JP2002169961A - System and method for trading membership unlisted stocks - Google Patents

Abstract

PROBLEM TO BE SOLVED: To overcome the problem of a conventional home trade for trading unlisted stocks which is widely known, such that, though corporation information with respect to a registered corporation can be acquired by a server computer for the requirement of an investor member accessed through a computer network, but judging from the registered corporation, probably there is such a risk that the unlisted stocks of own company are purchased by a rival company and individual. SOLUTION: In this system, the corporation and individual being members access the home page of a system manager, and with regard to dealing of the unlisted stocks of registered members and allocation to third party, purchaser himself can purchase the unlisted stocks of a registrant authorized by the system manager. Therefore, the stocks of a registered company having credit can be obtained, and the registrant who is a seller as necessary can apply to the system manager being an intermediary so as to predesignate a rival company and individual to be removed from a trading object in the dealing. Thus, a new system and method for trading membership unlisted stocks are provided.

Description

DETAILED DESCRIPTION OF THE INVENTION

[0001]

BACKGROUND OF THE INVENTION 1. Field of the Invention The present invention relates to a membership-based private equity trading system, and more particularly, to a company that wants to raise funds by selling shares or assigning it to a third party, posts it on the operator's homepage, The purpose of the present invention is to provide a new private stock trading system in which members can access the homepage and purchase desired private stocks anonymously.

[0002]

2. Description of the Related Art Ordinary stock trading is usually carried out in open markets called over-the-counter markets and NASDAQ markets. In recent years, however, these listed stocks have also been traded due to advances in the Internet communication network. Have been.

Japanese Patent Application Laid-Open No. 11-15878 discloses an investment mart system having a server computer connected to a computer network, wherein the server computer is a member of an investor member who has received the information via the network. In response to a request from the company, a function of presenting company information about the registered company, receiving a public question from the investor member to the registered company, receiving an answer for transferring the received public question to the registered company, Disclosure of an investment mart system, which has a function to schedule received responses to all investor members,
We provide a system for trading unlisted stocks using the Internet.

[0004]

However, the above system presupposes that the registrant links company information on the registered company to the homepage of the operator in response to a request from the investor member received via the network. By presenting the company information, from the viewpoint of protecting investors when buying and selling unlisted stocks with high risk, we will try to share information using online to publish company information and company financial information Things.

In this system, since a link to market board data for displaying stock price information of a registered company is set, a member who wants to purchase a private stock opens the page and inputs data such as a desired purchase price. However, there is a problem that the seller is notified of the corporate name and personal name of the buyer.

[0006]

Means for Solving the Problems The inventor of the present invention has conducted intensive research to solve the above-mentioned problems. As a result, by developing a member-only private stock trading system, the buyer side has been anonymous via the operator. This is a new member-only private equity trading system that allows the purchase sale amount and the desired amount to be requested from the stock sale company and allows the purchaser to directly trade with the stock sale company.

That is, a first aspect of the present invention is that, in a member club on the Internet where individuals and companies wishing to buy and sell unlisted shares can join, the server computer of the operator and the computer of the member are connected via Internet communication. The operator's server computer provides registration means for registering members by assigning ID numbers and password numbers within the club only to members who have been authorized by the operator, and raising funds through sale of shares and third-party allotment. Information recording means for storing information of a company that desires to sell, information selecting means for storing the information of the company and the individual whose company refuses to sell and selecting the relevant person; A membership-based private equity trading method characterized by comprising management means for managing information and managing trading introduction or brokerage business.

[0008] A second aspect of the present invention is that, in a member club on the Internet where individuals and companies wishing to buy and sell unlisted shares can join, the server computer of the operator and the computer of the member are connected via Internet communication. , The operator's server computer, the first step of assigning the ID number and password number in the club only to the members who have been certified by the operator, A second step of posting information on the operator's homepage, a third step in which the individual member who has been authenticated in the first step accesses the homepage and orders the desired unlisted shares from the operator, A fourth step in which a transaction is concluded only with members whose transactions have been approved by the introduction or mediation of a member. It is a stock trading method.

Thirdly, in the third step of the present invention, the posting of the homepage in the second step is carried out by the club operator via the Internet by selling the stock for a fee from a company that desires the posting.
3. The method according to claim 2, wherein the third party allocation data is received and posted on an operator's homepage.

[0010] A fourth aspect of the present invention is that, in the buying and selling of unlisted stock in the fourth step, an individual member anonymously fills in an input form of an operator with data such as a desired purchase amount and a desired number of sales, and transmits the data. 4. The method according to claim 2, further comprising conducting a transaction with the posted company with the support of the operator.

[0011]

FIG. 1 is a flow chart showing the flow of the system of the present invention. The operator sets up a bulletin board on the company's homepage 1 for buying and selling unlisted shares, and allows companies wishing to sell unlisted shares and allocate to third parties to be posted on the bulletin board for a fee. When the member who has seen wishes to sell the stock or purchase the third-party allotment, he or she adjusts the wishes of both parties as a referral or intermediary, and buys and sells unlisted stock.

[0012] In this case, in order to prevent troubles in payment of fees when conducting transactions between members, the operator is required to make a name, address, payment ability, payment means, etc. when there is an access from a member applicant. Check the necessary items,
Only individuals and companies authorized by the operator are members and IDs
A number and a password are assigned so that the bulletin board on the homepage can be accessed (first step).

[0013] Next, the operator receives a notice
Disclosure of necessary information related to transactions, such as transaction value, stock par value, summary, etc., list the company name on the bulletin board on the homepage, and click on the company name to link so that the necessary information is displayed (No. Two steps).

[0014] A general individual member or a corporate member who wants to access the bulletin board and purchase unlisted shares of the desired company enters a desired purchase amount on the bulletin board (third step) and communicates with the person in charge of the operation of this system. The contact person may contact and negotiate with the posting company as an agent of the purchaser, or the investment applicant may negotiate directly with each other (fourth step).

Hereinafter, the present invention will be described in detail with reference to Examples, but the scope of the present invention is not limited thereto.

[0016]

[Example 1] A corporation, an information-related company, has established a membership-based private equity trading market on its homepage for introducing or brokering a membership-based private equity trade. In order to enable members to manage each other's transactions without trouble, the operator will provide names, names,
After confirming in advance the certification items such as the address, payment method, telephone number, company profile and work place, only those who were approved by the operator were registered as members, and ID numbers and passwords were assigned to each (No. One step).

The person in charge of the company A confirms whether or not there is a request for the sale of the company's unlisted stock or a third-party allotment to each corporate member, and a sales list of the unlisted stock is displayed on the company's homepage. And a third party allocation list, and the screen display is linked such that when the company name is clicked, the numerical values of the contents shown in FIG. 2 are displayed (second step).

The individual member B checks the transaction value of the company C shown on the homepage 1 at 100,000 yen / share (par value stock of 50,000 yen), and inputs a purchase of 100 shares on the operator's homepage screen. After waiting for the contact from the person in charge of A, the company C was informed that he had obtained permission to buy and sell, and the amount including the commission of Company A was transferred to the designated account of Company A and arranged (Step 3) ).

After confirming the payment, the person in charge of company A has company C send the 100 shares mentioned above to company A by anonymous mail, and mails to individual member B with company A's responsibility.
The transfer of the shares was transferred to Company C, and the introduction or brokerage of the private stock transactions between the individual members and Company C was completed (fourth step).

[0020]

[Example 2] Company D, an IT-related company that wishes to allocate a private stock to a third party, became a corporate member of company A shown in Example 1 and requested posting on the company A website. In this case, in the case of corporations of IT-related companies or individuals related to those companies, a notice was given to refuse the application for third-party allotment.

Company E, which is a major IT-related company, made a 200% third-party allotment via the operator's homepage based on the strategy to deepen its relationship with company D because of the good performance of company D.
I ordered 0 shares (par value stock: 50,000 yen) and waited for a transaction notice from Company A. However, it was found that it was contrary to the terms of sale from Company D, so I was notified that this transaction could not be made. .

[0022]

The system of the present invention is a member-only system in which individuals and corporations whose operators have been recognized as members participate in the trading of unlisted stocks. However, this system has the merit that payment of stocks to hostile companies and individuals can be prevented beforehand.

Even if an individual member wishes to purchase unlisted stocks, he or she can buy and sell the company that the operator introduces or mediates with the trust, so that the fund can be safely input. Things.

[Brief description of the drawings]

FIG. 1 is a flowchart showing the flow of the system of the present invention.

[Explanation of symbols]

 1. Homepage 2. Member-only homepage

Claims (4)

[Claims] Claims: 1. In a member club on the Internet to which individuals and companies wishing to buy and sell unlisted shares can join, the server computer of the operator and the computer of the member are connected via Internet communication, and the server of the operator is connected. The computer is a means of registering a member by assigning an ID number and password number within the club only to members who have been certified by the operator, and information on companies who want to raise funds by selling shares or assigning third parties. An information recording means for storing the information of the companies and individuals that the company refuses to sell, and a selecting means for selecting the relevant person; and managing and selling the information on the unlisted shares desired by the individual member. And a management means for managing the introduction or intermediary business of the member. 2. In a member club on the Internet to which individuals and companies wishing to buy and sell unlisted shares can join, the server computer of the operator and the computer of the member are connected via Internet communication, and the server of the operator is connected. The computer is the first step of assigning the ID number and password number of the club only to members who have been certified by the operator, and the information of the company that wants to raise funds by selling shares and third-party allotment The second step of posting on the homepage, the individual member who has been authenticated in the first step, accesses the homepage and orders the desired private stock from the operator, the third step, and introduces or brokers the operator A fourth step in which a transaction is established only with members whose trading has been approved by the member. 3. The posting of the homepage in the second step is performed by the club operator via the Internet after receiving data on the sale of shares and the third-party allotment from the company that wants to post the data, and posting the data on the homepage of the operator. 3. The membership-based private equity trading method according to claim 2, wherein: 4. In the buying and selling of unlisted stock in the fourth step, each member anonymously transmits data such as a desired purchase amount and a desired number of sales to an operator input form and transmits the data. 4. The method according to claim 2, wherein the transaction is carried out with a company that has received the notice.