NL2006087C2 - Optical trap, chip, sensor system and method for manufacturing an optical trap. - Google Patents

Optical trap, chip, sensor system and method for manufacturing an optical trap. Download PDF

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NL2006087C2
NL2006087C2 NL2006087A NL2006087A NL2006087C2 NL 2006087 C2 NL2006087 C2 NL 2006087C2 NL 2006087 A NL2006087 A NL 2006087A NL 2006087 A NL2006087 A NL 2006087A NL 2006087 C2 NL2006087 C2 NL 2006087C2
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waveguide
optical trap
waveguides
optical
trap
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NL2006087A
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Matheus Maria Leest
Felipe Andres Bernal Arango
Jaap Caro
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Stichting Wetsus Ct Excellence Sustainable Water Technology
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Priority to PCT/NL2011/050619 priority patent/WO2012033409A1/en
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/62Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light
    • G01N21/63Systems in which the material investigated is excited whereby it emits light or causes a change in wavelength of the incident light optically excited
    • G01N21/65Raman scattering
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01LCHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L3/00Containers or dishes for laboratory use, e.g. laboratory glassware; Droppers
    • B01L3/50Containers for the purpose of retaining a material to be analysed, e.g. test tubes
    • B01L3/502Containers for the purpose of retaining a material to be analysed, e.g. test tubes with fluid transport, e.g. in multi-compartment structures
    • B01L3/5027Containers for the purpose of retaining a material to be analysed, e.g. test tubes with fluid transport, e.g. in multi-compartment structures by integrated microfluidic structures, i.e. dimensions of channels and chambers are such that surface tension forces are important, e.g. lab-on-a-chip
    • B01L3/502707Containers for the purpose of retaining a material to be analysed, e.g. test tubes with fluid transport, e.g. in multi-compartment structures by integrated microfluidic structures, i.e. dimensions of channels and chambers are such that surface tension forces are important, e.g. lab-on-a-chip characterised by the manufacture of the container or its components
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01LCHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L3/00Containers or dishes for laboratory use, e.g. laboratory glassware; Droppers
    • B01L3/50Containers for the purpose of retaining a material to be analysed, e.g. test tubes
    • B01L3/502Containers for the purpose of retaining a material to be analysed, e.g. test tubes with fluid transport, e.g. in multi-compartment structures
    • B01L3/5027Containers for the purpose of retaining a material to be analysed, e.g. test tubes with fluid transport, e.g. in multi-compartment structures by integrated microfluidic structures, i.e. dimensions of channels and chambers are such that surface tension forces are important, e.g. lab-on-a-chip
    • B01L3/502761Containers for the purpose of retaining a material to be analysed, e.g. test tubes with fluid transport, e.g. in multi-compartment structures by integrated microfluidic structures, i.e. dimensions of channels and chambers are such that surface tension forces are important, e.g. lab-on-a-chip specially adapted for handling suspended solids or molecules independently from the bulk fluid flow, e.g. for trapping or sorting beads, for physically stretching molecules
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B6/13Integrated optical circuits characterised by the manufacturing method
    • G02B6/132Integrated optical circuits characterised by the manufacturing method by deposition of thin films
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01LCHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2200/00Solutions for specific problems relating to chemical or physical laboratory apparatus
    • B01L2200/06Fluid handling related problems
    • B01L2200/0647Handling flowable solids, e.g. microscopic beads, cells, particles
    • B01L2200/0668Trapping microscopic beads
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01LCHEMICAL OR PHYSICAL LABORATORY APPARATUS FOR GENERAL USE
    • B01L2400/00Moving or stopping fluids
    • B01L2400/04Moving fluids with specific forces or mechanical means
    • B01L2400/0403Moving fluids with specific forces or mechanical means specific forces
    • B01L2400/0454Moving fluids with specific forces or mechanical means specific forces radiation pressure, optical tweezers
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/01Arrangements or apparatus for facilitating the optical investigation
    • G01N21/03Cuvette constructions
    • G01N2021/0346Capillary cells; Microcells
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/01Arrangements or apparatus for facilitating the optical investigation
    • G01N21/03Cuvette constructions
    • G01N21/05Flow-through cuvettes

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  • Chemical & Material Sciences (AREA)
  • Health & Medical Sciences (AREA)
  • Physics & Mathematics (AREA)
  • Analytical Chemistry (AREA)
  • General Health & Medical Sciences (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • Dispersion Chemistry (AREA)
  • Clinical Laboratory Science (AREA)
  • General Physics & Mathematics (AREA)
  • Hematology (AREA)
  • Immunology (AREA)
  • Fluid Mechanics (AREA)
  • Pathology (AREA)
  • Biochemistry (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Nuclear Medicine, Radiotherapy & Molecular Imaging (AREA)
  • Engineering & Computer Science (AREA)
  • Microelectronics & Electronic Packaging (AREA)
  • Optics & Photonics (AREA)
  • Optical Integrated Circuits (AREA)

Abstract

The invention relates to a optical trap (2), chip and sensor system comprising the optical trap (2) and chip and method for manufacturing thereof. The optical trap (2) comprises: -a substrate; and -at least two waveguides (4, 6) deposited on the substrate by a microfabrication process, each waveguide (4, 6) having an exiting surface (12, 14) from which a beam can exit the waveguide (4, 6) when in use, wherein the exiting surfaces (12, 14) of the waveguides (4, 6) face each other and are separated by a distance (L).

Description

OPTICAL TRAP, CHIP, SENSOR SYSTEM AND METHOD FOR MANUFACTURING AN OPTICAL TRAP
5 The present invention relates to an optical trap.
Optical traps use light to trap a particle or biological object, such as a cell.
Optical traps have a number of applications. For example, they can be used to trap a particle for performing 10 spectroscopy measurement, such as Raman spectroscopy or infrared spectroscopy.
Ashkin, "acceleration and trapping of particles by radiation pressure", Physical review letters, 24, 156 (1970), discloses an experimental setup for trapping of 15 particles using light. Ashkin uses a dual beam to trap a particle. The scattering force acts on the particle in the axial direction of the beam and the gradient force in the transverse direction. Although this experimental setup is an important proof-of-principle, it does not lend itself to 20 high volume production of a lab-on-chip technology, which is a requirement for widespread application in areas such as water-quality monitoring and medical diagnostics. Furthermore, the use of lenses makes the setup relatively complicated.
25 The state of the art comprises several alternative experimental setups which share the same disadvantage as described above: these are all experimental designs which do not lend themselves for widespread application.
An object of the invention is to overcome or reduce 30 these disadvantages and to provide an optical trap for effective and efficient industrial and/or other application.
This object is achieved with the optical trap according to the invention, the optical trap comprising 2 - a substrate; and - at least two waveguides deposited on the substrate by a microfabrication process, each waveguide having an exiting surface from which a beam can exit the 5 waveguide when in use, wherein the exiting surfaces of the waveguides face each other and are separated by a distance.
The substrate acts as a support for the waveguides and can for example consist of a glass plate or a silicon waver. 10 Microfabrication processes, also known as nanofabrication processes, comprise processes for the fabrication of small structures, typically micrometer size or smaller. These processes are commonly used for the fabrication of integrated circuits and microfluidic devices, 15 amongst others. For example, microfabrication comprises thin film deposition, patterning, such as photolithography, etching and/or doping.
In use, two counterpropagating beams are launched into the gap between the waveguide exiting surfaces. Preferably, 20 the waveguides are oriented substantially collinear. The gapsize, i.e. the distance between the at least two waveguides, is preferably in the range of 0-100 pm, more preferably 0-20 pm and most preferably about 5 pm.
The fact that the at least two waveguides are deposited 25 by a microfabrication process has several advantages.
Firstly, it enables the fabrication of an integrated design of waveguides and a lab-on-chip. The fabrication is compatible with standard glass-based microfluidic technology, ensuring reproducibility of the fabrication 30 process and robustness of the devices.
A second advantage is that microfabrication of the waveguides enables optical traps of smaller size than 3 conventional optical traps, which for instance include lenses .
By depositing the waveguides using a microfabrication process the optical trap is cheap, robust and the different 5 components can be integrated in a precise and accurate manner. Furthermore, a large scale production is possible.
A further advantage is that the optical trap does not necessarily comprise several mechanical elements which have to be combined. In the state of the art the use of fibers 10 and lenses is known. However, these have the disadvantage that they cannot easily be integrated into an optical trap. Furthermore, the adhesion of the waveguide is stronger and more robust than devices which use waveguides which are deposited in a different manner.
15 In a preferred embodiment according to the invention, at least one waveguide is a solid core waveguide.
Solid core waveguides can be produced relatively easy by a microfabrication process. These waveguides are less fragile and less sensitive to pollution.
20 The waveguides can comprise any suitable material, i.e.
any material which can be deposited by a microfabrication process and is suitable for operating as (part of) a waveguide. For example, a semiconductor compound can be used as waveguide material.
25 In a preferred embodiment of the present invention, at least one waveguide comprises a silicon compound.
Many silicon compounds are suitable for deposition on a substrate by a microfabrication process. Furthermore, these compounds often have suitable waveguiding capabilities.
30 In a further preferred embodiment of the present invention, at least one waveguide comprises S13N4 and/or SiON.
4 S13N4, also known as silicon nitride, has a good index contrast with Si02 (n = 1.9, n = 1.45), which can be
Si3N4 SÏ02 used as a cladding material for the waveguides. Other cladding materials are also possible.
5 Furthermore, silicon nitride has the advantage that it is suitable for operation both at the near-visible and visible wavelength used in Raman spectroscopy.
Another advantage of silicon nitride is that it is compatible with glass-based micro fluidic technology.
10 S13N4 can be deposited on the substrate using the aforementioned microfabrication process. In another example, the waveguide comprises a core of S1O2 and a S13N4 cladding. This type of waveguide provides a beam profile which conforms with the requirements of optical traps.
15 Alternatively, the waveguide comprises SiON, also known as silicon oxynitride, or a combination of silicon nitride and silicon oxynitride.
In a preferred embodiment according to the invention a fluid channel is provided which passes between the exiting 20 surfaces of the waveguides.
The fluid channel is arranged to pass through the gap provided by the distance between the waveguides. In use, the fluid channel acts as a transportation channel of particles which are comprised in the fluid. The fluid can be a gas or 25 a liquid, for example. Preferably, a liquid is provided in the fluid channel in use.
By providing a fluid channel, the optical trap can be fed with a liquid or gas containing particles, such as biological cells. By trapping these particles, the optical 30 trap enables studying of the particles, such as by means of Raman spectroscopy or infrared spectroscopy.
The fluid channel enables the use of the optical trap as a part of a sensor system with which an on-line and/or 5 at-line measurement can be performed by taking samples from a fluid. Furthermore, the optical trap can perform a filter function due to the fluid channel, wherein particles from a fluid in the channel are retained by the optical trap.
5 In a preferred embodiment of the invention, the optical trap comprises an optical source.
The optical source can provide the beam for the optical trapping of particles by the trap. Furthermore, the optical source can enable probing a trapped particle, for instance 10 through spectroscopy.
Preferably the optical source is a laser. The laser can be used as a excitation source for performing Raman spectroscopy.
In a further preferred embodiment, the optical trap 15 comprises means for controlling the relative phase of the beams exiting the at least two waveguides in use.
By enabling controlling the relative phase of the beams of the trap, the trapped object can be moved in the longitudinal direction of the beams. This will be further 20 explained below, in respect to simulations. The direction in which the trapped object can be moved is the X-direction as indicated in figure 1.
The waveguides are coupled with an optical source, for example a laser, and the relative phase between the beams 25 exiting the waveguides are controlled using said means.
The invention further relates to a chip and a sensor system comprising the optical trap as described above.
The same effects and advantages apply in respect to the chip and the sensor system as those described in respect to 30 the optical trap.
The invention further relates to a method for manufacturing an optical trap, comprising the steps of: - providing a substrate; and 6 - depositing at least two waveguides on the substrate such that the waveguides each have an exiting surface and the exiting surfaces face each other, wherein depositing comprises a microfabrication process.
5 The same effects and advantages as described for the optical trap above apply to the method according to the invention.
Preferably the depositing of the waveguides on the substrate comprises thin film deposition. More preferably 10 vapour deposition is used, for example chemical vapour deposition or physical vapour deposition.
Preferably the material deposited on the substrate for use as a waveguide is silicon nitride and/or silicon oxynitride .
15 Preferably silicon oxide is used as a cladding material for at least one waveguide.
Preferably the method according to the invention is used to manufacture an optical trap, chip or sensor system as described above.
20 Further advantages, features and details of the invention are elucidated using the accompanying drawings, wherein - Figure 1 shows the geometry of an optical trap according to the invention as used for the simulations 25 described below; - Figure 2 shows the simulated intensity distribution of the electrical field in the xy-plane for the 1 pm2 cross-section square waveguide (a), and transverse (b) and axial (c) intensity profile for the waveguide. In 30 figure 2c, A indicates the facet position; - Figure 3 shows the averaged intensity distribution for the dual-beam trap obtained from the simulation based on 1 pm2 cross-section sguare waveguides, for the yz- 7 plane without bead (a), xy-plane without bead (b), yz-plane with a 1 pm diameter polystyrene bead centered at point (0, 1, 0) (c) and the xy-plane with a 1 pm diameter polystyrene bead centered at point (0, 1, 0) 5 (d) ; - Figure 4 shows the calculated force component as a function of bead position on the x-, y-, and z-axis, respectively (a-c) , for several bead diameters. The insets in (b, c) are blow ups of the force curves for 10 positive bead positions for the 0.2 and 0.5 pm diameter beads. The curves in (a-c) are piecewise cubic spline interpolations between the data points; and - Figure 5 shows the trapping potentials for the x-direction (a) and y-direction (b), as deduced from the 15 force curves in Fig. 4a and 4b, respectively.
Simulations
To establish the specifications of the dual-waveguide optical trap according to the invention we perform finite-20 difference time-domain (FDTD) simulations of the profile of the free-space beam exiting the facet of a single square waveguide, in dependence of the waveguide transverse dimensions. As a further step we perform simulations of the trapping forces for the dual waveguide situations, and from 25 that obtain the trapping potential. All simulations are carried out for the often used Raman excitation wavelength λ=785 nm, so that a realization of the device will not only trap the (biological) object under consideration, but at the same time will generate a Raman spectrum measurable with a 30 standard spectrometer. We envision that our design will be very suitable for trapping and Raman identification of bacteria in water. It is noted that different wavelengths may be used as well. Preferably a wavelength in the range of 8 700-1400 nm is used, more preferably in the range of 700-1000 nm, more preferably 700-800 nm and most preferably 700-850 nm.
Approach
5 Optical trap 2 comprises two collinear truncated Si3N
waveguides 4, 6 of thickness t and width w, from which two counter-propagating beams 8, 10 are launched into the gap L between the waveguide facets 12, 14 (Fig. 1). Si3N4 is chosen as waveguide material since it is suitable for operation 10 both in the near-visible and visible wavelength ranges used in Raman spectroscopy and in view of its compatibility with glass-based microfluidic technology or CMOS-compatibility.
At the same time Si N has a good index contrast with SiO
3 4 2 (n =1.9 versus n =1.45), which is used as cladding 15 material 16, 18 for the waveguides, as depicted in Fig. 1.
The Si02 layer has a trench of which the walls are in the same vertical plane as the facets, thus defining a fluidic channel 20. This is illustrated by grid 22. In practice, the floor and ceiling of channel 20 will be the
20 substrate and a sealing layer (not shown) bonded to the SiO
2 cladding 16, 18, each positioned at such a distance that the propagation of the beams and the formation of the trap are not hindered. The width of the fluidic channel 20 and thus the gap between the facets is chosen to be 5 pm. This size 25 is compatible with various types of biological objects, for instance bacteria. Further, a 5 pm gap enables a straightforward choice of the transverse dimensions of the waveguide on the basis of the preferred type of intensity distribution of the beam emitted from the waveguide, as 30 discussed below. It is noted that proper trap operation is not limited to this gap size.
9
Waveguide transverse dimensions
Many biological objects studied in optical trapping have a close to circular shape, which suggests a trapping potential of high symmetry. Therefore, we adopt a square cross section 5 for the waveguide, of which the side is further denoted by w.
Since analytical solutions for the mode structure of this type of waveguide and the connected beam profile launched into free space do not exist, we simulate the 10 behavior with the three-dimensional finite-difference time-domain (FDTD) method using the freely available software package Meep.
Simulation
We choose w = lpm. A S13N4 waveguide of this size imposes 15 modest requirements on the fabrication technology, while it can accommodate up to 8 modes per polarization direction for the operation wavelength λ=785 nm.
In this simulation the dipole source exciting continuous waves in the waveguide is polarized parallel to 20 the y-direction, thus populating modes with field components EY and Hz. The optical power delivered by the dipole source to the waveguide is 0.5 W. For the medium in the fluidic channel we take water, using nH2o=1.33. The size of the calculation cell in the x-, y- and z- direction is 17 pm, 11 25 pm and 11 pm, respectively.
Perfectly matched layers (PMLs) of 2 pm thickness are included to prevent artificial reflections from the calculation cell boundaries. Simulation results are presented for a vacuum wavelength of λ=785 nm, a standard 30 wavelength in Raman spectroscopy.
In Fig. 2a-c we show three types of plots characterizing the simulated beam exiting a single waveguide 6 (for which we take the left one in Fig. 1, thus defining position and 10 orientation with respect to the coordinate system). Figure 2 shows simulated intensity distributions of the electrical field in the xy-plane for the 1 μιη2 cross-section square waveguide (a), and transverse (b) and axial (c) intensity 5 profile for this waveguide. In (a) the normalization is such that the full grey scale is used. In this simulation the source-facet distance is 4 pm. In Fig. 2a the grey scale represents the intensity I of the electric field E(IxE2) in the xy-plane, obtained by averaging the intensity 10 distribution over the last four periods of the simulation (=4x785 nm/c; c is the speed of light in vacuum.), where the solution has converged. This averaging removes the halfwavelength-period modulation of the intensity distribution in the water region, as would be present in a snapshot of 15 the propagating beam. Figs. 2b and 2c show the averaged transverse intensity profile on the y-axis (axis through the trap centre and parallel to the fluidic channel) and the averaged intensity profile on the x-axis (axis of the waveguide), respectively.
20 The most salient feature in Fig. 2a is the spreading of the beam, indicative of diffraction of modes at the wavelength-size facet of the waveguide. For the dual-beam optical trap this spreading leads to a non-zero scattering force, which drives a particle to the centre of the trap in 25 case of an axial displacement away from the centre. Further, beam divergence helps to generate a wide region where the gradient force opposes radial displacements, thus enabling trapping of larger objects. The intensity pattern inside the waveguide shows a short period modulation on top of a wide 30 maximum, as seen more clearly in Fig. 2c. The former one is an interference effect resulting from superposition of the incoming wave from the source and the wave partially reflected at the waveguide facet. The wide maximum is part 11 of the pattern resulting from the interference of multiple modes. This multimode interference (MMI) occurs as a result of excitation of several modes in the waveguide, which arises from the character of the source we use. It has a 5 homogeneous current distribution across its plane and therefore is not tailored to selectively excite the zeroth order mode. For the transverse profile and the axial profile, a bell-shaped curve similar to a Gaussian and a decaying curve are observed, respectively, as expected for a 10 spreading beam. Before it decays, in the axial direction the beam shows a maximum, which is the continuation of the MMI pattern inside the waveguide. The detailed shape of the transverse and axial curves depends on the source-facet distance, which influences the MMI pattern. However, the 15 main characteristics leading to a well defined optical trap, viz. the Gaussian-like shape and the decay, are seen for each source position.
As a further step, the averaged intensity distribution is obtained from simulations of the complete dual-beam trap 20 based on 1 pm3 cross-section square waveguides, without bead and with a 1 pm diameter polystyrene bead 24 centered at the point (0, 1, 0). We use again 4 pm as source-facet distance in the two waveguides. The sources each deliver 0.5 W of optical power to a waveguide (i.e. total input power Jo is 1 25 W) and they oscillate in phase. The results are shown in
Fig. 3, for the yz-plane without bead (a), for the xy-plane without bead (b), for the yz-plane with a 1 pm diameter polystyrene bead centered at (0,1,0)(c) and for the xy-plane with bead (d). In the images the normalization of the 30 distributions is such that the full grey scale is used.
Contrary to Fig. 2a, the averaging now does not remove the half-wavelength periodicity in the water region, since in this region interference of the beams gives a stable 12 standing wave pattern. The period of the resulting intensity modulation in Fig. 3b amounts to 297 nm, in agreement with the half-wavelength value 785 nm/(2x1.33)=295 nm in water. The figure clearly shows that the combined effect of the two 5 beams indeed yields an overall intensity distribution that should give a gradient force for radial displacements and a scattering force for axial displacements. In Figs. 3b, 3d the effect of spreading of the individual beams is also clearly observed in the overall intensity distribution. When 10 comparing Figs. 3a, 3b with Figs. 3c, 3d, the effect of the bead on the field distribution is apparent. As a result of the higher index of the bead (npoiyst. = l. 6) , it concentrates the electrical field inside its volume, thus perturbing the distribution in its vicinity. In Fig. 3d. this effect is 15 also reflected in the somewhat shorter period of the pattern inside the bead. From simulations performed for various phase differences between the exciting sources, we find that the global intensity distribution does not depend on the phase between the beams. The exact positioning of the 20 periodicity in the gap, however, does depend on the relative phase. As a final check we also perform several simulations for the polarization parallel to the z-direction. The resulting intensity distributions are very close to those of Figs. 2 and 3, as expected on the basis of symmetry.
25
Trapping characteristics
The geometry being set, we determine the trapping capabilities of the device with calculations of the optical force and the trapping potential on the basis of FDTD 30 simulations of the three-dimensional distribution of the electrical and magnetic fields. This is done for positions along the three axes of the coordinate system (see Fig. 1) and using polystyrene spherical probe particles 24, i.e. the 13 field distributions are calculated in the presence of the probe. The diameters of the polystyrene beads are 0.2, 0.5, 0.8, 1.0 and 1.4 pm, while their refractive index is taken as ^polyst =1.6. The optical force is evaluated by integrating 5 the Maxwell stress tensor T over a cube with surface S around the bead: 0)= ffs <f> · dS (1) 10 In Eq. (1) the angular brackets denote time averaging.
Omitting the time averaging, the Cartesian component Fi (i=x, y, z) of the force can be written as
Fi = JJS TijUj-dS (2) 15 . th _»
Here rg is the j component of the normal n to the surface S, while the tensor components T±j(i, j=x, y, z) are given by
Tij = DiE*j - ^ 5ijD · E*+ HiH*j - Η · B*. (3) 20
In Eq. (3), E, D, H and B are the electrical field, the dielectric displacement field, the magnetic field and the magnetic induction, respectively, 5ij is the Kronecker delta and the asterix indicates complex conjugation. We use a cube 25 of side a = 2R+res), symmetrically placed around the bead for evaluation of the surface integral. Here R is the bead radius and res is the spatial resolution of the FDTD grid. For the fields in the stress tensor at a certain time, we use the values exported for two successive grid times of the 30 FDTD simulation, synchronized with the synchronization tool of Meep for the highest accuracy. The time-averaged force is determined by taking the average of the time-dependent 14 forces calculated for the grid times in the last four wave periods, where it has reached the steady state.
From the calculated average force the trapping potential at position F0 can simply be obtained by 5 integration according to U(r0) = -\P(r)-dr . (4) co
The integration path is along either of the three axes of the system.
Before carrying out a complete set of force 10 calculations, we perform several experiments to establish the grid size needed to reach sufficient accuracy for the calculated force. We take the calculated force for an empty cube (i.e. polystyrene is replaced by water, so that the force should be zero) as a measure of the numerical error in 15 the force calculated for the particular bead size and the particular grid size. In these experiments the bead is positioned at a site of lower symmetry, to avoid cancellation effects of integrals over symmetrically positioned cube faces.
20 In the trade-off between grid size and simulation time we arrive at res = l μιη/20 for force calculations on the x-axis and res = l μιη/30 for force calculations on the y- and z-axis, giving an estimated average error in the force of about 20%.
25 Force characteristics of the dual beam trap
In view of the symmetry of the problem, we only calculate the optical forces for positive positions of the bead on the X, y- and z-axis and obtain the forces for negative positions from sign reversal.
30 In Fig. 4 we present the resulting curves, for positions of the bead on the three axes and for various bead diameters. The insets (4b, c) are blow ups of the force 15 curves for positive bead positions for the 0.2 and 0.5 μιη diameter beads. The curves in (4a-c) are piecewise cubic spline interpolations between the data points.
On the x-axis the force behaves completely different 5 than on the y- and z-axis. On the x-axis the force shows a composite behaviour: strong oscillations superimposed on a straight line of a weak slope through the origin. On the other two axes it shows the usual restoring character, i.e. the force is systematically directed such as to counteract a 10 displacement from the equilibrium position.
For the y- and z-direction, for each bead size, the force is linear around the trap centre, indicating behaviour according to Hooke's law. With increasing distance to the centre, the force goes through an extremum of which the 15 position increases with increasing bead size. Further, the extremum occurs for a bead position such that the whole bead is on one side of the trap centre. This occurrence of a bead-size dependent extremum clearly indicates operation outside the Rayleigh regime, where the bead is much smaller 20 than the wavelength, so that it virtually does not affect the distribution of the electrical field. This finding is consistent with the influence of the particle on the field as seen in Figs. 3c and 3d: the particle disturbs the field distribution. Clear enough, in this regime of large bead 25 sizes, the disturbance will depend on the bead size, as we see reflected in Figs. 4b and 4c.
The period of the force oscillations in the x-direction is 297 nm, in very good agreement with the period of the intensity modulation in Fig. 3b. Therefore, the oscillating 30 force relates to the interference of the coherent output beams of the waveguides. We argue that in the gap between the waveguides a one-dimensional optical lattice is formed, which is the dual-waveguide equivalent of an optical lattice 16 formed with interfering laser beams and used for the study of periodic arrangements of trapped atoms. We first limit the discussion to bead diameters of 0.2, 0.5, 0.8 and 1.0 pm, for which the straight line on which the oscillations 5 are superimposed has the usual negative slope of the scattering force. As expected, this slope increases with increasing bead size. We now focus on the behaviour close to x=0, where an intensity maximum occurs, to understand the oscillatory behaviour. At x=0 the oscillatory curve for 0.2 10 and 0.8 pm has a negative slope, in agreement with the expectation that the gradient force pushes the particles to the intensity maximum. For 0.5 and 1.0 pm, on the contrary, the slope is positive and the particles are pushed to an intensity minimum. This behaviour, including the spatial 15 oscillatory character, agrees completely with the theoretical result that the axial optical force depends periodically on the particle size, in such a way that as a function of its size the equilibrium position of the particle alternates between the intensity maxima and minima. 20 As for the oscillatory behaviour, the 1.4 pm bead falls in the same class as the 0.5 and 1.0 pm beads. The line on which the oscillations are superimposed, however, has a positive slope. This behaviour so far is not properly analysed. Possibly, to grasp the complete picture, in 25 addition to the scattering force a gradient force related to the intensity maximum close to the facet of the individual beams (see Fig. 3c) has to be involved. This intensity maximum plays the role of the focus of a laser beam and thus tends to attract the particle. In practice, whether this 30 sign reversal of the background slope occurs, will depend on the possibility to dominantly excite and propagate only the zeroth order mode (in simulations this can be done by using 17 a tailored source), to avoid MMI and thus the maximum just outside the facet.
A consequence of the independence of the global intensity distribution in the gap on the relative phase of 5 the beams is that the global force distribution shows this property as well. The phase of the oscillations of the force in the x-direction, however, does depend on the relative phase. This phase dependence enables moving the particle in the x-direction by changing the relative phase, assuming 10 that the coherence of the laser source driving the waveguides allows for building up of a stable interference pattern.
By nature of the trap, the trapping force is strongest in the y- and z-direction, where it takes maximum values of 15 13.5 and 16 pN/W for the 1.4 pm bead. On the basis of symmetry, one would expect these values to be the same. That they differ in this way is indicative of the accuracy of the force calculation for res=l pm/30. Using these numbers, the average trap stiffness in the transverse is direction is 20 0.03 pN/nm/W, a value very suitable for trapping of pm-sized particles .
Trapping potentials
From the force curves in Fig. 4 we obtain the trapping potential by integration. Using Eq. (4), for the y-direction 25 the trapping potential Uy(y0) at position y0(y0> 0; as before we obtain the negative branch using symmetry) is given by
Uy(y0)-[/(0,Jo,0) = -jFy(y)dy . (5) 00
To evaluate the integral for Uy(y0), we set the lower integration limit to 1.75, which we estimate "by eye", by 30 extrapolating for each bead size the saturating force curve, to be the y-value for which Fy(y) would be zero. The same 18 procedure applies to evaluation of the integral for Uz(z0) .
For the x-direction the force field is limited to the gap, while in the simulations the size of the probe particle limits this range even further. In calculating the potential 5 in the x-direction we integrate over the range for which the bead-size dependent forces are displayed in Fig. 4. We normalize Ux(x) by applying a scaling factor which makes Ux(0) equal to Uz(0) .
In Fig. 5 we show the resulting trapping potentials Ux(x) 10 and Uy(y), normalized to kT (T=300 K) . Since U (y) is similar to Uz(z), we omit it here. For the 1.4 pm bead Ux(x) is not shown, in view of the deviating slope of the background force for this size, as discussed above.
For Ux{x), plotted in Fig. 5a for a power of 100 mW, we 15 observe a parabolic shape, of which the curvature increases with increasing bead size and on which oscillations are superimposed corresponding to the force oscillations in Fig. 4a. Although the trap stiffness is weaker than that of a conventional laser trap, stable optical trapping without 20 bouncing at the channel walls can be induced for this laser power. This is deduced from the criterion U/kT >10 for stable trapping. In Fig. 5a, the horizontal dashed lines in each potential well correspond to U/kT =10. For bead sizes 1.0, 0.8 and 0.5 pm the position of the line indicates that 25 the criterion is fulfilled. The average displacement of the trapped particle from the potential minimum is relatively large, as indicated by the crossings of the dashed lines with the potential. For the 0.2 pm bead stable optical trapping does not occur for this power. Instead, for this 30 size the channel walls take care of the confinement. At higher laser power, where the depth of the minima of the oscillatory potential can exceed lOkT, trapping may occur in a local minimum, similar to the situation of particle 19 trapping in an optical lattice. Note that the applied optical power Iq is 100 and 15 mW in (a) and (b), respectively, while stable optical trapping can still be induced, as indicated by the position of the horizontal 5 dashed lines. These are 10kT above the bottom of the corresponding potential.
For Uy{y), plotted in Fig. 5b for a power of 15 mW, the parabolic well is deep enough to give stable trapping for 0.8, 1.0 and 1.4 μιη beads, as again indicated by the dashed 10 horizontal lines.
Fabrication process
The waveguides are patterned in a S13N4 layer deposited on a glass wafer by chemical vapor deposition (CVD), yet omitting etching of the gap. The waveguides connect to the 15 output branches of a Y-junction, which is patterned in the same layer and of which the input will be driven by a laser. For complete embedding of the waveguides, an S1O2 overlayer is deposited by CVD. After planarization of this layer, the fluidic channel and the gap between the waveguides are 20 formed in a combined patterning step. The upper seal of the channel is formed by bonding a second wafer on top of the assembly, into which access holes to the fluidic channel are etched.
Multiple traps and channels can be implemented using 25 multiple Y-junctions, by repeated branching out of the input waveguide. Preferential trapping of objects of a specific shape (e.g. cigar-like) can be promoted by adjusting the beam profile with a tailored waveguide cross section.
On the basis of the results for polystyrene beads it 30 can be expected that the dual-waveguide device according to the invention can trap biological objects such as bacteria. Fabrication of the device is compatible with standard glass-based microfluidic technology. The maximum theoretical 20 gradient force in the radial direction is 16 pN/W, corresponding to a trap stiffness of 0.03 pN/nm/W. The depths of the trapping potentials deduced from the force curves indicate that the dual-waveguide trap leads to stable 5 optical trapping for practical optical powers. In case of coherent beams launched by the waveguides, we find an interesting oscillatory force for the axial direction, which can be used to radially move a particle.
The present invention is by no means limited to the 10 above described preferred embodiments thereof. The rights sought are defined by the following claims within the scope of which many modifications can be envisaged.
21
CLAUSES
1. Optical trap, comprising - a substrate; and 5 - at least two waveguides deposited on the substrate by a microfabrication process, each waveguide having an exiting surface from which a beam can exit the waveguide when in use, wherein the exiting surfaces of the waveguides face each 10 other and are separated by a distance.
2. Optical trap according to clause 1, wherein at least one waveguide is a solid core waveguide.
15 3. Optical trap according to clause 1 or 2, wherein at least one waveguide comprises a silicon compound.
4. Optical trap according to clause 3, wherein at least one waveguide comprises S13N4 and/or SiON.
20 5. Optical trap according to at least one of the clauses 1-4, wherein a fluid channel is provided which passes between the exiting surfaces of the waveguides.
25 6. Optical trap according to any of the clauses 1-5, comprising an optical source.
7. Optical trap according to clause 6, wherein the optical source is a laser.
30 8. Optical trap according to clauses 6 or 7, comprising means for controlling the relative phase of the beams exiting the at least two waveguides in use.
22 9. Chip comprising the optical trap according to any of the clauses 1-8.
5 10. Sensor system comprising the optical trap according to any of the clauses 1-8.
11. Method for manufacturing an optical trap, comprising the steps of: 10 - providing a substrate; and - depositing at least two waveguides on the substrate such that the waveguides each have an exiting surface and the exiting surfaces face each other, wherein depositing comprises a microfabrication process.
15 12. Method according to claim 11, depositing comprising thin film deposition.
13. Method according to claim 12, depositing comprising 20 vapour deposition.

Claims (13)

1. Optische val, omvattende - een substraat; en 5. ten minste twee golfgeleiders aangebracht op het substraat door een microfabricatieproces, waarin elke golfgeleider een uittreedoppervlak heeft waaruit in gebruik een bundel de golfgeleider verlaat, waarin de uittreedoppervlakken van de golfgeleiders naar 10 elkaar gericht zijn en zich op een afstand van elkaar bevinden.An optical trap, comprising - a substrate; and 5. at least two waveguides mounted on the substrate by a microfabrication process, wherein each waveguide has an exit surface from which a bundle leaves the waveguide in use, wherein the exit surfaces of the waveguides face each other and are spaced apart. 2. Optische val volgens conclusie 1, waarin ten minste één golfgeleider een vaste-kern-golfgeleider is. 15The optical trap according to claim 1, wherein at least one waveguide is a solid-core waveguide. 15 3. Optische val volgens conclusie 1 of 2, waarin ten minste één golfgeleider een siliciumsamenstelling omvat.The optical trap according to claim 1 or 2, wherein at least one waveguide comprises a silicon composition. 4. Optische val volgens conclusie 3, waarin ten minste één 20 golfgeleider S13N4 en/of SiON omvat.4. Optical trap according to claim 3, wherein at least one waveguide comprises S13N4 and / or SiON. 5. Optische val volgens conclusies 1-4, waarin een fluïdumkanaal is voorzien welke tussen de uittreedoppervlakken van de golfgeleiders loopt. 25The optical trap according to claims 1-4, wherein a fluid channel is provided which runs between the exit surfaces of the waveguides. 25 6. Optische val volgens één van de conclusies 1-5, omvattende een optische bron.An optical trap according to any of claims 1-5, comprising an optical source. 7. Optische val volgens conclusie 6, waarin de optische bron 30 een laser is.The optical trap according to claim 6, wherein the optical source 30 is a laser. 8. Optische val volgens conclusie 6 of 7, omvattende middelen voor het regelen van de relatieve fase tussen de bundels die in gebruik de ten minste twee golfgeleiders verlaten. 5An optical trap according to claim 6 or 7, comprising means for controlling the relative phase between the beams that in use leave the at least two waveguides. 5 9. Chip omvattende de optische val volgens één van de conclusies 1-8.A chip comprising the optical trap according to any of claims 1-8. 10. Sensorsysteem omvattende de optische val volgens één van 10 de conclusies 1-9.10. Sensor system comprising the optical trap according to one of claims 1 to 9. 11. Werkwijze voor het produceren van een optische val, omvattende de volgende stappen: - het verschaffen van een substraat; en 15 - het aanbrengen van ten minste twee golfgeleiders op het substraat zodanig dat de golfgeleiders elk een uittreedoppervlak hebben en de uittreedoppervlakken naar elkaar gericht zijn, waarin het aanbrengen een microfabricatieproces omvat. 20A method for producing an optical trap, comprising the following steps: - providing a substrate; and - applying at least two waveguides to the substrate such that the waveguides each have an exit surface and the exit surfaces face each other, wherein the application comprises a microfabrication process. 20 12. Werkwijze volgens conclusie 11, waarin het aanbrengen dunnelaagdepositie omvat.The method of claim 11, wherein the applying comprises thin layer deposition. 13. Werkwijze volgens conclusie 12, waarin het aanbrengen 25 gasdepositie omvat.13. Method as claimed in claim 12, wherein the applying comprises gas deposition.
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