Classifications

• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61B—DIAGNOSIS; SURGERY; IDENTIFICATION
  • A61B3/00—Apparatus for testing the eyes; Instruments for examining the eyes
  • A61B3/10—Objective types, i.e. instruments for examining the eyes independent of the patients' perceptions or reactions
  • A61B3/14—Arrangements specially adapted for eye photography
  • A61B3/15—Arrangements specially adapted for eye photography with means for aligning, spacing or blocking spurious reflection ; with means for relaxing
  • A61B3/152—Arrangements specially adapted for eye photography with means for aligning, spacing or blocking spurious reflection ; with means for relaxing for aligning
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61B—DIAGNOSIS; SURGERY; IDENTIFICATION
  • A61B5/00—Measuring for diagnostic purposes; Identification of persons
  • A61B5/117—Identification of persons
  • A61B5/1171—Identification of persons based on the shapes or appearances of their bodies or parts thereof
• • G—PHYSICS
  • G06—COMPUTING; CALCULATING OR COUNTING
  • G06V—IMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
  • G06V40/00—Recognition of biometric, human-related or animal-related patterns in image or video data
  • G06V40/10—Human or animal bodies, e.g. vehicle occupants or pedestrians; Body parts, e.g. hands
  • G06V40/18—Eye characteristics, e.g. of the iris
  • G06V40/19—Sensors therefor
• • G—PHYSICS
  • G07—CHECKING-DEVICES
  • G07C—TIME OR ATTENDANCE REGISTERS; REGISTERING OR INDICATING THE WORKING OF MACHINES; GENERATING RANDOM NUMBERS; VOTING OR LOTTERY APPARATUS; ARRANGEMENTS, SYSTEMS OR APPARATUS FOR CHECKING NOT PROVIDED FOR ELSEWHERE
  • G07C9/00—Individual registration on entry or exit
  • G07C9/30—Individual registration on entry or exit not involving the use of a pass
  • G07C9/32—Individual registration on entry or exit not involving the use of a pass in combination with an identity check
  • G07C9/37—Individual registration on entry or exit not involving the use of a pass in combination with an identity check using biometric data, e.g. fingerprints, iris scans or voice recognition
• • A—HUMAN NECESSITIES
  • A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
  • A61B—DIAGNOSIS; SURGERY; IDENTIFICATION
  • A61B3/00—Apparatus for testing the eyes; Instruments for examining the eyes
  • A61B3/10—Objective types, i.e. instruments for examining the eyes independent of the patients' perceptions or reactions
  • A61B3/14—Arrangements specially adapted for eye photography

Definitions

• the present invention is directed to a system for capturing an image of an area of the retina containing a pattern unique to an individual for identification.
• the system of the present invention captures an image of a predetermined area of the retina to identify an individual.
• the system of the present invention includes a source of illumination light.
• the source includes one or more light emitting diodes to provide non-scanned light.
• the system also includes a lens through which the illumination light passes to illuminate the retina wherein the lens also receives light reflected from the retina.
• An image signal generator is responsive to light reflected from the retina to generate a signal representing an image of an illuminated area of the retina.
• An alignment system aligns the eye along a predetermined axis of the system and at a predetermined distance from the system so as to illuminate and capture an image of a predetermined area of the retina.
• the system is arranged to align the eye so that the centerline of the lens intersects the optic disk.
• the alignment system includes an elongated channel having a longitudinal axis at an angle with respect to a centerline of the lens, a light is disposed in the channel at a distance from an end of the channel into which a user looks. A user's eye is aligned along the longitudinal axis of the channel when the light is visible.
• the alignment system also includes an ultrasound transducer that is used to determine when the eye is a predetermined distance from the image capturing system. When the eye is at a predetermined distance, the system provides an indication to the user which is visible and/or audible. In a preferred embodiment, the indication is provided by the same light that aligns the eye along the longitudinal axis. When the eye is not at the predetermined distance, the light flashes, the rate of flashing changing as the eye approaches the correct or predetermined distance. Once the eye is at the correct distance, the light stops flashing and remains continuously on as an indication to the user that the eye is properly aligned.
• the illumination source includes both a red and a green light emitting diode (LED). It has been found that the combination of red and green light provides enhanced contrast between the blood vessels of the retina and the background.
• the lens is formed with at least one rotationally symmetric aspheric surface so as to provide a high quality image of the illuminated retinal area.
• Fig. 1 is a side, cross-sectional view of a first embodiment of a system for capturing an image of an area of the retina for identification in accordance with the present invention
• Fig. 2 is a side cross-sectional view of another embodiment of a system for capturing an image of a retina in accordance with the present invention.
• the system 10 of the present invention captures an image of an area of the retina 19 of an eye 20 and, in particular, an image of the optic disk 32 and surrounding area. It has been found that the optic disk 32 contains the smallest amount of information in the eye to uniquely identify an individual. Because the eye pivots about the optic nerve, an image of the retina centered on the optic disk is the most stable and repeatable image that can be obtained. Further, it has been found that the optic disk can be sufficiently illuminated for image analysis by a non-scanned light source resulting in a system 10 that is considerably less expensive and less complex than prior retinal identification systems.
• the system 10 of the present invention further has a minimal number of optical components resulting in an extremely compact device that is sufficiently small so as to be contained in a portable and/or hand held housing 12.
• the system 10 of the present invention provides the captured image to such a device for communication of the image via the Internet or other network to a central location for verification and authentication of the individual's identity.
• the system of the present invention is also suitable for use at fixed locations.
• the captured image can be analyzed at the same location at which the image is scanned or at a location remote therefrom.
• the non-scanned light source of the system 10 includes a light emitting diode (LED) 14 to provide light for illuminating an area of the retina 19 containing the optic disk 32.
• the light from the LED 14 is directed to the retina 19 by a partially reflecting mirror 18 and an objective lens 16 which determines the image field angle 17.
• the lens preferably has an effective focal length between 15 and 30 millimeters.
• light from the LED 14 is reflected by the mirror 18 through the objective lens 16 to illuminate an area of the retina about a point intersecting a centerline 35 of the lens 16.
• a target generator 30, discussed in detail below, generates a target that, when viewed by an individual, aligns the eye 20 such that the centerline 35 intersects the optic disk 32.
• the optic disk 32 is the central retinal structure illuminated by the LED 14.
• the system 10 can also include a second LED 24 for redundancy.
• a partially reflective mirror 25 disposed between the LEDs 14 and 24 passes light from the LED 14 therethrough and reflects light from the LED 24 so that the light travels along the same path to illuminate the retina 19.
• the objective lens 16 directs the light reflected from the retina through the partially reflective mirror 18 to a pin hole lens 26 that is positioned in front of and with respect to the image capturing surface of the CCD camera 22.
• the pin hole lens 26 ensures that the system 10 has a large depth of focus so as to accommodate a wide range of eye optical powers.
• the CCD camera 22 captures an image of the light reflected from the illuminated area of the retina and generates a signal representing the captured image.
• the center of the CCD camera 22 is generally aligned with the centerline of the lens 16 so that the central, i.e. principal image captured is an individual's optic disk. It is noted that depending upon the type of CCD camera 22 used, the output thereof will be either an analog or digital signal representing the captured image.
• a pair of polarizers 27 and 29 that are cross- polarized are inserted into the optical path of the system to eliminate unwanted reflections that can impair the captured image. More particularly, the polarizer 27 is disposed between the light source 14, 24 and the partially reflecting mirror 18 so as to polarize the light from the source 14, 24 in a first direction. The polarizer 29 is such that it will not pass light polarized in the first direction. As such, the polarizer 29 prevents light from the LEDs 14, 24 from reaching the CCD camera 22.
• the polarized light from the LEDs 14, 24 becomes randomized as the light passes through the tissues of the eye to the retina so that the light reflected from the retina to the lens 16 is generally unpolarized and will pass through the polarizer 29 to the CCD camera 22.
• any polarized light from the LEDs 14, 24 reflecting off of the cornea 31 of the eye will still be polarized in the first direction and will not pass through the polarizer 29 to the CCD camera 22.
• the polarizers 27 and 29 prevent unwanted reflections from the light source 14, 24 and cornea 31 from reaching the CCD camera 22 so that the captured image does not contain bright spots representing unwanted reflections.
• a third polarizer 33 as shown in Fig. 2 can be positioned generally parallel to the polarizer 27 but on the opposite side of the partially reflective mirror 18 to eliminate unwanted reflections in that area of the housing as well. This third polarizer may or may not be needed depending on the configuration of the system.
• the output of the CCD camera 22 representing the captured image is coupled via a cable 23 to a personal computer, laptop, PALM computer or the like capable of communicating with a remote computer that analyzes the data to identify or authenticate the identity of an individual.
• the cable 23 also preferably provides power to the system 10.
• a battery 26 can be mounted in the housing 12 to provide power to various components of the system 10.
• the system 10 can include a wireless communication interface such as an IR or RF interface instead of the cable 23 to communicate the captured image data to another device.
• the system 10 includes a fixation target generator 30 that generates a fixation target at a predetermined location such that when it is viewed, the optic disk 32 is aligned with the centerline 35 of the objective lens 16. With this alignment, the CCD camera 22 captures an image of the optic disk 32 and immediately adjacent area, with the optic disk 32 being generally centered in the captured image.
• the centerline or longitudinal axis 34 of the target generator 30 is preferably at an angle of approximately 14° with respect to the centerline 35 of the objective lens 16 and CCD camera 22.
• the centerline 34 of the target generator intersects the fovea 36 of the eye 20 and the optic disk 32 is substantially aligned with the centerline 35 of the lens 16 and CCD camera 22.
• the illumination light is directed to a blind spot on the retina, the optic disk, the illumination light is not irritating to the user.
• the fixation target generator 30 includes a hollow tube 38 extending along the axis 34.
• the tube 38 includes a first portion 40 and a second or end portion 42 with a frosted acrylic ring 44 disposed therebetween.
• a colored LED for example a green LED 46, is positioned adjacent a sidewall of the ring 44 so that when the LED is illuminated, the frosted ring 44 generates a green disk shaped target.
• the tube 38 is formed of a black plastic tube so that as an individual looks down the length of the tube he can align his eye so that he is not seeing the inner surface of the tube.
• the tube 38 is approximately 65 mm in length with a 3 mm inner diameter.
• the target generator 30 of the present invention aligns the eye 20 with respect to three perpendicular axes so as to enable the system 10 to consistently capture the same area of the retina 19 for a given individual to enable authentication or identification of the individual via the captured retinal pattern to be more easily accomplished than has heretofore been possible.
• the individual looks into the tube 38 and moves the housing 12 towards his eye so that he sees the green disk target. This process aligns the eye 20 along a Z-axis of the target generator 38, wherein the centerline 34 of the target generator 30 extends along the Z-axis. If the red dot appears to the individual to be off center in the green disk, the system 10 is not aligned in the X and/or Y axes.
• Alignment of the eye 20 with respect to the perpendicular X and Y axes is accomplished by tilting the unit 10 until the individual sees the red dot centered in the green disk.
• the individual's eye 20 is aligned with system 10 with respect to three perpendicular X, Y and Z axes.
• the unit 10 can include a switch 37 actuable by the individual and coupled to the CCD camera 22. When the individual views the target i.e., red dot centered in the green disk, the individual actuates the switch 37 to signal the CCD camera 22 to capture an image.
• the CCD camera 22 can be controlled to capture an image upon the occurrence of other events indicating alignment of the eye 20 with the device 10 as well.
• the system 10 includes a display unit 50 for depicting auxiliary information, an image of which is captured with an image of the illuminated area of the retina.
• the light from the displayed auxiliary information is passed through a lens 49 to direct the light through the pin hole lens 26.
• the light from the display unit 50 is reflected to the pin hole lens 26 by the partially reflective mirror 18.
• the display unit 50 is positioned with respect to the mirror 18 and CCD camera 22 so that an image captured by the CCD camera includes a centrally located image of the illuminated area of the retina combined with an image of the auxiliary information depicted on the display unit 50 wherein the auxiliary information appears in the periphery of the captured image.
• the system of the present invention in effect stamps the captured retinal information with auxiliary information to ensure greater security when the image is communicated over a non-secure network such as the Internet.
• auxiliary information can be used to indicate the time and/or date at which the image was taken.
• This auxiliary information ensures that the retinal data received at the remote location was currently scanned and is not a stored image being transmitted by someone other than the individual identified by the retinal pattern.
• the auxiliary display unit 50 depicts information on a display thereof that can be used to authenticate the captured image.
• the auxiliary display unit 50 includes an authentication number generator coupled to the display to allow a displayed authentication number to be combined with a retinal image.
• the authentication number generator generates a periodically, or non-periodically, changing authentication number so that the number displayed on the unit 50 at any given time is not generally known but known only by the remote authentication system that analyzes the data.
• Such authentication number generators are known and made, for example, by RSA Security Inc.
• the RSA SecurelD authentication system is capable of generating an authentication number wherein the time at which the number is generated is not apparent from the number itself but can be determined at a remote authentication system.
• the display unit 50 includes a GPS (Global Positioning Satellite Unit) that receives time and/or date and/or location information for display as auxiliary information. It should be apparent that auxiliary information other than an authentication number, time, date and/or location information can be used to mark the retinal information to provide additional security. It is noted that the auxiliary display is also useable with retinal image capturing devices that use a scanned illumination source as well as the non-scanned system shown. In accordance with a second embodiment of the system 10 of the present invention as shown in Fig.
• a red LED 60 and a green LED 62 are simultaneously actuated to illuminate the retina.
• the light from the red LED 60 and the light from the green LED 62 are combined by a combiner 63 or partially reflected mirror coated so as to pass red light from the red LED 60 and to reflect green light from the green LED 62. It has been found that enhanced contrast between the blood vessels of the retina and the background is achieved by illuminating the retina with light having wavelengths in the red spectrum and the green spectrum.
• the objective lens 16 has a first surface 64 and a second surface 66, one or both of which are formed as a rotationally symmetric aspheric surface defined by the following equation.
• the quality of the image captured can be substantially increased.
• an alignment system 67 aligns the eye along a predetermined axis 34 of the system and further aligns the eye so that it is at a predetermined distance from the system.
• the alignment system 67 includes a member 38 with an elongated channel 72 therein.
• the channel 72 is a tubular channel and the member 38 is a tube. It should be appreciated, however that the channel may be formed in a member other than a tube and the channel may have other than a circular cross section.
• the channel 72 is defined by a black inner wall 73 as discussed above.
• the channel 72 includes an aperture 75 into which a user looks to view a LED 70 that is disposed in the channel 72 at a distance from the aperture 75.
• the aspect ratio of the diameter of the channel 72 at the location of the LED 70 (or the diameter of the LED 70) to the length of the channel 72 from the aperture 75 to the location of the LED 70 is in a range of 0.02 to 0.084.
• the aspect ratio is 0.04.
• This aspect ratio can be obtained, for example, by a 0.125 inch diameter LED 70 and a channel length from the aperture 75 to the LED 70 of 3 inches.
• the alignment system 67 further includes a transducer 74 such as an ultrasound transducer so as to determine when the eye 20 is at a predetermined distance from the system 10.
• the ultrasound transducer 74 is positioned adjacent the channel 72 and preferably below the channel 72.
• the transducer 74 is operated in a transmit and a receive mode. In the transmit mode, the ultrasound transducer 74 generates an ultrasound wave that reflects off of an area of the user's face just below the eye 20, such as the user's cheek. The ultrasound wave reflected off of the user's face is picked up by the transducer 74 in a receive mode.
• the distance between the system 10 and the eye 20 can be determined by a microprocessor 76 or a dedicated integrated circuit (I.C.).
• the microprocessor 76 or I.C. compares the determined distance between the eye 20 and the system 10 to a predetermined distance value stored in a memory, register or the like, accessible by the microprocessor 76 or I.C.
• the microprocessor 76 controls the LED 70 to flash.
• the rate of flashing of the LED 70 can change, for example the rate can increase, so as to advise the user that the eye is approaching the desired distance from the system.
• the microprocessor 76 determines from the output of the ultrasound transducer 74 that the eye 20 is at the predetermined or correct distance, the microprocessor 76 controls the LED 70 so that it stops flashing and is on continuously as long as the user's eye 20 is at the correct distance from the system 10.
• the microprocessor 76 determines that the eye is at the correct position, the microprocessor signals the CCD camera 22 to actuate the camera to capture an image of an area of the properly aligned retina.
• the single LED 70 provides an indication to the user that the eye 20 is correctly aligned along the longitudinal axis 34 and is at a desired distance from the system 10.
• an audible tone can be provided to indicate that the eye is not at the correct position, approaching the correct position, and/or is at the correct position by changing the frequency or nature of the tone, etc.
• visual indications other than a single LED 70 can also be used to indicate proper positioning with respect to the system 10.
• the longitudinal axis 34 of the alignment system is preferably at an angle of approximately 14° from the centerline of the lens 16 so that when the eye 20 sees the LED 70, the optic disk 32 is aligned with the centerline 35 of the lens 16 and the CCD camera 22.
• This system allows the CCD camera 22 to repeatably capture an image of the optic disk 32 and surrounding area for identification purposes.
• the alignment system 67 can also be used to capture images of other areas of the eye as well.
• the red and green illumination lights 60 and 62 may be simultaneously turned on before alignment of the eye is determined. However, because the eye is more sensitive to green light, actuation of the green LED 62 may be delayed until the microprocessor 76 determines that the eye is in the correct position. In this embodiment, when the microprocessor 76 determines that the eye is in the correct position, the microprocessor would turn on the green illumination light
• the red illumination LED 62 can be turned on prior to turning on the green LED because red light is generally not perceived as irritating.
• the red light can be turned on at the same time as the green light is turned on by the microprocessor 76 or I.C, that is, when the eye is determined to be in the correct position and before signaling the CCD camera 22 to capture the image.
• the optical arrangement of the present invention enables the system 10 to be extremely compact for mounting in a hand/held and/or portable housing 12.
• the housing 12 as shown in Fig. 1 has a length, a width and a height that is less than 4 inches.
• the system 10 can be mounted at a fixed location as well.
• the system's own microprocessor 76 can authenticate the identity of an individual.
• the microprocessor 76 can receive data representing an image of an individual's retina and/or optic disk from a remote location or from an identification card encoded with the data and input to the system 10 for comparison by the microprocessor 76 to the image data captured by the system 10 from the illuminated retina. If the microprocessor 76 determines a match, the identity of the individual is authenticated.
• the microprocessor 76 preferably operates in accordance with the method described in United States Patent Application Serial No. 09/705,133 filed November 2, 2000 and incorporated herein by reference.

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• Health & Medical Sciences (AREA)
• Life Sciences & Earth Sciences (AREA)
• Engineering & Computer Science (AREA)
• Physics & Mathematics (AREA)
• General Health & Medical Sciences (AREA)
• Medical Informatics (AREA)
• Human Computer Interaction (AREA)
• Ophthalmology & Optometry (AREA)
• Biomedical Technology (AREA)
• Heart & Thoracic Surgery (AREA)
• General Physics & Mathematics (AREA)
• Molecular Biology (AREA)
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• Animal Behavior & Ethology (AREA)
• Biophysics (AREA)
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• Eye Examination Apparatus (AREA)
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• 2001
  • 2001-10-23 US US10/038,168 patent/US7224822B2/en not_active Expired - Lifetime
  • 2001-10-24 CA CA002427056A patent/CA2427056A1/en not_active Abandoned
  • 2001-10-24 EP EP01273251A patent/EP1340189A4/de not_active Withdrawn
  • 2001-10-24 WO PCT/US2001/046058 patent/WO2002075639A1/en active Application Filing

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