苯并呋喃_2_甲醯胺鹽形 式之製備般涉及.(1)將游離鹼或游離鹼溶液(即存於適 且♦劑中之(2S,3R)-N-(2-((3_。比啶基)甲基小氮雜雙環 [2.2.2]辛-3·基)苯并吱喘·2_曱酿胺)與純酸或存於適宜溶劑 :之酸溶液混合;(iia)若需要,冷卻所得鹽溶液以引起沈 澱;或(iib)添加適宜反溶劑以引起沈澱;或⑴c)蒸發第一 溶劑且添加新溶劑並重複步驟㈣或步驟(iib);及㈣過 163062.doc -12· 201244717 ;慮並收集所得鹽。所用化學計量、溶劑混合物、溶質濃度 及^溫度可有所變化。可用於製備鹽形式或使鹽形式重結晶 之代表性溶劑包括(但不限於)乙醇、甲醇、異丙醇、丙 酮、乙酸乙酯及乙腈。 適宜醫藥上可接受之鹽之實例包括無機酸加成鹽,例如 氣化物、溴化物、硫酸鹽、磷酸鹽及硝酸鹽;有機酸加成 鹽’例如乙酸鹽、半乳糖二酸鹽、丙酸鹽、琥珀酸鹽、乳 酸鹽、羥乙酸鹽、蘋果酸鹽、酒石酸鹽、檸檬酸鹽、馬來 酸鹽、富馬酸鹽、甲磺酸鹽、對甲苯磺酸鹽及抗壞血酸 鹽;及與胺基酸之鹽,例如天冬胺酸鹽及麩胺酸鹽。在一 上隋形下’ S玄荨鹽可係水合物或乙醇溶劑合物。代表性鹽 係如Dull等人之美國專利第5,597,919號、Dull等人之美國 專利第5,61 6,716號及Ruecroft等人之美國專利第5,663,356 號所述提供,各專利係以引用方式併入β針對游離鹼 (23,311)-^[-(2-((3-。比啶基)甲基-1_氮雜雙環[2.2.2]辛-3-基) 本并°夫喊-2 -曱醯胺篩選之鹽顯示,儘管可形成許多醫藥上 可接受酸的鹽,但該等鹽中僅少數具有商業製造可接受之 性質。因此,不能預測商業可行性鹽所例示之特徵。提供 結晶鹽(即顯示一些結晶度之鹽)之酸視製備該等鹽之方法 而定,包括鹽酸、硫酸、磷酸、對甲苯磺酸、半乳糖二酸 (黏酸)、D·杏仁酸、D-酒石酸、曱磺酸、R_1〇_樟腦確酸及 S-10-樟腦磺酸、馬來酸、酮戊二酸及馬尿酸。在該等鹽 中,鹽酸、磷酸、馬來酸及對甲苯磺酸鹽各展現其他合意 性質’包括if}炫點、良好水溶性及低吸濕性。該等鹽之該 163062.doc -13- 201244717 等特性係意想不到的。 Ιν·醫藥組合物 本發明醫藥組合物包括本文所述鹽,呈純態或呈該等化 合物與任何其他可能惰性或生理活性之醫藥相容產物組合 之組合物形式。所得醫藥組合物可用於預防一種病況或病 症於易患該病況或病症之個體,及/或治療患有該病況或 病症之個體。本文所述醫藥組合物包括本發明化合物及/ 或其醫藥上可接受之鹽。 投與該等化合物之方式可有所變化。該等組合物較佳經 口技與(例如,呈於諸如水性或非水性液體等溶劑内之液 體形式,或於固體載劑内)。用於經口投與之較佳組合物 包括丸劑、錠劑、膠囊、膠囊劑、糖漿及溶液,包括硬明 膠膠囊及緩釋膠囊。標準賦形劑包括黏合劑、填充劑、著 色劑、增溶劑及諸如此類。組合物可以單位劑型或以多劑 量或亞單位劑量來調配。較佳組合物呈液體或半固體形 式可使用包括液體醫藥惰性載劑(例如水或其他醫藥相 谷液體或半固體)之組合物。該等液體及半固體之使用為 熟習此項技術者所熟知。 組合物亦可經由注射(即靜脈内、肌内、皮下、腹膜腔 内、動脈内、鞘内及腦室内)來投與。靜脈内投與係較佳 注射方法。適宜注射用載劑為熟習此項技術者所熟知且包 括5%右旋糖溶液、鹽水及磷酸鹽緩衝鹽水。藥物產品亦 可作為輸注劑或注射劑(例如,作為存於醫藥上可接受之 液體或液體混合物中之懸浮液或乳液)來投與。 163062.doc 201244717 調配物亦可使用其他方式(例如直腸投與)來投與。諸如 栓劑等可用力直腸投與之調配物為熟習此項技術者所熟 :口。藥物產品亦可藉由以下方式來投與:吸入(例如,呈 氣溶膠形式,經鼻或使用頒予Brooks等人之美國專利第 4,922’9G1號中所述類型之遞送物件來投與,其揭示内容係 全文併入本文中);局部方式(例如,呈洗劑形式”經皮 (例如,使用經皮貼片)或離子滲透方式;或舌下或經頻投 與。儘管可以塊體活性化學品形式投與化合物,但藥物產 品較佳以醫藥組合物或調配物形式呈現以供高效且有效投 與。 用於投與化合物之實例性方法對於熟習此項技術者將顯 而易見。該等調配物之可用性可取決於所用特定組合物及 接受治療之特炙個體。該等調配物可含有液體載劑,該液 體載劑可係油性、水性、經乳化或含有某些適合投與模式 之溶劑。 組σ物可以間歇方式或以逐漸、連續、恆定或受控速率 投與溫血動物(例如,哺乳動物,例如小鼠、大鼠、貓、 兔、犬、豬、牛或猴),但有利地投與人類。另外,投與 醫藥調配物之時間及每天的次數可有所變化。 適於投與本發明化合物之其他方法闡述於頒予8〇1丨讣等 人之美目專利第5,604,231號巾,其内容係以引料式併入 本文中。 在本發明之一實施例中且如熟習此項技術者將瞭解,本 發明化合物可與其他治療性化合物組合投與。舉例而言, 163062.doc 201244717 本發明之一態樣包括(2S,3R)-N-(2-((3-。比啶基)甲基χ氮 雜雙環[2.2.2]辛-3-基)苯并呋喃甲醯胺或其醫藥上可接 受之鹽、或另一種ct7激動劑與一或多種刺激劑之組合用以 治療合併型、注意力不足型或過動/衝動型Adhd。另一態 樣包括(2S,3R)-N-(2-((3-〇比啶基)甲基)-i_氮雜雙環[2 2 2] 辛-3-基)苯并呋喃_2_甲醯胺或其醫藥上可接受之鹽、或另 一種α7激動劑與一或多種抗抑鬱劑之組合用以治療合併 型、/主意力不足型或過動/衝動型ADHD。另一態樣包括 (2S,3R)-N_(2-((3-吡啶基)曱基)-1_氮雜雙環[2 2 2]辛•基) 苯并吱喃-2-曱醯胺或其醫藥上可接受之鹽、或另一種…激 動劑與一或多種抗高血壓劑之組合用以治療合併型、注意 力不足型或過動/衝動型ADHD。再一態樣包括(2S,3R)-N-(2-((3-。比啶基)甲基)_丨·氮雜雙環[2 2 2]辛_3_基)苯并呋喃_ 2-甲醯胺或其醫藥上可接受之鹽、或另一種α7激動劑與一 或多種刺激劑、一或多種抗抑鬱劑及一或多種抗高血壓劑 中之一者或多者之組合用以治療合併型 '注意力不足型或 過動/衝動型ADHD。 有許多可用於治療ADHD之刺激劑。常用刺激劑包括(但 不限於):阿迪羅(Adderall®),外消旋安非他命(amphetamine) 天冬胺酸鹽單水合物、外消旋安非他命硫酸鹽、右旋安非 他命糖及右旋安非他命硫酸鹽;專思達(Concerta®),甲基 芬尼達(methylphenidate);右旋苯丙胺(Dexedrine®),右旋 安非他命;麥達尼(Metadate®),甲基芬尼達;麥達啉 (Methylin®),甲基芬尼達;利他林(Ritaiin®),甲基芬尼 163062.doc -16· 201244717 達;或維穩斯(Vyvanse®) ’ 賴右苯丙胺(lisdexamfetamine)。 另外,諸如普衛醒(Provigil®)(莫達非尼(modafinil))及紐 衛醒(Nuvigil®)(阿莫達非尼(armodafinil))等準確作用機制 還未知但提供類似於擬交感神經劑之作用的藥劑應視為在 本發明之範圍内。 用於治療ADHD之抗高血壓劑包括(但不限於):可樂寧 (Catapres®)(氯壓定(clonidine));及克斯(Tenex®)(胍法辛 (guanfacine))。該等藥物之使用通常針對不可能藉由其他 ADHD藥品控制之攻擊性及衝動之症狀。 用於治療ADHD之抗抑鬱劑包括(但不限於):安非他酮 (Wellbutrin®)(布普品(bupropion));三環抗抑鬱劑,例如 (Pamelor®)(去甲替林(nortriptyline))、多慮平(Aventyl®) (去甲替林)、妥富腦(T〇franiL®)(丙咪唤(imipramine));及 去營敏(Norpramin®(地昔帕明(desipramine));怡諾思 (Effexor®)(文拉法辛(venlafaxine));單胺氧化酶(MAO)抑 制劑,包括财迪(Nardil®)(苯乙肼(phenelzine))或百樂明 (Parnate®)(反苯環丙胺(tranylcypromine));及選擇性去甲 腎上腺素重攝取抑制劑,例如擇思達(Strattera®)(阿托莫 西汀(atomoxetine))。 本發明化合物可單獨使用或與其他治療劑組合使用。此 一醫藥活性劑組合可一起或各別投與,且在各別投與時, 投與可同時或以任一次序依序進行。化合物或藥劑之量及 投與之相對時序應經選擇以達成期望治療效應。組合投與 可係藉由以下形式同時投與:(1)包括多種化合物之單一醫 163062.doc 17 201244717 藥! 口物’或(2)各自包括一種化合物之各別醫藥組合物。 或者,可以依序方式各別投與該組合,其t首先投與一種 治療劑且之後投與另—治療劑,或反之亦然。該依序投與 可相隔較短時間或較長時間。本發明化合物可用於治療多 種病症及病況,且因此,本發明化合物可與多種可用於治 療或預防彼等病症或病況之其他適宜治療劑組合使用。 化合物之適當劑量係有效防止病症之症狀發生或有效治 療患者所患病症之一些症狀之量。如文中所述,「有效 量」、「治療量」或「有效劑量」意指足以引發期望藥理學 或治療效應’由此使得有效防止或治療病症之量。 在治療諸如ADHD等CNS病症時,化合物之有效量係足 以穿過個體之血腦屏障、結合至個體大腦中之相關受體位 點並調節相關NNR亞型之活性(例如,提供神經傳遞物分 泌’由此使得有效防止或治療病症)之量。防止病症之實 例表現為延遲該病症症狀之發作。治療病症之實例表現為 減少與該病症相關之症狀或改進該病症症狀之復發。較佳 地’有效量足以獲得期望結果,但不足以引起明顯副作 用。 有效劑量可視以下因素變化:諸如患者之狀況、病症症 狀之嚴重性及投與醫藥組合物之方式。對於人類患者,典 型化合物之有效劑量一般需要投與該化合物足以調節相關 NNRs活性之量,但該量應不足以誘發骨骼肌及神經節之 任何顯著程度效應。化合物之有效劑量當然將隨患者而不 同,但一般包括開始發生CNS效應或其他期望治療效應之 163062.doc 18 _ 201244717 里但低於觀察到肌肉效應之量。 本文所述化合物在根據本文所述方法以有效量使用時, 可在-定程度上防止CNS或其他病症之進展,改善其症 狀,或在-定程度上改善其復發。該等化合物之有效量通 ‘ f低於引發任何明顯副作_如與骨路肌或神經節相關 之效應)所需之臨限濃度。該等化合物可在治療窗令投 與,其中治療某些CNS病症或其他病症且避免某些副作 用。理想地,本文所述化合物之有效劑量足以提供對病症 之期望效應’但不足以(即未達足夠高量)提供不期望副作 用。較佳地’該等化合物係以有效治療⑽病症或其他病 症之劑量’但小於、通常小於1/5且通常小於ι/ι〇之引發任 何顯著程度之某些副作用所需之量投與。 最佳地’有效劑量係在觀察到發生最大效應與最小副作 用之極低濃度。典型地,該等化合物之有效劑量一般需要 以小於Wkg患者體重之量投與化合物。通常,本發明 化合物係以小於約i mg/kg患者體重且通常小於約1〇〇晞 kg患者體重、但經常介於約1G叫~患者體重至小於_ Pg/kg患者體重之間之量投與。上述有效劑量通常代表以 f-劑量投與之量或於24小時期間投與之一或多個劑量之 置。對於人類患者,典型化合物之有效劑量一般需要以至 少約1 mg/24 hr/患者、至少約1〇 mg/24匕/患者且至少約 100 mg/24 hr/患者之量投與化合物。對於人類患者,典型 化σ物之有效劑量需要投與化合物一般不超過約5⑻ mg/24 hr/患者、通常不超過約_叫以hr/患者且經常不 ]63062.doc •19· 201244717 超過’力300 mg/24 hr/患者。另外,組合物有利地以有效劑 量投與’以使化合物於患者血漿中之濃度正常地不超過50 ng/mL、通常不超過3〇 ng/mL且經常不超過i〇 ^在 本發明之一個實施例中,有效劑量係在24小時期間内介於 約1 mg與50 mg之間。 使用醫藥組合物之方法 本文所用「固有活性」或「效能」係指結合配偶體複合 物之生物有效性之某一量度。對於受體藥理學,應界定固 有活性或效能之背景將取決於結合配偶體(例如,受體/配 體)複合物之背景及與特定生物結果相關之活性之考慮因 素。舉例而言,在一些情況下,固有活性可端視所涉及特 定第二傳訊者系統而變。參見H〇yer,D.及Boddeke,H., 心/>/^waco/·%· 14⑺:27〇·5 (1993),其關於該教示 之内容係以引用方式併入本文中。該等上下文具體評估在 何處相關且該等在本發明上下文中可能如何相關對熟悉此 項技術者將顯而易見。 如本文所用’藉由本文所述化合物來介導釋放之神經傳 遞物包括(但不限於)乙醯膽鹼、多巴胺(d〇pamine)、去甲 腎上腺素、血清素及麵胺酸鹽,且本文所述化合物在Cns NNR之α7亞型處起調節劑作用。 如本文所用,術語「防止」或「預防」包括以任何程度 降低疾病、病症或病況之進展’或延遲其發作。該術語包 括提供針對特定疾病、病症或病況之保護性效應以及改進 該疾病、病症或病況之復發。因此,在另一態樣中,本發 163062.doc •20· 201244717 明提供治療患有NNR或nAChR介導病症或具有出現或經歷 該病症復發之風險之個體的方法。本發明化合物及醫藥組. 合物可用於在(例如)患有CNS功能障礙之個體中達成有益 治療或預防效應。 如上所述,本發明之游離鹼及鹽化合物調節a7 NNR# 型(C N S之特性),且可用於在患有或易患各種病況或病症 (包括CNS之彼等)之個體中藉由調節a7 NNR來防止或治療 該等病況或病症。該等化合物具有選擇性結合至a7 nnr 之能力並表現菸鹼藥理學以(例如)作為激動劑、部分激動 劑、拮抗劑,如本文所闡述。舉例而言,當本發明化合物 以有效量投與有需要之患者時’以一定程度防止Cns病症 之進展(即提供保護性效應)’改進CNS病症之症狀,或改 進CNS病症 < 復發,或其組合。 本發明化合物可用於治療或防止彼等已提出或顯示其他 類型之菸鹼化合物可用作治療劑之類型之病況及病症。參 見,例如上文先前所列示之參考文獻以及Williams等人,(2S,3R)-N(2-((3-»-pyridyl)indolyl)-1-azabicyclo[2.2.2]octyl-3-yl)benzofuran-2-indoleamine (Compound A Is a highly selective full agonist of the a7 NNR receptor, which has a very low EC5〇 (for activation) value and a good separation between <:50 and IC5〇 (for residual inhibition), thus being useful in a wider treatment Functional agonism is provided in the concentration range. II. (2S,3R)-N-(2-((3-Acryl)methyl)-1-azabicyclo[2.22]oct-3-yl) benzofuran-2-carbamamine Amplification Synthesis Specific synthesis steps vary in compliance with amplification. Reactions have been found to lack amplification for a variety of reasons, including safety concerns, reagent costs, difficulty handling (w〇rk_Up) or purification, reaction energetics (thermodynamics or kinetics), and reaction yields. (2S,3R)-N-(2-((3-Pyridinyl)methyl-1-azabicyclo[2.2.2]oct-3-yl)benzopyrene 2__ has been described herein. The synthesis of formamide to produce a kilogram quantity of material' and the component reaction has been carried out in high yield on a scale of several kilograms. The synthesis can be carried out using a racemic ketone (2-((3-<>> Dynamic resolution of bicyclo [2.2.2] octan-3-one) and stereoselective reduction of methylbenzylamine imide derivatives by resolution of ketones (())-1-aza 163062.doc 201244717 Both reductive aminations. The synthetic sequences reported herein can be easily amplified without purification by chromatography. III·(2S,3R)-N-(2-((3-pyridyl)methyl_1_ azabicyclo) The preparation of the salt form of [2 2 2]oct-3-yl)benzofuran-2-carbamamine is in the form of free (2S,3R)_N_(2_((3_e-pyridyl)methylazide Bicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamamine is an amorphous powder with very limited water solubility. The free base can react with both inorganic and organic acids to produce certain acid additions. Salt formation, such acid addition salts have physical and chemical properties that facilitate the preparation of pharmaceutical compositions Qualities, hydrazines include, but are not limited to, crystallization & 'water solubility and stability. The stoichiometry of the salts of the invention may vary. The manner in which the salts described herein are formed may be blocked during salt formation. The crystal structure of the solvent present. Therefore, the salts may exist in the form of hydrates and other prodrugs, wherein the solvent is relative to ((3·.pyridyl)methyl·i•azabicyclo[2 2 2] The stoichiometry of xin-3-3 benzopyran-2-amine may vary. The method for preparing the salt form may vary. (2S, 3r)_n_(2_((3_d-pyridyl)) The preparation of the base 1 azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamide salt form is generally involved. (1) the free base or free base solution (ie, present in the appropriate agent) (2S,3R)-N-(2-((3_.pyridyl)methyl-azabicyclo[2.2.2]oct-3-yl)benzopyrazine·2_bristamine) Pure acid or mixed in a suitable solvent: acid solution; (iia) if necessary, cooling the resulting salt solution to cause precipitation; or (iib) adding a suitable anti-solvent to cause precipitation; or (1) c) evaporating the first solvent and adding a new solvent and Re-step (4) or step (iib); and (iv) 163062.doc -12· 201244717; Consider and collect the obtained salt. The stoichiometry, solvent mixture, solute concentration and temperature may vary. It can be used to prepare salt forms or Representative solvents for recrystallization in salt form include, but are not limited to, ethanol, methanol, isopropanol, acetone, ethyl acetate, and acetonitrile. Examples of suitable pharmaceutically acceptable salts include inorganic acid addition salts, such as vapors, Bromide, sulfate, phosphate and nitrate; organic acid addition salts such as acetate, galactose, propionate, succinate, lactate, glycolate, malate, tartrate, Citrate, maleate, fumarate, methanesulfonate, p-toluenesulfonate and ascorbate; and salts with amino acids such as aspartate and glutamate. In the upper 隋 shape, the S-Shenzhen salt can be a hydrate or an ethanol solvate. Representative salts are provided as described in U.S. Patent No. 5,597,919 to Dull et al., U.S. Patent No. 5,61,716 to Dull et al., and U.S. Patent No. 5,663,356, the entire disclosure of each of which is incorporated by reference. For the free base (23,311)-^[-(2-((3-)pyridyl)methyl-1_azabicyclo[2.2.2]oct-3-yl) The salt of the guanamine screen shows that although a number of salts of pharmaceutically acceptable acids can be formed, only a few of these salts have commercially acceptable properties. Therefore, the characteristics exemplified by commercially viable salts cannot be predicted. The acid (that is, the salt showing some crystallinity) depends on the method for preparing the salt, including hydrochloric acid, sulfuric acid, phosphoric acid, p-toluenesulfonic acid, galactonic acid (mucosic acid), D. mandelic acid, D-tartaric acid. , sulfonic acid, R_1〇_ camphoric acid and S-10-camphorsulfonic acid, maleic acid, ketoglutaric acid and hippuric acid. Among these salts, hydrochloric acid, phosphoric acid, maleic acid and p-toluenesulfonic acid Salts exhibit other desirable properties 'including if}, good water solubility and low moisture absorption. The salt of the 163062.doc -13- 2012 The properties of the invention are unexpected. Ιν·Pharmaceutical Compositions The pharmaceutical compositions of the present invention comprise the salts described herein, either in neat form or in combination with any other potentially inert or physiologically active pharmaceutical compatible product. The resulting pharmaceutical composition can be used to prevent a condition or disorder in an individual susceptible to the condition or disorder, and/or to treat an individual having the condition or disorder. The pharmaceutical composition described herein includes a compound of the invention and/or a medicament thereof Acceptable salts. The manner in which the compounds are administered may vary. The compositions are preferably stomatologically and (for example, in the form of a liquid in a solvent such as an aqueous or non-aqueous liquid, or in a solid carrier) Preferred compositions for oral administration include pills, troches, capsules, capsules, syrups and solutions, including hard gelatin capsules and sustained release capsules. Standard excipients include binders, fillers, coloring Agents, solubilizers and the like. The compositions may be formulated in unit dosage form or in multiple doses or subunit dosages. Preferred compositions may be in liquid or semi-solid form. Compositions comprising a liquid pharmaceutical inert carrier such as water or other pharmaceutical phase liquid or semi-solid. The use of such liquids and semi-solids is well known to those skilled in the art. The compositions may also be administered via injection (i.e., intravenous). Intra-, intramuscular, subcutaneous, intraperitoneal, intra-arterial, intrathecal, and intraventricular administration. Intravenous administration is a preferred method of injection. Suitable carriers for injection are well known to those skilled in the art and include 5 % dextrose solution, saline and phosphate buffered saline. The pharmaceutical product may also be administered as an infusion or injection (for example, as a suspension or emulsion in a pharmaceutically acceptable liquid or liquid mixture). Doc 201244717 Formulations can also be administered by other means (eg rectal administration). Formulations such as suppositories that can be administered by rectal administration are familiar to those skilled in the art: mouth. The pharmaceutical product may also be administered by inhalation (e.g., in the form of an aerosol, or by nasal delivery or by delivery of a delivery article of the type described in U.S. Patent No. 4,922 '9G1 to the name of Brooks et al. The disclosure is incorporated herein in its entirety; in a topical manner (eg, in the form of a lotion) percutaneous (eg, using a transdermal patch) or ion permeation; or sublingual or frequency-administered. The chemical form is administered as a compound, but the pharmaceutical product is preferably presented in the form of a pharmaceutical composition or formulation for efficient and effective administration. An exemplary method for administering a compound will be apparent to those skilled in the art. The availability of the article may depend on the particular composition employed and the particular subject being treated. The formulation may contain a liquid carrier which may be oily, aqueous, emulsifying or containing a solvent suitable for the mode of administration. Group σ can be administered to a warm-blooded animal in a batch manner or at a gradual, continuous, constant or controlled rate (eg, mammals such as mice, rats, cats, rabbits, dogs, , cattle or monkeys, but beneficially administered to humans. In addition, the time and number of times of administration of the pharmaceutical formulation may vary. Other methods suitable for administration of the compounds of the invention are set forth in the application of 8〇1丨讣U.S. Patent No. 5,604,231, the disclosure of which is incorporated herein by reference in its entirety in its entirety in the the the the the the the the the the the the the And, for example, 163062.doc 201244717 one aspect of the invention includes (2S,3R)-N-(2-((3-.pyridyl)methyloxazabicyclo[2.2.2] s- Combination of 3-yl)benzofurancarbamide or a pharmaceutically acceptable salt thereof, or another ct7 agonist with one or more stimulants for the treatment of combined, underpowered or overactive/impulsive Addh Another aspect includes (2S,3R)-N-(2-((3-indolyl)methyl)-i-azabicyclo[2 2 2]oct-3-yl)benzofuran 2_methantamine or a pharmaceutically acceptable salt thereof, or another combination of an alpha 7 agonist and one or more antidepressants for treating a combined, inactive or Over/impact type ADHD. Another aspect includes (2S,3R)-N_(2-((3-pyridyl)indolyl)-1_azabicyclo[2 2 2]octyl)benzindole Combination of -2-nonylamine or a pharmaceutically acceptable salt thereof, or another ... agonist with one or more antihypertensive agents for the treatment of combined, underpowered or overactive/impulsive ADHD. A further aspect includes (2S,3R)-N-(2-((3-)pyridyl)methyl)-indolylbicyclo[2 2 2]octyl-3-yl)benzofuran_ 2 - Combination of methotrexate or a pharmaceutically acceptable salt thereof, or another alpha 7 agonist with one or more stimulating agents, one or more antidepressants, and one or more antihypertensive agents To treat combined type 'attention deficit or overactive/impulsive ADHD. There are many irritants that can be used to treat ADHD. Common irritants include (but are not limited to): Adderall®, racemic amphetamine, aspartate monohydrate, racemic amphetamine sulfate, dextroamphetamine, and dextroamphetamine sulfate ; Concerta®, methylphenidate; Dexedrine®, dextroamphetamine; Metadate®, methylfenida; and mepruline ), methyl fenida; Ritalin®, methylfenni 163062.doc -16· 201244717 达; or Vyvanse® lisdexamfetamine. In addition, precise mechanisms of action such as Provigil® (modafinil) and Nuvigil® (armodafinil) are unknown but provide similar sympathomimetic Agents which act as agents are considered to be within the scope of the invention. Antihypertensive agents for the treatment of ADHD include, but are not limited to, Catapres® (clonidine); and Tenex® (guanfacine). The use of such drugs is usually directed at the symptoms of aggression and impulsivity that cannot be controlled by other ADHD drugs. Antidepressants used to treat ADHD include, but are not limited to, bupropion (bupropion); tricyclic antidepressants such as (Pamelor®) (nortriptyline) )), Aventyl® (norstatin), T〇franiL® (imipramine); and Campamine (Norpramin® (desipramine) ); Effexor® (venlafaxine); monoamine oxidase (MAO) inhibitors, including Nardil® (phenelzine) or Parnate® (Parnate®) Tranylcypromine; and selective norepinephrine reuptake inhibitors, such as Strattera® (atomoxetine). The compounds of the invention may be used alone or in combination with other treatments. The pharmaceutically active agent combination can be administered together or separately, and when administered separately, the administration can be carried out simultaneously or in any order. The amount of the compound or agent and the relative timing of administration It should be selected to achieve the desired therapeutic effect. Combinational administration can be simultaneously administered by: (1) including A single medicine of a compound 163062.doc 17 201244717 medicine! The mouthpiece ' or (2) each includes a respective pharmaceutical composition of a compound. Alternatively, the combination may be administered separately in a sequential manner, and t is first administered to a treatment. And then administered another therapeutic agent, or vice versa. The sequential administration can be separated by a shorter period of time or longer. The compounds of the invention can be used to treat a variety of conditions and conditions, and thus, the compounds of the invention can be Other suitable therapeutic agents that can be used to treat or prevent such conditions or conditions are used in combination. The appropriate dose of the compound is an amount effective to prevent the onset of symptoms or to effectively treat some of the symptoms of the patient's condition. As described herein, "effective Amount, "therapeutic amount" or "effective dose" means an amount sufficient to elicit a desired pharmacological or therapeutic effect, thereby making it effective to prevent or treat a condition. In the treatment of a CNS disorder such as ADHD, an effective amount of the compound is sufficient to wear. Through the blood-brain barrier of an individual, binding to relevant receptor sites in the individual's brain and modulating the activity of the relevant NNR subtype (eg, providing neural transmission) An amount of secretion that is thereby made effective to prevent or treat a condition. Examples of preventing a condition appear to delay the onset of symptoms of the condition. Examples of treating a condition are manifested by reducing the symptoms associated with the condition or improving the recurrence of symptoms of the condition. Preferably, an effective amount is sufficient to achieve the desired result, but is insufficient to cause significant side effects. The effective dosage can vary depending on factors such as the condition of the patient, the severity of the symptoms of the condition, and the manner in which the pharmaceutical composition is administered. For human patients, an effective dose of a typical compound will generally require administration of the compound in an amount sufficient to modulate the activity of the relevant NNRs, but this amount should not be sufficient to induce any significant effect of skeletal muscle and ganglia. The effective dose of the compound will of course vary from patient to patient, but will generally include an amount that begins to develop a CNS effect or other desired therapeutic effect in 163062.doc 18 _ 201244717 but below the observed muscle effect. When used in an effective amount according to the methods described herein, the compounds described herein may, to a lesser extent, prevent progression of the CNS or other condition, improve its symptoms, or, to a lesser extent, improve its recurrence. The effective amount of such compounds is > f below the concentration concentration required to elicit any significant side effects, such as those associated with the skeletal muscle or ganglion. Such compounds can be administered in a therapeutic window where certain CNS disorders or other conditions are treated and certain side effects are avoided. Desirably, an effective amount of a compound described herein is sufficient to provide the desired effect on the condition' but insufficient (i.e., not sufficiently high) to provide an undesirable side effect. Preferably, such compounds are administered in an amount effective to treat (10) a dose or condition of a condition or other condition, but less than, usually less than 1/5, and usually less than ι/ι, causing any significant side effects of any significant degree. The optimal 'effective dose' is the very low concentration at which maximum effect and minimal side effects are observed. Typically, an effective dose of such compounds will generally require administration of the compound in an amount less than the weight of the Wkg patient. Typically, the compounds of the invention are administered in an amount of less than about i mg/kg of the patient's body weight and usually less than about 1 〇〇晞kg of the patient's body weight, but often between about 1 gram and the patient's body weight to less than _Pg/kg of the patient's body weight. versus. The above effective dose generally represents one or more doses administered in an amount of f-dose or administered during a 24-hour period. For human patients, an effective dose of a typical compound will generally require administration of the compound in an amount of at least about 1 mg/24 hr/patient, at least about 1 mg/24 匕/patient, and at least about 100 mg/24 hr/patient. For human patients, the effective dose of a typical sigma needs to be administered to a compound generally no more than about 5 (8) mg / 24 hr / patient, usually no more than about _ called hr / patient and often not] 63062.doc •19· 201244717 over ' Force 300 mg / 24 hr / patient. Additionally, the composition is advantageously administered in an effective dose such that the concentration of the compound in the patient's plasma normally does not exceed 50 ng/mL, typically does not exceed 3 ng/mL and often does not exceed i 〇 ^ in one of the present invention In the examples, the effective dose is between about 1 mg and 50 mg over a 24 hour period. Method of Using a Pharmaceutical Composition As used herein, "intrinsic activity" or "potency" refers to a measure of the biological effectiveness of a binding partner complex. For receptor pharmacology, the context in which the activity or potency should be defined will depend on the context of the binding partner (e.g., receptor/ligand) complex and the activity associated with the particular biological result. For example, in some cases, the intrinsic activity may vary depending on the particular second courier system involved. See H〇yer, D. and Boddeke, H., Heart/>/^waco/·%·14(7): 27〇·5 (1993), the contents of which are incorporated herein by reference. It will be apparent to those skilled in the art that the context specific assessments are relevant and how such may be relevant in the context of the present invention. As used herein, a neurotransmitter that mediates release by a compound described herein includes, but is not limited to, acetylcholine, dopamine, norepinephrine, serotonin, and alanine, and The compounds described herein act as modulators at the a7 subtype of Cns NNR. As used herein, the term "preventing" or "preventing" includes reducing the progression of, or delaying, the progression of a disease, condition or condition to any degree. The term includes providing a protective effect against a particular disease, disorder, or condition and improving the recurrence of the disease, disorder, or condition. Thus, in another aspect, the invention provides a method of treating an individual having an NNR or nAChR mediated disorder or having a risk of developing or experiencing recurrence of the disorder. The compounds of the invention and pharmaceutical compositions are useful for achieving beneficial therapeutic or prophylactic effects in, for example, individuals with CNS dysfunction. As described above, the free base and salt compounds of the present invention modulate the a7 NNR# type (characteristics of the CNS) and can be used to modulate a7 in individuals suffering from or susceptible to various conditions or conditions, including those of the CNS. NNR to prevent or treat such conditions or conditions. Such compounds have the ability to selectively bind to a7 nnr and exhibit nicotinic pharmacology, for example, as agonists, partial agonists, antagonists, as set forth herein. For example, when a compound of the invention is administered to a patient in need thereof in an amount effective to prevent the progression of the Cns disorder (ie, providing a protective effect) to a certain extent 'improving the symptoms of the CNS disorder, or improving the CNS disorder< relapse, or Its combination. The compounds of the present invention are useful in the treatment or prevention of conditions and conditions in which they have been proposed or shown to be useful as therapeutic agents for other types of nicotinic compounds. See, for example, the references previously listed above and Williams et al.

Drwg 7(4): 205 (1994) ; Arneric等人,Drwg 7(4): 205 (1994); Arneric et al.

Drwg 〜ν· 1(1): 1-26 (1995) ; Arneric等人,£;φ.〇ρΖ·«· /«vesi. Drwgs 5(1): 79-100 (1996),Bencherif 等人,丄 尸/larwacc»/.心;?. 77zer. 279: 1413 (1996) ; Lippiello等人, 尸Zmrmaci?/· hp. 77?er. 279: 1422 (1996) ; Damaj等人,乂 Pharmacol. Exp. Ther. 291: 390 (1999) ; Chiari 等人, Anesthesiology 91: 1447 (1999), Lavand'homme andDrwg~ν·1(1): 1-26 (1995); Arneric et al., £; φ.〇ρΖ·«· /«vesi. Drwgs 5(1): 79-100 (1996), Bencherif et al.丄尸/larwacc»/.心;?. 77zer. 279: 1413 (1996); Lippiello et al., corpse Zmrmaci?/· hp. 77?er. 279: 1422 (1996); Damaj et al., Pharmacol. Exp Ther. 291: 390 (1999) ; Chiari et al., Anesthesiology 91: 1447 (1999), Lavand'homme and

Eisenbach,Jnesi/iesioioa 91: 1455 (1999) ; Holladay 等 163062.doc 21 201244717 人,丄 MeA CTiem. 40(28): 4169-94 (1997) ; Bannon等人, Science 279: 77 (1998) ; PCT WO 94/08992 ' PCT WO 96/ 31475、PCT WO 96/40682、及頒予 Bencherif 等人之美國專 利第5,583,140號、頒予Dull等人之第5,597,919號、頒予 Smith等人之第5,604,231號及頒予Cosford等人之第 5,852,041號,該等關於該治療性教示之揭示内容均以引用 方式併入本文中。 該等化合物及其醫藥組合物可用於治療或防止多種CNS 病症’其包括年齡相關性或其他認知缺陷及功能障礙、及 注意力病症’及具體而言ADHD。心理衛生專業人員使用 美國精神醫學學會之診斷及統計手冊_IV文本修訂本(DSM-IV-TR)來幫助診斷ADHD。此診斷標準幫助確保人已針對 ADHD進行適當診斷並治療。在各個群體中使用相同的標 準將幫助確定ADHD之流行率及公共健康影響。如上文所 述,已識別二種類型之ADHD :合併型ADHD :若在過去ό 個月符合關於注意力不足及過動/衝動之具體準則;主要 為注意力不足型ADHD :若在過去6個月符合關於注意力不 足之準則但不符合關於過動/衝動之準則;及主要為過動 衝動型ADHD :若在過去6個月符合關於過動/衝動之準則 但不符合關於注意力不^之準則。上述病況及病症更詳細 地論述於(例如)美國精神醫學學舍·. 干芊曹.精神病之診斷及統計 手冊,第四版,文本修訂本,w hiEisenbach, Jnesi/iesioioa 91: 1455 (1999); Holladay et al. 163062.doc 21 201244717 Person, 丄MeA CTiem. 40(28): 4169-94 (1997); Bannon et al, Science 279: 77 (1998); PCT WO 94/08992 ' PCT WO 96/31475, PCT WO 96/40682, and U.S. Patent No. 5,583,140 issued to Bencherif et al., issued 5, 597, 919 to Dull et al., issued to Smith et al. No. 5,852,041 to Cosford et al., the disclosure of which is incorporated herein by reference. Such compounds and pharmaceutical compositions thereof are useful for treating or preventing a variety of CNS disorders, including age-related or other cognitive deficits and dysfunctions, and attention disorders &, in particular, ADHD. Mental health professionals use the American Academy of Psychiatry's Diagnostic and Statistical Manual _IV text revision (DSM-IV-TR) to help diagnose ADHD. This diagnostic criteria helps ensure that people have been properly diagnosed and treated for ADHD. Using the same criteria across groups will help determine the prevalence and public health impact of ADHD. As mentioned above, two types of ADHD have been identified: combined ADHD: if the past few months meet the specific criteria for attention deficit and overactivity/impulsivity; mainly for attention deficit ADHD: if in the past 6 The month meets the criteria for lack of attention but does not meet the criteria for over/impulsiveness; and is mainly for the impulsive impulse type ADHD: if the criteria for over/impulsiveness are met in the past 6 months but not for attention, no attention is given ^ Guidelines. The above conditions and conditions are discussed in more detail in, for example, the American Psychiatry School. Cognac. Diagnostic and Statistical Manual of Psychiatry, Fourth Edition, Text Revision, w hi

Washington,dc ,美國精神 醫學學會’ 2_ :其關於界定該等病況及病症之内容係以 引用方式併人本文中。關於症狀及診斷特徵之更多細節亦 163062.doc •22· 201244717 可參照該手冊》 較佳地可治療或防止疾病、病症及病況而無明顯不良 剎作用,包括(例如)血壓及心率顯著提高、對胃腸道之顯 著負面效應及對骨骼肌之顯著效應。 據^ ’本發明化合物當以有效量使用時調節a7 NNR之 ’舌性’而與人類神經節特性化之菸鹼亞型無明顯相互作 用’如由缺少在腎上腺嗜鉻組織或骨骼肌中引發菸鹼功能 之症力所證實’進一步由缺少在表現肌肉型菸鹼受體之細 胞製劑中引發终驗功能之能力所證實。因,據信該等化 物能夠療或防止疾病、病症及病;兄,而不會在神經節 及神經肌肉位點處引發顯著副作用相關活性。因此,據信 投與該等化合物提供治療窗,其中提供某些疾病、病症及 病況之㈣,且避免某些副作用。亦即,據信化合物之有 效劑量足以提供對錢m錢之期望效應,但據信 不足(即未達足夠高位準)以提供不期望副作用。 因此’本發明提供本發明化合物或其醫藥上可接受之鹽 的用途,其用於療法,例如上述療法。 V·合成實例 提供以下合成實例來說明本發明,且不應 本發明之範圍。在該等實例中,除非另外說明,、否則所: 份數及百分比皆仙重量計。除㈣ 否則所有 液皆係水溶液。 ° 否則所有溶 實例 1 : (2S,3R)-N-(2_((34 咬基)f 基) 辛·3·基)苯并以·…胺(化合物句及J = I63062.doc -23· 201244717 3S)-N-(2-((3-"比啶基)甲基卜^氮雜雙環[2·2·2】辛_3_基)苯并 呋喃-2-甲醢胺之小規模合成 2- ((3-吡啶基)亞甲基)_ι_氮雜雙環丨2 2 2】辛_3_酮 將氫氧化鉀(56 g’ 0.54莫耳)溶解於曱醇(420 mL)中。添 加 3-奎寧環_ 鹽酸鹽(3-Quinuclidinone hydrochloride,75 g,0.49莫耳)且將混合物在環境溫度下攪拌3〇分鐘。添加 3- 吡啶曱醛(58 g,0.54莫耳)且將混合物在環境溫度下攪拌 16小時《反應混合物在此期間變黃,且固體在燒瓶壁上結 塊。自壁上刮下固體且使結塊碎裂。在快速攪拌下添加水 (390 mL)。在固體溶解時,使混合物於4°c下冷卻過夜。 藉由過濾收集晶體,用水洗滌,且風乾以獲得8〇 g黃色固 體。藉由將濾液濃縮至其先前體積之約10%及在下冷 卻過夜來獲得第二收穫物(crop)(8 g)。兩此收穫物皆足夠 純以進行進一步轉化(88 g,82%產率)。 2-((3-啦啶基)甲基)-1-氮雜雙環【2.2.2】辛-3-酮 使2-((3·«比啶基)亞甲基)-1氮雜雙環[2·2·2]辛-3_酮(2〇 g, 93 mmol)懸浮於甲醇(200 mL)中且用46 mL 6 Μ鹽酸處 理。添加10 % Ιε碳(1.6 g)且將混合物在2 5 p s i氫下振蘯16小 時。經由矽藻土過濾混合物,且藉由旋轉蒸發自濾液移除 溶劑。由此提供呈白色膠質形式之粗2-((3-吡啶基)甲基 1-氛雜雙環[2.2.2]辛-3-酮鹽酸鹽(20 g),隨後將其用2 μ氫 氧化鈉(50 mL)及氣仿(50 mL)處理並攪拌i小時。分離氣仿 層’且用2 Μ氫氧化鈉(約5 mL ’足以使pH升高至及飽 和氣化鈉水溶液(25 mL)處理水相。用氣仿(3xl〇 mL)萃取 163062.doc • 24- 201244717 此水性混合物,且乾燥(無水硫酸鎂)合併之氣仿萃取物, 並藉由旋轉蒸發濃縮。將殘餘物(丨8 g)溶解於溫熱乙_ (320 mL)中並冷卻至4°C。過濾出白色固體,用小份冷乙 喊洗條且風乾。將濾液濃縮至其先前體積之約丨〇%且在 4°C下冷卻,從而產生第二收穫物。獲得16 g (79%)合併產 率。 3-胺基-2-((3-吡啶基)甲基卜^氮雜雙環【2.2.2】辛烷 在氮下向2-((3-η比啶基)甲基卜丨-氮雜雙環[2.2.2]辛_3_酮 (3.00 g,13.9 mmol)存於無水甲醇(2〇 mL)中之攪拌溶液中 添加氣化鋅存於乙醚中之1 Μ溶液(2.78 mL,2.78 mmol)。 在環境溫度下攪拌30分鐘後,用固體曱酸銨(10.4 g,167 mmol)處理此混合物。在環境溫度下再攪拌1小時後,逐份 添加.固體氰基硼氫化納(1.75 g, 27.8 mmol)。然後將反應 在環境溫度下搜拌過夜,且藉由添加水(約5 mL)來終止反 應。在5 Μ氫氧化鈉(10 mL)與氣仿(20 mL)之間分配驟冷 反應。用氣仿(20 mL)萃取水性層,且乾燥(硫酸鈉)合併之 有機層,過濾並濃縮。此留下2.97 g黃色膠質。GCMS分 析表明,產物係順式胺與反式胺之1:9混合物以及痕量之 相應醇(98%總質量回收率)。 (2R,3S)及(2S,3R)-3-胺基-2-((3-"比啶基)甲基)-1-氮雜雙環 [2·2·2]辛烷 將二-對甲苯曱醯基-D-酒石酸(5.33 g,13.8 mmol)添加至 粗3-胺基-2-((3-批啶基)曱基)-1-氮雜雙環[2.2.2]辛烷(6.00 g,27.6 mmol之1:9順/反混合物)存於甲醇(20 mL)中之攪拌 163062.doc •25- 201244717 溶液中。在完全溶解後,然後藉由旋轉蒸發將澄清溶液濃 縮為固體物質。將固體溶解於最小量之沸騰曱醇(約5 mL) 中。緩慢冷卻溶液,首先冷卻至環境溫度(丨小時),然後在 5〇C下保持約4小時,且最後在·5。。下過夜。藉由抽吸過濾 收集沈澱鹽且自5 mL甲醇重結晶。風乾後留下丨4 ^白色固 體,將其在氣仿(5 mL)與2 Μ氫氧化鈉(5 mL)之間進行分 配。合併氣仿層與水性層之5 mL氣仿萃取物,乾燥(無水 硫酸鈉)且濃縮以獲得無色油(0.434 g)。此游離鹼之對映異 構純度係藉由將一部分轉化為其N -(第三丁氧基羰基)_ L _脯 胺醯胺,然後使用LCMS分析其非對映異構純度(98%)來測 定。Washington, dc, American Academy of Psychiatry's 2_: its content on the definition of such conditions and conditions is hereby incorporated by reference. More details on symptoms and diagnostic characteristics are also available. 163062.doc •22· 201244717 Refer to this manual to better treat or prevent diseases, conditions and conditions without significant adverse motor effects, including, for example, significant increases in blood pressure and heart rate. Significant negative effects on the gastrointestinal tract and significant effects on skeletal muscle. According to the compound of the present invention, when used in an effective amount, the 'tongue' of a7 NNR is adjusted to have no significant interaction with the nicotine subtype characterized by human ganglions, as caused by the lack of adrenal chromaffin tissue or skeletal muscle. The strength of nicotine function has been confirmed to be further confirmed by the lack of ability to elicit a final function in cell preparations that exhibit muscle-type nicotinic receptors. It is believed that these compounds are capable of treating or preventing diseases, conditions and diseases; brothers, without causing significant side-effect-related activities at ganglia and neuromuscular sites. Accordingly, it is believed that administration of such compounds provides a therapeutic window in which certain diseases, conditions, and conditions are provided (4) and certain side effects are avoided. That is, it is believed that an effective dose of the compound is sufficient to provide the desired effect on the money, but is believed to be insufficient (i.e., not sufficiently high) to provide undesirable side effects. Thus the invention provides the use of a compound of the invention or a pharmaceutically acceptable salt thereof for use in therapy, such as the above therapies. V·Synthesis Examples The following synthesis examples are provided to illustrate the invention and are not intended to limit the scope of the invention. In these examples, unless otherwise stated, the parts and percentages are by weight. Except (iv), all liquids are aqueous solutions. ° Otherwise all dissolved examples 1: (2S, 3R)-N-(2_((34 ntyl)f) sin·3·yl) benzo with ... amine (compound sentence and J = I63062.doc -23· 201244717 3S)-N-(2-((3-"-pyridyl)methyl)^ azabicyclo[2·2·2] xin_3_yl) benzofuran-2-carboxamide Scale synthesis of 2-((3-pyridyl)methylene)_ι_azabicycloindole 2 2 2]oct-3-yl ketone Potassium hydroxide (56 g' 0.54 mol) in decyl alcohol (420 mL) 3-Quinuclidinone hydrochloride (75 g, 0.49 mol) was added and the mixture was stirred at ambient temperature for 3 min. Add 3-pyridine furfural (58 g, 0.54 mol) And the mixture was stirred at ambient temperature for 16 hours. "The reaction mixture turned yellow during this time and the solids caked on the walls of the flask. The solids were scraped from the walls and the agglomerates were broken. Water was added under rapid stirring (390 When the solids were dissolved, the mixture was allowed to cool overnight at 4 ° C. The crystals were collected by filtration, washed with water, and air-dried to obtain 8 g of a yellow solid. The filtrate was concentrated to about 10% of its previous volume. And cooled down The second crop (8 g) was obtained. Both harvests were pure enough for further conversion (88 g, 82% yield). 2-((3-Pyridinyl)methyl)-1 -Azabicyclo[2.2.2]oct-3-one makes 2-((3·«-pyridyl)methylene)-1 azabicyclo[2·2·2]oct-3-one (2〇 g, 93 mmol) was suspended in methanol (200 mL) and treated with 46 mL of 6 EtOAc. EtOAc <RTI ID=0.0> The mixture was removed from the filtrate by rotary evaporation, thereby providing crude 2-((3-pyridyl)methyl 1-isobicyclo[2.2.2]oct-3-one hydrochloride as a white gum. Salt (20 g), which was then treated with 2 μ of sodium hydroxide (50 mL) and mp (50 mL) and stirred for one hour. Separate the gas-like layer and use 2 Μ sodium hydroxide (about 5 mL 'sufficient The pH was raised to a saturated aqueous solution of sodium sulphate (25 mL) to treat the aqueous phase. Extracted with gas (3 x 1 〇 mL) 163062.doc • 24-201244717 This aqueous mixture was dried (anhydrous magnesium sulfate). Extract and concentrate by rotary evaporation. Residues (丨8 g) Dissolve in warm B_ (320 mL) and cool to 4 ° C. Filter off a white solid, wash the strip with a small portion of cold B and air dry. Concentrate the filtrate to about 丨〇% of its previous volume and Cooling at 4 ° C produces a second harvest. A combined yield of 16 g (79%) was obtained. 3-Amino-2-((3-pyridyl)methylbu-azabicyclo[2.2.2]octane under nitrogen to 2-((3-η-pyridyl)methyldip-aza Bicyclo[2.2.2]oct-3-yl ketone (3.00 g, 13.9 mmol) in a stirred solution of anhydrous methanol (2 mL) was added to a solution of zinc sulfate in diethyl ether (2.78 mL, 2.78 mmol) After stirring at ambient temperature for 30 minutes, the mixture was treated with solid ammonium decanoate (10.4 g, 167 mmol). After stirring at ambient temperature for an additional 1 hour, it was added portionwise. Solid sodium cyanoborohydride (1.75 g) , 27.8 mmol). The reaction was then stirred at ambient temperature overnight and quenched by the addition of water (approximately 5 mL). Partitioned between 5 NaOH (10 mL) and EtOAc (20 mL) The reaction was quenched. The aqueous layer was extracted with EtOAc (EtOAc) (EtOAc)EtOAc. A 1:9 mixture of amines and a trace of the corresponding alcohol (98% total mass recovery). (2R,3S) and (2S,3R)-3-amino-2-((3-"pyridyl) Methyl)-1-azabicyclo[2·2·2]octane Add bis-p-tolylhydrazin-D-tartaric acid (5.33 g, 13.8 mmol) to crude 3-amino-2-((3-pyridinyl)indolyl-1-azabicyclo[2.2.2 ] Octane (6.00 g, 27.6 mmol of 1:9 cis/reverse mixture) in methanol (20 mL) stirred in 163062.doc •25-201244717 solution. After complete dissolution, then clarified by rotary evaporation The solution is concentrated to a solid material. The solid is dissolved in a minimum amount of boiling sterol (about 5 mL). The solution is slowly cooled, first cooled to ambient temperature (丨 hours), then held at 5 ° C for about 4 hours, and finally The overnight precipitation was carried out by suction filtration, and the precipitated salt was collected by suction filtration and recrystallized from 5 mL of methanol. After air drying, 丨4^ white solid was left, which was taken in the mixture (5 mL) and 2 Μ sodium hydroxide ( 5 mL) was partitioned. 5 mL of the gas-like extract of the gas-like layer and the aqueous layer was combined, dried (anhydrous sodium sulfate) and concentrated to give a colorless oil (0.434 g). By diverting a portion to its N-(t-butoxycarbonyl)-L-indoleamine, then analyzing its diastereomeric purity (98%) using LCMS. Measured.

用2 Μ氫氧化鈉使來自初始結晶之母液呈鹼性(約pH 且用氣仿(10 mL)萃取兩次。乾燥(無水硫酸鈉)氣仿萃取物 且濃縮以獲得油。將此胺(3.00 g,13.8 mmol)溶解於曱醇 (〇 mL)中且用一 _對甲苯甲酿基-L-酒石酸(2.76 g,6.90 mmol)處理。使混合物升溫以幫助溶解,且隨後緩慢冷卻 至5 C,使其在此溫度下保持過夜。藉由抽吸過濾收集沈 殿物自曱醇重結晶並乾燥》此留下1 .〇5 g白色固體。將 鹽轉化為游離鹼(產率=〇 364 g),且使用脯胺醯胺方法評 價對映異構純度(97%),如上文針對另一對映異構體所 述。The mother liquor from the initial crystallization was made alkaline with 2 Μ sodium hydroxide (about pH and extracted twice with gas (10 mL). The extract was dried (anhydrous sodium sulfate) and concentrated to give an oil. 3.00 g, 13.8 mmol) was dissolved in decyl alcohol (〇mL) and treated with 1-p-toluene-L-tartaric acid (2.76 g, 6.90 mmol). The mixture was allowed to warm to aid dissolution and then slowly cooled to 5 C, kept at this temperature overnight. The sediment was collected by suction filtration and recrystallized from decyl alcohol and dried. This left 1. 5 g of a white solid. The salt was converted to the free base (yield = 〇 364 g), and the enantiomeric purity (97%) was evaluated using the amidoxime method as described above for the other enantiomer.

Ν·(2·((3_°比啶基)甲基)-1-氮雜雙環[2.2.2】辛-3-基)苯并呋 味·2_甲釀胺之反式對映異構體A 將氣磷酸二苯酯(0.35 mL,0.46 g,1.7 mmol)逐滴添加至 163062.doc -26 - 201244717 笨并夫味2-曱酸(〇 28 g,} 7 mm〇1)及三乙胺(〇 24 mL,〇 i7 g,l·7 mm〇1)存於無水二氣甲烷(5 mL)中之溶液中。在環境 /凰度下攪拌30分鐘後,添加(2S3R)3胺基_2((3吡啶基) 曱基)_1•氮雜雙環[2·2.2]辛烷(0.337 g, 1_55 mmol)(其源自 一-對甲苯甲醯基-D•酒石酸鹽)及三乙胺(0.24 mL,0.17 g, 1.7 mmol)存於無水二氣甲烷(5 mL)中之溶液。將反應混合 物在裱境溫度下攪拌過夜,且隨後用10%氫氧化鈉(1 mL) 處理。分離二相混合物,且在Geneva(^心蒸發器上濃縮 有機層。將殘餘物溶解於曱醇(6 mL)中且在匚丨8石夕勝管柱 上使用乙腈/水梯度(含有〇 〇5%三氟乙酸)作為洗脫劑藉由 HPLC來純化。濃縮所選流份,在氣仿與飽和碳酸氫鈉水 溶液之間分配所得殘餘物,且蒸發氣仿,從而獲得〇3i〇 g 又42%產率)白色粉末(95%純,藉由GCMS測定)。nmr (300 MHz, CDC13) δ 8.51 (d, 1Η), 8.34 (dd, 1H), 7.66 (d, 1H),7.58 (dt,1H),7.49 (d,1H),7.44 (s,1H),7.40 (dd, 1H),7.29 (t,1H),7.13 (dd,1H),6.63 (d,1H),3.95 (t,1H) 3.08 (m, 1H), 2.95 (m, 4H), 2.78 (m, 2H), 2.03 (m, 1H), 1.72 (m, 3H), 1.52 (m,1H)。 隨後藉由對掌性層析分析確定此材料(反式對映異構體 A)與絕對構型為2S,3R(藉由X-射線結晶學分析確立)之材料 相同。Ν·(2·((3_°-pyridyl)methyl)-1-azabicyclo[2.2.2]oct-3-yl)benzofuran·2_cartoamine trans-enantiomer Body A Diphenyl phosphate (0.35 mL, 0.46 g, 1.7 mmol) was added dropwise to 163062.doc -26 - 201244717 Stupid 2-pyruic acid (〇28 g,} 7 mm〇1) and three Ethylamine (〇 24 mL, 〇i7 g, 1.7 mm 〇1) was dissolved in anhydrous di-methane (5 mL). After stirring for 30 minutes under ambient/diagonal conditions, (2S3R)3amino-2((3-pyridyl)indolyl)_1•azabicyclo[2·2.2]octane (0.337 g, 1_55 mmol) was added ( A solution of mono-p-tolylmethyl-D-tartrate and triethylamine (0.24 mL, 0.17 g, 1.7 mmol) in anhydrous di-methane (5 mL). The reaction mixture was stirred at ambient temperature overnight and then treated with 10% sodium hydroxide (1 mL). The two-phase mixture was separated, and the organic layer was concentrated on a Geneva evaporator. The residue was dissolved in methanol (6 mL) and acetonitrile/water gradient (with hydrazine) was applied to the 匚丨8 stone 5% trifluoroacetic acid) was purified by HPLC as an eluent. The selected fractions were concentrated, and the obtained residue was partitioned between methylene chloride and saturated aqueous sodium hydrogencarbonate, and evaporated to give 〇3i〇g 42% yield) white powder (95% pure, determined by GCMS). Nmr (300 MHz, CDC13) δ 8.51 (d, 1Η), 8.34 (dd, 1H), 7.66 (d, 1H), 7.58 (dt, 1H), 7.49 (d, 1H), 7.44 (s, 1H), 7.40 (dd, 1H), 7.29 (t, 1H), 7.13 (dd, 1H), 6.63 (d, 1H), 3.95 (t, 1H) 3.08 (m, 1H), 2.95 (m, 4H), 2.78 ( m, 2H), 2.03 (m, 1H), 1.72 (m, 3H), 1.52 (m, 1H). This material (trans enantiomer A) was then confirmed to be identical to the material having an absolute configuration of 2S, 3R (established by X-ray crystallographic analysis) by palm chromatography analysis.

N-(2-((3-吼啶基)甲基)-1·氮雜雙環[2.2.2】辛-3-基)苯并咳 喃-2-f醯胺之反式對映異構體B 將氯填酸二苯醋(96 μΐ^,124 mg,0.46 mmol)逐滴添加至 163062.doc •27- 201244717 苯并呋喃-2-甲酸(75 mg,0.46 mmol)及三乙胺(64 μ、46 mg, 0.46 mmol)存於無水二氣甲烷(1 mL)中之溶液中。在 環境溫度下攪拌45分鐘後,添加(2r,3S)-3-胺基-2-((3-吡 啶基)曱基)-1-氮雜雙環[2.2.2]辛烷(〇.1〇 g,0.46 mmol)(其 源自二-對甲苯甲醯基-L-酒石酸鹽)及三乙胺(64 μί,46 mg, 0.46 mmol)存於無水二氣甲烷(1 mL)中之溶液。將反應混 合物在環境溫度下攪拌過夜,且隨後用1〇%氫氧化鈉〇 mL)處理。分離二相混合物,且藉由旋轉蒸發來濃縮有機 層及水性層之氣仿萃取物(2 將殘餘物溶解於甲醇中 且在C18矽膠管柱上使用乙腈/水梯度(含有〇 〇5%三氟乙酸) 作為洗脫劑藉由HPLC來純化。濃縮所選流份,在氣仿與 飽和碳酸氫鈉水溶液之間分配所得殘餘物,且蒸發氣仿, 從而獲得82.5 mg (50%產率)白色粉末。NMR譜與28,311異 構體所獲得者相同。由於此材料(反式對映異構體B)之直 接别體係2S,3R化合物(反式對映異構體a)之直接前體的對 映異構體’故推測反式對映異構體B之絕對構型係2R,3S。 實例2 : (2S,3R)-N-(2-((3-«比啶基)甲基)•氮雜雙環[2 2 2】 辛-3-基)苯并呋喃-2-甲醯胺及(2S,3R)-N-(2-((3-吡啶基)甲 基)-1-氮雜雙環P.2.2]辛-3-基)·1·苯并咬喃_2_甲醯胺對甲 苯磺酸鹽之大規模合成 2-((3-吼啶基)亞甲基)-1-氮雜雙環丨2·2·2】辛_3_酮 在氮氣氛下將3-奎寧環酮鹽酸鹽(8.25 kg,51.0 mol)及甲 醇(49.5 L)添加至配備有機械授拌器、溫度探針及冷凝器 之100 L玻璃反應燒瓶中》經由粉末漏斗經大約3〇分鐘時 163062.doc -28- 201244717 間添加氩氧化鉀(5.55 1^,99.〇111〇1),此使反應溫度自50。(: 升高至56°C。經大約2小時時間將3·吡啶甲醛(4 8〇 kg,44 9 mol)添加至反應混合物中。將所得混合物在下攪 拌最少12小時,同時藉由薄層層析(TLC)監測反應。在反 應完成時,經由燒結玻璃漏斗過濾反應混合物且用曱醇 (74.2 L)洗滌濾餅。濃縮濾液,將其轉移至反應燒瓶中, 且添加水(66.0 L)。將懸浮液攪拌最少3〇分鐘,過濾且用 水(90.0 L)洗滌濾餅,直至沖洗液之{)11為7_9為止。將固體 在真空中於50°C 土 5°C下乾燥最少12小時,從而獲得8·58 kg (89.3%) 2-((3-吡啶基)亞甲基)_ι_氮雜雙環[2 2 2]辛_3_酮β (2S)-2-((3-吼啶基)甲基)-1-氮雜雙環【2·2·2丨辛_3_酮二_對甲 苯甲醯基-D-酒石酸鹽 在惰性.氣氛.下將2-((3-«比啶基)亞曱基)_丨_氮雜雙環 [2.2.2]辛-3-酮(5,40 kg,25.2 mol)及甲醇(40.5 L)添加至配 備有機械攪拌器、溫度探針、低壓氣體調節器系統及壓力 計之72 L反應容器中。用氮填充頂部空間,且搜拌混合物 以獲得澄清黃色溶液。向燒瓶中添加1 〇%纪碳(濕度5 〇%) (270 g)。使用真空幫浦對反應器中之氣氛抽真空,且用氫 替代頂部空間至10英吋至20英吋水壓。將抽真空及用氫加 壓再重複2次,以在第三次加壓後使反應器保持在2〇英忖 水壓之氫氣下。將反應混合物在2(TC ±5°C下攪拌最少12小 時’且經由TLC監測反應。在反應完成時,在燒結玻璃漏 斗上經由Celite®545 (1.9 kg)床過濾懸浮液,且用甲醇 163062.doc -29- 201244717 (10.1 L)洗務濾餅。濃縮濾餅以獲得半固冑,將其在氣氣 氛下轉移至裝配有機㈣拌器、冷凝器及溫度探針之200 L反應燒瓶中。將半固體溶解於乙醇(57.2 L)中,且添加 二-對甲笨甲酿基-D-酒石酸(DTTA)(9 74 kg,25 2 m〇i)。將 授拌反應混合物在回流下加熱最少丨小時,且在使反應物 冷卻至介於饥與30t之間時另外保持最少12小時。使用 臺式過濾器(tabletop filter)過濾懸浮液,且用乙醇(114 L) 洗條濾餅。在真空及環境溫度下乾燥產物,從而獲得ιΐ 6 kg(76.2%產率,考慮純度因素時為59 5%)(2s) 2 (〇比啶 基)曱基)-1-氮雜雙環[2_2.2]辛·3_酮二·對甲苯甲醯基_d酒 石酸鹽。 (2S,3R)m_2_((3K基)甲基)]•氣雜雙環【222】辛烧 二··對甲苯曱醯基_D-酒石酸鹽 將水(46.25 L)及碳酸氩鈉(4.35 kg,51.8 m〇i)添加至2〇〇 L燒瓶中。在完全溶解時,添加二氣甲烷(69 4 l)。添加 (2S)-2-((3-吼啶基)曱基)_丨_氮雜雙環[2 2 2]辛_3酮二對甲 苯甲醯基-D-酒石酸鹽(11.56 kg,19.19 m〇1),且將反應混 合物攪拌2分鐘至1〇分鐘。使各層分離最少2分鐘(在需要 時另外添加水(20 L)以分配各層)。移除有機相且經無水硫 酸鈉乾燥。將二氣甲烷(34.7 L)添加至剩餘水相中,且將 懸浮液攪拌2分鐘至1〇分鐘。使各層分離2分鐘至1〇分鐘。 再次’移除有機相且經無水硫酸鈉乾燥。如上所述水相用 二氣甲烷(34.7 L)重複萃取一次。提交每次萃取之樣品用 於對掌性HPLC分析。藉由過濾移除硫酸鈉,且濃縮濾液 163062.doc -30- 201244717 以獲得呈固體形式之(2S)-2-((3-»比啶基)曱基)-1·氮雜雙環 [2·2.2]辛-3·酿)(4.0 kg)。 在氮氣氛下將(2S)-2-((3-。比啶基)甲基)-1-氮雜雙環 [2.2.2]辛-3-酮(3.8 kg)轉移至裝配有機械撥拌器及溫度探 針之清潔10 〇 L玻璃反應燒瓶中。添加無水四氫》夫。南(7.2 4 L)及(+)-(R)-a-甲基苄胺(2.55 L,20.1 mol)。經1小時時間 將異丙醇鈦(IV)(6.47 L,21.8 mol)添加至攪拌反應混合物 中。將反應在氮氣氛下攪拌最少12小時。將乙醇(36.17 L) 添加至反應混合物中。使反應混合物冷卻至低於_5,且 逐份添加硼氫化鈉(1.53 kg, 40.5 mol),以使反應溫度保持 低於15°C (此添加耗時數小時)。然後將反應混合物在15°C ±l〇°C下攪拌最少1小時。藉由HPLC監測反應,且在反應 完成時(顯示為剩餘小於0.5%之(2S)-2-((3-。比啶基)甲基)-1-氮雜雙環[2.2.2]辛-3-酮),添加2 Μ氫氧化鈉(15.99 L)且將 混合物搜拌最少丨〇分鐘。在臺式漏斗中經由Cente®545床 過濾反應混合物。用乙醇(15 23 L)洗滌濾餅,且濃縮濾液 以獲得油。 在惰性氣氛下將濃縮物轉移至配備有機械攪拌器及溫度 探針之清潔1〇〇 L玻璃反應燒瓶中。添加水(1 L),且使混 合物冷卻至〇。〇±5。(:》將2 Μ鹽酸(24 L)添加至混合物中以 將混合物之pH調整至ΡΗ 1。然後將混合物攪拌最少1〇分 鐘,且緩慢添加2 Μ氫氧化鈉(24 L)以將混合物之ρΗ調整 至pH 14。將混合物攪拌最少1〇分鐘,且用二氣曱烧 (3x15.23 L)萃取水相。經無水硫酸鈉(2〇让“乾燥有機 163062.doc •31· 201244717 相,過濾且濃縮’獲得(2S,3R)-N-((1R)-苯基乙基)_3•胺基 -2-((3-。比啶基)曱基))_1-氮雜雙環[2.2.2]辛烷(4.80让£, 84.7%產率)。 在惰性氣氛下將(2S,3R)-N-((1R)-苯基乙基)-3-胺基-2_ ((3-。比啶基)甲基)_丨·氮雜雙環[2.2.2]辛烷轉移至配備有機 械攪拌器及溫度探針之22 L玻璃燒瓶中。添加水(4.8 L), 且使攪拌混合物冷卻至5°C ±5 °C。將濃鹽酸(2.97 L)緩慢添 加至反應燒瓶中,以使混合物之溫度保持低於25它。在惰 性氣氛下將所得溶液轉移至含有乙醇L)且配備有機械 攪拌器、溫度探針及冷凝器之72 L反應燒瓶中。向該燒瓶 中添加10。/〇鈀碳(濕度50%)(311.1 g)及環己烯(14 36 L)。將 反應混合物在接近回流下加熱最少12小時,且藉由TLc監 測反應》在反應完成時,使反應混合物冷卻至低於45它, 且在燒結玻璃漏斗上將其經由Celite®545 (1.2 kg)床過渡。 用乙醇(3 L)沖洗濾餅且濃縮濾液以獲得水相。將水(5〇〇 mL)添加至濃縮濾液中,且用甲基第三丁基醚 (MTBE)(2M.79 L)洗滌此合併之水性層。將2 Μ氩氧化鈉 (19.5 L)添加至水相中以將混合物之pH調整至ρΗ 14。然後 將混合物攪拌最少10分鐘。用氣仿(4xll 96 L)萃取水相, 且經無水硫酸鈉(2.34 kg)乾燥合併之有機相。過濾且濃縮 濾液’從而獲得呈油形式之(2S,3r)_3_胺基_2·((3_吡啶基) 甲基)-1-氮雜雙環[2.2.2]辛烷(3.49 kg,>定量產率)。 在惰性氣氛下將(2S,3R)-3·胺基-2-((3-。比啶基)曱基)-1_ 氮雜雙環[2.2.2]辛烷轉移至配備有機械攪拌器、冷凝器及 163062.doc •32· 201244717 溫度探針之清潔100 L反應燒瓶中。添加乙醇(38.4 1〇及二· 對甲笨甲醯基-D-酒石酸(3.58 kg,9.27 mol)。將反應混合 物在溫和回流下加熱最少1小時。然後將反應混合物攪拌 最少12小時,同時使其冷卻至介於丨5。(:與30°C之間。過濾 所得懸浮液’且用乙醇(5.76 L)洗滌濾餅。在惰性氣氛下 將濾餅轉移至配備有機械攪拌器、溫度探針及冷凝器之清 潔100 L玻璃反應燒瓶中。添加9:1乙醇/水溶液(30.7 L), 且將所得漿液在溫和回流下加熱最少1小時。然後將反應 混合物攪拌最少12小時,同時冷卻至介於15〇C與30eC之 間。過濾混合物且用乙醇(5·76 L)洗滌濾餅。收集產物且 在真空及50°C±5°C下乾燥最少12小時,獲得5.63 kg (58.1%產率)之(2S,3R)-3-胺基-2-((3-。比啶基)曱基)-1-氮雜 雙環[2.2.2]辛烷二-對曱苯曱醯基-〇·酒石酸鹽。 (2S,3R)-N-(2-((3-吡啶基)甲基)-ΐ·氮雜雙環[2.2.2】辛-3-基) 苯并呋喃-2-甲醯胺 在惰性氣氛下將(2S,3R)-3-胺基-2-((3-咐啶基)曱基)-^ 氤雜雙環[2.2.2]辛烷二-對曱笨曱醯基-D-酒石酸鹽(3.64 kg,5.96 mol)及10%氣化鈉水溶液(14.4 L,46.4 mol)添加至 配備有機械攪拌器之72 L玻璃反應燒瓶中。將5 Μ氫氧化 鈉(5.09 L)添加至攪拌混合物中以將混合物之ρΗ調整至ρΗ 14。然後將混合物攪拌最少1 〇分鐘。用氣仿(4 χ丨2 〇 L)萃 取水溶液,且經無水硫酸鈉(1.72 kg)乾燥合併之有機層。 過濾合併之有機層,且濃縮濾液,從而獲得呈油形式之 (2S,3R)-3-胺基-2-((3-吡啶基)甲基)·ΐ -氮雜雙環[2.2.2]辛烷 I63062.doc •33- 201244717 (1.27 kg)。 在惰性氣氛下將(2S,3R)-3-胺基-2-((3-吡啶基)甲基)-1-氮雜雙環[2.2.2]辛烷轉移至配備有機械攪拌器之50 L玻璃 反應燒瓶中。將二氣甲烷(16.5 L)、三乙胺(847 mL,6.08 mol)、苯并呋喃-2-甲酸(948 g,5,85 mol)及六氟磷酸0-(苯 并三唑-1-基)·Ν,Ν,Ν,1-四曱基脲鏽鹽(HBTU)(2.17 kg,5.85 mol)添加至反應混合物中。將混合物在環境溫度下攪拌最 少4小時’且藉由HPLC監測反應。在反應完成時,將1 〇〇/〇 碳酸钟水溶液(12.7 L,17.1 mol)添加至反應混合物中且將 混合物攪拌最少5分鐘。分離各層且用1〇%鹽水(12.7 L)洗 滌有機相。分離各層且使有機相冷卻至15eC ±1 (TC。將3 Μ 鹽酸(8.0 L)緩慢添加至反應混合物中以將混合物之pH調整 至pH 1。然後將混合物攪拌最少5分鐘,且使各層分配最 少5分鐘。使用臺式過濾器過濾固體。分離濾液之各層, 且將來自漏斗之水相及固體轉移至反應燒瓶中。將3 Μ氫 氧化鈉(9.0 L)逐份緩慢添加至燒瓶中以將混合物之pH調整 至pH 14。用一氯甲烧(2x16.5 L)萃取水相。經無水硫酸納 (1.71 kg)乾燥經合併有機相。過濾混合物且濃縮溏液,從 而獲得呈黃色固體形式之(2S,3R)-N-(2-((3-吡咬基)甲基)· 1-氣雜雙環[2.2.2]辛-3 -基)本并〇夫喊-2·甲酿胺(Kg kg, 77.0%產率)。 (2S,3R)-N-(2-((3-nb咬基)甲基)-1-氮雜雙環【2 2 2】辛_3基】 苯并呋喃-2-甲醢胺對甲苯磺酸鹽 將(2S,3R)-N-(2-((3-。比啶基)甲基氮雜雙環[2.2.2]辛 I63062.doc •34· 201244717 -3-基)苯并0夫0南-2-曱醯胺(1.62 kg,4.48 mol)及二氣曱院 (8.60 kg)添加至酸壇(carboy)中。經由HPLC分析來測定溶 液中材料之重量/重量百分比。將溶液濃縮成油狀物,添 加丙酮(4 L) ’且將混合物濃縮成油性固體。在旋轉蒸發器 • 球管中將額外丙酮(12 L)添加至該油性固體中,且在•惰性 氣氛下將所得漿液轉移至具有機械授拌器、冷凝器、溫度 探針及冷凝器之50 L玻璃反應燒瓶中。將反應混合物加熱 至50 °C ±5 °C。將水(80.7 g)添加至溶液中,且將其擾拌最 少10分鐘。經約15分鐘將對曱苯磺酸(853 g,4.44 m〇l)逐 份添加至反應混合物中。將反應混合物加熱至回流且在該 溫度下保持最少3 0分鐘以獲得溶液。經約2小時使反應冷 卻至40 C 士5 C。經約1.5小時添加乙酸異丙醋(14.1 L)。經 最少10小時使反應渴合物緩慢冷卻至環境溫度。過渡混合 物且用乙酸異丙酯(3.5 L)洗滌濾餅。在真空及1〇5±5°C 下將所分離產物乾燥2小時至9小時,從而獲得2.19 kg (88.5%產率)之(28,311)->1-(2-((3-吼啶基)曱基)-1-氮雜雙環 [2.2.2]辛-3-基)苯并呋喃_2-甲醯胺對甲笨磺酸鹽,„11> 226-228。。。咕 NMR (500 MHz,D20) δ 8.29 (s,1H),7.78 (m, >5.1,1H),7.63 (d,*7=7.9,1H),7.54 (d,J=7.8,1H),7.49 (d, J=8.1, 2H), 7.37 (m, J=8.3, 1H), 7.33 (m, J=8.3, 6.9, 1.0, 1H),7.18 (m,《7=7.8, 6.9, 1.0, 1H), 7.14 (d,《7=8.1,2H), 7.09 (s, 1H), 6.99 (dd, /=7.9, 5.1, 1H), 4.05 (m, J=7.7, 1H), 3.74 (m, 1H), 3.47 (m, 2H), 3.28 (m, 1H), 3.22 (m, 1H), 3.15 (dd, /=13.2, 4.7, 1H), 3.02 (dd} 7=13.2, 11.5, 1H), 163062.doc •35- 201244717Trans-enantiomer of N-(2-((3-acridinyl)methyl)-1.azabicyclo[2.2.2]oct-3-yl)benzoc- -2-pyranamine Body B Dichloroacetic acid diphenyl vinegar (96 μΐ^, 124 mg, 0.46 mmol) was added dropwise to 163062.doc •27- 201244717 benzofuran-2-carboxylic acid (75 mg, 0.46 mmol) and triethylamine ( 64 μ, 46 mg, 0.46 mmol) in a solution of anhydrous di-methane (1 mL). After stirring at ambient temperature for 45 minutes, (2r,3S)-3-amino-2-((3-pyridyl)indenyl)-1-azabicyclo[2.2.2]octane (〇.1) was added. 〇g, 0.46 mmol) (from di-p-tolylmethyl-L-tartrate) and triethylamine (64 μί, 46 mg, 0.46 mmol) in anhydrous di-methane (1 mL) . The reaction mixture was stirred at ambient temperature overnight and then treated with 1% aqueous sodium hydroxide EtOAc. The two-phase mixture was separated, and the organic layer and the aqueous layer of the gas-like extract were concentrated by rotary evaporation (2) the residue was dissolved in methanol and the acetonitrile/water gradient was applied to a C18 cartridge column (containing 5% 5%) The fluoroacetic acid was purified by HPLC as an eluent. The selected fractions were concentrated, and the obtained residue was partitioned between methylene chloride and saturated aqueous sodium hydrogencarbonate and evaporated to give 82.5 mg (50% yield). White powder. The NMR spectrum is the same as that obtained for the 28,311 isomer. Due to the direct precursor of this material (trans enantiomer B) 2S, the direct precursor of the 3R compound (trans enantiomer a) The enantiomers' are presumed to be the absolute configuration of the trans-enantiomer B, 2R, 3S. Example 2: (2S,3R)-N-(2-((3-«-pyridyl)) • azabicyclo[2 2 2]oct-3-yl)benzofuran-2-carboxamide and (2S,3R)-N-(2-((3-pyridyl)methyl)-1 Large-scale synthesis of 2-((3-acridinyl)methylene) by a large-scale synthesis of azabicyclobutene P.2.2]oct-3-yl)·1·benzopyrene-2_carbamidine p-toluenesulfonate -1-Azabicycloindole 2·2·2] octyl-3-yl ketone will be 3-quinone under nitrogen atmosphere Ninthone ketone hydrochloride (8.25 kg, 51.0 mol) and methanol (49.5 L) were added to a 100 L glass reaction flask equipped with a mechanical stirrer, temperature probe and condenser" via a powder funnel for approximately 3 minutes. Add argon argon (5.55 1^, 99.〇111〇1) between 163062.doc -28- 201244717, which makes the reaction temperature from 50. (: rise to 56 ° C. After about 2 hours will be 3 · Pyridinecarboxaldehyde (4 8 〇 kg, 44 9 mol) was added to the reaction mixture. The resulting mixture was stirred under a minimum of 12 hours while the reaction was monitored by thin layer chromatography (TLC). Upon completion of the reaction, filtered through a fritted glass funnel. The reaction mixture was washed with decyl alcohol (74.2 L). The filtrate was concentrated, transferred to a reaction flask, and water (66.0 L) was added. The suspension was stirred for a minimum of 3 min, filtered and washed with water (90.0 L) Filter cake until the {11 of the rinse solution is 7_9. The solid is dried in vacuum at 50 ° C at 5 ° C for a minimum of 12 hours to obtain 8.58 kg (89.3%) 2-((3-pyridine) Methyl)methylene)_ι_azabicyclo[2 2 2]oct-3-ylketone β(2S)-2-((3-acridinyl)methyl)-1-aza Ring [2·2·2丨辛_3_keto-di-p-tolylmethyl-D-tartrate in an inert atmosphere. 2-((3-«-pyridyl)-indenyl)_丨_ Azabicyclo[2.2.2]oct-3-one (5,40 kg, 25.2 mol) and methanol (40.5 L) were added to a machine equipped with a mechanical stirrer, temperature probe, low pressure gas regulator system and pressure gauge 72 L in the reaction vessel. The headspace was filled with nitrogen and the mixture was searched to obtain a clear yellow solution. Add 1% carbon (humidity 5 〇%) (270 g) to the flask. The atmosphere in the reactor was evacuated using a vacuum pump and the headspace was replaced with hydrogen to a water pressure of 10 inches to 20 inches. It was evacuated and hydrogen-pressed twice more to maintain the reactor under a hydrogen pressure of 2 Torr after the third press. The reaction mixture was stirred at 2 (TC ± 5 ° C for a minimum of 12 hours) and the reaction was monitored via TLC. Upon completion of the reaction, the suspension was filtered on a sintered glass funnel via a bed of Celite® 545 (1.9 kg) with methanol 163062 .doc -29- 201244717 (10.1 L) Washing filter cake. Concentrate the filter cake to obtain a semi-solid, transfer it to a 200 L reaction flask equipped with an organic (four) stirrer, condenser and temperature probe under a gas atmosphere. The semi-solid was dissolved in ethanol (57.2 L) and di-p-methyl-bromo-D-tartaric acid (DTTA) (9 74 kg, 25 2 m〇i) was added. The reaction mixture was refluxed. Heat for a minimum of 丨 hours and additionally maintain a minimum of 12 hours while cooling the reactants to between hunger and 30 t. Filter the suspension using a tabletop filter and wash the filter cake with ethanol (114 L) Dry the product under vacuum and ambient temperature to obtain ιΐ 6 kg (76.2% yield, 59 5% considering purity factor) (2s) 2 (indolyl) fluorenyl)-1-azabicyclo[ 2_2.2] 辛·3_keto-p-tolylmethyl hydrazine-d tartrate. (2S,3R)m_2_((3Kyl)methyl)]•heterobicyclo[222]octane bis-p-tolylhydrazyl-D-tartrate water (46.25 L) and sodium arsenate (4.35 kg) , 51.8 m〇i) was added to a 2 〇〇L flask. When completely dissolved, di-halogen methane (69 4 l) was added. Add (2S)-2-((3-acridinyl)indenyl)-indole-azabicyclo[2 2 2]oct-3-one di-p-tolylmethyl-D-tartrate (11.56 kg, 19.19 m 〇 1), and the reaction mixture is stirred for 2 minutes to 1 minute. The layers were separated for a minimum of 2 minutes (additional water (20 L) was added as needed to dispense the layers). The organic phase was removed and dried over anhydrous sodium sulfate. Dioxane methane (34.7 L) was added to the remaining aqueous phase and the suspension was stirred for 2 minutes to 1 minute. The layers were separated for 2 minutes to 1 minute. The organic phase was again removed and dried over anhydrous sodium sulfate. The aqueous phase was extracted once with dihalomethane (34.7 L) as described above. Samples submitted for each extraction were submitted for analysis by palm HPLC. The sodium sulfate was removed by filtration, and the filtrate was concentrated 163062.doc -30-201244717 to obtain (2S)-2-((3-»pyridyl)indolyl)-1 azabicyclo[2] as a solid. · 2.2] Xin-3· Brewing) (4.0 kg). Transferring (2S)-2-((3-.pyridyl)methyl)-1-azabicyclo[2.2.2]oct-3-one (3.8 kg) to a mechanically mixed mixture under a nitrogen atmosphere Clean the device and temperature probe in a 10 玻璃L glass reaction flask. Add anhydrous tetrahydrogen. South (7.2 4 L) and (+)-(R)-a-methylbenzylamine (2.55 L, 20.1 mol). Titanium (IV) isopropoxide (6.47 L, 21.8 mol) was added to the stirred reaction mixture over a period of 1 hour. The reaction was stirred under a nitrogen atmosphere for a minimum of 12 hours. Ethanol (36.17 L) was added to the reaction mixture. The reaction mixture was cooled to below _5 and sodium borohydride (1.53 kg, 40.5 mol) was added portionwise to keep the reaction temperature below 15 °C (this addition took several hours). The reaction mixture was then stirred at 15 ° C ± 10 ° C for a minimum of 1 hour. The reaction was monitored by HPLC and upon completion of the reaction (shown as less than 0.5% of (2S)-2-((3-)pyridyl)methyl)-1-azabicyclo[2.2.2] s- 3-ketone), 2 Μ sodium hydroxide (15.99 L) was added and the mixture was mixed for a minimum of 丨〇 minutes. The reaction mixture was filtered through a bed of Cente® 545 in a bench funnel. The filter cake was washed with ethanol (15 23 L), and the filtrate was concentrated to give an oil. The concentrate was transferred under an inert atmosphere to a clean 1 L glass reaction flask equipped with a mechanical stirrer and a temperature probe. Water (1 L) was added and the mixture was allowed to cool to hydrazine. 〇±5. (:) 2 Μ hydrochloric acid (24 L) was added to the mixture to adjust the pH of the mixture to ΡΗ 1. The mixture was then stirred for a minimum of 1 Torr, and 2 Μ sodium hydroxide (24 L) was slowly added to mix the mixture. ρΗ was adjusted to pH 14. The mixture was stirred for at least 1 〇 minutes, and the aqueous phase was extracted with a gas purge (3 x 15.23 L). Anhydrous sodium sulfate (2 〇 let "dry organic 163062.doc • 31 · 201244717 phase, Filtration and concentration 'obtained (2S,3R)-N-((1R)-phenylethyl)-3•amino-2-((3-.pyridyl)indolyl))_1-azabicyclo[2.2 .2] Octane (4.80 for £84.7% yield). (2S,3R)-N-((1R)-Phenylethyl)-3-amino-2- (3- Transfer of pyridyl)methyl)_丨·azabicyclo[2.2.2]octane to a 22 L glass flask equipped with a mechanical stirrer and temperature probe. Add water (4.8 L) and stir the mixture Cool to 5 ° C ± 5 ° C. Concentrated hydrochloric acid (2.97 L) was slowly added to the reaction flask to keep the temperature of the mixture below 25. It was transferred under an inert atmosphere to contain ethanol L) and equipped With mechanical agitator, temperature In a 72 L reaction flask with a probe and a condenser, 10% palladium carbon (humidity 50%) (311.1 g) and cyclohexene (14 36 L) were added to the flask. The reaction mixture was heated under reflux. At least 12 hours, and the reaction was monitored by TLc. Upon completion of the reaction, the reaction mixture was cooled to below 45, and it was transferred to a bed of Celite® 545 (1.2 kg) on a sintered glass funnel. The filter cake was rinsed and the filtrate was concentrated to obtain an aqueous phase. Water (5 mL) was added to the concentrated filtrate, and the combined aqueous layer was washed with methyl butyl ether (MTBE) (2M. Add 2 argon argon (19.5 L) to the aqueous phase to adjust the pH of the mixture to pH Η 14. Then stir the mixture for a minimum of 10 minutes. Extract the aqueous phase with a gas imitation (4xll 96 L) and pass anhydrous sulfuric acid Sodium (2.34 kg) was dried and the combined organic phases were filtered and the filtrate was concentrated to give (2S,3r)_3_amino-2-((3-pyridyl)methyl)-1-azabicyclohexane as an oil. [2.2.2] Octane (3.49 kg, > quantitative yield). (2S,3R)-3.Amino-2-((3-.pyridyl)indenyl)- under an inert atmosphere 1_ Heterobicyclo[2.2.2]octane was transferred to a clean 100 L reaction flask equipped with a mechanical stirrer, condenser and 163062.doc •32·201244717 temperature probe. Add ethanol (38.4 1〇 and 2·pair) Formamyl-D-tartaric acid (3.58 kg, 9.27 mol). The reaction mixture was heated under gentle reflux for a minimum of 1 hour. The reaction mixture was then stirred for a minimum of 12 hours while allowing it to cool to between 丨5. (: between 30 ° C. Filter the resulting suspension ' and wash the filter cake with ethanol (5.76 L). Transfer the filter cake to a clean 100 L equipped with a mechanical stirrer, temperature probe and condenser under an inert atmosphere. In a glass reaction flask, add 9:1 ethanol/water solution (30.7 L), and heat the resulting slurry under gentle reflux for a minimum of 1 hour. Then stir the reaction mixture for a minimum of 12 hours while cooling to between 15 ° C and 30 °C. The mixture was filtered and the filter cake was washed with ethanol (5·76 L). The product was collected and dried under vacuum at 50 ° C ± 5 ° C for a minimum of 12 hours to obtain 5.63 kg (58.1% yield) (2S, 3R) --3-amino-2-((3-.pyridyl)indolyl)-1-azabicyclo[2.2.2]octanedi-p-quinone-fluorenyl-tartrate. (2S , 3R)-N-(2-((3-pyridyl)methyl)-indole-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide in an inert atmosphere (2S,3R)-3-amino-2-((3-acridinyl)indolyl)-^ anthracene bicyclo[2.2.2]octanedi-p-indole-d-tartrate ( 3.64 kg, 5.96 mol) and 10% sodium sulphate solution (14.4 L, 46.4 mol) added to the organic In a 72 L glass reaction flask with a mechanical stirrer, add 5 Μ sodium hydroxide (5.09 L) to the stirred mixture to adjust the ρ 混合物 of the mixture to ρ Η 14. Then stir the mixture for a minimum of 1 〇 minutes. χ丨2 〇L) The aqueous solution was extracted, and the combined organic layers were dried over anhydrous sodium sulfate (1.72 kg). The combined organic layer was filtered, and the filtrate was concentrated to give (2S,3R)-3-amine group as oil. -2-((3-pyridyl)methyl)·ΐ-azabicyclo[2.2.2]octane I63062.doc •33- 201244717 (1.27 kg). (2S,3R)-3 under inert atmosphere -Amino-2-((3-pyridyl)methyl)-1-azabicyclo[2.2.2]octane was transferred to a 50 L glass reaction flask equipped with a mechanical stirrer. Dioxethane (16.5) L), triethylamine (847 mL, 6.08 mol), benzofuran-2-carboxylic acid (948 g, 5,85 mol) and hexafluorophosphate 0-(benzotriazol-1-yl)·Ν, Ν , hydrazine, 1-tetradecylurea rust salt (HBTU) (2.17 kg, 5.85 mol) was added to the reaction mixture. The mixture was stirred at ambient temperature for a minimum of 4 hours' and the reaction was monitored by HPLC. Will be 1 〇〇 / 〇 An aqueous solution of carbonic acid clock (12.7 L, 17.1 mol) was added to the reaction mixture and the mixture was stirred for a minimum of 5 minutes. The layers were separated and washed with 1% aqueous brine (12.7 L). The layers were separated and the organic phase was cooled to 15eC ± 1 (TC. 3 Μ hydrochloric acid (8.0 L) was slowly added to the reaction mixture to adjust the pH of the mixture to pH 1. The mixture was then stirred for a minimum of 5 minutes and the layers were partitioned At least 5 minutes. Filter the solids using a bench filter. Separate the layers of the filtrate and transfer the aqueous phase and solids from the funnel to the reaction flask. Add 3 Μ sodium hydroxide (9.0 L) slowly to the flask. The pH of the mixture was adjusted to pH 14. The aqueous phase was extracted with trichloromethane (2×16.5 L). The combined organic phases were dried over anhydrous sodium sulfate (1.71 kg). The mixture was filtered and concentrated to give a yellow solid. Form (2S,3R)-N-(2-((3-pyridyl)methyl)·1-heterobicyclo[2.2.2]oct-3-yl) Ben and Coward Shout-2·A Amine (Kg kg, 77.0% yield). (2S,3R)-N-(2-((3-nb))-1-azabicyclo[2 2 2]oct-3-yl] Benzofuran-2-carboxamide p-toluenesulfonate (2S,3R)-N-(2-((3-)pyridyl)methylazabicyclo[2.2.2]octyl I63062.doc • 34· 201244717 -3-yl)benzoxofkon-2-anthraceneamine (1 .62 kg, 4.48 mol) and two gas brothels (8.60 kg) were added to the carboy. The weight/weight percentage of the material in the solution was determined by HPLC analysis. The solution was concentrated to an oil and acetone was added. 4 L) 'and concentrate the mixture into an oily solid. Add additional acetone (12 L) to the oily solid in a rotary evaporator • bulb and transfer the resulting slurry to a mechanical stirrer under an inert atmosphere , 50 liter glass reaction flask with condenser, temperature probe and condenser. Heat the reaction mixture to 50 ° C ± 5 ° C. Add water (80.7 g) to the solution and spoil it for at least 10 minutes. Toluenesulfonic acid (853 g, 4.44 m〇l) was added portionwise to the reaction mixture over about 15 minutes. The reaction mixture was heated to reflux and kept at this temperature for a minimum of 30 minutes to obtain a solution. The reaction was cooled to 40 C ± 5 C over 2 hours. Acetate isopropyl acetate (14.1 L) was added over a period of about 1.5 hours. The reaction mixture was slowly cooled to ambient temperature over a minimum of 10 hours. The transition mixture was combined with isopropyl acetate ( 3.5 L) Wash the filter cake in vacuum and 1〇5± The isolated product was dried at 5 ° C for 2 hours to 9 hours to obtain 2.19 kg (88.5% yield) of (28,311)-> 1-(2-((3-acridinyl)indolyl)-1 -Azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamimido-methyl sulfonate, „11> 226-228. . .咕NMR (500 MHz, D20) δ 8.29 (s, 1H), 7.78 (m, > 5.1, 1H), 7.63 (d, *7 = 7.9, 1H), 7.54 (d, J = 7.8, 1H), 7.49 (d, J=8.1, 2H), 7.37 (m, J=8.3, 1H), 7.33 (m, J=8.3, 6.9, 1.0, 1H), 7.18 (m, “7=7.8, 6.9, 1.0, 1H), 7.14 (d, "7=8.1, 2H), 7.09 (s, 1H), 6.99 (dd, /=7.9, 5.1, 1H), 4.05 (m, J=7.7, 1H), 3.74 (m, 1H), 3.47 (m, 2H), 3.28 (m, 1H), 3.22 (m, 1H), 3.15 (dd, /=13.2, 4.7, 1H), 3.02 (dd} 7=13.2, 11.5, 1H), 163062.doc •35- 201244717

2.19 (s,3H),2·02 (m,2H),1.93 (m,2H),1.79 (m,1H)。13C NMR (126 MHz, D2〇)5 157.2, 154.1, 150.1, 148.2, 146.4, 145.2, 138.0, 137.0, 130.9, 128.2(2), 126.9, 126.8, 125.5(2), 123.7, 123.3, 122.7, 111.7, 100.7, 61.3, 50.2, 48.0, 40.9, 33.1,26.9, 21.5, 20.8, 17.0。2.19 (s, 3H), 2·02 (m, 2H), 1.93 (m, 2H), 1.79 (m, 1H). 13C NMR (126 MHz, D2〇) 5 157.2, 154.1, 150.1, 148.2, 146.4, 145.2, 138.0, 137.0, 130.9, 128.2(2), 126.9, 126.8, 125.5(2), 123.7, 123.3, 122.7, 111.7, 100.7, 61.3, 50.2, 48.0, 40.9, 33.1, 26.9, 21.5, 20.8, 17.0.

藉由用氫氧化鈉水溶液處理及用氣仿萃取來將此材料之 樣品轉化成化合物A游離鹼(用於鹽選擇研究)。將氣仿徹 底蒸發’留下灰白色粉末,mp 167-17(TC,其具有以下光 譜特性:正離子電噴射MS [M+H] +離子m/z=362。4 NMR (500 MHz, DMSO-d6) δ 8.53 (d, J=7.6 Hz, 1H), 8.43 (d, 1.7 Hz, 1H)S 8.28 (dd, 7=1.6, 4.7 Hz, 1H), 7.77 (d, J=1.1A sample of this material was converted to Compound A free base (for salt selection studies) by treatment with aqueous sodium hydroxide and by gas-extraction. The gas was completely evaporated to leave an off-white powder, mp 167-17 (TC, which had the following spectral characteristics: positive ion electrospray MS [M+H] + ion m/z = 362. 4 NMR (500 MHz, DMSO- D6) δ 8.53 (d, J=7.6 Hz, 1H), 8.43 (d, 1.7 Hz, 1H) S 8.28 (dd, 7=1.6, 4.7 Hz, 1H), 7.77 (d, J=1.1

Hz, 1H), 7.66 (d, J=8.5 Hz, 1H), 7.63 (dt, J=1.7, 7.7 Hz, 1H), 7.52 (s, 1H)} 7.46 (m, 7=8.5, 7.5 Hz, 1H), 7.33 (m, 7.5 Hz, 1H), 7.21 (dd, J=4.1, 7.7 Hz, 1H), 3.71 (m, •7=7.6 Hz,1H),3.11 (m,1H),3 〇2 (m,1H),2 8〇 (m,2H), 2.69 (m,2H),2.55 (m,1H),1.80 (m,1H), 1.77 (m,1H), 1.62 (m, 1H), 1.56 (m, 1H), 1.26 (m, 1H) 〇 13C NMR (126 MHz, DMSO-d6) δ 158.1,154.1,150.1,149.1,146.8, 136.4, 135.4, 127.1, 126.7, 123.6, 122.9, 122.6, 111.8, 109.3, 61.9, 53_4’49·9,40.3,35.0,28 1 26 ι ι96。 提交化合物A之單鹽酸鹽(參見實例3)用於X-射線結晶學 刀析所得日日體結構經確立為化合物A之2S,3R絕對構型。 實例3 (2S,3R).N.(2_((3.eHl唆基)甲基)小㈣雙環【2 2 辛-3-基)苯并吱醢胺鹽酸鹽之合成 163062.doc • 36 - 201244717 單鹽酸鹽:藉由將濃鹽酸(1.93 mL,12 M,23.2 mm〇l)逐 滴添加至8·5 mL冷凍THF中來製備鹽酸/THF溶液。使溶液 升溫至環境溫度。向圓底燒瓶中添加(2S,3R)-N-(2-((3-吡 啶基)曱基)-1-氮雜雙環[2.2.2]辛_3-基)苯并呋喃_2_甲醯胺Hz, 1H), 7.66 (d, J=8.5 Hz, 1H), 7.63 (dt, J=1.7, 7.7 Hz, 1H), 7.52 (s, 1H)} 7.46 (m, 7=8.5, 7.5 Hz, 1H ), 7.33 (m, 7.5 Hz, 1H), 7.21 (dd, J=4.1, 7.7 Hz, 1H), 3.71 (m, •7=7.6 Hz, 1H), 3.11 (m,1H),3 〇2 ( m,1H),2 8〇(m,2H), 2.69 (m,2H),2.55 (m,1H), 1.80 (m,1H), 1.77 (m,1H), 1.62 (m, 1H), 1.56 (m, 1H), 1.26 (m, 1H) 〇13C NMR (126 MHz, DMSO-d6) δ 158.1, 154.1, 150.1, 149.1, 146.8, 136.4, 135.4, 127.1, 126.7, 123.6, 122.9, 122.6, 111.8, 109.3, 61.9, 53_4'49·9, 40.3, 35.0, 28 1 26 ι ι96. The monohydrochloride salt of Compound A (see Example 3) was used for X-ray crystallography. The resulting Japanese body structure was established as the 2S, 3R absolute configuration of Compound A. Example 3 Synthesis of (2S,3R).N.(2_((3.eHl-indenyl)methyl)small (tetra)bicyclo[2 2 oct-3-yl)benzoguanamine hydrochloride 163062.doc • 36 - 201244717 Monohydrochloride: A hydrochloric acid/THF solution was prepared by dropwise addition of concentrated hydrochloric acid (1.93 mL, 12 M, 23.2 mmol) to 8.5 mL of THF. Allow the solution to warm to ambient temperature. Add (2S,3R)-N-(2-((3-pyridyl)indolyl)-1-azabicyclo[2.2.2]oct-3-yl)benzofuran_2_ to a round bottom flask Formamide

(8.49 g, 23.5 mmol)及丙酿)(85 mL)。授拌混合物且在45°C 至5 0 C下加熱直至獲得完全溶液為止。經5分鐘時間逐滴 添加如上製備之鹽酸/THF溶液,且在轉移中使用額外THF (1.5 mL)。在添加酸溶液期間,開始形成粒狀白色固體。 使混合物冷卻至環境溫度,並攪拌過夜(丨6 h)。藉由抽吸 過慮收集固體’用丙酮(1〇 mL)洗滌濾餅’且將固體抽吸 風乾30分鐘。在真空烘箱中於75。〇下將固體進一步乾燥2 小時,從而獲得8.79 g精細白色晶體(94。/。產率),mp 255-2 62 ς。對掌性分析顯示純度為98 8% (27〇 nm)。 H-NMR (DMSO-d6)顯示無殘餘溶劑且確認單化學計量。 巾 NMR (300 MHz,DMSO-d6) δ 10.7(寬單峰,1H_ 四級銨), 8·80(寬單峰 ’ 1H•醢胺 H),8.54 (s,1H),8 23 ⑷ ih),7 刀8 (d, 1H), 7.74 (d, 1H), 7.60 (d, 1H), 7.47 (m, 2H), 7.33 (m, 1H), 7.19 (m, 1H), 4.19 (m, 1H), 4.08 (m, 1H), 3.05-3.55 (m,6H),2.00-2.10 (m,3H)’ 1,90 (m, 1H),1.70 (m,ih)。對 此鹽之x-射線結晶學分析確立立體化學排布及化學計量。 二鹽酸鹽:將氣化氫氣體緩慢鼓泡至(2S,3R)_N_(2<(3_ °比啶基)甲基)-1-氮雜雙環[2.2.2]辛-3-基)苯并呋喃曱醯 胺(1.9 g,5.3 mmol)存於無水醚(25 mL)中之冰冷溶液中。 首先在氮流中且隨後用高真空(高真空管線中之氫氧化鈉 163062.doc •37· 201244717 洗氣器)移除揮發性物質。將殘餘物與少量無水乙醚(棄去) 一起研磨若干次,且在高真空下乾燥剩餘固體。此獲得 2.17 g (94%產率)灰白色粉末,mp 21〇 212β(:(吸濕卜對掌 性LC分析顯示純度為93.7% (27〇 nm卜正離子電喷射河8 [M+H] +離子 m/z=362。咕 NMR (300 MHz,CD3〇D) δ 9.15 (s, 1H), 8.84 (d, 1H), 8.63 (d, 1H), 7.97 (t, 1H), 7.75 (d, 1H), 7.61 (d, 1H), 7.52 (m, 2H), 7.35 (t, 1H), 4.50 (m, 1H), 4.32 (m,1H),3.40-3.85 (m,6H),1.95-2.40 (m,5H)。 VI.評價(2S,3R)-N-(2-((3· «Λ啶基)甲基氮雜雙環 [2.2.2】辛-3-基)苯并呋喃_2·甲醢胺或其醫藥上可接受之鹽 在注意力不足/過動症(ADHD)中之效能、安全性及耐受性 的雙盲、隨機、安慰劑對照、多中心、固定劑量遞增研究 效能結果 本發明係源於在患有ADHD之成年人中測試(2S,3R)-N-(2-((3·。比啶基)曱基)·ι·氮雜雙環[2·2 2;]辛_3_基)苯并呋喃 -2-甲酿胺或其醫藥上可接受之鹽之作用所實施之試驗。此 研究將來自美國各個地點根據DSM-IV-TR準則經診斷患有 ADHD之135名男性或女性成年人(年齡18·65歲)隨機化。 受試者經隨機化以使用安慰劑(η=67)或(2S,3R)-N-(2-((3-«^ 咬基)甲基)-1-氮雜雙環[2.2.2]辛-3·基)笨并呋喃-2-曱醯胺 或其醫藥上可接受之鹽(n=68 : 1 mg p〇 qd持續4週,然後5 mg P〇 qd持續4週,且最後25 mg po qd持續4週)治療達12 週。 以下臨床研究計劃書第TC-5619-238-CRD-002號提供詳 細說明。 163062.doc -38 - 201244717(8.49 g, 23.5 mmol) and propylene (85 mL). The mixture was stirred and heated at 45 ° C to 50 ° C until a complete solution was obtained. The hydrochloric acid/THF solution prepared above was added dropwise over 5 minutes, and additional THF (1.5 mL) was used in the transfer. During the addition of the acid solution, a granular white solid began to form. The mixture was allowed to cool to ambient temperature and stirred overnight (丨6 h). The solids were washed by suction and washed with acetone (1 mL) and the solid was suction dried for 30 minutes. In a vacuum oven at 75. The solid was further dried under ankle for 2 hours to obtain 8.79 g of fine white crystals (94% yield), mp 255-2 62 ς. The palmity analysis showed a purity of 98 8% (27 〇 nm). H-NMR (DMSO-d6) showed no residual solvent and a single stoichiometry was confirmed. Towel NMR (300 MHz, DMSO-d6) δ 10.7 (wide single peak, 1H_ quaternary ammonium), 8·80 (wide single peak '1H• guanamine H), 8.54 (s, 1H), 8 23 (4) ih) , 7 knives 8 (d, 1H), 7.74 (d, 1H), 7.60 (d, 1H), 7.47 (m, 2H), 7.33 (m, 1H), 7.19 (m, 1H), 4.19 (m, 1H) ), 4.08 (m, 1H), 3.05-3.55 (m, 6H), 2.00-2.10 (m, 3H)' 1,90 (m, 1H), 1.70 (m, ih). X-ray crystallographic analysis of this salt establishes stereochemical arrangements and stoichiometry. Dihydrochloride: Slowly bubbling hydrogenation gas to (2S,3R)_N_(2<(3_°pyridyl)methyl)-1-azabicyclo[2.2.2]oct-3-yl) Benzofuranamine (1.9 g, 5.3 mmol) was taken in ice cold solution in dry ether (25 mL). The volatiles were first removed in a stream of nitrogen and then with a high vacuum (sodium hydroxide in a high vacuum line 163062.doc • 37·201244717 scrubber). The residue was triturated several times with a small amount of dry diethyl ether (discarded) and the remaining solid was dried under high vacuum. This gave 2.17 g (94% yield) of off-white powder, mp 21 〇 212β (: (absorption of palmarity to palmity LC analysis showed a purity of 93.7% (27 〇 nm positive ion electrospray river 8 [M+H] + Ion m/z = 362. NMR (300 MHz, CD3 〇 D) δ 9.15 (s, 1H), 8.84 (d, 1H), 8.63 (d, 1H), 7.97 (t, 1H), 7.75 (d, 1H), 7.61 (d, 1H), 7.52 (m, 2H), 7.35 (t, 1H), 4.50 (m, 1H), 4.32 (m, 1H), 3.40-3.85 (m, 6H), 1.95-2.40 (m, 5H) VI. Evaluation (2S,3R)-N-(2-((3· «-Acryl)methylazabicyclo[2.2.2]oct-3-yl)benzofuran_2 Double-blind, randomized, placebo-controlled, multicenter, fixed-dose escalation study of the efficacy, safety, and tolerability of methotrexate or its pharmaceutically acceptable salts in attention deficit/hyperactivity disorder (ADHD) PERFORMANCE RESULTS The present invention is derived from the test (2S,3R)-N-(2-((3·.pyridyl)indolyl)·ι· azabicyclo[2·2 2] in adults with ADHD. a test carried out by the action of octyl-3-furan-2-cartoamine or a pharmaceutically acceptable salt thereof. This study will be diagnosed according to DSM-IV-TR guidelines from various locations in the United States. 135 of ADHD Male or female adults (age 18·65 years) were randomized. Subjects were randomized to place placebo (η=67) or (2S,3R)-N-(2-((3-«^) )methyl)-1-azabicyclo[2.2.2]oct-3-yl) benzofuran-2-indoleamine or a pharmaceutically acceptable salt thereof (n=68: 1 mg p〇qd for 4 Week, then 5 mg P〇qd for 4 weeks, and the last 25 mg po qd for 4 weeks) treatment for 12 weeks. The following clinical study plan No. TC-5619-238-CRD-002 provides detailed instructions. 163062.doc -38 - 201244717

(T^lRGACEPT 計劃書文件控制編號:PRO-05619-CRD-002 版本· 00 _生效日期:2009年12月22日_ _研究編號:TC-5619-238-CRD-002_ 評價TC-5619在患有注意力不足/過動症(ADHD)之成年人中之效能、安全性及耐 受性的雙盲、隨機、安慰劑對照、多中心、固定剤量遞增研究 機密 -39·(T^lRGACEPT Proposal Document Control Number: PRO-05619-CRD-002 Version · 00 _ Effective Date: December 22, 2009 _ _ Study Number: TC-5619-238-CRD-002_ Evaluation TC-5619 is suffering Double-blind, randomized, placebo-controlled, multicenter, fixed-quantity-increasing research secrets of efficacy, safety, and tolerability in adults with attention deficit/hyperactivity disorder (ADHD)-39

Targacept 公司 163062.docTargacept Company 163062.doc

201244717(TMGACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22曰 TARGACEPT簽名頁 作者: 簽名: 日期: 醫療主管/安全官 .研究經理 研究藥物動力學科學家 τ 簽名: 日期: 批准者: 臨床開發及法規事 務主管201244717 (TMGACEPT PRO-05619-CRD-002 (00) Effective date: 2009 December 22, said the signature page of TARGACEPT: Signature: Date: medical director / manager, security officer pharmacokinetic study research scientist τ Signature: Date: Approved : Head of Clinical Development and Regulatory Affairs

臨床手術主管Clinical surgery supervisor

Targacept 公司 163062.doc 機密 -40-Targacept Company 163062.doc Confidential -40-

201244717(TARGACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22曰 TARGACEPT臨床研究計刻書 評價TC-5619在患有注意力不足/過動症(ADHD)之成年 人中之效能、安全性及耐受性的雙盲、隨機、安慰劑對 照、多中心、固定劑量遞增研究 研究編號:TC-5619-238-CRD-002 聯絡資訊 試驗委託者: Targacept,Inc. 200 East First Street, Suite 300 Winston-Salem, North Carolina 27101 -4165 電話: 傳真: 試驗委託者聯絡人:201244717(TARGACEPT PRO-05619-CRD-002(00) Effective date: December 22, 2009 TARGACEPT clinical research certificate evaluation TC-5619 in adults with attention deficit/hyperactivity disorder (ADHD) Double-blind, randomized, placebo-controlled, multicenter, fixed-dose escalation study of efficacy, safety, and tolerability Study No.: TC-5619-238-CRD-002 Contact Information Test Delegate: Targacept, Inc. 200 East First Street, Suite 300 Winston-Salem, North Carolina 27101 -4165 Phone: Fax: Test Client Contact:

Targacept醫療聯絡人: 總試驗主持人: 受託研究機構: 此研究將根據計劃書且依照優良臨床試驗規範(GCP)及 其他適用法規要求來實施。Targacept Medical Contact: Total Trial Moderator: Trusted Research Institution: This study will be conducted in accordance with the Program and in accordance with Good Clinical Practice (GCP) and other applicable regulatory requirements.

Targacept公司 機密 163062.doc *41 · 201244717 (Τ/lRGACEPT PRO-05619-CRD-〇02(00) 生效日期·· 2009 年 12 月 22 日 臨床計劃書概要........................................................................................................46 縮寫清單....................................................................................................................52 1. 仙..........................................................................................................................54 1.1. 試驗藥品之敘述...........................................................................................54 1.2. 結果摘要.......................................................................................................54 1.2.1. 非臨床研究.......................................................................................54 1.2.2. 臨床研究...........................................................................................56 1.2.3. 背景資訊...........................................................................................58 1.3. 潛在風險及益處............................................................................................58 1.4. 劑量選擇之理論依據....................................................................................58 1.5. 試驗之實施....................................................................................................59 1.6. 研究群體........................................................................................................59 1.7. 研究之理論依據............................................................................................59 1.7.1. 在ADHD中之認知缺損中涉及之膽鹼能系統................................59 1.7.2. 成年人ADHD及膽鹼能系統............................................................60 1.7.3菸鹼刺激對ADHD之臨床症狀的效應...........................................60 2. 研究目的...................................................................................................................61 2.1. 主要目的........................................................................................................61 2.2. 次要 g 6¾........................................................................................................61 3. 研究設計概述...........................................................................................................61 3.1. 研究設計........................................................................................................61 11·1· Μ%##...........................................................................................62 3.2. 研究設計之理論依據....................................................................................64 3.3. 研究程序........................................................................................................61 3.3.1. 每次訪視時之程序.............................................................................................65 3.4. 研究限制........................................................................................................69 3.5. ^................................................................................................................70 3.6. 偏差之最小化................................................................................................70 3.6.1. 隨機化.................................................................................................................70 3.6.2. 盲彳匕.....................................................................................................................71 3.7. 研究治療及臨床試驗供應............................................................................71 3.7.1. 研究藥物之物理敍述.......................................................................71 3.7.2. 藥物包裝及標籤..........................:....................................................71 3.7.3. 劑量及劑量方案.................................................................................................71 3_7.4.藥物儲存.............................................................................................................72 3.7.5.藥物分發.............................................................................................................72 機密 -42-Targacept Confidential 163062.doc *41 · 201244717 (Τ/lRGACEPT PRO-05619-CRD-〇02(00) Effective Date·· December 22, 2009 Clinical Plan Summary.......... .................................................. .....................................46 Abbreviation list.... .................................................. .................................................. ............52 1. Xian..................................... .................................................. ................................54 1.1. Description of test drugs..... .................................................. ..............................54 1.2. Summary of results......... .................................................. ......................................54 1.2.1. Non Clinical research................................................ .................................54 1.2.2. Clinical research.... .................................................. .....................................56 1.2.3. Background News................................................. ....................................58 1.3. Potential risks and benefits. .................................................. ...................................58 1.4. Theoretical basis for dose selection. .................................................. .................................58 1.5. Implementation of the test......... .................................................. .................................59 1.6. Research groups... .................................................. ..........................................59 1.7 The theoretical basis of research............................................. .........................................59 1.7. 1. Cholinergic system involved in cognitive impairment in ADHD................................59 1.7. 2. Adult ADHD and Cholinergic System.......................................... ....................60 1.7.3 Effect of nicotine stimulation on clinical symptoms of ADHD.................. ...........................60 2. Research purpose................................................ .................................................. .................61 2.1. Main purpose......................... .................................................. ..........................61 2.2. Minor g 63⁄4................. .................................................. ...............................61 3. Overview of research design....... .................................................. .................................................. 61 3.1. Research Design............................................. .................................................. .........61 11·1· Μ%##................................ .................................................. .........62 3.2. Theoretical basis for research design.................................... .................................................. .64 3.3. Research Procedures............................................ .................................................. ..........61 3.3.1. Every visit The program of time............................................ ........................................65 3.4. Research limit................................................. .................................................. .....69 3.5. ^......................................... .................................................. .....................70 3.6. Minimization of deviation........................... .................................................. ........................70 3.6.1. Randomization................... .................................................. ......................................70 3.6.2. Blind彳匕................................................ .................................................. ...................71 3.7. Research treatment and clinical trial supply........................... .................................................. ....71 3.7.1. Physical description of research drugs.................................... ...................................71 3.7.2. Drug packaging and labeling... .......................:.......................... ..........................71 3.7.3. Dosage and Dosage Plan............... .................................................. ................................71 3_7.4. Drug storage........... .................................................. ..........................................72 3.7 .5. Drug Distribution................................................ .................................................. ..............72 Confidential-42-

Targacept 公司 163062.doc PRO-05619-CRD-002(00) 201244717Targacept Company 163062.doc PRO-05619-CRD-002(00) 201244717

mRGACEPT 生效日期:2009年12月22日 3.8. 研究持續時間及追蹤....................................................................................72 3.9. 中斷準則........................................................................................................72 3.10. 研究藥物課貴..............................................................................................73 3.10.1. 庫存記錄.........................................................................................73 3.10.2. 未使用供應之處置.........................................................................73 3.11. 破解隨機化編碼之程序..............................................................................73 3·12.個案報告表之完成......................................................................................73 4. 研究群體...................................................................................................................74 4.1. 納入準則........................................................................................................74 4.2. 排除準則........................................................................................................74 4.3. 受試者之完成及退出....................................................................................75 4.3.1. 受試者之完成...................................................................................75 4·3·2.患者退出(提前中斷研究).................................................................75 4.3.3·報告中斷......................................................................................76 4.3.4•患者之替換.......................................................................................76 5. 對受試者之治療.......................................................................................................76 5.1. 劑量及投與....................................................................................................76 5.2. 治療分配........................................................................................................77 5.3. 合併療法........................................................................................................77 5.3.1. 准許藥劑.............................................................................................................77 5.3.2. 禁止及受限制藥劑.............................................................................................77 5.3.3. 非藥物療法.........................................................................................................77 5.4. 順應性............................................................................................................77 6. 藥物動力學評價.......................................................................................................77 6.1. 樣品收集及處理............................................................................................77 6.2·分析程序........................................................................................................78 6.3.藥物動力學參數............................................................................................78 7. 效能評價...................................................................................................................78 7.1. 效能量度........................................................................................................78 7.1.1. 康納爾成人ADHD評量表-試驗主持人版本(CAARS-INV)及 受試者版本(CAARS-S)...................................................................78 7.1.2. CogState ADHD成套測試及停止信號任務.....................................78 7.1.3. 臨床整體印象(CGI)量表..................................................................78 7.1.4. 情緒狀況評量表(POMS)..................................................................79 7·2.效能量度分析................................................................................................79 8. 安全性評價...............................................................................................................79 8.1. 安全性參數....................................................................................................79 8.1.1.血液樣品...........................................................................................80 機密 -43-mRGACEPT Effective Date: December 22, 2009 3.8. Study Duration and Tracking................................. .................................................. .72 3.9. Interruption criteria................................................ .................................................. ..........72 3.10. Research drug classes are expensive.................................... .................................................. ...........73 3.10.1. Inventory records.................................... .................................................. .......73 3.10.2. Disposal of unused supplies.................................... ..................................73 3.11. Crack the program of randomization coding. .................................................. ...........................73 3·12. Completion of the case report form............. .................................................. .......................73 4. Research groups..................... .................................................. .....................................74 74. Inclusion criteria................................................ .................................................. ...74 4.2. Exclusion criteria.......................................... .................................................. ...............74 4.3. Completion and withdrawal of subjects........................ .................................................. .........75 4.3.1. Completion of the subject.............................. .................................................. ..75 4·3·2. Patient withdrawal (early interruption study).................................. ...............................75 4.3.3·Reporting Interruption............ .................................................. ........................76 4.3.4• Replacement of patients.................. .................................................. ...................76 5. Treatment of the subject...................... .................................................. ...............................76 5.1. Dose and Administration............ .................................... .................................................. ..76 5.2. Treatment allocation........................................... .................................................. ...........77 5.3. Combined therapy..................................... .................................................. ....................77 5.3.1. Permitted Pharmacy....................... .................................................. ....................................77 5.3.2. Prohibited and restricted pharmacy.... .................................................. .................................77 5.3.3. Non-pharmacological therapy... .................................................. .................................................. ..77 5.4. Compliance........................................... .................................................. ...............77 6. Pharmacokinetic evaluation............................ .................................................. .........................77 6.1. Sample collection and processing.................. .......... .................................................. ..............77 6.2·Analytical Procedures.............................. .................................................. .......................78 6.3. Pharmacokinetic parameters................... .................................................. ......................78 7. Performance Evaluation....................... .................................................. ....................................78 7.1. Effectiveness... .................................................. .................................................. .78 7.1.1. Conor Adult ADHD Assessment Scale - Trial Host Version (CAARS-INV) and Subject Version (CAARS-S)................ .................................................. .78 7.1.2. CogState ADHD Complete Test and Stop Signal Tasks.................................... .78 7.1.3. Clinical Overall Impression (CGI) Scale.................................... ..............................78 7.1.4. Emotional Status Scale (POMS)....... ........................... ................................79 7·2. Effectiveness analysis.......... .................................................. ..............................79 8. Security evaluation........ .................................................. .................................................. ...79 8.1. Security parameters..................................... .................................................. .........79 8.1.1. Blood samples............................... .................................................. .......80 Confidential-43-

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Cf/lRGACEPT PRO'05619"CRD'002(00) 生效日期:2009 年 12 月 22 日 8.1.2. 尿分析...............................................................................................80 8.1.3. 不 &事件...........................................................................................80 8.1.4. 懷孕...................................................................................................80 8.1.5. 安全性參數分析...............................................................................81 8.2. 不良事件報告................................................................................................81 8.2.1. 定義...................................................................................................81 8.2.2. 不良事件報告...................................................................................82 8.2.3. 作為不良事件之實驗室異常...........................................................82 8.2.4•強度評價...........................................................................................83 8.2.5. 因果關係評價...................................................................................83 8.2.6. 不良事件報告...................................................................................84 8.2.7. 引出不良事件報告...........................................................................84 8.2.8. SAE報告程序.....................................................................................84 8.2.9. 劑量過度之管理...............................................................................85 8.2.10. 向IRB報告安全性資訊...................................................................86 8.2.11. 由於緊急事件或不良事件導致之計劃書偏差..............................86 8.3. 不良事件之追蹤............................................................................................87 9. m\...........................................................................................................................87 9.1. 統計方法之敘述............................................................................................87 9.1.1. 定量參數...........................................................................................87 9.1.2. 定性參數...........................................................................................88 9.1.3. 基線數據分析...................................................................................88 9.1.4. 主要效能终點分析...........................................................................88 9.1.5. 藥物動力學分析...............................................................................88 9.2. 樣本大小.......................................................................................................89 9.3. 顯著性水準...................................................................................................89 9.4. 計及遺漏、未使用及虛假數據之程序.......................................................89 9.5. 對提前退出研究之患者之分析...................................................................89 9.6. 欲包括於分析中之患者之選擇...................................................................89 10. 直接檢視源數據/文件...........................................................................................90 10.1. 監測.............................................................................................................90 10.2. 原始受試者記錄之審査.............................................................................90 11. 品質管制及品質保證............................................................................................91 11.1. 管理機構批准.............................................................................................91 11.2. 計劃書修改.................................................................................................91 12. 倫理........................................................................................................................91 12.1. 倫理原則.....................................................................................................91 12.2. 知情同意.....................................................................................................92Cf/lRGACEPT PRO'05619"CRD'002(00) Effective Date: December 22, 2009 8.1.2. Urinalysis...................... .................................................. .......................80 8.1.3. No & events.................. .................................................. .......................80 8.1.4. Pregnancy........................ .................................................. ............................80 8.1.5. Security parameter analysis............ .................................................. ................81 8.2. Adverse Event Report.............................. .................................................. ..................81 8.2.1. Definitions......................... .................................................. .......................81 8.2.2. Adverse Event Report........................ .................................................. ..............82 8.2.3. Laboratory anomalies as adverse events........................ ...................................82 8.2.4•Strength price................................................. ....................................83 8.2.5. Causality evaluation .................................................. .................................83 8.2.6. Report of adverse events......... .................................................. ........................84 8.2.7. Leading out adverse event reports................. .................................................. ........84 8.2.8. SAE reporting procedure.................................... .................................................. .84 8.2.9. Management of overdose.......................................... .................................85 8.2.10. Reporting safety information to the IRB .................................................. .................86 8.2.11. Proof of the plan due to an emergency or adverse event ................. .............86 8.3. Tracking of adverse events.............................. .................................................. ............87 9. m\..................... .................................................. .................................................. ..87 9.1. Description of statistical methods...................................... .................................................. .87 9.1.1. Quantitative parameters.......................................... ...........................................87 9.1.2. Qualitative parameters................................................ .........................................88 9.1. 3. Baseline data analysis............................................. ................................88 9.1.4. Main Performance Endpoint Analysis: .................................................. .......................88 9.1.5. Pharmacokinetic Analysis.................. .................................................. ...........88 9.2. Sample size.................................... .................................................. ...................89 9.3. Significance level......................... .................................................. ........................89 9.4. Procedures for taking into account missing, unused and falsified data............ .....................................89 9.5. Exiting the study early Analysis of patients........................................... .....................89 9.6. Choice of patients to be included in the analysis ................. .................................................. 89 10. Directly view source data/files...................................... .................................................. 90 10.1. Monitoring .............................................. .................................................. .............90 10.2. Review of original subject records.............................. .................................................. 90 11. Quality Control and Quality Assurance.......................................... .................................................. 91 11.1. Approval by the regulatory body................................................ ...........................................91 11.2. Revision of the plan. .................................................. ........................................91 12. Ethics .................................................. .................................................. ....................91 12.1. Ethical principles........................ .................................................. ..........................91 12.2. Informed consent........................ .................................................. ................................92

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c imojACEPT 生效日期·· 2009年12月22曰 12.3. 人體試驗委員會........................................................................................93 12.4. 試驗主持人報告要求................................................................................93 13. 數據處理及記錄保存...........................................................................................94 13.1. 文件之提交................................................................................................94 13.2. 個案報告表及源文件................................................................................94 13.3. 研究地點收尾............................................................................................95 13.4. 研究文件之保留........................................................................................95 13.5. 向試驗主持人提供研究結果及資訊........................................................96 13.6. 資訊揭露及發明........................................................................................96 13.6.1. 所有權...........................................................................................96 13.6.2. 保密...............................................................................................96 13.6.3. 公開...............................................................................................96 13.6.4. 數據管理......................... 97 14. 參考文獻...............................................................................................................98 15. 瞒......................................................................................................................103 附錄清單 頁瑪 附錄1.藥物動力學樣品收集、處理及運送.............................................................104 附錄2. CogStateADHD成套測試...............................................................................106 附錄3.禁止及受限制之合併用藥.......................................................................................................................108 附錄4.臨床實驗室測試.............................................................................................110 附錄5.康納爾成人ADHD評量表-試驗主持人版本(CAARS-Inv)..........................Ill 附錄6.康納爾成人ADHD評量表-受試者版本(CAARS-S).....................................112 附錄7.臨床整體印象量表.........................................................................................113 附錄8.情緒狀況評量表(POMS)................................................................................115 附錄9.哥倫比亞自殺嚴重程度評定量表.................................................................116 附錄10 : MINI國際神經精神科面談.........................................................................121 附錄11.簽名並注明日期之試驗主持人合約頁.......................................................145c imojACEPT Effective Date·· December 2009 22曰12.3. Human Test Committee................................. .................................................. .....93 12.4. Test host report requirements.................................... .....................................93 13. Data Processing and Recording save................................................. ....................................94 13.1. Submission of documents: .................................................. ......................................94 13.2. Case report form And source files............................................... .................................94 13.3. The study site is closed........... .................................................. ...............................95 13.4. Reservation of research documents............ .................................................. ..........................95 13.5. Providing research results and information to the trial host............ ......................................96 13.6. Exposure and invention............................................ ...................................96 13.6.1. Ownership... .................................................. ................................96 13.6.2. Confidentiality... .................................................. .................................96 96 13.6.3. Public..... .................................................. ..................................96 96.6.4. Data Management... ...................... 97 14. References......................... .................................................. ................................98 15. 瞒........ .................................................. .................................................. ..........103 Appendix List Page Ma Appendix 1. Pharmacokinetic Sample Collection, Handling and Transportation ....................... ................................104 Appendix 2. CogStateADHD test set..... .................................................. ........................ 106 Appendix 3. Prohibited and restricted combined use of drugs.................................... .................................................. ..............................108 Appendix 4. Clinical Laboratory Testing............ .................................................. ...............................110 Appendix 5. Conor Adult ADHD Assessment Form - Trial Host Version (CAARS) -Inv)..........................Ill Appendix 6. Conor Adult ADHD Rating Form - Subject Version (CAARS-S )...............................112 Appendix 7. Clinical Overall Impression Scale... .................................................. ....................................113 Appendix 8. Emotional Status Scale (POMS).. .................................................. ............................115 Appendix 9. Colombia Suicide Severity Rating Scale........... .................................................. ....116 Appendix 10: MINI International Neuropsychiatric Interview.................................... .....................................121 Appendix 11. Signature and Note Date Test Host Contract Page.......................................... ............145

Targacept公司 機密 163062.doc - 45 - 201244717 CtMgacept PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 臨床計劃書概要 活性物質名稱: TC-5619 公司名稱: 成品名稱:Targacept Confidential 163062.doc - 45 - 201244717 CtMgacept PRO-05619-CRD-002(00) Effective Date: December 22, 2009 Summary of Clinical Plan Name of Active Substance: TC-5619 Company Name: Name of Finished Product:

Targacept_丨 TC-S619-238________ ___ 研究標題:評價TC-5619在患有注意力不足/過動症(ADHD)之成年人中之效能、安全 性及耐受性的雙盲、隨機、安慰劑對照、多中心、固定劑量遞增研究 研究TC-5619-238-CKD-002 ;計割書PRO-05619-CRD-002 試驗主持人:TBD — '~~—- 臨床實驗室:tbd 研究階段:17週’包括3週之篩選階段、12週之治療階段及2週之追縱階段 目的.. 主要目的: •評價TC-5619在改善患有ADHD之成年人中的ADHD核心症狀之效能 次要目的· •評價TC-5619在患有ADHD之成年人中的安全性及耐受性。 -藉助稀疏取樣記載TC-5619血漿暴露 方法:此係雙盲、隨機化'安慰劑對照、固定劑量遞增研贫 受試者數量:將募集至少125名受試者,將其分為2個隊列,以確保至少1〇〇名受試者 完成;此假定20%之中途退出率。 研究受試者之數量係基於以下樣本大小計算: 此=究有能力顯示在TC-5619-238與安慰劑之間自基線(第1天)至4週治療時期結束時對 一劑量(1 mg :第1天至第4週;5 mg :第5週至第8週;及25 mg :第9週至第12週) 爾^ADHD評量表-試驗主持人完整版本(CAARS.Inv)總分中之變化的統計學 需之受試者數量係50名,以使用糊測試以8°%檢定力及 τα 〇ιί顯ί $水準ΐ<〇· 〇)來檢測4,0個‘點之差異,假定標準偏差(SD)為7·5,使用 Hochberg程序以調整多重性,及正態分佈誤差 選階段後’受試者將以雙盲方规機化至以下2個隊列中之1個 列中.或T&5619。TC-5619隊列中之受試者將經歷每4週之固定劑量遞增: 1: - ^25 mgp.o.qd(^8it-^ 1孳盲’/0療1¾段將持續12週。在治療階段結束後,將有2调之诘跑階鉛。 納入準則 - ----Targacept_丨TC-S619-238________ ___ Study Title: Double-blind, randomized, placebo for evaluating the efficacy, safety, and tolerability of TC-5619 in adults with attention deficit/hyperactivity disorder (ADHD) Control, multicenter, fixed-dose escalation study TC-5619-238-CKD-002; cut-off book PRO-05619-CRD-002 trial host: TBD — '~~—- Clinical laboratory: tbd Research phase: 17 Week' includes a 3-week screening phase, a 12-week treatment phase, and a 2-week follow-up phase. Purpose: • To evaluate the efficacy of TC-5619 in improving the core symptoms of ADHD in adults with ADHD. · • Evaluate the safety and tolerability of TC-5619 in adults with ADHD. - Record TC-5619 plasma exposure by sparse sampling: double-blind, randomized, placebo-controlled, fixed-dose-infertile subjects: At least 125 subjects will be recruited and divided into 2 cohorts To ensure that at least 1 subject is completed; this assumes a 20% midway exit rate. The number of study subjects was calculated based on the following sample sizes: This = ability to show a dose between the TC-5619-238 and placebo from baseline (Day 1) to the end of the 4-week treatment period (1 mg : Day 1 to Week 4; 5 mg: Week 5 to Week 8; and 25 mg: Week 9 to Week 12) ER^ADHD Rating Scale - Test Host Full Version (CAARS.Inv) Total Score The number of subjects required for the change of statistics is 50, using the paste test to detect the difference of 4,0 'points with 8°% test power and τα 〇ιί显ί $ level ΐ<〇· 〇) Assuming a standard deviation (SD) of 7.5, using the Hochberg program to adjust for multiplicity, and a normal distribution error after the selection phase, the subject will be machined in a double-blind gauge to one of the following two queues. Or T&5619. Subjects in the TC-5619 cohort will undergo a fixed dose escalation every 4 weeks: 1: - ^25 mgp.o.qd (^8it-^ 1孳 blind'/0 treatment 13⁄4 segment will last for 12 weeks. After the end of the stage, there will be 2 adjustments to the lead. Inclusion guidelines - ----

根據DSM-IV TR準則診斷ADHD 4 之至少1個子量表中9個項目中之至少6個項目的分數S 床整體印象·嚴重程度(CGI-S)指數的分數^4 (至少中等) 年齡18-65歲,男性或女性 如由補選祕續1年内未使贿草及定量後陰性尿液可丁寧含量 能理解並簽署知情同意書 機密 -46·The score of the S-bed overall impression and severity (CGI-S) index of at least 6 of the 9 items in at least 1 subscale of at least one subscale of ADHD 4 was diagnosed according to the DSM-IV TR criteria ^4 (at least moderate) Age 18 -65 years old, men or women who have not made bribes and quantified negative urine within 1 year after the completion of the stipulations can be understood and signed informed consent confidential -46·

Targacept 公司 163062.doc 201244717 ^TARGACEPT PR°'056l9'CRD'002(°〇)生效曰期:2009 年 12 月 22 曰 分司名稱:Targacept I成品名稱:TC-5619-238丨活性物質▲稱:τ<:·56Ϊ^~ 排除準則: 當前DSM-IV主軸I,除ADHD以外之精神病;使用迷你國際神經精神科調査表 (Miniature International Neuropsychiatric Inventory,MINI)來排除其他主要DSM. IV TR精神科診斷 ' 根據以上定義(納入準則),當前使用菸草者 已知或懷疑在篩選前持續6個月内藥物濫用 在篩選時對於非法藥物或非處方藥之尿液藥物篩選呈陽性 試驗主持人判斷具有自殺或危及自身或其他人之危急風險之患者 在第1天前3週内使用影響認知功能之藥物。此包括使用任何用於治療ajjhd之 合併用藥ADHD(附錄3,計劃書)。必須在篩選與第丨天之間的3週期^完成任 何藥劑清除(wash-out)» 任何其他受限制或禁止藥物(附錄3)。 在篩選前4週内已改變之其他合併用藥 不能按試驗主持人之意見遵從研究程序(包括CogState ADHD成套測試) 重要的其他重大或不穩定神經、代謝、肝、腎、血液學、肺、CV、(πλ泌屁 病史,或重度抑鬱症之診斷 Κ 過去一年有心肌梗塞 過去一年有癲癇病 13. 1型糖尿病(DM);需要藥劑(容許飲食控制)之2型dm 14. 篩選時HbAlC>7.4 15. BMI<15或>33 ;男性趙重<1〇〇 lbs ;女性體重< 80 lbs。 16. 當前TB或已知全身性感染(HBV、HCV、HIV) 17. 身體核ί查中之臨床H員#發現—' 18. 可能在研究中造成安全性問題之臨床上顯著之實驗室或ECG異常,包括qTcF >450(男性)或QTcF>480msec(女性)’且包括LFT大於正常值上限之3倍 19. 不願或不能使用公認避孕方法之育齡女性及男性 ° 20. 懷孕測試為陽性或哺乳中之女性 21. 在篩選前最後3個月中參與另一臨床試驗 22. 現場員工或試驗委託者的員工 1. 2 4 6 8. 9. 10. 11. 12.Targacept Company 163062.doc 201244717 ^TARGACEPT PR°'056l9'CRD'002(°〇) Effective Period: December 22, 2009 曰 Division Name: Targacept I Finished Product Name: TC-5619-238丨Active Substance ▲ τ<:·56Ϊ^~ Exclusion criteria: Current DSM-IV spindle I, psychosis other than ADHD; use Miniature International Neuropsychiatric Inventory (MINI) to rule out other major DSM. IV TR psychiatric diagnosis According to the above definition (inclusion criteria), the current use of tobacco is known or suspected to be positive for urine drug screening for illegal or over-the-counter drugs during screening for 6 months prior to screening. The moderator judges suicide or endangers Patients who are at risk for themselves or others are using drugs that affect cognitive function within 3 weeks prior to Day 1. This includes the use of any combination medication ADHD (Appendix 3, proposal) for the treatment of ajjhd. All medications must be completed within 3 cycles between screening and Day 3 » any other restricted or banned drug (Appendix 3). Other concomitant medications that have changed within 4 weeks prior to screening cannot follow the study protocol (including the CogState ADHD kit). Important other major or unstable nerves, metabolism, liver, kidney, hematology, lung, CV , (diagnosis of πλ abbey history, or diagnosis of major depression) 心肌 有 过去 过去 过去 过去 过去 过去 过去 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 HbAlC>7.4 15. BMI<15 or>33; male Zhao weight <1〇〇lbs; female body weight < 80 lbs. 16. Current TB or known systemic infection (HBV, HCV, HIV) 17. Body Clinical H-members in the nuclear investigation # discovery - ' 18. Clinically significant laboratory or ECG abnormalities that may cause safety problems in the study, including qTcF > 450 (male) or QTcF > 480 msec (female) Includes LFT greater than 3 times the upper limit of normal. 19. Women and men of childbearing age who are unwilling or unable to use accepted methods of contraception ° 20. Women who are positive for pregnancy or breastfeeding 21. Participate in another clinical trial in the last 3 months prior to screening Test 22. On-site staff or trial client Workers 1. 246 8. 9. 10. 11. 12

測試產品、劑量、及投與模式、批號: ' --- 研發:TC-5619-238將以白色不透明明膠膠囊形式以〖mg、5 mg及25 m (以 計)之強度來提供。受試者將服用1 mgT05619、5 mgTC.5619、25 mglTCdeigse 匹配安慰劑,每天一次口服一粒膝囊。 一 對照:將以完全相同之形狀、大小及外觀提供安慰劑。 批號:TBD 治療持續時間: 治療階段持續12週’篩選階段持續3週,及治療結東後儀2调之跑階段 合併用藥限制: ' ---- 認知增強藥物及/或用於治療ADHD之藥劑。參見附錄3(計劃書)。Test product, dosage, and administration mode, batch number: ' --- R&D: TC-5619-238 will be supplied in the form of white opaque gelatin capsules in the form of mg, 5 mg and 25 m (in terms of strength). Subjects will take 1 mg T05619, 5 mg TC.5619, 25 mgl TCdeigse matched with placebo and take one knee capsule once a day. One control: a placebo will be provided in exactly the same shape, size and appearance. Batch number: TBD duration of treatment: 12 weeks in the treatment phase' screening period lasts 3 weeks, and after the treatment of the knot, the instrument is combined with medication restrictions: ' ---- Cognitive enhancement drugs and / or for the treatment of ADHD Pharmacy. See Appendix 3 (Plan).

Targacept公司 機密 163062.doc 201244717 (T^IRGACEPT ^<-)"^^^19-crd-o〇2(〇〇) m 2009 #-12 ^ 22 a 公司名稱:Targac印t丨成品名稱:TC-S619-238~~|活性物質;g稱:τ〇5619_ 效能终點(進行評價之時間): --- 主要效能終點係CAARS-INV總分,獲得7次:第·3週、第1天、第丨週、第4週(1 mg劑量);第8週(5 mg劑量);第12週(25 mg劑量);及第14週。主要效能比較將 係第1天至第4週;第1天至第8週:及第1天至第12週之3個CAARS-Inv级點。 次要效能終點係: 〇 CAARS-Inv子量表:注意力不足、過動-衝動及adhd指數,在第-3週、第1 天、第1週、第4週、第8週、第12週或提前退出(EW),及第14週獲得。 〇 CogState ADHD成套測試(CATB) ’在第-3週、第1天、第1週、第4週、第8 週、第12週或EW,及第14週獲得。 〇 CogState停止信號任務,在第-3週、第1天、第1週、第4週、第8週、第12 週或ew,及第14週獲得。 〇康納爾成人ADHD評量表-受試者完整版本(CAARS-S)總分,在第-3週、第 1天、第1週、第4週、第8週、第12週或EW,及第14週獲得。 〇臨床整體嚴重程度印象(CGI-S);在第-3週、第1天、第1週、第4週、第8 週、第12週、第14週或EW。 〇臨床整體印象-整體改善(CGI-I);在第1週、第4週、第8週、及第12週或 EW,以及第14週》 〇情緒狀況評量表(POMS)分數;在第-3週、第4週、第8週及第12週或EW。 安全性终點: 身體檢査,在第-3週、第1天、第1週、第4週、第8週、第12週或EW,及第14週 (追蹤訪視)。 • AE評價’在第-3週、第1天、第1週、第4週、第8週、第12週或EW,及第14 週; 及任何非預定訪視 •完成哥倫比亞自殺嚴重程度評定量表(CSSRS),在第-3週 '第1天、第1週、第4 週、第8週、第12週或EW,及第14週。 坐位及立位生命體徵’在第-3週、第1天、第1週、第4週、第8週、第12週或 EW,及第14週;該等係在第1天、第4週、第8週及第12週或EW時在投藥前及門 診給藥後之投藥後+3小時及投藥後+6小時實施。在收集坐位生命體徵時,將在 受試者坐至少5分鐘後記錄BP及心率。在收集立位生命逋徵時,將在站立至少2 分鐘且不超過3分鐘時記錄BP及心率。 以一式三份實施之12導程數位ECG,在第-3週、第1天、第1週、第4週、第8 週、第12週或EW ’及第14週;該等將在第1天、第1週、第4週、第8週及第12週 或EW時在投藥前及投藥後大約+3小時及+6小時時實施。 •臨床實驗室測試(血液學、血漿生物化學、肝功能測試[LFT]、膽紅素及尿分 析),在第-3週、第1天、第1週、第4週、第8週、及第12週或EW,及第14週。 該等將在第1天及第12週或EW時空腹實施;且空腹血脂組(lipid panei)將添加至 自該等訪視獲得之測試列表。 •尿液藥物篩選’在第-3週、第1天、第4週、第8週及第12週 _用於絕經前女性之尿液懷孕測試,在第-3週、第1天及第12週或EW。 PK终點: _用於記載TC-5619之血聚暴露的稀疏血液樣品將在第1天、第4週 '第8週及第12 週時在給藥前、給藥後3小時及給藥後6小時收集»Targacept Confidential 163062.doc 201244717 (T^IRGACEPT ^<-)"^^^19-crd-o〇2(〇〇) m 2009 #-12 ^ 22 a Company Name: Targac Printed Product Name: TC-S619-238~~|Active substance; g: τ〇5619_ End of efficacy (time of evaluation): --- The main efficacy end point is the total score of CAARS-INV, obtained 7 times: 3 weeks, the first 1 day, week 、, week 4 (1 mg dose); week 8 (5 mg dose); week 12 (25 mg dose); and week 14. The primary efficacy comparison will be from Day 1 to Week 4; Day 1 to Week 8: and 3 CAARS-Inv points from Day 1 to Week 12. Secondary efficacy endpoints: 〇CAARS-Inv subscale: Attention deficit, hyperactivity-impulse and adhd index, at week -3, day 1, week 1, week 4, week 8, 12th Week or early exit (EW), and week 14 to get. 〇 The CogState ADHD Package Test (CATB) was obtained on Days -3, Day 1, Week 1, Week 4, Week 8, Week 12 or EW, and Week 14. 〇 CogState stop signal task, obtained on the 3rd, 1st, 1st, 4th, 8th, 12th, or ew, and 14th week. 〇 Conor Adult ADHD Ratings - Total Subject Version (CAARS-S) total score, at week -3, day 1, week 1, week 4, week 8, week 12 or EW , and obtained in the 14th week. 〇 Clinical overall severity impression (CGI-S); at week -3, day 1, week 1, week 4, week 8, week 12, week 14 or EW. 〇Clinical Overall Impression - Overall Improvement (CGI-I); At the 1st, 4th, 8th, and 12th week or EW, and Week 14 〇Emotional Status Scale (POMS) score; Weeks - 3, 4, 8 and 12 or EW. Safety endpoint: Physical examination, at week -3, day 1, week 1, week 4, week 12, or EW, and week 14 (tracking visit). • AE evaluation 'on week -3, day 1, week 1, week 4, week 12, or EW, and week 14; and any unscheduled visits • Completion of Colombian suicide severity assessment Scale (CSSRS), at Day -1, Week 1, Week 4, Week 8, Week 12 or EW, and Week 14 at Week -3. Sitting and standing vital signs 'on the 3rd, 1st, 1st, 4th, 8th, 12th or EW, and 14th week; these are on the 1st, 4th Weeks, Weeks 8 and 12 or EW were administered +3 hours after administration and +6 hours after administration after administration. When collecting sitting vital signs, BP and heart rate will be recorded after the subject has been sitting for at least 5 minutes. BP and heart rate will be recorded when standing for at least 2 minutes and no more than 3 minutes. 12-lead digital ECG in triplicate, at -3, 1st, 1st, 4th, 8th, 12th or EW' and 14th week; The first day, the first week, the fourth week, the eighth week, and the twelfth week or EW were performed before the administration and at about +3 hours and +6 hours after the administration. • Clinical laboratory tests (hematology, plasma biochemistry, liver function tests [LFT], bilirubin and urinalysis), at weeks -3, 1st, 1st, 4th, 8th, And week 12 or EW, and week 14. These will be performed on an empty stomach on Days 1 and 12 or EW; and a fast panei will be added to the list of tests obtained from such visits. • Urine drug screening 'on week -3, day 1, week 4, week 8 and week 12 - urine pregnancy test for premenopausal women, on week -3, day 1 and 12 weeks or EW. PK endpoint: _ Sparse blood samples used to record blood exposure of TC-5619 will be administered on days 1 and 4 'week 8 and 12 before administration, 3 hours after administration and administration After 6 hours collection »

Targacept公司 機密 I63062.doc -48 -Targacept Company Confidential I63062.doc -48 -

201244717^ im^ACEPT PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 金司名稱:Targacept 丨成品名稱:TC-S619-238 i活性物質名稱:TC-5619 统計方法 一般統計考量:將藉由呈現每一類別中受試者之數量及百分比來匯總類別變量。將 藉由呈現η、平均值、中值、標準誤差(SE)、標準偏差(SD)、最小值及展大值來匯總 連續變量。為評估可能的治療差異,將使用卡方測試(Chi-square test)來分析二元及 次序性類別量度;將使用ANCOVA模型來分析所有連續量度。除非如下文所注明, 否則所有用於分析之統計學測試皆係使用單尾測試在ρ<〇.1〇之顯著性水準下實施。 效能分析 ,主要終點(CAARS-Inv)將評價3次:自第1天至第4週(1 mg劑量);自第1天至第8週 (5 mg劑量);及自第1天至第12週(25 mg劑量)中CAARS-Inv總分之變化。該等終 點將使用共變數分析(Analysis of Covariance, ANCOVA)技術以0.10之總體α (單尾) 來分析,以檢查TC-5619與安慰劑治療組之間之差異。ANCOVA模型將包括治療 作為主要因子且基線CAARS-Inv及CGI-S分數作為共變量。當在統計分析計劃中 描繪時,可使用其他共變數》由於主要終點評價3次,因此Hochberg方法將用於 控制多重比較。為確保三次獨立測試間之顯著性水準為10%,將端視每一連續測 試調整p值:第一次測試為10% ;然後若第一次測試未達到10%顯著性水準,則 第二次測試應為5% ;且最後’若第一次測試及第二次測試均未達到預定顯著性 水準,則第三次測試應為3.33%。針對該等終點中任一‘之拒絕虛無假設將促使 試驗成功》 •對於意圖治療(Intent-to-Treat,ITT)群體及依計劃書(Per Protocol, PP)群體,將使用 主要效能終點來實施主要效能分析。ITT群體效能分析之結果包含試驗成功針對 主要終點之預定量度。為計及遺漏數據,將使用最後觀察值推估(last_ observation-carried-forward,LOCF)方法,即,將使用在受試i最後可獲得之治療 中觀察值來估計後續遺漏數據。 •次今終點將係自基線(第1天)至第1週、第4週、第8週及第12週在CAARS-Inv子量 表(注意力不足、過動-衝動及ADHD指數)中之變化;自i線至第1週、第4週、第 8週及第12週在CATB組合分數中之變化;自基線至第1週、第4週、第8週及第12 週在停止信號任務分數中之變化;自基線至第丨週、第4週、第8週及第12週在 CAARS-S總分中之變化;自基線至第1週、第4週、第8週及第12週在CGI-S及 CGI-Ι分數中之變化;及自基線至第4週、第8週及第丨2週在p〇MS分數中之變 $ I對於ΠΤ及PP群體,將實施所有次要分析。ITT群體效能分析之結果包含試 驗成功針對次要終點之預定量度。 安全性分析: 二將實施所有安全性分析。不良事件將藉由系統器官分類及優先術語 來編碼。將治療緊急不良事件(TEAE)製成表格並匯總以顯示在每一治 療組中患者之數量及百分比。 • 數二生命體徵及實驗室數據將製成表格且隨後使用敍述性統計學來閱 釋。將不實施推論性統計學分析。 于个丨* •烹手線手第丨2週在CSSRS總分中之變化將使用ANCOVA模型利用治療作為主要 因子且基線值作為共變量進行分析。 。夂 藥物動力學分析: 量值及排程之收集時間點之Tc*5619血聚濃度之個別值係使用描述性統μ霏群進行呈似_。自此研究餅之PK數據201244717^ im^ACEPT PRO-05619-CRD-002(00) Effective date: December 22, 2009 Gold name: Targacept 丨 Finished product name: TC-S619-238 i Active substance name: TC-5619 Statistical methods General statistics Consideration: The categorical variables will be aggregated by presenting the number and percentage of subjects in each category. The continuous variables will be aggregated by presenting η, mean, median, standard error (SE), standard deviation (SD), minimum, and stretch values. To assess possible treatment differences, the Chi-square test will be used to analyze binary and order category measures; the ANCOVA model will be used to analyze all continuous measures. Unless otherwise noted below, all statistical tests used for analysis were performed using a one-tailed test at a significance level of ρ < 〇.1〇. For efficacy analysis, the primary endpoint (CAARS-Inv) will be evaluated 3 times: from day 1 to week 4 (1 mg dose); from day 1 to week 8 (5 mg dose); and from day 1 to day Changes in CAARS-Inv total scores at 12 weeks (25 mg dose). These endpoints will be analyzed using the Analysis of Covariance (ANCOVA) technique at a total alpha (one-tail) of 0.10 to examine the difference between the TC-5619 and placebo treatment groups. The ANCOVA model will include treatment as the primary factor and baseline CAARS-Inv and CGI-S scores as covariates. When plotted in a statistical analysis plan, other covariates can be used. Since the primary endpoint is evaluated 3 times, the Hochberg method will be used to control multiple comparisons. To ensure a significance level of 10% between three independent tests, the p value will be adjusted for each successive test: 10% for the first test; then second if the first test does not reach the 10% significance level The second test should be 5%; and finally 'if the first test and the second test do not reach the predetermined significance level, the third test should be 3.33%. Any attempt to reject the null hypothesis in these endpoints will prompt the trial to be successful. • For the Intent-to-Treat (ITT) population and the Per Protocol (PP) population, the primary efficacy endpoint will be used to implement Main performance analysis. The results of the ITT population effectiveness analysis included predetermined measures of successful trials for the primary endpoint. To account for missing data, the last observed-carried-forward (LOCF) method will be used, i.e., the observed values in the treatment available at the end of the test i will be used to estimate subsequent missing data. • The next-term endpoint will be from baseline (Day 1) to Week 1, Week 4, Week 8 and Week 12 in the CAARS-Inv subscale (attention deficit, hyperactivity-impulse and ADHD index) Changes; changes in the CATB combination score from i-line to week 1, week 4, week 8 and week 12; stop from baseline to week 1, week 4, week 8 and week 12 Changes in signal task scores; changes in CAARS-S total scores from baseline to week, week 4, week 8 and week 12; from baseline to week 1, week 4, week 8 and Changes in CGI-S and CGI-Ι scores at week 12; and changes in p〇MS scores from baseline to week 4, week 8 and week 2 for I and PP groups, will be implemented All secondary analysis. The results of the ITT group effectiveness analysis included a predetermined measure of successful trials for the secondary endpoint. Security Analysis: Two will implement all security analysis. Adverse events will be encoded by system organ classification and prioritization terms. Treatment Emergency Adverse Events (TEAE) were tabulated and summarized to show the number and percentage of patients in each treatment group. • The number two vital signs and laboratory data will be tabulated and subsequently read using narrative statistics. Inferential statistical analysis will not be performed.丨 丨 • • • • • • • • • • • • • • • • • 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨 丨.药物 Pharmacokinetic analysis: The individual values of Tc*5619 blood concentration at the time of collection and scheduling were collected using a descriptive system. PK data of cakes since then

Targacept 公司 163062.doc 機密 -49-Targacept Company 163062.doc Confidential -49-

201244717(TARGACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22曰 公司名稱:Targacept 成品名稱:TC-5619-238 活性物質名稱:TC-S619 時間及事件排程表201244717(TARGACEPT PRO-05619-CRD-002(00) Effective date: December 22, 2009 Company name: Targacept Product name: TC-5619-238 Active substance name: TC-S619 Time and event schedule

事件 訪視1(篩 選) 第-3週 訪視 2(BL) 第1天 訪視 3第 1週 訪視 4第 4週 訪視 6第 8週 訪視 7第 12週 訪視8 (F/U) 第14週 知情同意書 X 社會習慣 X X X DSM-IV 評估(+MINI) X CAARS-ENV X X X X X X X CGI-S X X X X X X X 納入/排除準則 X X 醫療/精神病史 X 用藥史 X 合併用藥 X X X X X X X 避孕勸告,WOCBP 及男性 X X X X X X X 不良事件史(包括CSSRS) X X X X X X X 身體檢査 X X X X X X X 生命體徵(包括立位 BP)、口腔溫度、身高 及體重1 X X X X X X X 實驗室(Chem7、CBC、 LFT、膽紅素、空腹脂 質6) X X2 X X X X X 血紅素 AlC(HbAlC) X 尿分析 X X X X X X X2 尿液可丁寧含量,包括 定量 X X X 尿液藥物篩選 X X X X X 尿液懷孕測試 X X X PK值3 X X X X ECG4 X X X X X X X5 CogState ADHD成套測試 及停止信號任務 X X X X X X X CAARS-S X X X X X X X POMS X X X X X CGI-I X X X X X 開始投藥 X 門診投藥 X X X X 藥物分發 X X X X 研究藥物順應性及課貴 X X X XEvent Visit 1 (Screening) Day 3 Visit 2 (BL) Day 1 Visit 3 Week 1 Visit 4 Week 4 Visit 6 Week 8 Visit 7 Week 12 Visit 8 (F/ U) Week 14 Informed Consent X Social Habits XXX DSM-IV Assessment (+MINI) X CAARS-ENV XXXXXXX CGI-S XXXXXXX Inclusion/Exclusion Criteria XX Medical/Psychiatric History X Drug History X Concomitant XXXXXXX Contraceptive Advice, WOCBP and Male XXXXXXX Adverse event history (including CSSRS) XXXXXXX Physical examination XXXXXXX Vital signs (including standing BP), oral temperature, height and weight 1 XXXXXXX Laboratory (Chem7, CBC, LFT, bilirubin, fasting lipid 6) X X2 XXXXX Heme AlC(HbAlC) X Urinalysis XXXXXX X2 Urine can be butyl content, including quantification XXX Urine drug screening XXXXX Urine pregnancy test XXX PK value 3 XXXX ECG4 XXXXXX X5 CogState ADHD test set and stop signal task XXXXXXX CAARS-S XXXXXXX POMS XXXXX CGI-I XXXXX Start Dosing X Outpatient drug X X X X Drug distribution X X X X Research drug compliance and class X X X X

Targacept公司 機密 163062.doc -50- ^ lAKhACEPT PR〇'05619'CRI)-〇02(〇〇)生效日期:2009 年 12 月 22 曰 1將在每次訪視時藉由在受試者坐至少5分鐘後記錄BP及心率來獲得坐 位生命體徵。在每個獲得坐位生命體徵之時機時,亦將藉由在站立至少 2分鐘且不超過3分鐘後記錄BP及心率來獲得立位生命體徵。在第〗天、 第1週、第4週、第8週及第12週時,將在給藥前、給藥後大約3小時及6 小時實施坐位及立位生命體徵。將在筛選時獲得體重及身高。亦將在第 12週獲得體重。 2僅對於分別減於賴時或第12週評價具有異常值之受試者,將收 集第1天及第14週時之實驗室樣品。在第丨天可使受試者賴化之前,現 %必須收到篩選期間來自所重複評價之實驗室結果。 關於TC-5619含量之稀疏血液樣品將在第〗天、第4週、第8週及第12 週時在門診給藥後在以下時間點獲得:給藥前、給藥後3小時及6小時。 給藥後樣品將在給藥後ECG評價後立即獲得。 將在受試者以仰臥位休息5分鐘後,以數位方式一式三份記錄ECg。 該等ECG將在第1天、第4週、第8週及第12週訪視時,在投藥前及投藥 後獲得。 若僅在第12週ECG中發現異常,則將在追蹤訪視時獲得ECG。 6在筛選、第12週及追蹤訪視時之實驗室評價將在空腹過夜後獲得, 從而使得可獲得空腹血脂組測試。其他訪視時之實驗室評價皆非空腹’ 且不包括血脂組測試。 機密 '51 -Targacept Confidential 163062.doc -50- ^ lAKhACEPT PR〇'05619'CRI)-〇02(〇〇) Effective Date: December 22, 2009 曰1 will sit at least on the subject at each visit After 5 minutes, BP and heart rate were recorded to obtain the sitting vital signs. At each opportunity to obtain a sitting vital sign, the standing vital signs will also be obtained by recording BP and heart rate after standing for at least 2 minutes and no more than 3 minutes. On Days, 1st, 4th, 8th, and 12th week, the sitting and standing vital signs will be administered before administration, about 3 hours and 6 hours after administration. You will get weight and height at the time of screening. You will also get your weight at week 12. 2 Laboratory samples at Day 1 and Week 14 will be collected only for subjects with abnormal values at or below the 12th week. Prior to the day of the subject, the subject must receive the laboratory results from the repeated evaluations during the screening period. Sparse blood samples for TC-5619 content will be obtained at the following time points on the DAY, 4, 8 and 12 weeks after the outpatient administration: before administration, 3 hours and 6 hours after administration . Samples after administration will be obtained immediately after ECG evaluation after administration. The ECg will be recorded in triplicate in digital format after the subject has rested in the supine position for 5 minutes. These ECGs will be available prior to and after administration at the first, fourth, eighth and twelfth visits. If an abnormality is found only in the 12th week ECG, the ECG will be obtained during the follow-up visit. 6 Laboratory evaluations at screening, week 12, and follow-up visits will be obtained after an overnight fasting, resulting in a fasting lipid group test. Laboratory evaluations at other visits were not fasting and did not include the lipid group test. Confidential '51 -

Targacept 公司 163062.docTargacept Company 163062.doc

201244717(WRGACEPT PRO-05619-CRD-002(00) 生效曰期:2009 命 月 22201244717(WRGACEPT PRO-05619-CRD-002(00) Effective period: 2009 Life month 22

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Targacept 公司 163062.doc 機密 -52· 201244717 umoACEPT PRO-05619-CRD-〇〇2(〇〇)生效日期:2009 年 12 月 22 曰 ICH IEC IRB ITT IUD LC-MS/MS LFT * LOCF LOQ MedDRA 國際協調會議 機構倫理委員會 人體試驗委員會 意圖治療 子宮内避孕器 液相層析-質譜/質譜 肝功能測試 最後觀察值推估 定量限值 醫學用5吾詞典-藥物管理事務詞典(Medical dictionary of regulatory affaris) MINI MRD MTD NNR NOAEL NOEL PK p.o. POMS PP PR qd QRS QT QTcB QTcF RR SAE SD SRD SSRT Tmax TB TEAE ULN VAS WHO WOCBP 迷你國際神經精神病科調杳表 多個漸增劑量 最大耐受劑量 神經元菸鹼受體 無可觀察到不良效應之劑量 未觀察到效應之劑量(N〇 Observed Effect Levels). 藥物動力學 口服(Per so) 情緒狀況評量表 依計劃書 PR傳導間隔 每天一次 QRS傳導間隔 QT傳導間隔 QT間隔之Bazett校正 傳導間隔之Fridericia校正 RR傳導間隔 重大不良事件 標準偏差 單一漸增劑量 停止信號反應時間 達最大灰漿濃度之時間 結核病 治療緊急不良事件 正常值上限 視覺類比量表 世界衛生組織 育齡女性 Targacept 公司 163062.doc 機密 -53- 201244717 (T^lRGACEPT PRO'05619'CRD-〇02(〇°) 生效日期:2009 年 12 月 22 日 1.介紹 1.1.試驗藥品之敘述 TC-5619係靶向α7神經元菸鹼受體_尺)之新化學實體。Tc_5619高度 特異性針對α7菸鹼受體,其對α7展現之選擇性係對α4β2受體亞型之三千 倍以上(Moore,2006a年5月)。在非臨床研究中,TC-5619對肌肉或神經節 菸鹼受體亞型不產生可檢測效應,此表明其相對於週圍神經系統(PNS) 對中樞神經系統(CNS)具有顯著選擇性(PNS ; Moore,2006b)。在毒理學 研究中,TC-5619在齧齒動物及狗中具有良好耐受性。在人類中,Tc· 5619在10天内投與高達且包括600 mg之單一經口劑量(甲苯續酸鹽; Targacept研究TC-5619-238-CLP-001)及每天300 mg之多個經口劑量▲ 磺酸鹽;Targacept研究TC-5619-238-CLP-002)時顯示極佳耐受性。 在行為藥理學研究中’ TC-5619在签齒動物認知模型中使用低至〇3 mg/kg之劑量亦有效,此表明其可能具有寬治療指數。在多個漸增劑量 研究(Targacept研究TC-5619-238-CLP-002)中,在以 1〇 mg (甲苯確酸鹽) 之劑量投與TC-5619後’受試者之注意力量測值(使用認知藥物研^ (CDR)成套測試)展現統計學上顯著之增加。在第1天及第1〇天觀察到效 應,且與50 mg劑量相比1〇 mg劑量之量值更大。因此,業内正在開發 TC-5619以供用於治療成年人ADHD。 更多詳細資訊參考TC-5619之試驗主持人手冊。 1.2.結果摘要 1.2.1.非臨床研究 非臨床研究提供數據來支持TC-5619至人類之安全投與。實施活體外 研究來表徵TC-5619之藥理學、電生理學效應及遺傳毒性之可能j生, 時實施活體内研究來研究TC-5619之安全性、藥物動力學/代謝及毒^ 學。已完成GLP安全性藥理學研究來評估TC_5619對胃腸及呼吸功 效應以及在大鼠中之運動效應。完成之其他GLP研究包括:在大鼠 中之急性單一經口及靜脈内劑量;在大鼠及狗中之3〇天及9〇天重 研究;hERG(人類ether-a-go-go相關基因)通道抑制研究,其係狗中‘ 測研究;及活體外/活體内遺傳毒性研究。 、、广^延Targacept Company 163062.doc Confidential-52· 201244717 umoACEPT PRO-05619-CRD-〇〇2(〇〇) Effective Date: December 22, 2009 曰ICH IEC IRB ITT IUD LC-MS/MS LFT * LOCF LOQ MedDRA International Coordination The ethics committee of the conference organization human trial committee intends to treat intrauterine device liquid chromatography-mass spectrometry/mass spectrometry liver function test final observation value estimation quantitative limit medical use of 5 dictionary - drug management transaction dictionary (Medical dictionary of regulatory affaris) MINI MRD MTD NNR NOAEL NOEL PK po POMS PP PR qd QRS QT QTcB QTcF RR SAE SD SRD SSRT Tmax TB TEAE ULN VAS WHO WOCBP Mini International Neuropsychiatrics Symptoms Multiple increasing doses Maximum tolerated dose Neuronal nicotinic receptors No doses observed for adverse effects (N〇Observed Effect Levels). Pharmacokinetics Oral (Per so) Emotional Status Scale According to the plan PR conduction interval once a day QRS conduction interval QT conduction interval QT Interval of Bazett corrected conduction interval Fridericia corrected RR conduction interval major adverse event standard deviation single incremental dose Stop signal reaction time reaches the maximum mortar concentration time Tuberculosis treatment Emergency adverse events Normal value upper limit Visual analog scale World Health Organization Childbearing age female Targacept Company 163062.doc Confidential-53- 201244717 (T^lRGACEPT PRO'05619'CRD-〇02 ( 〇°) Effective Date: December 22, 2009 1. Introduction 1.1. Description of Test Drugs TC-5619 is a new chemical entity targeting α7 neuronal nicotinic receptor _ ft. Tc_5619 is highly specific for the α7 nicotinic receptor, which exhibits a selectivity to α7 of more than three thousand times that of the α4β2 receptor subtype (Moore, May 2006a). In non-clinical studies, TC-5619 does not produce a detectable effect on muscle or gangliokinin receptor subtypes, suggesting that it is significantly selective for the central nervous system (CNS) relative to the peripheral nervous system (PNS) (PNS) Moore, 2006b). In toxicology studies, TC-5619 is well tolerated in rodents and dogs. In humans, Tc·5619 is administered up to and including a single oral dose of 600 mg (toluene hydrochloride; Targacept study TC-5619-238-CLP-001) and multiple oral doses of 300 mg per day for 10 days. ▲ sulfonate; Targacept study TC-5619-238-CLP-002) showed excellent tolerance. In behavioral pharmacology studies, TC-5619 was also effective in doses of 〇3 mg/kg in the animal model of dentate animals, suggesting that it may have a broad therapeutic index. In multiple escalating dose studies (Targacept study TC-5619-238-CLP-002), the subject's attention strength was measured after administration of TC-5619 at a dose of 1 mg (toluene acid salt). (Use the Cognitive Drug Research (CDR) set of tests) to show a statistically significant increase. The effect was observed on day 1 and day 1 and was greater in magnitude than the 1 mg dose compared to the 50 mg dose. Therefore, the industry is developing TC-5619 for the treatment of ADHD in adults. For more details, please refer to the test host manual of TC-5619. 1.2. Summary of Results 1.2.1. Non-Clinical Studies Non-clinical studies provide data to support the safe administration of TC-5619 to humans. An in vitro study was performed to characterize the pharmacological, electrophysiological, and genotoxic potential of TC-5619, and an in vivo study was performed to study the safety, pharmacokinetics/metabolism, and toxicity of TC-5619. GLP safety pharmacology studies have been completed to assess the effects of TC_5619 on gastrointestinal and respiratory work and the motility effects in rats. Other GLP studies completed included: acute single oral and intravenous doses in rats; 3 days and 9 days in rats and dogs; hERG (human ether-a-go-go related genes) Channel inhibition studies, which are in dogs' studies; and in vitro/in vivo genotoxicity studies. Wide

受體篩選表明,TC-5619對a7 NNR具有高選擇性,其對α7、類媳只 鈉位點2及5-羥色胺(5HT3)受體之抑制常數(Ki)分別為! _、13 μΜ及> 10 μΜ«Τ05619對m、M2(非選擇性中枢毒蕈鹼受體及非 性週圍毒輩鹼受體)展現競爭性結合選擇性。 1 ^ 在人類胚腎(HEK293)細胞中’ TC-5619對hERG通道抑制展現約5〇 . 之EC5。。在遙測化狗中,TC-5619在 10 mg/kg、25 mg/kg及 劑管功能不造成顯著變化域qT間隔無效 I ^ 所有劑量皆表示為游離鹼當量。 $ PTReceptor screening showed that TC-5619 has high selectivity for a7 NNR, and its inhibition constant (Ki) for α7, sputum only sodium site 2 and serotonin (5HT3) receptors is! _, 13 μΜ and > 10 μΜ «Τ05619 exhibit competitive binding selectivity for m, M2 (non-selective central muscarinic receptors and non-peripheral toxic base receptors). 1 ^ In human embryonic kidney (HEK293) cells, TC-5619 exhibited approximately 5 〇 of EC5 for hERG channel inhibition. . In telemetry dogs, TC-5619 did not cause significant changes in the qT interval at 10 mg/kg, 25 mg/kg, and the agent tube function. I ^ All doses were expressed as free base equivalents. $ PT

163062.doc ,54- U/i/iJ/\C£Pr PRa05619_CRD-002(00) 生效日期:2009 年 12 月 22 日 在GLP安全性藥理學研究中注意到,未觀察到效應之劑量(NOEL)為 25 mg/kg (對於胃腸系統)及1〇〇 mg/kg (對於神經及呼吸系統)。 在大鼠中,單一經口投與後之急性NOEL係100 mg/kg,而單一靜脈内 投與後之急性NOEL係15 mg/kg。在狗中,單一經口投與後之急性NOEL 係20 mg/kg ’而靜脈内投與後之急性NOEL係2 mg/kg。 在用TC-5619以 16.9 mg/kg/天、67.7 mg/kg/天及338.5 mg/kg/天投藥達 30天之大鼠中’ NOEL為67.7 mg/kg/天。在高劑量下,觀察到震顫、部 分閉合眼瞼及弓背姿勢。在用TC-5619以10 mg/kg/天、30 mg/kg/天或 100/80 mg/kg/天投藥達30天之狗中,雄性之NOEL係10 mg/kg/天且雌性 略小於10 mg/kg/天。在中間及高劑量治療組中,狗顯示震顫及部分閉合 眼瞼。在低劑量組中之一只雌性狗中亦注意到該等效應。在1()0 mg/kg組 中’狗在第一週投藥期間展現顯著降低之食物消耗及體重減輕,從而迫 使曰劑量自100 mg/kg降低至80 mg/kg。 在90天重複劑量毒性研究(具有28天之恢復階段)中,TC-5619-238在大 鼠及狗中具有良好耐受性。在大鼠中,NOEL係50 mg/kg/天。在150 mg/kg/天及350 mg/kg/天下觀察到瞼下垂、歪頭、瞳孔散大及蹣跚步 態’以及在350 mg/kg/天下觀察到活動性降低《在150 mg/kg/天及350 mg/kg/天下’紅血球之轉換率增加與增加之脾重量及髓外造血相關聯。 在350 mg/kg/天下之腎重量增加與在15〇 mg/kg/天及350 mg/kg/天下之多 部管狀變性/再生及在350 mg/kg/天下之透明尿圓柱相關。亦見到血清 If、約及填以及尿液蛋白質含量增加。在15〇 mg/kg/天及350 mg/kg/天下 之肝重量增加與中心小葉肥大及血清乳酸去氫酶、丙胺酸轉胺酶、鹼性 磷酸酶、膽固醇、甘油三酯及/或磷脂增加相關。在35〇 mg/kg/天下見到 膽管上皮肥大/空泡形成及曱狀腺中之濾泡細胞肥大。在肺中,在35〇 r^g/kg/天下發生肺泡組織球病且伴隨在150 mg/kg/天及35〇 mg/kg/天不之 單核球增加。除了膽管上皮肥大/空泡形成、腎小管變性/再生及尿液蛋 白質以外’所有發現皆係可逆的。在狗中,NOAEL係5 mg/kg/天》在所 有劑量下皆觀察到瞳孔散大。在30 mg/kg/天及60 mg/kg/天下觀察到流 涎、震顫、瞬膜脫垂、瞼下垂及嘔吐。在5 mg/kg/天下,在一隻動物中 觀察到震顫。在60 mg/kg/天下之最初兩週期間,觀察到食物消耗及體重 降低。在60 mg/kg/天下記錄到降低之直接瞳孔反射及同感性瞳孔反射及 黏膜發紅。在60 mg/kg/天下,雄性之肝重量略有增加,且其與極小肝細 胞肥大相關聯。除了黏膜發紅以外,所有發現皆係可逆的。 在生殖毒性研究中未觀察到顯著不良效應。在大鼠中之生育力或早期 胚胎發育研究中,親代NOAEL係150 mg/kg/天且生殖NOEL係350 mg/kg/ ,。会大鼠及兔十實施胚胎·胎兒發育研究。在大鼠中,母體N〇EL及胎 兒發月NOAEL二者皆係5〇 mg/kg/天,且直至450 mg/kg/天未揭示致畴胎 可能。在兔中’母體NOAEL係35 mg/kg/天,胚胎及胎兒發育n〇EL係70 mg/kg/天’且直至15〇mg/kg/天未揭示致畸胎可能。 機密 •55·163062.doc ,54- U/i/iJ/\C£Pr PRa05619_CRD-002(00) Effective Date: December 22, 2009, in the GLP Safety Pharmacology Study, no dose was observed (NOEL) ) is 25 mg/kg (for the gastrointestinal system) and 1 mg/kg (for the nervous and respiratory systems). In rats, the acute oral NOEL was 100 mg/kg after single oral administration, and the acute NOEL was 15 mg/kg after single intravenous administration. In dogs, the acute oral NOEL was 20 mg/kg in a single oral administration and 2 mg/kg in the acute NOEL after intravenous administration. The NOEL was 67.7 mg/kg/day in rats administered with TC-5619 at 16.9 mg/kg/day, 67.7 mg/kg/day, and 338.5 mg/kg/day for 30 days. At high doses, tremors, partial closure of the eyelids, and arch-back posture were observed. In dogs treated with TC-5619 at 10 mg/kg/day, 30 mg/kg/day or 100/80 mg/kg/day for 30 days, the male NOEL line was 10 mg/kg/day and the female was slightly smaller. 10 mg/kg/day. In the intermediate and high dose treatment groups, the dogs showed tremors and partially closed eyelids. These effects were also noted in one of the female dogs in the low dose group. In the 1()0 mg/kg group, dogs showed significantly reduced food consumption and weight loss during the first week of administration, thereby reducing the dose of sputum from 100 mg/kg to 80 mg/kg. TC-5619-238 was well tolerated in rats and dogs in a 90-day repeated dose toxicity study with a 28-day recovery phase. In rats, NOEL is 50 mg/kg/day. At the 150 mg/kg/day and 350 mg/kg/day, sag, taro, dilated pupil and squat gait were observed, and activity was observed at 350 mg/kg/day "at 150 mg/kg/ An increase in the conversion rate of 'red blood cells' at day and 350 mg/kg/day was associated with increased spleen weight and extramedullary hematopoiesis. Kidney weight gain at 350 mg/kg/day was associated with multiple tubular degeneration/regeneration at 15 mg/kg/day and 350 mg/kg/day and a transparent urinary column at 350 mg/kg/day. Also see serum If, about and fill and increase the protein content of urine. Increased liver weight at 15〇mg/kg/day and 350 mg/kg/day with central lobular hypertrophy and serum lactate dehydrogenase, alanine transaminase, alkaline phosphatase, cholesterol, triglycerides and/or phospholipids Increase the correlation. Biliary epithelial hypertrophy/cavitation and follicular cell hypertrophy in the squamous gland were seen at 35 〇 mg/kg/day. In the lung, alveolar globular disease occurred at 35 〇 r^g/kg/day with an increase in mononuclear cells at 150 mg/kg/day and 35 〇 mg/kg/day. Except for bile duct epithelial hypertrophy/cavitation, tubular degeneration/regeneration, and urine protein, all findings were reversible. In dogs, NOAEL 5 mg/kg/day showed dilated pupils at all doses. At 30 mg/kg/day and 60 mg/kg/day, salivation, tremor, uveal prolapse, ptosis, and vomiting were observed. At 5 mg/kg/day, tremor was observed in one animal. Food consumption and weight loss were observed during the first two weeks of 60 mg/kg/day. Reduced direct pupillary reflex and ipsilateral pupillary reflex and mucosal redness were recorded at 60 mg/kg/day. At 60 mg/kg/day, male liver weight increased slightly and was associated with minimal hepatic cell hypertrophy. Except for mucous membrane redness, all findings are reversible. No significant adverse effects were observed in the reproductive toxicity study. In the fertility or early embryo development studies in rats, the parental NOAEL line was 150 mg/kg/day and the reproductive NOEL line was 350 mg/kg/. The rats and rabbits were subjected to embryo and fetal development studies. In the rat, both the maternal N〇EL and the fetal NOAEL were 5 mg/kg/day, and no progestation was observed up to 450 mg/kg/day. In rabbits, the 'maternal NOAEL line 35 mg/kg/day, embryonic and fetal development n〇EL line 70 mg/kg/day' and up to 15 mg/kg/day did not reveal teratogenicity. Confidential • 55·

Targacept 公司 163062.doc 201244717 (WRGACEPT pr〇-°5619-crd-002(00)生效日期:2009 年 12 月 22 日 籍已三究來評估似619在以甲苯續酸鹽形式投與時之致 突ί可t女姆氏測試(Ames test)、㈣内小鼠紅血球觀分析及對中 ,倉鼠㈣(CHO)細胞中之染色體畴變之評估^安姆氏測試及活體内小 鼠紅血球微核分析之結果為陰性。在活體外CH〇染色體畸變分析中,該 化合物在500gg/mL濃度下亦為陰性,但其在1〇〇〇μβΛη£及15〇〇μβ/ηΛ下 為陽性且具有及不具有代謝活化。在活肋·戏淋巴細胞測試中實 施之其他測試未顯示遺傳毒性之證據。每天向人類投與3〇〇 劑量之 TC-56】9應在穩態下產生約! pg/mL之平均最大濃度,從而為所提出研究 中預計之最大暴露提供至少5〇〇倍之安全限度。該等數據共同表明,與 TC-5619相關之遺傳毒性風險極低。 更多詳細資訊參考TC-5619之試驗主持人手冊。 1.2.2.臨床研究 迄今為止’已在單一漸增劑量(SRD)研究(Targacept研究TC_5619_238_ CLP-001)及在多漸增劑量(mrd)研究(Targacept 研究 TC-5619-238-CLP- 002),將TC-5619投與正常受試者。該等研究中所引用之所有劑量皆係 以甲苯磺酸鹽形式投與。該等劑量之游離鹼當量係所引用鹽劑量之〇677 倍0 1·2·2·1· SRD研究發現 在。SRD研究中’將TC-5619 (η=65名受試者)或安慰劑(n=l8名受試者) 作為單一口服投與形式以68 〇^至6〇9 mg (游離鹼)範圍内之劑量投與給 正常健康男性。 在所有劑量(高達且包括406 mg)下,TC-5619皆具有良好耐受性。在 609 mg之單一劑量後’ 5名受試者中有3名展現以下中度至嚴重不良事件 中之一或多者:噁心、立位低血壓/心搏過速、嘔吐及/或頭痛。未報告 重大不良事件。少數生命體徵超出正常範圍,且所觀察到之異常係瞬時 的且經判斷並非臨床上顯著。在ECG參數(包括qTcB (Bazett校正)及 QTcF (Frederica校正))中無臨床顯著變化。EEG及B〇nd與Lader VAS效應 二者指示TC-5619在大多數探索性劑量中之腦可用性及一定鎮靜潛力, 但該等效應僅偶爾具有統計學顯著性。在血液學、臨床化學或尿分析參 數中無臨床顯著變化。 TC-5619之Cmax及AUC在6.8 mg至609 mg之90倍劑量範圍内展現劑量 相關且線性增加》消除半衰期為約15小時至2〇小時。 基於此研究中之發現,最大耐受劑量(MTD)定義為介於4〇6 mg與609 mg TC-5619之間之劑量(游離驗)。 機密 -56-Targacept Company 163062.doc 201244717 (WRGACEPT pr〇-°5619-crd-002(00) Effective Date: December 22, 2009 It has been evaluated to find that 619 is caused by the administration of toluene hydrochloride. Analysis of mouse red blood cells and analysis of chromosomal domain changes in hamster (C) cells in the Ames test (Ames test), Amway test and micronucleus analysis of mouse red blood cells in vivo The result was negative. In the in vitro CH chromosomal aberration analysis, the compound was also negative at 500 ng/mL, but it was positive at 1 〇〇〇μβΛη£ and 15〇〇μβ/ηΛ with and without It has metabolic activation. Other tests performed in the live rib and lymphocyte test did not show evidence of genotoxicity. Three doses of TC-56 were administered to humans every day. 9 should produce approximately at steady state! pg/mL The average maximum concentration provides a safety margin of at least 5 times the maximum exposure expected in the proposed study. Together, these data indicate that the risk of genotoxicity associated with TC-5619 is extremely low. For more details, please refer to TC- Test host manual for 5619. 1.2. 2. Clinical studies to date have been studied in a single incremental dose (SRD) study (Targacept study TC_5619_238_ CLP-001) and in multiple incremental dose (mrd) studies (Targacept study TC-5619-238-CLP-002), TC-5619 was administered to normal subjects. All doses quoted in these studies were administered as tosylate. The equivalent base equivalents of the doses were 677 times the salt dose quoted. · 2·1· SRD study found that in the SRD study, 'TC-5619 (η=65 subjects) or placebo (n=l8 subjects) was administered as a single oral form to 68 〇^ A dose of 6〇9 mg (free base) was administered to normal healthy men. TC-5619 was well tolerated at all doses (up to and including 406 mg). After a single dose of 609 mg ' 5 Three of the subjects presented one or more of the following moderate to severe adverse events: nausea, standing hypotension/tachycardia, vomiting, and/or headache. No major adverse events were reported. A few vital signs Exceeding the normal range, and the observed abnormalities are transient and judged to be not clinically significant. In ECG parameters (package) There were no clinically significant changes in qTcB (Bazett correction) and QTcF (Frederica correction). Both EEG and B〇nd and Lader VAS effects indicate brain availability and certain sedative potential of TC-5619 in most exploratory doses, but Equal effects are only occasionally statistically significant. There were no clinically significant changes in hematology, clinical chemistry or urinalysis parameters. The Cmax and AUC of TC-5619 exhibited a dose-related and linear increase in the 90-fold dose range of 6.8 mg to 609 mg. The elimination half-life was about 15 hours to 2 hours. Based on the findings in this study, the maximum tolerated dose (MTD) was defined as the dose between 4〇6 mg and 609 mg TC-5619 (free test). Confidential -56-

Targacept 公司 163062.doc w/i/^C£Pr _5619鲁002(00) 生效日期:2009年12月22日 1.2.2.2· MRD研究發現 將32,受試者分為4個隊列,每一隊列8名患者(6名活性,2名安慰 劑)’其每天一次接收研究藥物達10天。以6.8 mg (游離鹼)開始投藥,且 依序進展至每天33.9 mg、102 mg且最終203 mg (游離鹼)之劑量《在每一 劑量下評價安全性、耐受性及PK,同時在兩個較低劑量(每天1〇 mg&5〇 mg)下完成認知評價(認知藥物研究成套測試:cdr)。 TC-5619-238在所有投與劑量下皆展現極佳耐受性。主要由於單一漸 增,量(SRD)研究中定義之暴露限值,在完成2〇3 mg劑量後暫停投藥; 投藥中高於每天203 mg劑量之任何有意義之增加皆會產生接近或超過 SRD研究中定義之MTD(>/=406 mg)之暴露》AE之本質一般係輕度的, 且在任何特定器官系統中皆無罕見AE群集。所觀察到之實驗室及心血管 參數一般不顯著。6.8 mg隊列中之一名舉重運動員受試者在基線時具有 異常肌酸激酶值,其ALT及AST出現較小增加(<2xULN)。在舉重後之至 少7天中已知發生該三個參數(AST、alt及CK)之提高。在研究期間未注 意到CK或轉胺酶之其他顯著改變。在研究第1〇天,2〇3 mg隊列中之一 名^試者在下壁及前側壁導程中出現瞬時τ·波倒置。心臟病學家之追蹤 才曰示最可能之原因係自主神經張力變化,此可能與在即將記錄EKG之前 突然醒來有關,且不具有臨床顯著性。在研究期間未注意到EKG之其他 顯著變化。 - 使用CDR電腦化成套測試對認知之評估揭示在第丨天及第1〇天,注意 力(平均最大安慰劑校正變化約_2〇〇 msec)及單純反應時間(平均最大安慰 劑校正變化約-125 msec)之統計學上顯著之變化,且在6 8mg劑量下對注 意力連續性、工作記憶品質、數位警醒速度及資訊處理速度具有相關有 益趨勢。最劇烈變化發生在投藥後約2至6小時,此對應於最接近估計 CNS Tmax。在33·9 mg劑量下觀察到一些趨勢,但未達到與在6 8 mg劑量 下注意到者相同之量值或一致性程度。 隨著劑量在6.8 mg至203 mg範圍内增加’暴露參數(Cmax&AUC)以近 f性方式增加。Tmax (約2 hr)及半衰期(約24 hr)與劑量無I在所有劑量 中,約20%之TC-5619以未變化形式在尿液中排泄,即3〇%至5〇%之TC_ 5619似乎未與血漿蛋白質結合。如對具有約24小時半衰期之化合物所預 計,截至研究第10天,多次投藥產生約18倍之累積。 ,於此研究之發現’ TC_5619在每天投與2〇3 mg (游離驗)後具有良好 耐受性。此研究中未定義MTD。 公司 气 201244717Targacept Company 163062.doc w/i/^C£Pr _5619 Lu 002(00) Effective Date: December 22, 2009 1.2.2.2· MRD Research found that 32 subjects were divided into 4 queues, each queue Eight patients (6 active, 2 placebo) received their study drug once a day for 10 days. Start with 6.8 mg (free base) and progress to a dose of 33.9 mg, 102 mg and 203 mg (free base) per day. "Evaluate safety, tolerability and PK at each dose, while in two Cognitive evaluation (cognitive drug research kit test: cdr) was completed at a lower dose (1 〇 mg & 5 〇 mg per day). TC-5619-238 exhibits excellent tolerance at all doses administered. Mainly due to the exposure limit defined in the single incremental, volume (SRD) study, the drug was suspended after completion of the 2〇3 mg dose; any meaningful increase in the dose above 203 mg per day would result in near or exceeding the SRD study. The defined exposure of MTD (>/=406 mg) is generally mild in nature and has no rare AE clusters in any particular organ system. The laboratory and cardiovascular parameters observed were generally not significant. One of the weightlifter subjects in the 6.8 mg cohort had abnormal creatine kinase values at baseline with a small increase in ALT and AST (<2xULN). An increase in the three parameters (AST, alt, and CK) is known to occur for at least 7 days after weight lifting. No other significant changes in CK or transaminase were noted during the study. On the first day of the study, one of the 2〇3 mg cohorts showed transient τ·wave inversion in the inferior and anterior wall leads. The cardiologist's tracing shows that the most likely cause is autonomic tension changes, which may be related to a sudden wake up before the EKG is about to be recorded, and is not clinically significant. No other significant changes in EKG were noted during the study. - Assessment of cognition using the CDR computerized set of tests revealed attention (mean maximum placebo corrected change of approximately _2 〇〇 msec) and simple response time (mean maximum placebo corrected change on day 1 and day 1) Statistically significant changes of -125 msec), and a beneficial trend in attention continuity, working memory quality, digital alerting speed, and information processing speed at a dose of 68 mg. The most dramatic change occurs about 2 to 6 hours after administration, which corresponds to the closest estimate of CNS Tmax. Some trends were observed at the 33.9 mg dose, but did not reach the same magnitude or consistency as noted at the 68 mg dose. As the dose increased from 6.8 mg to 203 mg, the 'exposure parameter (Cmax & AUC) increased in a nearly f-like manner. Tmax (about 2 hr) and half-life (about 24 hr) and dose-free I. In all doses, about 20% of TC-5619 is excreted in the urine in an unaltered form, ie 3% to 5% TC_ 5619 It does not appear to bind to plasma proteins. As expected for compounds with a half-life of about 24 hours, multiple administrations produced approximately 18-fold accumulation as of the 10th day of the study. The findings of this study, TC_5619, were well tolerated after 2 〇 3 mg (free test) per day. MTD was not defined in this study. Company gas 201244717

Cf^lRGACEPT PRO'05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 1.2.3.背景資訊 注意力不足/過動症(ADHD)係最常見兒童心理病症中之一者,其在多 達3%至5%兒童中出現(APA 1994)。儘管ADHD係兒童時期出現之“症, 但高達80%經診斷患有ADHD之兒童所顯示之症狀持續至青少年期 (Barkley等人 ’ 1991,Barkley等人,1990)及成年期(Biederman等人, 2000, Hervey 等人,2004)。 ADHD之臨床診斷包括在7歲之前症狀發作 '至少6個月之慢性症狀及 在至少2個功能領域中存在顯著功能損害(APA 1994)。將症狀分類為注意 力不足群組(即,易於分神、難以持續注意)及過動/衝動群組(即,難以^ 坐或感覺坐立不安、難以等待,經常打斷)。ADHD診斷係基於所呈現症 狀之數量及類型來進行。ADHD之診斷進一步在於亞型。如DSM-IV-TR 中所述,存在三種亞型;ADHD-主要為注意力不足型(ADHD-I ; 6個或 更多個注意力不足症狀及少於6個過動/衝動症狀)、主要為過動/衝動型 (ADHD-HI ; 6個或更多個過動/衝動症狀及少於6個注意力不足症狀),及 合併型(ADHD-C ;每一群組中6個或更多個症狀)(APA 1994)。 1.3.潜在風險及益處 已在單一漸增劑量研究(Targacept研究TC-5619-238-CLP-001)中將TC-5619之甲苯績酸鹽(TC-5619-238)投與65名健康志願者,且在多固漸增劑 量研究(Targacept研究TC-5619-238-CLP-002)中投與28健康志願者。受試 者在高達406 mg (游離驗)之該等研究中報告以下不良反應,且該等不良 反應之強度為輕度至中度:鼻漏、流行性感冒 '腹部紅疹(非瘪性)、感 覺發熱、迷走神經不適、眩暈、上腹部疼痛、立位低血壓、立位心搏過 速、高血壓、腹部疼痛、升高之ALT/AST/CK、ECG變化、噁心 '頭痛 及鼻炎。在609 mg (高於單一漸增劑量研究所定義之最大耐受劑量)之劑 量下’報告立位不適、立位低血壓及蒼白之嚴重不良事件。 潛在益處包括將自該研究獲得之醫療及科學領域之新資訊,該資訊係 關於TC-5619對成年人ADHD之效應。個別受試者可受益於研究藥物, 但此時此潛在益處之程度未知。 1·4·劑量選擇之理論依據 基於來自 SRD研究(Targacept研究TC-5619-238-CLP-001)及來自 MRD 研究(Targacept研究TC-5619-238-CLP-002)之結果,將投與 1 mg、5 mg及 25 mg (游離鹼當量)TC-5619甲苯磺酸鹽(TC-5619-238)之口服劑量。在 此範圍内及遠遠較高之劑量(在單一劑量後至600 mg甲苯磺酸鹽[406 mg 游離鹼當量]’及在多個劑量後至300 mg甲苯磺酸鹽/天[203 mg游離鹼當 量])具有良好耐受性》臨床前安全性及效能數據支持對所選劑量之評 估,且在MRD研究中在10 mg (曱苯磺酸鹽,或6.77 mg游離鹼當量)劑量 下’在認知量度(CDR)中觀察到穩健改善。在此研究中所用之最高劑量 將係25 mg (游離鹼)之日劑量,從而提供至少8倍之耐受性限度。Cf^lRGACEPT PRO'05619-CRD-002(00) Effective Date: December 22, 2009 1.2.3. Background Information Attention deficit/hyperactivity disorder (ADHD) is one of the most common childhood psychological disorders. Appears in as many as 3% to 5% of children (APA 1994). Although ADHD is a "disease in childhood, up to 80% of children diagnosed with ADHD show symptoms that persist until adolescence (Barkley et al. '1991, Barkley et al., 1990) and adulthood (Biederman et al., 2000, Hervey et al., 2004). The clinical diagnosis of ADHD includes symptomatic onset of symptoms at least 6 months prior to age 7 and significant functional impairment in at least 2 functional areas (APA 1994). Insufficient groups (ie, easy to distract, difficult to pay attention to) and over/impulsive groups (ie, difficult to sit or feel restless, difficult to wait, often interrupted). The diagnosis of ADHD is based on the number of symptoms presented and Types are performed. The diagnosis of ADHD is further in subtypes. As described in DSM-IV-TR, there are three subtypes; ADHD-mainly under-attention (ADHD-I; 6 or more symptoms of attention deficit) And less than 6 hyperactivity/impulsive symptoms), mainly overactive/impulsive (ADHD-HI; 6 or more hyperactivity/impulsive symptoms and less than 6 attention deficit symptoms), and combined ( ADHD-C; 6 or more symptoms in each group) (AP A 1994). 1.3. Potential risks and benefits TC-5619 toluene acid salt (TC-5619-238) has been administered to 65 in a single incremental dose study (Targacept study TC-5619-238-CLP-001). Healthy volunteers and 28 healthy volunteers in the multi-solid incremental dose study (Targacept study TC-5619-238-CLP-002). Subjects in these studies up to 406 mg (free test) The following adverse reactions were reported, and the intensity of these adverse reactions was mild to moderate: rhinorrhea, influenza 'abdominal rash (non-sputum), sensory fever, vagus nerve discomfort, dizziness, upper abdominal pain, low standing position Blood pressure, standing tachycardia, hypertension, abdominal pain, elevated ALT/AST/CK, ECG changes, nausea, headache, and rhinitis. At 609 mg (higher tolerance than defined by the single incremental dose study) At doses of 'dose', reports of discomfort, standing hypotension, and severe adverse events in pale. Potential benefits include new information in the medical and scientific fields from the study on TC-5619 for adults with ADHD Effect. Individual subjects can benefit from research drugs, but this time The extent of benefit is unknown. The theoretical basis for dose selection is based on the SRD study (Targacept study TC-5619-238-CLP-001) and from the MRD study (Targacept study TC-5619-238-CLP-002) As a result, an oral dose of 1 mg, 5 mg, and 25 mg (free base equivalent) of TC-5619 tosylate (TC-5619-238) will be administered. In this range and at a much higher dose (after a single dose to 600 mg tosylate [406 mg free base equivalent]' and after multiple doses to 300 mg tosylate / day [203 mg free Alkali equivalents]) Good tolerance. Preclinical safety and efficacy data support the evaluation of selected doses and in the MRD study at doses of 10 mg (toluene sulfonate, or 6.77 mg free base equivalent) A robust improvement was observed in cognitive measures (CDR). The highest dose used in this study would be a daily dose of 25 mg (free base) to provide at least an 8-fold tolerance limit.

Targacept公司 機密 163062.doc · 58 -Targacept Company Confidential 163062.doc · 58 -

201244717 im^ACEPT PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 1.5. 試驗之實施 將根據優良臨床試驗規範之ICH準則、根據赫爾辛基宣言(Declaration of Helsinki,2008版)且根據適用法規要求來實施此研究。 1.6. 研究群體 此研究將考慮納入年齡在18至65歲且根據DSM-IV TR準則符合ADHD 診斷之男性或女性受試者’並藉由使用MINI國際神經精神科面談(MINI) 作為辅助排除其他主要DSM-IV TR診斷。患者在CAARS-Inv之至少1個 子量表中9個項目中的6者的分數將至少為2。患者將具有中度(4)或更高 之CGI-嚴重程度評定。只有非菸草使用者將係合格的,如由在篩選前達 12個月未使用菸草所定義。 1.7. 研究之理論依據 1.7.1.在ADHD中之認知缺損中涉及之膽鹼能系統 有若干種方式來刺激中樞膽鹼能系統以對與ADHD相關聯之認知缺陷 產生有益效應。舉例而言,現在已廣泛接受諸如藉由中樞膽驗能系統調 控持續性注意及工作記憶等方法(Sarter及Bruno 1997,1999)。 臨床研究已在患有ADHD之不吸菸青少年及年輕成人檢查極性菸鹼投 與對行為抑制之作用(Potter及Newhouse 2004, 2008)。在一個研究中,青 少士急悴投與菸鹼或曱基芬尼達(受試者之正常早晨劑量)。菸鹼(以及甲 基芬尼達)改善行為抑制,如停止信號反應#間(SSRT)顯著變快所反映。 來自第二研究之數據將菸鹼對行為抑制之積極作用的發現擴展至患有 ADHD之年輕成人。重要的是,菸鹼在停止信號任務中 整體改善,因為在任-研究中並未發現反應時間 或準確性(對於所有區組的所有劑量而言超過9〇%)之顯著差異。 生外研究使用史楚普任務(StF〇〇P Task)(其量測認知干擾控 t 制之作用。此測試中之結果4度係史楚普效應,其係抑 制自動加工(單詞閱讀)及以較慢加工響應(色彩命名)之所花費時間之 2現,患有ADHD之兒童及青少年與正常對照相比具有較大 史楚’a 效應(Potter及Newhouse,2004 ; Newhouse,2008)。菸鹼而非甲其 Ϊίΐίί有麵之青少年中產生史楚普任務之改善,此反映出:ί201244717 im^ACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 1.5. The implementation of the trial will be based on the ICH guidelines for Good Clinical Practice, according to the Declaration of Helsinki (2008 Edition). Implement this study in accordance with applicable regulatory requirements. 1.6. Study Population This study will consider inclusion of male or female subjects aged 18 to 65 years who are eligible for ADHD diagnosis according to the DSM-IV TR guidelines and use the MINI International Neuropsychiatric Interview (MINI) as an adjunct to exclude other Primary DSM-IV TR diagnosis. The patient will score at least 2 out of 6 of the 9 items in at least 1 subscale of CAARS-Inv. The patient will have a CGI-severity rating of moderate (4) or higher. Only non-tobacco users will be eligible, as defined by the use of tobacco for up to 12 months prior to screening. 1.7. Theoretical Basis for Research 1.7.1. Cholinergic Systems Involved in Cognitive Defects in ADHD There are several ways to stimulate the central cholinergic system to have a beneficial effect on cognitive deficits associated with ADHD. For example, methods such as continuous attention and working memory are regulated by the central biliary system (Sarter and Bruno 1997, 1999). Clinical studies have examined the effects of polar nicotine on behavioral inhibition in non-smoking adolescents and young adults with ADHD (Potter and Newhouse 2004, 2008). In one study, the youngster was eager to administer nicotine or thiophene fenida (the normal morning dose of the subject). Nicotine (as well as methyl fentanyl) improves behavioral inhibition, as reflected by the cessation of signal response #SS (SSRT) significantly faster. Data from the second study extended the discovery of the positive effects of nicotine on behavioral inhibition to young adults with ADHD. Importantly, nicotine improved overall in the stop signal task because no significant differences in reaction time or accuracy (more than 9〇% for all doses of all blocks) were found in the Ren-study. The extracorporeal study used the St.Pp Task (the StF〇〇P Task), which measures the effects of cognitive interference control. The results in this test are 4 degrees of the Schuster effect, which inhibits automatic processing (word reading) and slower processing. The time spent responding (color naming) is 2, children and adolescents with ADHD have a greater effect than normal controls (Potter and Newhouse, 2004; Newhouse, 2008). Nicotine instead of A The improvement of the Schug's mission in the Ϊίΐίί faceless youth reflects this:

Targacept 公司 I63062.doc -59- 201244717 (WRGACEPT PRO'05619*CRD-002(°0) 生效日期:2009 年 12 月 22 日 1.7.2.成年人ADHD及膽鹼能系统 大量研究表明,表徵兒童時期ADHD之認知缺陷呈現於患病之青少年 及成年人中(Seidman 2006, Gualiteri及Johnson 2006)。最近回顧發現,比 較ADHD受試者與對照受試者之研究在所檢査之所有年齡内均發現與 ADHD相關聯之執行功能的明顯缺陷(seidman 2006)。較大代表性之研究 發現與對照相比,ADHD受試者令定勢轉換及史楚普表現存在缺陷(年齡 10-29 ; Gualtieri及Johnson 2006)。此研究發現隨著年齡增加,在表現中 存在感興趣的發展轉換》正常中年人具有比正常青少年快的反應之間及 高的準確性。與此相反,患有ADHD之成年人與ADHD青少年相比具有 更高之準確性,但反應時間不比ADHD青少年快(Gualiteri及Johnson 2006)。此連同ADHD中定勢轉換的顯著缺陷一起解釋為表明患有ADHD 之年輕成年人難以分配注意資源(Gualiteri及Johnson 2006)。ADHD與注 意之有效分配中之持續缺陷相關聯之發現支持膽鹼能系統之調控可‘善 ADHD中之該等認知缺陷的意見。已經提出,菸鹼之效應對於需要有意 識加工之任務最為明顯(Rusted及Warburton 1994)»此外,最近理論提 出’在要求之任務(即,持續性注意、定勢轉換等;Sarter及Bruno 1997) 期間,膽鹼能系統分配額外注意資源。因此,可能在ADHD中,膽鹼能 系統係低度反應或低度開發且因此經由菸鹼刺激菸鹼受體尤其在需要有 意識加工之測試中導致改善認知表現。 1-7.3菸鹼刺激對ADHD之臨床症狀的效應 在ApHD中菸鹼藥劑之最近研究已在患有ADHD之青少年及成年人二 者中顯示有前景的症狀改善(Levin等人,1996 ; Potter及Newhouse 2004, 2008 ; Shytle 2002, Wilens等人,1999, Wilens等人,2006)。Levin及其同’ 事(1996)已在患有ADHD之成年人中(吸菸者及不吸菸者)檢査經皮菸‘之 急,效應且發現兩個受試者組在自我評定活力、專心及觀察者評定之疾 病嚴重程度(CGI)方面有顯著改善。此外,對於吸菸者及不吸菸者而言‘ 應速度均有改善,且對於吸菸者而言反應時間的可變性降低(Levin等 人’ 1996)。在第二研究(Connors等人’ 1999)中,將長期(4週)士鹼投與 之效應與利用曱基芬尼達、安慰劑及菸鹼與曱基芬尼達之組合^療患有 ADHD之成年人相比較。菸驗顯著降低症狀嚴重程度之臨床評級且自我 報告之抑鬱症狀減少以及經改善之對連續表現性任務之反應時間的可變 W 〇 其他研究已在患有ADHD之成年人中檢查新賴終驗膽驗能激動劑 ABT-418,其使用交叉型設計且利用安慰劑及ABT4i8使每一受試者接 受2個雙盲3週治療時期(Wilens等人,1999)。利用ABT-418治療之後報止 在注意力的客觀評定及臨床整體印象量表之觀察者評定之疾病嚴重程| 方面有顯著改善βTargacept Company I63062.doc -59- 201244717 (WRGACEPT PRO'05619*CRD-002(°0) Effective Date: December 22, 2009 1.7.2. A large number of studies on adult ADHD and cholinergic systems indicate that childhood is characterized Cognitive deficits in ADHD are present in adolescents and adults (Seidman 2006, Gualiteri and Johnson 2006). Recent reviews have found that studies comparing ADHD subjects with control subjects have been found in all ages examined. Significant shortcomings in the executive function associated with ADHD (seidman 2006). Larger representative studies found that ADHD subjects had a deficit in set-point transition and Struper performance compared with controls (ages 10-29; Gualtieri and Johnson 2006) This study found that with age, there is a developmental shift in interest in performance. Normal middle-aged people have a faster response than normal adolescents. In contrast, adults with ADHD and ADHD Adolescents have higher accuracy, but the response time is not faster than ADHD adolescents (Gualiteri and Johnson 2006). This is explained along with significant deficits in the potential shift in ADHD to indicate It is difficult for young adults of ADHD to allocate attention resources (Gualiteri and Johnson 2006). The findings associated with persistent defects in the effective allocation of attention to ADHD support the regulation of the cholinergic system to be able to 'see the cognitive deficits in ADHD'. It has been suggested that the effect of nicotine is most obvious for tasks that require conscious processing (Rusted and Warburton 1994). In addition, recent theories have proposed 'in the required tasks (ie, continuous attention, fixed-pot change, etc.; Sarter and Bruno 1997) During this period, the cholinergic system allocates additional attention to resources. Therefore, it is possible that in ADHD, the cholinergic system is low-reactive or underdeveloped and therefore stimulates nicotine receptors via nicotine, especially in tests that require conscious processing. Improving cognitive performance. 1-7.3 Effects of nicotine stimulation on clinical signs of ADHD Recent studies of nicotine agents in ApHD have shown promising improvement in symptoms in both adolescents and adults with ADHD (Levin et al. 1996; Potter and Newhouse 2004, 2008; Shytle 2002, Wilens et al., 1999, Wilens et al., 2006). Levin and his colleagues (1996) are already suffering from ADHD. Among the young people (smokers and non-smokers), the effect of percutaneous cigarettes was examined, and the two subject groups were found to have significant self-assessment vitality, concentration and observer-determined disease severity (CGI). improve. In addition, both smokers and non-smokers should have improved speed and reduced variability in response time for smokers (Levin et al. 1996). In the second study (Connors et al. '1999), long-term (4 weeks) administration of alkaloids was combined with the use of thiophene venida, placebo, and combination of nicotine and thiophene Compared with adults with ADHD. The smoke test significantly reduces the clinical rating of the severity of the symptoms and the self-reported reduction in depressive symptoms and the improved response time to continuous performance tasks. 〇 Other studies have examined the new test in adults with ADHD. The biliary agonist ABT-418, which used a crossover design and used placebo and ABT4i8, received 2 double-blind 3-week treatment periods per subject (Wilens et al, 1999). Reporting after treatment with ABT-418 has a significant improvement in the objective assessment of attention and the severity of the disease as assessed by the observer of the clinical overall impression scale.

Targac印t公司 機密 163062.doc £t 201244717Targac Printing Company Confidential 163062.doc £t 201244717

(TARGACEPT PRO-05619-CRD-002(00) 生效曰期:2009年12月22 一種於α4β2菸鹼受體亞型ABT-089處起作用之更新更具選擇性之激動 劑亦已在患有ADHD之成年人中測試(Wilens等人,2006)。在多劑量隨 機、雙盲、安慰劑對照試驗中將ABT-089投與成年人達兩週且基於症狀 分數、ADHD指數過動/衝動評定及臨床整體印象中之改善優於安慰劑。 然而,ABT-089在成年人ADHD中更長之8週試驗並未對症狀分數、 ADHD過動/衝動評定或臨床整體印象產生顯著作用(Bain等人,2〇〇9)。 因此’儘管諸如該等之研究提供刺激“择]菸驗膽驗能系統可緩解ADHD 之一些顯性行為症狀(如藉助自我報告及觀察者評定所量測)之一些證 據’但不確定正性效應可持續多長時間e而且,該等研究並未具體論述 菸鹼可藉助其影響患有ADHD之個人之認知領域。 最近,檢査α4β2 NNR激動劑AZD3480 (TC-1734)對成年受試者之 ADHD核心症狀之效應的試驗使用康納爾成人adhd評量表(CAARS-Irw)在總I分及過動/衝動及注意力不足子量表方面發現有統計學顯著效 月b。在停止彳§说任務(一種行為抑制測試)(Targacept研究TC-1734-226-CRD-005)中亦識別出統計學顯著效應。 連同投與(X7NNR激動劑TC-5619給正常志願者(TC-5619-238-CLP-002) 之後之認知改善,該等數據為a7NNR激動劑在成年人adhd中之研究提 供基礎。 2.研究目的 2.1. 主要目的 該研究之主要目的係評價TC- 5 619在患有ADHD之成年人中改善 ADHD之核心症狀方面之效能。 2·2·次要目的 •評價TC-5619在患有ADHD之成年人中之安全性及耐受性。 • 藉助稀疏取樣記載TC-5619血漿暴露。 3·研究設計概述 3.1. 研究設計 此係在美國之多個中心實施之多中心、雙盲、隨機化、安慰劑對昭、 劑量遞增研究。在該研究中將募集至少125名受試者(以確 保100名元成)。所有受試者應為在篩選之前未使用菸草達至少丨年 ιΐίΐ/ϊϊ期:筛選(第_3週至第1天);治療(第1天-第12週);及追縱(第 筛選^受試者將如DSM_IV TR準則所記載針對成年AADHD進行評 ^其持其他㈣科w °將根據以下章節來驗 機密 -61-(TARGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 An updated, more selective agonist that acts at the α4β2 nicotinic receptor subtype ABT-089 is also already Testing in adults with ADHD (Wilens et al., 2006). ABT-089 was administered to adults in a multi-dose, randomized, double-blind, placebo-controlled trial for up to two weeks based on symptom scores, ADHD index hyperactivity/impulsive assessment, and The improvement in clinical overall impression was better than placebo. However, the longer 8-week trial of ABT-089 in adult ADHD did not have a significant effect on symptom scores, ADHD hyperactivity/impulsive assessment, or clinical overall impression (Bain et al. , 2〇〇9). Therefore 'although some studies such as these provide a stimulus to select a smoke test to relieve some of the dominant behavioral symptoms of ADHD (as measured by self-reporting and observer assessment) 'However, it is uncertain how long the positive effect lasts. Moreover, these studies do not specifically address the cognitive field in which nicotine can affect individuals with ADHD. Recently, the α4β2 NNR agonist AZD3480 (TC-1734) was examined. ADHD core disease in adult subjects The effect of the test using the Conor adult adhd scale (CAARS-Irw) on the total I and over/impact and attention deficit subscales found statistically significant monthly b. A statistically significant effect was also identified in a behavioral inhibition test (Targacept study TC-1734-226-CRD-005). Together with administration (X7NNR agonist TC-5619 to normal volunteers (TC-5619-238-CLP) -002) After cognitive improvement, these data provide the basis for the study of a7NNR agonists in adult adhd. 2. Research purposes 2.1. Main purpose The main purpose of this study was to evaluate TC-5 619 in adulthood with ADHD. Efficacy in improving the core symptoms of ADHD in humans. 2·2· Secondary purpose • Evaluate the safety and tolerability of TC-5619 in adults with ADHD • Record TC-5619 plasma exposure by sparse sampling. 3. Research Design Overview 3.1. Study Design This is a multicenter, double-blind, randomized, placebo-to-dose, dose escalation study conducted at multiple centers in the US. At least 125 subjects will be recruited in this study ( To ensure 100 yuan.) All subjects should be in the sieve No tobacco has been used for at least 丨 ΐ ΐ ΐ ϊϊ ϊϊ : : : : : : : : : : : : : ΐ ΐ 第 ΐ 第 第 第 第 第 第 第 ΐ 第 第 第 ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ ΐ The TR guidelines are for the evaluation of adult AADHD. The other (4) subjects will be classified according to the following chapters.

Targacept 公司 163062.doc 201244717 (T^lRGACEPT PR〇-〇5619-CRD-〇02(00) 生效日期:2009 年 12 月 22 曰 對於符合所有合格準則之受試者,將在基線(第1天)開始每天一次經 口投與TC-5619-238或安慰劑。研究藥物將每4週增加,首先以1 mg qd之 起始劑量持續4週(第1天-第4週);然後以5 mg qd之第二劑量持續4週(第5 天-第8週);且最後以25 mg qd之劑量持續4週(第9天-第12週;見以下研 究簡圖)。所有劑量皆表示為游離鹼當量。 雙盲治療 25 mg QO 5 mg QD 1 mgQD 安慰削. 第J3 第1第1 第4 第8 第12 第14 週 天週週 週 週 週 基於以下,每一劑量持續4週(總計12週)應足以檢測對ADHD核心症狀 之正性效應:在患有年齡相關性記憶缺損之受試者中投與⑽口] NNR激 動劑TC-1734達8週後之促認知效應(procognitive effect)(研究凡:-^各 112-CRD-004) ; AZD3480 (TC-1734)在治療2週之後對成年人ADHD之核 心症狀的效應(研究TC-1734-226-CRD-005);及在MRD研究中向正常志 願者投與TC-5619達1天及10天後之認知改善(TC-5619-238-CLP-002)。若 受試者在基線與第12週之間因任一原因提前中斷研究,則試驗主持人將 盡一切努力實施第12週評估。該等評估應在中斷2週内盡可能快地實 施。 將在所有受試者中收集藥物動力學評估之血液樣品。將在第1天(1 mg 單一劑量)、第4週(1 mg qd,在穩態下)、第8週(5 mg qd,在穩態下)及第 12週(25 mg qd ’在穩態下)收集稀疏樣品。該等樣品將在該等訪視中之 每一者的給藥前、給藥後3小時及6小時時收集。 對於完成治療階段之受試者,將在第14週(最後一次試驗藥劑劑量後2 週)進行追蹤訪視。在此次追蹤時,將評估復發之任何體徵或症狀。假定 TC-5619在人類受試者中之半衰期為約2〇小時,則在最後一次研究藥物 劑量(第12週)後2週進行追蹤訪視係適宜的。 3.1.1.研究终點 3.1.1.1.主要终點 主要效能終點係CAARS-INV總分,獲得7次:第-3週、第1天、第1 週、第4週(評估1 mg劑量);第8週(評估5 mg劑量);第12週(評估25 mg劑 量);及第14週。主要效能比較將為自第丨天至第4週;第1天至第8週;及 第1天至第12週之3個CAARS-INV終點。Targacept Company 163062.doc 201244717 (T^lRGACEPT PR〇-〇5619-CRD-〇02(00) Effective Date: December 22, 2009 受试者 For subjects meeting all eligibility criteria, will be at baseline (Day 1) Start oral administration of TC-5619-238 or placebo once a day. The study drug will increase every 4 weeks, starting with a starting dose of 1 mg qd for 4 weeks (Day 1 - Week 4); then 5 mg The second dose of qd lasted 4 weeks (Day 5 - Week 8); and finally lasted for 4 weeks at 25 mg qd (Day 9 - Week 12; see the following study diagram). All doses are expressed as Free base equivalent. Double-blind treatment 25 mg QO 5 mg QD 1 mgQD comfort cut. J3 1st 1st 4th 8th 12th 14th week, week, week, week, week and week based on the following, each dose lasts 4 weeks (total 12 weeks) should be sufficient to detect a positive effect on the core symptoms of ADHD: administration of (10) mouth in subjects with age-related memory impairment] ACT effect of cytokine TC-1734 after 8 weeks (procognitive effect) (Study: -^ each 112-CRD-004); Effect of AZD3480 (TC-1734) on the core symptoms of adult ADHD after 2 weeks of treatment TC-1734-226-CRD-005); and cognitive improvement (TC-5619-238-CLP-002) after 1 day and 10 days of administration of TC-5619 to normal volunteers in the MRD study. If the trial interrupts the study early between baseline and week 12 for any reason, the trial host will make every effort to implement the 12th week assessment. These assessments should be implemented as soon as possible within 2 weeks of the interruption. Blood samples for pharmacokinetic assessment were collected from subjects. They will be on day 1 (1 mg single dose), week 4 (1 mg qd, in steady state), week 8 (5 mg qd, in steady state) Sparse samples were collected at the 12th week (25 mg qd 'at steady state). These samples will be collected before, 3 and 6 hours after administration of each of the visits. For subjects who completed the treatment phase, a follow-up visit will be conducted at week 14 (2 weeks after the last dose of the test agent). At this time, any signs or symptoms of recurrence will be assessed. Assume that TC-5619 is in humans. The half-life in the subject is about 2 hours, and the follow-up visit is appropriate 2 weeks after the last study dose (week 12). 3.1.1. Point 3.1.1.1. Primary endpoint The primary efficacy endpoint was the CAARS-INV total score, obtained 7 times: weeks -3, 1st, 1st, 4th (assessment of 1 mg dose); week 8 (evaluation) 5 mg dose); Week 12 (evaluation of 25 mg dose); and Week 14. The primary efficacy comparison would be from Day 3 to Week 4; Day 1 to Week 8; and 3 CAARS-INV endpoints from Day 1 to Week 12.

Targacept公司 機密 163062.doc PRO-05619-CRD-002(00) 201244717Targacept Company Confidential 163062.doc PRO-05619-CRD-002(00) 201244717

(TARGACEPT 生效日期:2009年12月22日 3.1.1.2.次要终點 效能終點: CAARS-INV子量表:注意力不足、過動_衝動及ADHD指數, (第:3k天獲得第1週、第4週、第8週、第12週或提前退出(TARGACEPT Effective Date: December 22, 2009 3.1.1.2. Secondary Endpoint Performance Endpoint: CAARS-INV Subscale: Attention Deficit, Overactivity_Impact and ADHD Index, (Part: 3k Days Week 1) , 4th week, 8th week, 12th week or early exit

CogState ADHD測試套組(CATB),在第-3週、第1天、第!週、笛 4週、第8週、第12週或EW及第14週獲得。 ^CogState ADHD Test Kit (CATB), on the 3rd week, the 1st day, the first! Week, flute 4 weeks, 8th week, 12th week or EW and 14th week. ^

CogState停止信號任務分數,在第·3週、第1天、第丨週、第4 週、第8週、第12週或EW及第14週獲得。 CAARS-S總分’在第-3週、第1天、第1週、第4週、第8週、篦 12週或EW及第14週獲得。 不w矛 臨床整體嚴重程度印象(CGI-S);在第-3週、第1天、第丨週、第4 週、第8週、及第12週或EW。 臨床整體印象-整體改善(CGI-I);在第1週、第4週、第8週 第12週或EW以及第14週。 . 及 • 情緒狀況評量表(POMS)分數;在第-3週、第1天、第4週、第8调 及第12週或EW。 安全性終點: 身體檢查(包括神經檢查),在第-3週、第1天、第1週、第4週、 第8週、第12週或EW及第14週(追蹤訪視)。 AE評價,在第-3週、第1天、第1週、第4週、第8週、第12週咨 EW及第14週。 完成哥倫比亞自殺嚴重程度評定量表(CSSRS),在第-3週、第1 天、第1週、第4週、第8週、第12週或EW及第14週。 坐位及立位生命體徵,在第-3週、第1天、第1週、第4週、第8 週、第12週或EW及第14週;該等係在第1天、第4週、第8週及 第12週或EW時在投藥前及門診給藥後之投藥後+3小時及投藥後 +6小時實施。在收集坐位生命體徵時,將在受試者坐至少鐘 後記錄BP及心率。在收集立位生命體徵時,將在站立至少2分鐘 且不超過3分鐘時記錄BP及心率。 • 以一式三份實施之12導程數位ECG,在第-3週、第1天、第1週、 第4週、第8週、第12週或EW,及第14週;該等將在第1天、第4 週、第8週及第12週或EW時在投藥前及投藥後3小時及6小時時 實施。 • 臨床實驗室測試(血液學、血漿生物化學、肝功能測試[LFT]、膽 紅素及尿分析),在第-3週、第1天、第1週、第4週、第8週、及 第12週或EW ’及第14週》該等將在篩選時、第12週及第14週時 空腹實施;且空腹血脂組將添加至自該等訪視獲得之測試列The CogState stop signal task score was obtained on week 3, day 1, week, week 4, week 8, week 12 or EW and week 14. The CAARS-S total score was obtained on the -3rd, 1st, 1st, 4th, 8th, 12th, or EW and 14th weeks. No w spear Clinical overall severity impression (CGI-S); at week -3, day 1, week, week 4, week 8, and week 12 or EW. Clinical overall impression - overall improvement (CGI-I); at week 1, week 4, week 8 week 12 or EW and week 14. And • Emotional Status Scale (POMS) scores; at Weeks-3, 1st, 4th, 8th, and 12th or EW. Safety endpoint: Physical examination (including neurological examination), at week -3, day 1, week 1, week 4, week 8, week 12 or EW and week 14 (tracking visit). AE evaluation, EW and Week 14 were consulted on the 3rd, 1st, 1st, 4th, 8th, and 12th week. Completion of the Colombian Suicide Severity Rating Scale (CSSRS) at weeks -3, 1st, 1st, 4th, 8th, 12th or EW and 14th. Sitting and standing vital signs, on the 3rd, 1st, 1st, 4th, 8th, 12th or EW and 14th week; these are on the 1st, 4th week At the 8th week and the 12th week or EW, it was carried out before and after the administration of the drug, +3 hours after administration and +6 hours after administration. When collecting sitting vital signs, BP and heart rate will be recorded after the subject has been sitting for at least a minute. When collecting standing vital signs, BP and heart rate will be recorded when standing for at least 2 minutes and no more than 3 minutes. • 12-lead digital ECGs implemented in triplicate, at weeks -3, 1st, 1st, 4th, 8th, 12th or EW, and 14th week; On the first day, the fourth week, the eighth week, and the twelfth week or EW, it was carried out before administration and at 3 hours and 6 hours after administration. • Clinical laboratory tests (hematology, plasma biochemistry, liver function tests [LFT], bilirubin, and urinalysis) at weeks -3, 1st, 1st, 4th, 8th, And Week 12 or EW 'and Week 14" will be performed on an empty stomach at screening, week 12 and week 14; and the fasting lipid group will be added to the test columns obtained from such visits

Targacept公司 機密 163062.doc 201244717 (i^RGACEfT PR〇-〇5619-CRD 〇〇2(00) 生效曰期:2〇09 年12 月 22 曰 • 尿液藥物篩選,在第-3週、第1天、第4週、第8週及第12週 • 尿液可丁寧含量,在第-3週、第4週及第8週 • 用於絕經前女性之尿液懷孕測試,在第-3週、第1天及第12週或 EW。 PK終點: 用於記載TC-5619之血漿暴露的稀疏血液樣品將在第1天、第4週、第8 週及第12週時在給藥前及給藥後3小時及給藥後6小時收集。 3.2. 研究設計之理論依據 使用隨機、平行、強制遞增設計以針對效能評價TC-5619對安慰劑之 效應。平行組設計使得可清晰地確立TC-5619之效應,且設計之隨機化 性質使得觀察者與受試者之偏差可降至最低。由於將使用強制劑量遞增 設計,因此個別劑量之效應將係初步的,此乃因設計將使劑量隨時間而 混亂。 基於對人類之臨床前外推且基於MRD研究(Targacept研究TC-5619- 238-CLP-002)中藉由CDR所識別之TC-5619的促認知效應,所選劑量(1 mg、5 mg及25 mg)反映在預計有效劑量(3_1〇 mg)之適當範圍。 所有受試者將為非菸草使用者。菸草(菸驗)可能會干擾a7NNR介導之 效應。 3.3. 研究程序 概要後之時間及事件排程表匯總效能、安全性、藥物動力學及其他量 測之頻率及時序》 之血液之大約體積Targacept Confidential 163062.doc 201244717 (i^RGACEfT PR〇-〇5619-CRD 〇〇2(00) Effective period: 2〇09月22 曰• Urine drug screening, at week -3, 1st Days, Week 4, Week 8 and Week 12 • Urine cannin content at weeks -3, 4 and 8 • Urine pregnancy test for premenopausal women, week -3 , Day 1 and Week 12 or EW. PK Endpoint: Sparse blood samples used to document plasma exposure of TC-5619 will be administered on Days 1, 4, 8 and 12 before and Collected 3 hours after dosing and 6 hours after dosing 3.2. Theoretical basis for study design Random, parallel, forced-incremental design was used to evaluate the effect of TC-5619 on placebo for efficacy. Parallel set design allowed for clear establishment of TC The effect of -5619, and the randomized nature of the design minimizes the deviation between the observer and the subject. Since the forced dose escalation design will be used, the effect of the individual dose will be preliminary, as the design will make the dose Confusion over time. Based on preclinical extrapolation to humans and based on MRD studies (Targacept research) TC-5619-238-CLP-002) The cognitive effect of TC-5619 identified by the CDRs, the selected dose (1 mg, 5 mg, and 25 mg) is reflected in the expected effective dose (3_1 〇 mg) Scope All subjects will be non-tobacco users. Tobacco (smoke) may interfere with a7NNR-mediated effects. 3.3. Time and event schedules after the summary of the study procedure summarize efficacy, safety, pharmacokinetics and The approximate volume of blood of other measurements, frequency and timing

樣品類型 每份樣品 之體精 每個受試者 樣品之數量 血液之總 體積a 安全性(包括筛選、 雙盲期及追蹤評價) -jk液學 5 mL 7 35 mL -血清化學 10 mT. 7 70 mL -HbAlC 10 mT. 1 10 mL 藥物動力學樣品 6mL 12 72 mL 總計 187 mL 機密 -64 *Sample type Body volume per sample Number of samples per subject Total volume of blood a Safety (including screening, double-blind period and follow-up evaluation) -jk liquefaction 5 mL 7 35 mL - serum chemistry 10 mT. 7 70 mL -HbAlC 10 mT. 1 10 mL Pharmacokinetic sample 6mL 12 72 mL Total 187 mL Confidential-64 *

Targacept 公司 163062.doc 201244717 _ um^ACEPT pr〇-〇5619-crd-〇〇2(〇0)生效日期:2009 年 I2 月 22 曰 數量乘贿份樣品之錢量來舛糞。 採=或九未ΐ程^大血液量將不超過^ ^ 3.3.1.每次訪視時之程序 筛由研究候選者進行預 -' ' 性別 3.3.1.1.篩選(第·3週) 一旦獲得知情同意: 2 將驗證合格準則。 4 ^^^準^^及精神病史⑽如使用贿所評價 將記錄過去用藥史及任何合併用藥。 ϊίί ί⑶始清除可影響認知之任何用藥(附錄3)。此清除 將驗證在篩選前持續12個月未使用菸草。 將執行CAARS-INV及CAARS-S量表。 將執行POMS。 9. 對^gSta^^DHD成套測試(CATB)進行訓練並完成兩個 €,‘2;^測试期將用作將平均以獲得基線分數之2個(:^丁32 將實施CGI-S之評價。 ι〇· 己錄不良事件;將完成哥倫比亞自殺嚴重程度評定量表 (CSSRS) ° 11.將實施^體檢查。 12·將獲得一式三份12導程數位ECG。 13. 將記錄處於坐位(5分鐘)及站立位(至少2分鐘且少於3分鐘)時之生 命體徵(包括收縮及舒張血壓(BP)及心率(HR))。將量測身高、體 重及口腔溫度。 14. 將抽取並處理用於安全性實驗室評估(由血液學、臨床化學、膽 紅素、肝功能測試(LFT)及血脂組組成)之空腹血液樣品且寄送^ 供分析。亦將使用該等血液樣品獲得HbAlC含量。Targacept Company 163062.doc 201244717 _ um^ACEPT pr〇-〇5619-crd-〇〇2(〇0) Effective Date: 2009 I2 Month 22 数量 The amount of bribes sampled to the amount of money. The amount of blood will not exceed ^ ^ 3.3.1. The screening procedure for each visit is pre-" 'sex 3.3.1.1. Screening (week 3) Informed Consent: 2 The eligibility criteria will be verified. 4 ^^^准^^ and psychiatric history (10) If you use bribe evaluation, you will record past medication history and any combined medication. Ϊίί ί(3) Begin to remove any medication that affects cognition (Appendix 3). This removal will verify that tobacco has not been used for 12 months prior to screening. The CAARS-INV and CAARS-S scales will be executed. POMS will be executed. 9. Train the ^gSta^^DHD test set (CATB) and complete two €, '2; ^ test period will be used to average 2 to get the baseline score (: ^ D 32 will implement CGI-S Evaluation. ι〇· Defective adverse events; Completion of the Colombian Suicide Severity Rating Scale (CSSRS) ° 11. The physical examination will be performed. 12. Three copies of the 12-lead digital ECG will be obtained. Vital signs (including contraction and diastolic blood pressure (BP) and heart rate (HR)) in sitting position (5 minutes) and standing position (at least 2 minutes and less than 3 minutes) will measure height, weight and oral temperature. Fasting blood samples for safety laboratory assessment (composed of hematology, clinical chemistry, bilirubin, liver function test (LFT), and lipid groups) will be drawn and processed and sent for analysis. These will also be used. The blood sample obtained HbAlC content.

Targacept公司 擤浓 163062.doc « 201244717 (WRGACEPT pr〇-〇5619-crd-〇〇2(〇〇)生效日期:2009 年 12 月 22 日 、尿分析及可丁寧/肌酸針量測。 $ f f ^齡女性(W0CBP)實施尿液懷孕測試。 I7.將勸告WOCBP及男性4用適當避孕》 3.3.1.2·基線評價(第1天) 白約21天且以+/_3天之範圍進行基線訪視,以根據需要 外EC〇f ί實,結果。若在筛選訪視時異常,則可獲得1次額 外】量^ ,該等量測必須在可進行第1天訪視之前係正常的。 2 I. 破邁合格準則(參見第4.1節)。 完成社會習慣問卷》 4 評價合併用藥。 將評價不良事件;將完成CSSRS。 將勸告W0CBP及男性使用適當避孕。 實施身體檢查。 在、峨及嶋3小時及6小時之生 8. if 5選气何異常值’則將重複實施血液學、臨 之前ς送,紅素、lft或尿分析。鮮結果必須在可進行隨機化 !。、藥物篩選及懷孕測試(針對w〇cBp)。 • II. 實施CAARS-INV及CAARS^M,得基線C·刀數。 12. 評價CGI-S。 13. 執行POMS » 臨床劑量之研究藥物(1mg研究藥物)。 .气集用於藥物動力工以之稀疏血液樣品。 再次實施。應在投藥後+3小時及+6小時實 17檑乂戈及^ΡΚ之血液取樣,相隔不超過30分鐘。 後除,巾之财祕評估時,才縣發用於隨 外提供1週之研究藥物供應以覆蓋第4週 失樂劑。將在第1週訪視時將研究藥物帶至 機密 • 66 -Targacept company 擤 163062.doc « 201244717 (WRGACEPT pr〇-〇5619-crd-〇〇2 (〇〇) Effective date: December 22, 2009, urinalysis and cotinine / creatine needle measurement. $ ff Age-aged women (W0CBP) perform a urine pregnancy test. I7. Advise WOCBP and men 4 with appropriate contraception 3.3.1.2. Baseline evaluation (Day 1) White for about 21 days and a baseline visit in the range of +/_3 days According to the needs of the external EC〇f ί, the results. If the screening visit is abnormal, you can get 1 additional amount ^, these measurements must be normal before the first day of visit 2 I. Breaking the eligibility criteria (see Section 4.1) Completing the Social Habits Questionnaire 4 Evaluating the combined medications. Adverse events will be evaluated; CSSRS will be completed. W0CBP and men will be advised to use appropriate contraception. And 3 hours and 6 hours of life 8. If 5 selected gas and abnormal value 'will be repeated hematology, before delivery, red pigment, lft or urine analysis. Fresh results must be randomized! Drug Screening and Pregnancy Test (for w〇cBp) • II. Implementation of CAARS-INV and CAARS^M Baseline C·number of knives 12. Evaluation of CGI-S 13. Perform POMS » Clinical dose study drug (1 mg study drug). Gas collection for sparse blood samples from drug power workers. Re-implementation. After +3 hours and +6 hours, the blood samples of 17檑乂戈 and ^ΡΚ are sampled, no more than 30 minutes apart. After the assessment of the financial value of the towel, the county issued a supply of research drug for 1 week. To cover the 4th week of the lost material. The study drug will be brought to the confidentiality during the first week of visit. 66 -

Targacept 公司 163062.doc 701244717 ^ im^ACEPT pr〇-〇5619-crd-〇〇2(〇〇) 生效日期:2009年12月22日 3.3.1.3·第 1週 將盡力在所指示當天進行評價。准許+/_3天之筋 還赌賴性監測,且在 評價研究藥物順應性》 & 評價合併用藥。 將評價不良事件;將完成CSSRS。 將勸告WOCBP及男性使用適當避孕。 完成CATB及停止信號任務。 將評價 CAARS-INV及CAARS-S 〇 將評價CGI-S及CGI-I » --將實施身體檢查。. 10.將獲得生命體徵(包括立位ΒΡ)β 11,將獲得一式三份12導程數位ecg。 12. 將獲得血液樣品用於化學、血液學、膽.音 13. 將獲得尿雜品胁尿分析。心H素及LFT。 14. 在完成訪視時將重新發放受試者之研究藥物。 3.3.1.4.第 4週 ' 將盡力在所指示當天進行評價。准許+/_3天之範圍。 嶋職不會再使用》 評價合併用藥。 將評價不良事件;將完成CSSRS。 將勸告WOCBP及男性使用適當避孕。 完成CATB及停止信號任務。 完成CAARS-INV及CAARS-S。 完成POMS。 評價 CGI-Ι及CGI-S。 10.實施身體檢查。 η· 小時料時之生 12·將收费血液樣品以供血液學、臨床化學、膽紅 13. 將收集尿液以供尿分析 '藥物篩選及可丁寧“。用。 14. 將投與臨床劑量之研究藥物(5mg研究藥物 I 15· 據時間及事件表收制於藥物動力學評估之稀疏血液樣 16.〒凫赘,前£施一式三份12導程數位ECG記錄, 小時及6小時(約Tmax)再次實施。應在投藥後 施ECG描圖及用於PK之血液取樣,相隔小時實 2 4 6 9 2 4 6 9Targacept Company 163062.doc 701244717 ^ im^ACEPT pr〇-〇5619-crd-〇〇2(〇〇) Effective Date: December 22, 2009 3.3.1.3· Week 1 Efforts will be made to evaluate on the day indicated. Permitted +/_3 days of gluten is also gambling monitoring, and in the evaluation of research drug compliance " & evaluation of combined drugs. Adverse events will be evaluated; CSSRS will be completed. Appropriate contraception will be advised to use WOCBP and men. Complete the CATB and stop signal tasks. The CAARS-INV and CAARS-S will be evaluated. CGI-S and CGI-I will be evaluated. - A physical examination will be performed. 10. Will obtain vital signs (including standing position β) β 11, will get triplicate 12-lead digit ecg. 12. Blood samples will be obtained for chemistry, hematology, and biliary sounds. 13. Urinary vesicles will be analyzed. Heart H and LFT. 14. Subject's study medication will be reissued upon completion of the visit. 3.3.1.4. Week 4 'Efforts will be made to evaluate on the day indicated. Allow a range of +/_3 days. Dereliction of duty will not be used again" Evaluation of combined medication. Adverse events will be evaluated; CSSRS will be completed. Appropriate contraception will be advised to use WOCBP and men. Complete the CATB and stop signal tasks. Complete CAARS-INV and CAARS-S. Complete POMS. Evaluation of CGI-Ι and CGI-S. 10. Perform a physical examination. η·hours of birth 12· Will charge blood samples for hematology, clinical chemistry, bilirubin 13. Collect urine for urine analysis 'drug screening and cotinine'. 14. Will be administered clinical dose Study drug (5mg study drug I 15 · According to the time and event table, the sparse blood sample collected in the pharmacokinetic evaluation 16. 〒凫赘, before the application of triplicate 12-lead digital ECG record, hours and 6 hours ( About Tmax) should be implemented again. ECG drawing and blood sampling for PK should be applied after administration, separated by hours 2 4 6 9 2 4 6 9

Taigacept公司 機密 163062.doc 201244717 (TMGACEPT PR〇-°5619-CRD-〇〇2(〇〇)生效日期 :2009年12月22日 17· 宣?,工之研究藥物。將額外提供1週之研 餘3究訪或m劑。所有剩 3.3.1.5·第8週 …… 將盡力在所指示當天進行評價。准許+/_3天之範圍。 h isstssr究藥物皆將歸還且不會再使用。 評價合併用藥。 4 將評價不良事件;將完成CSSRS。 將勸告WOCBP及男性使用適當避孕。 完成CATB及停止信號任務。 9 完成CAARS-INV及CAARS-S。 完成POMS。 10·評價 CGM及CGI-S。 11. 實施身體檢查。 12. 在給赌及峨3小時及6小時之生 5 SSSSi液ί物及LFT用。 15. 將投與臨床劑量之研究藥物(25mg研究藥物)。 16. =據_及事件表收集驗藥㈣力學評估之稀疏血液樣 17_前?施一式三份12導程數位ECG記錄,且在投藥後約3 (約Tmax)再次實施。應在投藥後+3小時及+6小ai管 〇 ί描圖及用於PK之血液取樣,相隔不超過3〇分鐘。 醬發用於4週之研究藥物。將額外提供1週之研 九樂物供應以覆蓋下一次訪視之排程異常或丟失藥劑 = 餘研究藥物皆將在下-次訪視時歸還門診*/舌天_所有剩 3·3·1·6·第12週或提前退出訪視 將盡力在所指示當天進行評價。准許+/·3天之範圍。 1. 先前訪視之所有剩餘研究藥物皆將歸還且不會再使用。 2. 評價研究藥物順應性。 機密 .68·Taigacept Confidential 163062.doc 201244717 (TMGACEPT PR〇-°5619-CRD-〇〇2(〇〇) Effective Date: December 22, 2009 17· Xuan?, Research Drugs for Industry. Additional 1 week of research will be provided The remaining 3 visits or m doses. All remaining 3.3.1.5 · Week 8 ... will try to evaluate on the day indicated. Allow +/_3 days range. h isstssr The drugs will be returned and will not be used again. Concomitant medication. 4 Adverse events will be evaluated; CSSRS will be completed. WOCBP and men will be advised to use appropriate contraception. Complete CATB and stop signal tasks. 9 Complete CAARS-INV and CAARS-S. Complete POMS. 10. Evaluate CGM and CGI-S 11. Perform a physical examination 12. Use 5 SSSSi liquid and LFT for 3 hours and 6 hours of gambling and sputum 15. The clinical dose of the study drug (25 mg of study drug) will be administered. _ and event table collection of drugs (4) mechanical assessment of sparse blood samples 17_ before? Apply three copies of 12-lead digital ECG records, and about 3 (about Tmax) after administration, should be +3 hours after administration and +6 small ai tube 〇 drawing and blood sampling for PK, no more than 3 minutes apart. For 4 weeks of study drug. An additional 1 week of research will be provided to cover the abnormality of the next visit or the loss of the drug. The remaining research drugs will be returned to the clinic at the next visit*. _All remaining 3·3·1·6· Week 12 or early exit visit will try to evaluate on the day indicated. Permitted for +/·3 days. 1. All remaining research drugs for previous visits will be returned Will not be used again. 2. Evaluation of research drug compliance. Confidential.68·

Targacept 公司 163062.doc 201244717 c imoACEPT pr〇-〇5619-crd-〇〇2(〇〇) 生效日期:2009年12月22日 完成社會習慣問卷。 評價合併用藥。 將評價不良事件;將完成CSSRS。 將勸告WOCBP及男性使用適當避孕。 完成CATB及停止信號任務。 完成CAARS-INV及CAARS-S。 完成POMS。 10. 評價 CGI-Ι及CGI-S。 11. 實施身體檢查。 12· 權綱糾軌6小時之生 13. ^ί機血液樣品以供血液學、臨床化學、膽紅素、LFT及空腹血 14. 將收集尿液以供尿分析、懷孕測試及藥物篩選用。 气床劑量之研究藥物(25_,提前退出之受試者除外。 學評狀稀疏血液樣 17.將在投藥前實施一式三份12導程數位ECG記錄,且在将藥後 小^及6小時(約Tmax)再次實施,提前退出之受試者除外。 ίίίί小時實施ECG描圖及.用於PK之血液取樣,'相3.3.1.7·追縱訪視,第14週 准許+/-3天之範圍。 評價合併用藥。 將評價不良事件;將完成CSSRS。 將勸告WOCBP及男性使用適當避孕。 完成CATB成套測試及停止信號任務。 將評價CAARS-INV及CAARS-S。 將評價CGI-S及CGI-Ι。 將實施身體檢查。 將獲得生命體徵(包括立位ΒΡ)。 將獲得一式三份12導程數位ECG。 10. 若僅f第12週訪視識別出異常,則將獲得血液樣品以供化 血液學、膽紅素、LFT及尿分析。 ’、 11. 將獲得用於空腹血脂組之血液樣品β3·4·研究限制h 綠祕在試驗期 4 6 9 2 4 6 9Targacept Company 163062.doc 201244717 c imoACEPT pr〇-〇5619-crd-〇〇2(〇〇) Effective Date: December 22, 2009 Complete the Social Habits Questionnaire. Evaluation of the combined medication. Adverse events will be evaluated; CSSRS will be completed. Appropriate contraception will be advised to use WOCBP and men. Complete the CATB and stop signal tasks. Complete CAARS-INV and CAARS-S. Complete POMS. 10. Evaluate CGI-Ι and CGI-S. 11. Perform a physical examination. 12· The right to correct the 6-hour life 13. ^ ü machine blood samples for hematology, clinical chemistry, bilirubin, LFT and fasting blood 14. The urine will be collected for urine analysis, pregnancy testing and drug screening . Airbed dose study drug (25_, except for subjects who withdrew early. Academic review sparse blood samples 17. Trial of 12-lead digital ECG records will be performed prior to dosing, and small and 6 hours after drug administration (Approx. Tmax) Re-implemented, except for subjects who quit early. ίίίί hour ECG mapping and blood sampling for PK, 'phase 3.3.1.7 · follow-up visit, week 14 allowed +/- 3 days Scope. Evaluation of combined medication. Adverse events will be evaluated; CSSRS will be completed. WOCBP and men will be advised to use appropriate contraception. Complete CATB test and stop signal tasks. CAARS-INV and CAARS-S will be evaluated. CGI-S and CGI will be evaluated. - Ι. A physical examination will be performed. Vital signs will be obtained (including standing position ΒΡ). Triodes of 12-lead digit ECG will be obtained. 10. If only the 12th week visit identifies an abnormality, a blood sample will be obtained. Contributing hematology, bilirubin, LFT, and urinalysis. ', 11. Blood samples for the fasting lipid group will be obtained. β3·4·Restrictions h Green secret in the test period 4 6 9 2 4 6 9

Targacept 公司 163062.doc 機密 -69. 201244717 CTMGACEPT PRO'0561 9-crd-002(00)生效日期:2009 年 12 月 22 日 2. 在整個研究期間’除乙醯胺酚(acetaminophen)(不超過i,5 gm/天) 土外二受試者不能使用任何新處方藥劑或非處方藥劑 素及草藥輔助物)。使用新處方藥物或非處方藥物受义.. 3. 4. 5. 詢Targacept醫療監測者後可中斷試驗。 甲物之又。式者在泠 除非由於適當使用處方藥劑(例如用於睡眠之苯二 2!ndirfpine))且在與Targacept醫療監測者討論後,否則尿液 樂物篩選為陽性之受試者將中斷試驗。 i受試者在完成研究絲少2则不壯,或在完成研究後 至少1個月不參與研發性藥物研究。 研九後 次投與藥物起直至完成研究後7天不捐 ί成i天 用以下避孕方法中之―者直至研究 a. 禁欲; b. 經過輸精管切除術之男性使用保險套; 士經輸精管切除術之男性受試者必須使用保險套,且々千 應使用另一避孕形式,例如mD、殺精子劑:口、 6. 育齡女性必須: a.尿液懷孕測試為陰性 b·不哺乳 c. ^意在整個研究階段及在财完成後7天使用 3 5飲食方法(例如IUD、殺精子劑、口服避孕劑)。 對於飲食有2個限制: # 無葡萄柚或葡萄柚汁; • 前;ΙΪ亡,視前-天晚上自子夜 此空腹階段將ϋίίί門移獲得空腹脂質含量。受試者在 3.6.偏差之最小化 3.6.1.隨機化 將根據預定隨機化排程表,基於分 組將受試者分配至研究治療。 刀配至母一地點之4個盲化套組之區Targacept Company 163062.doc Confidential-69. 201244717 CTMGACEPT PRO'0561 9-crd-002(00) Effective Date: December 22, 2009 2. During the entire study period 'except for acetaminophen (no more than i, 5 gm /day) Two subjects outside the soil cannot use any new prescription or over-the-counter pharmaceutics and herbal aids). Use new prescription or over-the-counter medications. 3. 4. 4. Inquire about the Targacept medical monitor to interrupt the trial. A thing again. Subjects will be discontinued unless the prescription drug (eg, benzodiazepine for sleep) is properly used and after discussion with the Targacept medical monitor, subjects who are positive for urine music screening will discontinue the test. i subjects who did not complete the study were less likely to participate in the R&D drug study at least 1 month after completing the study. After the study of the nine drugs, the drug was not used until 7 days after the completion of the study. The following contraceptive methods were used until the study a. Abstinence; b. Men who underwent vasectomy were condoms; Male subjects must use condoms, and thousands of other contraceptive forms should be used, such as mD, spermicide: mouth, 6. Women of childbearing age must: a. urine pregnancy test is negative b. not breastfeeding c. ^ It is intended to use 3 5 dietary methods (such as IUD, spermicide, oral contraceptives) throughout the study period and 7 days after the completion of the financial period. There are 2 restrictions on diet: # No grapefruit or grapefruit juice; • Front; dying, pre-day-night from midnight This fasting phase will be ϋίίί to get fasting lipid content. Subjects are at 3.6. Minimization of bias 3.6.1. Randomization Subjects will be assigned to study treatment based on the group according to a predetermined randomized schedule. The knife is assigned to the area of 4 blind sets of the mother's location.

Targacept 公司 163062.doc -70. 201244717Targacept Company 163062.doc -70. 201244717

(TMGACEPT PRO-05619-CRD-〇〇2(〇〇) 生效日期:2009年12月22日 3.6.2盲化 慰劑來盲化受試 將使用TC-5619-238膠囊及呈泡罩包裝形式之匹配安 者及研究工作人員。 所有研究工作人員皆將在整個研究期間保持盲化。除非⑽ 要,否則若無試驗委託者醫療監測者之准許,不 T恶 3.7.研究治療及臨床試驗供應 § $ 研究藥物將以盲化套組形式運送至每一地點之藥師或其他有資格人 員,以在每次研究訪視時分發給隨機化患者(見下文)。 3.7.1.研究藥物之物理敌述 TC-5619-238 (TC-5619曱苯續酸鹽)藥品將基於游離驗當吨、5 mg或25 mg劑量強度來提供。該藥品係以Αρϊ與賦形劑存於白色不透明 明膠膠囊(_及二氧化⑹巾之摻合_絲供應^所用賦形劑係微晶 纖維素、膠質二氡化矽、交聯羧曱基纖維素鈉及硬脂酸鎂。 安慰劑調配物係由存於白色不透明明膠膠囊(明膠及二氧化鈦)中之微 晶纖維素、交聯羧曱基纖維素鈉、膠質二氧化矽及硬脂酸鎂組成。安慰 劑膠囊之形狀、色彩及大小與TC-—5019膠囊完全相同。 ’ 在此研究中將不使用其他研發產品。 3.7.2.藥物包裝及標藏 兩種研究藥物(TC-5619-238及安慰劑)皆包裝於泡罩包裝中且配置於適 合每一隨機化受試者之投藥方案之泡罩卡中。 ' 研究供應將維持在現場受控條件下且由現場之藥師或其他有資格人員 進行分發。將在第1天及在第1週(訪視後重新分發)、第4週及第8週)向 每一受試者提供專用於該受試者之隨機化之泡罩卡。每一組泡罩卡將含 有足以持續至下一次訪視發放新的泡罩卡之研究藥物,且含有額外1週 之供應以覆蓋排程異常或丟失藥劑。 研究藥物標籤將含有滿足適用法規要求之資訊。 3·7·3·劑量及劑量方案 此研究中之所有劑量皆表示為游離鹼當量。TC-5619或匹配安慰劑將 以白色不透明明膠膠囊形式以1 mg、5 mg及25 mg之強度來提供。 機密 •71 ·(TMGACEPT PRO-05619-CRD-〇〇2(〇〇) Effective Date: December 22, 2009 3.6.2 Blind Consolation to Blind The test will use TC-5619-238 capsules in blister packs Matching security and research staff. All research staff will remain blind throughout the study period. Unless (10) is required, if there is no permission from the test donor medical monitor, no T. 3.7. Research treatment and clinical trial supply § $ The study drug will be delivered to the pharmacist or other qualified person in each location in a blinded kit to be distributed to the randomized patient at each study visit (see below). 3.7.1. Physicals of the study drug The drug TC-5619-238 (TC-5619 benzoate) will be provided based on the strength of the free test, 5 mg or 25 mg. The drug is stored in white opaque gelatin capsules with Αρϊ and excipients. (_ and the blend of dioxide (6) towel - silk supply ^ used excipients are microcrystalline cellulose, colloidal bismuth bismuth, croscarmellose sodium and magnesium stearate. Placebo formulation by Microcrystalline cellulose in white opaque gelatin capsules (gelatin and titanium dioxide) It is composed of croscarmellose sodium, colloidal cerium oxide and magnesium stearate. The shape, color and size of the placebo capsule are exactly the same as those of TC--5019 capsule. 'Other research and development products will not be used in this study. 3.7.2. Drug Packaging and Standardization Two study drugs (TC-5619-238 and placebo) were packaged in blister packs and placed in a blister card suitable for the dosing regimen of each randomized subject. ' Research supply will be maintained under controlled conditions on site and distributed by on-site pharmacists or other qualified personnel. Will be distributed on Day 1 and Week 1 (redistribution after visit), Week 4 and Week 8 Providing each subject with a randomized blister card dedicated to the subject. Each set of blister cards will contain a study drug sufficient to continue until the next visit to dispense a new blister card, with additional 1 week supply to cover abnormal scheduling or loss of medication. The study drug label will contain information that meets applicable regulatory requirements. 3·7·3·Dose and Dosage Protocol All doses in this study are expressed as free base equivalent.TC- 5619 or matching placebo will be white impermeable Gelatin capsules are available in strengths of 1 mg, 5 mg and 25 mg. Confidential • 71 ·

Targacept 公司 163062.doc 201244717 (T^RGACEPT PRO'056I9'CRD-〇02(〇〇)生效日期:2009 年 12 月 22 日 3·7·4·藥物儲存 研究藥物必須儲存在受控室溫15〇c至扣力^^厂秘❹巧下於適當密封之 。將連續監測溫度且由適當研究中心1作人員記錄持續研究之持 頌期間。 =發產品必須根據本文所述程序及研究藥物程序手冊來分發或投與。 所有適用法規要求,僅在研究中募集之受試者可接收研發產品。僅 特許現場工作人員可供應或投與研發產品。 3·7·5·藥物分發 將在每次訪視時分發足以覆蓋每次劑量遞增(在第丨天後4週;在第4 後4週,及在第8週後4週)之藥劑。將向每一受試者提供足量泡罩卡 f 等泡罩卡含有劑量之丁⑽19 (1叫、5岭切mg)或安慰齊; 膠囊(看起來將與TC-5619膠囊相同)以及額外丨週之供應,^^欠^ 究訪視排程在指定時間線以外或研究藥物丟失。泡罩卡將指定為:「Α 巧於第一治療劑量水準之研究藥物;「Β」用於第二治療劑量水準之& 藥物;且「C」用於第三治療劑量水準之研究藥物。 所投與劑,(1 mg、5 mg或25 mg p.o. qd)使受試者每天經口服用具有 相應強度之單一膠囊。 、 將指示研究識別符、受試者識別符、盲化劑量、開始及停止 對受試者之指令之標籤貼在研究藥物容器上。 3·8·研究持續時間及追蹤 受試者在3週之篩選階段後將在研究中持續長達12週之雙 試者將在完成雙盲治療期後2週接受單一追縱訪視。 ’、又 3.9.中斷準則 試驗委託者保留在任何時間,在單一地點或在所有地點, (但不限於)安全性或倫理問題或嚴重不順應性之原因,暫時 式 中斷此研究之權利。若試驗委託者確定需要採取該行動 託者將與試驗主持人就此進行討論(包括採取此行動之原1 2 ’試驗委託者將在實麟行動之前提早通知概^持人即將進行j 若研究因安全性原因而中止或終止,則試驗委託者將 他試驗主持人及/或研究實施機構,且諸告知f理機構 止及該行動之 1適用統要求,職驗主持;^ IEC/IRB且提供中止或終止之原因。 乂肩迅逮告知 機密Targacept Company 163062.doc 201244717 (T^RGACEPT PRO'056I9'CRD-〇02(〇〇) Effective Date: December 22, 2009 3·7·4· Drug Storage Research Drugs must be stored at a controlled room temperature of 15〇 c to the button force ^^ factory secrets are properly sealed. The temperature will be continuously monitored and recorded by the appropriate research center 1 for the duration of the ongoing study. = The product must be in accordance with the procedures described in this article and the study drug procedure manual. All applicable regulations require that only those recruited in the study can receive R&D products. Only authorized field staff can supply or invest in R&D products. 3·7·5· Drug distribution will be performed each time At the time of the visit, a dose sufficient to cover each dose escalation (4 weeks after the third day; 4 weeks after the 4th week, and 4 weeks after the 8th week) was distributed. A sufficient amount of blister will be provided to each subject. Card f and other blister cards contain doses of diced (10) 19 (1 call, 5 ridge cut mg) or comfort Qi; capsules (which will look the same as TC-5619 capsules) and additional 丨 weeks of supply, ^^ 欠^ The schedule is outside the specified timeline or the study drug is lost. The blister card will be designated as: "Α巧The first therapeutic dose level of the study drug; "Β" for the second therapeutic dose level &drug; and "C" for the third therapeutic dose level of the study drug. (1 mg, 5 mg Or 25 mg po qd) subject the subject to a single capsule of corresponding strength orally per day. Labels indicating the study identifier, subject identifier, blind dose, start and stop instructions to the subject On study drug containers. 3.8. Study duration and follow-up subjects who will be in the study for up to 12 weeks after the 3-week screening period will receive a single 2 weeks after completing the double-blind treatment period. Tracking visits. ', 3.9. Interrupt criteria test The commissioner reserves the right to temporarily interrupt this at any time, at a single location or at all locations, but not limited to security or ethical issues or serious non-compliance. The right to study. If the trial client determines that the action is required, the trustee will discuss it with the trial host (including the original action of the action 1 2 'The trial client will give an early notice before the actual action. j If the study is suspended or terminated for safety reasons, the trial client will inform the moderator and/or the research implementation agency, and inform the organization and the applicable requirements of the action, the service audit; ^ IEC /IRB and provide reasons for suspension or termination.

Targacept 公司 163062.doc -72- 20 124^^ACEpj PRO-05619-CRD-002(00)生效日期:2009 年 12 月 22 曰 若研究提前中斷’則所有研究數據皆必須歸還試驗委託者。另外,將 根據研究之適用試驗委託者程序對所有欲銷毀或歸還之未使用研發產品 進行配置。 @ 3·1〇.研究藥物課責 試驗主持人負貴研發產品課責、調解及記錄維持。 3.10.1. 庫存記錄 根據所有適用法規要求,試驗主持人或指定現場工作人員在整個研究 過程期間必須維持研發產品課責記錄。此人員將記載自試驗委託者接= 之研發產品之量及供應及/或投與受試者之量及由受試者歸還之量。 3.10.2. 未使用供應之處置 將使用適當文件並根據ICH-GCP、當地要求及Targacept標準操作程序 (SOP)來處置未使用供應品。 3.11.揭示隨機化編碼之程序 只有在對試驗產品之瞭解對於受試者之臨床管理或福祉而言係必不可 ^時,試驗主持人才能在Targac印t醫療主管或被指派者授權批准後將受 試者之治療分配揭盲/試驗主持人將在適當源文件及電子個案報告表 (eCRF)頁上δ己錄揭露該受試者之盲化治療分配之曰期及原因。 若向試驗委託者報告重大不良事件(SAE ;如第8213節中所定義), 則試驗委託者之臨床研究及職朝之麟工作人M可對該個別受試者 之治療分配it行揭盲。若轉向―或彡辦理機構提錄賴督管理報 告’則該報㈣較受試者之治療分I根據相關法規、試驗委託者 /將錄辦報告之淋料线驗主持人。 要求試驗主持人賴並,轉紐且準確之健史,其,錄相記錄對 每-研究參與者之所有觀察及其他研究相醜據M己錄於扣处上之關於 此研=之財魏_触財之敎件記娜卩宰 記錄簿)一致。 人〜未 rJt'I療相書下生狀數據毅集在受試者個案記料上且隨後輸入 eCRF中。試驗委託者將向研究地點提供將概述⑽完成之研究手冊。試 驗主持人負責自所有源文件記載轉錄之數據之準確性。 °Targacept 163062.doc -72- 20 124^^ACEpj PRO-05619-CRD-002(00) Effective Date: December 22, 2009 曰 If the study is interrupted in advance, all research data must be returned to the trial client. In addition, all unused R&D products to be destroyed or returned will be configured in accordance with the Applicant's Applicant's Procedure for Research. @3·1〇. Research drug responsibilities The test host is responsible for the research and development of product responsibilities, mediation and record maintenance. 3.10.1. Inventory Records The test host or designated field staff must maintain a development product accountability record throughout the study process, as required by all applicable regulations. This person will record the amount and supply of the R&D product from the trial client and/or the amount of the subject and the amount returned by the subject. 3.10.2. Disposal of Unused Supplies Unused supplies will be disposed of using appropriate documentation and in accordance with ICH-GCP, local requirements and Targacept Standard Operating Procedures (SOPs). 3.11. Procedures for Revealing Randomized Codes Only if the knowledge of the test product is inevitable for the clinical management or well-being of the subject, the test moderator will be able to approve the approval of the Targac Medical Director or the designee. The Subject's Treatment Dispensal/Test Host will report the period and cause of the subject's blind treatment assignment on the appropriate source document and eCRF page. If a major adverse event (SAE; as defined in Section 8213) is reported to the trial client, the clinical study of the trial client and the staff member of the job-oriented Lin M may unbundle the treatment of the individual subject. . If you turn to “or the agency to report the management of the Lai Duan”, then the newspaper (4) is more subject to the treatment of the subject. According to the relevant regulations, the trial client/the reporter will report the drip line test host. Requires the trial host Lai, the history of the transfer and the accuracy, its video recordings for all the observations of the study participants and other research ugly according to M has been recorded on the deduction of this research = the financial Wei _ It’s the same as the one that touches the money. The person ~ not rJt'I treatment book under the birth data data set on the subject case record and then entered into the eCRF. The trial client will provide the study site with a study manual that will be summarized (10). The test moderator is responsible for the accuracy of the data transcribed from all source documents. °

163062.doc -73-163062.doc -73-

201244717 (f^tRGACEPT PRO-05619-CRD-002(00)生效日期:2009 年 12 月 22 日 所有eCRF條目皆應在自受試者之訪視時間起3個工作日内進行。完成 之受試者健記錄薄、其獅文件及eC:RF賴在钱者終土研究^内 準備就緒且可用於試驗委託者或其指定代表現場審查。 用於確保數據準確、完整且可靠之步驟將始於試驗主持人及 ㉟設計及程序之研«審查,之後其將與其I作人員一起審 4·研究群體 4.1.納入準則 為參與研究’受試者必須符合所有以下準則:201244717 (f^tRGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 All eCRF entries should be made within 3 working days from the visit time of the subject. The completed test The health record book, its lion file and eC:RF are ready for use in the final study of the money and can be used for on-site review by the trial client or its designated representative. The steps to ensure accurate, complete and reliable data will begin with The trial moderator and the 35 design and procedure research «review, after which it will be reviewed with its I staff. 4. The research community 4.1. Inclusion criteria for participating in the study' subjects must meet all of the following criteria:

1.根據DSM-IV TR準則診斷ADHD 2. 3. 4. 5. 在CAARS-INV之至少1個子量表中9個項目中之至少6個 分數2 2 臨床整體印象-嚴重程度(CGI-S)指數的分數^4 (至少中等) 年齡18-65歲,男性或女性 非終草使用者,如由在筛選前12個月内未使用於草及陰性 6. 可丁寧含量(如定量後< 50 ng/mL所定義)指示 能理解並簽署知情同意書 4.2.排除準則 為參與研究,受試者不能符合以下準則中之任一者: 2. 3. 4. 5. 6. =前DSM-W主軸!,除ADHD以外之精神病;使用迷你國際神經 精神科調查表(MINI)來排除其他主要DSM_IVTR精神科診斷 根據以上定義(納入準則),當前使用菸草者 ^ 已知或懷疑在篩選前持續6個月内藥物濫用 ,篩選時對於非法藥物或非處方藥之尿液藥物筛選呈陽性 試驗主持人判斷具有自殺或危及自身或其他人之危急風險之 在第1天前3週内使用影響認知功能之藥物。此包括使用任二 =,ADHD之合併用藥ADHD (附錄3,計劃書)。必須在筛選 與第1天之間的3週期間完成任何藥劑清除。 使用任何其他受限制或禁止藥物(附錄3)。 在篩選前4週内已改變之任何其他合併用藥 8. 生效日期:2009年12月22日 201244717 “EPT PR〇-05619-CRD_002(00) 9. 不能按試驗主持人之意見遵從研究程序(包括CogState ADHD成 套測試) 10. 重要的其他重大或不穩定神經、代謝、肝、腎、血液學、肺、 CV、GI或泌尿病史,或重度抑鬱症之診斷 11. 過去一年有心肌梗塞 12. 過去一年有癲癇病 13. 1型糖尿病(dm);需要藥劑(容許飲食控制)之2型dm 14. 篩選時 HbAlC>7.4 15. BMI<15或>33 ;男性體重<1〇〇 lbs ;女性體重<80 ibse. 16. 當前TB或已知全身性感染(HBV、HCV、ΗΓ\〇 Η.身體檢查中之臨床顯著發現 Μ.可忐在研究中造成安全性問題之臨床上顯著之實驗室或ECG異1. Diagnosis of ADHD according to DSM-IV TR criteria 2. 3. 4. 5. At least 6 of 9 items in at least 1 subscale of CAARS-INV 2 2 Clinical overall impression - severity (CGI-S ) Index score ^ 4 (at least moderate) Age 18-65 years old, male or female non-endocytic users, if not used in grass and negative within 12 months before screening 6. Cantinine content (such as after quantification) <50 ng/mL as defined) indicates that informed consent can be understood and signed. 4.2. Exclusion criteria for participating in the study, the subject cannot meet any of the following criteria: 2. 3. 4. 5. 6. = before DSM-W spindle! Psychiatric disorders other than ADHD; use the Mini International Neuropsychiatry Questionnaire (MINI) to rule out other major DSM_IVTR psychiatric diagnoses according to the above definition (inclusion criteria), current use of tobacco ^ known or suspected for 6 months prior to screening Intra-drug abuse, screening for urine drug screening for illegal or over-the-counter drugs. The test host judges drugs that affect cognitive function by using suicide or threatening the risk of oneself or other people within 3 weeks before the first day. This includes the use of any two =, ADHD combined medication ADHD (Appendix 3, proposal). Any drug clearance must be completed during the 3 weeks between screening and day 1. Use any other restricted or banned drugs (Appendix 3). Any other concomitant medication that has changed within 4 weeks prior to screening 8. Effective date: December 22, 2009 201244717 “EPT PR〇-05619-CRD_002(00) 9. The research procedure cannot be followed in accordance with the opinion of the trial host (including CogState ADHD Complete Test) 10. Important other major or unstable neurological, metabolic, liver, renal, hematologic, pulmonary, CV, GI or urological history, or diagnosis of major depression 11. Myocardial infarction in the past year. In the past year, there was epilepsy type 13.1 type diabetes (dm); type 2 dm requiring medication (allowing diet control) 14. HbAlC at screening 7.4 15. BMI <15 or >33; male body weight <1〇〇 Lbs; female body weight < 80 ibse. 16. Current TB or known systemic infections (HBV, HCV, ΗΓ 〇Η 临床. Clinically significant findings in physical examination 忐 can clinically cause safety problems in the study Significant laboratory or ECG

常’包括QTcF>450 (男性)或QTcF>480 msec(女性),且包括LFT 大於正常值上限之3倍 19·不願或不能使用公認避孕方法之育齡女性及男性 20.懷孕測試為陽性或哺乳中之女性 21‘在篩選前最後3個月中參與另一臨床試驗 ^ , 22 Λ現場員工或試驗委託者的員二 4·3·人試者之完成及退出 4.3.1.受試者之完成 為雙,期結束時(第12週)已完成所有要求之評價,則將其視 二受ΐ者將二;任"'原因在完成雙f治療期之前提前中斷研究治療 ^成研究謂純下章節中所概述進行處理。 ·2·患者退出(提前中斷研究) 在=====能返=進行必需訪視或退出研究’且必須 退出研究或被研究開ά原因。受試者可出於以下原因中之任一者而 ••受試者要求(出於任何原因) 按’、、、試驗主持人之意見,繼續研究不符合受試者之最佳利益。Often 'includes QTcF>450 (male) or QTcF>480 msec (female) and includes LFT greater than 3 times the upper limit of normal. 19 Women of reproductive age who are unwilling or unable to use recognized contraceptive methods and men 20. Positive pregnancy test or Females in breastfeeding 21' participated in another clinical trial in the last 3 months before screening^, 22 Λ On-site staff or trial entrusted staff 2 3-4. Completion and withdrawal of the tester 4.3.1. Subjects Completion is double, at the end of the period (week 12) has completed all the requirements of the evaluation, then it will be regarded as the second respondent will be two; Ren " 'cause before the completion of the double f treatment period to interrupt the study treatment in advance It is said to be handled as outlined in the next section. · 2 · Patient withdrawal (early interruption study) ===== can return = make necessary visits or withdraw from the study' and must withdraw from the study or be investigated for reasons. The subject may be for any of the following reasons: • Subject request (for any reason) to continue the study in the best interests of the subject, as determined by the ',,, trial host's opinion.

TargacepT^i' 163062.doc •75- 201244717 (T^tRGACEPT PR〇-05619_CRD'002(00) 生效日期:2〇〇9 年 12 月 22 日 • 發生重大或意外不良事件,從而使得不適於繼續研究。 • 缺乏效能(若此對受試者造成風險)。 將對該等受試者進行試驗主持人視為適宜之處理。 若受試者出於任一原因提前中斷參與研究,則試驗主持人必須假定該 受試者已到達治療期終點,按照計劃書盡力實施所有評估,該等評估將 在中斷2週内盡可能快地實施。同樣,試驗主持人將: • 所有進行中之不良事件(若存在); • 集所有未使用研究藥劑。 應記錄該等數據,此乃因其包含應在任一受試者離開研究之前實施之 必要評估》 為避免受試者在任一時間因AE (如第8.2.1.1節中所定義)或SAE (如第 8.2.1.3節中所定義)而提前中斷研究,必須遵循第8.2節中陳述之程序。 4.3.3.報告中斷 必須在源文件上及eCRF中記載中斷研究之原因。分配給已退出受試 者之研究藥物不能分配給另一受試者。 4.3.4·患者之替換 將替換篩選失敗者。將不替換在隨機化後進入至研究之雙盲期中之中 途退出研究之受試者(「中途退出者」)。 5.對受試者之治療 5.1.劑量及投與 TC-5619-238將以1 mg之劑量起始;在第4週遞增至5 mg ;且在第8週 遞增至25 mg,或投與匹配安慰劑。劑量表示為游離鹼當量。若受試者 經歷對研究藥劑之不耐受,則該受試者將退出研究。 所有劑量(TC-5619及安慰劑)皆將每天一次在早晨經口投與。 除在第4週、第8週及第12週之臨床訪視以外,所有受試者將在蘇醒後 盡可能快地服用研究藥物。 在第4週、第8週及第η週之門診訪視當天,所有受試者在訪視期間皆 將避免服用研究藥物,直至指示服用為止βTargacepT^i' 163062.doc •75- 201244717 (T^tRGACEPT PR〇-05619_CRD'002(00) Effective Date: December 22, 2009 • Major or unexpected adverse events, making it unsuitable for continued research • Lack of efficacy (if this poses a risk to the subject). The subject will be considered appropriate for the trial host. If the subject discontinues participation in the study for any reason, the trial moderator It must be assumed that the subject has reached the end of the treatment period and that all assessments are performed in accordance with the plan, which will be implemented as soon as possible within 2 weeks of interruption. Similarly, the trial moderator will: • All ongoing adverse events ( • If present; • Collect all unused study agents. These data should be recorded as they contain the necessary assessments that should be performed before any subject leaves the study. To avoid the subject being at any time due to AE (eg, The interruption of the study in advance of the SAE (as defined in 8.2.1.1) or the SAE (as defined in 8.2.1.3) must follow the procedure set out in Section 8.2. 4.3.3. Reporting the interruption must be in the source file and in the eCRF Record Reasons for the study. The study drug assigned to the subject who has withdrawn from the subject cannot be assigned to another subject. 4.3.4. The replacement of the patient will replace the failed player. Will not replace the double-blind who entered the study after randomization. Subjects who withdrew from the study during the mid-term ("halfway exit"). 5. Treatment of the subject 5.1. Dosage and administration TC-5619-238 will start at a dose of 1 mg; increase at week 4 Up to 5 mg; and up to 25 mg at week 8, or a matched placebo. The dose is expressed as the free base equivalent. If the subject experiences intolerance to the study agent, the subject will withdraw from the study. All doses (TC-5619 and placebo) will be administered orally once a day in the morning. Except for clinical visits at weeks 4, 8 and 12, all subjects will be as awake as possible Taking the study drug quickly. On the day of the 4th, 8th, and ηth week visits, all subjects will avoid taking the study drug during the visit until the indication is taken.

163062.doc ^ /^KbACEPT PR〇'05619-CRD-°02(0°)生效曰期:2009 年 12 月 22 日 5·2·治療分配 將募集至少125名受試者以確保每一隊列至少5〇名受試者完成。一個 隊列將投與TC-5619,且另一隊列將投與匹配安慰劑。 5.3.合併療法 ’ 5·3·1·准許藥劑 所有在研究期間服用之合併用藥皆將與適應症、劑量資訊及投與曰期 一起記錄在源文件上及eCRF中。 將准許使用短效安眠藥直至在實施神經心理學評價前2夜。 5.3.2.禁止或受限制藥劑 若干種藥劑被禁止或受限制,且該等匯總於附錄3中。 5·3·3·非藥物療法 受試者在參與此試驗期間禁止心理療法(分析性、認知性或行為性), 此乃因其可能干擾效能評價。 5·4·順應性 僅將在治療階段消耗規定日劑量之至少8〇%之受試者視為在此計劃書 之情況下具有順應性。 6·藥物動力學之評價 6·1·樣品收集及處理 將在第1天(1 mg)及在第4週(1 mg,在穩態下)、第8那mg,在穩態 =士第12週(25 mg ’在穩態下)訪視時於以下時間點收集稀疏血液樣品 (每,6 mL):投藥前及投藥後大約3小時及6小時。血液樣品收集之確切 日期及時間必須記錄在源文件及實驗室申請表上。 所^集之所有金聚樣品中之TC·5619濃度。投與研究藥物(TC-238或*慰劑)之日期及時間將記錄於源文件上及eCRF中。 將據1 式驗委託者指令製備血液樣品並在_20°C(或更低溫度)下儲存血 ^。研九結束。附錄1詳述關於收集、處理及運送血聚樣品之其他資163062.doc ^ /^KbACEPT PR〇'05619-CRD-°02 (0°) Effective period: December 22, 2009 5.2 Treatment allocation will recruit at least 125 subjects to ensure at least each cohort 5 受试者 subjects completed. One cohort will be administered to TC-5619 and the other cohort will be administered to match the placebo. 5.3. Concomitant Therapy '5·3·1· Permitted Agents All concomitant medications taken during the study period will be recorded on the source document and in the eCRF along with the indications, dose information and administration period. Short-acting sleeping pills will be permitted until 2 nights before the neuropsychological evaluation. 5.3.2. Prohibited or restricted agents Several agents are prohibited or restricted and are summarized in Appendix 3. 5·3·3. Non-pharmacological therapy Subjects prohibited psychotherapy (analytical, cognitive, or behavioral) during their participation in the trial because they may interfere with efficacy evaluation. 5.4 Compliance Subjects who consume at least 8% of the prescribed daily dose during the treatment phase are considered to be compliant in the context of this proposal. 6. Evaluation of pharmacokinetics 6.1. Sample collection and treatment will be on day 1 (1 mg) and on week 4 (1 mg at steady state), 8th mg, in steady state = s Sparse blood samples (6 mL each) were collected at 12 weeks (25 mg 'at steady state) visits at approximately the following time points: approximately 3 hours and 6 hours after administration and after administration. The exact date and time of blood sample collection must be recorded on the source document and on the laboratory application form. The concentration of TC·5619 in all the gold-concentrated samples. The date and time of the study drug (TC-238 or *Consolation) will be recorded on the source document and in the eCRF. Blood samples will be prepared according to the tester's instructions and stored at -20 ° C (or lower). The study is over. Appendix 1 details other resources for collecting, processing and transporting blood samples

Targacept 公司 ' ----—-- 163062.doc 機密 -77· 201244717 (l^RGACEPT PR〇-〇5619-CRI>-〇〇2(〇〇)生效日期:2009 年 12 月 22 日 6.2. 分析程序 將在試驗委託者之監督下,在受託生物分析實驗室,使用經驗證之專 用且,靈敏的LC-MS/MS方法分析所有血漿樣品以測定TC-5619之浪度。 若需要,可使用有合格之研究方法分析所選血漿樣品以記載循環代謝 物之存在。另外,可儲存血漿ΡΚ樣品以供之後分析代謝物譜。 6.3. 藥物動力學參數 將在試驗委託者之監督下實施藥物動力學分析。 在稀疏取樣典範下收集之藥物動力學數據將使用敍述統計學藉由劑量 值及排程收集時間來匯總。可在隨後日期對本研究中收集之藥物動力學 數據實施交叉研究群體ΡΚ分析《彼等結果將呈現於單獨報告中。 7·效能之評價 7.1.效能量度 7.1.1. 康納爾成人ADHD評量表-試驗主持人版本(CAARS-INV) 及受試者版本(CAARS-S) 該等量表評價各種認知特徵及行為。CAARS-S係在與試驗主持人面 談之前由受試者完成。然後在受試者面談之後,由試驗主持人執行 CAARS-INV ° 7.1.2. CogStateADHD成套測試及停止信號任務 (CogState網頁:http://www.cogstate.com/go/clinicaltrials)。其包括多個 評價特定認知領域之因子,包括動作速度、加工速度、工作記憶、執行 功能及情節記憶。受試者將在其篩選訪視期間針對工具進行訓練。 停止信號任務係電腦化行為抑制測試,其作為CogState ADHD成套測 試之一部分。其係患有ADHD之受試者的敏感性量度。 7.1.3·臨床整體印象(CGI)量表 CGI係由以下組成之3部分量表:(1) CGI-疾病嚴重程度[CGI-S]、〇 CGI-整體改善[CGI-Ι]及CGI-效能(或治療)指數[CGI-E]。 在此研究中,僅使用CGI-S及CGI-Ι。 CGI-疾病嚴重程度(CGI-S)分數在0-7範圍内^ CGI-S根據試驗主持人 之總體臨床經驗評價受試者之患病程度》可能之值代表:〇=未評價,1== 士常,完全未患病,2=瀕臨心智異常’ 3=輕度罹病,4=中等罹病,5=顯 著罹病,6=嚴重罹病且7=罹病最嚴重的受試者》Targacept Company' ------- 163062.doc Confidential-77· 201244717 (l^RGACEPT PR〇-〇5619-CRI>-〇〇2(〇〇) Effective Date: December 22, 2009 6.2. Analysis The program will, under the supervision of the trial client, analyze all plasma samples in a trusted bioanalytical laboratory using a validated, proprietary, and sensitive LC-MS/MS method to determine the TC-5619 wave. If necessary, use There are qualified research methods to analyze selected plasma samples to document the presence of circulating metabolites. Additionally, plasma sputum samples can be stored for later analysis of metabolite profiles. 6.3. Pharmacokinetic parameters will be administered under the supervision of the trial client. The pharmacokinetic data collected under the sparse sampling paradigm will be aggregated using dose statistics and schedule collection time. Cross-sectional studies can be performed on the pharmacokinetic data collected in this study on subsequent dates. "The results will be presented in a separate report. 7. Performance evaluation 7.1. Effectiveness 7.1.1. Conor Adult ADHD Rating Table - Trial Host Version (CAARS-INV) and Subject Edition (CAARS-S) These scales evaluate various cognitive traits and behaviors. The CAARS-S is completed by the subject prior to interviewing the trial host. Then, after the interview of the subject, the trial host performs CAARS-INV ° 7.1.2. CogStateADHD test set and stop signal task (CogState webpage: http://www.cogstate.com/go/clinicaltrials). It includes multiple factors for evaluating specific cognitive areas, including speed of action, processing speed, working memory. Subjects perform functional and episodic memory. Subjects will be trained on the tool during their screening visit. The Stop Signal task is a computerized behavioral inhibition test as part of the CogState ADHD suite of tests. Sensitivity measure 7.1.3·Clinical Global Impression (CGI) Scale CGI is a three-part scale consisting of: (1) CGI-disease severity [CGI-S], 〇CGI-overall improvement [CGI- Ι] and CGI-effectiveness (or treatment) index [CGI-E]. In this study, only CGI-S and CGI-Ι were used. CGI-disease severity (CGI-S) scores ranged from 0-7^ CGI-S is evaluated according to the overall clinical experience of the trial host The possible value of the degree of illness is: 〇 = not evaluated, 1 == 士常, no disease at all, 2 = near mental dysfunction ' 3 = mild rickets, 4 = moderate rickets, 5 = significant rickets, 6 = severe rickets and 7 = subjects with the most serious rickets

Targac印t公司 機密 163062.doc -78- 月22日 2〇l2\VmuACEPT ρ^^^-〇〇2(〇0)纽日f 9年12 價,w明顯4,(242ϊ基f f 微惡化,6=明顯惡化,且7=^常明顯承f微改善’ 4=無變化,5=極些 7.1·4·情緒狀況評量表(POMS)〜。 €ΈΈΒ"ίι1%^ -次之最後 比較(細節見研究終點,第3週刀數㈣·與安慰劑進行其他 8.安全性評價 8.1.安全性參數 • 不良事件 SSiiS代者(或在適當時,由照顧者、替代者 f報告不良事件,該研究持續時間定義為 起直至追_訪視結束(第14週)為止(見第8·2節,不 •身體檢査 事件排程表所指示之時間實施身體檢查。應完成所 有身體檢查。 •生命體徵 ,在時間及事件排程表中所指示之時間評價血壓、脈搏及呼吸 率。將在以坐位休息至少5分鐘後,及在站立至少2分鐘且不超 過3分鐘後記錄血壓及心率。Targac India company secret 163062.doc -78-月22日2〇l2\VmuACEPT ρ^^^-〇〇2(〇0) New Zealand f 9 years 12 price, w obviously 4, (242 ϊ ff micro-deterioration, 6=Significantly worsened, and 7=^ is obviously obviously f-improved '4=no change, 5=very 7.1·4·Emotional Status Scale (POMS)~. €ΈΈΒ"ίι1%^ - Last comparison (See the end of the study for details, number of knives in the third week (4) · Others with placebo 8. Safety evaluation 8.1. Safety parameters • Adverse events SSiiS generation (or, where appropriate, reported by adverse caregiver, substitute f) The duration of the study is defined as the time until the end of the interview (week 14) (see Section 8.2, the physical examination is not performed at the time indicated in the physical examination event schedule. All physical examinations should be completed. • Vital signs, assess blood pressure, pulse and respiration rate at the time indicated in the time and event schedule. Blood pressure and heart rate will be recorded after at least 5 minutes of rest in the sitting position and at least 2 minutes and no more than 3 minutes after standing. .

• ECG 將以25 mm/秒之紙速記錄數位十二導程ECG,從而使得可手動 量測不同ECG間隔(RR、pr、qRS、qT)。將在每次訪視時(除非 在第12週檢測到異常,否則追蹤訪視除外)以一式三份記錄該等 ECG。將在休息至少5分鐘後記錄處於坐位之受試者之ECG,直 至可獲得4個規則性連續複合波。將記錄得自ECG記錄儀之ECG 間隔估計值’且中央ECG讀取器將驗證所有值及讀數。將自每 一ECG描圖計算QTcB及QTcF ;在獲得一式三份ECG時,將計算 平均QTc » 機密 -79· T Targacept 公司 163062.doc 201244717 (TARGACEPT pro'05619-crd-〇〇2(〇〇) 生效日期:2009年12月22日 • 臨床實驗室測試 匯總包括於附錄4中β A 式之 8·ι·ι.血液樣品 將在筛選時(若指明’及基線)、第⑽、第 =ΐ及生物化學之血液樣品。在筛選及第12週及第Χί ΪΪ: ^便^了其他血液學及生物化學實驗室測試外可獲得用於 工腹月曰質之樣品。若在第12週有任何值係臨床異常的,丨^ 蹤訪視及/或直至異料退取其他血雜品。料㈣職在第14週追 8·1·2·尿分析 除基線(第1天)以外,將在每次訪視時實施尿分析。 8.1.3.不良事件 到ίίίΐί在所有後續訪視時記錄在非誘導式問題後主動提供或觀察 8·1·4·懷孕 =將r送sr託= 年。將報告關於懷孕之任何提前終止。 在刀挽日期後持續1 始終將自發性流產視為SAE且將報告,如筮铲士必、+. 向試驗委託者報告由於研究後懷孕而發J 適度相關之任何SAE。儘管試驗主持人沒有 動尋求此資訊,但其可藉助自發報告得知務在以刖研究參與者中主 椹密• The ECG will record a digital twelve-lead ECG at a paper speed of 25 mm/sec, allowing manual measurement of different ECG intervals (RR, pr, qRS, qT). These ECGs will be recorded in triplicate at each visit (unless an abnormality is detected at week 12, except for follow-up visits). The ECG of the subject in the sitting position will be recorded after at least 5 minutes of rest until 4 regular continuous complexes are available. The ECG interval estimate from the ECG recorder will be recorded' and the central ECG reader will verify all values and readings. QTcB and QTcF will be calculated from each ECG trace; the average QTc will be calculated when triplicate ECG is obtained » Confidential -79· T Targacept 163062.doc 201244717 (TARGACEPT pro'05619-crd-〇〇2(〇〇) Effective Date: December 22, 2009 • The clinical laboratory test summary is included in Appendix 4 for the β A type of 8·ι·ι. Blood samples will be screened (if specified 'and baseline'), (10), =血液 and biochemical blood samples. Samples and 12th week and Χί ΪΪ: ^ will be available for other hematology and biochemical laboratory tests. Any value in the week is clinically abnormal, and the sputum is visited and/or until the foreign body is withdrawn from other materials. (4) The job is chased in the 14th week. 8.1·2. Urine analysis except the baseline (Day 1) Urine analysis will be performed at each visit. 8.1.3. Adverse events to ί ίίί 主动 主动 主动 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在= year. Any early termination of pregnancy will be reported. Continued after the knife-cut date 1 Always treat spontaneous abortion as SAE Reports, such as 筮 士士必,+. Report any SAE that is moderately related to J due to post-study pregnancy. Although the trial host did not seek this information, it can use the spontaneous report to learn that椹 Research participants are closely related

Targacept 公司 163062.doc -80 - PRO-05619-CRD-002(00) 201244717Targacept Company 163062.doc -80 - PRO-05619-CRD-002(00) 201244717

c imGACEPT 生效日期:2009年12月22日 8.1.5.安全性參數分析 將針對女全性數據集上實施女全性分析。將根據評估時間來實施敘述 統計學。 •在治療結束時(或若受試者退出研究,則在終止時)之身體檢查: 將列示自篩選起臨床上顯著之變化;將計算頻率表。 •生命驗:血壓及轉制及呼賴率:將基於實際值以及相 對於基線值之變化來計算敍述統計學。將計數超出參考範圍之 值,且亦使用變遷表來說明。將提供平均值與標準誤差之圖 表。 • 口腔體溫:將針對每一隊列計算描述性統計學。 •實驗室參數:將基於實際值以及所有實驗室參數相對於篩選值 之變化來計算敘述統計學。將列示超出參考範圍之值,且亦使 用變遷表來製成表格。 •不良經歷:AE及SAE將藉由MedDRA來編碼且藉由劑量、器官 種類及優先術語來匯總(事件數量、具有或經歷至少一個事件之 受試者之數量及%)。 •哥倫比亞自殺嚴重程度評定量表分數將製成表格且將顯示摘要 統計。 • 將列示使用WHO藥典編碼之合併用藥。 • ECG :將基於實際值以及相對於基線值之變化來計算基於心 率、PQ間隔、QRS持續時間、qT及qTc間隔(qTcB&qTcF)之敍 述統計學。將計數超出參考範圍之值。將提供平均值與標準誤 差之圖表。 8.2.不良事件報告 —試驗主持人負責如此計劃書中所提供符合非重大AE或SAE之準則及 定義之事件之檢測及文件記載。在研究期間,如自知情同意時直至追蹤 訪視結束時(第14週)所定義’試驗主持人或現場工作人員將負責檢測及 追蹤AE及SAE,如計劃書之此章節中所詳述。 8.2·1·定義 8.2.U.不良事件 不良事件(ΑΕ)係投與醫藥產品且並不一定與此治療具有因果關 201244717 (f^tRGACEPT PRO_05619'CRD_002(〇°)生效日期:2009 年 12 月 22 日 係之受試者或臨床研發受試者中之任何不利醫療事件。因此, 不良事件可係任何不利且意外之跡象(包括異常實驗室發現)、症 狀或暫時與醫學(研發)產品之使用相關之疾病(不論是否與醫 (研發)產品相關)。 8.2.1.2·意外不良藥物反應 意外不良藥物反應係不良反應,其性質或嚴重程度與適用產品 資sK(例如,未批准研發產品之試驗主持人手冊或經批准產品之 產品特性的包裝說明書/概述)不一致。 8.2.1.3.重大不良事件 重大不良事件(SAE)係在任一劑量下發生之滿足以下該等準則中 之任一者之任何不幸醫療事件:導致死亡;威脅生命;需要住 院患者住院或延長住院;導致永久性或顯著失能或無能;或若 該事件係先天異常或天生缺陷》 … 〆 8·2·1·4·特別關注之不良事件 特別關注之ΑΕ係包括以下條目之任何ΑΕ : QTcF延長 導致退出之LFT異常 遲發性運動不能 強直或運動遲緩 劑量過度 懷孕 8.2.2. 不良事件報告 將鼓勵受試者自發報告基準健康自受試者進入研究起至離開之任何變 化。研究工作人員亦將在每次訪視中當受試者位於研究中心時詢問不良 事件。將在源文件及eCRF中記錄所有AE。 另外,將在其於臨床地點報告或確定後24小時内向試驗委託者及CR〇 報告特別關注之ΑΕ » 8.2.3. 作為不良事件之實驗室異常 若由試驗主持人雌為臨床上顯著之異常實驗室發現(例如,臨床化 學、血液學、尿分析)或其他異常評價(例如,ECG、生命體徵等)符合ΑΕ (如第8.2.1.1節中所定義)或SAE (如第8213節中所定義)之定義,則^將 記錄為AE或SAE。在研究期間檢測到或在筛選時存在且在研究開始後顯c imGACEPT Effective Date: December 22, 2009 8.1.5. Security Parameter Analysis A full-featured analysis will be conducted on the full-fledged data set. Narrative statistics will be implemented based on the evaluation time. • Physical examination at the end of treatment (or at the termination if the subject withdraws from the study): Clinically significant changes from screening will be presented; the frequency table will be calculated. • Life test: blood pressure and conversion and stagnation rate: Narrative statistics will be calculated based on actual values and changes from baseline values. The value outside the reference range will be counted and also explained using the transition table. A graph of the mean and standard error will be provided. • Oral temperature: Descriptive statistics will be calculated for each cohort. • Laboratory parameters: Narrative statistics will be calculated based on actual values and changes in all laboratory parameters relative to the screening values. The values outside the reference range will be listed and the transition table will also be used to form the table. • Bad experience: AEs and SAEs will be coded by MedDRA and summed by dose, organ type and priority terms (number of events, number and % of subjects with or undergoing at least one event). • The Colombian Suicide Severity Rating Scale score will be tabulated and a summary statistic will be displayed. • The combined use of the WHO Pharmacopoeia code will be listed. • ECG: The narrative statistics based on heart rate, PQ interval, QRS duration, qT, and qTc interval (qTcB&qTcF) will be calculated based on actual values and changes from baseline values. The value outside the reference range will be counted. A chart of the mean and standard error will be provided. 8.2. Report of adverse events – The test moderator is responsible for the detection and documentation of the events in the plan that are in compliance with the criteria and definitions of non-significant AEs or SAEs. During the study period, from the time of informed consent until the end of the follow-up visit (week 14), the trial host or field staff will be responsible for detecting and tracking AEs and SAEs as detailed in this section of the plan. 8.2·1·Definition 8.2.U. Adverse events Adverse events (ΑΕ) are administered to pharmaceutical products and do not necessarily have a causal relationship with this treatment 201244717 (f^tRGACEPT PRO_05619'CRD_002(〇°) Effective Date: December 2009 Any adverse medical event in a 22-day subject or clinically developed subject. Therefore, adverse events can be any adverse and unexpected signs (including abnormal laboratory findings), symptoms, or temporary and medical (R&D) products. Use of related diseases (whether or not related to medical (R&D) products.) 8.2.1.2·Unexpected adverse drug reactions Unexpected adverse drug reactions are adverse reactions, the nature or severity of which is related to the applicable product sK (for example, unapproved products) Inconsistent in the test host's manual or the packaged instructions/outline of the product characteristics of the approved product. 8.2.1.3. Major adverse events Major adverse events (SAE) are those that occur at any dose that meet one of the following criteria. Any unfortunate medical event: causing death; life-threatening; requiring hospitalization for hospitalization or extension of hospitalization; resulting in permanent or significant disability or incompetence; or if The item is a congenital anomaly or a natural defect... 〆8·2·1·4· Special attention to the adverse events The special concern includes any of the following items: QTcF prolonged LFT abnormal delayed movement can not be tonic or exercise Delayed dose over-pregnancy 8.2.2. The adverse event report will encourage the subject to spontaneously report baseline health from any change from the subject's entry into the study. The research staff will also be present in the study at each visit. In the center, ask for adverse events. All AEs will be recorded in the source file and eCRF. In addition, special attention will be reported to the trial client and CR〇 within 24 hours after reporting or determining at the clinical site » 8.2.3. The laboratory abnormality of the event is met by the test host's female clinically significant abnormal laboratory findings (eg, clinical chemistry, hematology, urinalysis) or other abnormal evaluations (eg, ECG, vital signs, etc.). The definition of SAE (as defined in 8.2.1.1) or SAE (as defined in Section 8213) will be recorded as AE or SAE. It is detected during the study or exists at the time of screening and After the study began

163062.doc •82· 201 24、1^JaC£/T 齡。5619伽.(°°)生效日期:2()G9 年 12 月 22日 實驗室發現或其料f評價_告為从或 SAE。然而,與所研究疾病相關(除非由試驗主持人 況^^嚴重),餘研究開辦存錢檢_且不槪之臨床上顯著 之異常實驗室發現或其絲常評鑛不報告為处或_。 著ίί用學H實驗室發現或其他異常評價是否在臨床上顯 8-2.4.強度評價 試驗主持人賴研究㈣報告之每—处及_進行強 價將基於試驗主持人之臨床判斷^和⑽中記錄 = 度分配至以下類別中之一者中: 及E之強 • ^度:受試者易於耐受之事件,引起極小不適且奸擾日常活 動0 •中度:令人不適至足以干擾正常日常活動之事件。 • 重度:阻礙正常曰常活動之事件。 評價為重度之AE不應與SAE混淆。嚴重程度係用於評定事件強度 類別;且AE及SAE二者皆可評價為重度。 8.2.5.因果關係評價 試驗主持人有義務評價研發產品與每一AE/SAE之發生間之關係。 驗主持人將使用臨床判斷來確定該關係。將考慮並研究替代性原因, 如潛在疾病之自然史、合併療法、其他風險因子及事件與研發產品之 產,,$持人亦將在確定其評價時查閱試驗主持人手冊及/或市售 試驗主持人將基於以下定義確定研究治療與AE之關係: •不相關(AE更有可能由除研究治療以外之原因來解釋)。 •相關(研究治療與AE在時間上密切相關且AE可藉由暴露於研究 產品來解釋:例如已知藥理學效應或基於再激發之復發)。 可能存在如下情境:已發生SAE且試驗主持人具有極少資訊來將其包 括於對試驗委託者或CR〇之初始報告中《然而,極其重要的是,試驗主 持人在將SAE Medwatch表傳送至試驗委託者或CRO之前始終對每一事 件進行因果關係評價。試驗主持人可根據追蹤資訊改變其對因果關係之 意見,從而相應地變更eCRF及SAEMedwatch表。因果關係評價係在確 定管理報告要求時使用之準則中之一者。 機密 • 83·163062.doc •82· 201 24, 1^JaC£/T age. 5619 gamma (°°) Effective date: 2 () G9 December 22 The laboratory found that it was evaluated as _ or from SAE. However, related to the disease under study (unless the trial host is serious), the rest of the study started a deposit check _ and the clinically significant abnormal laboratory findings or their regular assessments are not reported as . Ίί用学H laboratory findings or other abnormal evaluations are clinically obvious. 8-2.4. Intensity evaluation test moderator Lai research (4) report every time and _ strong price will be based on the clinical judgment of the trial host ^ and (10) Medium record = degree assigned to one of the following categories: and E strong • ^ degree: event that the subject is prone to tolerate, causing minimal discomfort and treacherous daily activities 0 • Moderate: uncomfortable enough to interfere Events of normal daily activities. • Severe: An event that hinders normal abnormal activity. A AE rated as severe should not be confused with SAE. Severity is used to assess event intensity categories; and both AE and SAE can be evaluated as severe. 8.2.5. Causality evaluation The trial host is obliged to evaluate the relationship between the R&D product and the occurrence of each AE/SAE. The moderator will use clinical judgment to determine the relationship. Alternative reasons, such as the natural history of underlying disease, combined therapies, other risk factors and events, and the production of R&D products, will be considered and studied. The holder will also review the trial host's manual and/or market availability when determining their evaluation. The trial host will determine the relationship between study treatment and AE based on the following definitions: • Not relevant (AEs are more likely to be explained by reasons other than study treatment). • Relevance (Study treatment is closely related to AE in time and AE can be explained by exposure to the study product: for example, known pharmacological effects or relapse based on re-stimulation). There may be situations where SAE has occurred and the trial host has very little information to include in the initial report to the trial client or CR〇. However, it is extremely important that the trial host transmits the SAE Medwatch to the trial. The commissioner or CRO always conducts a causal relationship evaluation for each event. The test host can change his opinion on causality based on the tracking information and change the eCRF and SAEMedwatch tables accordingly. Causality evaluation is one of the criteria used in determining management reporting requirements. Confidential • 83·

Targacept 公司 163062.doc 201244717 (T^RGACEPT PR〇-〇5619-CRD-〇〇2(00)生效日期:2009 年 12 月 22 日 試驗主持人將提供因果關係評價。 中由於其重要性’任侧果_評價皆應亦記躲受試者之源醫療記錄 8·2·6·不良事件記錄 當發生ΑΕ時’試驗主持人之責任係審査所有與該事件相關之文件—己 載(例如,魏病程記錄、實驗室及辑報告)。錢試驗主持人將;^ eCRF中s己錄關於αε之所有相關資訊。試驗主持人將受試者之醫療記錄 之影印件寄送至試驗委託者來代替完成適當Ae eCRp條目係不可接a 的0 然而’可能存在如下航:試驗委託者或CRC)要求某些轉之醫療記 錄之複本。在此情況下,將在提交至試驗委託者讀在驗記錄複本上 盲化所有受試者識別符。 ▲試驗主持人將企圖級舰、錄及/或其減綺訊鱗立對事件 之診斷。在該等情形下,將診斷記載為AE/SAE而非個別體徵/症狀。 8.2.7·引出不良事件報告 在每次訪視時,受試者將藉助非誘導式問題被問及八£,該問題係例 如「自上-次訪視以來感覺如何?」或「藥劑如何?」以此方式,可檢 到藥劑之可能較輕微但臨床上重要之副侧一旦試驗主持人確定事件 符合SAE之計劃書定義,將如下纟中所述向試驗委託者或⑽迅速報主 SAR 〇 8·2·8· SAE報告程序 -旦試驗主持人得知在研究受試者中已發生_,則其將在Μ小時内 向試驗委託者或CRO報告該m用於報侧^之_祕始終盡可能 ”,事件之所有可獲得細節來完成’由試驗主持人(或被指派者)簽 =^^時間範圍内轉送至試驗委託者或⑽。若試驗主持人還未 =關於SAE之所有資訊’則其在通知試驗委託者或cr〇該事件並完成 之前不會等待接收其他資訊。在接_其他資訊時,將更新該表 格0 機密 •84·Targacept Company 163062.doc 201244717 (T^RGACEPT PR〇-〇5619-CRD-〇〇2(00) Effective Date: December 22, 2009 The trial host will provide a causal relationship evaluation. _Evaluation should also be recorded as the source of the medical record of the subject. 8·2·6. Record of adverse events. When the cockroach occurs, the responsibility of the test host is to review all documents related to the event—for example, Wei The course record, laboratory and series report. The money test moderator will; ^ eCRF has recorded all relevant information about αε. The test host sends a photocopy of the subject's medical record to the trial client to replace Completion of the appropriate Ae eCRp entry is not acceptable for a 0. However, there may be a copy of the medical record required for the transfer of the medical record. In this case, all subject identifiers will be blinded on the copy of the test record submitted to the trial client. ▲The trial host will attempt to diagnose the incident by attempting to classify the ship, record and/or its mitigation. In such cases, the diagnosis is documented as AE/SAE rather than individual signs/symptoms. 8.2.7. Leading out adverse event reports At each visit, the subject will be asked eight questions with non-inductive questions, such as “How do you feel since the last visit?” or “How about the medication?” In this way, the potentially minor but clinically important side of the pharmacy can be detected. Once the trial host determines that the event meets the SAE's definition of the plan, it will report the SAR to the trial client or (10) as described below. 〇8·2·8· SAE Reporting Procedure - Once the trial host knows that _ has occurred in the study subject, it will report the m to the trial client or CRO within Μ hours for the report Always as much as possible, all the details of the event can be completed 'transferred to the trial client by the trial host (or designated person) = ^^ time range or (10). If the trial host has not yet = all about SAE Information' will not wait to receive other information until the trial client or cr〇 event is completed and completed. When the other information is received, the form will be updated. 0 Confidential • 84·

Targacept 公司 163062.doc 201244717Targacept Company 163062.doc 201244717

^ //\K(jACEPT PR〇'05619-CRD-°〇2(00)生效日期:2009 年 12 月 22 日 表1.向試驗委託者或CRO撻交SAF▲奂夕貉HSR φ. • J Τ ;ί r - ^ l ι,ί;- 一 r --- . - __ _ * !ί . ^.•/ί'ιΐηι,.&ί, . it .二.杧. 經更新之 Medwatch 表^ //\K(jACEPT PR〇'05619-CRD-°〇2(00) Effective Date: December 22, 2009 Table 1. Submit to the test consignor or CRO SAF ▲ 奂 貉 HSR φ. • J Τ ;ί r - ^ l ι, ί;- a r --- . - __ _ * ! ί . ^.•/ί'ιΐηι,.& ί, . it . II.杧. Updated Medwatch Table

Medwatch 表 24 小時 24小時 _ Li - Medwatch 表[ 述 試驗主持人將在初始報告時始終提供因果關係評價’如第8.2.5節中所 〇 傳真傳送SAE表係將此資訊傳送至負責SAE接收之專案聯絡人之較佳 方$。在極少情況中及在沒有傳真設備時,藉由電話通知係可接受的, 且藉由次日送達之料來寄送廳喊味之複本。經由電話之初始通知 不能代替試驗主持人在24小時内完成SAE表並簽字之需要。 託者,供負責SAE接收之專案聯絡人、傳真號 及郵寄地址之清單。 u ^ 8.2.8.1. SAE之管理報告要求 試驗委託者或CRO具有視情況通知當地管理機構及其他 ,二者關於臨床研發中之產品之安全性的法律責任。由試驗主 持人將SAE迅速通知接收SAE之適當專案聯絡人係必要的 符合對其他受試者之安全性之法律義務及倫理責任。 8.2.9.對劑量過度之管理 在自被企圖或姿態中服用之任何大於25 mg之單一劑量τ n = 皆將視為劑量Μ。在研究受試者顧劑量 =派者機以赫所服用㈣之識別碼(identity)。 ϋίί療及受試者之臨床過程之詳細說明將記錄在所提供的 *若對於劑量過度之醫療管顧謂#,則受試者應 c資格醫療人員判斷受試者之臨床狀況不需要住院,則容 下编巾,在调,_以 用㈣度之肢之詳細歧(包括舰财,間、所服Medwatch Table 24 hours 24 hours _ Li - Medwatch Table [The trial host will always provide a causal relationship evaluation at the initial report'. The fax transmission SAE form as described in Section 8.2.5 transmits this information to the responsible SAE recipient. The preferred party for the project contact. In rare cases and when there is no fax device, it is acceptable by telephone notification and a copy of the hall's shouting is sent by the next day's delivery. Initial notification via telephone does not replace the need for the trial host to complete and sign the SAE form within 24 hours. Trustee, a list of project contacts, fax numbers and mailing addresses for receiving SAE. u ^ 8.2.8.1. Management Report Requirements for SAE The trial client or CRO has the legal responsibility to notify the local authorities and others, as appropriate, about the safety of the products under clinical development. It is up to the test leader to promptly notify SAE of the appropriate project contact person to receive the necessary legal obligations and ethical responsibilities for the safety of other subjects. 8.2.9. Management of overdose Any single dose τ n = greater than 25 mg taken from an attempt or gesture will be considered a dose Μ. In the study subjects take the dose = the identity of the transmitter (4). A detailed description of the clinical course of the ϋίί therapy and the subject will be recorded in the provided * If the overdose medical treatment is #, the subject should be qualified to determine the clinical condition of the subject without hospitalization. Then let the towel be wrapped, in the tune, _ use the (four) degree of the details of the limbs (including the ship, the money, the service

201244717 (T^lRGACEPT PRa〇5619-CRr>-〇02(〇〇)生效日期:震年 12 月 22 曰 •即刻、1小時後、4小時後且隨後在最短24小時内每8小時,取10 ml血漿彳泉品用於TC-5619分析,且直至劑量過度之所有體徵及症 狀皆已消退為止。若可能,應在發生任何重要臨床事件(例如瘤 癇或低血壓危象)時獲得額外血漿樣品。 •立即進行藥物篩選以檢測在劑量過度期間所服用的其他藥物。 •詳細列示臨床體徵及症狀,例如發生抗副交感神經效應(例如, 尿滞留、腸塞絞痛等)' 心律不整、癲癇、呼吸抑制及意識障 礙。 •頻繁的量測生命體徵(最初每小時,或按臨床指示更頻繁地量 測)’包括仰臥血塵、站立血壓(若可能)、仰臥脈搏、體溫及呼 吸率。 • 即刻及之後每8小時進行ECG ,直至3個連續ECG正常或與已獲 得之研究前ECG相同為止。應特別注意pr、qRS及qTc間隔。 •持續監測心律及任何心律不整之代表性描圖,直至24小時觀察 不到心律異常為止(因此最短心臟監測時間應為24小時)。 •即刻及在最短48小時内每天一次進行血液學及血液化學測試及 尿分析。 管理劑量過度之醫師可安排其認為係管理受試者之安全性所雹住 何額外測試。 8.2.10.向IRB報告安全性資訊 試驗主持人或符合當地要求之負責人將遵從與向人體試驗委 (IRB)/機構倫理委員會(正C)報告SAE相關之適用當地法規要求。 若給定SAE可歸因於研發產品及意外二者,則該SAE可有資格用於 全性報告。在此情形中,參與使用此藥物之研究之所有試驗 ‘ 收到安全純告之複本。 在一地點自Targacept收到初始或追瞰安全性報告或其他安全性資訊 (例如’修訂之臨床試驗主持人手冊/試驗主持人手冊)時: 杳: 要求之負貴人迅速通知其IRB。 〇田 8^2.11·由於緊急事件或不良事件導致之計劃書偏差 經歷需要立即醫療照顧之緊急事件或不良事件之任何受試者夕 點及在其他所指示臨床地點接受醫療工作人員之適當醫療管理。^ 能快地向試驗委託者之醫療監測者報告該等事件。若醫療管理 ^上 研究計劃書,則醫療監測者將負責在受試者能及時返回遵守 ,授權准許受試者繼續試驗。若受試者不能及時返回研究計劃g了貝 试者將中斷研究。 又 機密 -86 -201244717 (T^lRGACEPT PRa〇5619-CRr>-〇02(〇〇) Effective Date: December 22 of the earthquake year 曰• Immediately, 1 hour later, 4 hours later and then every 8 hours in the shortest 24 hours, take 10 Ml plasma sputum is used for TC-5619 analysis and until all signs and symptoms of overdose have subsided. If possible, additional plasma should be obtained in the event of any significant clinical event (eg, neoplasia or hypotension) Samples • Immediate drug screening to detect other drugs taken during overdose. • Detailed clinical signs and symptoms, such as anti-parasympathetic effects (eg, urinary retention, intestinal congestion, etc.), arrhythmia, Epilepsy, respiratory depression, and disturbance of consciousness. • Frequent measurement of vital signs (initially hourly, or more frequently measured by clinical indications) 'includes supine blood, standing blood pressure (if possible), supine pulse, body temperature, and respiratory rate • Perform ECG every 8 hours immediately and thereafter until 3 consecutive ECGs are normal or the same as the pre-study ECG obtained. Special attention should be paid to the pr, qRS and qTc intervals. • Continuous monitoring of heart rhythm And any representative drawing of arrhythmia until 24 hours of heart rhythm abnormality is observed (so the minimum cardiac monitoring time should be 24 hours). • Hematology and blood chemistry tests and urinalysis are performed once a day and in the shortest 48 hours. Physicians who manage overdose may arrange for additional tests to be considered to be responsible for managing the safety of the subject. 8.2.10. Reporting safety information to the IRB The test host or responsible person meeting local requirements will comply with the human body. The Test Board (IRB) / Institutional Ethics Committee (Positive C) reports applicable local regulatory requirements for SAE. If a given SAE is attributable to both R&D products and accidents, the SAE may be eligible for full reporting. In this case, all trials participating in the study using this drug 'received a copy of the safety report. Receive an initial or trace safety report or other safety information from Targacept at a location (eg 'Revised Clinical Trial Host Manual / Trial Host Manual): 杳: The required person is promptly notified of the IRB. Putian 8^2.11·Proposal due to emergency or adverse events Poorly attending any of the subject matter of an emergency or adverse event requiring immediate medical attention and appropriate medical management of the medical staff at other indicated clinical locations. ^ Can report this to the medical monitor of the trial client quickly If the medical management is on the research plan, the medical monitor will be responsible for returning the compliance in time to the subject, authorizing the subject to continue the trial. If the subject fails to return to the research plan in time, the test will be interrupted. Research. Confidential -86 -

Targacept 公司 163062.doc 201244717Targacept Company 163062.doc 201244717

^ tmuACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22曰 8.3.不良事件之追縱 在初始AE/SAE報告後,要求試驗主持人主動追縱每一受試者並向試 驗委託者提供關於受試者狀況之進一步資訊。 在先前訪視/聯絡時記載且指定為進行中之所有AE&SAE皆將在後續 訪視/聯絡中加以審查。 將追蹤所有AE及SAE直至消退,直至病況穩定,直至以其他方式解 釋該事件’或直至受試者失去追蹤。—旦消退,將更新適#eCRp條目及 Medwatch表。試驗主持人將確保追蹤包括據指示可闡明八£或3^之性 質及/或因係之任何__査研究。此可包括其他實驗謂試或調 查研究、組織病理學檢查或咨詢其他健康照護專業人士 ^ 、試驗委託者可要求試驗主持人實施或配置進行輔助性量測及/或評估 以盡可能全面地闞明AE或SAE之性質及/或因果關係。試驗主持人有義 務提供幫助。若受試者在參與研究期間或在經認可追蹤階段死亡,則將 向試驗委託者提供任何死後發現(包括組織病理學)之複本。 將在最初完成之Medwatch表上記錄新資訊或經更新資訊,且所有改 變皆由试驗主持人簽名並注明日期。此資訊亦將輸入eCRF*。 試驗主持人沒有義務在先前研究參與者中主動尋求八£或§处。然 而’若試驗續人在受試者已自研究離開之後的任何時間得知任何 (包括死亡)’且其認為該事件與研發產品合理細,賴驗主持人將迅 速通知試驗委託者。 ,為與參與研^物,程序、侵人性職、财絲之變化)相關之 SAE即使係在祕前階段或練紐段發生,祕迅速向試驗委託者報 告。 〇 9.統計學 9.1.統計方法說明 9.1.1.定量參數 計述統計學(平均值、中值、平均值之標準 差異,;使用卡方測性能的治療 ANCOVA模型來分析所有連續量度。除非另外注明度否 之所有統計學測試皆係單側測試且將以㈣聰^性水^ tmuACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 8.3. Tracking of Adverse Events After the initial AE/SAE report, the trial host is required to actively follow each subject and The trial client provides further information about the condition of the subject. All AE&SAEs recorded during the previous visit/contact and designated as ongoing will be reviewed in subsequent visits/contacts. All AEs and SAEs will be tracked until they resolve until the condition is stable until the event is otherwise resolved' or until the subject loses track. Once it has faded, the #eCRp entry and the Medwatch table will be updated. The trial moderator will ensure that the tracking includes any __ investigation studies that may clarify the nature of the £8 or 3^ and/or the cause. This may include other experimental trials or investigations, histopathological examinations, or consultation with other health care professionals^, and the trial client may request the trial host to perform or configure for ancillary measurements and/or assessments to be as comprehensive as possible. The nature and/or causal relationship of AE or SAE. The trial host is obligated to help. If the subject dies during the study period or during the approved follow-up phase, the trial client will be provided with a copy of any post-mortem findings (including histopathology). New or updated information will be recorded on the originally completed Medwatch form, and all changes will be signed and dated by the trial host. This information will also be entered into eCRF*. The trial host is not obligated to actively seek for eight or § in the previous study participants. However, if the trial continuation is aware of any (including death) at any time after the subject has left the study and believes that the incident is reasonably detailed with the R&D product, the trial host will promptly notify the trial client. SAE, which is related to the participation in research, procedures, invasive duties, and changes in wealth, is reported to the trial client even if it occurs in the pre-secret stage or in the training section. 〇 9. Statistics 9.1. Statistical Methods Description 9.1.1. Quantitative parameters are calculated statistically (standard values of mean, median, and mean values; and the treatment ANCOVA model using the chi-square test performance is used to analyze all continuous measures. In addition, all statistical tests indicating the degree are unilateral and will be (4) Conghui water

Targacept公司 機密 163062.doc 〇. 201244717 (TARGACEPT PR〇-〇5619_CRD'002(0°) 生效日期:2009 年 12 月 22 日 9.1.2. 定性參數 疋性參數將根據類別之頻率及百分比來匯總,且使用卡方測試來檢查 治療與安慰劑之間之差異。 9.1.3. 基線數據分析 將使用敍述統計學列示並匯總筛選時之人口統計數據及受試者特性。 醫療史(按疾病類型分類)將按組別及受試者來製成表格。 將列示與納入/排除準則之任何偏差。 9.1.4. 主要效能终點分析 自基線(第1天)至第4週、第8週及第丨2週,在總分中之主 要終點將有所變化。此相對於基線之變化將使用ANCOVA技術以0.10之 α (單側)來分析,以檢查TC-5619與安慰劑治療組之間之差異》ANCOVA 模型將包括治療作為主要因子且基線值及位點作為共變量。可視情況使 用其他共變數,且該等共變數將闡述於統計分析計劃中。 由於有三次劑量比較(第4週[1 mg];第8週[5 mg];及第12週[25 mg]),此可能導致拒絕虛無假設,故將使用H〇chberg方法來控制多重比 較。為確保兩個獨立測試之顯著性水準為10%,若第一p值高於10。/。顯著 性水準’則將使用5%顯著性水準來評價第二p值。若第二p值高於5%顯 著性水準’則將使用3.33%顯著性水準來評價第三p值。 對於意圖治療(ITT)人群及依計劃書(pp)人群,將使用主要效能終點來 實施主要效能分析《為計及遺漏數據,將使用最後觀察值推估(L〇CF)方 法’即’將使用在受試者最後可獲得之治療中觀察值來估計後續遺漏數 據點。 若在意圖治療(ITT)群體中,在對安慰劑之3次劑量比較中之至少味 中之主要終點係統計學上顯著的,則主要效能終點將被視為陽性。 9·1·5藥物動力學分析 對於TC-5619,將按照訪視/劑量值列示血漿濃度可用之所有個別受試 者之血漿濃度數據》所有低於定量限值(L〇Q)之濃度或遺漏數據將如實 標s己於遭度數據清單中。在摘要統計學中及視情況對於藥物動力學參數 之計算,低於LOQ之濃度將作為零來處理。自該分析中排除之所有受試 者及樣品將清楚地記载於研究報告中。 機密 -88 -Targacept Confidential 163062.doc 〇. 201244717 (TARGACEPT PR〇-〇5619_CRD'002(0°) Effective Date: December 22, 2009 9.1.2. Qualitative parameters The 参数-parameter parameters will be aggregated according to the frequency and percentage of the category. The chi-square test was used to examine the difference between treatment and placebo. 9.1.3. Baseline data analysis will use narrative statistics to present and summarize demographic data and subject characteristics at screening. Medical history (by disease) Type classification) will be tabulated by group and subject. Any deviation from inclusion/exclusion criteria will be listed. 9.1.4. Primary efficacy endpoint analysis from baseline (Day 1) to Week 4, At 8 weeks and 2 weeks, the primary endpoint will vary in the total score. This change from baseline will be analyzed using ANCOVA technique at 0.10 alpha (unilateral) to examine TC-5619 versus placebo treatment. Differences between groups The ANCOVA model will include treatment as the primary factor with baseline values and loci as covariates. Other covariates may be used as appropriate, and these covariates will be presented in the statistical analysis plan. Week 4 [1 Mg]; Week 8 [5 mg]; and Week 12 [25 mg]), which may lead to rejection of the null hypothesis, so the H〇chberg method will be used to control multiple comparisons. To ensure the significance of the two independent tests 10%, if the first p value is higher than 10. /. Significance level ' will use the 5% significance level to evaluate the second p value. If the second p value is higher than 5% significance level 'will use The 3.3% significance level is used to evaluate the third p-value. For the intended treatment (ITT) population and the plan-based (pp) population, the primary efficacy endpoint will be used to perform the primary efficacy analysis. To account for the missing data, the final observation will be used. The estimated (L〇CF) method 'ie' will use the observations obtained in the last available treatment of the subject to estimate subsequent missing data points. If in the intended treatment (ITT) population, 3 doses to the placebo The primary endpoint of the comparison is statistically significant, then the primary efficacy endpoint will be considered positive. 9·1·5 Pharmacokinetic Analysis For TC-5619, plasma will be presented by visit/dose value Plasma concentration data for all individual subjects at which concentration is available" All below the limit of quantitation The concentration or missing data of (L〇Q) will be as the actual data in the list of data. In the summary statistics and the calculation of pharmacokinetic parameters as appropriate, concentrations below LOQ will be treated as zero. All subjects and samples excluded from this analysis will be clearly documented in the study. Confidential-88 -

Targacept 公司 I63062.doc 201①PR〇-05619-CRD-〇〇2(0〇)生效日期:2009 年 12 月 22 曰 對於每一劑量值,將針對每一取樣時間之丁心允^血漿濃度計 算敘述統計學(包括算術平均值、標準偏差、變異係數、中值、 最小值及最大值)。 ' 可在隨後日期對本研究中收集之藥物動力學數據實施跨研究群 體PK分析。彼等結果將呈現於單獨報告中。 9.2. 樣本大小 至少125名受試者將隨機分成2個隊列,以確保至少1〇〇名受試者完 . 成。此假定20%之中途退出率。 ° 此係基於以下樣本大小計算。此研究有能力顯示與安 慰劑之間自基線(第1天)至4週治療時期結束時對於每一劑量(1 m 天至第4週’ 5 mg.第1天至第8週;及25 mg :第!天至第12週)在 CAARS-INV總分中之變化的統計學上顯著之差異。每一隊列所需之 試者數量係50名’以使用單侧試以8G%檢定力及祕之總體顯 準(?<0.!0)來檢測4.0個點之差異,假定標準偏差(31))為75 , ^Khberg來調整多重性,假定僅—個劑量為陽性,且假定正態 差。 9.3. 顯著性水準 用於所有效錢#讀著性林將在單尾測財來定 對於主要效能終點’由於有三次劑量比較,此導 重比較。為確保兩個獨立測以ί著性 * ^^^3.330/0 9·4·計及遺漏、未使用及虛假數據之程序 ,於,值?採用L0CF設算方法。關於計及遺漏、未使 數據之程序之細節將詳述於研究特定數據管理 又 9.5. 對提前退出研究之患者之分析 " 價提機化气試者應在提前終止訪視中完成所有必需坪 • 導致之中斷之匿總。關於退出受試者之所有資訊將 9.6. 欲包括於分析中之患者之選擇 隨機化數據集將含有所有隨機化受試者。 進贼安鄭 機密 •89.Targacept Company I63062.doc 2011PR〇-05619-CRD-〇〇2(0〇) Effective Date: December 22, 2009 曰 For each dose value, the narrative statistics will be calculated for each sampling time. Includes arithmetic mean, standard deviation, coefficient of variation, median, minimum, and maximum). A cross-disciplinary PK analysis was performed on the pharmacokinetic data collected in this study on subsequent dates. Their results will be presented in a separate report. 9.2. Sample size At least 125 subjects will be randomized into 2 cohorts to ensure that at least 1 subject is completed. This assumes a 20% midway exit rate. ° This is based on the following sample size calculations. This study has the ability to show a placebo from placebo (Day 1) to 4 weeks at the end of the treatment period for each dose (1 m day to week 4 '5 mg. Day 1 to Week 8; and 25 Mg: Day! Day 12 to Week 12) Statistically significant difference in the change in the CAARS-INV total score. The number of testers required for each cohort is 50 'to use the unilateral test to detect the difference of 4.0 points with the 8G% test power and the overall score of the secret (?<0.!0), assuming standard deviation ( 31)) is 75, ^Khberg to adjust multiplicity, assuming only one dose is positive, and assuming a normal difference. 9.3. Significance level For the effective money #reading the sexual forest will be determined at the end of the test for the main efficacy end point because of the three dose comparisons, this weight comparison. To ensure that two independent tests are performed * ^^^3.330/0 9·4· to account for missing, unused, and false data, the value is calculated using the L0CF method. The details of the procedures for taking care of omissions and failures to make data will be detailed in the study of specific data management and 9.5. Analysis of patients who withdraw from the study early " price-tested gas testers should complete all necessary in early termination visits坪• The total interruption caused by the ping. All information about the withdrawal from the subject will be 9.6. Selection of the patient to be included in the analysis The randomized data set will contain all randomized subjects. Entering the thief An Zheng confidential • 89.

Targacept 公司 163062.doc 201244717 CT^RGACEPT PR〇-〇56I9-CRD-〇〇2(00)生效曰期:2009 年 12 月 22 日 依§十,書(PP)數據集將僅包括完全依照計劃書之所有態樣(包括8〇%依 照研九藥物投與)元成研究之隨機化受試者。將基於依計劃書數據集來實 施次要效能分析。 ' 意圖治療(ITT)數據集將包括接收至少一次劑量之研究藥劑且進行至 少一次投藥後效能評價之所有隨機化受試者。對於彼等提前中途退出研 究之受试者,將使用治療♦之最後值來進行所有後續(遺漏)訪視(即 LOCF設算)。將基於ITT數據集來實施主要效能分析。 10.直接檢視源數據/文件 10.1.監測 根據適用法規、ICH-GCP及試驗委託者程序,試驗委託者或CR〇監測 者將在受試者募集之前聯絡現場以與現場工作人員一起審査計劃書及數 據收集程序。另外,檢測者將定期聯絡現場,包括以適當頻率實施現場 訪視。 在該等聯絡期間,監測者將: 1· 檢査研究進展。 2. 審查所收集之研究數據。 3. 實施源文件驗證及eCRF數據輸入。 4. 識別出任何問題並記錄其解決方案。 將實施此以驗證: 1. 數據真實、準確且完整。 2. 受試者之安全及權利受到保護。 3. 研究係根據當前批准之計劃書(及任何變更)、ICH_Gcp及所有適 用法規要求來實施。 試驗主持人同意容許監測者直接檢視所有相關文件,且同意為監測者 分配其時間及其工作人員之時間以討論發現及任何相關問題。 在研究結束時,監測者亦將實施第13.3節中所述之所有活動。 10.2.原始受試者記錄之審査 在監測過程中將稽核或審査原始受試者記錄(源文件及受試者個案圮 錄薄)以驗證輸入eCRF中之數據之準確性。此稽核或審查將根據試驗^ 託者之標準操作程序及監測計劃來實施。 °Targacept Company 163062.doc 201244717 CT^RGACEPT PR〇-〇56I9-CRD-〇〇2(00) Effective Period: December 22, 2009 According to § 10, the book (PP) data set will only include the plan All the aspects (including 8〇% according to the research and development of the drug) Yuancheng study randomized subjects. A secondary performance analysis will be based on the data set according to the plan. The Intent Therapy (ITT) data set will include all randomized subjects who receive at least one dose of the study agent and perform at least one post-administration efficacy evaluation. For those subjects who withdraw from the study in advance, the final value of Treatment ♦ will be used for all subsequent (missing) visits (ie LOCF calculations). The primary performance analysis will be implemented based on the ITT data set. 10. Directly review source data/documents 10.1. Monitoring According to applicable regulations, ICH-GCP and trial client procedures, the trial client or CR〇 monitor will contact the site prior to the recruitment of the participants to review the proposal with the field staff. And data collection procedures. In addition, the tester will contact the site on a regular basis, including conducting on-site visits at the appropriate frequency. During these liaisons, the monitor will: 1. Check the progress of the study. 2. Review the research data collected. 3. Implement source file verification and eCRF data entry. 4. Identify any problems and document their solutions. This will be implemented to verify: 1. The data is true, accurate and complete. 2. The safety and rights of the subject are protected. 3. The research is carried out in accordance with the currently approved plan (and any changes), ICH_Gcp and all applicable regulatory requirements. The trial host agreed to allow the monitor to review all relevant documents directly and agreed to assign the monitors their time and their staff time to discuss the findings and any related issues. At the end of the study, the monitor will also implement all of the activities described in Section 13.3. 10.2. Review of original subject records During the monitoring process, the original subject records (source files and subject case records) will be audited or reviewed to verify the accuracy of the data entered into the eCRF. This audit or review will be carried out in accordance with the standard operating procedures and monitoring plans of the tester. °

163062.doc (TARGACEPT PRO_05619_CRD-002(00) 生效日期:2009 年 12 月 22 日 11.品質管制及品質保證 11.1. 管理機構批准 試驗委託者將在國家之一地點開始研究之前,根據該國家特有之所有 適用法規要求,自適當管理機構獲得實施研究之批准。 為確保依照ICH-GCP及所有適用法規要求,Targacept可實施品質保證 稽核》管理機構亦可對此研究實施法規查核。該等稽核/查核可在研究期 間或在研究完成後之任何時間進行。若進行稽核或查核,則試驗主持人 及機構同意容許稽核員/查核員直接檢視所有相關文件,且同意為稽核員/ 查核員分配其時間及其工作人員之時間以討論發現及任何相關問題。 11·2·計劃書修改 在執行變更之前,所有計劃書變更必須由試驗主持人簽名並注明日期 且由IRB批准》總試驗主持人必須向IRB或適用當地管理機構提交所有計 劃書修改。試驗委託者或被指派者將向FDA及其他國家管理機構提交計 劃書修改。 僅在緊急事件中’达背計劃書將在個案基礎(case-by-case basis)上確定 為可容許的。試驗主持人或其他當班醫師必須盡可能快地聯絡醫療監測 者(試驗委託者或CRO)以討論緊急情況。醫療監測者將與試驗主持人同 ,決定患者是否應繼續參與研究。所有計劃書偏差及該等偏差之原因必 須在源文件上及eCRF中注明,且視情況向irb/iec報告。 12·儉理 12.1. 倫理原則 此研究將根據國際協調會議、優良臨床試驗規範及所有適用法規要求 (若適合’包括赫爾辛基宣言2〇〇8版)來實施。 、試驗主持人(若適合,或試驗委託者)負貴確保適當IRB/IEC審查並批 准此计劃書、現場之知情同意書及將向潛在受試者呈現之任何其他資訊 (例如,支持或補充知情同意之廣告或資訊)。試驗主持人同意容許 IR^/IEC直接檢視所有相關文件。IRB/IEC必須根據所有適用法規要求來 制疋"式驗委託者或CRO將向試驗主持人提供審查及批准研究 =需之相關文件/數據。在可將研發產品及其他研究材料運送至現場之 前,試驗委託者或CRO必須收到IRB/IEC批准、經批准知情同意書及 IRB/IEC已批准用於向潛在受試者呈現之任何其他資訊之複本。 機密 -91 -163062.doc (TARGACEPT PRO_05619_CRD-002(00) Effective Date: December 22, 2009 11. Quality Control and Quality Assurance 11.1. Regulatory Approvals The trial client will be unique to the country before starting the study at one of the countries. All applicable regulatory requirements are approved by the appropriate regulatory agency for implementation studies. To ensure that Targacept can implement quality assurance audits in accordance with ICH-GCP and all applicable regulatory requirements, the regulatory body may also conduct regulatory review of this study. Such audits/checks It may be conducted during the study or at any time after the completion of the study. If an audit or check is conducted, the test host and the agency agree to allow the auditor/auditor to directly review all relevant documents and agree to assign the time to the auditor/auditor The time of the staff member and the staff to discuss the findings and any related issues. 11·2·Modification of the plan Before the change is implemented, all plan changes must be signed and dated by the test host and approved by the IRB. Submit all plan modifications to the IRB or applicable local authority. Test consignor or The designee will submit a proposal revision to the FDA and other national regulatory agencies. In the event of an emergency, the 'Da's plan will be determined to be tolerable on a case-by-case basis. The trial host or other on-duty Physicians must contact the medical monitor (test client or CRO) as soon as possible to discuss the emergency. The medical monitor will work with the trial host to determine if the patient should continue to participate in the study. All program deviations and the reasons for such deviations Must be noted on the source document and in eCRF and reported to irb/iec as appropriate. 12. 俭12.1. Ethical Principles This study will be based on the International Coordination Meeting, Good Clinical Practices and all applicable regulatory requirements (if applicable) The Helsinki Declaration 2〇〇8) is implemented. The trial host (if appropriate, or the trial client) is responsible for ensuring that the appropriate IRB/IEC review and approval of the proposal, the informed consent of the site, and the potential test will be conducted. Any other information presented (eg, advertising or information that supports or supplements informed consent). The trial host agrees to allow IR^/IEC to directly view all relevant documents. The IRB/IEC must be prepared in accordance with all applicable regulatory requirements. The test entruster or CRO will provide the test host with a review and approval study = relevant documents/data required. The R&D products and other research materials can be shipped to the site. Previously, the trial client or CRO must receive a copy of the IRB/IEC approval, the approved informed consent, and any other information that the IRB/IEC has approved for presentation to potential subjects. Confidential-91 -

Targacept 公司 163062.doc 201244717 (T^tRGACEPT PR〇-〇5619-CRD-〇02(〇°)生效日期:2009 年 12 月 22 日 若计劃書、知情同意書或IRB/IEC已批准用於向潛在受試者呈現之任 何其他資訊在研究期間變更,則試驗主持人負責確保IRB/IEC審查並批 准(若適合)該特更文件4較試者_制此版本之同意^與研 究之前,試驗主持人必須遵侧於使賴更知情㈣書之所有適用法規 要求,包括獲得IRB/IEC對變更同意書之批准。必須將變更知情同意書/ 其他資訊之IRB/IEC批准及經批准變更知情同意書/其他資訊之 發送至試驗委託者》 12.2.知情同意 將在受試者可參與研究之前獲得知情同意。同意及麟知情同奇之過 程將符合所有適用法規要求β " 此研究將完全舰21 CFR5〇巾之知制意法規來實施。 同意書必須在向IRB/IEC提交之前由試驗委託者審查並批准。同意書 ^須^開始研究之前由刪IEC批准,意書必須含有根據聯邦條例法 ,、之第21篇對可能的優點、風險、替代性治療選擇及在損害情形下之治 ,可用性之全面解釋。該同意亦應指*,由患者或(若適當)歧監 簽名以准許試驗委託者及FDA之代表檢視相關醫療記錄。 主持人負責在實施計_所要求之任何試驗職或評價 °已簽名同意文件之複本將料患者且原件與 現場之個案報告表複本一起由試驗主持人保留。 ,非試驗讀人已麟钱者或钱者之歧代权 驗主持人不能讓此人作為受試者參與研究。試^== ,及使強迫或不適當影響之可能性降至最低。給予ϊίί JJ ^資訊必須麵钱者或代表可轉之語言。知制意(轉的 ^書面的)不能包括任何免責性語句,經由該語句會 ^ ί或=放棄受試者之任何法律權利,或會免除或似乎 人 '機構、試託者或其倾人⑽失責任。 綠姐主持 表冗=每-預期受試者之法定代 出研究而不會影響進-步治療之者=何時間退 同意之要求之豁免。 21CRF 50.23列不在美國對知情Targacept Company 163062.doc 201244717 (T^tRGACEPT PR〇-〇5619-CRD-〇02(〇°) Effective Date: December 22, 2009 If the proposal, informed consent or IRB/IEC has been approved for use If any other information presented by the potential subject changes during the study period, the trial moderator is responsible for ensuring that the IRB/IEC reviews and approves (if appropriate) the special document 4 the tester _ the consent of this version ^ and the study before the test The moderator must comply with all applicable regulatory requirements of the book (4), including obtaining IRB/IEC approval for change consent. IRB/IEC approval and change of informed consent for change of informed consent/other information must be obtained. The publication of the book/other information to the trial client 12.2. Informed consent will be obtained before the subject can participate in the study. The process of consent and understanding will meet all applicable regulatory requirements. β " This study will be complete 21 CFR5 wipes are implemented by the rules of knowledge. The consent form must be reviewed and approved by the trial client before being submitted to the IRB/IEC. The consent form must be approved by the IEC before starting the study. There is a comprehensive interpretation of the possible advantages, risks, alternative treatment options, and treatment in the event of damage under Section 21 of the Federal Regulations. The consent should also refer to *, by the patient or (if appropriate) The signature of the supervisor is to permit the trial client and the representative of the FDA to review the relevant medical records. The moderator is responsible for the implementation of any test positions or evaluations required by the implementation of the test. A copy of the signed consent document will be returned to the patient and the original and the case report form on site. The trial host will keep it together. The non-experimental reader has already had the dissatisfaction of the person or the money. The moderator cannot allow the person to participate in the study as a subject. Test ^==, and make forced or inappropriate influence The possibility is minimized. Giving ϊίί JJ ^ information must be paid by the person or representative of the language that can be transferred. Knowing the system (transfer of ^ written) can not include any exemption statement, through which the statement will ^ ί or = give up the test Any legal rights of the person may be exempted or appear to be the 'institution, the tester or the person who is degrading (10). The green sister is responsible for the table redundancy = the legal study of each prospective subject does not affect the progress Treatment = Exemption He agreed to withdraw the requirement of the time. 21CRF 50.23 column is not in the United States informed

Targacept 公司 I63062.doc •92· 201244717Targacept Company I63062.doc •92· 201244717

Um^ACEPT PR〇-〇5619-CRD-〇〇2(〇〇)生效日期:2009 年 12 月 22 日 在開始特定針對此研究之任何篩選評價之前 情同意書。容許不能書寫之受試者使用受試者姆 射且嫩嶋試驗麵之代表= 完^照21 cfr 56中之人體試驗委員會(mB)法規及適用當 地法規扣導、根據赫爾辛基宣言(2008)來實施。 除非此計劃書已經由刪IEC審查符合21CFR 56之要求並批准 =2?二脏持續審查,否則將不開始此計劃書。丽ec應審查 刚彳書、要求修改計_以保證批准)或不批准計 if面通知試驗主持人及機構其決定。1醒冗應要求作 CFR 50·25 ° irb/ie«^^ 險程度適且但不少於每年一次之間隔對計劃書實施持續審查。必須 者ΪΓ所有針試驗主持人之報告及試驗主持人與贿1ECi間 之通k之複本。此外,在試驗完成或提前終止時 内向IRB/IECit行最純告。 狀鮮W天 冲劃書中任何顯著影響患者安全、研發範圍或試驗之科學品質化 必須在執行前由試驗委託者及刪騎比准。然而’若試驗委託者隨後 將變更通知FDA或當地管理機構且試驗主持人告知刪脱,則意= 除對受試者之明顯直接危害之任何計劃書變化皆可立即執行。^ 試驗主持人有義務轉麵IEC通信讀,錢此文射祕試 託者之代表審查(作為試驗監測過程之一部分)。 、 12.4.試驗主持人報告要求 如第8.2節中所*,試驗主持人(若適合,或試驗委託者或c 據所有適用法規向IRB/IEC報gSAEe此外,可要求 於其地點之研究實施之;^期安全性更新及給予贿 知。該等定期安全性更新及通知係試驗主持人之責任而非試驗委託者之 責任。 在研究實施發生任何變化(包括納入/排除準則許可之例外,研究工 人員、實驗室或設施之變化)時,試驗主持人亦負責通知IRB/IEc ,且 責在其地點之研究完成時通MRMEC。亦必須向試驗 驗 主持人對其IRB/IEC之最終報告。 考提供式驗 機密 -93-Um^ACEPT PR〇-〇5619-CRD-〇〇2(〇〇) Effective Date: December 22, 2009 Before the start of any screening evaluation for this study, the consent form. Subjects who are unable to write are allowed to use the subject's m-shot and the representative of the tender test surface = the photo of the Human Test Committee (mB) regulations and applicable local regulations in 21 cfr 56, according to the Helsinki Declaration (2008) Implementation. This plan will not be started unless the plan has been reviewed by the IEC to comply with the requirements of 21 CFR 56 and approved for the second level.丽ec should review the stipulations, request a modification _ to ensure approval) or not approve the plan to inform the trial host and the agency of its decision. 1 wake up should be required for CFR 50·25 ° irb/ie«^^ The degree of risk is appropriate but not less than once a year to continuously review the plan. It is necessary to have a copy of all the needle test host's report and the test host and bribe 1ECi. In addition, the IRB/IECit line is the purest at the completion of the test or early termination. Any significant scientific impact on patient safety, R&D scope, or trial quality in the plan must be determined by the trial client and the decapital prior to implementation. However, if the trial client subsequently informs the FDA or the local regulatory agency of the change and the trial host informs the deletion, then the intention = any change to the plan that is directly harmful to the subject can be immediately implemented. ^ The test host is obliged to transfer the IEC communication reading, and the money is tested by the representative of the trustee (as part of the test monitoring process). 12.4. The test moderator's report requires that the test moderator (if appropriate, or the test client or c) report to the IRB/IEC gSAEe in accordance with all applicable regulations, as required by Section 8.2, may request a study at its location. • Safety updates and bribes. These periodic safety updates and notices are the responsibility of the test moderator and not the responsibility of the test client. Any changes in the study implementation (including exceptions to the inclusion/exclusion criteria, research) The test host is also responsible for notifying the IRB/IEc and accepting the MRMEC at the completion of the study at its location. The final report of the IRB/IEC must also be submitted to the test host. Test provided confidentiality-93-

Targacept 公司 163062.doc 201244717 (J^RGACEPT pr〇-〇5619-crd-°〇2(〇〇)生效日期:2009 年 12 月 22 曰 13.數據處理及記錄保存 13.1. 文件記載之提交 在研究開始前必須向試驗委託者提供之文件如下: •總試驗主持人簽名並注明日期之表FDA 1572及最新履歷書; • 簽名並注明日期之試驗主持人合約; • IRB/IEC已依照聯邦條例法典中所述要求,審查並批准計劃書之 保證。所需文件記載將由IRB/IEC之名稱及地址以及111]8/1£(;:成 員之當前清單組成;在美國地點,可用來自衛生與公眾服務 之保證號代替此清單; ^ •給予試驗主持人之關於IRB/IEC批准計劃書及知情同意書之正式 書面通知之複本·»書面通知要由主席或特許被指派者簽名且必 須確定具體計劃書。倘若IRB/IEC成員具有已知利益衝突,則應 記錄該個體未參與表決之情況;試驗主持人(或協同試驗主持人) 可係IRB/IEC之成員’但不能對其參與之任何研究進行表決; •〖RB/IEC批准之知情同意書及欲在研究中使用之其他輔助資料 (例如,廣告)之複本,包括該等項目之IRB/IEC批准之書面文件 記載。 除了研究之前所需之文件外,在研究過程中可能需要其他文件記載。 試驗主持人將迅速向IRB/IEC報告研究活動之所有變化及涉及風險之 所有意外問題,且除非有需要以消除對人類受試者之直接危害,否則不 經IRB/IEC批准不能在研究中作出任何變化。彼等僅涉及極小風險或先 前批准之研究中之較小變化之變更僅需要向111]8/正(::提交。重要變更需 ,全部IRB委員會之批准,且除在緊急情境中以外,必須在執行之前由 試驗委託者提交至FDA。所有研究變更活動之文件記載皆應轉送至試驗 委託者。試驗主持人亦必須至少每年一次向Ι^β/IEc報告研究進展。 持續IRB審查應由來自IRB/IEC之信函記載,且將該信函轉送至試驗 委託者。必須記載試驗主持人在特定研究中心之研究完成、終止或尹斷 後3個月内給予irb/iec之通知。 、 13.2. 個案報告表及源文件記載 已經筛選但選擇不繼續研究或彼等發現對於研究不合格之受試者將被 視為「篩選失敗」。失敗之原因將記錄在源文件上及eCRp中。 機密 •94-Targacept Company 163062.doc 201244717 (J^RGACEPT pr〇-〇5619-crd-°〇2(〇〇) Effective Date: December 22, 2009 曰13. Data Processing and Recordkeeping 13.1. Documented submission at the beginning of the study The documents that must be provided to the trial client before are as follows: • The FDA 1572 and the latest curriculum vitae signed and dated by the chief test host; • The signed and dated trial host contract; • The IRB/IEC has been in accordance with federal regulations The requirements stated in the Code review and approve the plan's warranty. The required documentation will be made up of the name and address of the IRB/IEC and the current list of members of the 111]8/1 £;;: in the United States, available from Health and The public service guarantee number replaces this list; ^ • A copy of the official written notice of the IRB/IEC approval plan and informed consent given to the test moderator. »Written notice must be signed by the chairman or charteree and must be specified Proposal. If the IRB/IEC member has a known conflict of interest, the individual should not be recorded for voting; the trial host (or co-sponsored pilot) may be an IRB/IEC Members' may not vote on any of the studies they participate in; • A copy of the RB/IEC approved informed consent and other supporting materials (eg, advertisements) to be used in the study, including IRB/IEC approval for such items Documented in writing. In addition to the documents required prior to the study, other documentation may be required during the course of the study. The trial host will promptly report to the IRB/IEC all changes in the research activities and all incidents involving risks, and unless Need to eliminate direct hazards to human subjects, otherwise no changes can be made in the study without IRB/IEC approval. They only involve minor risks or minor changes in previously approved studies need only be changed to 111] 8/正(::Submit. Important changes are required, approved by all IRB committees, and must be submitted to the FDA by the trial client prior to execution in addition to the emergency situation. All documentation of research change activities should be forwarded to the trial. The commissioner must also report the progress of the study to Ι^β/IEc at least once a year. The continuous IRB review should be from IRB/IEC. The letter is recorded and the letter is forwarded to the trial client. The test host must be notified of the irb/iec within 3 months after the completion of the study at the specific research center, termination or Yin. 13.2. Case report form and source documents Subjects who have screened but have chosen not to continue the study or who have found that they are unqualified for the study will be considered “screening failure.” The reason for the failure will be recorded on the source file and in eCRp. Confidential • 94-

Targacept 公司 163062.doc 2〇 12tSJ/\C£/T PR〇_〇5619-CRD-〇〇2(〇〇)生效日期:獅年 n 月 22 日 臨床研究專員(CRA)將依照研究中心之源文件驗證每一患者之 件記載。遺漏或無法闡釋之數據之情況將報告試驗委託者^解決問 源文件及eCRF之複本(即’含有eCRF之.pdf文檔之dvd-ROM)^置於隸 驗主持人之研究文棺中’且原始eCRF將由試驗委託者保存。 eCRF將係試驗委託者之獨有財產。 η 13·3·研究地點收尾 在研究完成時’監測者將與試驗主持人或現場工作人員一起視情況 施以下活動: ’見 • 1.將所有研究數據歸還試驗委託者。 2 3 4 5 6 7 數據查詢之解析。 對未使用研發產品之課貴、調解及配置。 審查現場研究記錄之完整性。 將治療編碼歸還試驗委託者。 將ΡΚ樣品運送至中心實驗室。 ··將所有研究專用設備歸還試驗委託者。 及从試驗委託者之間確立之合約來給予試驗主持人 13·4.研究文件之保留Targacept Company 163062.doc 2〇12tSJ/\C£/T PR〇_〇5619-CRD-〇〇2(〇〇) Effective Date: Lions Year 22nd Clinical Research Specialist (CRA) will follow the source of the research center The document verifies the documentation of each patient. The omission or unexplained data will be reported to the trial client's solution to the source document and a copy of the eCRF (ie dvd-ROM containing the .pdf document of eCRF)^ placed in the research paper of the moderator's The original eCRF will be saved by the trial commissioner. eCRF will be the exclusive property of the trial client. η 13·3 · Study site closing At the completion of the study, the monitor will work with the trial host or field staff to perform the following activities as appropriate: ‘See • 1. Return all research data to the trial client. 2 3 4 5 6 7 Analysis of data query. Class, mediation and configuration of unused R&D products. Review the completeness of the field study record. The treatment code is returned to the trial client. Transport the sputum sample to the central laboratory. · Return all research-specific equipment to the trial client. And the trial host established between the trial client to give the trial host 13·4. Research document retention

f研究結束後’試齡持人必須騎魏場研究記錄維持 之地=。必須維持記錄,以使得在需要時(例如,稽核或查核 J 且及時地檢索,且每當可行時使得可結合對設施、支持系 =評,數據進行任何後續審查。倘若當地法律/法規策=員 如:微縮膠片’掃描型,電子型)以外之格式來i持 ϊ將中之μ或全部;然而’在採取該行動之前需要小心謹 =及檢索標準,若需要,包括重新產生硬複本。此外复i驗 ίϊίίίϊίίί^品村錢之備份且存在可錢之品質管制方 委^者將告知試驗主肖人保留該等記錄之時段以順從所有 定,二機構要求或當顧"律*法規或試祕託者鮮/程序所規 於)主須通知纽者職編排之任何變化,包括(但不限 錄U有權备案於現場以外之設施中,在試驗主持人離開現場時轉移記 機密 -95·f After the study is over, the test-age holder must ride the Wei field study record to maintain the place =. Records must be maintained so that when needed (for example, auditing or checking J and promptly retrieving, and whenever feasible, any subsequent review of the facility, support, and data can be combined. If local laws/regulations = For example, the format of the microfilm 'scan type, electronic type' will be used to hold the μ or all; however, 'Before taking this action, you need to be careful = and search criteria, if necessary, including regenerating the hard copy. In addition, the verification of ίϊίί^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ Or the stipulations of the stipulations of the stipulations of the stipulations of the stipulations of the stipulations of the stipulations of the new syllabus, including (but not limited to the right to record in the facilities outside the site, transfer the confidentiality when the trial host leaves the site -95·

Targacept 公司 163062.doc 201244717 (WRGACEPT pr〇-〇5619-crd-o〇2(〇〇)生效日期 _· 2009 年 12 月 22 日 13.5. 向試驗主持人提供研究結果及資訊 發現。另7 主持;^提供研究之主要 査數據來確定其受試者之療刀配之細郎,以使得其可審 13.6. 資訊揭露及發明 13·6·1·所有權 ίί驗ίίί _佩驗委託者之财舰,且因此分配 ίίΐϊΐ託者與研究地點之間執行之實施研究之書面合約包 致之所㈣紐,舰㈣合狀所有權條款 13.6*2.保密 分由試驗委託者提供之财該及由現場生成 保密。試驗主持人或其他現場人㈣不使用 η於除實施研究以外之任何目的。該等限制不適 ^夕2非因試驗主持人或現場卫作人員之失誤而變為公開 夕資ί、,(2)僅為了研究評估而需要以機密方式向1RB揭露 ^貢^ (3)需要揭露以向研究受試者提供適當醫療照護之資 3二如下文段落所述可公開之研究結果。若所執行實施研 約S括與此陳述不一致之保密條款,則應以該合約 之保密條政而非此陳述為准。 13.6.3.公開 究而言,研究結果之第一次公開或揭露應係由試 者協調之完整、多中心聯合之公開或揭露。因此,任何 一=公開皆將參照原始公開。 供公開、呈現、用於指令性目的或以其他方式揭露現 研究結果(統稱為「公開」〗之前,試驗主持人應向試驗 委^者提供打算公開之内容的複本,並容許試驗委者有一合 審查打算公開之内容。打算公開之内容除^究結果以 包括試驗委託者機密資訊或關於任何受試者之個人數據 (例如姓名或姓名首字母)。 u^j/\OEFT PR〇-〇5619-CRD.(00)生效日期:2009 年 12 月 22 曰 應試驗委託者之要求,提交或其他揭露打算公開之内容將延遲足夠長 時間,以使得試驗委託者可尋求對打算公開之内容中揭露之任何發明、 技術诀鼓或其他智慧或工業財產權的專利或類似保護。 13.6.4.數據管理 由試驗主持人或被指派者使用輸入eCRF中之源文件來收集由試驗委 託者界定之受試者數據。分析及報告所需之受試者數據將輸入源文件上 且隨後輸入經驗證eCRF系統中。將根據適用試驗委託者標準及數據清理 程序來實施臨床數據管理。 在數據管理品質管制程序完成時,將鎖定數據庫。所有eCRF數據皆 將由試驗委託者保留。試驗主持人將在現場保留所有源文件及eCRF數據 之精確複本(即含有eCRF之.pdf版本文標之dvd_r〇m)。 機密 -97-Targacept Company 163062.doc 201244717 (WRGACEPT pr〇-〇5619-crd-o〇2 (〇〇) Effective Date _· December 22, 2009 13.5. Provide research findings and information findings to the trial host. 7 host; ^ Provide the main data of the study to determine the treatment of the subject's scalpel, so that it can be judged 13.6. Information disclosure and invention 13·6·1· Ownership ί 验 验 委托 委托 委托 委托 委托 委托 委托And therefore assign a written contract between the ίί ΐϊΐ 与 与 与 与 与 与 ( ( 四 四 四 四 舰 舰 舰 舰 舰 舰 舰 舰 舰 舰 舰 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四 四Confidentiality. The test moderator or other on-site person (4) does not use η for any purpose other than the implementation of the study. These restrictions are not applicable to the evening due to mistakes made by the test host or the on-site guardian. (2) It is necessary to disclose to the 1RB in a confidential manner for research evaluation only. (3) The need to disclose the appropriate medical care for the study subjects. The results of the public research described in the following paragraphs. Executive research The confidentiality clause that is inconsistent with this statement shall be subject to the confidentiality of the contract and not the statement. 13.6.3. In the case of public opinion, the first disclosure or disclosure of the research results shall be conducted by the examinee. Coordination of complete, multi-center joint disclosure or disclosure. Therefore, any one = disclosure will refer to the original disclosure. For disclosure, presentation, for instructional purposes or otherwise revealing the results of the research (collectively referred to as "public") The trial moderator shall provide the trial committee with a copy of the content intended to be disclosed, and allow the trial committee to review the content of the intention to disclose it. The content intended to be disclosed shall include the test client's confidential information or any subject matter. Personal data of the tester (eg name or initials) u^j/\OEFT PR〇-〇5619-CRD.(00) Effective date: December 22, 2009 提交 Should be requested by the trial client, submitted or otherwise The disclosure of the content intended to be disclosed will be delayed for a sufficient period of time to enable the trial client to seek any invention, technical drum or other intellectual or industrial property rights disclosed in the content intended to be disclosed. 13.6.4. Data Management The test host or designee uses the source files in the input eCRF to collect the subject data defined by the trial client. The subject data required for analysis and reporting will be Enter the source file and then enter the validated eCRF system. Clinical data management will be performed according to the applicable trial client criteria and data cleansing procedures. When the data management quality control program is completed, the database will be locked. All eCRF data will be commissioned by the trial. The test host will keep an accurate copy of all source files and eCRF data (ie dvd_r〇m containing the .pdf version of the eCRF) on site. Confidential -97-

Targacept 公司 163062.docTargacept Company 163062.doc

201244717 CWRGACEPT PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 14.參考文獻201244717 CWRGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 14. References

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Aron, AR & Poldrac, RA (2005): The cognitive neuroscience of response inhibition: relevance for genetic research ia atteatioa-deficit/hyperactivity disorder. Biol Psychiatry 57:1285-1292.Aron, AR & Poldrac, RA (2005): The cognitive neuroscience of response inhibition: relevance for genetic research ia atteatioa-deficit/hyperactivity disorder. Biol Psychiatry 57:1285-1292.

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Bain EE^ Apostd G, Sangal Rfi 等人(2009) Safety and efficacy of ΑΒΤ·089, a novel α4β2 neuronal nicotinic receptor partial agonist^ in the treatment of adults attentioji- deficit/hyperactivity disorder. Am Acad 0hild Addesc Psydiiatiy,第 56 屆年會Bain EE^ Apostd G, Sangal Rfi et al. (2009) Safety and efficacy of ΑΒΤ·089, a novel α4β2 neuronal nicotinic receptor partial agonist^ in the treatment of adults attentioji- deficit/hyperactivity disorder. Am Acad 0hild Addesc Psydiiatiy, 56 Annual meeting

Baddey RA (1997a) Atteotion-didScil/hypaactivity disorder, self-reguladon, and time: toward a more comprebensive dieoiy. J Dev Bebav Pediatr 18:271*9.Baddey RA (1997a) Atteotion-didScil/hypaactivity disorder, self-reguladon, and time: toward a more comprebensive dieoiy. J Dev Bebav Pediatr 18:271*9.

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Baildey RA, Anastopoulos AD, Guevremont DC, Fletdier K£ (1991) Adolescents Avith ADHD: patterns of behavioral adjustment, academic functioning» and treatment utilization. J Am Acad Child Adolesc Psycbiatiy 30; 7S2<61.Baildey RA, Anastopoulos AD, Guevremont DC, Fletdier K £ (1991) Adolescents Avith ADHD: patterns of behavioral adjustment, academic functioning» and treatment utilization. J Am Acad Child Adolesc Psycbiatiy 30; 7S2<61.

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Structured Cfinical Interview for DSM-IV-TR Axis 1 Disorders, Researdi Vosion, Patient Edition. (SCID-l/P) New York: Biometrics Research, New York State Psychiatric Institute.Structured Cfinical Interview for DSM-IV-TR Axis 1 Disorders, Researdi Vosion, Patient Edition. (SCID-l/P) New York: Biometrics Research, New York State Psychiatric Institute.

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Psych〇|duttmacol<^y 123: SS^3.Psych〇|duttmacol<^y 123: SS^3.

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Levin, ED, McOutk, SR, Rose» Butdia, LL (1990): Cholineigic-dopaiiiiiiergic mtnactions in cognitive perfonnance. Bchav N«val Biol 54:271-299.Levin, ED, McOutk, SR, Rose» Butdia, LL (1990): Cholineigic-dopaiiiiiiergic mtnactions in cognitive perfonnance. Bchav N«val Biol 54:271-299.

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Moore, L (May, 2006b) Lack of functional activation of peripheral oicotinic ac^yldioliiie receptors by TC-05619. Tar^cept btemal ReportMoore, L (May, 2006b) Lack of functional activation of peripheral oicotinic ac^yldioliiie receptors by TC-05619. Tar^cept btemal Report

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Targacept Study TC-5619r238-CLP-001 (2009). Complete Study RqMrLTargacept Study TC-5619r238-CLP-001 (2009). Complete Study RqMrL

Tai*g8cept Study TC-5619-238-01^-002 (2009). Coi^lete Study ReportTai*g8cept Study TC-5619-238-01^-002 (2009). Coi^lete Study Report

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Targacept 公司 163062.doc 2〇12SgLpt ——Targacept Company 163062.doc 2〇12SgLpt ——

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Wonnacott S, Irons 3t Rapier Ct Thome B, Limt GO (1989) Presynaptic modulatioa of transmitter release by nicotinic receptors Prog Brain Res 79:】57-63,Wonnacott S, Irons 3t Rapier Ct Thome B, Limt GO (1989) Presynaptic modulatioa of transmitter release by nicotinic receptors Prog Brain Res 79:] 57-63,

Targacept公司 機密 163062.doc -102· 201244717 (TMGACEPT PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 15.附錄Targacept Confidential 163062.doc -102· 201244717 (TMGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 15. Appendix

Targacept 公司 機密 163062.doc -103- 201244717 (f^tRGACEPT PR〇-〇5619-CRD-〇02(〇°)生效日期:2009 年 12 月 22 曰 附錄1.藥物動力學樣品收集、處理及運送 材料及標籤: 血液必2員收集在含有KEDTA之玻璃或塑膠血液收集管(例如, )所得血衆樣品必漏存在聚丙烯儲存管中。不應使用具 =有將用預印標藏來標記。若適合,預印資訊將包括研究 者識別編號(ecRF LD.號)、治療或治療階段、如計劃書中所 當議冰纖委託者批 血漿藥物動力學樣品之製備: ㈣至含_dta之適當收集管 •在實驗室申請表上記錄取樣之確切日期及時間。 •在處理前將管輕柔地翻轉8至10次以進行混人。 咖椒下在臨絲 • 在離心後)平均分至兩個儲存管中,每個管含有約 • 位儲5於無霜;東冷來器(跡驗-free 藥物設· 中委ίίίΐί,所有藥物動力學樣品皆將以多次運送寄送至 试驗主持人必須遵循以下指令·· •收集日指令來運送試樣,按受試者、按樣品 K戶it國⑤用=世界速遞( Courier)。對於美國 Express)。對自用國内速遞’例如聯邦快遞(Federal 遞。 、原自美國國外之國内運送,將使用可靠的國内速 知巾心_,哪㈣送。此通 機密Targacept Company Confidential 163062.doc -103- 201244717 (f^tRGACEPT PR〇-〇5619-CRD-〇02(〇°) Effective Date: December 22, 2009 曰Appendix 1. Pharmacokinetic Sample Collection, Handling and Transportation Materials And label: Blood must be collected in a glass or plastic blood collection tube containing KEDTA (for example, ). The blood sample must be leaked into the polypropylene storage tube. It should not be used with the mark = will be marked with a pre-printed label. If appropriate, the pre-printed information will include the investigator identification number (ecRF LD.), the treatment or treatment phase, and the preparation of the plasma pharmacokinetic sample for the ice fiber contributor as specified in the plan: (iv) to _dta Appropriate collection of tubes • Record the exact date and time of sampling on the laboratory application form • Gently flip the tube 8 to 10 times before mixing for mixing. The pepper is placed in the Linsi • After centrifugation) In each of the two storage tubes, each tube contains about 5 points of no frost; the east cold unit (track test - free drug set · 委 ί ίίίί, all pharmacokinetic samples will be sent to the test by multiple shipments The moderator must follow the following instructions·· Instructions to transport the sample collection date, by subject, by K sample households it with the country ⑤ = World Courier (Courier). For the American Express). For domestic use of domestic courier, such as FedEx (Federal), domestic shipments from the United States, will use a reliable domestic speed towel _, which (four) to send. This confidential

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201244717 D (TARCACEPT PR〇-°561 9-crd-o〇2(〇〇) 生效曰期:2009 年 12 月 22 曰 •在計劃之運送之前至少24小時通知中心實驗室及速遞。若適 合’向速遞提供欲使用之適當賬號。 •除非與試驗委託者達成一致,否則將僅在週一至週三(假期除外) 經由隔夜送達運送樣品。 •將每一受試者之冷凍樣品雙重包裝於可耐受乾冰條件之袋(例如 低溫袋)令,並標籤eCRF i.d.號。將冷凍樣品填塞於存在足量乾 冰之適當容器令,以維持冷凍狀態達至少3天。 •藉由用耐乾冰材料(例如,報紙)隔開樣品袋與乾冰以避免二者直 接接觸。 .對於所有生物樣品,遵循國際航空運輸協會(Intemati〇nai Air Transport Association,IATA)之運送法規。遵守運送生物試樣(包 括所有文書工作)之所有速遞法規。 •確保總包裝重量不超過27,2 kg (6〇碎)。用試驗委託者姓名及研 究編號標記包裝。 •在每-運送容器外側包括返回地址(其包括試驗主持人之姓名)。 •在研究文槽中保留所有指示實施運送之日期 者之答幺之立株。 ,付運送日期及航空運單破,現場將立即向中心實驗室打電話、 發傳真或電子郵件。電話、傳真或電子郵件 物動力學樣品之數量及運送收件時間。 4月研九編说樂 惠=處ί藥樣之問題應致函試驗委託者之聯絡人。若試驗 委託者批准,替代性程序將不引起計劃書變更。 機密 -10S- T Targacept 公司 163062.doc 201244717 CWtRGACEPT PRO_05619_CRD_002(00) 生效曰期:2009 年 12 月 22 a 附錄2. CogState ADHD成套測試 CogState ADHD成套測試 1. 一般說明201244717 D (TARCACEPT PR〇-°561 9-crd-o〇2(〇〇) Effective period: December 22, 2009 曰 • Notify the central laboratory and courier at least 24 hours prior to the planned shipment. Courier provides the appropriate account number to use. • Unless otherwise agreed with the trial client, samples will be delivered overnight via Monday to Wednesday (except holidays). • Double-package frozen samples from each subject. Subject to dry ice conditions (eg, low temperature bags) and label the eCRF id number. Fill the frozen sample in a suitable container with sufficient dry ice to maintain a frozen condition for at least 3 days. • By using dry ice resistant materials (eg , newspaper) Separate the sample bag from dry ice to avoid direct contact with the two. For all biological samples, follow the shipping regulations of the Intemati〇nai Air Transport Association (IATA). Observe the transport of biological samples (including all instruments) All courier regulations for work. • Ensure that the total package weight does not exceed 27,2 kg (6 mash). Mark the package with the test consignee's name and research number. The outside of the container includes the return address (which includes the name of the trial host). • Keep all the documents indicating the date of delivery on the study slot. The delivery date and the air waybill are broken, and the site will immediately go to the center. The laboratory calls, sends a fax or email. The number of telephone, fax or e-mail dynamics samples and the time of delivery. April research and nine editions say Le Hui = where the problem of the drug should be sent to the test consignor Contact person. If the trial client approves, the alternative procedure will not cause the change of the proposal. Confidential-10S-T Targacept Company 163062.doc 201244717 CWtRGACEPT PRO_05619_CRD_002(00) Effective period: December 22, 2009 Appendix 2 CogState ADHD Complete Test CogState ADHD Complete Set Test 1. General Description

CogState ADHD成套測試係已開發特定用於重複評價患有ADHD之兒 童及成年人的認知功能之快速、準確測試。 非言語刺激'固定刺激反應要求及簡單指令意味著CogState ADHD成 套測試可應用於評價年齡超過4歲之兒童以及來自不同語言、文化及社 會經濟背景之成年人的認知功能。The CogState ADHD suite of test kits has been developed to provide rapid and accurate testing of cognitive functions specifically for repeated evaluation of children and adults with ADHD. Non-verbal stimuli' Fixed stimuli response requirements and simple instructions mean that the CogState ADHD suite of tests can be used to assess cognitive function in children over the age of 4 and adults from different linguistic, cultural, and socioeconomic backgrounds.

CogState ADHD成套測試之結果量度已顯示對ADHD中之認知缺陷敏 感且亦對患有ADHD之兒童及成年人之藥劑效應敏感。The results of the CogState ADHD test have been shown to be sensitive to cognitive deficits in ADHD and also to the effects of drugs in children and adults with ADHD.

CogState ADHD成套測試允許在標準電腦設備上之非專業執行,此降 低成本且使其易於整合至任何臨床試驗中。 2.注意力及警戒任務 A.檢測任務 任務前螢幕上的指令詢問:「撲克牌是否已翻轉?」在螢幕中心呈現撲 克牌。撲克牌將翻轉而使其面朝上。在其翻轉後,受試者必須立即按 「是」鍵。該撲克牌將轉到牌堆背面,且受試者必須在下一張撲克牌翻 轉後立即按「是」鍵等等。 B.識別任務 任務前營幕上的指令詢問:「撲克牌是紅色的嗎?」在勞幕中心呈現撲 ,牌。撲克牌將翻轉而使其面朝上。在其翻轉後,受試者必須立即決定 戎撲克牌是否為紅色。若其係紅色,受試者應按「是」,若 色,受試者應按「否γ ' 3·執行功能任務 Α.倒數 1 項任務(〇ne_back Task) 配? 任務前榮幕上的指令詢問:「面朝上之撲克牌是否與前一張完全匹 在巾“朝上呈職克牌。在每張撲克牌呈猶,受試 衫鮮制前__同。若職切與在其之_呈現之撲 目同’則受試者触「是」。若不JSJ,較試者應按「否 機密 -106.The CogState ADHD suite of tests allows for non-professional execution on standard computer equipment, which reduces cost and makes it easy to integrate into any clinical trial. 2. Attention and Alert Tasks A. Detection Tasks The instructions on the screen before the task ask: “Is the card flipped?” The game card is displayed in the center of the screen. The playing cards will flip and face up. After it has been turned over, the subject must immediately press the "Yes" button. The playing card will go to the back of the deck and the subject must press the "Yes" button and so on immediately after the next playing card is turned over. B. Identifying the task The command on the front of the mission asks: "Is the playing card red?" In the curtain center, there is a bash. The playing cards will flip and face up. After it has been flipped, the subject must immediately decide if the playing card is red. If it is red, the subject should press "Yes". If color, the subject should press "No γ ' 3 · Perform functional task Α. Count down 1 task (〇ne_back Task) with the task before the task on the screen The command asks: "Whether the face-up playing cards are exactly the same as the previous one," the placard is presented upwards. In each playing card, it is still the same as before the test shirt is fresh. If the job is the same as the one in which it appears, the subject touches "Yes". If it is not JSJ, the tester should press "No Confidential -106.

Targacept 公司 163062.doc PRO-05619-CRD-002(00) 201244717Targacept Company 163062.doc PRO-05619-CRD-002(00) 201244717

crmGACEPT 生效日期:2009年12月22日 B.格羅頓迷宮學習任務(Gr〇t〇n Maze Learning Task) 在電腦觸控螢幕上向受試者展示1〇><1〇方塊網格 。在該100個可能的位 著28步路徑。在頂部左側藉由藍色方塊指明起點,且終點位 Ϊ,=,=3色圓圈之方塊。指示受試者自起點位置移動一 步且隨後-夂-個方塊地繼續向終點(底部右側)移動。crmGACEPT Effective Date: December 22, 2009 B. Grozent Maze Learning Task Shows the subject on the computer touch screen 1〇> . There are 28 possible paths in the 100 possible positions. On the top left side, the starting point is indicated by a blue square, and the end point is Ϊ, =, = the square of the 3 color circle. The subject is instructed to move one step from the starting position and then continue to move toward the end point (bottom right side).

-107- 201244717 (filRGACEPT PR〇-〇5619-CRD_002(00) 生效日期:2009 年 12 月 22 日 附錄3.禁止及受限制之合併用藥 影響認知功能之藥劑: 美金剛(Memantine) 甲基芬尼達 莫達非尼 利斯的明(Rivastigmine) 塔克寧(Tacrine) 安非他命 阿托莫西汀 多奈派齊(Donepezil) 度洛西汀iDuloxetine) 加蘭他敏(Galantamine) 銀杏(Ginkgo biloba) 具有窄治療範圍且禁止使用之藥物·· 在第1天之前10週内及在研究期間:胺碘酮(Amiodarone) 自第1天起及在研究期間: 抗心律不整藥(例如雙異丙η比胺(dis〇pyramide)、多菲利特(dofetilide)、 氟卡尼(flecainidej、伊布利特(ibutilidej、普魯 j 因胺(procainamide)、普 羅帕酮(propafenone)、奎尼丁(quinidine)、妥卡尼(tocainide)、維拉帕米 (verapamil)) 抗凝血藥[例如醋确香豆素(acenocoumarol)、肝素(除了局部使用)、華 法令(warfarin)] 抗瘦攣劑: 巴比奏鹽(Barbiturate)(例如,苯巴比妥(phenobarbital)) 甲醯胺衍生物(例如,卡巴馬平(carbamazepine)、奥卡西平 (oxcarbazepine)) 脂肪酸衍生(例如丙戊酸(valproic acid)); 乙内醯腺衍生物(例如,苯妥l^(phenytoin)) 抗抑戀藥;嗎氣貝胺(Moclobemide) .三環類抗抑繫藥(Τ0Α)(例如,阿米替林(amitriptyline)、氣米帕明 (clomipramine)、伊米帕明(imipramine)、洛非帕明(lofepramine)、馬普替 林(maprotiline)、去甲替林(nortriptyline)、曲米帕明(trimipramine));容許 之最大劑係根據美國標籤文字之最低治療劑量 抗組_藥;阿司11米。坐(Astemizole)、特非那定(terfenadine) 抗精神病藥;氯氮平(Clozapine) 細胞生長抑制藥(例如,甲胺蝶呤(niethotrexate)) 毛地黃糖苷(Digitalis glycoside):毛地黃毒合(Digitoxin)、地高辛 (Digoxin) 免疫^卩制劑(例如,環抱靈(cyclosporine)、西羅莫司(sirolimus)、他克 莫司(tacrolimus)) HIV蛋白酶4制劑/抗逆轉錄病毒藥(例如,齊多夫定(zid〇Vudine)) 在自第1天起10週内及在研究期間: 胺碘酮 低血糖劑(例如,格列苯腺(glibenclamide)、格列美脲(glimepiride)、格 列吡嗪(glipizide)、胰島素、二甲雙胍(metform⑻、甲苯磺丁脲 (tolbutamide)) 情緒穩定劑:鋰 具有窄治療範圍且限制使用之藥物: 機密 -108 _-107- 201244717 (filRGACEPT PR〇-〇5619-CRD_002(00) Effective date: December 22, 2009 Appendix 3. Prohibited and restricted combination drugs affecting cognitive function: Memantine Methylfeni Rivatigmine, Tacrine, Amphetamine, Tonepezil, Duloxetine, Duloxetine, Galantamine, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba, Ginkgo biloba Therapeutic range and banned drugs ·· Within 10 weeks before the first day and during the study period: Amiodarone From the first day and during the study: Antiarrhythmic drugs (eg diisopropyl isopropyl than amine) (dis〇pyramide), dofetilide, flecainidej, ibutilidej, procainamide, propafenone, quinidine, Tocainide, verapamil anticoagulant [eg acenocoumarol, heparin (except for topical use), warfarin] anti-skinning agent: Barbie Barbiturate (for example, phenobarbital) Amine derivatives (eg, carbamazepine, oxcarbazepine) fatty acid derivatives (eg, valproic acid); beta glutamate derivatives (eg, phenytoin) Anti-inhibitory drug; Moclobemide. Tricyclic anti-repressive drugs (Τ0Α) (for example, amitriptyline, clomipramine, imipramine, Lofepramine, maprotinline, nortriptyline, trimipramine; the largest dose allowed is based on the lowest therapeutic dose of the US label. Astemizole, terfenadine antipsychotic; clozapine cytostatic (eg, nietotrexate) digoxigenin (Digitalis glycoside) ): Digitoxin, Digoxin, immunization preparation (for example, cyclosporine, sirolimus, tacrolimus) HIV protease 4 preparation / Antiretroviral drugs (for example, zid〇Vudine) 10 weeks from day 1 Internal and during the study: amiodarone hypoglycemic agents (eg, glibenclamide, glimepiride, glipizide, insulin, metformin (metform(8), tolbutamide) Tolbutamide)) Emotional Stabilizer: A drug with a narrow therapeutic range and limited use of lithium: Confidential-108 _

Targacept 公司 163062.doc 201244717Targacept Company 163062.doc 201244717

(TARGACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22日 自第1天起及在研究期間: 乙醯胺酌·,最大劑量0.5 gx3/天 乙醯水楊酸,最大劑量:0.5 gx3/天 排除使用該等藥物: 抗精神病藥(例如’氣普麻(chl〇Ipromazine)、氯普b塞嘲 (chlorprothixene)、氟π底嗟嘲(flUpentix〇i)、說奮乃靜⑴Uphenazine)、氟派 醇(haloperidol)、左美丙嗓(丨evomepromazjne)、美旅隆(meiper〇ne)、氣吩 嗪(perphenazine)、匹莫齊特(pimozide)、普洛培拉辛(prochlorperazine)、 司提多爾(sertindole)、曱硫達嗓(thioridazine)、齊拉西酮(ziprasidone)、珠 氣0塞醇(zuclopenthixol)) 注意.用除啥硫平(quetiapine)或利培酮(risperidone)以外之抗精神病藥 劑治療之患者對於研究不合格且不能募集或隨機化。若在隨機化後需要 使用該等藥劑,則該患者必須退出治療。 在第1天之前4週及在研究期間限制使用之藥物: 抗副交感神經解痙藥:(例如,莨菪驗(hyoscyamine)) 抗帕金森樂物(Anti_Parkinson drug)(例如苯紮托品(Benztropine)、.比咏 立登(biperiden)、三己芬迪(trihexyphenidyl)) 抗組胺藥(例如阿利馬ο秦(Alimemazine)、賽庚咬(Cypr〇hepta(jine)、右 氣本那敏(dexchlorpheniramine)、茶苯海明(dimenhydrinate)、苯海拉明 (diphenhydramine)、普魯米近(promethazine)) 三環類抗抑鬱藥(TCA)(例如,阿米替林、氣米帕明、伊米帕明、洛非 帕明、馬普替林、去甲替林、曲米帕明) 機密 -109-(TARGACEPT PRO-05619-CRD-002(00) Effective date: December 1, 2009 from the first day and during the study period: acetaminophen, maximum dose 0.5 gx3 / day acetaminosalicylic acid, maximum Dosage: 0.5 gx3/day Exclude the use of these drugs: Antipsychotics (eg 'chl〇Ipromazine, chlorprothixene, flu π 嗟 ( (flUpentix〇i), said Fen Nai Static (1) Uphenazine), haloperidol, 丨evomepromazjne, meiper〇ne, perphenazine, pimozide, proplopenin Prochlorperazine), sertindole, thioridazine, ziprasidone, zuclopenthixol Note: use quetiapine or risperidone Patients treated with antipsychotics other than (risperidone) were unqualified for the study and could not be recruited or randomized. If the agent is needed after randomization, the patient must withdraw from the treatment. Drugs that are restricted for 4 weeks before Day 1 and during the study period: Anti-parasympathetic antispasmodic drugs: (eg, hyoscyamine) Anti-Parkinson drug (eg Benztropine) , biperiden, trihexyphenidyl antihistamines (eg Alimemazine, Cygon eptept (jine), dexchlorpheniramine ), dimenhydrinate, diphenhydramine, promethazine tricyclic antidepressants (TCA) (eg, amitriptyline, imipramine, imi Pamin, lofiparin, maprotiline, nortriptyline, trimipramine) Confidential-109-

Targac印t公司 163062.doc 生效日期:2009年12月22日 201244717 _GACEPr _5619-C_2(〇〇)Targac Printing Company 163062.doc Effective Date: December 22, 2009 201244717 _GACEPr _5619-C_2(〇〇)

附錄4.臨床實驗室測試 血紅素A1C 臨床化學(鈉、鉀、氯化物、碳酸氫鹽、葡萄糖、肌酸酐、BUN、膽 紅素、肝功能測試[LFT ; ALT、AST、鹼性磷酸酶、LDH]) 血液學(白血球計數、白血球分化、紅血球計數、紅血球MCV、紅血 球MCHC、血球比容、血紅素、血小板計數) 血脂組(總膽固醇、HDL、LDL、VLDL、甘油三酯、HDL/LDL比率) 尿分析(葡萄糖、蛋白質、膽紅素、血液、酮、pH、比重) 尿液懷孕測試 尿液藥物篩選 尿液可丁寧含量 尿液肌酸酐Appendix 4. Clinical Laboratory Testing of Heme A1C Clinical Chemistry (Sodium, Potassium, Chloride, Bicarbonate, Glucose, Creatinine, BUN, Bilirubin, Liver Function Test [LFT; ALT, AST, Alkaline Phosphatase, LDH]) Hematology (white blood cell count, white blood cell differentiation, red blood cell count, red blood cell MCV, red blood cell MCHC, hematocrit, heme, platelet count) Blood lipid group (total cholesterol, HDL, LDL, VLDL, triglyceride, HDL/LDL) Ratio) urinalysis (glucose, protein, bilirubin, blood, ketone, pH, specific gravity) urine pregnancy test urine drug screening urine cotinine content urine creatinine

Targacept公司 機密 163062.doc .nTargacept Company Confidential 163062.doc .n

201244717(TARGACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22日 附錄S.康納爾成人ADHD評量表-試驗主持人版本(CAARS-INV) 該等量表係受版權保護之量表且因此不能在此處重述。現場工作人員 將獲得複本,且量表將包含於研究手冊内。201244717(TARGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 Appendix S. Conor Adult ADHD Rating Form - Trial Host Version (CAARS-INV) These scales are subject to copyright The scale of protection is therefore not re-stated here. The field staff will receive a copy and the scale will be included in the research manual.

Targacept公司 機密 163062.doc _111_ 201244717 CTARGACEPT PRO'05619'CRD'002(°0) 生效日期:2009 年 12 月 22 日 附錄6.康納爾成人ADHD評量表-受試者版本(CAARS-S) 該等量表係受版權保護之量表且因此不能在此處重述。現場工作人 將獲得複本,且量表將包含於研究手冊内。Targacept Confidential 163062.doc _111_ 201244717 CTARGACEPT PRO'05619'CRD'002(°0) Effective Date: December 22, 2009 Appendix 6. Conor Adult ADHD Rating Form - Subject Version (CAARS-S) The scales are copyright protected scales and therefore cannot be repeated here. The site worker will receive a copy and the scale will be included in the research manual.

Targacept 公司 機密 '~~ ----_____ 163062.doc _112·Targacept Company Confidential '~~ ----_____ 163062.doc _112·

201244717(TARGACEPT PRO-05619-CRD-002(00) 生效日期:2009年12月22曰 附錄7.臨床整體印象量表 (a)臨床整體印象-整體改善(CGI-I) 評定總體改善,其是否完全係由於藥物治療所致。考慮受試者進入研 究之時間並進行觀察。 □ 未評價 □ 非常明顯改善 □ 明顯改善 □ 極些微改善 □ 無變化 □ 極些微惡化 □ 明顯惡化 □ 非常明顯惡化201244717(TARGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 Appendix 7. Clinical Overall Impression Scale (a) Clinical Overall Impression - Overall Improvement (CGI-I) Assessment of overall improvement, whether it is Completely due to drug treatment. Consider the time when the subject entered the study and observe it. □ Not evaluated □ Very significant improvement □ Significant improvement □ Very slight improvement □ No change □ Very slight deterioration □ Significant deterioration □ Very obvious deterioration

Targacept公司 機密 163062.doc - 113- 201244717 PR〇_〇5619 CRD_〇〇2(〇〇) 生效曰期:2009 年 12 月 22 曰 (b)臨床整體印象-疾病嚴重程度(CGI-S) 受試者编號 受試者姓 名首字母 訪視通 訪視曰期 Targacept 公司 1 1 I I I-- L—1 L 1 1 | 1 1 II t 1 -11- 1 1 1 1 dd MMM ww TC*»DQ(«yyy-CFO-az 此時患者之精神疾病有 臨床整體印象-疾病嚴重程度 多嚴 慮及你對此特定群體之總體臨床經驗, 重? □ 未評價 □ 正常’完全未患病 □ 顏臨心智異常 □ 輕度罹病 □ 中等罹病 □ 顯著罹病 □ 嚴重罹病 □ 罹病最嚴重的患者 機密 -114-Targacept Confidential 163062.doc - 113- 201244717 PR〇_〇5619 CRD_〇〇2(〇〇) Effective Period: December 22, 2009 曰(b) Clinical Overall Impression - Severity of Disease (CGI-S) Tester No. Subject Name First Letter Visiting Visiting Period Targacept Company 1 1 II I-- L-1 L 1 1 | 1 1 II t 1 -11- 1 1 1 1 dd MMM ww TC*» DQ («yyy-CFO-az At this time, the patient's mental illness has a clinical overall impression - the severity of the disease is serious and your overall clinical experience for this particular group is heavy, □ not evaluated □ normal 'completely unaffected □ yan Abnormal heart □ mild rickets □ moderate rickets □ significant rickets □ serious rickets □ most serious patients confidential --114-

Targacept 公司 163062.doc 201244717 (T^lRGACEPT PRO'05619_CRI)'002(00) 生效日期:2009 年 12 月 22 日 附錄8·情緒狀況評量表(POMS) 該等量表係受版權保護之量表且因此不能在此處重述。現場工作人員 將獲得複本,且量表將包含於研究手冊内。Targacept Company 163062.doc 201244717 (T^lRGACEPT PRO'05619_CRI) '002(00) Effective Date: December 22, 2009 Appendix 8 · Emotional Status Scale (POMS) These scales are copyright protected scales And therefore cannot be repeated here. The field staff will receive a copy and the scale will be included in the research manual.

Targacept公司 機密 163062.doc -115- 201244717 (f^tRGACEPT PRO'05619'CRD'002(00)生效曰期:2009 年 12 月 22 日 附錄9.哥倫比亞自殺嚴重程度評定量表 A.哥倫比亞自殺嚴重程度評定量表:基線訪視 表,基線 CSSRSB ,者二方与屬否定的,則前進至「自殺行為」部分。 兔'對問之回善為「是」’則詢問問題3、4及5。若對問題1及/或2 -之回答為「是」’則完成以下「意念強度1都分。 終生: 最想自殺之 時間 1·希望死亡 ,試,背f.敎壯或;1;再活著的想法,或輕沉睡並不再醒 來之想法。你曾希望死亡或希望可以沉睡並不再醒來 若是’則闡述:CSI1DESC ' 是否 □ , □〇 CSIDEAT1 2.非具體主動自殺想法 -般’想要結束自己生命/自殺之非具體想法(例如「我 ’但沒有對自殺方式/相關方法、意圖或計劃之思^。你 上有過殺死自己的任何想法嗎? ’、貫不 若是,則闡述:CSI2DESC 是否 □ 1 □〇 CSIDEAT2 3.具有任何械猶計__ 受試者背書自殺想法且在評價_想過至少=自^心 製訂之具有時間、地點或方法細節之且體 ’不同於已 法,但並非具體計劃)。包括說以下話語之% 過自殺方 劑量但從未製訂何時何跡何實際去做之 我1服用過度 智去Λ。你曾想過你可能如何去自殺巧 ^ .…並且我决不 若是,則闡述:CSI3DESC 馬. 是否 □ 1 〇0 CSIDEAT3 4.具有一定行動意圖但不具_______ 有自殺之主動自殺想法且受試者報止 殺蒽念 我有想法但我肯定不會Shi 之行動 反。欢曾旁適玆事态法有—定貪 想法的事情」相 若是’則闡述:CSI4DESC iT動意圖嗎? 是否 □1 □0 CSIDEAT4 5·具有具體計割及意圖之主動---_______ 有自殺想法且有已完全或部分製訂詳 實施意圖。 相相,且受拭者具有—定 你開始製訂或已製訂出如何自殺之細節 若是,則闡述:CSI5DESC '' ·如想要實施此計劃,? 是否 □1 □〇 CSIDEAT5 ^~~S、______Targacept Confidential 163062.doc -115- 201244717 (f^tRGACEPT PRO'05619'CRD'002(00) Effective Period: December 22, 2009 Appendix 9. Colombia Suicide Severity Rating Scale A. Colombia Suicide Severity Rating scale: baseline visit form, baseline CSSRSB, if the two parties are negative, then proceed to the “suicide behavior” section. The rabbit’s question is “yes” and ask questions 3, 4 and 5. If the answer to question 1 and / or 2 - is "yes", then the following "intentional intensity 1 is divided. Lifetime: the time when you want to commit suicide. 1. Hope to die, try, back f. Strong or strong; 1; The idea of living, or the idea of sleeping light and not waking up. You had hoped to die or hope to sleep and not wake up if it was 'declared: CSI1DESC' is □, □ 〇 ID CSIDEAT1 2. Non-specific active suicidal thoughts - I don't want to end my life/suicide. (For example, "I'm not thinking about suicide methods/related methods, intentions or plans. ^ Have you ever thought of killing yourself?" If yes, explain: CSI2DESC □ 1 □ 〇CSIDEAT2 3. Have any tools still __ Subject endorsement suicidal thoughts and in the evaluation _ thought at least = from the heart to develop the time, place or method details and the body 'different from the law, but not specific plans Including the following words: % of the following suicide doses, but never made up when and how to actually do it. I took too much wisdom to go to jealousy. You have thought about how you might commit suicide ^ .... and I will never , then elaborate: CSI3DESC MA. Whether □ 1 〇 0 CSIDEAT3 4. Has a certain intention of action but does not have _______ There is suicidal active suicidal idea and the subject reported killing and mourning I have an idea but I am sure that Shi will not act Huan Zengzi’s situation has something to do with the idea of greed. “It’s similar to the following: Is CSI4DESC iT moving? Is it □1 □0 CSIDEAT4 5·The initiative with specific plans and intentions---_______ suicide Ideas and intentions have been fully or partially formulated. Phases, and the person with the mitigation has the details that you have begun to formulate or have developed how to commit suicide. If yes, explain: CSI5DESC '' · If you want to implement this plan?Whether □1 □〇 CSIDEAT5 ^~~S, ______

Targacept 公司 163062.doc 機密 -116- ^----Targacept Company 163062.doc Confidential -116- ^----

201244717^ imQACEPT PRO-05619-CRD-002(00)生效日期:_ 年!2 月 22 日 倫比亞自殺嚴重程度評定量表.基線 意念強度 ___ 麵即上文之1-5_,其? 重)’許定认y辂德^詢問其最想自殺之時間。 為取敢 最嚴重意念:CSMSI ~ 丨一 ------ -類型編號(1-5)意念之描述201244717^ imQACEPT PRO-05619-CRD-002(00) Effective date: _ year! February 22 Lumibia Suicide Severity Rating Scale. Baseline Intentional Strength ___ Face is 1-5_ above, and it is heavy] 'Xu Ding y y yue' asked why he most wanted to commit suicide. For the most serious idea: CSMSI ~ 丨一 ------ - type number (1-5) description of the idea

CSSRSB 最嚴重 頻率 你的該等想法出現過多少次? muf1—*⑶每週2_5次⑷每天—次或幾 持續時間 當你有該等想法時,其持續多久? (1) 短暫-數秒或數分鐘 (4) 4-8小時/一天大部分時問 (2) 少於1小時/有時 (5)超過8小時/持久或持續 (3) 1-4小時/很多時間 研頌 可控性 若你想’你能停止思考自殺或想要死亡嗎? 3 ,容易地控制想* ⑷可以控制想法但很難 (2)可以控制想法但稍難 (5)不能控制想法 空制想法但有一定難彦(Ό)去钴圖控制想法 挽留 " '~~ - —— 有什麼事情贿人或贿事(例如家庭、帛健仰 止你想要死亡或實施自殺想法嗎? 夺之疼痛)_ (1) 挽留確實阻止你企圖自殺(4)挽留很 (2) 挽留或許會阻止你 (5) £1^_挽留能阻止你(〇) 意念的原因 ___ 你思考想要死亡或自殺的原因係哪一 0?是 的感受嗎(射之,魅法㈣這軸讀結束你目前 起其他人的㈣、聽統他或是為了引 意、反應或報復其他人。無法帶著這種⑶=生 ⑺主要是為了引起其他人注 意、反應或報復其他人。^王疋為了終止或結束痛苦(你 (3)為了引起其他人注意、反 ς法帶著這種痛苦或感受繼續生 應或報復其他人,且同樣 '}° 是為了終止/結束痛苦。CSSRSB Most severe frequency How many times have you had such thoughts? muf1—*(3) 2_5 times per week (4) Daily—times or times Duration How long does it last when you have such an idea? (1) Short-seconds or minutes (4) 4-8 hours/day most of the time (2) less than 1 hour/sometimes (5) more than 8 hours/lasting or lasting (3) 1-4 hours/ A lot of time to study controllability If you want 'can you stop thinking about suicide or want to die? 3, easy to control think * (4) can control ideas but hard (2) can control ideas but slightly difficult (5) can not control Thoughts are empty ideas but there is a certain difficulty (Ό) Go to the cobalt map to control the idea to retain " '~~ - —— What is bribery or bribery (such as family, 帛健仰止你要死 or commit suicide thoughts) (1) Retaining does prevent you from attempting to commit suicide (4) Retaining is very good (2) Retaining may prevent you (5) £1^_Retention can stop you (〇) Reasons for your thoughts ___ You think What is the reason for wanting to die or commit suicide? Is it a feeling? (Shooting, Charm (4) This axis ends when you are currently from other people (4), listen to him or to inspire, react or retaliate against others. Can not bring this (3) = raw (7) mainly to cause others to notice, react or retaliate against others. ^ Wang Hao in order to terminate or end the pain (you (3) In order to arouse the attention of others, the anti-defense method continues to succumb to other people with such pain or feeling, and the same '}° is to end/end the pain.

Targacept 公司 163062.docTargacept Company 163062.doc

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CSMS1REA -117- 201244717 (T^RGACEPT pr〇-〇5619-crd-°〇2(〇〇)生效日期:2009 年 12 月 22 日 β後虫亞自殺嚴重栽疳禅宗番辛CSMS1REA -117- 201244717 (T^RGACEPT pr〇-〇5619-crd-°〇2(〇〇) Effective date: December 22, 2009 β post-worm suicide is seriously planted Zen Zensin

實 圖: ----------.____ 寫其動之、ί果至少-些行為希望死亡。行 嬰《ί亨|/|令為说證S。°蓋案苎聽1£雜 S|l鲁而fIf# ,當槍在口㈣扣下扳機’ : |歆?否|'赶可多,上自行為或情況 亨推斷出^:4圖(1气綠穿,夕气;則除了自 ,事ϋ傷害自己嗎? 可能使你死亡的危險事情衡 έ ί—-來t為纟你生命的方式嗎? 纏iHSF繼》,殺 若是,則闡述: J CSACTDES :意圖(例如釋放壓力 3斷企圖:--__ ___ 於外部情·始可能自傷之行嫩#传,麟麵立 重於m任何藥丸,此即變 攀$誌識歡说㈣说:。上吊:個體已將套 月上聲止你的情況嗎?肀 '朿生命時,某人或某事在你實際做任何事之 右疋,則闡述: 若是,則闡述 CSINTDES 放棄之_企圖: ’尸;^止-固. ----------- 蠢每r卿試她一⑽細:= CSABTDES >備行動或行為:Real picture: ----------.____ Write the action, ί fruit at least - some behaviors want to die. Line infant "ί亨|/| order to prove S. ° Cover case 苎 listen to 1 miscellaneous S|l Lu and fIf#, when the gun is in the mouth (four) buckle trigger ‘ : |歆? No|'Hurry up, on the self or the situation to infer ^: 4 map (1 gas green wear, Xiqi; then in addition to self, do you hurt yourself? The dangerous things that may make you die έ — - Is t the way to blame your life? Wrapped iHSF following, if it is, then elaborate: J CSACTDES: Intent (such as releasing pressure 3 broken attempts: --__ ___ in the external situation, may start self-injury Linbi is heavier than any pill, so it is going to climb. The ambition is said to be: (4) Say: On the hang: Has the individual stopped the situation on the moon? 肀 '朿的朿, someone or something is If you actually do anything right, explain: If yes, explain CSINTDES to give up _ attempt: 'corpse; ^ stop-solid. ----------- stupid every r Qing tried her one (10) fine := CSABTDES > Preparation Action or Behavior:

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Targacept 公司 163062.doc _自殺行為: — _在評横階段存在自殺杆盍堠?Targacept Company 163062.doc _ Suicidal behavior: — _ There is suicide in the evaluation stage?

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哥倫比亞自_^嚴重程度評定量表,基線,續 CSSRSB 僅對實際企圖之回答 V 'ft . -* 實際致死性/醫療損傷: 0.無身體損傷或極輕微身體損傷(例如表面擦 輪入代碼 輸入代碼 輸入代碼 傷)。 1.輕微身體損傷(例如昏睡性言語;一級燒傷; 輕度流血;扭傷)。 2.中度身體相傷’需要醫療照顧(例如有意識但 瞌睡’略有反應性;二級燒傷;主要血管流 血)〇 CSMRAAL CSMLAAL CSIFAAL 3.中度嚴重身體損傷;住院且可能需要重點看 護(例如昏迷但反射完整;少於2〇%的身體三 級燒傷;大量失血但可恢復;重大骨折)。 4.嚴重身體損傷;住院且需要重點看護(例如昏 迷且無反射;超過20°/。的身體三級燒傷;大 量失血且生命體徵不穩定;重要區域之重大 損傷)。 5.死亡 潛在致死性.僅在實際致死性=〇時回答 在無醫療損傷時,實際企圖之可能致死性(儘管 輸入代碼 輸入代碼 輸入代碼 以下實例未造成實際醫療損傷,但其可能造成 極重大致死性:將搶放入口中並扣動扳機但搶 未擊發,故無醫療損傷;在列車接近時躺在列 車軌道上,但在被碾過之前被人拉走)。 〇=行為不可能造成傷害 CSMRAPL CSMLAPL CSIFAPL 行為可能造成傷害但不可能導致死亡 得醫療照護’但行為可龅導致死亡Colombia since _^ Severity Rating Scale, Baseline, Continued CSSRSB Only answers to actual attempts V 'ft . -* Actual lethality / medical injury: 0. No physical injury or minimal physical injury (eg surface rubbing code) Enter the code to enter the code to hurt). 1. Minor body damage (such as lethargy speech; first-degree burns; mild bleeding; sprain). 2. Moderate physical injury requires medical care (eg conscious but drowsy 'slightly reactive; secondary burns; major vascular bleeding) 〇 CSMRAAL CSMLAAL CSIFAAL 3. Moderately serious physical injury; hospitalization and may require priority care ( For example, coma but complete reflex; less than 2% of the body's tertiary burns; a large number of blood loss but recoverable; major fractures). 4. Severe physical injury; hospitalization and need for critical care (eg fainting and no reflex; tertiary burns of more than 20°/body; massive blood loss and unstable vital signs; major injuries in important areas). 5. Potential fatality of death. Only in the case of actual lethality = 回答, the actual attempt may be fatal if there is no medical injury (although the input code input code input code below does not cause actual medical damage, it may be extremely significant Lethality: Will grab the entrance and pull the trigger but grab the fire, so there is no medical damage; lying on the train track when the train is approaching, but being pulled away before being crushed). 〇=Behavior is unlikely to cause harm CSMRAPL CSMLAPL CSIFAPL Act may cause injury but cannot cause death Medical care ‘but behavior can lead to death

Targacept 公司 163062.doc 機密 -119- 201244717 O^RGACE/T PR〇-〇5619-CRD_〇〇2(〇〇) 生效日期:2009 年12 月 22 日 B.哥倫比亞自殺嚴重程度評定量表-最後一次訪視後 此量表與用於基線訪視之量表幾乎相同,且此處不再重述。Targacept Company 163062.doc Confidential-119- 201244717 O^RGACE/T PR〇-〇5619-CRD_〇〇2(〇〇) Effective Date: December 22, 2009 B. Colombia Suicide Severity Rating Scale - Last This scale is almost identical to the scale used for baseline visits after a visit and is not repeated here.

Targacept公司 機密 163062.doc - 120- 生效日期:2009年12月22日 20124=哪严―) 附錄10 :迷你國際神經精神科面談 M.I.N.I. 迷你國際神經精神科面談 英文版5.0.0Targacept Confidential 163062.doc - 120- Effective Date: December 22, 2009 20124=Which-- Appendix 10: Mini International Neuropsychiatric Interview M.I.N.I. Mini International Neuropsychiatric Interview English Version 5.0.0

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Knapp、M. Sheehan 南佛羅裏達大學(University of South Florida)-Tampa 法國:Y. Lecrubier、E. Weiller、T. Hergueta、P. Amorim、L. I.Knapp, M. Sheehan University of South Florida-Tampa France: Y. Lecrubier, E. Weiller, T. Hergueta, P. Amorim, L. I.

Bonora > J. P. Lepine Hopital de la Salpetriere - Paris © 版權所有 1992、1994、1998'2000、2001、2002、2003 SheehanBonora > J. P. Lepine Hopital de la Salpetriere - Paris © Copyright 1992, 1994, 1998 '2000, 2001, 2002, 2003 Sheehan

DV & Lecrubier Y 保留所有權利。未經Sheehan博士或士書面准許此文件 中之任—部分皆不可以任-形式或藉由任—方式(電子或機械,包括影 印)或藉由任-資職存錢索祕進行複製續送。在料概或公有 學、非營概醫院及政府麟)巾工作巧‘碰二# 可獲得M.I.KL工具之複本以供其自己之臨床及研究應用。 ^^1.5.0.0(2003 年7月 1 日)DV & Lecrubier Y All rights reserved. No part of this document may be used without the written permission of Dr. Sheehan or in part - in the form or by any means - (electronic or mechanical, including photocopying) or by means of - . A copy of the M.I.KL tool is available for its own clinical and research applications in the case of the General Planner or the Public School, the Non-Compliant Hospital and the Government Lin. ^^1.5.0.0 (July 1, 2003)

Targacept 公司 163062.doc •121· 201244717 (T^IRGACEPT PRO"0561 9-cRD-002(00)生效日期:2009 年 12 月 22 日Targacept Company 163062.doc •121· 201244717 (T^IRGACEPT PRO"0561 9-cRD-002(00) Effective Date: December 22, 2009

1P' 驀 間" 時時 之之 一號铱談 编面面間 屯始束時 患開結總 1 ¾ 題組 A嚴重抑鬱發作 具有憂鬱症特徵之MDE 可選 B DYSTBYMIA C自殺傾向 D躁狂發作 輕度躁狂發作 時間範固 目前(2週) 復發 目前(2週) E恐慌症 F市集畏懼症 G社交懼怕症(社交焦慮症) Η強迫症 1創傷後歷力病症(選擇性) J酒精依賴 酒精濫用 Κ物質依賴(非酒精) 物質濫用(非酒精) \ Ur \J \J \J )/ t PT^ ^個α 個 個個個 2 4t 1i n n n 3W 去去3i去 去去去圃阖脑闼 過過:Q過 過過過21222 -·-、 爲5;_前前去前去前生前前前前 去去去去 目目風目通目通目終目目目目 過過過過 高 □ 合準則 DSM-IV ICD-10 □ □ 296.20-296.26 單次 F32.X 296.30-296.36 復發 F33.X D 296.20-296.26 單次 F32.X 296.30-296.36 復發 F33.X □ 300.4 F34.1 □ D 296.00-296.06 F30.X-F31.9 □ 296.80-296.89 F31.8-F31.9/ □ F34.0 α □ 300.01/300.21 F40.01-F41.0 □ □ 300.22 F40.00 □ 300.23 F40.1 □ 300.3 F42.8 □ 309.81 F43.1 □ 303.9 F10.2X □ ,305.00 F10.1 □ 304.00-.90/305.20-.90 F11.1-F19.1 D 304·00·.90/305.20·.90 F11.1-F19.1 L 精神病 终生 □ 295.10-295.90/297.1/ F20.xx-F29 目前 □ 297.3/293.81/293.82/ 293.89/298.8/298.9 具有精神病特徵之情感性 病症 目前 □ 296.24 F32.3/F33.3 Μ 神經性厭食症 目前(過去3個月) □ 307.1 F50.0 Ν 神經性暴食症 目前(過去3個月) □ 307.51 F50.2 神經性厭食症,暴食/清 除型 目前 α 307.1 F50.0 0 廣泛性焦慮症 目前(過去6個月) □ 300.02 F41.1 Ρ 反社會人格違常 可選 终生 〇 301.7 F60.2 Μ,Ι.Ν.Ι_5.0.0(2003年7月 1 曰)21P' 蓦 & quot 时 时 时 时 & 时 时 时 之一 之一 之一 之一 之一 之一 之一 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 严重 严重 严重 严重 严重 严重 严重 严重 严重 严重 严重 严重 严重 严重The episode of mild manic episodes is currently (2 weeks) recurrence (2 weeks) E panic disorder F market fears G social fear (social anxiety disorder) Η obsessive-compulsive disorder 1 post-traumatic stress disorder (optional) J Alcohol dependence Alcohol abuse Κ Substance dependence (non-alcohol) Substance abuse (non-alcohol) \ Ur \J \J \J ) / t PT^ ^ A number of 2 2t 1i nnn 3W Go to 3i to go The cerebral palsy has passed: Q has passed 21222 -·-, is 5; _ before going to go before and after going to life before going to go to the eyes of the eyes and eyes Exceeding high standards DSM-IV ICD-10 □ □ 296.20-296.26 Single F32.X 296.30-296.36 Recurrence F33.XD 296.20-296.26 Single F32.X 296.30-296.36 Recurrence F33.X □ 300.4 F34.1 □ D 296.00-296.06 F30.X-F31.9 □ 296.80-296.89 F31.8-F31.9/ □ F34.0 α □ 300.01/300.21 F40.01-F41.0 □ □ 300.2 2 F40.00 □ 300.23 F40.1 □ 300.3 F42.8 □ 309.81 F43.1 □ 303.9 F10.2X □ , 305.00 F10.1 □ 304.00-.90/305.20-.90 F11.1-F19.1 D 304· 00·.90/305.20·.90 F11.1-F19.1 L Mental illness for life □ 295.10-295.90/297.1/ F20.xx-F29 Present □ 297.3/293.81/293.82/ 293.89/298.8/298.9 Affective with psychotic characteristics The current condition □ 296.24 F32.3/F33.3 Μ Anorexia nervosa (current 3 months) □ 307.1 F50.0 Ν Nervous bulimia (currently 3 months) □ 307.51 F50.2 Anorexia nervosa, Gluttony/Clearing Type α 307.1 F50.0 0 Generalized Anxiety Disorder (currently 6 months) □ 300.02 F41.1 Ρ Antisocial Personality Abnormal Optional Lifetime 1.7301.7 F60.2 Μ,Ι.Ν.Ι_5.0.0 (July 1, 2003) 2

Targacept 公司 163062.doc 機密 -122- 201244717 22日 d^RGACEPT pro'05619-crd-002(00)生效日期:2009 年 12 月 附錄10.迷你國際神經精神科面談,續 ____一般說明 能答實施結構化比通常更強之臨床面談,且關於心理學 一般格式: 」-」 M.I.N.I.分為由字母識別之各題組,每一題組對應一個診斷類別。 .當工组(除了精神病題組以外)開始時,在灰色框中呈現對應於病症之主要準則之 每一題組結束時,診斷框准許臨床醫師指示是否符合診斷準則》 慣例: 之1子應準確讀出,此乃因其係寫給患者以標準化診斷準則之評價β 冩㈣》書寫之$子不麟患者讀出。其係用於面談者之㈣4麟賴演算法進行 子指示所研究之時間範圍。面談者應視需要經常讀出該等句子。僅在所指 不時間範圍期間出現之症狀才應在對反應評分時慮及。 齋廣(*)之回答指示診斷所需準則中之一者不滿足。在此情形下,面談者應轉至題組的 末尾’在所有診斷框中圈出《否》且移至下一題組。 ^多個項目由斜線(ο分開_時’面談者應僅讀出彼等已知患者存在之症狀(例如,問題Η6)β 你掷中之片語係症狀之臨床實例。可對患者讀出該等片語以闞明問題。 評定說明: =須評定所有問題。評定係在每一問題右側藉由圈出「是」或「否」來進行^在反應编碼中 應使用評定者之臨床判斷。評定者在需要時應詢問實例以確保準確編碼。應鼓勵患者詢問以 明瞭任何並不完全清楚之問題。 臨床醫師應確保患者慮及問題之每一維度(例如,時間範園、頻率、嚴重程度及/或另一選 擇)。 在Μ.Ι.Ν.Ι·中,因器官原因或因使用酒精或藥物較佳計及之症狀不應編碼為正性βΝ1·ΐ.Ν.Ι· Plus 具有研究該等論點之問題》_ 對於任何問題、建議、對訓練期之需要或關於M.LN.I.更新之資訊,請聯絡:Targacept Company 163062.doc Confidential-122- 201244717 22nd d^RGACEPT pro'05619-crd-002(00) Effective Date: December 2009 Appendix 10. Mini International Neuropsychiatric Interview, Continued ____ General Description Implement a clinical interview that is more structured than usual, and with regard to the general format of psychology: "-" MINI is divided into groups of questions identified by letters, each question group corresponding to a diagnostic category. When the working group (except the psychiatric group) begins, at the end of each question group that presents the main criteria for the condition in the gray box, the diagnostic box allows the clinician to indicate compliance with the diagnostic criteria. Accurate reading, this is because it is written to the patient with the evaluation of standardized diagnostic criteria β 冩 (4) written by the child. It is used for the time range studied by the interviewer's (4) 4 Lin Lai algorithm. Interviewers should read these sentences as often as needed. Symptoms that occur only during the indicated time frame should be taken into account when scoring the response. The answer to Zhai Guang (*) indicates that one of the criteria required for diagnosis is not satisfied. In this case, the interviewer should go to the end of the question group. Circle "No" in all diagnostic boxes and move to the next question group. ^ Multiple items are slanted by lines (ο _ _ when the interviewer should only read the symptoms of their known patients (eg, question Η 6) β clinical examples of the symptoms of the film you are throwing. Can be read out to the patient These phrases are used to clarify the problem. Assessment instructions: = All questions must be assessed. The assessment is done by circled "Yes" or "No" on the right side of each question. ^ The clinical value of the rater should be used in the response coding. Judgment. The assessor should ask for examples to ensure accurate coding when needed. Patients should be encouraged to ask questions to clarify any issues that are not fully understood. The clinician should ensure that the patient takes into account every dimension of the problem (eg, time, frequency, Severity and/or another option. In Μ.Ι.Ν.Ι·, symptoms due to organ or due to the use of alcohol or drugs should not be coded as positive βΝ1·ΐ.Ν.Ι· Plus has questions to study these arguments. _ For any questions, suggestions, needs for training sessions or information about M.LN.I. updates, please contact:

David V Sheeban, M.D., M.B.A. Yves Lecrabier, MD. / Thierry Hergueta, M.S.David V Sheeban, M.D., M.B.A. Yves Lecrabier, MD. / Thierry Hergueta, M.S.

University of South Florida INSERM U302University of South Florida INSERM U302

Institute for Research in Psychiatry HOpital de la Salp6tri6re 3515 East Fletcher Avenue 47, boulevard de 1'HOpitalInstitute for Research in Psychiatry HOpital de la Salp6tri6re 3515 East Fletcher Avenue 47, boulevard de 1'HOpital

Tampa, FL USA 33613-4788 F. 75651 PARIS, FRANCE 電話:+1 813 974 4344 ;傳真:+1813 974 4575 電話:+33 ⑼ 142 16 16 59 ;傳真:+33 ⑼ 145 85 28 C 電子郵件· dsheehan@hsc.usf.edu 電子郵件:hergueta@ext.jussieu.fr Μ.Ι.Ν.Ι. 5.0.0 (2003年7月 1 日)3 機密 -123-Tampa, FL USA 33613-4788 F. 75651 PARIS, FRANCE Tel: +1 813 974 4344; Fax: +1813 974 4575 Telephone: +33 (9) 142 16 16 59; Fax: +33 (9) 145 85 28 C Email · dsheehan @hsc.usf.edu Email: hergueta@ext.jussieu.fr Μ.Ι.Ν.Ι. 5.0.0 (July 1, 2003) 3 Confidential-123-

Targacept 公司 163062.doc 201244717 (TARGACEPT PRO'05619'CRD-002(00)生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,續 A.嚴重抑鬱發作 (♦意指:轉至診斷框,在所有診斷框中圈出「否,,且移沒下一薜 是 Λ:在S去两U.』,hi大H卞情不t:、興边或这不比丨ί · 過去通常能享受的亨·情嗎? · Λ1‘或Λ2編碼為「是」嗎?Targacept Company 163062.doc 201244717 (TARGACEPT PRO'05619'CRD-002 (00) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, Continued A. Major Depressive Episodes (♦ Means: Go to Diagnose box, circle "No in all diagnostic boxes, and move to the next one is Λ: go to two U in S.", hi big H 卞 不 t:, Xingbian or this is no better than 丨 ί · Can you enjoy the eternal love? · Is Λ1' or Λ2 coded "Yes"?

Aj在過去兩週中 在你感到抑鬱或沒有興趣時: 你的食欲幾乎每天降低或增加嗎?你的體重在並非故意努力的否 情況下降低或增加嗎(即對於160 lb./70 kg.個體,在1個月中, 體重改變±5%或±8 lb或±3.5 kg)? 若符合任一條,則編碼為「是」。 你幾乎每天晚上都有睡眠障礙嗎(難以入睡’午夜蘇醒,蘇醒否 過早或睡眠過多)? ' 你講話或移動比平時慢嗎,或幾乎每天煩躁、不安定或難以 靜坐嗎? 你幾乎每天感到疲勞或沒有活力嗎? 你幾乎每天感到沒有價值或内疚嗎? 你幾乎每天難以集中精力或做決定嗎? 你反覆考慮傷害自己,想自殺或希望你已經死了嗎? * 是 是 氺 是 是 有5個或更多個回答(A1_A3)編碼為「是」嗎? 否 否 否 否 是是是是 否 是* 嚴重抑眢發作 目前 :¾患者目前患有嚴重抑鬱發作,則繼續至A4,否則移至題組b A4 a 在你生命期間,你有兩週或更長的其他時間感到抑鬱或否 對大部分事情不感興趣,且具有大部分剛剛談論之問題 你在兩次抑鬱發作之間曾有過至少2個月之間隔未出現 任何抑鬱及任何喪失興趣嗎? 是 否 是 嚴重抑鬱發作 復發 *若患者目前患有嚴重抑鬱發作,則在第5頁之相應 問題上編碼「是」 M.I.N.I. 5.0.0 (2003年7月 1 曰)4 機密 -124.Aj has been depressed or not interested in the past two weeks: Does your appetite decrease or increase almost every day? Does your weight decrease or increase without deliberate effort (ie for 160 lb./70 kg. Individuals, within 1 month, change body weight by ±5% or ±8 lb or ±3.5 kg)? If any one is met, the code is "Yes". Do you have sleep disorders almost every night (difficult to fall asleep, wake up at midnight, wake up too early or sleep too much)? 'Do you speak or move slower than usual, or are you almost irritated, restless, or difficult to sit still? Are you feeling tired or not energized almost every day? Do you feel worthless or guilty almost every day? Are you hard to concentrate or make decisions almost every day? Do you think about hurting yourself, want to commit suicide or hope that you are dead? * Yes Yes 氺 Yes Yes Is there 5 or more answers (A1_A3) coded as "Yes"? No No No No Yes Yes Yes Yes Severe Suppressed Attacks Currently: 3⁄4 patients currently have a major depressive episode, continue to A4, otherwise move to question group b A4 a During your life, you have two weeks or longer Other times I feel depressed or not interested in most things, and have most of the questions I just talked about. Have you had any depression and any loss of interest at least 2 months between the two depressive episodes? Yes No Yes Major depressive episodes Recurrence * If the patient currently has a major depressive episode, code "yes" on the corresponding question on page 5. M.I.N.I. 5.0.0 (July 1, 2003) 4 Confidential -124.

Targacept 公司 163062.doc 201244717 (l^RGACEPT PR〇 〇5619_CRD-〇〇2(〇〇)生效日期:2009 年 12 月 22 日 附錄10·迷你國際神經精神科面談,續 具有憂鬱症特徵之嚴重抑鬱發作(可選) ^意指:轉至診斷框,圈出「否」,並移至下-題組) 為郎⑸=足),雜女以厂说 幾肀戶f有事情冬能力嗎? 暫時的; A5a或A5b編碼為「是」嗎? 若今:當發生好的事情時,此卞無法令你感到好些嗎 否是 A6 在過去兩週時間中’在你感到抑臀且沒有興趣時: a你感到抑鬱的方式與當你親近的人死亡時你所經歷的那種感否是 b 受不同嗎? *f小幾乎母天總疋在早晨感到不快嗎? 否 是 C 你幾乎每天比辦蘇_間枝少2树蘇社補以入睡 否 是 d 嗎? A3C編碼為「是」嗎(精神性運動遲緩或激動)? 否 是 e 對於厭食症或體重減輕, 否 是 f 你感到過度内疚或内疚與實際情境不相稱嗎? 否 是 有3個或更夕個A6答案編碼為「是」嗎7 否 是 具有憂繫症特徵 之嚴重抑鬱發作 目前 Μ,Ι.Ν.Ι· 5_0·0 (2003年7月 1 日)5 機密 -125-Targacept Company 163062.doc 201244717 (l^RGACEPT PR〇〇5619_CRD-〇〇2(〇〇) Effective Date: December 22, 2009 Appendix 10· Mini International Neuropsychiatric Interview, Continued Major Depressive Episodes with Depression Characteristics (Optional) ^ means: go to the diagnosis box, circle "No", and move to the next-question group) for Lang (5) = foot), the daughter said to the factory that several households have the winter ability? Temporary; Is A5a or A5b coded "Yes"? If today: When something good happens, can't you feel better? Or is it A6? In the past two weeks, when you feel hip and have no interest: a. You feel depressed and the person close to you. Is the feeling you experienced when you die, is b different? *f small almost mother-in-law always feel unhappy in the morning? No Yes C You are almost every day than you can do with _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Is the A3C code "Yes" (mental exercise retardation or excitement)? No Yes e For anorexia or weight loss, No Yes f Do you feel excessive guilt or guilt that is not commensurate with the actual situation? Is there a 3 or more A6 answer coded as "Yes"? 7 No is a severe depressive episode with a symptom of anxiety. Currently, Ι.Ν.Ι· 5_0·0 (July 1, 2003) 5 Confidential-125-

Targacept 公司 163062.doc 201244717 (f^RGACEPT PRO'05619'CRD'002(00) 生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,續 B.輕鬱症 (♦意指:轉至診斷框,圈出「否」,且移至下一題組) 者之疰队a前汀合砹卫杣於發作之笮NU不板女此題:π___ Β1 在過去兩年中,你大郎分時間戍到悲傷、低落或抑蝣嗎? ^ B2 B3 B4 此階段因你感覺良好而中斷過兩個月或更久嗎? 在此感覺抑鬱之階段中,在大部分時間内: a 你的食欲有顯著變化嗎? b 你有睡眠障礙或睡眠過度嗎? c 你感到疲勞或沒有活力嗎? d 你失去自信了嗎? e 你難以集中精力或做決定嗎? f 你感到絕望嗎? 有2個或更多個B3答案編碼為「是」嗎? 抑鬱症狀令你非常痛苦或在工作中'在社會上或以一些其他重 要途徑損害你發揮作用之能力嗎? 否是 否是 否是 否是 否是 否是 否是 峰 否是 峰 否是 B4編瑪為「是」嗎? 1^[.1_从1.5.0.0(2003年7月1日)6Targacept Company 163062.doc 201244717 (f^RGACEPT PRO'05619'CRD'002(00) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, continued B. Mild depression (♦ means: turn To the diagnosis box, circle "No" and move to the next question group). The team of the former team A and the defender of the 发作 不 不 不 此 此 此 此 此 此 此 : : : : : : : 此 此 此 此 此 此 在 在 在 在 在 在 在 在 在 在 在 在 在 在 在Is it time to grief, depression, or depression? ^ B2 B3 B4 Is this stage interrupted for two months or more because you feel good? In this stage of depression, most of the time: a you Does your appetite change significantly? b Do you have sleep disorders or excessive sleep? c Do you feel tired or not energized? d Are you losing your confidence? e Do you have difficulty concentrating or making decisions? f Are you feeling desperate? Is 2 or more B3 answers coded as "yes"? Depressive symptoms make you very painful or at work "in the society or in some other important way to impair your ability to function? No whether or not whether or not Is the peak No, the peak is B4? "Do? 1 ^ [. 1_ from 1.5.0.0 (July 1, 2003) 6

Targacept 公司 163062.doc 機密 -126- 否 是 輕鬱症 目前 201244717 (f^RGACEPT PRO'05619'CRD'002(00) 生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,績 C.自殺傾向 在過去1個月中,你: 分值 C1 C2 C3 C4 C5 C6 認為你死了更好或希望你死亡嗎? 想傷害自己嗎? 想過自殺嗎? 有自殺計劃嗎? 企圖自殺? 在你生命中: 你曾經實施過自殺企圖嗎? 上述問題有至少1個編碼為「是」嗎? 若是,則增加答案(C1-C6)中勾選「是」的總點 數,並如下所述詳細說明自殺風險之程度: 否 是 1 否是 2 否 是 6 否是 10 否是 10 否是 4 否 是 自殺風檢· 目前 1-5分 低 0 6-9分 中 □ 多10分 ik a M.I.N.I. 5.0,0 (2003年7月 1 日)7Targacept Company 163062.doc Confidential-126- No is a mild depression at present 201244717 (f^RGACEPT PRO'05619'CRD'002(00) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, Achievement C Suicide tendency In the past month, you: Score C1 C2 C3 C4 C5 C6 Think you are better or want you to die? Want to hurt yourself? Have you ever thought about suicide? Is there a suicide plan? In your life: Have you ever committed suicide attempts? Is there at least one code for the above question as "yes"? If yes, increase the total number of points in the answer (C1-C6) and check "yes" as follows. Describe in detail the degree of suicide risk: No Yes 1 No Yes 2 No Yes 6 No Yes 10 No Yes 10 No Yes 4 No Suicide wind test · Currently 1-5 points low 0 6-9 points Medium □ More 10 points ik a MINI 5.0, 0 (July 1, 2003) 7

Targacept公司 機密 163062.doc - 127- 201244717 PR⑽MW領GG)纽日期:麟年Π月22日 附錄10·迷你國際神經精神科面談,續 D·(輕)躁狂發作 (►意指:轉至診斷框,在所有診斷框中圈出「否,’且移至下一題組)Targacept company secret 163062.doc - 127- 201244717 PR (10) MW collar GG) New date: Linnian 22nd month appendix 10 · Mini International Neuropsychiatric interview, continued D · (light) manic episode (► means: turn to diagnosis Box, circle "No," and move to the next question group in all diagnostic boxes.

,Dlb 或 f Dlb及D2b=否:探索過去症狀最明顯之發作 在你感到興奮、充滿活力或易怒之時間中,你:你感覺能_其他人做不_錯,絲你是铜重要的 Ξΐΐΐΐί 了嗎(例如’在僅睡幾小時後即感到精力充沛)?、‘ α出現g奔^止,或講話過快而使人們難以理解嗎?' ;使得任何小干擾都會使你分心嗎? g 擔心你嗎?狂、魯莽駕駛或你忽略了風險或後果(例如,消費 $3^更多個D3答案編碼為「 去發作時)或若⑽絲(在評定 目前發作 M.I.N.I. 5.0.0(2003^-7^ la) 8, Dlb or f Dlb and D2b=No: Explore the most obvious episodes of past symptoms. In the time when you feel excited, energetic or irritable, you: You feel able to _ others do not _ wrong, silk you are important copper Ξΐΐΐΐί ( (For example, 'I feel energetic after only a few hours of sleep?'), 'A appears grunting, or is it too fast to make people difficult to understand? '; makes any small disturbances distract you? g Worried about you? Crazy, reckless driving or you ignore the risk or consequences (for example, spending $3^ more D3 answers coded as "when going to attack" or if (10) silk (in assessing the current episode of MINI 5.0.0 (2003^-7^ la) 8

C 否是 否是 否是 否是 否是 否是 否是 否 是C No Yes No Yes No Yes No Yes No Yes No Yes No Yes No Yes

Targacept 公司 163062.doc 機密 -128- 201244717 (f^RGACEPT PRO_05619'CRD"002(00) 生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,續 否 是 1 1 □ □ 較躁狂矂狂 發作發作 D4該等症狀持續至少一週且在家裏、在工作中、社會上 或在學校引起顯著問題嗎,或你因該等問題而住院嗎? 所探索發作為: D4編碼為「否」嗎? 詳細說明該發作係目前或過去。 D4編碼為「是」嗎? 詳細說明該發作係目前或過去。 M.I.N.I. 5.0.0 (2003年7月 1 日)9Targacept Company 163062.doc Confidential-128- 201244717 (f^RGACEPT PRO_05619'CRD"002(00) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, Continued No 1 1 □ □ More Manic episodes D4 These symptoms last for at least a week and cause significant problems at home, at work, in the community, or at school, or are you hospitalized for these problems? Discovered as: D4 coded as "No Details? The episode is current or past. Is the D4 code "Yes"? Details the current or past episode. MINI 5.0.0 (July 1, 2003) 9

Targacept公司 機密 163062.doc - 129- 否 是 輕矂狂發作 目前 □ 過"Ϊ· □ 否 是 躁狂發作 目前 α 過 □ 201244717Targacept Confidential 163062.doc - 129- No Yes Manic episodes Currently □ Over "Ϊ· □ No Yes Manic episodes Currently α over □ 201244717

(T^RGACEPT PRO-05619-CRD-〇〇2(〇〇) 生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,續 E.恐慌症 (♦意指:在E5、E6及E7中圈出「否」且跳至FI) μ X ^1"'.............................................................. ^ 糊 一 音1去任—時間’該等發作(spell或attack)有任一次係以♦ 卜方式出現或以不可預測或無緣無故之方式發生嗎?否 Ε3 過—次此類發作,之後1個月或更長時間始終害否 十白再次發作,或擔心發作之後果嗎? Ε4 ,你記得的最嚴重發作期間: t心臟漏跳、心跳加速或心臟劇烈跳動嗎? b你有過出汗或手濕冷嗎? c你發抖或顫抖了嗎? d你呼吸急促或呼吸困難嗎? e你有氣。更感或雙咽嗎? f你有過胸痛、壓迫或不適嗎? f 嗔?、胃部不適或暴填嗎? i 不穩'頭昏眼花或昏厥嗎? 否 怪、不真實、脫離或陌生嗎’或你否 k仏害怕你會死嗎? ϋ身體各部分刺痛或麻木嗎? 如出現熱潮紅或發冷嗎? 多個E4m編碼為「是」嗎?細為否(T^RGACEPT PRO-05619-CRD-〇〇2(〇〇) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, continued E. Panic disorder (♦ means: at E5, E6 Circle "No" in E7 and jump to FI) μ X ^1"'............................... ............................... ^ 糊一音1 任任—Time 'These attacks (spell or attack) have Does any occurrence occur in a mode or in an unpredictable or unreasonable manner? Otherwise 过 3 times - such episodes, after 1 month or more, there is always a recurrence of ten whites, or fear of a seizure Ε4, the most severe episode you remember: t Heart leak, rapid heartbeat or heart beat? b Have you ever sweated or wet hands? c Do you tremble or tremble? d You breathe or breathe Is it difficult? e You are angry. Do you feel more or swallow? f Have you had chest pain, pressure or discomfort? f 嗔?, stomach upset or overfill? i Unstable ' dizziness or fainting? No Is it strange, unreal, detached or unfamiliar? Or are you not afraid that you will die? Tingling or numbness in it? In case of hot flashes or chills it? More E4m coded as "yes" right? No fine was

是 否 否 否 否 否 否 否 否 E5 E6 E7 m 否 否 否 否 ^ 有任E4答案編碼為「是」嗎?則跳至F1。 if害等發作(2次或更多次)且Μ·Ι.Ν.Ι·5·0·()(2003 年7月 1 日)10 否 否 是 是 是 是 是 是 是 是 是 是 是 是 是 是 恐慌症 終生 是 有限症狀 發作 終生 是 恐慌症 目前Yes No No No No No No No No E5 E6 E7 m No No No No ^ Is there any E4 answer coded as "Yes"? Then jump to F1. If the attack occurs (2 or more times) and Μ·Ι.Ν.Ι·5·0·() (July 1, 2003) 10 No No Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Is panic disorder life is limited symptoms episodes are life-threatening panic disorder

Targacept 公司 163062.doc 機密 -130- PRO-05619-CRD-002(00) 201244717Targacept Company 163062.doc Confidential -130- PRO-05619-CRD-002(00) 201244717

c iakuACEPT 生效曰期:2009年12月22曰 附錄10.迷你國際神經精神科面談,續 F.市集畏懼症 -站成.烟纖:¾減c iakuACEPT Effective period: December 22, 2009 Appendix 10. Mini International Neuropsychiatric interview, continued F. Market fears - Standing into. Smoke: 3⁄4 minus

若F1=N0,則在F2中圈出「否」。 F2你如此害怕該等情境,以至於你逃避該等情境,或熬過該等情境,或否是 需要同伴來面對該等情境嗎? 市集 畏懼症 目前 F2 (目前市集畏懼症)編碼為「否」 且 E7(目前恐慌症)編碼為「是」嗎? F2(目前市集畏懼症)編碼為「是」 且 E7 (目前恐慌症)編碼為「是」嗎? F2(目前市集畏懼症)編碼為「是」 且 E5(終生恐慌症)編碼為「否」嗎? ^1及1.5.0.0 (2003年7月1曰)11 否 是 恐谎症 無市集畏懼症 目前 否 是 恐慌症 有市集畏懼症 ’目前 否 是 市集畏懼症,目前 沒有恐慌症史If F1=N0, circle "No" in F2. F2 Are you so afraid of these situations that you evade these situations, or have you survived these situations, or do you need your peers to face them? Market Fears Currently F2 (Current Market Fear) is coded as "No" and E7 (Current Panic) is coded as "Yes"? F2 (Current Market Fear) is coded as "Yes" and E7 (Current Panic) is coded as "Yes"? F2 (Current Market Fear) is coded as "Yes" and E5 (Lifetime Panic) is coded as "No"? ^1 and 1.5.0.0 (July 1, 2003)11 No Yes Phobias No market fears Currently No Yes Panic disorder Market fears ‘Current no Yes Market fear, no history of panic disorder

Targacept公司 機密 163062.doc - 131 - 201244717 (T^RGACEPT PR〇-〇5619-CRD-〇02W 生效日期:_ 年 12 月 22 日 附錄ίο.迷你國際神經精神科面談,續 G社交懼怕症(社交焦慮症)Targacept Confidential 163062.doc - 131 - 201244717 (T^RGACEPT PR〇-〇5619-CRD-〇02W Effective Date: _ December 22, Appendix ίο. Mini International Neuropsychiatric Interview, Continued G Social Fear (Social anxiety)

G2 此恐懼過度或不合理嗎? 否是 G3你如此害怕該等情境以至於你逃避該等情景或挨過該等情境嗎? 否是G2 Is this fear excessive or unreasonable? No Yes G3 Are you so afraid of these situations that you evade these situations or have passed through these situations? no Yes

G 4此恐懼使你正常工作或社會功能混亂或使你非常痛苦 嗎? 从1.>1.1‘5.0_0 (2003年7月1日)12 機密 -132-G 4 Does this fear make you work or socially confusing or make you very painful? From 1.>1.1 '5.0_0 (July 1, 2003) 12 Confidential -132-

Targacept 公司 163062.doc 201244717 CrMGACEPT PRO'05619-crd-〇〇2(〇〇) 生效日期:2009 年 12 月 22 日 附錄10.MINI國際神經精神科面談,績 H.強迫症 _(·在上方且意指:轉至診斷雜,圈出「否」,且移至下一題组) ΰ去 1 沾月中 ’ 常出^zy\; -u~~ 巧、干擾,的个令人,…f· iviVA'『】+¾气V气、,你凡‘至1¾ 巧的、被污㈣絲有病⑽躲,或糾污紗他人,.或害怕. ’或害怕你會因某—衝動而行動,或害怕或迷· ' 了〇 j .次馋冇性艾旭也、衫像成浙動之強迫鉍 念'成儲咸、收集或宗教性強迫觀念y . I; ’’ί’Χ if 134灼單汴的過吱挖憂、^不包括與迓 : ί ㈡戍藥物&用直接相關之強边说念,此 · g了广以該活域译樂知且可能今貞.两一而想抵綠-..… τ ;~; :~:------- - , ’, - _______________________Targacept Company 163062.doc 201244717 CrMGACEPT PRO'05619-crd-〇〇2(〇〇) Effective Date: December 22, 2009 Appendix 10. MINI International Neuropsychiatric Interview, performance H. Obsessive-compulsive disorder _ (· above and Means: Go to the diagnosis, circle "No", and move to the next question group) ΰ去1 月月中' often ^zy\; -u~~ Qiao, interference, a person, ...f · iviVA'『]+3⁄4气气气,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, , or fear or fascination · ' 〇 j. 馋冇 馋冇 艾 艾 也 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、 、灼 汴 汴 吱 ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ Want to get green -..... τ ;~; :~:------- - , ', - _______________________

HI 112 —即使在你勤,t、略τ£、起料#錢念%?-HI 112 - even if you are diligent, t, slightly τ£, starting #钱念%?-

H3 等強迫觀念是由於你自身的思想所產生且其並非係外界㊣$至|4 ΐ -., f>; ρ 、ί、 、 -c. p ]► ij « ^<.1t-fbiK hi “ii Λ I H5 H6 H3^H4編碼為「是」嗎? ^-二乂’’ ---- 你承認該等強雜想法或該等強迫行為财或不合理嗎? 迫或強迫行為顯著干擾你的日常工作、職 !;力此、日吊社會活動或聯繫嗎,或其一天佔用超過Ά Μ.Ι.Ν·Ι_ 5·0.0 (2003年7月 1 日)13The concept of obstination such as H3 is due to your own thoughts and it is not the outside of the positive $ to |4 ΐ -., f>; ρ, ί, , -c. p ]► ij « ^<.1t-fbiK hi "ii Λ I H5 H6 H3^H4 is coded as "Yes"? ^-二乂'' ---- Do you admit that such strong ideas or such compulsive behaviors are unreasonable? Forced or forced behavior significantly interferes with your daily work, job!; force this, daily social activities or contact, or its daily occupation exceeds Ά Ι.Ι.Ν·Ι_ 5·0.0 (July 1, 2003) 13

Targacept 公司 163062.doc 機密 -133- ~~~-Targacept Company 163062.doc Confidential -133- ~~~-

201244717(ThRGACEPT PR〇-05619-CRD-002(00)生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,續 I.創傷後壓力病症(可選) ____(♦意指:轉至診斷框,圈出「Φ Rr 丁 —. IS觀趱以 ,12'ν-、‘Λ你的反應帶有強烈母懼:無助鹗厭惡嗎?,-贼沿f挺紹,、強㈣ ~在過去1個月中f---—- 你曾逃避思考或談論該事件嗎? 你曾逃避能使你想起該:ί;件之活動、地點或人 你難以回憶起所發生的某一重要部分嗎? …· 你變得對嗜好或社會活動不太感興趣了嗎? 你感到脫離或疏遠其他人嗎? 你注意到你的感覺變麻木嗎? 你感到你的生命將縮短或你將比其他人死得 有3個或更多個14答案編碼為「是」嗎? 、Λ·. 否是 13 a b c d 否 否 否 否 否 否 否 是 是 是 是 是 是 是 15 a b 16 在過去Η固月中: 你有睡眠困難嗎? 你特別易怒或你爆發過怒火嗎? 你難以集中注意力嗎? 你緊張或始終在警傾嗎? 你容易受驚嗎? 有2個或更多個15答案編碼為「是」嗎? 顯著干擾你的工作或 Μ_Ι·Ν_Ι· 5.0.0 (2003年7月 1 日) 否是201244717 (ThRGACEPT PR〇-05619-CRD-002 (00) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, continued I. Post-traumatic stress disorder (optional) ____ (♦ means: Go to the diagnostic box and circle "Φ Rr Ding -. IS Guan Yu, 12' ν-, 'Λ Your reaction with strong maternal fear: no help, disgust?, - Thieves along the f, Shao, strong (d) ~ In the past month, f----- Have you escaped thinking or talking about the incident? You have escaped to remind you of this: ί; the activity, place or person you have difficulty remembering what happened An important part? ...· Have you become less interested in hobbies or social activities? Do you feel separated or alienated from others? Do you notice that your feelings become numb? You feel that your life will be shortened or you Will there be 3 or more 14 answers than others? If yes, Λ·. No is 13 abcd No No No No No No No Yes Yes Yes Yes Yes 15 ab 16 In the past Η Gu Yuezhong: Do you have difficulty sleeping? Are you particularly irritable or have you ever experienced anger? Are you hard to concentrate? You Are you nervous or always on the police? Are you frightened? Is there 2 or more 15 answers coded as "Yes"? Significant interference with your work or Μ_Ι·Ν_Ι· 5.0.0 (July 1, 2003) no Yes

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201244717 (MRGACE/T PR〇_〇5619'CRD-〇02(00) 生效日期:2009年12月22日201244717 (MRGACE/T PR〇_〇5619'CRD-〇02(00) Effective date: December 22, 2009

附錄10. MINI國際神經精神科面談,續 J·酒精濫用及依賴 (♦意指:轉至診斷框,在兩個診斷框中圈出 -Uli^ ^ιι1",Τ[|^Τ·ΓΤ^,ΐ·Ιίϊ1ΠΓιΤ,' 11 III III I ι·ι I I ί 11 ii— , fcMAppendix 10. MINI International Neuropsychiatric Interview, continued J. Alcohol abuse and dependence (♦ means: go to the diagnostic box, circle in two diagnostic boxes -Uli^ ^ιι1",Τ[|^Τ·ΓΤ^ ,ΐ·Ιίϊ1ΠΓιΤ,' 11 III III I ι·ι II ί 11 ii— , fcM

J2在過去12個月中 你需要飲用更多酒以獲得與你第一次開始飲酒時相同之效果嗎?否曰 汗緻否是 e在你飲酒期間,你在結束時所飲用之量多於開始時計劃之量嗎?否是 d你曾努力減少或停止飲酒但失敗了嗎7 a 6 mS9的日子裏,你將大量時間花在獲得酒、飲酒或自酒之作否ί f你由於I酒而花較少時間來工作、享受嗜好或與其他人相處嗎?否是 g即使你知道飲酒會使你的健康或精神出現問題亦繼續飲酒嗎? 否是 有3個或更多個J2答案編碼為「是嗎? H SS用在濫雜中圈_且移至下 bJ2 In the past 12 months, do you need to drink more wine to get the same effect as when you first started drinking? No 汗 Is it caused by sweat? During your drinking, did you drink more at the end than planned at the beginning? No, have you tried to reduce or stop drinking but failed? In the days of 7 a 6 mS9, you spend a lot of time getting wine, drinking or self-drinking. Otherwise, you spend less time because of I wine. Work, enjoy hobbies or get along with others? No Yes g Even if you know that drinking will make your health or mental problems continue to drink? No Yes There are 3 or more J2 answer codes as "Yes? H SS is used in the middle of the circle _ and moves to the next b

J3在過声12個月中: u (僅在此引起問題時編碼ϋ 通馬? 之欠(例如駕車、騎摩托車、使用機械、戈,ι否是 C你曾因飲酒而不止-次造▲法律問題(例如拘留或妨害治安)嗎?否是 d即使飲酒引起與家人或其他人之間之問題,你亦繼續飲酒嗎? 否是 有1個或更多個J3答案編碼為「是」嗎? M.I.N.I. 5.0.0 (2003年7月 1 日)15J3 is in the past 12 months: u (only when the problem is caused by coding ϋ ??? (such as driving, riding a motorcycle, using machinery, Ge, ι is C, you have been drinking because of the time - the second ▲Do you have legal questions (such as detention or nuisance)? Is it d that you continue to drink even if you have problems with your family or other people? Is there one or more J3 answers coded as "Yes"? MINI 5.0.0 (July 1, 2003) 15

Tafgacept 公司 163062.doc 機密 -135 - 否N/A是 酒精濫用 目前 201244717 (l^lRGACEPT PR〇'05619'CRD'002(°〇)生效日期:2009 年 12 月 22 日 附錄10.迷你國際神經精神科面談,續 ,立f酒精精神作用物質濫用 圈出所口 严#巧.^率押eed)」、結晶甲安(cryStai meth)、「快樂水 (rush)」、右旋本丙腺(Dexedrine)、利他林、減肥藥。 fpieSr」a:ne):直接鼻吸、靜脈注射、游離鹼:快克(CraCk)、「快速球 严西辛藥:tH(l^roin)、嗎,(morphine)、二氫嗎。非酮(Dilaudid)、鴻片 SPmni 〕:矣沙刪methadone)、可待因(codeine)、經考嗣Tafgacept Company 163062.doc Confidential-135 - No N/A is Alcohol Abuse Current 201244717 (l^lRGACEPT PR〇'05619'CRD'002(°〇) Effective Date: December 22, 2009 Appendix 10. Mini International Neuropsychology Section interview, continuation, establishment of alcoholism, substance abuse, and abuse of the mouth. #巧.^率ed eed)", crystal 甲安 (cryStai meth), "happy water (rush)", dexamethasone (Dexedrine) Ritalin, diet pills. fpieSr"a:ne): direct nasal inhalation, intravenous injection, free base: Creck, "fast ball Yanxixin: tH (l^roin), morphine, (morphine), dihydrogen. (Dilaudid), Hong film SPmni]: 矣沙 deleting methadone), codeine (codeine), after the test

Jerc^dan) ^ 爾拜(D^v〇n)、奥施康定(〇xyC〇ntin)。 泰P'樂迷ii?(a?d)/ )、墨斯卡靈(mescaline)、佩落(Pey〇te)、 巧(「天(吏^^ngelipust:»」、「和平丸(peacepm)」)、素傘簟‘ 、ST?、迷幻蘑菇(mUShr〇〇mS)J、搖頭丸(eCStaSy)、MDA或 力敵%te)「」、:ί乙烧、氧化亞氮(「笑氣(iau幽啤㈣」〕、确 酸異戊酯或硝酸丁酯(「波普爾(P叩per)」)。 & 6 λ出Marijuana) : J度大麻(hashishX「哈希(hash)」)、THC、「鋼(pot)」、 ,草(Weed)」、「大麻香煙(既㈣」。 劑· *眠^^aalude)、西可巴比妥(Seconal,「紅色(red)」)、二氮平 galmm) '、利眠寧(Librium)、脂臘烷(八加⑽)、當眠多 :巴比妥鹽、眠爾通(Miltown) ° 騐說雜1最$££,藥或減肥藥、GHB。任何其他藥物? 僅使用過一種藥物/藥物種類 勾選1 框 僅研究使用最多之藥物種類。 ^ ^獨檢查所用每個藥物種類(視需要影印K2&K3) 口 b 5念^?魏序?物質伽’詳細說明將在以下面談中探索哪-種藥物/ Κ2 i及在過雜/藥_類之名稱)之使用: a 物種類之名稱)來獲得與否是 '鉍鍫:锱所||藥鱧否是 f㉝壬•焦慮:易怒2抑#嗎?f 若符合任斷錄)或使你感覺好些嗎? :之物量„之名稱)時,你在結否是 ?4f力減少或停止服用(所藥物/藥物種類之名稱)但纽否是 e 1(¾¾¾¾¾物亍褢,你將大量時否是 M.I.N.I· 5·〇·〇 (2〇〇&7月樂^勿或自樂物恢復或思辜藥物上嗎? 機密 -136·Jerc^dan) ^ Erbai (D^v〇n), OxyContin (〇xyC〇ntin). Thai P' fans ii? (a?d) / ), mescaline (mescaline), Pey〇te, Qiao ("天(吏^^ngelipust:»", "peacepm" "), Umbrella 簟', ST?, Psychedelic mushroom (mUShr〇〇mS) J, Ecstasy (eCStaSy), MDA or rival %te) "",: 乙乙烧, nitrous oxide ("笑气 ( Iau ale (4)"], isoamyl or butyl nitrate ("P叩per"). & 6 λ out of Marijuana): J-degree marijuana (hashishX "hash"), THC, "pot", "weed", "marijuana cigarette (both (four)". Agent * * sleep ^ ^ aalude), sicabarbital (Seconal, "red (red)"), two Nitrogen galmm) ', Librium, fatty algae (eight plus (10)), sleep more: barbiturate salt, Milton (Miltown) ° test miscellaneous 1 most expensive, medicine or weight loss Medicine, GHB. Any other drugs? Use only one drug/drug type Check box 1 Only the most used drug types are studied. ^ ^ Each drug type used for independent examination (photocopying K2 & K3 as needed) mouth b 5 read ^? Wei Xu? The substance gamma' detailed description will be explored in the following discussion: the use of the drug / Κ2 i and the name of the miscellaneous / drug _ class: a name of the species) to obtain or not is '铋鍫: 锱所| Is the medicine fF33壬• Anxiety: Is it irritating 2?# If it meets the requirements of the record) or makes you feel better? : When the quantity of the substance is the name of „, is it OK? 4f force is reduced or stopped (the name of the drug/drug type) but the value is e 1 (3⁄43⁄43⁄43⁄43⁄4 thing, you will be MINI if you are a lot of time) 5·〇·〇(2〇〇&July music^Do you want to recover or think about drugs? Confidential-136·

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(TARGACEPT 生效曰期:2009年12月22曰 附錄10.迷你國際神經精神科面談,續 f你因使用藥物而花較少時間來工作、享受嗜好或與家人或朋友否是 相處嗎? g即使(所選擇藥物/藥物種類之名稱)使你的健康或精神出現問 否是(TARGACEPT Effective Period: December 22, 2009 Appendix 10. Mini International Neuropsychiatric Interview, Continued f You spend less time working, enjoying hobbies or being with your family or friends because of medications? (the name of the selected drug/drug type) makes your health or spirit appear.

題,你亦繼續使用該藥物嗎? 有3個或更多個K2答案編碼為「是」嗎? 詳細說明藥物:_ 慮及在過去12個月中你對(所選擇藥物種類之名稱)之使用: K3 a當你在學校、在工作中或在家襄有其他責任時,你曾不止一次否是 因(所選擇藥物/藥物種類之名稱)而沉醉、興奮或宿醉過嗎?此引 起任何問題嗎? (僅在此引起問題時編碼為「是」。) b你在任何身體有風險之情境(例如,駕車、騎摩托車、使用機 否是 械、划船等)中因(所選擇藥物/藥物種類之名稱)而興奮或沉醉過 不止一次嗎? c你曾因使用藥物而不止一次造成法律問題(例如拘留或妨害治安)否是 嗎? d即使(所選擇藥物/藥物種類之名稱)引起與家人或其他人之間之否是 問題,你亦繼續使用該藥物嗎? 是 物質依賴 目前 有1個或更多個K3答案編碼為「是」嗎? 詳細說明藥物: M.I.N.I. 5.0.0 (2003年7 月 1 日)17 機密 • 137-Question, do you continue to use the drug? Is there 3 or more K2 answers encoded as "yes"? Explain the drug in detail: _ Consider the use of (the name of the selected drug type) in the past 12 months: K3 a When you have other responsibilities at school, at work or at home, you have been more than once Intoxicated, excited or hangover because of the name of the selected drug/drug type? Does this cause any problems? (Coded as "Yes" only if this causes problems.) b You are in any situation where the body is at risk (for example, driving, riding a motorcycle, using a machine, or boating, etc.) (Selected drug/drug type) The name) and excited or intoxicated more than once? c Have you ever caused legal problems (such as detention or nuisance) because of the use of drugs more than once? d Even if the name of the selected drug/drug type causes problems with your family or other people, do you continue to use the drug? Yes Material Dependence Is there currently one or more K3 answers coded as "yes"? Detailed description of the drug: M.I.N.I. 5.0.0 (July 1, 2003) 17 Confidential • 137-

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201244717(J^RGACEPT PRQ-05619-CRD-002(00) 生效日期:2009 年 12 月 & 曰 附錄10.迷你國際神經精神科面談,續 L.精神病 詢問答案為陽性之每一問題之實例。僅在該等實例明確顯示思相或咸 在文化上不適當時才編碼為「是」。在編碼前,研究妄想是否可定歪曲或其 異」 若明顯難以置信’荒謬’無法理解,且不能自普通生活經歷獲i ,。 、彳女想 怪 LI a 若有語音評論個體之思想或行為,或有兩個或更多個語音彼此交談,則幻覺被呼 為「怪異」。 ° 現在我將向你詢問關於一些人之不尋常經歷。 你曾相信有人正在監視你,或某人正策劃反對你,或想否是 要傷害你嗎? 注意:詢問實例以排除真實跟蹤。 若是:你目前相信該|事情嗎? 否 b L2 a b L3 a b L4 a b L5 a b L6 a S?芩人丐在閱讀你的思維或可聽到你的思想,或否 你能真實地閱讀某人之思維或聽到他人正在想什麼嗎? 若是:你目前相信該等事情嗎? 否 S'曾SilSirS你體外之某種力量將並非你自身之想法否 卺笋中’或使你以不同尋常之方式行動嗎?你 曾感到你被控制嗎? 贽床醫師:詢問實例且不計入任何並非精神病性之事 情。 若是·你目前相信該等事情嗎? 否 電視、無線電或報紙向你發送特殊訊否 息’或你並非親自認識的人對你特別感興趣嗎? 若是··你目前相信該等事情嗎? 否 率患34芦認為你的任何信念奇怪或不尋常嗎?否 。僅在該等實例係問題L1至L4未探索 ?才編碼為r是」,例如,身體或宗教 fi妄St今妄想、忌妒妄想、罪惡妄想、毀滅妄想或 f香:萁目前認為你的信念奇怪嗎? 否 聽S窄事情(ί列如語音)嗎? 否 思者對以下問題回答是」時,幻覺才被評為「怪 雪fiSfSSSSIf的思想或行為或你聽到兩個或 1若疋.你在過去ί個月ΐ聽到過該等事情嗎? 否 Μ.Ι.Ν.Ι. 5.0.0 (2003^7^ 1 a) 18 是 是 是 是 是 是 是 是 是 是 是201244717(J^RGACEPT PRQ-05619-CRD-002(00) Effective Date: December 2009 & 曰 Appendix 10. Mini International Neuropsychiatric Interview, continued L. Examples of each question in which the psychiatric inquiry answers are positive. It is only coded as "yes" when these examples clearly show that the thoughts or saltiness are culturally uncomfortable. Before the coding, the study of delusions can be definite or different. If it is obviously unbelievable, it is incomprehensible and cannot Ordinary life experiences are i.., prostitutes want to blame LI a If there is a voice commenting on the individual's thoughts or behaviors, or having two or more voices talking to each other, the hallucinations are called "weird." ° Now I will You ask about unusual experiences about some people. Have you ever believed that someone is monitoring you, or someone is planning to oppose you, or want to hurt you? Note: Ask an instance to rule out the real tracking. If it is: You believe it now |Things? No b L2 ab L3 ab L4 ab L5 ab L6 a S? You are reading your mind or can hear your thoughts, or can you truly read someone’s thinking or hear what others are thinking What? If it is: Do you currently believe in such things? No S'SilSirS Something in your body will not be your own idea, or will you act in an unusual way? You felt that you were controlled Trampoline Physician: Ask for an example and don't count for anything that is not psychotic. If yes, do you currently believe in such things? No TV, radio or newspaper sends you a special message or a person you don't know yourself. Are you particularly interested in it? If yes, do you currently believe in such things? No, do you think that any of your beliefs are strange or unusual? No. Only in these case studies L1 to L4 are not explored? The code is r, for example, body or religion, 妄 妄 、 妒妄 妒妄 妒妄 妒妄 妒妄 妒妄 妒妄 妒妄 妒妄 妒妄 妒妄 妄 妄 妄 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁 萁? No, the answer to the following question is ", the illusion was rated as "the thought or behavior of the strange snow fiSfSSSSIf or you heard two or one if you have heard of it in the past ί months? No Μ.Ι.Ν.Ι. 5. 0.0 (2003^7^ 1 a) 18 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes

Targacept 公司 163062.doc 機密 -138- 2〇124ff^EPT _麵聊生效日期:薦年㈣日 附錄10.迷你國際神經精神科面談,續 否是 否是 否是 否是 L7 a 爭醒時出現幻視或你曾看到其他人無法看到的事物嗎? •臨床醫師:檢査以瞭解該等事物是否在文化上適當。 b若是··你在過去1個月中看到過該等事物嗎? 臨床醫師之判斷 L8 b患者目前展現無條理、解構語言或顯著聯想鬆弛嗎? L9 b 患者目前展現解構或僵直行為嗎? u°b SSsStS屢雜 或否是Targacept Company 163062.doc Confidential-138- 2〇124ff^EPT _Inquiry Effective Date: Recommended Year (D) Day Appendix 10. Mini International Neuropsychiatric Interview, Continued No Whether it is L7 a When waking up, there is illusion or you See things that others can't see? • Clinician: Check to see if these things are culturally appropriate. b If yes, have you seen such things in the past month? Judgment by Clinicians Is L8 b patient currently showing unorganized, deconstructed language or significant association relaxation? Does L9 b patient currently exhibit deconstruction or stiffness behavior? U°b SSsStS repeatedly or no

L11 個或更多個《b»問題編碼為「是的,怪異」嗎? 更多個&lt;&lt;b&gt;&gt;問題編碼為「是」(而非「是的,怪 共J J馬/ L12 $1個或更多個《a»問題編碼為「是的,怪異)」嗎? l)2,Af多個&lt;&lt;a&gt;&gt;問題編瑪為「是」(而非「是的,怪 SfiiH泛?時間賴《發生。 LI3a |重個4更發多作個(溫1啦71^》_編瑪為「是’ 且 剛闡述之信念及經歷「易声)。 僅限於你感到“鬱/興奮/易怒之時間嗎?’為疋」之症L11 or more "b» questions are coded as "yes, weird"? More <&lt;b&gt;&gt; questions are coded as "yes" (rather than "yes, blame JJ horse / L12 $1 or more "a» question coded as "yes, weird")? ? l) 2, Af multiple &lt;&lt;a&gt;&gt; The problem is compiled as "Yes" (not "Yes, blame SfiiH pan? Time depends on "occurrence. LI3a | Heavy 4 more and more (Win 1啦71^》_Zhu Ma is "Yes" and just stated the beliefs and experiences "Easy Voice". Is it only for you to feel "depressed/excited/irritated time?"

ψι%% 性病症生 Μ.Ι.Ν.Ι· 5.0.0 (2003年7月 1 曰)19Ψι%% Sexual Disorders Μ.Ι.Ν.Ι· 5.0.0 (July 1, 2003) 1919

201244717 (T^lRGACEPT PRO'05619'CRD'002(00) 生效曰期:2009 年 12 月 22 曰 附錄10.迷你國際神經精神科面談,續 M.神經性厭食症201244717 (T^lRGACEPT PRO'05619'CRD'002(00) Effective period: December 22, 2009 附录 Appendix 10. Mini International Neuropsychiatric Interview, Continued M. Anorexia nervosa

在過去3個月中: 否 M2 M3 M4 M5 M6 奢 否是 峰 否是 否是 否是 否是 峰 否是 否是 儘管具有此低體重,你仍努力不增加體重嗎? 即使你體重過輕,亦害怕增加體重或變胖嗎? a你認為你自己肥胖或身體某一部分過胖嗎? b你的體重或身材顯著影響你對自己的感受嗎? c你認為你目前之低體重正常或過度嗎? 有1個或更多個永自M4之項目編碼為「是」嗎? 僅對於女性:在過去3個月期間,在預期發生月經時皆未發生月 經(你未懷孕時)嗎?In the past 3 months: No M2 M3 M4 M5 M6 Luxury No Yes Peak No Yes No Yes No Yes No Yes Peak No Yes No Yes Despite this low weight, are you still trying not to gain weight? Even if you are underweight, are you afraid of gaining weight or getting fat? a Do you think you are obese or a part of your body is too fat? b Does your weight or body significantly affect how you feel about yourself? c Do you think your current low weight is normal or excessive? Is there 1 or more items from M4 coded as "Yes"? For women only: During the past 3 months, no menstruation occurred when menstruation was expected (when you were not pregnant)?

對於女性:M5及M6編碼為「是」嗎? 對於男性:M5編碼為「是」嗎? 表身高/體重臨限值(不穿鞋身高;不穿衣體重) 女性身高(趙重 Μλ 2b« 94 143 38 氺10 95 147 39 411 t6 150 39 192 40 51 S9 41 5¾ n 138 42 n 160 43 54 97 说 59 羚 165 43 V6 m ια 46 yj 104 170 47 59 m xn 49 39 1切 ITS 50 no 112 17« 31 男性身高/體复 ftr» 5*1 5¾ ft 3¾ Ϋ7 JTI 510 3*11 CO si tn ¢3 na 103 1IK 1C8 no ui ΙΌ 115 U€ 119 m m ns 127 130 in et&amp; 135 13« 1仞 m 1(5 m 170 173 173 m m m M m m hi* 47 4« 49 59 n 31 32 S3 54 S3 H 57 H 59 61 如DSM-IV所要求,上述體重臨限值係對於患者之身高及性別按照比正常範圍降 低I5%來計算。此表反映比大都會人壽保險體重表中之正常分佈範圍之下限低15% 之體重。 _ M.I.N.I. 5.0.0 (2003年7月 1 日)20For women: Is the M5 and M6 coded "Yes"? For men: Is the M5 code "yes"? Table height/weight threshold (no shoes height; no clothing weight) Female height (Zhao Chongxi λ 2b« 94 143 38 氺10 95 147 39 411 t6 150 39 192 40 51 S9 41 53⁄4 n 138 42 n 160 43 54 97 says 59 antelope 165 43 V6 m ια 46 yj 104 170 47 59 m xn 49 39 1 cut ITS 50 no 112 17« 31 male height / body complex ftr» 5*1 53⁄4 ft 33⁄4 Ϋ7 JTI 510 3*11 CO si Tn ¢3 na 103 1IK 1C8 no ui ΙΌ 115 U€ 119 mm ns 127 130 in et&amp; 135 13« 1仞m 1 (5 m 170 173 173 mmm M mm hi* 47 4« 49 59 n 31 32 S3 54 S3 H 57 H 59 61 As stated by DSM-IV, the above-mentioned body weight threshold is calculated as the patient's height and sex are reduced by I5% from the normal range. This table reflects the normal distribution range in the MetLife Insurance Weight Scale. The lower limit is 15% lower. _ MINI 5.0.0 (July 1, 2003) 20

Targacept公司 機密 163062.doc - 140 - 20124SLePT —生效日期:薦料月22日 附錄10.迷你國際神經精神科面談,續 N.神經性暴食症 (♦意指:轉至診斷框,在所有診斷框中圈出「否」,且移至下一題組)Targacept Confidential 163062.doc - 140 - 20124SLePT — Effective Date: Recommendation Date 22 Appendix 10 Mini International Neuropsychiatric Interview, continued N. Neurological bulimia (♦ means: go to the diagnostic box, in all diagnostic boxes Circle "No" and move to the next question group)

否 是 N4 你做過任何事來補償或防止因該等暴食所致之體重增加嗎,例 如嘔吐、空腹、鍛煉或服用輕瀉劑、灌腸劑、利尿藥(流體藥丸) 或其他藥劑? • 否 是 N5 你的體重或身材顯著影響你對自己的感受嗎? • 否 是 N6 患者之症狀符合神經性厭食症之準則嗎? 否 丄 是 跳至N8 N7 該等暴食僅發生在你低於i lb/ks)a夺嗎? 否 是 面談者:在上述括號中書f评逐性厭食症題組之身高/體重表中 針對此患者之身高之體重臨限值。 否 是 神經性暴食症 目前 N8 N5編碼為「是」且N7編瑪為「否」或跳過嗎? N7編碼為「是」嗎? 否 是 神經性厭食症 暴食/清除類型 目前 M.I.N.I. 5.0.0 (2003年7月 1 曰)21No Yes N4 Have you done anything to compensate or prevent weight gain due to such binge eating, such as vomiting, fasting, exercise or taking laxatives, enema, diuretics (fluid pills) or other medications? • No Yes N5 Does your weight or body significantly affect how you feel about yourself? • No Yes Is the symptom of N6 patient consistent with the criteria for anorexia nervosa? No 丄 Yes Jump to N8 N7 These gluttons only happen when you are below i lb/ks)? No Yes Interviewer: The weight limit for the height of the patient in the height/weight table of the anorexia nervosa group in the above brackets. Is it a neurological bulimia? Is N8 N5 coded as "yes" and N7 is "No" or skipped? Is N7 coded "yes"? No is anorexia eclipse eclipse/clear type MINI 5.0.0 (July 1, 2003) 21

Targacept公司 機密 163062.doc - 141 - 201244717 (T^lRGACEPT PRO_05619&quot;CRD_002(00)生效日期:2009 年 12 月 22 曰 附錄10.迷你國際神經精神科面談,續 〇.廣泛性焦慮症 (♦意指:到達診斷框,圈出「否I且蒋黾下—激^Targacept Confidential 163062.doc - 141 - 201244717 (T^lRGACEPT PRO_05619&quot;CRD_002(00) Effective Date: December 22, 2009 曰Appendix 10. Mini International Neuropsychiatric Interview, Continued. Generalized Anxiety Disorder (♦ : Arrive at the diagnosis box and circle "No I and Jiang Xia---

03 否 是 否 是 否 是 否 是 否 是 否 是 否 是 gsssmif I,。於在此時間點之前探索之任 f過去6個月中,當你焦慮時,你大部分 感到不安定、激動或不安嗎? . 感到緊張嗎? 感到疲勞、虛弱或易於精疲力竭嗎? 難以集中精力或發現失神嗎? (難叫午_、蘇__過多)嗎? 有3個或更多個03答案編碼為「是」嗎? 廣泛*症 機密 -142-03 No Yes No Yes No Yes No Yes No Yes No Yes No Yes gsssmif I,. Exploring before this point in time f In the past 6 months, when you were anxious, most of you felt uneasy, excited or upset? Are you nervous? Feeling tired, weak or exhausted? Is it difficult to concentrate or find out? (Is it difficult to call __, __ too much)? Is there 3 or more 03 answers coded as "Yes"? Extensive* disease confidentiality-142-

Μ·Ι·Ν‘Ι. 5·0.〇ρ〇〇3年7月 1 曰)22 T Targacept 公司 163062,doc 201244717(Wrgacept PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 月22 曰 P1 P2 附錄10.迷你國際神經精神科面談,續 P.反社會人格違常(可選) (♦意指:轉至診斷框且圈出「否」。) 在你15歲以前,你: a反覆逃學或離家出走過夜嗎? b反覆撒謊、欺騙、「哄騙」其他人或偷竊嗎? c開始打架或霸浚、威脅或恐嚇其他人嗎? d故意破壞或開始放火嗎? e deliberately hurt animals or people? f強迫某人與你性交嗎? 有2個或更多個P1答案編碼為「是」嗎? 若以下行為僅係出於政治或宗教動機,則其不編碼為「是 自從你15歲起,你曾: a反覆地出現其他人會認為不負責任之行為嗎,例如不*於 付款之東西付款,故意#得锩動或故意不工作枭養活,含, b 鈴有被捕(_ ’破壞財產、人店行 c反覆參與肢體爭鬥(包括與\的配偶或孩子肢體爭鬥)嗎? d豐念懲普?*「哄編」其他人以獲得金錢或樂趣,或僅因有趣 而微筑嗎/ e .使其他人暴露於危險中而漠不關心嗎? f f當待撒説或偷竊其他人後,或在損壞財產後不感 有3個或更多個P2問題編碼為「是」嗎? 否是 否i 否是 否是 否是 否是 否是 否是 否是Μ·Ι·Ν'Ι. 5·0.〇ρ〇〇3年July 1 曰)22 T Targacept Company 163062,doc 201244717(Wrgacept PRO-05619-CRD-002(00) Effective Date: December 2009 Month 22 曰P1 P2 Appendix 10. Mini International Neuropsychiatric Interview, continued P. Antisocial Personality Disorder (optional) (♦ means: Go to the diagnostic box and circle “No”.) Before you were 15 years old, You: a. Repeatedly skipping school or running away from home for the night? b Repeat to lie, deceive, "cheat" other people or steal? c Start fighting or bullying, threatening or intimidating others? d Deliberately destroy or start arson? Deliberately hurt animals or people? fForcing someone to have sex with you? Is there 2 or more P1 answers coded as "yes"? If the following behavior is only political or religious, it is not coded as "Yes" Since you were 15 years old, you have: a repeated behaviors that others would consider irresponsible, such as not paying for payment, intentional # intentional or deliberate not working, including, b Arrested (_ 'destroy property, store c repeatedly involved in physical struggles (including with spouse Child physical struggle)? d Feng Nian Punish? * "Edit" other people to get money or fun, or simply because of fun and micro-building / e. Make others exposed to danger and indifferent? After saying or stealing other people, or not feeling that 3 or more P2 questions are coded as "yes" after damage to the property? No whether i is whether or not it is

面談到此結束 Μ.Ι·Ν_Ι_ 5.0.0 (2003年7月 1 日)23Talking about this end Μ.Ι·Ν_Ι_ 5.0.0 (July 1, 2003) 23

Targacept 公司 163062.doc 機密 -143- 201244717 (^RGACEPT PR〇-〇5619 CRD_〇〇2(〇〇) 生效日期:2009 年12 月 22 日 附錄ίο.迷你國際神經精神科面談,續 參考文獻 占tebfatviifv 與Z|U){Ac^r4b|te6tiaM· Beep·· fcytiteby. 19»7i mw,m· XMubi«T#a^MAIV«a)«rl»AflMrfAP&gt;BMM»iaiateoX,ter«lrlMtfa IkMNftMMtMltanpfHMitenU»Targacept Company 163062.doc Confidential-143- 201244717 (^RGACEPT PR〇-〇5619 CRD_〇〇2(〇〇) Effective Date: December 22, 2009 Appendix ίο. Mini International Neuropsychiatric Interview, Continued References Tebfatviifv and Z|U){Ac^r4b|te6tiaM· Beep·· fcytiteby. 19»7i mw,m· XMubi«T#a^MAIV«a)«rl»AflMrfAP&gt;BMM»iaiateoX,ter«lrlMtfa IkMNftMMtMltanpfHMitenU»

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Targacept 公司 I63062.doc 201244717Targacept Company I63062.doc 201244717

(TMGACEPT PRO-05619-CRD-002(00) 生效日期:2009 年 12 月 22 日 附錄11.簽名並注明日期之試驗主持人協議合約頁(TMGACEPT PRO-05619-CRD-002(00) Effective Date: December 22, 2009 Appendix 11. Signed and Dated Trial Host Agreement Agreement Page

Targacept公司 機密 163062.doc -145- 201244717 主要結果量度(康納爾成人ADHD評量表試驗主持 [CAARS加]總幻在第4週、第8週s戈第12週並未顯示 (2S,3R)-N-(2-((3-吨咬基)甲基M•氣雜雙環[2 2 2]辛·3•基)苯 并呋喃-2-曱醯胺或其醫藥上可接受之鹽的統計學顯著益處 (Ρ&lt;〇·1〇);且因此該研究並不符合預先定義之成功準則。然 而’ CAARS-Inv在第1週顯示支持(2S 3R)-N (2 ((3 〇比咬基) 曱基)-1-氮雜雙環[2.2.2]辛_3_基)笨并呋喃_2_甲醯胺或其醫 藥上可接受之鹽之顯者益處(p=〇 0191) 〇在次要結果量度 中,(2S,3R)-N-(2-((3-«比啶基)甲基)_卜氮雜雙環[2 2 2]辛·% 基)苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽在不同時間在 以下量表中顯示統計學顯著益處:CAARS-Inv過動-衝動量 表’ CAARS-受试者(CAARS-S) ADHD指數、過動量表、注 意力不足量表、及自我概念問題量表;CogState ADHD成套 測試中之客觀量度[CATB :停止信號反應時間(行為抑制測 試)、格羅頓迷宮學習測試(GMLT)、檢測任務(心理動作歷程 測試)及國際購物清單任務(語文學習測試總體臨床整體 印象(CGI),CGI-嚴重性(CGI-S)及CGI-改善(CGI-Ι)量表;及 行為項目,關於憤怒-敵意及錯亂-困惑之情緒狀況評量表 (POMS)。 在檢查ADHD亞型之事後分析中,發現注意力不足型 (n=30)不僅驅動支持(2S,3R)-N-(2-((3-。比啶基)曱基)-1-氮雜雙 環[2.2.2]辛-3-基)苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽 之顯著益處,而且亦顯著改善CAARS-In總分。 因此,儘管主要結果量度在第4週、第8週或第12週並未顯 163062.doc -146- 201244717 示支持(2 8,3尺)-]^-(2-((3-°比啶基)甲基)_1_氮雜雙環[2.2.2]辛. 3-基)苯并呋喃_2-甲醯胺或其醫藥上可接受之鹽之益處,但 在各種 CAARS-Inv及 CAARS-S量表、CATB項目、CGI-S、 CGI-Ι及POMS項目中觀察到支持該化合物之積極益處。而 且’在患有主要為注意力不足型ADHD之患者的事後分析 中,不僅主要結果量度(CAARS-In總分)而且各種次要結果量 度均顯示支持(28,311)氺-(2-((3-&quot;比啶基)甲基)小氮雜雙環 [2.2.2]辛-3-基)苯并呋喃_2_甲醯胺或其醫藥上可接受之鹽之 統計學顯著益處。總之,該等結果表明,(2s,3r)_n_(2_((3_ 。比咬基)+甲基)-1·氮雜雙環[2 2 2]辛_3_基)笨并呋喃·2甲醯胺 或其醫藥上可接受之鹽在患有ADHD之成年人中產生認知及 臨床益處。 效能結果展示於表1至1 〇中。 163062.doc 147· 201244717 ZO0·寸 ε=Η* 〇寸·卜 e=PH*_1f :ιϊ^^ϊ舞碱令绰銻^i^^aHavAMI-sevvu:^^^^-!^ ο#、«·χTargacept Confidential 163062.doc -145- 201244717 Main results measure (Connor adult ADHD scale test host [CAARS plus] total illusion not shown in week 4, week 8 sgo 12th week (2S, 3R )-N-(2-((3-Tangyl)methyl M•heterobicyclo[2 2 2]octyl)-benzofuran-2-decylamine or a pharmaceutically acceptable salt thereof Statistically significant benefit (Ρ&lt;〇·1〇); and therefore the study did not meet the pre-defined success criteria. However, CAARS-Inv showed support (2S 3R)-N (2 (3 〇) at week 1 Specific benefit of thiol)-1-azabicyclo[2.2.2]octyl-3-yl) benzofuran-2-imamide or its pharmaceutically acceptable salt (p=〇0191) 〇in the secondary result measure, (2S,3R)-N-(2-((3-)-pyridyl)methyl)-azabicyclo[2 2 2]octyl)benzofuran -2-carboxamide or a pharmaceutically acceptable salt thereof showed statistically significant benefits at different times on the following scale: CAARS-Inv Hyperactivity-Impact Scale 'CAARS-Subject (CAARS-S) ADHD Index , over-movement scale, attention deficit scale, and self-concept problem scale; CogState ADHD Objective measures in the test [CATB: Stop signal reaction time (behavioral inhibition test), Groton labyrinth learning test (GMLT), test task (psychological action history test) and international shopping list task (Chinese learning test overall clinical overall impression ( CGI), CGI-Severity (CGI-S) and CGI-Improvement (CGI-Ι) scales; and behavioral items, on anger-hostility and confusion-confused emotional condition scale (POMS). In the post-analysis, it was found that attention deficit (n=30) not only drives the support of (2S,3R)-N-(2-((3-)pyridyl)indolyl)-1-azabicyclo[2.2 .2] a significant benefit of oct-3-yl)benzofuran-2-carbamide or a pharmaceutically acceptable salt thereof, and also a significant improvement in the CAARS-In total score. Thus, although the primary outcome measure is at week 4 , 8th week or 12th week did not show 163062.doc -146- 201244717 shows support (2 8,3 feet)-]^-(2-((3-)-pyridyl)methyl)_1_aza Benefits of bicyclo [2.2.2] octyl-3-yl)benzofuran-2-carbamide or a pharmaceutically acceptable salt thereof, but in various CAARS-Inv and CAARS-S scales, CATB projects, CGI- S, CGI- The positive benefits of supporting this compound were observed in the Ι and POMS programs. And in the post hoc analysis of patients with predominantly under-focused ADHD, not only the primary outcome measure (CAARS-In total score) but also various secondary outcome measures Both support (28,311)氺-(2-((3-&quot;pyridyl)methyl))azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamide or its A statistically significant benefit of a pharmaceutically acceptable salt. In summary, these results indicate that (2s, 3r)_n_(2_((3_.) is more than dimethyl)-1) azabicyclo[2 2 2]octyl-3-yl) benzofuran 2 Indoleamine or a pharmaceutically acceptable salt thereof produces cognitive and clinical benefits in adults with ADHD. The results of the performance are shown in Tables 1 to 1. 163062.doc 147· 201244717 ZO0·inchε=Η* 〇 inch·be=PH*_1f : ιϊ^^ϊ舞碱令绰锑^i^^aHavAMI-sevvu:^^^^-!^ ο#, «·χ

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Ooz/O-Hsl ε9.0 390 w 制璁 JaT^_ 棘^缕一s®--&lt;N-# 械(Ϋ-ε-命 【rrdfi制幾一 6000-έ)ά-Ν-(&gt;Ι3&lt;Ν)Δ0·0· 一#駿你 球ΛΤ濰S 钝碳铝镖&amp;--&lt;N-# ¥ii4(wrAi 鬥ΓΓειΙί粼缙一 --.¾ ιγτ-ά)ά丨 N-casz) 1 163062.doc -166· 201244717 ΖίΤΌ Ζ6ςι·0 (8Μ72-) ιηίο.ο 9&lt;N170d(102) (ν8·0--η&lt;νοο·0 6°〇0+寸2 990 990 _ 额 璁bT锞t#涑蚪(_-£-♦ 【ZT&lt;N】fi^叢 Ί -I-(^M^^f&lt;Νοτ:ε))ά.Μ-^3ζ) 8寸ο- 蘅賴你較31—I城 163062.doc 167 201244717 效能之匯總 儘管(2S,3R)-N-(2-((3-^t啶基)甲基)氮雜雙環[2 2 2] 辛-3-基)苯并呋喃-2-甲醯胺或其醫藥上可接受之鹽在所有 群體中在第4週、第8週及第12週在主要結果量度(Caars_ Inv總分)上未能與安慰劑分開,但(2S,3R)_n_(2_((3·吡啶 基)曱基)-1-氮雜雙環[2.2.2]辛-3-基)苯并呋喃-2-曱醯胺或 其醫藥上可接受之鹽在注意力不足亞型中分開。 在所有群體中在第1週針對CAARS-Inv總分、過動/衝動 及ADHD指數子量表中看到效應,但此效應迅速失去。 CGI-S及CGI-Ι看到類似曲線。 在注意力不足亞型中對CAARS_Inv之效應持續時間較 長。 對於受試者評定(CAARS-S : ADHD指數、過動、注意力 不足及自我概念問題,在第12週)看到一致信號,且此由 POMS自我評定(在第8週之憤怒/敵意及第4週與第12週之 錯亂/困惑)中之正性信號支持。 注意力不足亞型中看到定性相似之曲線。 (2S’3R)-N-(2-((3-&quot;比啶基)曱基卜丨-氮雜雙環[2 2 2]辛_3_ 基)笨并呋喃-2-甲醯胺或其醫藥上可接受之鹽偶爾在一些 認知功能之客觀性測試(包括GMLT、國際購物清單、檢測 及停止信號反應時間)上分開。 總之,相對於安慰劑的3個量表或項目,(2δ,3κ)·Ν_(2· ((3-吼啶基)甲基)-1-氮雜雙環[2·2·2]辛_3_基)苯并呋喃·2_曱 醯胺或其醫藥上可接受之鹽在所有群體中在22個量表或項 163062.doc •168· 201244717 目中在統計學上顯著β 所觀察到之具體藥理學反應可根據且端視所選特定活性 化合物或是否存在醫藥載劑以及所用調配物類型及投與方 式而變’且結果中之該等預期變化或差異涵蓋於本發明之 實踐中。 儘管本文詳細闡釋並闡述本發明之具體實施例,但本發 明並不限於此。以上詳細說明係作為本發明之實例來提 供’且不應理解為構成對本發明之任何限制。彼等熟習此 項技術者可瞭解各種修改,且不背離本發明精神之所有修 改均意欲包括於隨附申請專利範圍之範疇内。 【圖式簡單說明】 圖1係在注意力不足亞群體中(2S 3R)_N_(2_((3•吡啶基) 甲基)-1-.氮雜雙環[2.2.2]辛-3-基)苯并呋喃_2_甲醯胺或其 醫藥上可接受之鹽在與ADHD相關聯之若干結果量度中之 統什學顯著結果的圖形描繪。如所圖解說明,(2S,3R)_N_ (2-((3-吼啶基)甲基)_〗·氮雜雙環[2 2 2]辛_3基)苯并呋喃_ 2-曱醯胺或其醫藥上可接受之鹽在許多量表中(包括cGI_ 整體改善、CAAR-S:ADHD指數及CAARS_Inv:ADHD指數) 顯示統計學上顯著改善。 圖2係以增加之劑量值評價(2S,3R)_n_(2_((3 〇比啶基)甲 基M.氮雜雙環[2.2.2]辛.3-基)苯4 «夫嚼-2-曱酿胺或其醫 藥上可接受之鹽之藥物動力學及藥力學曲線之多個漸增劑 量研究的圖形描繪。如所圖解說明,(2S,3r)_n (2_((3_吡 咬基)曱基)_1-氮雜雙環[2.2.2]辛_3•基)苯并咬味_2_甲酿胺 163062.doc • 169 - 201244717 或其醫藥上可接受之鹽與安慰劑相比在注意力方面顯示顯 著改善。 163062.doc •170·Ooz/O-Hsl ε9.0 390 w 璁 T T T T T T T T - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ( ( ( ( ( ( ( ( ( ( ;Ι3&lt;Ν)Δ0·0·一#骏你球ΛΤ潍S blunt carbon aluminum dart &--&lt;N-# ¥ii4(wrAi 斗ΓΓειΙί粼缙一--.3⁄4 ιγτ-ά)ά丨N -casz) 1 163062.doc -166· 201244717 ΖίΤΌ Ζ6ςι·0 (8Μ72-) ιηίο.ο 9&lt;N170d(102) (ν8·0--η&lt;νοο·0 6°〇0+inch 2 990 990 _ Amount璁bT锞t#涑蚪(_-£-♦ [ZT&lt;N]fi^ΊΊ -I-(^M^^f&lt;Νοτ:ε))ά.Μ-^3ζ) 8 inch ο- 蘅You are a summary of the efficacy of 31-I City 163062.doc 167 201244717 despite (2S,3R)-N-(2-((3-^t-yl)methyl)azabicyclo[2 2 2] oct-3- Benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof in all groups failed at the 4th week, 8th week and 12th week with the main outcome measure (Caars_Inv total score) Separate, but (2S,3R)_n_(2_((3·pyridyl)indolyl)-1-azabicyclo[2.2.2]oct-3-yl)benzofuran-2-indoleamine or The pharmaceutically acceptable salts are separated in the under-attention subtype. The effect was seen in the CAARS-Inv total score, over/impulse and ADHD index subscales in the first week in all populations, but this effect was quickly lost. CGI-S and CGI-Ι see similar curves. The effect on CAARS_Inv in the under-attention subtype lasts longer. A consensus signal was seen for subject assessment (CAARS-S: ADHD index, hyperactivity, attention deficit, and self-concept problem at week 12), and this was self-assessed by POMS (anger/hostility at week 8 and Positive signal support in the 4th week and the 12th week of confusion/confusion). A qualitatively similar curve is seen in the subtype of attention deficit. (2S'3R)-N-(2-((3-&quot;pyridyl)indolyl-azabicyclo[2 2 2]octyl-3-yl) benzofuran-2-carboxamide or Pharmaceutically acceptable salts are occasionally separated in some objective tests of cognitive function (including GMLT, international shopping list, detection and stop signal response times). In summary, 3 scales or items relative to placebo, (2δ, 3κ)·Ν_(2·((3-Acryl)methyl)-1-azabicyclo[2·2·2]octyl-3-yl)benzofuran·2_decylamine or its medicinal Acceptable salts are statistically significant in all groups in 22 scales or items 163062.doc •168· 201244717. The specific pharmacological response observed can be based on and depending on the particular active compound selected or The present invention may be embodied in the practice of the present invention in the presence of a pharmaceutical carrier, the type of formulation employed, and the mode of administration. The present invention is not limited thereto, and is not to be construed as limiting the invention. Those skilled in the art can understand various modifications and all modifications without departing from the spirit of the invention are intended to be included in the scope of the appended claims. (2S 3R)_N_(2_((3•pyridyl)methyl)-1-.azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamamine or its pharmaceutically acceptable A graphical depiction of the results of the salt received in a number of outcome measures associated with ADHD. As illustrated, (2S, 3R)_N_ (2-((3- 吼 基)))) Azabicyclo[2 2 2]octyl-3-yl)benzofuran-2-indoleamine or a pharmaceutically acceptable salt thereof on a number of scales (including cGI_ overall improvement, CAAR-S: ADHD index and CAARS_Inv :ADHD index) showed a statistically significant improvement. Figure 2 is an evaluation of the increased dose (2S, 3R)_n_(2_((3 〇pyridyl)methyl M. azabicyclo[2.2.2] octane. Graphical depiction of multiple incremental dose studies of the pharmacokinetic and pharmacodynamic curves of 3-yl)benzene 4 «Chew-2-amine or its pharmaceutically acceptable salt. As illustrated, (2S, 3r)_n (2_((3_pyridyl)indolyl)_1-azabicyclo[2.2.2]octyl-3-yl)benzoate bite _2_甲甲胺163062.doc • 169 - 201244717 or its medicine The acceptable salt showed a significant improvement in attention compared to placebo. 163062.doc •170·

Claims (1)

201244717 七、申請專利範圍: 1. 一種治療ADHD之方法,其包含投與治療有效量之(2S, 3厌)-;^-(2-((3-0比啶基)曱基)-1-氮雜雙環[2.2.2]辛-3-基)苯 并呋喃-2-甲醯胺或其醫藥上可接受之鹽。 2. 一種治療注意力不足(inattentive)亞型ADHD之方法,其 包含投與治療有效量之(2S,3R)-N-(2-((3-吡啶基)曱基)·1-氮雜雙環[2.2.2]辛-3-基)苯并呋喃-2-甲醯胺或其醫藥上 可接受之鹽。 3. —種改善有需要個體之注意力的方法,其包含投與治療 有效量之(2S,3R)-N-(2-((3-&quot;比咬基)甲基)·ι_氮雜雙環 [2.2.2]辛-3-基)苯并呋喃甲醯胺或其醫藥上可接受之 鹽。 4. 一種治療注意力不足之方法,其包含投與治療有效量之 (2S’3R)-N-(2-((3·吡啶基)甲基卜卜氮雜雙環[2 2 2]辛_3_ 基)苯并°夫喃-2-甲醯胺或其醫藥上可接受之鹽。 5. —種治療一或多種與ADHD相關之症狀的方法其包含 杈與(2S,3R)-N-(2-((3·吡啶基)甲基)_ι_氮雜雙環[2 2 2] 辛-3-基)苯并呋喃·2_曱醯胺或其醫藥上可接受之鹽。 6. 如明求項5之方法,其中該一或多種症狀係選自由康納 爾成人ADHD評量表(Conners Adult ADHD Rating Scale, CAARS)之總體表現、過動、衝動及adhd指數子量表 (sub-scales)組成之群。 7·如凊求項6之方法’其中該治療提供早期發生之效應。 8..如π月求項5之方法,其中該一或多種症狀係選自由過 I63062.doc 201244717 動、注意力不足、自我概念、憤怒、敵意、錯亂及困惑 (bewilderment)組成之群。 9. 10. 11. 12. 13. 14. 15. 16. 如請求項8之方法,其中該治療提供持續欵應。 一種(2S,3R)-N-(2_((3- °比啶基)曱基)+氮雜雙環[2.2.2] 辛-3-基)苯并呋喃甲醯胺或其醫藥上可接受之鹽或另 一種ct7激動劑與一或多種刺激劑之組合,其用以治療 如請求項10之組合,其中該ADHD係合併型注意力不 足型或過動/衝動型。 -種(2S,3R)-N-(2.((3·。比咬基)甲基)]_氮雜雙環[2 2 2] 辛-3-基)苯并呋喃·2·曱醯胺或其醫藥上可接受之鹽、或 另一種α7激動劑與一或多種抗抑鬱劑之組合,其用以治 療ADHD。 如請求項12之組合,其中該ADHD係合併型、注意力不 足型或過動/衝動型β 種(2S’3R)-N-(2_((3k基)甲基)小氮雜雙環[2 2 2] 辛-3-基)苯并呋喃_2_曱醯胺或其醫藥上可接受之鹽、或 另一種α7激動劑與一或多種抗高血壓劑之組合,其用以 治療ADHD。 如請求項14之組合,其中該ADHD係合併型注意力不 足型或過動/衝動型。 種(2S,3R)-N-(2_((3_n比咬基)甲基)小氮雜雙環[2 2 2] 辛-3-基)苯并呋喃_2·甲醯胺或其醫藥上可接受之鹽、或 另種α7激動劑與一或多種刺激劑、一或多種抗抑鬱劑 I63062.doc 201244717 及一或多種抗高血壓劑中之一或多者之組合,其用以治 療合併型、注意力不足型或過動/衝動型ADHD。 17. —種(2S,3R)-N-(2-((3-吡啶基)曱基卜^氮雜雙環[2.2.2] 辛-3-基)苯并呋喃-2_甲醯胺或其醫藥上可接受之鹽與另 ' 一種治療劑之組合,其用於治療ADHD。 ,I8·如請求項17之組合,其中該ADHD係合併型、注意力不 足型或過動/衝動型。 163062.doc201244717 VII. Scope of Application: 1. A method for treating ADHD comprising administering a therapeutically effective amount of (2S, 3 ana)-;^-(2-((3-0)pyridyl) fluorenyl)-1 -Azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamide or a pharmaceutically acceptable salt thereof. 2. A method of treating atattentive subtype ADHD comprising administering a therapeutically effective amount of (2S,3R)-N-(2-((3-pyridyl)indolyl)-1-aza Bicyclo[2.2.2]oct-3-yl)benzofuran-2-carboxamide or a pharmaceutically acceptable salt thereof. 3. A method for improving the attention of an individual in need thereof, comprising administering a therapeutically effective amount of (2S,3R)-N-(2-((3-&quot; 咬)))))) Heterobicyclo[2.2.2]oct-3-yl)benzofurancarbamide or a pharmaceutically acceptable salt thereof. A method for treating insufficient attention comprising administering a therapeutically effective amount of (2S'3R)-N-(2-((3.pyridyl)methylbubuazabicyclo[2 2 2]xin_ a benzoyl-2-pyramine or a pharmaceutically acceptable salt thereof 5. A method of treating one or more symptoms associated with ADHD which comprises bismuth and (2S, 3R)-N- (2-((3·pyridyl)methyl)_ι_azabicyclo[2 2 2]oct-3-yl)benzofuran-2-amine or a pharmaceutically acceptable salt thereof. The method of claim 5, wherein the one or more symptoms are selected from the overall performance, hyperactivity, impulsivity, and adhd index subscales of the Conners Adult ADHD Rating Scale (CAARS) (sub- Scales). The method of claim 6 wherein the treatment provides an early effect. 8. The method of claim 5, wherein the one or more symptoms are selected from I63062.doc 201244717 A group consisting of movement, lack of attention, self-concept, anger, hostility, confusion, and bewilderment. 9. 10. 11. 12. 13. 14. 15. 16. The method of claim 8, wherein the treatment Provides continuous acne. One (2S,3R)-N-(2_((3-)-pyridyl)indolyl)-azabicyclo[2.2.2]oct-3-yl)benzofurancarbamide or A pharmaceutically acceptable salt thereof or a combination of another ct7 agonist and one or more stimulating agents for treating a combination as claimed in claim 10, wherein the ADHD is a combined attention deficit or overactive/impulsive type. -(2S,3R)-N-(2.((3.. than dimethyl)methyl)]-azabicyclo[2 2 2]oct-3-yl)benzofuran·2·decylamine Or a pharmaceutically acceptable salt thereof, or a combination of another alpha 7 agonist and one or more antidepressants, for treating ADHD. The combination of claim 12, wherein the ADHD is a combined, under-focused or Over-acting/impulsive type β (2S'3R)-N-(2_((3k))methyl)azaabicyclo[2 2 2]oct-3-yl)benzofuran-2-indole or A pharmaceutically acceptable salt thereof, or a combination of another alpha 7 agonist and one or more antihypertensive agents, for use in the treatment of ADHD. As in the combination of claim 14, wherein the ADHD is in combination with insufficient attention or Dynamic/impulsive type. Species (2S, 3R)-N-(2_ ((3_n ratio) methyl) small azabicyclo[2 2 2]oct-3-yl)benzofuran-2·carbamamine or a pharmaceutically acceptable salt thereof, or another α7 agonist Combination of one or more irritants, one or more antidepressants I63062.doc 201244717, and one or more antihypertensive agents for the treatment of combined, underpowered or overactive/impulsive ADHD. 17. —(2S,3R)-N-(2-((3-Pyridyl)indolyl)azabicyclo[2.2.2]oct-3-yl)benzofuran-2-carbamide or A combination of a pharmaceutically acceptable salt thereof and another therapeutic agent for the treatment of ADHD. I8. The combination of claim 17, wherein the ADHD is a combined, under-focused or overactive/impulsive type. 163062.doc
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