JP5139035B2 - Securities trading ordering device, securities trading ordering method and program thereof - Google Patents

Description

  The present invention relates to a securities trading ordering apparatus, a securities trading ordering method, and a program for transmitting a securities trading order to a securities trading system managed by an exchange.

Conventionally, a securities trading order that receives information on buying and selling of securities from a customer via a communication network and transmits trading order information to a securities trading system managed by an exchange based on the trading instructions. The equipment is used by securities companies. This securities buying and selling ordering apparatus normally stores customer information, the amount deposited by the customer in the account, information on the securities brand purchased, and the like. Then, when accepting a purchase instruction for securities from a customer, the amount of reserve power including the amount deposited in the account and the purchase amount of the securities for which the purchase instruction has been accepted (usually securities) Compare the closing price on the previous business day of the issue with the upper limit of the limit price range and multiply the value by the purchase quantity). In some cases, it is determined that an order based on the purchase instruction can be placed, and processing for receiving a purchase instruction from a customer is performed. Patent Document 1 is disclosed as a technology of a computer system for trading securities.
JP 2001-144641 A

  By the way, as described above, in the conventional securities buying and selling ordering device, the purchase instruction is not accepted unless the reserve power amount has reached the purchase amount. If it is not possible to transfer new funds to the current account, the sale of securities already held or the cancellation of orders for securities that have already been instructed to be purchased but have not yet been executed, By instructing the ordering device, it is necessary to ensure that the surplus purchase price is equal to or greater than the purchase price. However, it is troublesome to calculate the shortage amount from the shortage surplus purchase amount to the purchase amount of the desired securities issue, as well as ordering instructions such as selection of sale issue, order cancellation issue, password input, etc. There is a problem that there are many transitions of input screens for various information, and when transferring funds, it is necessary to instruct transitions of many input screens and reflect them in the amount of surplus funds to be purchased. Therefore, it is troublesome for a customer who wants to immediately issue a purchase order instruction for a securities brand whose stock price is rapidly increasing, and loses the opportunity to place an order.

  Therefore, the present invention promptly performs ordering processing based on a purchase instruction even if a customer has a purchase desire and the amount of surplus purchase power does not reach the amount necessary for the purchase of securities to be purchased. It is an object of the present invention to provide a securities trading ordering device, a securities trading ordering method, and a program thereof that can be performed and can reduce the operation labor for increasing the amount of surplus purchasing power of a customer.

In order to achieve the above object, the present invention provides a purchase instruction receiving means for receiving an input of a purchase instruction, a securities brand specified by the purchase instruction and a purchase amount based on the quantity, and the purchase A purchase possibility first determination unit that compares a value with a surplus purchase amount of a user who has instructed; a balance brand data storage unit that stores a security brand that the user has already purchased and its quantity; and As a result of the comparison by the uncommitted stock data storage means for storing the uncommitted securities stock and the quantity thereof among the securities stocks that the user has instructed to buy, If the award amount exceeds the reserve power amount, a sale instruction for the securities brand recorded in the balance brand data storage means is automatically generated, and the sale based on the automatically generated sale instruction Valuable order information An order cancellation instruction for the securities brand that is output to the ticket trading system or recorded in the uncommitted brand data storage means is automatically generated, and the order cancellation information based on the automatically generated order cancellation instruction is sold A surplus purchase amount increase processing means for outputting to the system, one or both of them, and the sale amount obtained as a result of the contract based on the sell order information, or the securities specified by the order cancellation information A purchase margin update means for updating the reserve power amount by adding a restraint amount previously restrained as a purchase price of the stock to the reserve power amount, and a securities brand specified by the purchase instruction; and amount purchase based on the quantity, the a possible permission second judging means purchase for comparing the value of the margin amount purchase the updated comparison by possible whether the second determination means with the purchase result, the update If the reserve capacity amount purchase of is equal to or greater than the amount of money with the Offer, and the purchase order information output means for outputting the purchase order information based on the purchase instruction to the securities trading system, the possible purchase whether or not the second As a result of the comparison by the determination means, if it is determined that the repurchased reserve power amount is not equal to or greater than the repurchase amount, the repurchase surplus power processing means, the repurchase surplus power update means, the purchase possibility 2. A securities buying and selling order apparatus comprising: 2 determining means; and determining means for determining that the processing of the purchase order information output means is repeated .

  Further, the present invention provides the above-mentioned securities trading ordering apparatus, wherein one or more of securities securities recorded in either one or both of the balance brand data storage means and the uncommitted brand data storage means. A sales group storage means for storing one or a plurality of sales groups specifying a securities brand indicating a sales permission and their priority order, and automatically generating a selling instruction for the securities brand, or In the automatic generation of order cancellation instructions for securities issues, the sales groups are specified in the order of the priorities, and the sales instructions are automatically generated or canceled in order from the securities issues specified in the sales groups. One or both of automatic generation of instructions is performed.

  Further, the present invention provides the above-described securities trading ordering device, wherein one or more securities among the securities brands recorded in either or both of the balance brand data storage means and the uncommitted brand data storage means. Specific securities brand storage means for specifying a brand, recorded in the specific securities brand storage means in the automatic generation of the sale instruction for the securities brand or the automatic generation of the order cancellation instruction for the securities brand One of or both of the automatic generation of the sales instruction and the automatic generation of the order cancellation instruction is performed for the securities brands being sold.

  Further, the present invention, in the securities trading ordering device described above, comprising industry-specific information storage means for specifying the industry of the company indicated by the securities brand, automatic generation of selling instructions for the securities brand, or In automatic generation of order cancellation instructions for securities brands, either or both of automatic generation of sales instructions and automatic generation of order cancellation instructions for the securities brands of the industry recorded in the industry specific information storage means It is characterized by performing.

  Further, the present invention provides the above-mentioned securities purchase / purchase ordering apparatus, wherein the evaluation value at the time of sale for calculating the evaluation amount when selling the securities brand recorded in the balance brand data storage means, and the evaluation price In this order, the securities brand sales instructions are automatically generated.

  Further, the present invention calculates the valuation profit / loss that is the difference between the purchase price of the securities brand recorded in the balance brand data storage means and the valuation price at the time of sale in the above-mentioned securities trading ordering device. A valuation profit / loss calculation means and an instruction for selling the securities brand are automatically generated in the order of the valuation profit / loss.

  Further, the present invention is the above-described securities trading ordering device, wherein the securities brands are ordered in descending order of the restraint amount previously restrained as the purchase price of the securities brand recorded in the uncommitted brand data storage means. It is characterized by automatically generating a cancellation instruction.

The present invention is also a securities buying and selling ordering method for a securities buying and selling apparatus, wherein a purchase instruction accepting unit accepts an input of a purchase instruction, and a first determination means for whether or not a purchase is possible is based on the purchase instruction. The purchase price based on the specified securities issue and its quantity is compared with the value of the purchase reserve amount of the user who made the purchase instruction, and the balance issue data storage means stores the value already purchased by the user. Securities stocks and their quantities are stored, and uncommitted stock data storage means stores uncommitted securities stocks and their quantities among the securities stocks that the user has instructed to purchase, and increases the purchase capacity. As a result of the comparison by the first determination means for whether or not the purchase is possible, if the purchase price exceeds the reserve power price, the securities brand recorded in the balance brand data storage means Automatic generation of sales instructions Outputting the sales order information based on the automatically generated sales instruction to the securities trading system, or automatically generating an order cancellation instruction for the securities brand recorded in the uncommitted brand data storage means, Either or both of outputting the order cancellation information based on the automatically generated order cancellation instruction to the securities trading system, and the purchasing power update means is obtained as a result of the execution based on the selling order information. The amount of sales or the amount of restraint previously bound as the purchase price of the securities specified in the order cancellation information is added to the amount of surplus purchase to renew the amount of surplus purchase. The second possibility judging means compares the value of the securities based on the securities brand specified by the purchase instruction and the quantity thereof, and the value of the repurchased reserve price, and the purchase order information output means. But Comparison of results of the second judging means and said can purchase permission, wherein when reserve capacity amount purchase the updated is less than an amount with the Offer, the Purchaser order information based on the purchase instruction to the securities trading system And when the determination means determines that the renewed purchase surplus amount is not equal to or greater than the repurchase amount as a result of the comparison by the second purchase possibility determination unit, the surplus purchase power increase processing means The securities buying and selling ordering method, wherein it is determined that the processing of the reserve capacity update means, the purchase possibility second determination means, and the purchase order information output means is repeated .

The present invention also provides a computer of a securities buying and selling ordering apparatus, a purchase instruction receiving means for receiving an input of a purchase instruction, a securities brand specified by the purchase instruction and a purchase price based on the quantity, and a purchase price thereof. As a result of the comparison by the purchase possibility first determination means for comparing the value with the purchase allowance amount of the user who has made the purchase instruction, and the purchase possibility first determination means, the purchase amount is the purchase reserve amount. If the price exceeds the security brand, the user has automatically generated a sale instruction for the securities brand recorded in the balance brand data storage means for storing the securities brand already purchased by the user and the quantity thereof. Sales order information based on the sales instruction is output to the securities trading system, or among the securities brands for which the user has made a purchase instruction, an uncommitted securities brand and its quantity are stored Name An order cancellation instruction for securities brands recorded in the data storage means is automatically generated, and order cancellation information based on the automatically generated order cancellation instruction is output to the securities trading system, either or both. A purchase surplus amount processing means, a sale amount obtained as a result of a contract based on the sales order information, or a restraint amount previously restrained as a purchase price of a securities brand specified by the order cancellation information, Purchasing surplus power updating means for renewing the surplus purchasing power amount by adding to the surplus purchasing power amount, the purchasing amount based on the securities brand and the quantity specified by the purchasing instruction, and the repurchasing surplus power As a result of the comparison by the purchase possibility second determination means for comparing the value with the amount of money and the purchase possibility second decision means, when the updated reserve power amount is equal to or greater than the purchase amount , Buy Order information output means purchase for outputting order information purchase based on the instruction to securities trading system, the result of the comparison by the possible availability second judging means with the purchase, the surplus amount purchase the updated amount of money or more with the Offer A determination unit for determining that the processing of the purchase surplus power increase processing unit, the purchase surplus power update unit, the purchase possibility determination second determination unit, and the purchase order information output unit is repeated. a program for functioning as a.

  According to the present invention, if the purchase price indicated by the order information received from the ordering terminal exceeds the user's surplus purchase price, the instruction to sell the securities brand already held by the user, Or, the purchase order has already been issued, but the order cancellation order for undetermined securities is issued, and as a result, the sale amount or cancellation amount obtained is automatically increased by adding to the purchase reserve amount. Thus, the process of making the purchase surplus amount equal to or greater than the purchase amount is automatically performed. Therefore, when the user's reserve capacity is insufficient, the user needs to calculate one by one to determine how much stocks will be sold or canceled, and how much reserve capacity will exceed the purchase price. In addition, there is no need to instruct many screen transitions and to input such sales instructions or purchase cancellation instructions. As a result, for customers who want to immediately issue purchase order instructions for securities whose prices have risen sharply, the purchase instructions are less troublesome and the purchase order is not lost. It is possible to provide a service that can

A securities trading ordering apparatus according to an embodiment of the present invention will be described below with reference to the drawings.
FIG. 1 is a block diagram showing the configuration of the securities trading ordering apparatus according to the embodiment.
In this figure, reference numeral 1 denotes a securities trading ordering device. This securities buying and selling ordering apparatus 1 is connected to a client user's orderer terminal (hereinafter referred to as an orderer terminal) 2 and a securities trading system 3 managed by an exchange via a communication network such as the Internet. Yes. Then, the securities buying and selling ordering apparatus 1 includes an order receiving unit 11, a purchase possibility first determination unit 12, a purchase surplus power increase processing unit 13, a purchase surplus power update unit 14, a purchase possibility determination second determination unit 15, At least processing units and databases of an order processing unit 16, a user database 17, and a trading brand database 18 are provided.

  Then, in the securities buying and selling ordering apparatus 1 according to the present embodiment, the order receiving unit 11 receives an input of a purchase instruction from the orderer terminal 2 connected via the communication network, and the first determination unit 12 that determines whether or not the purchase is possible. The purchase amount calculated based on the securities brand specified by the purchase instruction and its quantity is compared with the value of the purchase surplus amount of the user who has issued the purchase instruction. In addition, if the purchase amount exceeds the reserve power amount as a result of the comparison by the purchase possibility first determination unit 12, the purchase surplus power increase processing unit 13 does not have the reserve power, that is, there is no new securities brand. If it is determined that the purchase is not possible, a sale instruction for the securities brand that the user has already purchased is automatically generated, and sales order information based on the automatically generated sale instruction is sent to the securities trading system 3. Output. Alternatively, an order cancellation instruction for an uncommitted securities brand among the securities brands that the user has instructed to purchase is automatically generated, and order cancellation information based on the automatically generated order cancellation instruction is output to the securities trading system. .

  Then, the surplus purchase capacity update unit 14 obtains the sale amount obtained as a result of the contract based on the sale order information or the restraint amount previously restrained as the purchase price of the securities brand specified by the order cancellation information. The purchase surplus amount is added to the purchase surplus amount, and the purchase surplus amount is updated, and the purchase possibility amount calculated by the second determination unit 15 based on the securities brand specified by the purchase instruction and the quantity thereof, Compare the value with the repurchased reserve amount after renewal. Further, as a result of the comparison by the purchase possibility second determination unit 15, when the purchase amount is equal to or greater than the updated purchase surplus amount, the order processing unit 16 purchases purchase order information based on the purchase instruction. Is output to the securities trading system 3.

FIG. 2 is a diagram showing an example of data in the balance brand data table.
The balance issue data table shown in FIG. 2 includes the issue code of a securities issue that has already been purchased by a user, the customer, the quantity (for example, the number of shares) that acquired the securities of that issue code, and the price of the securities at the time of purchase ( This is a table for storing (acquisition amount). This balance brand data table is registered for each user ID of the user when the user purchases securities. This balance brand data table is stored in the user database 17.

FIG. 3 is a diagram showing an example of data in the uncommitted brand data table.
The uncommitted brand data table shown in FIG. 3 is a table for storing uncommitted securities brands and their quantities among the securities brands for which the user who is the customer has made a purchase instruction. In other words, the uncommitted brand data table is recorded in association with the user ID, the brand code of the securities, and the quantity instructed to purchase the securities of the brand, and is further calculated based on the purchase instructions. The amount of purchase money restrained (the amount necessary for the purchase, and the amount restrained as the amount that cannot be used from the amount that the user can newly use to purchase securities issues) is recorded. It is assumed that this uncommitted brand data table is stored in the user database 17.

FIG. 4 is a diagram illustrating an example of data in the reserve capacity data table.
The surplus purchase data table stores the ID of a user who is a customer and the surplus purchase amount of the user in association with each other. The surplus purchase amount is the amount of funds that have not been used to purchase securities out of funds transferred by the user to the account. In order to increase the amount of surplus funds, the transfer of new funds to the account, the sale of securities that have already been purchased, the cancellation of purchases of uncommitted securities that have been instructed to be purchased, etc. It will be necessary. It is assumed that this reserve capacity data table is stored in the user database 17.

FIG. 5 is a diagram showing an example of data in a trading brand data table.
In the trading stock data table, the current value, the previous day's closing price, and the limit price range are recorded for each stock code of each securities. These information are information received from exchanges and information brokers via the communication network. . This trading brand data table is stored in the trading brand database 18.

FIG. 6 is a diagram showing a processing flow of the securities trading ordering apparatus.
Next, processing of the securities trading ordering apparatus will be described with reference to FIGS.
First, the order receiving unit 11 of the securities trading / ordering apparatus receives order information indicating a purchase instruction from the orderer terminal 2 (step S1). The order information of this purchase instruction includes information indicating the purchase instruction, order code indicating the order of the stock code, quantity, market or limit, the purchase price at the limit order, etc. And information such as a user ID for identifying the user is stored. And the order reception part 11 transfers order information to the 1st determination part 12 which can purchase, and the 1st determination part 12 which can be purchased starts a process.

  Here, the purchase possibility first determination unit 12 calculates the purchase price based on the securities brand and the quantity specified by the purchase instruction indicated by the order information (step S2). The calculation of the purchase price is based on the previous day's closing price of the securities specified by the brand ID and the upper limit of the limit price range for the securities brand from the trading stock database. And the value multiplied by the purchase quantity. Further, the first determination unit 12 for determining whether or not the purchase is possible reads the reserve power amount of the user who has issued the purchase instruction from the reserve power data table using the user ID as a key. Then, the first possibility determination unit 12 determines whether or not the purchase is possible, and compares the calculated purchase price with the user's purchase surplus price (step S3). When the purchase possibility determination first determination unit 12 determines that the reserve power amount is equal to or greater than the purchase amount, the first order determination unit 12 notifies the order processing unit 16 of the order information received from the orderer terminal 2 to start the ordering. Instruct. Then, the order processing unit 16 transmits the purchase order information of the purchase instruction to the securities trading system (step S4). In addition, when the purchase amount exceeds the reserve power amount, the first possibility judgment unit 12 determines whether or not the purchase power increase processing unit 13 transfers the order information and starts the process.

  Next, the purchase surplus increase processing unit 13 that is instructed to start the process is instructed to sell the securities brand that is recorded in the balance brand data table in association with the user ID included in the order information, or An order cancellation instruction for the securities brand associated with the user ID included in the order information and recorded in the uncommitted brand data table is automatically generated (step S5). The details of the securities brand sales instruction or order cancellation instruction will be described later. Then, the sales order information based on the automatically generated sales instruction or the order cancellation information based on the order cancellation instruction is transmitted to the securities trading system 3 (step S6). The securities trading system 3 transmits contract result information corresponding to the selling order information or the order cancellation information, and the securities trading order receiving apparatus receives the contract result information (step S7). The contract result information includes information on whether or not the order indicated by the sales order information and the order cancellation information has been executed, and information such as the sales amount or the cancellation amount.

  Next, upon receiving the contract result information received from the securities trading system 3, the surplus purchase capacity update unit 14 detects the sale amount or the cancel amount from the contract result information. Then, the purchase surplus power update unit 14 adds the detected amount to the purchase surplus power amount of the user who has issued the purchase instruction and registers it in the purchase surplus data table (step S8). As a result, the purchase surplus amount of the user who issued the purchase instruction is increased. Then, the surplus purchase capacity update unit 14 instructs the second determination unit 15 to determine whether or not the purchase is possible.

  Next, upon receiving the instruction to start processing, the second possibility determination unit 15 determines whether or not the purchase amount specified by the purchase instruction received from the orderer terminal 2, the purchase amount, The renewed purchase surplus amount of the user who has issued the purchase instruction is compared (step S9). Note that the method for calculating the purchase price and the process for specifying the reserve power price are the same as the process performed by the first determination unit 12 for whether or not the purchase is possible. Then, when it is determined that the renewed purchase surplus amount is equal to or greater than the purchase amount, the second availability determination unit 15 notifies the order processing unit 16 of the order information received from the orderer terminal 2. Instruct the start of ordering. Then, the order processing unit 16 transmits the purchase order information of the purchase instruction to the securities trading system (step S10). In addition, when the purchase price has still exceeded the renewed reserve power amount, the second possibility determination unit 15 determines whether to transfer the order information and start the processing to the purchase surplus power increase processing unit 13. Instruct. Then, the securities buying and selling ordering apparatus 1 repeats the processes in steps S5 to S9 described above until the surplus purchase amount becomes equal to or greater than the purchase amount.

Next, automatic generation of the sales instruction or the order cancellation instruction in step S5 will be described in detail.
FIG. 7 is a diagram showing a brand specifying division table.
This stock specific category table is a table that stores a specific category of securities stocks that are to be sold or ordered to be canceled out of the securities stocks held by the user in order to increase the amount of surplus purchase by the user. is there. In the present embodiment, any one of “group”, “brand”, and “industry” is registered as the specific category of the securities brand. Then, as shown in FIG. 7, the brand specific classification table is associated with the user ID, and any one of the information “group”, “brand”, and “business type” is registered as a specific classification according to a user instruction. In addition, this brand specific division table shall be stored in the user database 17 in this embodiment.

  When the user designates “Group” as a specific category, a group of one or more brands set separately by the user is grouped into one group, and a sale instruction or order cancellation instruction for the brands included in the group is automatically issued. Generated. When the user designates “brand” as the specific category, a sales instruction or order cancellation instruction for one or more brands set by the user is automatically generated. In addition, when the user designates “industry” as the specific category, a sale instruction or order cancellation instruction for a company corresponding to the industry set by the user is automatically generated.

FIG. 8 is a diagram showing an intra-group brand setting table.
As shown in this figure, in the in-group brand setting table, for each user, a group number of one or more groups set by the user and a brand code included in each group number group are registered in association with each other. FIG. 8 is an intra-group brand setting table set by the user indicated by the user ID “0001”, for example. The user sets and registers AA Electric, CC Bank, DD Bank, and EE Shoji as group number 1. An example is shown in which BB securities, FF metal, and GG steel making are set and registered as group number 2, and CC bank, EE trading, HH shipbuilding, JJ electric railway, and KK electric power are set and registered as group number 3. This intra-group brand setting table is stored in the user database 17 in this embodiment.

FIG. 9 shows a group priority order setting table.
As shown in this figure, in the group priority order setting table, one or more group numbers are registered in the order of priority for each user ID. This group priority order setting table is stored in the user database 17 in this embodiment.
Then, in the automatic generation of the sales instruction or the order cancellation instruction in step S5 described above, the surplus purchasing power increase processing unit 13 determines that “group” is registered as the specific classification in the brand specific classification table. Referring to the group priority setting table shown in FIG. 9, the first priority group number is read. Then, the stock code of the security stock included in the group specified by the group number is read from the intra-group stock setting table shown in FIG. 8, and the sale instruction or order cancellation instruction of the security stock indicated by the stock code is read. Decide to do either one or both.

  That is, in the process when “Group” is registered as a specific category in the stock specific category table, among securities securities recorded in one or both of the balance product data table and the uncommitted stock data table, Sales group storage means for storing one or a plurality of sales groups that specify one or more securities brands that indicate permission to sell and their priorities (intra-group brand setting table, group priority setting table) In the automatic generation of securities brand sales instructions or the automatic generation of securities brand order cancellation instructions, the sales groups are identified in order of priority, and the securities identified by the sales group In order from the brand, either or both of the automatic generation of the sales instruction and the automatic generation of the order cancellation instruction are performed.

FIG. 10 is a diagram showing a sold brand setting table.
As shown in this figure, in the sold brand setting table, brand codes of one or more securities brands are registered for each user ID. In addition, this sale brand setting table shall be stored in the user database 17 in this embodiment. Then, in the automatic generation of the sales instruction or the order cancellation instruction in step S5 described above, if the purchase surplus power increase processing unit 13 determines that “brand” is registered as the specific category in the brand specific category table. Referring to the sale brand setting table shown in FIG. 10, the brand code registered in association with the user ID of the user who issued the purchase instruction is read. Then, it is determined that one or both of the sale instruction and the order cancellation instruction for the securities brand indicated by the brand code are to be performed.

  In other words, in the process when “brand” is registered as a specific category in the brand specific category table, among securities securities recorded in one or both of the balance brand data table and the uncommitted brand data table, Includes a sold brand setting table that identifies one or more securities brands, and is recorded in the sold brand setting table in automatic generation of securities brand sales instructions or automatic generation of order cancellation instructions for securities brands. One or both of automatic generation of selling instructions and automatic generation of order cancellation instructions are performed for the securities brands currently being sold.

FIG. 11 is a diagram showing a sales industry setting table.
As shown in this figure, in the sales industry setting table, codes of industries to which companies of one or more securities brands belong are registered for each user ID. Note that this sales industry setting table is stored in the user database 17 in this embodiment. Then, in the automatic generation of the sales instruction or the order cancellation instruction in step S5 described above, if the purchase surplus power increase processing unit 13 determines that “industry” is registered as the specific category in the brand specific category table. Referring to the sales industry setting table shown in FIG. 11, the industry code registered in association with the user ID of the user who issued the purchase instruction is read. In addition, in the trading stock database 18, a stock table classified by industry in which the correspondence relationship (the relationship between the business sector and the stock code) to which business stock code belongs is registered as shown in FIG. 16 is registered. To do. Then, a plurality of brand codes registered in the brand-by-business category table in association with the business category code read from the sales industry setting table are read. Then, it is determined that one or both of the sale instruction and the order cancellation instruction for the securities brand that matches any of the brand codes that match the plurality of brand codes are to be performed.

  In other words, in the processing when “industry” is registered as a specific category in the stock specific category table, a selling industry setting table for specifying the industry of the company indicated by the securities brand is provided, and the securities brand is sold. In the automatic generation of instructions, or the automatic generation of order cancellation instructions for securities, the sale of securities that fall within the industry recorded in the sales industry setting table among the securities held by the user Either or both of automatic generation of instructions and automatic generation of order cancellation instructions are performed.

FIG. 12 is a diagram showing an evaluation price order automatic setting table.
The automatic evaluation value order setting table shown in this figure calculates the evaluation value for selling securities issues recorded in the balance issue data table, and the securities issues are automatically arranged in descending order of the evaluation value. This is a set table, in order of priority, priority number, flag indicating sales selection, order contents, brand code, brand name, order market, holding balance (quantity), balance available for sale, transaction value (The closing price on the previous day), the valuable selling price or the valuation profit / loss amount are registered in association with each other. The sellable valuation amount indicates the expected sale price when the securities are sold, and should be calculated by either the previous day's closing price x number of held balances or the current value x number of held balances. Can do. When calculating the previous day's closing price x the number of owned balances, the previous day's closing price is determined in advance, so the processing can be reduced by calculating in advance. Therefore, a processing load is applied. Further, the valuation profit / loss can be calculated by reading the acquisition price of the brand from the balance brand data table and (the previous day closing price × the number of retained balances) − (the acquired price × the number of retained balances). Then, in the case of automatically generating the sales instruction in the above-described step S5 using the evaluation price order automatic setting table shown in FIG. 12, first, the evaluation price order automatic setting table is generated, and the evaluation price or valuation profit or loss that can be sold is calculated. Automatic generation of securities brand sales instructions in descending order. After generating the evaluation value order automatic setting table, the screen of this table is displayed on the monitor, and the sales instruction only for the securities brand received from the user (the check box of the selection is set) is specified. Automatic generation may be performed.

FIG. 13 is a diagram showing a binding amount order automatic setting table.
The restraint amount order automatic setting table shown in this figure is a priority order number, a flag indicating cancellation selection, in descending order of restraint amount previously restrained as the purchase price of securities issues recorded in the uncommitted issue data table. Order contents (purchase order cancellation), brand code, brand name, order market, order quantity, order condition / order expiration date, unit price (current value), and purchase price binding amount are registered in association with each other. The purchase price restraint amount is information obtained by reading the restraint amount of the stock from the uncommitted stock data table. Then, in the case where the order cancellation instruction is automatically generated in the above-described step S5 using the restraint amount order automatic setting table shown in FIG. 13, the restraint amount order automatic setting table is first generated, and the purchase price restraint amount is in descending order. Automatic generation of order cancellation instructions for securities brands. After generating the restraint amount order automatic setting table, the screen of this table is displayed on the monitor, and the order cancellation instruction for only the securities issues that have been specified by the user (the check box of the selection is set) is displayed. Automatic generation may be performed.

FIG. 14 is a diagram showing a sales / cancellation order automatic setting table.
The sales / cancellation order automatic setting table shown in this figure is a table in which the evaluation price order automatic setting table and the constraint price order automatic setting table shown in FIGS. 12 and 13 are combined. When the order / cancellation order automatic setting table shown in FIG. 14 is used to automatically generate the order cancellation instruction in step S5 described above, the sales / cancellation order automatic setting table is first generated. In the cancellation order automatic setting table, all the purchase cancellation instructions for the securities issues corresponding to the binding amount order automatic setting table in FIG. 13 are automatically generated, and the execution of the order cancellation information based on the purchase cancellation instruction is established. In this case, next, an automatic generation of a security brand selling instruction corresponding to the evaluation price order automatic setting table of FIG. 12 and transmission of selling order information based on the selling instruction are performed.

FIG. 15 is a diagram showing an automatic order setting table for increasing purchase power increase amount.
In the same way as the selling / cancellation order automatic setting table shown in FIG. 14, the automatic purchase amount increase amount order setting table shown in FIG. The table is a combination of tables, and is a table in which priorities are set in descending order by comparing all of the valuable selling price or the valuation profit / loss amount or the purchase price binding amount. When the order cancellation instruction is automatically generated in the above-described step S5 by using the purchase surplus power increase amount order automatic setting table shown in FIG. 15, the purchase surplus power increase amount order automatic setting table is generated first and its priority is set. A purchase cancellation instruction or a sales instruction is automatically generated in order of rank.

  As mentioned above, although the process of the securities buying and selling order apparatus by embodiment of this invention was demonstrated, according to the above-mentioned process, the purchase price shown by the order information received from the ordering terminal exceeds a user's reserve power price. If there is an order to sell a securities issue already held by the user or an order cancellation request for an uncommitted securities issue that has already been instructed to be purchased, The amount of money sold or canceled is automatically added to the amount of surplus purchase to automatically increase the amount of surplus purchase, so that the amount of surplus purchase exceeds the amount of purchase. Therefore, when the user's reserve capacity is insufficient, the user needs to calculate one by one to determine how much stocks will be sold or canceled, and how much reserve capacity will exceed the purchase price. In addition, there is no need to instruct many screen transitions and to input such sales instructions or purchase cancellation instructions. As a result, for customers who want to immediately issue purchase order instructions for securities whose prices have risen sharply, the purchase instructions are less troublesome and the purchase order is not lost. Can provide a service that can.

  Note that the securities trading ordering apparatus described above has a computer system inside. Each process described above is stored in a computer-readable recording medium in the form of a program, and the above process is performed by the computer reading and executing the program. Here, the computer-readable recording medium means a magnetic disk, a magneto-optical disk, a CD-ROM, a DVD-ROM, a semiconductor memory, or the like. Alternatively, the computer program may be distributed to the computer via a communication line, and the computer that has received the distribution may execute the program.

  The program may be for realizing a part of the functions described above. Furthermore, what can implement | achieve the function mentioned above in combination with the program already recorded on the computer system, and what is called a difference file (difference program) may be sufficient.

It is a block diagram which shows the structure of securities trading ordering apparatus. It is a figure which shows the example of data of a balance brand data table. It is a figure which shows the data example of an uncommitted brand data table. It is a figure which shows the example of data of a reserve power data table. It is a figure which shows the example of data of a transaction brand data table. It is a figure which shows the processing flow of securities trading ordering apparatus. It is a figure which shows a brand specific division table. It is a figure which shows a group brand setting table. It is a figure which shows a group priority setting table. It is a figure which shows a sale brand setting table. It is a figure which shows the sales industry setting table. It is a figure which shows the evaluation amount order automatic setting table. It is a figure which shows a restraint amount order automatic setting table. It is a figure which shows a sales and cancellation order automatic setting table. It is a figure which shows the purchase additional power increase amount order automatic setting table. It is a figure which shows the brand table classified by industry.

Explanation of symbols

DESCRIPTION OF SYMBOLS 1 ... Securities buying and selling ordering device 11 ... Order reception part 12 ... Buyable availability 1st judgment part 13 ... Purchasing surplus increase processing part 14 ... Purchasing surplus update part 15 ...・ Purchase availability second determination unit 16... Order processing unit 17... User database 18.

Claims (9)

A purchase instruction receiving means for receiving an input of a purchase instruction;
A purchase possibility first determination means for comparing a value of a securities brand specified by the purchase instruction and the quantity thereof with a purchase price based on the quantity and a purchase surplus amount of a user who has made the purchase instruction;
Balance brand data storage means for storing the securities brand already purchased by the user and its quantity;
Uncommitted brand data storage means for storing an uncommitted securities brand and a quantity thereof among the securities brands for which the user has instructed to purchase;
As a result of the comparison by the first possibility judgment unit, whether or not the purchase price exceeds the surplus purchase price, a security brand sale instruction recorded in the balance brand data storage unit Is generated and the selling order information based on the automatically generated selling instruction is output to the securities trading system, or an order cancellation instruction for the securities brand recorded in the uncommitted brand data storage means is issued. A purchase surplus power increase processing means for automatically generating and outputting one or both of order cancellation information based on the automatically generated order cancellation instruction to the securities trading system;
The selling price obtained as a result of the contract based on the selling order information, or the binding price previously restrained as the purchase price of the securities brand specified by the order cancellation information is added to the reserve power price. A purchasing power update means for updating the purchasing power amount
A second possibility determination unit for determining whether or not to purchase, which compares a value of the securities specified by the purchase instruction and the quantity thereof with a purchase price based on the quantity, and a value of the reserve capacity after the update;
As a result of the comparison by the second purchase possibility determination unit, when the updated reserve power amount is equal to or greater than the purchase amount , the purchase order information based on the purchase instruction is sent to the securities trading system. A purchase order information output means for outputting;
As a result of the comparison by the second purchase possibility determination unit, if it is determined that the repurchased reserve power amount is not equal to or greater than the purchase sum, the surplus purchase power increase processing unit, the surplus purchase power updating unit Determination means for determining that the processing of the purchase possibility second determination means and the purchase order information output means is repeated;
A securities trading ordering device comprising: One of the securities brands recorded in either one or both of the balance brand data storage means and the uncommitted brand data storage means, which specifies one or a plurality of securities brands indicating a sale permission or A sales group storage means for storing a plurality of sales groups and their priorities;
In the automatic generation of the selling instructions for the securities brands or the automatic generation of the order cancellation instruction for the securities brands, the selling groups are specified in the order of the priorities, and the securities specified in the selling groups are specified. 2. The securities purchase / purchase ordering apparatus according to claim 1, wherein either one or both of the automatic generation of the sales instruction and the automatic generation of the order cancellation instruction are performed in order from the stock name. Specific securities brand storage means for specifying one or more securities brands among the securities brands recorded in either or both of the balance brand data storage means and the uncommitted brand data storage means,
Automatic generation of sales instructions for securities securities recorded in the specified securities brand storage means in automatic generation of sales instructions for the securities brands or automatic generation of order cancellation instructions for the securities brands Alternatively, one or both of automatic generation of an order cancellation instruction is performed. Comprising business type specifying information storage means for specifying the type of business of the company indicated by the securities brand,
In the automatic generation of the sale instruction of the securities brand or the automatic generation of the order cancellation instruction of the securities brand, the automatic sale instruction of the securities brand of the industry recorded in the industry specific information storage means 2. The securities purchase / purchase ordering apparatus according to claim 1, wherein one or both of generation and automatic generation of an order cancellation instruction is performed. A selling price evaluation amount calculating means for calculating an evaluation amount when selling the securities brand recorded in the balance brand data storage means;
2. The securities buying and selling ordering apparatus according to claim 1, wherein an instruction for selling the securities brands is automatically generated in the order of the evaluation amounts. A valuation profit / loss calculation means for calculating a valuation profit / loss that is the difference between the purchase price of the securities brand recorded in the balance brand data storage means and the valuation price at the time of selling;
2. The securities buying and selling ordering apparatus according to claim 1, wherein an instruction to sell the securities brands is automatically generated in the order of the valuation profit / loss. The automatic generation of an order cancellation instruction for the securities brand is performed in descending order of the amount of restraint preliminarily restrained as the purchase price of the securities brand recorded in the uncommitted brand data storage means. The securities buying and selling ordering apparatus according to 1. A securities trading ordering method for a securities trading ordering apparatus, comprising:
The purchase instruction receiving means receives the input of the purchase instruction,
The first judgment means for whether or not the purchase is possible compares the purchase price based on the securities brand specified by the purchase instruction and the quantity thereof, and the value of the reserve capacity of the user who has made the purchase instruction. ,
Balance brand data storage means stores the securities brand already purchased by the user and its quantity,
The uncommitted brand data storage means stores an uncommitted securities brand and a quantity thereof among the securities brands for which the user has made a purchase instruction,
If the purchase amount exceeds the reserve power amount as a result of the comparison by the purchase possibility first determination unit, the purchase surplus power increase processing unit is recorded in the balance brand data storage unit. Automatically generates a sale instruction for the existing securities brand and outputs the sales order information based on the automatically generated sale instruction to the securities trading system or is recorded in the uncommitted brand data storage means An order cancellation instruction for securities is automatically generated, and order cancellation information based on the automatically generated order cancellation instruction is output to the securities trading system.
The surplus purchase capacity update means, the sales amount obtained as a result of the contract based on the sales order information, or the restraint amount previously restrained as the purchase price of the securities brand specified by the order cancellation information, Update the purchase reserve amount by adding to the purchase reserve amount,
The second determination means for whether or not the purchase is possible compares the purchase price based on the securities brand specified by the purchase instruction and its quantity, and the value of the repurchased reserve price after the update,
When the purchase order information output means is the result of the comparison by the second possibility judgment means , the purchase power after the renewal is greater than or equal to the purchase price . Output order information to securities trading system ,
If the determination means determines that the updated purchase power amount is not equal to or greater than the purchase price as a result of the comparison by the second purchase possibility determination unit, the purchase power increase processing means, A securities buying and selling ordering method, characterized in that it is determined that the processing of an additional power update means, the second possibility judgment possibility judgment means, and the purchase order information output means is repeated . A computer for securities ordering equipment,
A purchase instruction receiving means for receiving an input of a purchase instruction;
A purchase possibility first determination means for comparing a value of the securities specified by the purchase instruction and the quantity thereof with a purchase amount based on the quantity and a purchase surplus amount of the user who has made the purchase instruction;
As a result of the comparison by the first possibility judgment unit, whether or not the purchase price exceeds the surplus purchase price, the balance brand that stores the securities brand that the user has already purchased and its quantity Automatically generate a security brand selling instruction recorded in the data storage means, and output the selling order information based on the automatically generated selling instruction to the securities trading system, or buy by the user Automatically generates order cancellation instructions for securities brands recorded in uncommitted brand data storage means that stores uncommitted securities brands and their quantities among the securities brands that have been instructed. A means for processing the increase in surplus purchase power for outputting order cancellation information based on the cancellation instruction to the securities trading system, or both of them,
The selling price obtained as a result of the contract based on the selling order information, or the binding price previously restrained as the purchase price of the securities brand specified by the order cancellation information is added to the reserve power price. A purchasing power update means for updating the purchasing power amount;
A second possibility determination unit that determines whether or not to purchase a securities brand specified by the purchase instruction and a purchase price based on the quantity, and a value of the repurchased reserve price after the renewal;
As a result of the comparison by the second purchase possibility determination unit, when the updated reserve power amount is equal to or greater than the purchase amount , the purchase order information based on the purchase instruction is sent to the securities trading system. Purchase order information output means to output,
As a result of the comparison by the second purchase possibility determination unit, if it is determined that the repurchased reserve power amount is not equal to or greater than the purchase sum, the surplus purchase power increase processing unit, the surplus purchase power updating unit Determination means for determining that the processing of the purchase possibility second determination means and the purchase order information output means is repeated;
Program to function as.

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