JP2008027188A - Subscription limit management device, subscription limit management method, and program - Google Patents

Abstract

<P>PROBLEM TO BE SOLVED: To provide a subscription limit management device capable of subscription limits of stocks or bonds per currency of settlement. <P>SOLUTION: The subscription limit management device includes: a subscription brand management ID giving part 10 which gives subscription brand management IDs to combinations of brand IDs of stocks or bonds and subscription periods; a subscription condition holding part 20 which holds combinations of brand IDs of stocks or bonds and subscription periods in association with subscription brand management IDs; a subscription limit management ID giving part 30 which gives subscription limit management IDs to combinations of information identifying currencies of settlement and subscription brand management IDs; and a first subscription limit holding part 40 which holds the numbers of subscribers for stocks or bonds in the first currency of settlement in association with combinations of information identifying the first currency of settlement, first subscription brand management IDs, and first subscription limit management IDs and holds the numbers of subscribers for stocks or bonds in the second currency of settlement in association with combinations of information identifying the second currency of settlement, first subscription brand management IDs, and second subscription limit management IDs. <P>COPYRIGHT: (C)2008,JPO&INPIT

Description

  The present invention relates to an offer frame management apparatus, an offer frame management method, and a program for managing an offer frame for stocks or bonds.

  When stocks are newly publicly offered or publicly offered, and when soliciting bonds, an offer limit is set for each securities company. A securities company recruits buyers of stocks or bonds within the scope of the offer quota allocated to the company, but generally after dividing the offer quota finely within the company (for example, setting up the offer quota by sales branch and headquarters, In many cases, a purchaser is recruited to set up a recruitment frame for each branch. In addition, since the well-known prior literature regarding the above-mentioned content was not discovered, the description regarding a prior art is abbreviate | omitted.

  In recent years, the number of foreign stocks or bonds handled domestically has increased. In such a case, there are a plurality of types of settlement currencies for purchasing stocks or bonds, and it is necessary for the securities company to efficiently manage the offer slots for each settlement currency.

  The present invention has been made in view of the above circumstances, and an object thereof is to provide a recruitment frame management apparatus, a recruitment frame management method, and a program capable of managing the recruitment frame for each settlement currency. is there.

In order to solve the above-mentioned problem, a recruitment frame management device according to the present invention is a recruitment frame management device that manages a new or publicly offered stock or bond offering frame,
Offering stock management ID granting section that, when a publicly or publicly offered stock or bond stock ID and a solicitation period are entered, a solicited stock management ID is assigned to the combination of the stock ID or stock symbol ID and the solicitation period When,
A recruitment condition holding unit that holds a combination of the stock ID of the stock or the bond and the solicitation period in association with the solicited stock management ID;
When a designation of a settlement currency is input for the stock or bond, a recruitment slot management ID is granted to give a recruitment slot management ID to a combination of the information for identifying the input settlement currency and the offered stock management ID And
The number of shares or bonds offered in the first settlement currency is associated with a combination of information for identifying the first settlement currency, the first offering issue management ID, and the first offering frame management ID. A combination of information for identifying the second settlement currency, the first subscription issue management ID, and the second subscription frame management ID. And a first recruitment frame holding unit that holds the information in association with each other.

When the settlement currency is not designated, the offer frame management ID assigning unit assigns the offer frame management ID to the combination of the information indicating that no settlement currency is designated and the offered stock management ID, and the first The offer frame holding unit may hold the total number of offers not depending on the settlement currency of the stock or bond in association with the combination of the offered issue management ID and the offer frame management ID.
The offer frame management ID granting unit assigns the offer frame management ID to a combination of information indicating that no settlement currency is designated and the offer issue management ID, and further, the total number of shares or bonds to be offered May be provided in association with the combination of the recruited stock management ID and the undesignated recruitment frame management ID.

The offer frame management method according to the present invention is a recruitment frame management method for managing the offer frame of shares or bonds to be newly opened or publicly offered,
When the stock ID of a newly publicly or publicly offered stock or bond and the solicitation period are input to the computer, the computer assigns the solicited stock management ID to the combination of the stock ID of the stock or bond and the solicitation period. And
The computer stores the stock ID of the stock or bond and the combination of the offering period in the storage device in association with the offered stock management ID,
When a designation of a settlement currency for the stock or bond is input to the computer, the computer applies an offer frame management ID to the combination of the information for identifying the input settlement currency and the offered stock management ID. And grant
The computer causes the storage device to store the number of shares or bonds to be offered in the first settlement currency in association with the first offer frame management ID, and to offer the shares or bonds in the second settlement currency. The number is stored in the storage device in association with the second recruitment frame management ID.

  A program according to the present invention is for causing a computer to function as the recruitment frame management device according to any one of the above.

  According to the present invention, an offer frame for one offer issue is divided into offer frames for each settlement currency and held in association with different offer frame management IDs. Therefore, it is possible to manage the offer frame of one offer issue for each settlement currency.

  Hereinafter, embodiments of the present invention will be described with reference to the drawings. FIG. 1 is a block diagram for explaining a configuration of a recruitment frame management apparatus according to the first embodiment of the present invention. This offer frame management device is a device that manages the offer frame of shares or bonds to be newly opened or publicly offered, and has a offered issue management ID assigning unit 10 and a offer frame management ID assigning unit 30. The recruited stock management ID assigning unit 10 generates a screen for inputting information related to the recruitment conditions for the offered stock, and assigns the recruited stock management ID to the input information, and provides a recruitment condition database (hereinafter referred to as a recruitment condition DB) 20. To hold. The offer frame management ID assigning unit 30 generates a screen for entering the offer frame for each offer symbol and each settlement currency, and assigns the offer frame management ID to the input information. Then, the offer frame for each offer symbol and each settlement currency is held in the offer frame database (hereinafter referred to as the offer frame DB) 40 together with the offer frame management ID and the offer issue management ID. As described above, the recruitment frame management apparatus of FIG. 1 manages the recruitment frame using the recruitment frame management ID set for each offer symbol and for each settlement currency. The details of the operations of the recruited issue management ID assigning unit 10 and the offer frame management ID assigning unit 30 will be described later using a flowchart.

  FIG. 2 is a diagram showing the data configuration of the recruitment condition DB 20 in a table format. The solicitation condition DB 20 includes a stock code for identifying shares or bonds to be solicited, information indicating a new public or public offering (offering category), a solicitation start date, a solicitation end date, a solicitation price, and information indicating each basic settlement currency. , Hold in association with the offered stock management ID. The basic settlement currency is, for example, a face value currency of stocks or bonds issued by a company to be offered. In addition, the recruitment condition DB 20 may further hold an exchange rate, a commission unit price, and the like in association with the offered stock management ID.

  FIG. 3 is a diagram showing the data structure of the recruitment frame DB 40 in a table format. The offer frame DB 40 is associated with the offer frame management ID, the offer stock management ID, information indicating that the settlement currency is designated, the settlement currency code, the total number of recruitment in the settlement currency, the number of headquarters recruited in the settlement currency, Number of recruitment for sales in the settlement currency, breakdown of the number of recruitment for business, that is, face-to-face sales and non-face-to-face sales, and the number of headquarters recruitment by specific department (code) ). Since the offer frame DB 40 holds the information described above for each offer issue and each settlement currency, there are a plurality of offer allowance management IDs corresponding to the same offer issue management ID.

Depending on the issue name, there may be cases where no offer frame is set for each settlement currency. In such a case, the offer frame DB 40 associates with the offer frame management ID, information indicating that there is no designation of the offer issue management ID, the settlement currency, the total number of offer issues, the number of headquarters offer for the offer issue. , The number of sales for the offering, the breakdown of the number of sales for sales, that is, the number of face-to-face sales and the number of face-to-face sales, and the number of headquarters solicited for each department (code) Number).
Thus, in this embodiment, regardless of whether or not a settlement currency is specified, a single offer frame DB 40 manages the offer frame.

  FIG. 4 is a flowchart for explaining processing of the recruitment frame management apparatus. First, the recruitment issue management ID assigning unit 10 performs an offer condition acquisition process and an offer issue management ID assignment process (S2). Next, the recruitment frame management ID assigning unit 30 performs a process for obtaining the total number of recruitment by settlement currency, the number of recruitment for the headquarters, the number of recruitment for business and the details thereof, and the offer frame management ID assigning process (S4). . Next, the recruitment frame management ID assigning unit 30 performs processing for acquiring details of the recruitment number for the headquarters (S6).

  FIG. 5 is a flowchart for explaining the details of S2 of FIG. First, the offered stock management ID assigning unit 10 generates a screen for inputting the recruiting conditions for the offered stock and displays it on a display (not shown) (S20). The worker inputs recruitment conditions on this screen. The offer conditions entered here include a stock code that identifies the stock or bond to be offered, information indicating new or public offering (offer category), offer start date, offer end date, offer price, and basic settlement currency. Information indicating each is included. Next, the offered issue management ID assigning unit 10 acquires the inputted offer condition (S22), and assigns the offered issue management ID to the combination of the acquired information (S24). And the offer brand management ID grant part 10 matches the acquired combination of information with the offer brand management ID and stores it in the recruitment condition DB 20 (S26).

  FIG. 6 is a flowchart for explaining details of S4 of FIG. First, the recruitment frame management ID assigning unit 30 generates a screen for inputting a brand code and a recruitment period, and displays it on the display in order to specify which of the offered brands is to be acquired. Note that a column for designating a settlement currency is also displayed on this screen (S40). The worker inputs the brand code and the recruitment period on this screen (S42).

  FIG. 7 shows an example of the screen displayed in S40 and the input data in S42. In the example shown in this figure, a stock code category selection field (a field for specifying domestic stocks, foreign stocks, domestic bonds, or foreign bonds), a stock code entry field, a recruitment start date entry field, a recruitment end date entry field Column and a settlement currency selection column are displayed. The brand code category selection column is, for example, a pull-down type, and the settlement currency selection column is a column that displays the yen, the basic settlement currency of the brand (held in the solicitation condition DB 20), and unspecified settlement currency. The settlement currency selection field may also be a pull-down type.

  Returning to FIG. The recruitment frame management ID assigning unit 30 confirms whether the same data as the combination of the input brand code and the recruitment period is held in the recruitment condition DB 20 (S44). As a result, the recruitment frame management ID assigning unit 30 can specify which of the recruitment issues the worker intends to set. Then, the recruitment frame management ID assigning unit 30 reads the corresponding offer brand management ID from the recruitment condition DB 20.

  In addition, when there is no brand corresponding to the inputted recruitment brand and the recruitment period (S44: No), the recruitment frame management ID assigning unit 30 displays an error (S46) and redisplays the input screen (S40).

  Further, the worker inputs information for designating the settlement currency on the screen (S42). Thereby, the offer frame management device can specify which settlement currency the operator is trying to set the number of offers.

  Next, the recruitment frame management ID assigning unit 30 generates a screen for inputting the number of recruitment and displays the screen on the display (S48). The worker inputs detailed information on the number of offers in the settlement currency designated in S42 on this screen (S50).

  FIG. 8 shows an example of the screen displayed in S48 and the input data in S50. As shown in this figure, the input information includes the total number of offers in the settlement currency, the number of headquarters in the settlement currency, the number of sales for business in the settlement currency, the breakdown of the number of offers for business, that is, face-to-face sales Number and non-face-to-face sales, as well as undesignated offer volume.

  Returning to FIG. The recruitment frame management ID assigning unit 30 assigns a recruitment frame management ID to the combination of the input information and the offered issue management ID (S52), and stores it in the recruitment frame DB 40 together with information indicating that the settlement currency is designated (S54). ). Of the input information, the undesignated recruitment quantity does not have to be stored. This is because the value obtained by subtracting the number of face-to-face sales and the number of face-to-face sales from the number of sales for sales is the undesignated solicitation quantity.

  The recruitment frame management ID assigning unit 30 performs the processing from S40 to S54 described above for each settlement currency (S56). For this reason, the offer frame of one offer issue is divided into offer frames for each settlement currency and managed by different offer frame management IDs.

  If the worker does not specify a settlement currency in S42, the recruitment frame management ID assigning unit 30 uses the information input in S50 as the total number of recruitment for which no settlement currency is designated and the number of recruitment for the headquarters for which no settlement currency is designated. The number of sales offers for which the settlement currency is not specified, the breakdown of the sales number for sales, that is, the number of face-to-face sales and non-face-to-face sales, and the undesignated solicitation volume, together with information that the settlement currency is not specified It is stored in association with the frame management ID.

  FIG. 9 is a flowchart for explaining the detailed setting of S6 in FIG. This process is performed as necessary. First, the recruitment frame management ID assigning unit 30 generates a screen for inputting a brand code, a recruitment period, and a settlement currency, and displays the screen on the display. (S60). The worker inputs information specifying the brand code, the recruitment period, and the settlement currency on this screen (S62). The recruitment frame management ID assigning unit 30 confirms whether the same data as the combination of the input brand code and the recruitment period is held in the recruitment condition DB 20 (S64). If not held (S64: No), the recruitment frame management ID assigning unit 30 displays an error (S66) and redisplays the input screen (S60). In addition, the recruitment frame management ID assigning unit 30 reads the corresponding offer brand management ID from the recruitment condition DB 20.

  Next, the offer frame management ID assigning unit 30 confirms whether or not the same data as the combination of the read offer code management ID and the input settlement currency is held in the offer frame DB 40 (S64). If not held (S64: No), the recruitment frame management ID assigning unit 30 displays an error (S66) and redisplays the input screen (S60).

Next, the recruitment frame management ID assigning unit 30 generates a screen for inputting details of the headquarters frame and displays it on the display (S68). The worker inputs the recruitment quantity for each frame code on this screen (S70).

  FIG. 10 shows an example of the screen displayed in S68 and the input data in S70. As shown in the figure, the input information includes the designation of the frame code, the recruitment quantity in the frame code, and the undesignated offer quantity. The total number of recruitment slots in the headquarters is read from the recruitment slot DB 40 and displayed in advance.

  Returning to FIG. Next, the recruitment frame management ID assigning unit 30 stores the input information in the recruitment frame DB 40 (S72). The recruitment frame management ID assigning unit 30 performs the processing from S60 to S72 described above for each settlement currency (S56).

  Note that the above-described recruitment frame management apparatus is realized by installing a program having the above-described functions in a computer system. This program is installed in a computer system via a recording medium, for example. The recording medium for storing the program is, for example, a floppy disk, a removable disk such as a CD-ROM, a CD-R, a CD-R / W, a DVD-RAM, an MO, and a semiconductor memory, or a hard disk. Other than these may be used. Further, this program may be installed in a computer system by being downloaded via a communication line such as the Internet.

  As described above, according to the first embodiment of the present invention, the recruitment frame DB 40 of the recruitment frame management device divides the recruitment frame for one offering issue into the recruitment frames for each settlement currency and supports different recruitment frame management IDs. Hold on. Therefore, according to this offer frame management device, it is possible to manage the offer frame of one offer issue for each settlement currency. Moreover, since the case where the settlement currency is designated and the case where the settlement currency is not specified are managed by the same recruitment frame DB 40, an increase in the load on the apparatus can be suppressed.

  FIG. 11 is a block diagram for explaining a configuration of a recruitment frame management apparatus according to the second embodiment of the present invention. This offer frame management device is different from the first embodiment in that the DB holding the offer frame differs depending on whether or not a settlement currency is specified. Hereinafter, the same components as those of the first embodiment are denoted by the same reference numerals, and description thereof is omitted.

The offer frame management ID assigning unit 30 stores information indicating the details of the offer frame in the offer frame DB 40 when the settlement currency is designated, and stores the information in the recruitment frame management second DB 42 when the settlement currency is not designated. The configuration of the offer frame DB 40 is the same as that of the first embodiment except that there is no column for holding the presence / absence of designation of a settlement currency. The data configuration of the recruitment frame management second DB 42 is the same as the data configuration of the recruitment frame DB 40. The operation of the recruitment frame management apparatus in FIG. 11 is the same as that of the recruitment frame management apparatus according to the first embodiment.
Also according to the present embodiment, it is possible to manage the offer frame of one offer issue for each settlement currency.

  Note that the present invention is not limited to the above-described embodiment, and various modifications can be made without departing from the spirit of the present invention.

The block diagram for demonstrating the structure of the offer frame management apparatus which concerns on 1st Embodiment. The figure which shows the data structure of recruitment condition DB20 in a table format. The figure which shows the data structure of recruitment frame DB40 in a table format. The flowchart for demonstrating the process of a recruitment space management apparatus. The flowchart for demonstrating the detail of S2 of FIG. The flowchart for demonstrating the detail of S4 of FIG. The figure which shows an example of the screen displayed in S40 of FIG. 6, and the input data in S42. The figure which shows an example of the screen displayed in S48 of FIG. 6, and the input data in S50. FIG. 5 is a flowchart for explaining detailed setting of S6 in FIG. The figure which shows an example of the screen displayed in S68 of FIG. 9, and the input data in S70. The block diagram for demonstrating the structure of the offer frame management apparatus which concerns on 2nd Embodiment.

Explanation of symbols

10 ... Recruited stock management ID granting section, 20 ... Recruitment condition DB, 30 ... Recruitment slot management ID granting section, 40 ... Recruitment quota DB

Claims (5)

A recruitment limit management device for managing the offer limits for newly open or publicly offered stocks or bonds,
Offering stock management ID granting section that, when a publicly or publicly offered stock or bond stock ID and a solicitation period are entered, a solicited stock management ID is assigned to the combination of the stock ID or stock symbol ID and the solicitation period When,
A recruitment condition holding unit that holds a combination of the stock ID of the stock or the bond and the solicitation period in association with the solicited stock management ID;
When a designation of a settlement currency is input for the stock or bond, a recruitment slot management ID is granted to give a recruitment slot management ID to a combination of the information for identifying the input settlement currency and the offered stock management ID And
The number of shares or bonds offered in the first settlement currency is associated with a combination of information for identifying the first settlement currency, the first offering issue management ID, and the first offering frame management ID. A combination of information for identifying the second settlement currency, the first subscription issue management ID, and the second subscription frame management ID. A first recruitment frame holding unit to be held in association with
Recruitment space management device comprising: If no settlement currency is specified,
The offer frame management ID giving unit gives the offer frame management ID to a combination of information indicating that there is no designation of a settlement currency and the offer stock management ID,
The recruitment according to claim 1, wherein the first offer frame holding unit holds the total number of offers not depending on a settlement currency of the stock or bond in association with a combination of the offered issue management ID and the offer frame management ID. Frame management device. The offer frame management ID giving unit gives the offer frame management ID to a combination of information indicating that there is no designation of a settlement currency and the offer stock management ID,
The recruitment according to claim 1, further comprising a second recruitment frame holding unit that retains the total number of shares or bonds to be offered in association with a combination of the offered stock management ID and the undesignated recruitment frame management ID. Frame management device. An offer space management method for managing an offer space for newly open or publicly offered shares or bonds,
When the stock ID of a newly publicly or publicly offered stock or bond and the solicitation period are input to the computer, the computer assigns the solicited stock management ID to the combination of the stock ID of the stock or bond and the solicitation period. And
The computer stores the stock ID of the stock or bond and the combination of the offering period in the storage device in association with the offered stock management ID,
When a designation of a settlement currency for the stock or bond is input to the computer, the computer applies an offer frame management ID to the combination of the information for identifying the input settlement currency and the offered stock management ID. And grant
The computer causes the storage device to store the number of shares or bonds to be offered in the first settlement currency in association with the first offer frame management ID, and to offer the shares or bonds in the second settlement currency. A recruitment frame management method in which a number is stored in the storage device in association with the second recruitment frame management ID. A program for causing a computer to function as the recruitment frame management device according to any one of claims 1 to 3.

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