TW201028950A - Intelligent warrant investment systems and methods, and computer program products thereof - Google Patents

Abstract

Intelligent warrant investment system and method are provided. A processing unit receives a selection corresponding to one of warrant products via a user interface, corresponds to a warrant target of the selected warrant product according to warrant information thereof, and retrieves a plurality of candidate warrant products corresponding to the warrant target from the warrant products. Then, the candidate warrant products are displayed via the user interface. The processing unit further calculates a recommendation warrant product respectively according to investment strategies. The processing unit can receive one of the candidate warrant products or the recommendation warrant products for subsequent investment.

Description

201028950 * VI. Description of the invention: [Technical field to which the invention pertains] The present invention relates to a smart warrant investment system and method, and particularly to a system that can facilitate users to obtain information of warrants and invest in them. And methods. [Prior Art] With the popularization of financial concepts, various financial channels and tools, such as funds, bonds, stock markets, futures, etc., have become one of the most common financial methods for ordinary investors. With the trend of diversification of wealth management, warrant products have become one of the latest investment tools. The warrants essentially reflect a contractual relationship between the issuer and the holder. After the holder pays a certain amount to the issuer of the warrant, the holder is given the right to a corresponding warrant. This right allows the holder to purchase or sell a certain number of warrants to the warrant issuer at an agreed price within a specified period or period of time in the future. φ In the stock market, the warrants can be stocks listed or listed. In terms of the Taiwan market, the total number of warrants currently available for issue warrants is 308, and the total number of warrants currently in circulation is 2,624. Since each warrant has its own conditions and attributes. Therefore, investors often cannot efficiently find suitable warrants for investment between so many warrants and warrants. SUMMARY OF THE INVENTION In view of the above, the present invention provides a smart warrant investment system and method. 0781-A33940TWF 4 201028950 A smart face certificate investment system according to an embodiment of the present invention includes a storage device 70, a user interface and a processing unit. The storage unit has (4) the warrants and the corresponding warrants. ^=^Number Select to receive the corresponding warrants through the user interface =: One license information corresponds to the corresponding selected warrant commodity - right 4, and according to the warrants of the warrants in the warrant merchandise 】 == plural candidate warrant merchandise. Thereafter, the processing unit transmits the candidate warrant product through the user; ❿ This (4) _ ─ ─ kind of wisdom warrants (four) system includes a depository 70, a search interface and a processing unit. The storage unit has the plural right=the use phase, the product's warrant information, and the plural right certificate mark = the facet is used to obtain at least the title of the warrant mark. The warrant information is obtained from the warrant commodity:: plural candidate warrants, And displaying the smart warrant investment method according to the embodiment of the present invention through the user interface. First, the user interface displays the plural warrant items. Wherein, each weight σ == 2, then receives the corresponding ticket through the user interface, and the candidate information is corresponding to the corresponding selected - the right token, and the plurality of candidates corresponding to the token are obtained according to the warrant Warrants goods. The candidate warrants are displayed after the user interface. A smart warrant investment method according to an embodiment of the present invention obtains at least one of the search for the plural warrants. The warrant information of the goods is obtained from the middle age of the warrants.

0781-A33940TWF 5 201028950 Multiple candidate warrants for the certificate. After that, the candidate warrant products are displayed through the user interface. The above method of the present invention can exist in a coded manner. When the code is loaded and executed by the machine, the machine becomes the means for practicing the invention. The above described objects, features and advantages of the present invention will become more apparent from the description of the appended claims. [Embodiment] Φ Fig. 1 shows a smart warrant investment system according to an embodiment of the present invention. The smart warrant investment system 1000 according to the embodiment of the present invention includes two storage units 1100, a user interface 1200, and a processing unit 13A. The storage unit 1100 includes related warrant information of the plurality of warrant products and the warrants. It is noted that the smart warrant investment system 1000 can further include an information receiving unit (not shown) for connecting to at least one warrant trading platform to obtain warrants, warrants and related warrant information. It is worthwhile / in the case that, in some embodiments, the smart warrant investment system may be connected to the warrant trading platform of different countries at the same time. The user can select a specific warrant transaction platform through the smart warrant investment system 1000 to make an investment in the relevant warrant commodity. Figure 2 shows a user interface in accordance with an embodiment of the present invention. As shown in FIG. 2, the user interface 1200 includes a plurality of display blocks (1210, 1220, 1230, 1240, and 1250). Block 1210 displays the warrant summary information for a particular warrant transaction platform. In some embodiments, the warrant summary information may include the number of the warrants, the index of the warrants, the number of warrants, the number of warrant issuers, and/or the total amount of warrants traded 0781-A33940TWF 6 201028950. In addition, the warrant items and/or the warrants may also be sorted according to their trading characteristics' and displayed in block 1210 of the user interface 1200. For example, the top 5 of the volume of the warrants, the top 5 of the warrants, the top 5 of the warrants, and/or the top 5 of the warrants can be displayed in block 1210. Block 1220 can display a search interface 3, as shown in FIG. Users can search for specific warrants or warrants through the search interface. For example, if the user is interested in the “Zhonggang” of the specific warrant, you can enter the corresponding “Shen Steel” code directly in the target code and press Search to find the warrants for the corresponding warrant. Block 1230 can display a list of warrant items 4, as shown in FIG. Note that 'whether searching for a specific warrant by search interface 3 or pressing any of the warrants displayed in block 1210, the warrants corresponding to the warrant will be displayed in the warrant list 4〇〇〇 in. The warrant product list 4000 can display the warrant code, the warrant name, the warrant type, the purchase price, the selling price, the transaction price, the transaction volume, the 5-day average amount, the price increase, the strike price, the target code, and the current price of each warrant product. Price sPot, Conversion, Moneyness, Gearing, Leverage, Delta, volatility (iusseV〇1), historical volatility (ActualVol), Implied Volatility (ImpV〇1), Limit Price, Expiration, and/or Issuance of Securities Dealers. Block 1240 can display a warrant comparison graph 5000' as shown in FIG. The Warrant Comparison Graph 5 can display the distribution of the ownership products in the Warrants Product List 4000 for different attributes. Among them, attributes may include the degree of inside and outside the price, capital leverage, substantial leverage, risk factor, historical volatility, implied volatility, and/or distance due. Note

0781-A33940TWF 7 201028950 It is intended that the user can determine the properties of the x-axis and the γ-axis by himself, such as through a drop-down menu. Block 1250 can display corresponding different investment strategies and their corresponding recommended warrant items. It is worth noting that the smart warrant investment system may further include a policy module (not shown) for storing multiple investment strategies and their corresponding policy definitions. Among them, the recommended warrants for each investment strategy can be selected by the warrants in the warrants list 4000. It is worth noting that in some embodiments, the user may φ add an investment strategy, and/or modify the policy definition of the investment strategy. In some embodiments, an investment strategy can be divided into a risk-performing strategy and a warrant-winning strategy based on risk and investment habits. Risky strategies can be extended, generalized, and/or anti-purple. The Warrants Strategy can be active, the most aggressive, the cheapest warrants, and/or a blink of an eye. The strategy of the active strategy is defined as the price inside and outside of the warrants is between the average price inside and outside the average price level _3〇%, and the minimum inside and outside the price is more than 3 months from the maturity date. The strategy of the general strategy is defined as the warrants. The inside and outside price of the counterfeit goods is within +/_1〇% of the average price inside and outside, within 6 months from the maturity date, and the transaction volume is the largest. The strategy of defensive strategy is defined as the degree of price inside and outside of the warrants. The degree of inside and outside of the average price is ~ the average price is 30/=, and the degree is only the most internal and external, and the policy is defined by the strategy of listing the most active strategy from the expiration date of 3 months. For the warrants with the largest trading volume, the strategy with the ^I strategy is defined as volume >Q, and the real leverage is the largest, commodity. The strategy of the cheapest warrant strategy is defined as the volume of the volume—the 权ίcheng and the cheapest warrants. - The strategy of turning two blinks strategy is within 14 days from the expiration date, and the inside and outside price is 9〇%~ recommended

0781-A33940TWF 8 201028950 Warrants. It must be stated that the aforementioned investment strategy and its corresponding strategic definition are only examples of this case. Design and adjustment can be made according to different needs and applications, and the case is not limited to this. Warrants that meet different investment strategies will be displayed in the Investment Strategy Interfaces 6100 and 6120 in Block 1250 as shown in Figures 6A and 6B. Among them, the warrant products that conform to the active strategy, the general strategy, and the defensive strategy will be displayed in blocks 6110, 6120 and 6130, respectively. Warrants that meet the market's most active strategy, the most aggressive strategy, the cheapest warrant strategy, and a two-eye strategy will be displayed in blocks 6210, 6220, 6230 and 6240, respectively. In the example of Fig. 6B, block 6240 is blank because there is no warrant product that meets the two blinking strategy. It must be reminded that, in some embodiments, warrant items that conform to the investment strategy are selected from the warrant items in the Warranty Item List 4000. It is worth noting that after any of the warrants in blocks 123〇, 1240, and 1250 are selected, an investment attribute map 7000 of the corresponding selected warrant item can be displayed, as shown in FIG. In some embodiments, the 〇 vote attribute map 7000 can be a radar map to indicate that the warrant item is rated for different attributes. Attributes may include the degree of inside and outside the price, the expiration date, the implied volatility, the volume, the risk factor, and/or the bid-ask spread. Corresponding each attribute may have a quantization criterion, such as attribute quantization table 8000 shown in FIG. For example, when the inside and outside price is more than 2〇%, the corresponding score is 5 points; when the inside and outside price is 2〇%~5%, the corresponding score is 4 points, and the inside and outside price is 5%~ When _5%, the corresponding score is 3 points; when the inside and outside price is -5%~-20%, the corresponding score is 2 points; when the inside and outside price is below -20%, the corresponding score is i points . When the time limit expires 0781-A33940TWF 9 201028950

For more than 12 months, the corresponding score is 5 points; when the maturity date is i2 _ 9 months, the corresponding score is 4 points; when the expiration date is 9-6 months, the corresponding score is 3 points; when the expiration date is 6-3 months, the corresponding score is 2 points; when the expiration date is within 3 months, the corresponding score is j points. When the implied volatility is over 60%, the corresponding score is 5 points; when the implied volatility is 60% to 45%, the corresponding score is 4 points; when the implied volatility is 45°/. When the ratio is ~30%, the corresponding score is 3 points; when the implied volatility is 30%~15%, the corresponding score is 2 points; when the implied volatility is lower than 15%, the corresponding score is 1 point. . When the daily trading volume exceeds 3 〇〇〇, the corresponding score is 5 points; when the 曰 volume is 3000~1 〇〇〇, the corresponding score is 4 points; when the 曰 volume is 1000~500 sheets, The corresponding score is 3 points; when the volume is 500~100, the corresponding score is 2 points; when the volume is less than 1 sheet, the corresponding score is 丄. When the risk coefficient is 100%~60%, the corresponding score is 5 points; when the risk coefficient is 60%~20%, the corresponding score is 4 points; She:: One time, the corresponding score is 3 points; At two-60%, the corresponding score is 2 points; when the risk coefficient is _6〇%~_ι〇〇%, the corresponding score is i points. When the bid-ask price is 丨, the corresponding score is 5 points; when the bid-offer spread is 2, the corresponding score is 4 points; when the bid-ask spread is 3, the corresponding score is 3 points; When the grade of the spread is 4, the corresponding score is 2 points; when the spread of the bid-ask spread is 5 or more, the corresponding score is } *. = Quantify the scores of the corresponding different attributes to compile the corresponding radar chart. The processing unit 1300 can perform the description of the smart warrant investor of the present case. "Bayer goes, the details will be after

0781-A33940TWF 10 201028950 Method FIG. 9 shows a smart warrant investor in accordance with an embodiment of the present invention, such as step S902' displaying a plurality of warrants and rights through a user interface. It is worth noting that, in some embodiments, the parent may be referred to.权 and/or the warrant information of the warrants shall be corresponding to the warrants and / f warrants (4) purely sorted and the sorted warrants and/or warrants shall be displayed. For example, according to the volume of the warrants, the service Sort the volume, decline, and/or volume of warrants. After that, in step S9G4, 'the selection of one of the corresponding warrants is received through the user interface', and in accordance with step S906, according to the warrant information of each warrant commodity, the warrant ID corresponding to the corresponding selected warrant is worth noting In some embodiments, the user can also search through the search interface to find the second target, and then obtain all the candidate rights corresponding to the token according to the tokens. S91G, the candidate warrant product is traversed through the user interface, and then, according to step S912, the warrant-student-comparison graph of each candidate warrant product is used to display the distribution of the candidate warrant product for at least the attribute, and the user is displayed through the user. The interface is displayed. For example, in step IS, according to the policy of at least one investment strategy, the recommended warrant products of the corresponding parent-investment strategy are selected from the candidate warrants, and the display of the corresponding warrants is followed by the following steps: [Step S916], the corresponding candidate warrants are received through the user interface. The choice of one of the recommended warrants, and the right of the step a curry. . The warrant information is generated accordingly,

It must be reminded that, in some embodiments, step S is omitted and is omitted at 0781-A33940TWF 11 201028950. In addition, in some embodiments, the investment information of the corresponding selected warrant product may also be received through the user interface. Thereafter, the system can connect to the warrant trading platform corresponding to the selected warrant commodity, and invest on the platform based on the selected warrant commodity and the corresponding capital contribution (4). Therefore, through the smart warrant investment system and method in this case, the user can conveniently obtain the information and/or effect of the warrant and/or the warrant commodity. The method of the present invention or a specific type or a part thereof may be in the form of a code. The code may be included in a physical medium such as a floppy disk, a compact disk, or any other machine readable (such as computer readable) storage medium or a computer program product of an external form, wherein When the f code is carried by a machine, such as a computer and executed, the machine becomes used to participate in the 7-2. The program can also be transmitted via some transmission medium, such as a wire, fiber optic, or any transmission type. When the program is received, loaded, and executed by a machine such as a computer, the machine becomes used for the invention. The device is set. When implemented in a general purpose processing unit, the program code, ° ° processing unit provides a unique device that operates similar to the application specific logic circuit. The present invention has been disclosed in the above preferred embodiments, and (4) is not intended to limit the invention of the invention, and it is possible to make a few changes without departing from the spirit and scope of the invention. The scope of protection of the present invention is therefore defined by the scope of the appended claims. ° [Simplified description of the drawing] Figure 1 - "' is not intended to show the wisdom of not according to the embodiment of the present invention

0781-A33940TWF 12 201028950 « Warrants investment system. Figure 2 is a schematic diagram showing a user interface in accordance with an embodiment of the present invention. Figure 3 is a schematic diagram showing a search interface in accordance with an embodiment of the present invention. Figure 4 is a schematic diagram showing a list of warrants in accordance with an embodiment of the present invention. Fig. 5 is a view showing a comparison of the warrant ratio φ according to an embodiment of the present invention. 6A and 6B are diagrams showing an investment policy interface in accordance with an embodiment of the present invention. Figure 7 is a schematic diagram showing an investment property diagram in accordance with an embodiment of the present invention. Figure 8 is a schematic diagram showing an attribute quantization table in accordance with an embodiment of the present invention. Figure 9 is a flow chart showing a smart 权 warrant investment method in accordance with an embodiment of the present invention. [Main component symbol description] 1000~ smart warrant investment system; 1100~ storage unit; 1200~user interface; 1210, 1220, 1230, 1240, 1250~block; 1300~ processing unit; 3000~ search interface;

0781-A33940TWF 13 201028950 4000~ Warrants Commodity List; 5000~ Warrants Comparison Graph; 6100, 6200~ Investment Strategy Interface; 6110, 6120, 6130, 6210, 6220, 6230, 6240~ Blocks; 7000~ Investment Property Map; ~ attribute quantization table; S902, S904, ..., S918-step.

0781-A33940TWF 14

Claims (1)

201028950 VII. Patent application scope: 1. A smart warrant investment system, comprising: a storage unit having a plurality of warrants and corresponding warrant information of the warrants; a user interface for displaying the warrants; And a processing unit, configured to receive, by the user interface, a selection of one of the rights, and corresponding to the corresponding selected product of the warrant, according to the warrant information, according to the warrant The plurality of candidate warrant products that are obtained from the warrants and the corresponding warrants are displayed, and the candidate warrants are displayed through the user interface. 2. The smart warrant investment system as described in claim 1 further includes a strategy module for storing a plurality of investment strategies, wherein, one of the investment strategies has a policy definition, and the processing unit further According to the policy definition of each of the investment strategies, one of the candidate warrant commodities is calculated to recommend the warrant commodity for each of the respective investment strategies. 3. The smart warrant investment system described in claim 2, wherein the processing unit receives the selection of the corresponding recommended warrants through the user interface, and according to the selected recommendation The warrant information of the warrant product generates an investment property map of the selected selected warrant product. 4. The smart warrant investment system of claim 2, wherein the processing unit further receives the selection of the corresponding recommended warrants and the corresponding investment information through the user interface, and connects To a warrant trading platform, and investing on the warrant trading platform based on the selected recommended warrant commodity and the corresponding investment information. 0781-A33940TWF 15 201028950 5. The smart warrant investment system as described in claim 1, wherein the processing unit generates a warrant comparison graph according to the warrant of each of the candidate warrants, wherein the warrant The comparison graph shows the distribution of the candidate warrant items for at least one attribute. 6. If applying for the smart warrant investment system described in item 5 of the full-time division, the processing unit further receives, by the user interface, the selection of one of the candidate warrants in the corresponding comparison pattern of the warrant, and The warrant information of the candidate warrant product selected generates an investment property map of the selected candidate warrant product. 7. In the smart warrant investment system described in claim 5, the processing unit further receives, by the user interface, a selection and a corresponding one of the candidate warrants in the corresponding comparison pattern of the warrant. It is also connected to a warrant trading platform and invests on the warrant trading platform based on the selected warrant product and the corresponding investment information. 8. The smart warrant investment system described in claim 1 is wherein the processing unit further receives a selection of one of the candidate warrant products through the user interface, and according to the selected candidate The warrant information of the warrant product generates an investment attribute map of the selected candidate warrant commodity. 9. The smart warrant investment system of claim 8, wherein the processing unit further receives, by the user interface, a selection of one of the candidate warrant items and a corresponding one of the investment materials, and connects To the warrant trading platform, and investing on the warrant trading platform according to the selected candidate warrant commodity and the corresponding investment information. 0781-A33940TWF , 201028950 ιο· The smart warrant investment system described in the scope of the patent scope of the application, wherein the processing order 70 is based on the warrant information for the ordering of the warrants into the father's characteristics, and through The user interface displays the sorted warrant items. 11. The smart warrant investment system as described in the scope of claim 1 of the scope of claim 1 is used to search for the warrants of the warrants or corresponding warrants. 2. For example, the smart warrants investment system mentioned in item i of the patent application, and the 'Yiyiyi Information Receiving Unit', are used to connect to a warrant trading platform to receive the #证证商品, and corresponding warrants. The warrant information. 13. A smart warrant investment system, comprising: an imaginary unit having a plurality of warrants, a corresponding right of the warrants, five information, and a plurality of warrants; The middle search obtains at least one god defeated ^' to use the warrant information to obtain the corresponding search warrants from the corresponding warrants. #σ, inch j of the right of the plural candidate warrants ° ° ° ^ The user interface displays the candidate warrant items. Included in the ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ The choice of the right to requisition; τ < has the basis of the right to the right of the (4) 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 078 The plurality of candidate warrant items; and the candidate warrant items are displayed through the user interface. 15. The smart warrant investment method as described in claim 14 of the patent application, further comprising determining, according to one of the plurality of investment strategies, a reference warrant commodity for calculating one of each of the investment strategies among the candidate warrants. 16. The smart warrant investor φ method as described in claim 15 further includes the steps of: receiving, by the user interface, a selection of one of the recommended warrants; and selecting the recommendation based on the recommendation The warrant information of the warrant product generates an investment property map of the selected selected warrant product. 17. The method for investing in a smart warrant as described in claim 15 further includes the steps of: receiving, by the user interface, a selection of one of the corresponding recommended warrants and a corresponding one of the investment materials; And a warrant trading platform; and investing on the warrant trading platform according to the selected recommended warrant commodity and the corresponding investment information. 18. The smart warrant investment method of claim 14, further comprising generating a warrant comparison graph according to the warrant information of each of the candidate warrant commodities, wherein the warrant comparison graph displays the candidate warrant products for The distribution of at least one attribute. 19. The method of claim 7881 to A33940TWF 18 201028950, as described in claim 18, further comprising the steps of: receiving, by the user interface, one of the candidate warrants in the corresponding graphics of the warrant. And selecting, according to the warrant information of the selected candidate warrant commodity, an investment property map of the selected candidate warrant commodity. 20. The method of investing in a smart warrant as described in claim 18, further comprising the steps of: receiving, by the user interface, a selection of one of the φ candidate warrants in the corresponding comparison pattern of the warrant and corresponding An investment information; connected to a warrant trading platform; and investing on the warrant trading platform based on the selected candidate warrant commodity and the corresponding investment information. 21. The method of investing in a smart warrant as described in claim 14 further includes the steps of: receiving, by the user interface, a selection of one of the candidate warrants; and selecting the candidate warrant The warrant information of the commodity generates an investment property map of the selected candidate warrant commodity. 22. The method for investing in a smart warrant as described in claim 21, further comprising the steps of: receiving, by the user interface, a selection of one of the candidate warrants and a corresponding investment information; a warrant trading platform; and investing on the warrant trading platform based on the selected warrant product and the corresponding investment information. 0781-A33940TWF 19 201028950 23. The smart warrant investment method described in claim 14 further includes the following steps: sorting at least one transaction characteristic of the warrant products according to the warrant information; and transmitting the user The interface displays the sorted warrant items after sorting. 24. The method of investing in a smart warrant as described in claim 14 of the patent application, further comprising receiving, via a search interface, a search for the warrants of the warrants or corresponding φ each of the warrants. 25. The smart warrant investment method as described in claim 14 of the patent application, further comprising connecting to a warrant trading platform for obtaining the warrants of the warrants and the corresponding warrants. 26. A smart warrant investment method, applicable to a computer system, comprising the steps of: obtaining at least one of the search by the plurality of warrants; obtaining the warrant information from the warrants of the plurality of warrants by the 撷φ Obtaining the plurality of candidate warrant products of the warrant; and displaying the candidate warrants through the user interface. 27. A computer program product for loading and executing a smart warrant investment method by a machine, the computer program product comprising: a first code for displaying a plurality of warrants through a user interface, wherein Each of the warrants has a warrant information; a second code for receiving, by the user interface, a selection of one of the warrants; 0781-A33940TWF 20 201028950 a third code for The warrant information corresponds to the corresponding selected one of the warrants of the warrant commodity; a fourth code for obtaining the plurality of candidate warrants corresponding to the warrants from the warrants according to the warrant; and a fifth The code is used to display the candidate warrant products through the user interface. 28. A computer program product for loading and executing a smart warrant investment method by a machine, the computer program product comprising: a first code for obtaining at least one of the plurality of warrants; a second code for obtaining a plurality of candidate warrants for the warrant obtained from the warrants based on the warrant information of the plurality of warrants; and a third code for accessing the user interface These candidate warrant items are displayed. 0781-A33940TWF 21