GB2561435A

GB2561435A - T-Shaped arrayed waveguide grating

Info

Publication number: GB2561435A
Application number: GB1802072.7A
Authority: GB
Inventors: Trita Andrea
Original assignee: Rockley Photonics Ltd
Current assignee: Rockley Photonics Ltd
Priority date: 2017-02-08
Filing date: 2018-02-08
Publication date: 2018-10-17
Anticipated expiration: 2038-02-08
Also published as: GB201802072D0; GB2561435B

Abstract

An arrayed waveguide grating, the arrayed waveguide grating includes two star couplers 130, 150 and an array of waveguides connecting the star couplers 205, 210. The array of waveguides of the arrayed waveguide grating may have a T-shaped geometry making possible an arrayed waveguide grating with an arbitrarily large free spectral range in a compact form factor. There may be twelve waveguides, of the same length, in the array that include a tunable section. Each waveguide may have 18 channels with a channel spacing of at least 80GHz. The waveguides may have six bends, each of the bends may have a minimum radius of curvature of less than 200 microns. The arrayed waveguide grating may have an overall area of less than 40 square mm. The waveguides may be composed of mainly crystalline silicon with a portion of the waveguide being hydrogenated amorphous silicon thus reducing the temperature dependence of the characteristics of the arrayed waveguide grating to less than 70 pm/°C. In a second aspect an arrayed waveguide grating comprises: a first and second star coupler; an array of waveguides connecting the couplers; input and output port waveguides. The being composed of the aforementioned crystalline silicon and hydrogenated amorphous silicon portions. The first star coupler may include a free propagation region including an area composed of hydrogenated amorphous silicon, the remainder of the free propagation region is composed of crystalline silicon.

Description

(56) Documents Cited:

EP 0826989 A2 US 5793907 A (58) Field of Search:

INT CL G02B Other: WPI, EPODOC (71) Applicant(s):

Rockley Photonics Limited Cooley (UK) LLP, 10 Floor, Dashwood,

Old Broad Street, LONDON, Greater London, EC2 1QS, United Kingdom (72) Inventor(s):

Andrea Trita (74) Agent and/or Address for Service:

Mewburn Ellis LLP

City Tower, 40 Basinghall Street, LONDON, Greater London, EC2V 5DE, United Kingdom (54) Title of the Invention: T-Shaped arrayed waveguide grating

Abstract Title: Arrayed waveguide grating with T-shaped geometry (57) An arrayed waveguide grating, the arrayed waveguide grating includes two star couplers 130, 150 and an array of waveguides connecting the star couplers 205, 210. The array of waveguides of the arrayed waveguide grating may have a T-shaped geometry making possible an arrayed waveguide grating with an arbitrarily large free spectral range in a compact form factor. There may be twelve waveguides, of the same length, in the array that include a tunable section. Each waveguide may have 18 channels with a channel spacing of at least 80GHz. The waveguides may have six bends, each of the bends may have a minimum radius of curvature of less than 200 microns. The arrayed waveguide grating may have an overall area of less than 40 square mm. The waveguides may be composed of mainly crystalline silicon with a portion of the waveguide being hydrogenated amorphous silicon thus reducing the temperature dependence of the characteristics of the arrayed waveguide grating to less than 70 pm/°C. In a second aspect an arrayed waveguide grating comprises: a first and second star coupler; an array of waveguides connecting the couplers; input and output port waveguides. The being composed of the aforementioned crystalline silicon and hydrogenated amorphous silicon portions. The first star coupler may include a free propagation region including an area composed of hydrogenated amorphous silicon, the remainder of the free propagation region is composed of crystalline silicon.

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T-SHAPED ARRAYED WAVEGUIDE GRATING

FIELD [0001] One or more aspects of embodiments according to the present invention relate to arrayed waveguide gratings, and more particularly to an improved arrayed waveguide grating design.

BACKGROUND [0002] Arrayed waveguide gratings (AWGs) may be used in various applications, to route light according to its wavelength. Rectangular AWGs may have various favorable characteristics, including compactness, but the number of channels and the channel spacing achievable with such devices may be limited by constraints on the transverse separation between waveguides of the array.

[0003] Thus, there is a need for an improved arrayed waveguide grating design.

SUMMARY [0004] Aspects of embodiments of the present disclosure are directed toward an arrayed waveguide grating. The arrayed waveguide grating includes two star couplers and an array of waveguides connecting the star couplers. The T-shaped geometry of the array of waveguides makes possible to achieve an AWG with an arbitrarily large free spectral range in a compact form factor.

[0005] According to an embodiment of the present invention there is provided a arrayed waveguide grating, including: a first star coupler; a second star coupler; and an array of waveguides connecting the first star coupler and the second star coupler, each of the waveguides having four bends, each of the bends having a change of direction of at least 80 degrees, wherein a first waveguide

-1of the array of waveguides has, along the first waveguide in a direction from the first star coupler to the second star coupler: a first clockwise bend; a first counterclockwise bend following the first clockwise bend; a second counterclockwise bend following the first counterclockwise bend; and a second clockwise bend following the second counterclockwise bend.

[0006] In one embodiment, all of the waveguides of the array of waveguides have the same length, and each of a subset of the waveguides includes a section with a respective adjustable effective index of refraction, the arrayed waveguide grating being tunable, by adjustment of the respective effective indices of refraction, to have, for any pair of the waveguides of the array of waveguides, an effective length difference of zero.

[0007] In one embodiment, each of the bends has a minimum radius of curvature of less than 200 microns.

[0008] In one embodiment, the arrayed waveguide grating has 18 channels and a minimum channel spacing of the arrayed waveguide grating is at least 80 GHz.

[0009] In one embodiment, the arrayed waveguide grating includes 12 waveguides including the first waveguide.

[0010] In one embodiment, each of the waveguides has six bends including the four bends, each of the bends having a change of direction of at least 80 degrees.

[0011] In one embodiment, each of the bends has a minimum radius of curvature of less than 200 microns.

[0012] In one embodiment, the arrayed waveguide grating has 18 channels at the second star coupler and a minimum channel spacing of the arrayed waveguide grating is at least 80 GHz.

-2[0013] In one embodiment, the array of waveguides includes 12 waveguides including the first waveguide the first waveguide.

[0014] In one embodiment, a second waveguide of the array of waveguides has, along the waveguide in a direction from the first star coupler to the second star coupler: a first clockwise bend;

a second clockwise bend following the first clockwise bend; a first counterclockwise bend following the second clockwise bend; a second counterclockwise bend following the first counterclockwise bend; a third clockwise bend following the second counterclockwise bend; and a fourth clockwise bend following the third clockwise bend.

[0015] In one embodiment, the second waveguide further has, along the waveguide in a direction from the first star coupler to the second star coupler: a first curved section preceding the first clockwise bend, the first curved section having: a minimum radius of curvature less than 3 mm and greater than 1 mm, and a change of direction of less than 10 degrees.

[0016] In one embodiment, along the entire length of the second waveguide, the rate of change of curvature is less than 15/mm².

[0017] In one embodiment, the second waveguide further has: a first straight section between the first clockwise bend and the second clockwise bend, the first straight section having a maximum curvature less than 0.01/mm; and a second straight section between the third clockwise bend and the fourth clockwise bend, the second straight section having a maximum curvature less than 0.01/mm.

[0018] In one embodiment, the second waveguide further has a first straight section between the first counterclockwise bend and the second counterclockwise bend, the first straight section having a maximum curvature less than 0.01/mm.

-3[0019] In one embodiment, the arrayed waveguide grating has an overall length and an overall width, the product of the overall length and an overall width being less than 40 mm².

[0020] In one embodiment, the arrayed waveguide grating has a minimum channel separation of at least 80 GHz.

[0021] In one embodiment, the arrayed waveguide grating has at least 18 channels.

[0022] In one embodiment, a first waveguide of the array of waveguides includes a portion, having a first length, composed of hydrogenated amorphous silicon, the remainder of the first waveguide is composed of crystalline silicon, a second waveguide of the array of waveguides includes a portion, having a second length, composed of hydrogenated amorphous silicon, the remainder of the second waveguide is composed of crystalline silicon, and the second length is different from the first length.

[0023] In one embodiment, a rate of change, with temperature, of a center wavelength of a channel of the arrayed waveguide grating is less than 70 pm /°C.

[0024] According to an embodiment of the present invention there is provided a arrayed waveguide grating, including: a first star coupler; a second star coupler; and an array of waveguides connecting the first star coupler and the second star coupler, wherein: a first waveguide of the array of waveguides includes a portion, having a first length, composed of hydrogenated amorphous silicon, the remainder of the first waveguide is composed of crystalline silicon, a second waveguide of the array of waveguides includes a portion, having a second length, composed of hydrogenated amorphous silicon, the remainder of the second waveguide is composed of crystalline silicon, and the second length is different from the first length.

-4BRIEF DESCRIPTION OF THE DRAWINGS [0025] These and other features and advantages of the present invention will be appreciated and understood with reference to the specification, claims, and appended drawings wherein:

[0026] FIG. 1A is a plan view of a rectangular arrayed waveguide grating, according to an embodiment of the present invention;

[0027] FIG. IB is a graph of the free spectral range as a function of the incremental delay length, according to an embodiment of the present invention;

[0028] FIG. 1C is a schematic drawing of a rectangular arrayed waveguide grating, according to an embodiment of the present invention;

[0029] FIG. 2A is a schematic drawing of a rectangular arrayed waveguide grating, according to an embodiment of the present invention;

[0030] FIG. 2B is a schematic drawing of a T-shaped arrayed waveguide grating, according to an embodiment of the present invention;

[0031] FIG. 3 is a plan view of a T-shaped arrayed waveguide grating, according to an embodiment of the present invention;

[0032] FIG. 4A is a cross section of a rib waveguide, according to an embodiment of the present invention;

[0033] FIG. 4B is a cross section of a strip waveguide, according to an embodiment of the present invention;

[0034] FIG. 4C is a cross section of a portion of an array of rib waveguides on a shared slab, according to an embodiment of the present invention;

-5[0035] FIG. 4D is a portion of a cross section of a rib to strip converter, according to an embodiment of the present invention;

[0036] FIG. 5 is a schematic drawing of a T-shaped arrayed waveguide grating, according to an embodiment of the present invention;

[0037] FIG. 6A is a schematic drawing of a tunable T-shaped arrayed waveguide grating, according to an embodiment of the present invention;

[0038] FIG. 6B is a schematic drawing of a tunable T-shaped arrayed waveguide grating, according to an embodiment of the present invention;

[0039] FIG. 7 is a schematic drawing of an athermal arrayed waveguide grating, according to an embodiment of the present invention;

[0040] FIG. 8 is a drawing of an athermal arrayed waveguide grating, according to an embodiment of the present invention;

[0041] FIG. 9 is a drawing of an athermal arrayed waveguide grating, according to an embodiment of the present invention;

[0042] FIG. 10 is a drawing of an athermal arrayed waveguide grating, according to an embodiment of the present invention;

[0043] FIG. 11A is a drawing of an athermal arrayed waveguide grating, according to an embodiment of the present invention; and [0044] FIG. 11B is a drawing of an athermal arrayed waveguide grating, according to an embodiment of the present invention.

-6DETAILED DESCRIPTION [0045] The detailed description set forth below in connection with the appended drawings is intended as a description of exemplary embodiments of a T-shaped arrayed waveguide grating provided in accordance with the present invention and is not intended to represent the only forms in which the present invention may be constructed or utilized. The description sets forth the features of the present invention in connection with the illustrated embodiments. It is to be understood, however, that the same or equivalent functions and structures may be accomplished by different embodiments that are also intended to be encompassed within the spirit and scope of the invention. As denoted elsewhere herein, like element numbers are intended to indicate like elements or features.

[0046] Referring to FIG. 1A, in some embodiments a rectangular arrayed waveguide grating (AWG) may be used to direct light from an input waveguide 110 to one of a plurality of output waveguides 120 according to the wavelength of the light. Light from the input waveguide 110 illuminates, at a first star coupler 130, each waveguide 140 of an array 145 of waveguides 140, each of which has a different length. At a second star coupler 150, the light exiting the waveguides 140 may interfere constructively at one of the output waveguides 120.

[0047] The output waveguide at which the constructive interference occurs depends on the wavelength of the light; accordingly, a wavelength may be associated with each output waveguide

120. The wavelength (or frequency) difference between the wavelengths corresponding to two adjacent output waveguides is referred to herein as the “channel spacing”. The AWG may be a reciprocal device, e.g., for light traveling in one direction through the AWG it may behave as a wavelength division multiplexing (WDM) multiplexer, and for light traveling in the opposite

-7direction, it may behave as a WDM demultiplexer. Because light may travel in either direction through the AWG, the output waveguides 120 may be used as inputs, and the input waveguides 110 may be used as outputs. Accordingly, each of the input waveguides 110 and the output waveguides

120 may be referred to as a “port” waveguide.

[0048] The free spectral range (FSR) of an AWG may be related to the incremental delay length (AL) of the waveguide array by the expression FSR=c/(n_g AL), where n_g is the group index of the waveguide used in the waveguide array and depends on the fabrication platform, and c is the speed of light in vacuum. This expression is plotted in FIG. IB in the case of a 3um silicon on insulator (SOI) platform. The FSR of an AWG, on the other hand, may be larger or equal to the product Nch x Chspac, in order, for example, to have each channel within the range of interest univocally routed out of the corresponding output port of the AWG. A trade-off thus emerges between the product Nch x Chspac and the incremental delay length (AL): a small incremental delay length (AL) may be used for an AWG with a large number of channels or a large channel spacing (or both). In the case of a rectangular AWG layout, the minimum incremental delay length (AL) may be constrained by the minimum transverse separation Awg between the waveguides, which in turn may be constrained to prevent excessive mode overlap or physical overlapping of the waveguides (FIG. 1C). For this reason it may not be feasible to achieve more than 16 channels at a channel separation of 100 GHz, with a rectangular AWG layout fabricated on a 3 um SOI platform.

[0049] Referring to FIG. 2A, in a rectangular AWG design, the length difference between an innermost waveguide 205 of the array of waveguides and an outermost waveguide 210 of the array of waveguides may be adjusted by moving the respective horizontal portions up or down as shown by the arrows, but the minimum length difference that may be achieved is constrained if the

-8waveguides 205, 210 are to avoid interfering with each other or with other waveguides that may exist between them.

[0050] By contrast, in the T-shaped array of waveguides of the AWG of FIG. 2B, the outermost waveguide 215 may be lengthened, without interfering with other waveguides of the array, by moving one or both of the upper horizontal portions upward (as shown by two upper arrows 220), and the innermost waveguide 225 may be lengthened, without interfering with other waveguides of the array, by moving the lower horizontal portion downward (as shown by the lower arrow 230). As such, the innermost waveguide 225 may be longer or shorter than the outermost waveguide 215, and the smallest length difference achievable is not affected by constraints on the minimum transverse separation between adjacent waveguides. Star couplers 130, 150 are shown schematically in FIGs.

2A and 2B. Moreover, the layout of the AWG of FIG. 2B facilitates the inclusion of a relatively large number waveguides in the array. The ability to include a relatively large number of waveguides may be advantageous in AWG designs in which the number of waveguides in the array is 3-6 times the greater of (i) the number of input channels and (ii) the number of output channels.

[0051] Referring to FIG. 3, in some embodiments each waveguide of the array may include, along the waveguide in a direction from the first star coupler to the second coupler, a first straight section 305 (inside an aperture of the first star coupler 130), a first curved section 310, a second straight section 315, a first clockwise bend 320, a third straight section 325, a second clockwise bend

330, a fourth straight section 335, a first counterclockwise bend 340, a fifth straight section 345, a second counterclockwise bend 350, a sixth straight section 355, a third clockwise bend 360, seventh straight section 365, a fourth clockwise bend 370, an eighth straight section 375, a second curved section 380, and a ninth straight section 385 (inside an aperture of the first star coupler 130).

-9[0052] As such, each waveguide of the array may include four clockwise bends and two counterclockwise bends, along the waveguide in a direction from the first star coupler to the second coupler, or, equivalently, each waveguide of the array may include four counterclockwise bends and two clockwise bends, along the waveguide in a direction from the second star coupler to the first coupler. In some embodiments some of the straight sections may be absent. For example, the third straight section 325 and the seventh straight section 365 may be absent for the innermost waveguide, and/or the fifth straight section 345 may be absent for the outermost waveguide.

[0053] A ‘ ‘bend” or a “curved section” as used herein, is a section of waveguide within which the curvature is in one direction, e.g., clockwise when progressing along the wavelength in one direction and counterclockwise when progressing along the wavelength in the opposite direction.

Although in general a bend may be referred to as a curved section, and vice versa, the convention herein is to use the term “bend” to refer to sections of waveguide having a relatively short radius of curvature (e.g., less than 200 microns) and resulting in a significant change in direction (e.g., more than 60 degrees, and to use the term “curved section” to refer to sections of waveguide having a relatively long radius of curvature (e.g., between 0.5 mm and 20 mm) and resulting in a relatively small change in direction (e.g., less than 10 degrees).

[0054] Bends may be counted according to the total amount of direction change. For example, a sharply curved portion of the waveguide in which the direction changes by 180 degrees may be referred to as a single 180 degree bend, or, equivalently, as two 90 degree bends. Two sharply curved portions, separated by a straight section, may be referred to as two 90 degree bends if the direction change in each of them is 90 degrees, or they may be referred to as a single 180 degree bend. Each straight section may have a curvature of less than 0.01/mm. In some embodiments each bend of each

-10waveguide is substantially identical to the corresponding bends of all of the other waveguides of the array, so that phase effects of the bends are common mode and the phase differences between the waveguides are due only to length differences. In some embodiments all of the clockwise bends have a first shape, and all of the counterclockwise bends have a second shape. In some embodiments each counterclockwise bend has a shape that is a mirror image of the shape of each of the clockwise bends.

[0055] The entire structure may be compact, having an overall length L, and an overall width W, as shown, and occupying an effective chip area of L x W. W may be between 1.5 mm and 14 mm, or, in some embodiments, between 3 mm and 7 mm, and L may be between 4 mm and 28 mm or, in some embodiments, between 8 mm and 14 mm. The effective chip area may be between 6 mm² and 35 mm². For example, in one embodiment, an arrayed waveguide grating with 24 channels and a channel spacing of 100 GHz has dimensions of 3 mm x 8 mm. In another embodiment, an arrayed waveguide grating with 48 channels and a channel spacing of 100 GHz has dimensions of 7 mm x mm.

[0056] In some embodiments, each of the waveguides of the waveguide array is a rib waveguide along one or more portions of its length. Referring to FIG. 4A, the waveguide may be fabricated as a silicon on insulator (SOI) structure, in which a layer of silicon (Si) 3 microns thick, on a layer of silicon dioxide (SiO₂) (which may be referred to as “buried oxide” or “BOX” layer) is etched to form a slab portion 410 and a rib portion 420 extending above the slab portion 410. In one embodiment, the width w_r of the rib is 3.0 microns, the height h_r of the rib is 1.2 microns, and the height h_s of the slab is 1.8 microns. A thin (e.g., 0.2 micron thick) layer 430 of silicon may remain on the silicon dioxide in regions on both sides of the slab, for fabrication purposes; this layer may have a negligible

-11effect on the optical characteristics of the waveguide. Adjacent waveguides in the waveguide array

120 may share a slab portion 410 (as shown in FIG. 4C).

[0057] Each waveguide may have a rib cross section in the curved sections 310, 380. The curved rib waveguide may shed higher order modes (i.e., confine them sufficiently poorly that their attenuation within these portions is great, e.g., more than 1000 dB/cm), and as a result any light coupled into the bends 320, 370 adjacent to the curved sections 310, 380 may be substantially entirely in the fundamental modes.

[0058] Within the bends, and within the straight sections 325, 335, 345, 355, 365, the waveguides may be strip waveguides, as illustrated in FIG. 4B, including a strip 440 and lacking a slab portion.

The strip may have a height equal to the combined height of slab portion 410 and rib portion 420,

i.e., a height of h_s + h_r. The strip waveguides may be suitable for forming tight (<200 micron, or even tighter) bend radii without unacceptable optical loss and with minimal coupling from the fundamental modes into higher order modes. They may also be multi-mode waveguides.

[0059] Tapering, i.e., gradual changes in the cross section along the length of the waveguide, may be used to transition between rib and strip waveguides, and to transition to wide rib cross sections that may provide improved coupling to the free propagation regions of the star couplers 130,

150. Each transitions between rib waveguides strip waveguides may be referred to as a “rib to strip converter”, having a “rib end” connected to a rib waveguide, and a “strip end” connected to a strip waveguide. Each rib to strip converter may include a region in which the slab portion 410 of each of the rib waveguides tapers to become progressively narrower until it is the same width as the corresponding rib portion 420 and is no longer distinct from the rib portion 420. To the extent that higher order modes are suppressed by the curved portions 310,3 80, and that the rib to strip converters

-12do not couple light into higher order modes, the light coupled into the strip waveguides of the bends may be entirely in the fundamental modes. The coupling of light into the rib to strip converters may be reduced by fabricating the rib to strip converters to be straight (i.e., not curved) sections of waveguide; for example, the rib to strip converters may be formed in the second straight section 315 and the eighth straight section 375.

[0060] FIG. 4C shows a cross section of a portion of the waveguide array on the rib end of a rib to strip converter. In the embodiment of FIG. 4C, the rib waveguides share a slab portion 410. FIG.

4D shows a cross section of a portion of the waveguide array at a point within the rib to strip converter. A trench 445 that extends nearly to the bottom of the slab portion, half-way between each pair of adjacent ribs, begins at the rib end of the rib to strip converter and then widens in the direction of the strip end of the rib to strip converter.

[0061] Each waveguide of the waveguide array may have a curvature that is adiabatic along the length of the waveguide, i.e., a rate of change of curvature that does not exceed a set value, e.g., a value in a range from 1/mm² to 20/mm², e.g., 5/mm², 10/mm², or 15/mm². As used herein, the “curvature” of the waveguide is the reciprocal of the radius of curvature. For example, portions (such as the curved sections 310, 380, and the bends 320, 330, 340, 350, 360, 370) of each waveguide of the waveguide array may have the shape of a portion of an Euler spiral, which follows a curve for which the rate of change of curvature with distance along the curve is constant. For example, a curved portion of a waveguide of the waveguide array may have the shape of an Euler arc, which consists of two symmetric portions of an Euler spiral. As used herein, an “Euler arc” (or “Euler bend”) is symmetric about its midpoint, has a curvature that is greatest at its midpoint and vanishes at each of the two ends of the Euler arc, and that changes at a constant rate in each half of the Euler arc, the rate

-13of change of curvature being equal in magnitude, and opposite in sign, in the two halves of the Euler arc. The term “Euler curve” is used herein to refer to any portion, of an Euler spiral, that has a vanishing curvature at one end.

[0062] The absence of discontinuities in the curvature of the waveguide may prevent coupling into higher order modes that otherwise may occur at such a discontinuity. Moreover, as mentioned above, a curved section of rib waveguide (as, e.g., the curved sections 310, 380) may act as a mode filter, effectively confining only the fundamental (TEO and TMO) modes.

[0063] Waveguides fabricated using photolithography or other fabrication techniques employed to fabricate photonic integrated circuits may have walls with small-scale (e.g., nm-scale) roughness.

This roughness may result in each wall of the waveguide having a local curvature, on a small scale, that is relatively large and fluctuates significantly along the length of the waveguide. This local roughness, however, may have relatively little effect on the propagation of light in the waveguide, and on the coupling between fundamental modes and leaky higher order modes. Accordingly, the curvature of a waveguide (as distinct from the local curvature of a wall of the waveguide) is defined herein as the curvature of that would be measured if the small-scale roughness of the waveguide is disregarded. The curvature of a waveguide may be measured, for example, with an optical microscope, which may be insensitive to features (such as waveguide wall roughness) that are significantly smaller than the wavelength of visible light.

[0064] Although a 5 x 8 arrayed waveguide grating is illustrated in FIG. 3, having 5 waveguides at the external end of the first star coupler 130 and 8 waveguides at the external end of the second star coupler second, other embodiments may be fabricated in an analogous manner to be Μ x N arrayed waveguide gratings, having M first waveguides and N second waveguides, with M and N

-14having integer values that may differ from 5 and 8 respectively, and may be as small as 1. Similarly, further embodiments may be fabricated to be cyclic N x N arrayed waveguide gratings or non-cyclic

N x N arrayed waveguide gratings. Embodiments of the invention may be fabricated in any high index contrast system suitable for forming tight 90 degree bends, e.g., silicon on insulator (SOI), indium phosphide (InP), or silicon nitride / silicon dioxide (SiN / S1O2).

[0065] FIG. 5 shows a schematic view of a T-shaped arrayed waveguide grating that lacks the two outermost bends (e.g., that lacks the first and fourth clockwise bends 320, 370) of the embodiment of FIG. 3, but is otherwise analogous. FIGs. 6A and 6B show a tunable T-shaped arrayed waveguide grating including a tuning section 610. In the tuning section 610, each waveguide of a subset of the waveguides (the subset either including all of the waveguides, or being a proper subset, and including, e.g., all but one of the waveguides) includes a waveguide section within which the effective index of refraction may be adjusted, e.g., using temperature tuning (using an individual heater on each waveguide or a global heater with gradient heat profile) or using a phase modulator in each waveguide of the subset. In this manner, if the lengths of the waveguides are all the same, then when the tuning section 610 is adjusted so that all of the waveguide sections have the same effective index of refraction (so that the effective lengths are also all the same, i.e., the effective length difference is zero for any pair of waveguides), monochromatic light fed into the central input will exit from the central output (as shown in FIG. 6A). If the tuning section 610 is adjusted so that the waveguide sections do not all have the same effective index of refraction (e.g., so that there is a difference in effective length, that is the same between any pair of adjacent waveguides), then monochromatic light fed into the central input may exit from another output (as shown in FIG. 6B).

-15A tunable T-shaped arrayed waveguide grating such as that of FIGs. 6A and 6B may also be used as an arrayed waveguide grating with a tunable, and arbitrary large, free spectral range.

[0066] Changes, with temperature, in the index of refraction of an arrayed waveguide grating may result in changes in the characteristics of the arrayed waveguide grating, e.g., in the center wavelengths of the channels, and this may, in turn, result in a degradation in system performance.

Accordingly, in some embodiments the effects of temperature changes are reduced, in a device referred to as an athermal arrayed waveguide grating, by using sections of waveguide having different thermo-optic coefficients. As used herein, the “thermo-optic coefficient” of a waveguide is the rate of change of the waveguide’s effective index of refraction with temperature. Referring to

FIG. 7, each waveguide of an arrayed waveguide grating may include a first portion having a first effective index of refraction η_χ, and a first thermo-optic coefficient , and a second portion having a second effective index of refraction n₂, and a second thermo-optic coefficient ^7. The lengths of the respective first and second portions may differ from waveguide to waveguide. For example, a first waveguide 701 may have a first portion with a length L_kl and a second portion with a length

L₂₁, a second waveguide 702 may have a first portion with a length L₁₂ and a second portion with a length L₂₂, and a third waveguide 703 may have a first portion with a length L₁₃ and a second portion with a length L₂₃. It will be understood that although FIG. 7 shows only three waveguides for simplicity, in some embodiments an arrayed waveguide grating may have more than three waveguides, configured in an analogous manner.

[0067] If, for any pair of waveguides (e.g., for the pair of waveguides consisting of the first waveguide 701 and the second waveguide 702), the following equation is satisfied:

-16ύ/ττ-Ί άτι?

—Δ£₁₊—Δ£₂=0, (1) [0068] the first order temperature effect (i.e., the rate of change, with temperature, of the difference between (i) the optical delay through the first waveguide 701 and (ii) the optical delay through the second waveguide 702) may vanish. In Equation (1), Δί,± is the difference between the lengths of the respective first portions and ΔΛ ₂ is the difference between the lengths of the respective second portions. For example, for the first waveguide 701 and the second waveguide 702 Δί,± =

L₁₂ — /-ii and Δ£₂ = L₂₂ — L₂₁. From Equation (1) it may be seen that if the thermo-optic d?T cIti coefficients have the same sign (i.e., if > θ), then Δί,_± and Δί₂ have opposite signs (i.e.,

ΔΔ_± AL₂ < 0).

[0069] If, as may be the case for an arrayed waveguide grating, the difference between (i) the total optical delay of the first waveguide 701 and (ii) the total optical delay of the second waveguide 702 is the same as the difference between (i) the total optical delay of the second waveguide 702 and (ii) the total optical delay of the third waveguide 703, then Equation (1) may be satisfied for the pair of waveguides consisting of the second waveguide 702 and the third waveguide 703 for the same values of and Δί₂ , i.e., Equation (1) may be satisfied for this pair of waveguides if Li3 — L₁₂ =

ΔΖ/-£ and h₂₂ h₂₂ — ΔΔ₂.

[0070] In some embodiments, an athermal arrayed waveguide grating may be constructed using waveguides having portions composed of crystalline silicon (c-Si) and portions composed of silicon nitride (SiN). The crystalline silicon portions may have a thermo-optic coefficient of 1.84e-4/°C, and the silicon nitride portions may have a thermo-optic coefficient of 2.45e-5/°C. FIG. 8 shows an example of a rectangular arrayed waveguide grating design using waveguides composed of

-17crystalline silicon, except in a triangular region 805, in which they are composed of silicon nitride.

A design such as that of FIG. 8 may have a vanishing first order temperature effect, at an operating temperature for which it is designed. Fabricating a device like that of FIG. 8 may be challenging, however, because of challenges that arise in fabricating silicon nitride structures with a thickness suitable for waveguides, and in integrating such structures with the crystalline silicon structures of the remainder of the arrayed waveguide grating. Moreover, the relatively large mismatch between the index of refraction of silicon nitride and the index of refraction of crystalline silicon may limit the performance of an arrayed waveguide grating fabricated from these materials.

[0071] In other embodiments, an athermal arrayed waveguide grating may instead be constructed using waveguides having portions composed of crystalline silicon and portions composed of hydrogenated amorphous silicon (a-Si:H). The hydrogenated amorphous silicon portions may have a thermo-optic coefficient of 2.3e-4/°C. The relatively small difference between the thermo-optic coefficient of crystalline silicon and the thermo-optic coefficient of hydrogenated amorphous silicon may be an obstacle to constructing a rectangular athermal arrayed waveguide grating from these materials, but a T-shaped arrayed waveguide grating, such as that shown in FIG. 9, or a horseshoe shaped arrayed waveguide grating, such as that shown in FIG. 10, may be fabricated from these materials. In each of the embodiments of FIGs. 9 and 10, the waveguides of the arrayed waveguide grating are composed of crystalline silicon except in respective triangular regions 905,1005, in which they are composed of hydrogenated amorphous silicon. These devices may be fabricated, from a wafer having a crystalline silicon upper surface, by first replacing the crystalline silicon in a triangular region with hydrogenated amorphous silicon, and then masking and etching the waveguides and star couplers of the arrayed waveguide grating structure in subsequent steps.

-18[0072] The dimensions of the triangular regions 905, 1005 may be selected, using Equation (1), to cause the first order temperature effect to vanish. Such an approach may be appropriate when the operating temperature range is sufficiently small that higher order effects may remain small. In other embodiments, if the operating temperature range is sufficiently large that higher order effects (e.g., second order effects, such as a change in the thermo-optic coefficient with temperature) are significant, another figure of merit may be used to design the dimensions (and shape, if it is permitted to deviate from a triangular shape) of the region within which the waveguides are composed of a material (e.g. hydrogenated amorphous silicon) other than crystalline silicon. For example, the maximum change in the center wavelength of any channel over the operating temperature range may be used as a figure of merit. Simulations show that for the embodiment of FIG. 9, which has a channel spacing of about 0.8 nm, the maximum change in the center wavelength of any channel over the temperature range extending from 20°C to 70°C may be as little as 250 pm, whereas for a similar structure in which the waveguides of the arrayed waveguide grating are composed entirely of crystalline silicon, the maximum change in the center wavelength may be 4 nm.

[0073] It may be advantageous for an arrayed waveguide grating to have polarizationindependent characteristics. For the embodiment of FIG. 9, the portions of each waveguide which are strip waveguides (which include the portions composed of hydrogenated amorphous silicon) may inherently have low birefringence. The portions of each waveguide which are rib waveguides may have significant birefringence, but the effect of the birefringence may be compensated when a layer of thermal oxide 1010 (FIG. 10) is formed on top of a silicon rib waveguide structure, as it induces a physical stress that affects the relative transmission of the TM and TE polarizations in an opposite way to the overall effect of the sources of birefringence inherent in the silicon rib waveguide.

-19[0074] Referring to FIGs. 11A and 1 IB, in some embodiments, an athermal arrayed waveguide grating may be constructed using one or more areas 1110 of hydrogenated amorphous silicon, in one or both of the free propagation regions of the star couplers. Each such area 1110 may have a wedgeshaped portion within the free propagation region (the area 1110 may be wedge-shaped as shown, or, for example, triangular) so that the optical paths, through two different waveguides of the waveguide array, from a port waveguide of one of the star couplers to a port waveguide of the other star coupler, include different lengths within the area 1110. Such areas 1110 of hydrogenated amorphous silicon may be used instead of, or in addition to, hydrogenated amorphous silicon portions in the otherwise crystalline silicon waveguides. The dimensions of the area or areas may be determined from Equation (1) above, with the quantities and AL₂ defined to include paths within the free propagation region (or regions) of the star coupler (or star couplers) containing such areas

1110.

[0075] Although exemplary embodiments of a T-shaped arrayed waveguide grating have been specifically described and illustrated herein, many modifications and variations will be apparent to those skilled in the art. Accordingly, it is to be understood that a T-shaped arrayed waveguide grating constructed according to principles of this invention may be embodied other than as specifically described herein. The invention is also defined in the following claims, and equivalents thereof.

Claims

WHAT IS CLAIMED IS:

1. An arrayed waveguide grating, comprising:

a first star coupler;

a second star coupler; and an array of waveguides connecting the first star coupler and the second star coupler, each of the waveguides having four bends, each of the bends having a change of direction of at least 80 degrees, wherein a first waveguide of the array of waveguides has, along the first waveguide in a direction from the first star coupler to the second star coupler:

a first clockwise bend;

a first counterclockwise bend following the first clockwise bend;

a second counterclockwise bend following the first counterclockwise bend; and a second clockwise bend following the second counterclockwise bend.
2. The arrayed waveguide grating of claim 1, wherein:

all of the waveguides of the array of waveguides have the same length, and each of a subset of the waveguides includes a section with a respective adjustable effective index of refraction, the arrayed waveguide grating being tunable, by adjustment of the respective effective indices of refraction, to have, for any pair of the waveguides of the array of waveguides, an effective length difference of zero.

-213. The arrayed waveguide grating of claim 1, wherein each of the bends has a minimum radius of curvature of less than 200 microns.
4. The arrayed waveguide grating of claim 1, wherein the arrayed waveguide grating has

18 channels and a minimum channel spacing of the arrayed waveguide grating is at least 80 GHz.
5. The arrayed waveguide grating of claim 4, wherein the array of waveguides comprises

12 waveguides including the first waveguide.
6. The arrayed waveguide grating of claim 1, wherein each of the waveguides has six bends including the four bends, each of the bends having a change of direction of at least 80 degrees.
7. The arrayed waveguide grating of claim 6, wherein each of the bends has a minimum radius of curvature of less than 200 microns.
8. The arrayed waveguide grating of claim 6, wherein the arrayed waveguide grating has

18 channels at the second star coupler and a minimum channel spacing of the arrayed waveguide grating is at least 80 GHz.
9. The arrayed waveguide grating of claim 8, wherein the array of waveguides comprises

12 waveguides including the first waveguide.

-2210. The arrayed waveguide grating of claim 6, wherein a second waveguide of the array of waveguides has, along the waveguide in a direction from the first star coupler to the second star coupler:

a first clockwise bend;

a second clockwise bend following the first clockwise bend;

a first counterclockwise bend following the second clockwise bend;

a second counterclockwise bend following the first counterclockwise bend;

a third clockwise bend following the second counterclockwise bend; and a fourth clockwise bend following the third clockwise bend.
11. The arrayed waveguide grating of claim 10, wherein the second waveguide further has, along the waveguide in a direction from the first star coupler to the second star coupler:

a first curved section preceding the first clockwise bend, the first curved section having:

a minimum radius of curvature less than 3 mm and greater than 1 mm, and a change of direction of less than 10 degrees.
12. The arrayed waveguide grating of claim 10, wherein, along the entire length of the second waveguide, the rate of change of curvature is less than 15/mm².
13. The arrayed waveguide grating of claim 10, wherein the second waveguide further has:

-23a first straight section between the first clockwise bend and the second clockwise bend, the first straight section having a maximum curvature less than 0.01/mm; and a second straight section between the third clockwise bend and the fourth clockwise bend, the second straight section having a maximum curvature less than 0.01/mm.
14. The arrayed waveguide grating of claim 10, wherein the second waveguide further has a first straight section between the first counterclockwise bend and the second counterclockwise bend, the first straight section having a maximum curvature less than 0.01/mm.
15. The arrayed waveguide grating of claim 10, wherein the arrayed waveguide grating has an overall length and an overall width, the product of the overall length and an overall width being less than 40 mm².
16. The arrayed waveguide grating of claim 15, wherein the arrayed waveguide grating has a minimum channel separation of at least 80 GHz.
17. The arrayed waveguide grating of claim 16, wherein the arrayed waveguide grating has at least 18 channels.
18. The arrayed waveguide grating of claim 1, wherein:

a first waveguide of the array of waveguides includes a portion, having a first length, composed of hydrogenated amorphous silicon,

-24the remainder of the first waveguide is composed of crystalline silicon, a second waveguide of the array of waveguides includes a portion, having a second length, composed of hydrogenated amorphous silicon, the remainder of the second waveguide is composed of crystalline silicon, and the second length is different from the first length.
19. The arrayed waveguide grating of claim 18, wherein a rate of change, with temperature, of a center wavelength of a channel of the arrayed waveguide grating is less than 70 pm /°C.
20. An arrayed waveguide grating, comprising:

a first star coupler;

a second star coupler;

an array of waveguides connecting the first star coupler and the second star coupler;

one or more first port waveguides connected to the first star coupler; and one or more second port waveguides connected to the second star coupler, wherein:

a first optical path, from a first waveguide of the first port waveguides, through a first waveguide of the array of waveguides, to a first waveguide of the second port waveguides, includes a portion, having a first length, within hydrogenated amorphous silicon, the remainder of the first optical path is within crystalline silicon,

-25a second optical path, from the first waveguide of the first port waveguides, through a second waveguide of the array of waveguides, to the first waveguide of the second port waveguides, includes a portion, having a second length, within hydrogenated amorphous silicon, the remainder of the second optical path is within crystalline silicon, and the second length is different from the first length.
21. The arrayed waveguide grating of claim 20, wherein:

the first waveguide of the array of waveguides includes a portion, having a length equal to the first length, composed of hydrogenated amorphous silicon, the remainder of the first waveguide of the array of waveguides is composed of crystalline silicon, the second waveguide of the array of waveguides includes a portion, having a length equal to the second length, composed of hydrogenated amorphous silicon, and the remainder of the second waveguide of the array of waveguides is composed of crystalline silicon.
22. The arrayed waveguide grating of claim 20, wherein the first star coupler includes a free propagation region including an area composed of hydrogenated amorphous silicon, the remainder of the free propagation region of the first star coupler being composed of crystalline silicon, the area including a wedge-shaped portion.

-2623. The arrayed waveguide grating of claim 20, wherein a rate of change, with temperature, of a center wavelength of a channel of the arrayed waveguide grating is less than 70 pm /°C.

-2728

Intellectual

Property

Office

Application No: GB1802072.7 Examiner: Mr Chris Davidson